-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HanuZxvHtzjVPhJA8RwbUmaQAKK8EvL5HyAZntu8m36mpCh8jPgFfsW/Y4lYaqcP W5f3QbHyICatcXwSK6LQVw== 0000883977-07-000050.txt : 20071003 0000883977-07-000050.hdr.sgml : 20071003 20071003165130 ACCESSION NUMBER: 0000883977-07-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071001 FILED AS OF DATE: 20071003 DATE AS OF CHANGE: 20071003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATALINA MARKETING CORP/DE CENTRAL INDEX KEY: 0000883977 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 330499007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716-1242 BUSINESS PHONE: 7275795000 MAIL ADDRESS: STREET 1: 200 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716-1242 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siegel Cary P CENTRAL INDEX KEY: 0001362728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11008 FILM NUMBER: 071154211 BUSINESS ADDRESS: BUSINESS PHONE: 727-579-5000 MAIL ADDRESS: STREET 1: 200 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 4 1 c0001362728d20071003f4f.xml PRIMARY DOCUMENT X0202 4 2007-10-01 1 0000883977 CATALINA MARKETING CORP/DE POS 0001362728 Siegel Cary P 200 CARILLON PARKWAY ST. PETERSBURG FL 33716-1242 0 1 0 0 EVP, Chief Development Officer Common Stock 2007-10-01 5 J 0 2577 32.5 D 18413.089 D Common Stock 2007-10-01 5 J 0 18413.089 32.5 D 0 D Common Stock 2007-10-01 5 J 0 15040 28.21 A 15040 D Common Stock 2007-10-01 5 J 0 10450 31.3 A 25490 D Common Stock 2007-10-01 5 J 0 15040 32.5 D 10450 D Common Stock 2007-10-01 5 J 0 10450 32.5 D 0 D Stock Appreciation Right 28.21 2007-10-01 5 J 0 15040 0 D 2006-06-19 2016-06-19 Common Stock 15040 0 D Stock Appreciation Right 31.3 2007-10-01 5 J 0 10450 0 D 2008-02-28 2017-02-28 Common Stock 10450 0 D As a result of the merger of Checkout Acquisition Corp. with an into the issuer, each share of Catalina common stock issued and outstanding immediately prior to the effective time of the merger was automatically converted into the right to receive $32.50 in cash, without interest and less any required withholding taxes. Prior to 10/1/07, such Performance Based Restricted Stock would become fully vested 3 years from the grant date if the Company met certain thresholds for a specified cumulative performance metric or such Service Based Restricted Stock would become fully vested 4 years from the grant date subject to continued employment at the Company or a subsidiary throughout the vesting period. Immediately prior to the effective time of the merger of Checkout Acquisition Corp. with and into the issuer, the restricted stock became fully vested and was converted into the right to receive $32.50 per share, without interest and less any required withholding taxes. Prior to 10/1/07, such Stock Appreciation Rights would become fully vested 4 years from the grant date, vesting annualy at a rate of 25% per year beginning on the one year anniversary of the grant date, subject to continued employment at the Company or a subsidiary throughout the vesting period. Immediately prior to the effective time of the merger of Checkout Acquisition Corp. with and into the issuer, the Stock Appreciatioin Rights became fully vested and were converted into the right to receive a cash payment equal to the number of shares of Catalina common stock underlying such Catalina Stock Appreciation Right multiplied by the amount which $32.50 exceeded the exercise price of each Stock Appreciation Right, without interest and less any required withholding taxes. /s/ James Flanigan for Cary P Siegel by POA 2007-10-03 -----END PRIVACY-ENHANCED MESSAGE-----