0000899243-15-006790.txt : 20151015 0000899243-15-006790.hdr.sgml : 20151015 20151015180517 ACCESSION NUMBER: 0000899243-15-006790 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151015 FILED AS OF DATE: 20151015 DATE AS OF CHANGE: 20151015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Barry C CENTRAL INDEX KEY: 0001654739 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160822 MAIL ADDRESS: STREET 1: C/O FIRST DATA CORPORATION STREET 2: FIRST DATA, 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-10-15 0 0000883980 FIRST DATA CORP FDC 0001654739 McCarthy Barry C C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 0 1 0 0 See Remarks Class B Common Stock Class A Common Stock 224513 D Stock Options (right to buy) 9.49 2018-01-30 Class B Common Stock 53386 D Stock Options (right to buy) 9.49 2018-03-11 Class B Common Stock 28472 D Stock Options (right to buy) 9.49 2019-09-23 Class B Common Stock 26693 D Stock Options (right to buy) 9.49 2020-05-12 Class B Common Stock 26693 D Stock Options (right to buy) 9.49 2021-03-18 Class B Common Stock 27615 D Stock Options (right to buy) 9.49 2022-03-08 Class B Common Stock 29527 D Stock Options (right to buy) 11.07 2023-07-20 Class B Common Stock 40675 D Stock Options (right to buy) 12.65 2024-02-10 Class B Common Stock 21750 D Stock Options (right to buy) 14.23 2025-01-14 Class B Common Stock 36469 D Shares of Class B common stock ("Class B Common Stock") of First Data Corporation (the "Issuer") are convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior written consent of the Issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Includes 159,963 shares of restricted Class B Common Stock, including 20,337 of which will vest upon the expiration of the 180-day lock-up period in connection with the Issuer's initial public offering, 52,297 of which will vest on March 15, 2016, 32,625 of which will vest on January 1, 2017 and 54,704 of which (i) 20% will vest upon the expiration of the 180-day lock-up period in connection with the Issuer's initial public offering, (ii) 40% will vest on January 1, 2017 and (iii) 40% will vest on January 1, 2018, subject to continued employment through the applicable vesting dates. These stock options are fully vested and exercisable. These stock options vest in equal annual installments on each of the first three anniversaries of March 1, 2013, subject to continued employment through each applicable vesting date. These stock options vest in equal annual installments on each of the first three anniversaries of January 1, 2014, subject to continued employment through each applicable vesting date. These stock options vest in equal annual installments on each of the first three anniversaries of January 1, 2015, subject to continued employment through each applicable vesting date. Title - Executive Vice President, Head of Network & Security Solutions Exhibit 24 - Power of Attorney By: /s/ Gretchen A. Herron, attorney-in-fact 2015-10-15 EX-24 2 attachment1.htm EX-24 DOCUMENT

                               POWER OF ATTORNEY

      Know all by these presents that Barry C. McCarthy, does hereby make,
constitute and appoint each of Adam L. Rosman, Stanley J. Andersen and Gretchen
A. Herron, or either one of them, as a true and lawful attorney-in-fact of the
undersigned with full powers of substitution and revocation, for and in the
name, place and stead of the undersigned with full powers of substitution and
revocation, for and in the name, place and stead of the undersigned (in the
undersigned's individual capacity), to execute and deliver such forms that the
undersigned may be required to file with the U.S. Securities and Exchange
Commission as a result of the undersigned's ownership of or transactions in
securities of First Data Corporation (i) pursuant to Section 16(a) of the
Securities Exchange Act of 1934, as amended, including without limitation,
statements on Form 3, Form 4 and Form 5 (including any amendments thereto) and
(ii) in connection with any applications for EDGAR access codes, including
without limitation the Form ID. The Power of Attorney shall remain in full force
and effect until the undersigned is no longer required to file Forms 3, 4 and 5
with regard to the undersigned's ownership of or transactions in securities of
First Data Corporation, unless earlier revoked in writing. The undersigned
acknowledges that Adam L. Rosman, Stanley J. Andersen and Gretchen A. Herron are
not assuming any of the undersigned's responsibilities to comply with Section 16
of the Securities Exchange Act of 1934.

                                     By:   /s/ Barry C. McCarthy
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                                           Barry C. McCarthy

Date:   September 29, 2015
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