-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ra8Tkiv/rqpzldvLRtSYVII9ZCXnKuffrBjxVlrlsDjywpe9l7jDbwccl418Amc4 GhFcC7w/HJYdARNP5yH1bg== 0000950144-03-013007.txt : 20031114 0000950144-03-013007.hdr.sgml : 20031114 20031114165248 ACCESSION NUMBER: 0000950144-03-013007 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031114 EFFECTIVENESS DATE: 20031114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATALINA MARKETING CORP/DE CENTRAL INDEX KEY: 0000883977 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 330499007 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 001-11008 FILM NUMBER: 031005478 BUSINESS ADDRESS: STREET 1: 200 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716-1242 BUSINESS PHONE: 7275795000 MAIL ADDRESS: STREET 1: 200 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716-1242 NT 10-Q 1 g85934ntnt10vq.htm CATALINA MARKETING CORPORATION Catalina Marketing Corporation
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 12b-25

Commission File Number 1-11008

NOTIFICATION OF LATE FILING

(Check One):   o Form 10-K   o Form 11-K   o  Form 20-F   þ Form 10-Q

         
o   Form N-SAR    
    For Period Ended:   September 30, 2003
       
o   Transition Report on Form 10-K    
o   Transition Report on Form 20-F    
o   Transition Report on Form 11-K    
o   Transition Report on Form 10-Q    
o   Transition Report on Form N-SAR    
    For the Transition Period Ended:    
       

Read attached instruction sheet before preparing form. Please print or type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

     If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:


PART I
REGISTRANT INFORMATION

Full name of registrant CATALINA MARKETING CORPORATION

Former name if applicable

Address of principal executive office (Street and number)

200 Carillon Parkway

City, state and zip code St. Petersburg, Florida 33716

PART II
RULE 12b-25 (b) and (c)

     If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)

 


 

         
    (a)   The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
o   (b)   The subject annual report, semi-annual report, transition report on Form 10-K, 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
    (c)   The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III
NARRATIVE

     State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, N-SAR, or the transition report portion thereof, could not be filed within the prescribed time period. (Attach extra sheets if needed.)

  Catalina Marketing Corporation (the “Registrant”) is unable to file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2003 in a timely manner because it has not yet completed its quarterly financial statements. As has been previously disclosed, the Registrant has engaged PricewaterhouseCoopers (“PwC”) to re-audit the Registrant’s results for the years ended March 31, 2001 and 2002 and to audit the Registrant’s results for the year ended March 31, 2003. Upon completion of these audits, PwC will review the Registrant’s quarterly financial reports for the current fiscal year. If necessary, following the results of the audits, the Registrant will amend its previously filed periodic reports. In addition, the Registrant will file its Annual Report on Form 10-K for the fiscal year ended March 31, 2003 and its Quarterly Reports on Form 10-Q for the quarters ended June 30, 2003 and September 30, 2003. The Registrant cannot presently predict the timing of the preparation of the required financial statements or the schedule of audit work to be completed by PwC.

PART IV
OTHER INFORMATION

     (1) Name and telephone number of person to contact in regard to this notification

         
Christopher W. Wolf   (727)   579-5218

 
 
(Name)   (Area Code)   (Telephone Number)

     (2)  Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

o Yes   þ No

     The Registrant’s Annual Report on Form 10-K for the year ended March 31, 2003 and the Quarterly Report on Form 10-Q for the quarter ended June 30, 2003 have not been filed.

2


 

     (3)  Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

þ Yes   o No

       If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

     A reasonable estimate of the change in results cannot be made due to the reasons disclosed in Part III of this Form 12b-25.

CATALINA MARKETING CORPORATION


(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

             
Date:   November 14, 2003   By:   /s/ CHRISTOPHER W. WOLF
   
     
            Name: Christopher W. Wolf
Title: Executive Vice President and Chief Financial Officer

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