0000899243-15-006783.txt : 20151015 0000899243-15-006783.hdr.sgml : 20151015 20151015175944 ACCESSION NUMBER: 0000899243-15-006783 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151015 FILED AS OF DATE: 20151015 DATE AS OF CHANGE: 20151015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Higgins Thomas Joseph CENTRAL INDEX KEY: 0001655481 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160803 MAIL ADDRESS: STREET 1: C/O FIRST DATA CORPORATION, FIRST DATA STREET 2: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-10-15 0 0000883980 FIRST DATA CORP FDC 0001655481 Higgins Thomas Joseph C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 0 1 0 0 See Remarks Class A Common Stock 158182 D Class B Common Stock Class A Common Stock 268909 D Stock Options (right to buy) 12.65 2024-03-05 Class B Common Stock 237273 D Stock Options (right to buy) 14.23 2025-01-14 Class B Common Stock 26363 D Stock Options (right to buy) 16.00 2025-10-14 Class A Common Stock 158182 D Represents a grant of restricted Class A common stock ("Class A Common Stock") of First Data Corporation (the "Issuer"), of which, subject to the reporting person's continued employment through each applicable vesting date, two thirds will vest over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third will vest upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. Shares of Class B common stock of the Issuer ("Class B Common Stock") are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the Issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Includes 268,909 shares of restricted Class B Common Stock, including 229,364 of which vest on January 1, 2017 and 39,545 of which (i) 20% will vest upon the expiration of the 180-day lock-up period in connection with the Issuer's initial public offering, (ii) 40% will vest on January 1, 2017 and (iii) the remaining 40% will vest on January 1, 2018, subject to continued employment through the applicable vesting dates. These stock options vest in equal annual installments on each of the first three anniversaries of March 5, 2014, subject to continued employment through each applicable vesting date. These stock options vest in equal annual installments on each of the first three anniversaries of January 1, 2015, subject to continued employment through each applicable vesting date. Of the 158,182 stock options granted, subject to the reporting person's continued service through each applicable vesting date, two thirds will vest over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third will vest upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. Title - Executive Vice President, Chief Administrative Officer Exhibit 24 - Power of Attorney By: /s/ Gretchen A. Herron, attorney-in-fact 2015-10-15 EX-24 2 attachment1.htm EX-24 DOCUMENT

                               POWER OF ATTORNEY

      Know all by these presents that Thomas J. Higgins, does hereby make,
constitute and appoint each of Adam L. Rosman, Stanley J. Andersen and Gretchen
A. Herron, or either one of them, as a true and lawful attorney-in-fact of the
undersigned with full powers of substitution and revocation, for and in the
name, place and stead of the undersigned with full powers of substitution and
revocation, for and in the name, place and stead of the undersigned (in the
undersigned's individual capacity), to execute and deliver such forms that the
undersigned may be required to file with the U.S. Securities and Exchange
Commission as a result of the undersigned's ownership of or transactions in
securities of First Data Corporation (i) pursuant to Section 16(a) of the
Securities Exchange Act of 1934, as amended, including without limitation,
statements on Form 3, Form 4 and Form 5 (including any amendments thereto) and
(ii) in connection with any applications for EDGAR access codes, including
without limitation the Form ID. The Power of Attorney shall remain in full force
and effect until the undersigned is no longer required to file Forms 3, 4 and 5
with regard to the undersigned's ownership of or transactions in securities of
First Data Corporation, unless earlier revoked in writing. The undersigned
acknowledges that Adam L. Rosman, Stanley J. Andersen and Gretchen A. Herron are
not assuming any of the undersigned's responsibilities to comply with Section 16
of the Securities Exchange Act of 1934.

                                    By:    /s/ Thomas J. Higgins
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                                           Thomas J. Higgins

Date: September 30, 2015
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