0000899243-15-006773.txt : 20151015 0000899243-15-006773.hdr.sgml : 20151015 20151015175002 ACCESSION NUMBER: 0000899243-15-006773 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151015 FILED AS OF DATE: 20151015 DATE AS OF CHANGE: 20151015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLUMERI JOSEPH J CENTRAL INDEX KEY: 0001207552 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160764 MAIL ADDRESS: STREET 1: TEN TRINITY SQUARE CITY: LONDON STATE: X0 ZIP: 00000 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-10-15 0 0000883980 FIRST DATA CORP FDC 0001207552 PLUMERI JOSEPH J C/O FIRST DATA CORPORATION 225 LIBERTY STREET, 29TH FLOOR NEW YORK NY 10281 1 0 0 0 Class B Common Stock Class A Common Stock 1340933 D Stock Options (right to buy) 11.07 2023-10-12 Class B Common Stock 316364 D Stock Options (right to buy) 12.65 2024-05-13 Class B Common Stock 632729 D Stock Options (right to buy) 14.23 2025-01-28 Class B Common Stock 170836 D Units in Director Deferred Compensation Plan Class A Common Stock 3163 D Shares of Class B common stock ("Class B Common Stock") of First Data Corporation ("the Issuer") are convertible into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis at any time at the option of the holder with the prior written consent of the Issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Includes 493,528 shares of restricted Class B Common Stock, of which 237,273 will vest on January 1, 2017 and 256,255 of which (i) 20% will vest upon the expiration of the 180-day lock-up period in connection with the Issuer's initial public offering, (ii) 40% will vest on January 1, 2017 and (iii) the remaining 40% will vest on January 1, 2018, subject to continued service through the applicable vesting dates. These stock options vest in equal annual installments on each of the first three anniversaries of October 12, 2013, subject to continued service through each applicable vesting date. These stock options vest in equal annual installments on each of the first three anniversaries of May 13, 2014, subject to continued service through each applicable vesting date. These stock options vest in equal annual installments on each of the first three anniversaries of January 1, 2015, subject to continued service through each applicable vesting date. Each unit represents the economic equivalent of one share of Class A Common Stock. The units become payable in cash upon Mr. Plumeri's termination of service as a director. Exhibit 24 - Power of Attorney By: /s/ Gretchen A. Herron, attorney-in-fact 2015-10-15 EX-24 2 attachment1.htm EX-24 DOCUMENT

                               POWER OF ATTORNEY

     Know all by these presents that Joseph J. Plumeri, does hereby make,
constitute and appoint each of Adam L. Rosman, Stanley J. Andersen and Gretchen
A. Herron, or either one of them, as a true and lawful attorney-in-fact of the
undersigned with full powers of substitution and revocation, for and in the
name, place and stead of the undersigned with full powers of substitution and
revocation, for and in the name, place and stead of the undersigned (in the
undersigned's individual capacity), to execute and deliver such forms that the
undersigned may be required to file with the U.S. Securities and Exchange
Commission as a result of the undersigned's ownership of or transactions in
securities of First Data Corporation (i) pursuant to Section 16(a) of the
Securities Exchange Act of 1934, as amended, including without limitation,
statements on Form 3, Form 4 and Form 5 (including any amendments thereto) and
(ii) in connection with any applications for EDGAR access codes, including
without limitation the Form ID. The Power of Attorney shall remain in full force
and effect until the undersigned is no longer required to file Forms 3, 4 and 5
with regard to the undersigned's ownership of or transactions in securities of
First Data Corporation, unless earlier revoked in writing. The undersigned
acknowledges that Adam L. Rosman, Stanley J. Andersen and Gretchen A. Herron are
not assuming any of the undersigned's responsibilities to comply with Section 16
of the Securities Exchange Act of 1934.

                                        By: /s/ Joseph J. Plumeri
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                                            Joseph Plumeri

Date: September 30, 2015
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