0001209191-16-112044.txt : 20160404 0001209191-16-112044.hdr.sgml : 20160404 20160404144346 ACCESSION NUMBER: 0001209191-16-112044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160404 DATE AS OF CHANGE: 20160404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEMCELLS INC CENTRAL INDEX KEY: 0000883975 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943078125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1215 BUSINESS ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6504753100 MAIL ADDRESS: STREET 1: 3155 PORTER DRIVE STREET 2: . CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: CYTOTHERAPEUTICS INC/DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEISSMAN IRVING CENTRAL INDEX KEY: 0001230630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19871 FILM NUMBER: 161550101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-01 0 0000883975 STEMCELLS INC STEM 0001230630 WEISSMAN IRVING C/O STEMCELLS, INC. 7707 GATEWAY BLVD, STE 140 NEWARK CA 94560 1 0 0 0 Common Stock 2016-04-01 4 A 0 48077 0.00 A 558288 D Common Stock 22471 I Family Trust Quarterly retainer paid to Dr. Weissman in shares of common stock as consideration for his continued service on the Company's Scientific Advisory Board. Includes the following anniversary equity grant: 146,342 restricted stock units vesting 100% on January 1, 2017. Includes 10,508 shares held in trust for Dr. Weissman's grandchildren. Dr. Weissman disclaims beneficial ownership of such shares. /s/ Ken Stratton, Attorney-in-Fact 2016-04-04