0000899243-15-008137.txt : 20151113
0000899243-15-008137.hdr.sgml : 20151113
20151113172819
ACCESSION NUMBER: 0000899243-15-008137
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151015
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST DATA CORP
CENTRAL INDEX KEY: 0000883980
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 470731996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: (800) 735-3362
MAIL ADDRESS:
STREET 1: 225 LIBERTY STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCarthy Barry C
CENTRAL INDEX KEY: 0001654739
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11073
FILM NUMBER: 151230334
MAIL ADDRESS:
STREET 1: C/O FIRST DATA CORPORATION
STREET 2: FIRST DATA, 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2015-10-15
2015-10-15
0
0000883980
FIRST DATA CORP
FDC
0001654739
McCarthy Barry C
C/O FIRST DATA CORPORATION
225 LIBERTY STREET, 29TH FLOOR
NEW YORK
NY
10281
0
1
0
0
See Remarks
Class A Common Stock
158182
D
Stock Options (right to buy)
16.00
2025-10-14
Class A Common Stock
158182
D
Represents a grant of restricted Class A common stock ("Class A Common Stock") of First Data Corporation (the "Issuer"), of which, subject to the reporting person's continued employment through each applicable vesting date, two thirds will vest over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third will vest upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.
This Amended Form 3 is being filed to include restricted Class A Common Stock and additional stock options of the Issuer beneficially owned by the reporting person inadvertently omitted from the reporting person's Form 3.
Of the 158,162 stock options granted, subject to the reporting person's continued service through each applicable vesting date, two thirds will vest over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third will vest upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.
Title - Executive Vice President, Head of Network & Security Solutions
/s/ Gretchen A. Herron, attorney-in-fact
2015-11-13