0000899243-16-013562.txt : 20160217 0000899243-16-013562.hdr.sgml : 20160217 20160217172155 ACCESSION NUMBER: 0000899243-16-013562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151014 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bisignano Frank CENTRAL INDEX KEY: 0001346629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 161434388 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-14 0 0000883980 FIRST DATA CORP FDC 0001346629 Bisignano Frank C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 1 1 0 0 Chief Executive Officer Class A Common Stock 2015-10-14 4 A 0 949094 0.00 A 949094 D Class A Common Stock 2016-02-16 4 P 0 98100 10.32 A 1047194 D Class A Common Stock 2016-02-16 4 P 0 1900 10.2856 A 1900 I By Trust Class A Common Stock 2016-02-16 4 P 0 5800 10.26 A 5800 I By Spouse Class A Common Stock 2016-02-16 4 P 0 10190 10.22 A 10190 I See footnote Stock Options (right to buy) 16.00 2015-10-14 4 A 0 2214552 0.00 A 2025-10-14 Class A Common Stock 2214552 2214552 D Represents a grant of restricted Class A common stock ("Class A Common Stock") under the First Data Corporation 2015 Omnibus Incentive Plan (the "2015 Plan") of First Data Corporation (the "Issuer"). The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $10.275 to $10.37, inclusive. Upon request of the SEC staff, the Issuer or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $10.255 to $10.26, inclusive. Upon request of the SEC staff, the Issuer or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $10.1554 to $10.2417, inclusive. Upon request of the SEC staff, the Issuer or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. These shares are held in accounts for the benefit of the reporting person's children. Represents a grant of stock options which, subject to the reporting person's continued service through each applicable vesting date, will vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third upon the Issuer's achievement of a closing trading price of its Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. Mr. Bisignano disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein. /s/ Gretchen A. Herron, attorney-in-fact 2016-02-17