0001140361-12-021700.txt : 20120427 0001140361-12-021700.hdr.sgml : 20120427 20120427160400 ACCESSION NUMBER: 0001140361-12-021700 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120427 DATE AS OF CHANGE: 20120427 EFFECTIVENESS DATE: 20120427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT L.P. CENTRAL INDEX KEY: 0000883961 IRS NUMBER: 133547557 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 12789462 BUSINESS ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT L.P. STREET 2: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-698-0800 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT L.P. STREET 2: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP DATE OF NAME CHANGE: 19990325 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management, L.P. Address: 40 West 57th Street, 19th Floor New York, NY 10019 Form 13F File Number: 028-03589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 4/9/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 1,083 Form 13F Information Table Value Total: $ 9,189,265 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- 3I Group COM 611 178,600 SH SOLE 178,600 0 0 3M Co. COM 88579Y101 20,154 225,911 SH SOLE 225,911 0 0 A.M. Castle & Co. COM 148411101 2,917 230,600 SH SOLE 230,600 0 0 A.O. Smith Corporation COM 831865209 925 20,575 SH SOLE 20,575 0 0 ABB Limited - ADR 000375204 1,678 82,212 SH SOLE 82,097 0 115 Abbott Laboratories COM 002824100 12,787 208,633 SH SOLE 206,809 0 1,824 Abercrombie & Fitch Co. CL A COM 002896207 238 4,800 SH SOLE 4,800 0 0 Abzu Gold Ltd COM 00400M958 208 1,153,846 SH SOLE 1,153,846 0 0 Abzu Gold Ltd. (pvt) 208 1,153,846 SH SOLE 1,153,846 0 0 Abzu_Gold WTS $0.90 CAD exp 8/ - 1,153,846 SH SOLE 1,153,846 0 0 Acasti Pharma Inc (pvt) 00430K105 31 24,638 SH SOLE 24,638 0 0 Accelrys Inc. COM 00430U103 1,403 175,781 SH SOLE 175,781 0 0 Accenture PLC G1151C101 6,180 95,820 SH SOLE 95,495 325 0 Acco Brands Corp. COM 00081T108 23,131 1,863,909 SH SOLE 1,863,100 0 809 Aceto Corp COM 004446100 125 13,163 SH SOLE 0 123 13,040 Acme Packet Inc. COM 004764106 420 15,275 SH SOLE 15,275 0 0 Activision Blizzard, Inc. COM 00507V109 153 11,907 SH SOLE 4,500 105 7,302 Acuity Brands, Inc. COM 00508Y102 39,751 632,682 SH SOLE 632,682 0 0 Adobe Systems Incorporated COM 00724F101 25,126 732,311 SH SOLE 732,311 0 0 Advanced Energy Ind COM 007973100 6,098 464,763 SH SOLE 434,588 0 30,175 Aegerion Pharmaceuticals Inc COM 00767E102 337 24,400 SH SOLE 24,400 0 0 Aegion Corp. COM 00770F104 25,333 1,420,793 SH SOLE 1,420,793 0 0 Aflac, Inc. COM 001055102 49,728 1,081,286 SH SOLE 1,081,286 0 0 Aforo Resource Ltd (pvt) - 200,000 SH SOLE 200,000 0 0 AGIC Convertible & Income Fund COM 001190107 417 43,897 SH SOLE 43,897 0 0 Agilent Technologies, Inc. COM 00846U101 345 7,750 SH SOLE 7,750 0 0 Agnico-Eagle Mines Limited 008474108 47,420 1,420,617 SH SOLE 1,417,617 0 3,000 Agrium Inc. COM 008916108 4,309 49,895 SH SOLE 49,895 0 0 Air Products & Chemicals, Inc. COM 009158106 4,255 46,350 SH SOLE 46,350 0 0 Airgas Inc. COM 009363102 741 8,325 SH SOLE 8,325 0 0 Akamai Technologies, Inc. COM 00971T101 17,137 466,950 SH SOLE 466,950 0 0 Akzo Nobel COM 7,380 125,000 SH SOLE 125,000 0 0 Alacer Gold Corp COM 010679108 43,866 5,153,600 SH SOLE 5,148,600 0 5,000 Alamos Gold Inc. 011527108 71,638 3,923,200 SH SOLE 3,920,200 0 3,000 Albany International Corporati COM 012348108 28,589 1,245,690 SH SOLE 1,245,690 0 0 Albemarle Corporation COM 012653101 741 11,600 SH SOLE 11,600 0 0 Alerian MLP ETF COM 00162Q866 3,850 231,345 SH SOLE 229,860 0 1,485 Alexion Pharmaceuticals COM 015351109 1,402 15,100 SH SOLE 15,100 0 0 Alkermes Plc G01767105 24,893 1,341,955 SH SOLE 1,341,955 0 0 Alleghany Corporation COM 017175100 25,028 76,050 SH SOLE 76,050 0 0 Alliance Data Systems COM 018581108 336 2,667 SH SOLE 0 24 2,643 Allied Gold Mining PLC (pvt) G0259M102 7,216 3,976,667 SH SOLE 3,976,667 0 0 Allied Nevada Gold Corporation COM 019344100 56,399 1,733,746 SH SOLE 1,733,746 0 0 Allscripts Healthcare Solution COM 01988P108 3,362 202,541 SH SOLE 202,541 0 0 Almaden Minerals Ltd. COM 020283107 259 100,000 SH SOLE 100,000 0 0 Alnylam Pharmaceutical Inc. COM 02043q107 180 16,300 SH SOLE 16,300 0 0 Altisource Portfolio Solutions COM L0175J104 273 4,499 SH SOLE 0 43 4,456 Altria Group, Inc. COM 02209S103 1,090 35,322 SH SOLE 22,950 0 12,372 Amazon.com, Inc. COM 023135106 8,012 39,564 SH SOLE 39,564 0 0 Ameren Corporation COM 023608102 307 9,438 SH SOLE 0 0 9,438 American Eagle Outfitters Inc. COM 02553E106 172 10,000 SH SOLE 10,000 0 0 American Electric Power COM 025537101 2,048 53,080 SH SOLE 53,080 0 0 American EuroPacific Growth Fu 29875E100 5,075 128,674 SH SOLE 128,491 0 183 American Express Company COM 025816109 10,877 187,980 SH SOLE 186,166 0 1,814 American Fundamental Investors 360802821 2,963 75,267 SH SOLE 75,267 0 0 American Software, Inc. COM 029683109 399 46,554 SH SOLE 33,250 0 13,304 American Tower REIT Inc COM 03027x100 813 12,904 SH SOLE 12,904 0 0 American Vanguard Corporation COM 030371108 165 7,601 SH SOLE 2,500 56 5,045 Americas Car Mart INC COM COM 03062T105 250 5,688 SH SOLE 0 25 5,663 Ametek Inc. COM 031100100 5,907 121,773 SH SOLE 121,773 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Amgen Inc. COM 031162100 3,063 45,065 SH SOLE 44,556 0 509 Anadarko Petroleum Corporation COM 032511107 9,056 115,604 SH SOLE 115,354 250 0 AngloGold Ashanti Limited - AD 035128206 36,938 1,000,500 SH SOLE 999,000 0 1,500 Annaly Capital Management Inc. COM 035710409 1,073 67,845 SH SOLE 67,845 0 0 Ansys Inc. COM 03662q105 585 9,000 SH SOLE 9,000 0 0 Apache Corporation COM 037411105 7,071 70,400 SH SOLE 70,400 0 0 Apollo Investment Corporation COM 03761u106 88 12,250 SH SOLE 12,250 0 0 Apple Inc. COM 037833100 92,451 154,200 SH SOLE 153,103 0 1,097 Applied Materials, Inc. COM 038222105 28,385 2,280,862 SH SOLE 2,280,053 0 809 Applied Semiconductor, Inc. SE 101 16,800 SH SOLE 16,800 0 0 Approach Resources Inc COM 03834A103 587 15,875 SH SOLE 15,875 0 0 Aptargroup Inc COM 038336103 279 5,100 SH SOLE 5,100 0 0 ARC Resources Ltd. COM 00208D408 132 5,750 SH SOLE 5,750 0 0 Archer-Daniels-Midland Company COM 039483102 504 15,933 SH SOLE 15,520 0 413 Ariba Inc. COM 04033V203 419 12,800 SH SOLE 12,800 0 0 Aruba Networks Inc. COM 043176106 768 34,475 SH SOLE 34,475 0 0 Asahi Kasei Corp COM 5,303 859,000 SH SOLE 859,000 0 0 Ashland Inc. COM 044209104 44,804 733,776 SH SOLE 733,776 0 0 Asics Corp COM 5,196 459,500 SH SOLE 459,500 0 0 Assurant, Inc. COM 04621X108 468 11,557 SH SOLE 0 0 11,557 Astreka LLC 567 75,624 SH SOLE 75,624 0 0 Astreka LLC (Membership Intere astrekco4 250 33,333 SH SOLE 33,333 0 0 AT&T Inc. COM 00206R102 8,191 262,273 SH SOLE 258,068 0 4,205 ATAC Resources Ltd 144 55,000 SH SOLE 55,000 0 0 ATAC Resources Ltd. COM 046491106 23,310 8,807,100 SH SOLE 8,807,100 0 0 ATAC Resources Ltd. (pvt) 046491106 12,704 4,800,000 SH SOLE 4,800,000 0 0 athenahealth Inc. COM 04685W103 489 6,600 SH SOLE 6,600 0 0 Atlas Air Worldwide Holdings, COM 049164205 571 11,600 SH SOLE 11,600 0 0 Atmel Corporation COM 049513104 247 25,000 SH SOLE 25,000 0 0 Autobytel Inc COM 05275N106 339 350,000 SH SOLE 350,000 0 0 Autodesk Inc. COM 052769106 245 5,800 SH SOLE 5,800 0 0 Automatic Data Processing COM 053015103 37,491 679,309 SH SOLE 678,579 0 730 Autozone Inc. COM 053332102 532 1,430 SH SOLE 0 6 1,424 Auxilium Pharmaceuticals Inc. COM 05334D107 290 15,600 SH SOLE 15,600 0 0 Avery Dennison Corporation COM 053611109 45,402 1,506,870 SH SOLE 1,505,570 0 1,300 Aviat Networks Inc. COM 05366Y102 12,037 4,268,552 SH SOLE 3,973,802 0 294,750 Avion Resources Corp. COM 053750956 409 400,000 SH SOLE 400,000 0 0 Avnet, Inc. COM 053807103 309 8,500 SH SOLE 8,500 0 0 B2Gold Corporation 11777Q209 8,782 2,091,000 SH SOLE 2,091,000 0 0 Baidu, Inc. - ADR 056752108 4,733 32,467 SH SOLE 32,467 0 0 Baker Hughes Inc. COM 057224107 10,801 257,531 SH SOLE 255,460 0 2,071 Balmoral Resources Ltd. COM 05874M103 158 200,000 SH SOLE 200,000 0 0 Banco Santander SA - ADR 05964H105 13,667 1,781,841 SH SOLE 1,781,655 0 186 Bangkok Bank PCL - Foreign Reg COM 63 10,000 SH SOLE 10,000 0 0 Bank of America Corporation COM 060505104 60 6,316 SH SOLE 6,316 0 0 Bank of America Corporation Pf 060505765 868 33,800 SH SOLE 33,800 0 0 Bank of New York Mellon Corpor COM 064058100 51,639 2,140,013 SH SOLE 2,136,923 0 3,090 BankUnited COM 06652K103 845 33,800 SH SOLE 33,800 0 0 Banro Corporation COM 066800103 41,629 8,987,600 SH SOLE 8,987,600 0 0 Barisan Gold Corp - Reg D 06759d101 366 1,404,850 SH SOLE 1,403,175 0 1,675 Barrick Gold Corporation 067901108 70,380 1,618,675 SH SOLE 1,615,875 0 2,800 Basic Energy Services, Inc. COM 06985P100 317 18,265 SH SOLE 17,500 0 765 Baxter International Inc. COM 071813109 3,915 65,491 SH SOLE 65,454 0 37 Bayer A.G. ADR 072730302 3,662 52,100 SH SOLE 52,100 0 0 Baytex Energy Trust COM 07317Q105 675 13,025 SH SOLE 13,025 0 0 BB&T Capital Trust V 05530j205 1,673 64,676 SH SOLE 64,111 0 565 Be Aerospace Inc COM 073302101 307 6,600 SH SOLE 6,600 0 0 Bear Creek Mining Corp COM 07380N104 13,298 3,715,300 SH SOLE 3,715,300 0 0 Bear Creek Mining Corp 340 99,700 SH SOLE 99,700 0 0 Becton, Dickinson & Company COM 075887109 429 5,531 SH SOLE 5,531 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Bed Bath & Beyond Inc. COM 075896100 217 3,300 SH SOLE 3,300 0 0 Bekaert NV COM 2,744 85,161 SH SOLE 85,161 0 0 Berkshire Hathaway Inc. - Clas COM 084670108 2,438 20 SH SOLE 20 0 0 Berkshire Hathaway Inc. - Clas COM 084670702 12,220 150,585 SH SOLE 150,045 0 540 BHP Billiton Limited COM Q1498M100 376 10,402 SH SOLE 10,402 0 0 BHP Billiton Limited - ADR 088606108 21,432 296,023 SH SOLE 295,563 0 460 Big Lots, Inc. COM 089302103 215 4,987 SH SOLE 0 0 4,987 BioExx Specialty Proteins Ltd COM 090634106 151 700,000 SH SOLE 700,000 0 0 BIO-key International Inc. (Se - 65,926 SH SOLE 65,926 0 0 BioMarin Pharmaceutical Inc. COM 09061G101 651 19,005 SH SOLE 19,005 0 0 Bio-Reference Labs COM 09057g602 242 10,300 SH SOLE 10,300 0 0 BJ's Restaurant Inc COM 09180C106 332 6,600 SH SOLE 6,600 0 0 Blackstone Group LP COM 09253u108 1,107 69,450 SH SOLE 69,450 0 0 Blue Gold Mining Inc (pvt) 095486106 3,421 5,250,000 SH SOLE 5,250,000 0 0 Blue_Gold Mining WTS CAD $1.50 50 2,500,000 SH SOLE 2,500,000 0 0 BMC Software, Inc. COM 055921100 327 8,150 SH SOLE 7,900 0 250 Bollore COM 4,765 22,900 SH SOLE 22,900 0 0 BorgWarner, Inc. COM 099724106 4,981 59,060 SH SOLE 59,060 0 0 BP plc - ADR 055622104 3,815 84,774 SH SOLE 84,332 0 442 BP Prudhoe Bay Royalty Trust COM 055630107 463 3,700 SH SOLE 3,700 0 0 BPZ Resources Inc COM 055639108 334 83,000 SH SOLE 83,000 0 0 Brady Corporation COM 104674106 21,299 658,397 SH SOLE 658,397 0 0 Brazilian Gold Corp COM 105885107 978 2,242,900 SH SOLE 2,242,900 0 0 Brazilian Gold Corp (pvt) 105885107 1,869 4,285,800 SH SOLE 4,285,800 0 0 Bridgestone Corporation COM 6,556 270,500 SH SOLE 270,500 0 0 Brighton Energy Corp. (pvt) 501 500,000 SH SOLE 500,000 0 0 Brigus Gold WTS CAD$2.19 exp 1 109490102 159 357,500 SH SOLE 357,500 0 0 Bristol Myers Squibb Company COM 110122108 11,692 346,433 SH SOLE 332,945 550 12,938 Broadcom Corporation COM 111320107 283 7,200 SH SOLE 7,200 0 0 Broadridge Financial Solutions COM 11133T103 6,943 290,396 SH SOLE 287,631 0 2,765 Brooks Automation, Inc. COM 114340102 19,654 1,594,026 SH SOLE 1,593,877 0 149 Brown Foremann Class B COM 115637209 334 4,003 SH SOLE 0 0 4,003 Buffalo Wild Wings Inc COM 119848109 236 2,600 SH SOLE 2,600 0 0 C&J Energy Services Inc COM 12467B304 320 18,000 SH SOLE 18,000 0 0 Cabot Oil & Gas Cp A COM 127097103 463 14,840 SH SOLE 14,090 750 0 Calgon Carbon Corporation COM 129603106 6,163 394,803 SH SOLE 371,993 0 22,810 Calloway Golf Co. 7.5% Pfd Ser 131193203 549 5,100 SH SOLE 5,100 0 0 Calypso Overseas LTD Class I 1,592 1,551 SH OTHER 0 0 1,551 Cambrex Corp. COM 132011107 103 14,735 SH SOLE 0 151 14,584 Cameco Corporation 13321L108 24,520 1,141,016 SH SOLE 1,141,016 0 0 Cameron International Corporat COM 13342B105 1,181 22,350 SH SOLE 22,350 0 0 Campbell Soup Company COM 134429109 30,472 900,203 SH SOLE 898,928 900 375 Canadian National Railway Co 136375102 125 1,575 SH SOLE 1,225 350 0 Canadian Natural Resources Ltd COM 1,034 31,200 SH SOLE 31,200 0 0 Canadian Oil Sands Ltd. COM 13643E105 1,186 56,203 SH SOLE 54,000 0 2,203 CANON INC. - ADR 138006309 12,301 258,100 SH SOLE 258,100 0 0 Cardtronics Inc COM 14161H108 218 8,312 SH SOLE 0 59 8,253 Carlisle Companies Inc. COM 142339100 51,870 1,039,065 SH SOLE 1,039,065 0 0 Carrefour S.A. COM 2,582 107,700 SH SOLE 107,700 0 0 Carrefour SA Sponsored ADR 144430204 47 10,000 SH SOLE 10,000 0 0 Cascade Microtech Inc. COM 147322101 65 13,200 SH SOLE 13,200 0 0 Caterpillar Inc. COM 149123101 7,671 72,016 SH SOLE 72,004 0 12 Cavium Inc. COM 14964U108 424 13,700 SH SOLE 13,700 0 0 CBRE Group, Inc. COM 12504L109 18,114 907,540 SH SOLE 906,690 0 850 Cedar Fair LP Depositry Unit COM 150185106 296 10,000 SH SOLE 10,000 0 0 Celanese Corporation COM 150870103 40,862 884,850 SH SOLE 884,850 0 0 Celgene Corporation COM 151020104 8,161 105,274 SH SOLE 104,622 300 352 Centene Corporation COM 15135B101 231 4,727 SH SOLE 0 31 4,696 Central Fund Canada LTD COM 153501101 549 25,000 SH SOLE 25,000 0 0 Centric Health Corp COM 15641A100 155 100,000 SH OTHER 0 0 100,000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- CenturyLink Inc. COM 156700106 1,343 34,750 SH SOLE 34,750 0 0 Cepheid, Inc. COM 15670R107 631 15,096 SH SOLE 13,640 18 1,438 Ceradyne, Inc. COM 156710105 12,558 385,681 SH SOLE 360,891 0 24,790 Cerner Corporation COM 156782104 617 8,100 SH SOLE 8,100 0 0 Charles River Laboratories Int COM 159864107 2,201 61,000 SH SOLE 60,250 750 0 Check Point Software COM M22465104 492 7,700 SH SOLE 7,700 0 0 Checkpoint Systems, Inc. COM 162825103 43,223 3,831,868 SH SOLE 3,831,868 0 0 Chemtura Corporation COM 163893209 22,844 1,345,350 SH SOLE 1,345,350 0 0 Chesapeake Energy Corporation COM 165167107 19,535 843,100 SH SOLE 843,100 0 0 Chevron Corporation COM 166764100 25,282 235,819 SH SOLE 235,179 0 640 Chicago Bridge & Iron Company 167250109 797 18,449 SH SOLE 18,410 0 39 Chipotle Mexican Grill, Inc. COM 169656105 1,257 3,006 SH SOLE 3,000 0 6 Chunghwa Telecom Co., Ltd. 17133Q502 289 9,406 SH SOLE 9,311 0 95 Church & Dwight Co., Inc. COM 171340102 607 12,331 SH SOLE 8,190 44 4,097 Cia de Minas Buenaventura S.A. 204448104 48,497 1,203,100 SH SOLE 1,203,100 0 0 Ciber Inc. COM 17163B102 12,775 3,012,979 SH SOLE 2,819,049 0 193,930 Cintas COM 172908105 748 19,115 SH SOLE 15,377 36 3,702 Circle Corp. (WORTHLESS) COM 172559106 - 25,723 SH SOLE 25,723 0 0 Cirrus Logic, Inc. COM 172755100 293 12,300 SH SOLE 12,300 0 0 Cisco Systems, Inc. COM 17275R102 43,714 2,066,876 SH SOLE 2,066,876 0 0 Citigroup Cap XIII Trust Pfd S 173080201 2,189 80,463 SH SOLE 79,903 0 560 Citigroup Inc. COM 172967424 630 17,232 SH SOLE 17,232 0 0 Citrix Systems, Inc. COM 177376100 1,828 23,165 SH SOLE 23,165 0 0 Clean Harbors, Inc. COM 184496107 1,505 22,356 SH SOLE 22,031 325 0 Clear Media Limited COM 4,463 7,250,000 SH SOLE 7,250,000 0 0 ClearOne Communications Inc. COM 185060100 817 181,600 SH SOLE 181,600 0 0 Cliffs Natural Resources Inc. COM 18683K101 27,186 392,519 SH SOLE 391,340 0 1,179 CNO Financial Group, Inc. COM 12621E103 216 27,808 SH SOLE 0 0 27,808 Coach, Inc. COM 189754104 3,191 41,286 SH SOLE 41,215 0 71 Coca Cola Enterprises Inc. COM 19122T109 271 9,492 SH SOLE 0 0 9,492 Coca-Cola Company COM 191216100 59,569 804,872 SH SOLE 803,095 0 1,777 Cogent Communications Group, I COM 19239V302 24,108 1,263,536 SH SOLE 1,182,836 0 80,700 Cognizant Technology Solutions COM 192446102 5,570 72,380 SH SOLE 72,380 0 0 Colgate-Palmolive Company COM 194162103 49,370 504,909 SH SOLE 502,982 150 1,777 Collective Brands, Inc. COM 19421W100 38,463 1,956,434 SH SOLE 1,956,434 0 0 Comcast Corporation COM 20030N101 2,581 86,010 SH SOLE 86,010 0 0 Comcast Corporation - Class A COM 20030n200 3,386 114,726 SH SOLE 114,726 0 0 Community Health Systems Inc. COM 203668108 2,047 92,039 SH SOLE 91,400 0 639 CommVault Systems, Inc. COM 204166102 379 7,625 SH SOLE 7,625 0 0 Compagnie de Saint-Gobain COM 4,493 100,600 SH SOLE 100,600 0 0 Companhia Siderurgica Nacional 20440W105 1,354 143,130 SH SOLE 137,900 0 5,230 Computer Programs and Systems, COM 205306103 273 4,837 SH SOLE 3,500 18 1,319 Comscore Inc. COM 20564w105 419 19,575 SH SOLE 19,575 0 0 Con Edison Inc COM 209115104 376 6,428 SH SOLE 1,438 0 4,990 ConAgra Foods, Inc. COM 205887102 2,954 112,501 SH SOLE 107,632 963 3,906 Concho Resources Inc. COM 20605P101 8,835 86,550 SH SOLE 86,280 0 270 Concordia Resource Corp COM 206606956 377 817,000 SH SOLE 817,000 0 0 Concordia_Resources WTS CAD$0. - 215,000 SH SOLE 215,000 0 0 Concur Technologies, Inc. COM 206708109 794 13,830 SH SOLE 13,830 0 0 Condor Petroleum Inc. COM 20676X108 256 500,000 SH SOLE 500,000 0 0 Condor Resources Inc COM 20676U104 54 250,000 SH SOLE 250,000 0 0 ConocoPhillips COM 20825C104 3,356 44,151 SH SOLE 38,718 150 5,283 Consolidated Communications COM 209034107 634 32,275 SH SOLE 31,600 52 623 Constellation Brands, Inc. COM 21036p108 554 23,464 SH SOLE 23,464 0 0 Continental Resources, Inc. COM 212015101 558 6,500 SH SOLE 6,500 0 0 Cooper Industries PLC COM G24140108 851 13,300 SH SOLE 13,300 0 0 Copper Development Corp (pvt) G2540X103 7,147 17,874,284 SH SOLE 17,874,284 0 0 Copper One Inc COM 21751Q950 292 1,267,000 SH SOLE 1,267,000 0 0 Copper One Inc (pvt) 21751Q109 155 633,000 SH SOLE 633,000 0 0 Copper_One Inc WTS CAD$0.80 ex - 950,000 SH SOLE 950,000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Core Laboratories N.V. N22717107 10,398 79,030 SH SOLE 79,030 0 0 Corning Incorporated COM 219350105 24,576 1,745,478 SH SOLE 1,745,478 0 0 Corvus Gold Inc COM 221013105 2,871 3,330,098 SH SOLE 3,330,098 0 0 Corvus Gold Inc (pvt) 221013105 1,875 2,174,333 SH SOLE 2,174,333 0 0 Costco Wholesale Corporation COM 22160K105 319 3,516 SH SOLE 2,695 0 821 Covance Inc. COM 222816100 8,883 186,510 SH SOLE 186,510 0 0 CPI Aerostructures, Inc. COM 125919308 1,037 69,711 SH SOLE 69,711 0 0 Crane Co. COM 224399105 22,262 459,000 SH SOLE 459,000 0 0 Cree Inc. COM 225447101 8,323 263,135 SH SOLE 260,190 0 2,945 Crescent Point Energy Corp 22576C101 1,193 27,550 SH SOLE 27,550 0 0 CRH PLC COM 5,030 246,500 SH SOLE 246,500 0 0 CRH PLC - Sponsored ADR 12626K203 1,889 92,090 SH SOLE 90,644 0 1,446 Cross Timbers Royalty Trust COM 22757R109 7,502 177,816 SH SOLE 177,816 0 0 Crown Holdings, Inc. COM 228368106 560 15,200 SH SOLE 15,200 0 0 CTPartners Executive Search LL COM 22945C105 89 13,400 SH SOLE 13,400 0 0 Cummins Inc. COM 231021106 1,744 14,525 SH SOLE 14,525 0 0 CVS Caremark Corporation COM 126650100 207 4,613 SH SOLE 3,240 0 1,373 Cypress Semiconductor Corporat COM 232806109 269 17,200 SH SOLE 17,200 0 0 Cytec Industries Inc. COM 232820100 21,267 349,850 SH SOLE 349,850 0 0 Dalradian Resources Inc (pvt) 9a1gykl 1,835 1,250,000 SH SOLE 1,250,000 0 0 Danaher Corporation COM 235851102 2,606 46,530 SH SOLE 46,530 0 0 DCC PLC COM 10,002 397,000 SH SOLE 397,000 0 0 Deckers Outdoor Corporation COM 243537107 492 7,800 SH SOLE 7,800 0 0 Deere & Company COM 244199105 1,788 22,100 SH SOLE 22,100 0 0 Delphi Automotive PLC COM G27823106 1,200 37,990 SH SOLE 37,540 0 450 Denbury Resources Inc. COM 247916208 365 20,000 SH SOLE 20,000 0 0 Dendreon Corproation COM 24823Q107 165 15,500 SH SOLE 15,500 0 0 Detour Gold Corporation COM 250669108 51,652 2,071,600 SH SOLE 2,068,650 0 2,950 Detour Gold Corporation 250669108 2,209 89,300 SH SOLE 89,300 0 0 Detour Gold Corporation (pvt) 250669108 6,981 280,000 SH SOLE 280,000 0 0 Deutsche Telekom AG - ADR 251566105 3,343 277,421 SH SOLE 270,385 0 7,036 Devon Energy Corporation COM 25179M103 1,133 15,933 SH SOLE 15,408 0 525 DexCom Inc. COM 252131107 412 39,500 SH SOLE 39,500 0 0 Diamondback Partners LP 250 250,000 SH OTHER 0 0 250,000 Digi International COM 253798102 552 50,204 SH SOLE 50,204 0 0 Digital Globe Inc COM 25389M877 2,794 209,440 SH SOLE 208,815 0 625 Diodes Incorporated COM 254543101 10,063 434,105 SH SOLE 434,105 0 0 DirecTV COM 25490A101 716 14,519 SH SOLE 12,239 0 2,280 Disco Corp. COM 7,241 131,000 SH SOLE 131,000 0 0 Discover Financial Services COM 254709108 245 7,359 SH SOLE 0 0 7,359 Dollar Tree Inc COM 256746108 1,768 18,708 SH SOLE 10,740 29 7,939 Dominion Resources, Inc. COM 25746U109 4,548 88,810 SH SOLE 88,810 0 0 DomtarCORP COM COM 257559203 314 3,291 SH SOLE 0 0 3,291 Donaldson Company, Inc. COM 257651109 151 4,216 SH SOLE 0 46 4,170 Dorato Resources Inc. COM 258128107 43 500,000 SH SOLE 500,000 0 0 Dover Corporation COM 260003108 52,742 837,965 SH SOLE 837,965 0 0 Dreyfus Premier Intermediate T 261967301 324 23,628 SH OTHER 0 0 23,628 Dril-Quip, Inc. COM 262037104 273 4,200 SH SOLE 4,200 0 0 Duke Energy Corporation COM 26441C105 4,800 228,454 SH SOLE 228,100 0 354 Dunkin' Brands Group Inc. COM 265504100 751 24,975 SH SOLE 24,975 0 0 Dycom Industries, Inc. COM 267475101 385 16,500 SH SOLE 16,500 0 0 E. I. du Pont de Nemours and C COM 263534109 60,629 1,146,104 SH SOLE 1,145,604 500 0 East Asia Minerals Corp 148 350,000 SH SOLE 350,000 0 0 East Asia Minerals Corp. COM 270541956 1,116 3,136,400 SH SOLE 3,085,300 0 51,100 East Asia Minerals Corporation 2,790 8,000,000 SH SOLE 8,000,000 0 0 East Asia Minerals Corporation 270541105 1,452 4,079,600 SH SOLE 4,079,600 0 0 East West Bancorp, Inc. COM 27579r104 5,057 219,000 SH SOLE 219,000 0 0 East_Asia Minerals CAD$0.78 ex 816 8,000,000 SH SOLE 8,000,000 0 0 Eastman Chemical Company COM 277432100 60,129 1,163,270 SH SOLE 1,163,270 0 0 Eaton Corp COM 278058102 2,018 40,500 SH SOLE 40,500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Eaton Vance Tax-Mgd Glob Diver COM 27829f108 2,613 293,295 SH SOLE 291,315 0 1,980 eBay Inc. COM 278642103 2,821 76,461 SH SOLE 76,461 0 0 EBIX Inc COM 278715206 527 22,750 SH SOLE 22,750 0 0 ECF Value Fund II LP 1,306 500,000 SH SOLE 500,000 0 0 Echelon Corporation COM 27874n105 9,681 2,185,271 SH SOLE 2,043,176 0 142,095 ECI (pvt) 500 588,200 SH SOLE 588,200 0 0 Ecolab Inc. COM 278865100 3,409 55,235 SH SOLE 55,235 0 0 Eidesis Special Opportunities 23,145 25,000 SH SOLE 25,000 0 0 Eifb Ulysse C Fund 289990954 1,027 21,500 SH SOLE 21,500 0 0 El Paso Pipeline Partners LP COM 283702108 314 9,000 SH SOLE 9,000 0 0 Eldorado Gold Corp (pvt) 284902954 25,410 1,850,000 SH SOLE 1,850,000 0 0 Eldorado Gold Corp. - CDI COM C3314P106 20,787 1,572,718 SH SOLE 1,572,718 0 0 Eldorado Gold Corporation 284902103 84,331 6,137,620 SH SOLE 6,127,970 0 9,650 Electro Scientific Industries COM 285229100 15,307 1,019,786 SH SOLE 942,164 0 77,622 Electrum Ltd. (pvt) Electrum7 8,682 3,339,400 SH SOLE 3,339,400 0 0 Eli Lilly and Company COM 532457108 1,035 25,698 SH SOLE 24,255 0 1,443 EMC Corporation COM 268648102 13,079 437,705 SH SOLE 435,850 0 1,855 EMCORE Corporation COM 290846203 59 12,350 SH SOLE 12,350 0 0 EMCORE Corporation (XXX) 268 56,250 SH SOLE 56,250 0 0 EMCORE Corporation WTS $60.24 - 21,656 SH SOLE 21,656 0 0 Emerson Electric Co. COM 291011104 7,411 142,036 SH SOLE 142,036 0 0 Endeavor International Corp. COM 29259G200 908 76,600 SH SOLE 76,600 0 0 Endeavour Ming Corp WTS CAD$ 2 G3040R133 652 1,000,000 SH SOLE 1,000,000 0 0 Endo Pharmaceuticals Holdings COM 29264F205 596 15,400 SH SOLE 15,400 0 0 Energy Select Sector SPDR Fund COM 81369Y506 1,926 26,850 SH SOLE 26,850 0 0 Energy Transfer Equity LP COM 29273V100 504 12,500 SH SOLE 12,500 0 0 Energy Transfer Partners, L.P. COM 29273R109 349 7,450 SH SOLE 7,450 0 0 Energy XXI (Bermuda) Ltd. COM G10082140 1,416 39,200 SH SOLE 39,200 0 0 EnergySolutions COM 292756202 54 10,920 SH SOLE 10,920 0 0 Eni S.p.A. 26874R108 206 4,404 SH SOLE 3,211 0 1,193 ENN Energy Holdings Ltd Shs G3066L101 187 53,000 SH SOLE 53,000 0 0 Ensco PLC - ADR 29358Q109 391 7,378 SH SOLE 7,378 0 0 Enterprise Products Partners L COM 293792107 1,948 38,605 SH SOLE 38,605 0 0 EOG Resources, Inc. COM 26875P101 4,683 42,150 SH SOLE 42,150 0 0 EQT Corporation COM 26884L109 188 3,900 SH SOLE 3,900 0 0 Equinix, Inc. COM 29444U502 661 4,200 SH SOLE 4,200 0 0 eResearchTechnology, Inc. COM 29481V108 29,333 3,751,050 SH SOLE 3,533,864 0 217,186 Estee Lauder Companies COM 518439104 296 4,786 SH SOLE 0 0 4,786 Esterline Technologies Corpora COM 297425100 343 4,800 SH SOLE 4,800 0 0 ETFS Platinum Trust COM 26922V101 954 5,900 SH SOLE 5,900 0 0 Evolution Mining Ltd COM 808 446,980 SH SOLE 446,980 0 0 Exact Sciences Corp. COM 30063P105 228 20,400 SH SOLE 20,400 0 0 Exelis COM 30162A108 3,538 282,556 SH SOLE 282,350 0 206 Exelon Corporation COM 30161N101 604 15,400 SH SOLE 15,400 0 0 Expeditors International of Wa COM 302130109 5,422 116,585 SH SOLE 115,375 0 1,210 Exploration Syndicate WTS $0.5 explorewt - 250,000 SH SOLE 250,000 0 0 Exploration Syndicate, Inc.(pv 360 750,000 SH SOLE 750,000 0 0 Exxon Mobil Corporation COM 30231G102 106,685 1,230,087 SH SOLE 1,222,859 0 7,228 F5 Networks Inc. COM 315616102 269 1,990 SH SOLE 1,990 0 0 Facebook Inc, Class B Common facebook5 6,379 175,000 SH SOLE 175,000 0 0 Factset Research Systems Inc. COM 303075105 465 4,700 SH SOLE 4,700 0 0 Fairchild Semiconductor Intern COM 303726103 28,309 1,925,800 SH SOLE 1,925,800 0 0 Falcon Oil & Gas Ltd. COM 306071101 4 40,000 SH SOLE 40,000 0 0 Fastenal Company COM 311900104 1,275 23,570 SH SOLE 16,400 0 7,170 FCP Tocqueville Value Amerique 391 8,720 SH SOLE 8,720 0 0 FCP Tocqueville Value Europe 2,750 16,170 SH SOLE 16,170 0 0 Federal Signal Corporation COM 313855108 20,683 3,720,009 SH SOLE 3,720,009 0 0 FEI Company COM 30241l109 867 17,660 SH SOLE 17,261 0 399 Ferro Corporation COM 315405100 24,190 4,072,460 SH SOLE 4,072,460 0 0 Fidelity National Financial, I COM 31620R105 28,244 1,566,481 SH SOLE 1,562,986 0 3,495
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Fidelity Spartan 500 Index Fun 315911206 8,227 164,273 SH SOLE 164,273 0 0 First Opportunity Fund Inc. COM 33587T108 94 13,400 SH SOLE 13,400 0 0 FirstEnergy Corp. COM 337932107 586 12,850 SH SOLE 12,850 0 0 Flextronics International Ltd. COM Y2573F102 44,326 6,139,280 SH SOLE 6,139,280 0 0 Fluor Corporation COM 343412102 1,237 20,600 SH SOLE 20,600 0 0 FMC Corporation COM 302491303 23,311 220,210 SH SOLE 220,210 0 0 Foot Locker Inc. COM 344849104 4,884 157,300 SH SOLE 152,600 47 4,653 Ford Motor Company COM 345370860 32,788 2,628,273 SH SOLE 2,628,273 0 0 Forest Laboratories Inc. COM 345838106 15,325 441,770 SH SOLE 438,675 0 3,095 Forest Oil COM 346091705 1,708 140,950 SH SOLE 140,250 0 700 FormFactor Inc COM 346375108 5,063 907,300 SH SOLE 907,300 0 0 Fortuna Silver Mines Inc. COM 349915108 316 70,000 SH SOLE 70,000 0 0 Fossil, Inc. COM 349882100 939 7,115 SH SOLE 6,200 9 906 France Telecom SA - ADR 35177Q105 1,999 134,580 SH SOLE 128,797 0 5,783 Franco-Nevada Corporation 351858105 17,342 403,500 SH SOLE 401,600 0 1,900 Franco-Nevada Corporation (pvt 351858204 66,237 1,540,400 SH SOLE 1,540,400 0 0 Franklin CR Mgmt Corp Com New COM 353487200 8 29,025 SH OTHER 0 0 29,025 Franklin Custodian Fds Income 353496805 39 17,864 SH SOLE 17,864 0 0 Freeport-McMoRan Copper & Gold COM 35671D857 11,109 292,040 SH SOLE 292,040 0 0 Frontier Communications Corpor COM 35906A108 165 39,517 SH SOLE 39,517 0 0 Furiex Pharmaceuticals Inc. COM 36106P101 1,888 79,900 SH SOLE 79,900 0 0 Fusion IO Inc COM 36112J107 3,283 115,545 SH SOLE 115,545 0 0 Gabriel Resources Ltd. 361970106 3,915 838,600 SH SOLE 829,900 0 8,700 Gafisa SA - ADR 362607301 57 12,000 SH SOLE 12,000 0 0 GameStop Corporation - Class A COM 36467w109 2,087 95,568 SH SOLE 91,600 0 3,968 Gardner Denver Inc COM 365558105 296 4,700 SH SOLE 4,700 0 0 Garmin Ltd. COM h2906t109 284 6,041 SH SOLE 0 39 6,002 Garrison Credit Opportunties F - 1,047,529 SH OTHER 0 0 1,047,529 Garrison Opportunity Fund II C garoppII0 74 74,131 SH SOLE 74,131 0 0 Gastar Exploration Ltd. COM 367299203 14,668 4,905,753 SH SOLE 4,500,457 0 405,296 General Dynamics Corporation COM 369550108 626 8,537 SH SOLE 8,400 0 137 General Electric Company COM 369604103 85,314 4,250,805 SH SOLE 4,248,160 0 2,645 General Mills, Inc. COM 370334104 10,978 278,265 SH SOLE 278,265 0 0 Genesco Inc Com COM 371532102 432 6,029 SH SOLE 0 37 5,992 Genesee & Wyoming Inc. COM 371559105 235 4,300 SH SOLE 4,300 0 0 Genetic ID Inc. CONV PFD SER B 382991107 176 14,650 SH SOLE 14,650 0 0 GENOMIC HEALTH INC COM COM 37244C101 383 12,500 SH SOLE 12,500 0 0 Gen-Probe COM 36866t103 588 8,850 SH SOLE 8,850 0 0 Gentex Corporation COM 371901109 1,929 78,750 SH SOLE 78,350 0 400 Genuine Parts Company COM 372460105 3,598 57,344 SH SOLE 55,860 23 1,461 Geo Fossil Fuels 2,048 91,037 SH SOLE 91,037 0 0 Geobiotics 8% Conv. Sub. Deb. - 875,000 SH SOLE 875,000 0 0 GeoBiotics LLC Private Placeme 63 417,142 SH SOLE 417,142 0 0 GeoBiotics LLC Private Placeme 86 571,400 SH SOLE 571,400 0 0 GeoBiotics LLC Private Placeme 38 250,000 SH SOLE 250,000 0 0 GeoBiotics LLC Private Placeme 9 60,640 SH SOLE 60,640 0 0 GeoBiotics LLC Private Placeme 12 77,432 SH SOLE 77,432 0 0 GeoBiotics LLC Private Placeme 15 100,000 SH SOLE 100,000 0 0 GeoBiotics, LLC 54 357,142 SH SOLE 357,142 0 0 Georesources Inc COM 372476101 432 13,200 SH SOLE 13,200 0 0 GeoSynFuels 4,720 138,833 SH SOLE 138,833 0 0 Gilead Sciences, Inc. COM 375558103 2,377 48,650 SH SOLE 48,650 0 0 GlaxoSmithKline plc - ADR 37733W105 344 7,651 SH SOLE 7,500 0 151 Global Payments Inc. COM 37940X102 1,461 30,750 SH SOLE 30,750 0 0 GNC Acquisition Holdings Inc COM 36191G107 638 18,300 SH SOLE 18,300 0 0 Gold Bullion International LLC 5,837 5,000,000 SH SOLE 5,000,000 0 0 Gold Fields Limited - ADR 38059T106 34,859 2,507,820 SH SOLE 2,503,610 0 4,210 Gold Fields Limited - ORD COM S31755101 2,276 166,249 SH SOLE 166,249 0 0 Gold Resource Corp. (pvt) 1,760 72,400 SH SOLE 72,400 0 0 Gold Resource Corporation COM 38068t105 106,179 4,367,697 SH SOLE 4,365,097 0 2,600
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Goldcorp, Inc. COM 380956953 99,409 2,205,418 SH SOLE 2,205,418 0 0 Goldcorp, Inc. 380956409 41,069 911,435 SH SOLE 908,535 0 2,900 Goldcorp, Inc. (pvt) 380956953 11,269 250,000 SH SOLE 250,000 0 0 Google Inc. COM 38259P508 77,190 120,376 SH SOLE 120,256 0 120 GoviEx Uranium Inc. (pvt) 16,986 5,662,000 SH SOLE 5,662,000 0 0 Graco Inc. COM 384109104 385 7,260 SH SOLE 7,260 0 0 Graftech International Ltd COM 384313102 1,783 149,298 SH SOLE 149,298 0 0 Gran_Colombia Gold Corp WTS CA 38501D121 25 145,394 SH SOLE 145,394 0 0 Green Mountain Coffee Roasters COM 393122106 488 10,414 SH SOLE 10,375 0 39 Griffon Corporation COM 398433102 22,289 2,083,067 SH SOLE 2,083,067 0 0 Groupe Bruxelles Lambert COM 4,581 59,175 SH SOLE 59,175 0 0 GSV Capital COM 36191J101 598 32,000 SH SOLE 32,000 0 0 GT Advance Technologies Inc. COM 36191U106 152 18,401 SH SOLE 18,350 0 51 Gulfport Energy Corp COM 402635304 528 18,125 SH SOLE 18,125 0 0 H.J. Heinz Company COM 423074103 1,101 20,569 SH SOLE 20,094 475 0 Halfords Group COM 5,172 1,041,000 SH SOLE 1,041,000 0 0 Halliburton Company COM 406216101 3,709 111,748 SH SOLE 107,700 0 4,048 Hancock Holding Company COM 410120109 11,630 327,500 SH SOLE 327,500 0 0 Hanesbrands Inc COM 410345102 292 9,900 SH SOLE 9,900 0 0 Hannover Ruechversicherung AG 410693105 1,296 43,500 SH SOLE 43,500 0 0 Hannover Rueckversicherungs - D3015J135 2,688 45,300 SH SOLE 45,300 0 0 Harmony Gold Mining Company Li 413216300 25,925 2,371,880 SH SOLE 2,369,590 0 2,290 Harris Corporation COM 413875105 36,749 815,200 SH SOLE 815,200 0 0 Harris Interactive Inc. COM 414549105 573 430,550 SH SOLE 430,550 0 0 Harsco Corporation COM 415864107 23,885 1,018,100 SH SOLE 1,018,100 0 0 Haulotte Group COM 2,495 217,240 SH SOLE 217,240 0 0 Haven Int'l Investors LTD Berm COM 62 61,678 SH SOLE 61,678 0 0 Havens Int'l Investors, Ltd. C COM havensa17 41,302 21,274 SH SOLE 21,274 0 0 Hawaiian Electric Inds Inc COM 419870100 1,268 50,000 SH SOLE 50,000 0 0 HB Fuller Co COM 359694106 24,256 738,844 SH SOLE 733,375 1,056 4,413 HCA Holdings, Inc. COM 40412C101 1,877 75,850 SH SOLE 75,850 0 0 Health Care Select Sector SPDR COM 81369Y209 542 14,411 SH SOLE 14,411 0 0 Health Management Associates, COM 421933102 2,378 353,920 SH SOLE 353,920 0 0 Heartware International Inc. COM 422368100 855 13,015 SH SOLE 13,015 0 0 Herbalife Ltd. COM G4412G101 5,160 74,978 SH SOLE 72,820 29 2,129 Hertz Global Holding Inc. COM 42805T105 6,282 417,715 SH SOLE 413,545 0 4,170 Hewlett-Packard Company COM 428236103 1,218 51,114 SH SOLE 14,100 0 37,014 Hexcel Corporation COM 428291108 587 24,434 SH SOLE 10,700 80 13,654 Higher One Holding Inc COM 42983D104 374 25,000 SH SOLE 25,000 0 0 Hitachi, Ltd. COM 10,252 1,598,000 SH SOLE 1,598,000 0 0 Hitachi, Ltd. - ADR 433578507 27,024 417,747 SH SOLE 417,497 0 250 HMS Holdings Corporation COM 40425J101 384 12,300 SH SOLE 12,300 0 0 HollyFrontier Corporation COM 436106108 226 7,039 SH SOLE 1,596 39 5,404 Honeywell International Inc. COM 438516106 47,088 771,301 SH SOLE 771,126 175 0 HORIBA, Ltd. COM 5,403 157,700 SH SOLE 157,700 0 0 Hormel Foods COM 440452100 1,037 35,125 SH SOLE 35,125 0 0 Horsehead Holding Corporation COM 440694305 27,638 2,426,544 SH SOLE 2,272,299 0 154,245 HOYA COM 7,376 328,400 SH SOLE 328,400 0 0 HSBC Holdings PLC COM G4634U169 437 49,203 SH SOLE 49,203 0 0 HSBC Holdings PLC - ADR 404280406 6,957 156,730 SH SOLE 156,730 0 0 Hubbell Incorporated - Class B COM 443510201 31,361 399,100 SH SOLE 399,100 0 0 HudBay Minerals inc COM 443628102 4,789 436,600 SH SOLE 436,600 0 0 Hudson Technologies COM 444144109 329 100,000 SH SOLE 100,000 0 0 Human Genome Sciences, Inc. COM 444903108 962 116,775 SH SOLE 116,775 0 0 Humana Inc. COM 444859102 525 5,682 SH SOLE 2,475 0 3,207 Huntington Bancshares Incorpor COM 446150104 1,225 190,015 SH SOLE 190,015 0 0 Huntington Ingalls Industries COM 446413106 593 14,746 SH SOLE 14,746 0 0 Hutin Building Products Inc. COM 448451104 364 251,000 SH SOLE 251,000 0 0 Hyatt Hotels Corp. - Class A COM 448579102 832 19,475 SH SOLE 19,475 0 0 IAC/Interactivecorp COM 44919P508 384 7,815 SH SOLE 0 46 7,769
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- IAMGOLD Corporation 450913108 57,712 4,342,518 SH SOLE 4,336,778 0 5,740 IAMGOLD Corporation (pvt) 5,326 400,000 SH SOLE 400,000 0 0 IBERIABANK Corporation COM 450828108 18,511 346,189 SH SOLE 324,413 0 21,776 ICICI Bank Ltd - ADR 45104g104 203 5,825 SH SOLE 5,825 0 0 Idenix Pharmaceuticals Inc COM 45166R204 138 14,100 SH SOLE 14,100 0 0 IDEX Corporation COM 45167R104 17,543 416,400 SH SOLE 416,400 0 0 IDEXX Laboratories, Inc. COM 45168D104 516 5,900 SH SOLE 5,900 0 0 IEC Electronics Corp. COM 44949L105 1,533 281,315 SH SOLE 281,315 0 0 II-VI Incorporated COM 902104108 2,034 86,000 SH SOLE 86,000 0 0 Illinois Tool Works Inc. COM 452308109 27,278 477,548 SH SOLE 477,548 0 0 Illumina, Inc. COM 452327109 300 5,696 SH SOLE 5,696 0 0 Incyte Corporation COM 45337C102 963 49,900 SH SOLE 49,900 0 0 Indo Gold Limited (pvt) 48 200,000 SH SOLE 200,000 0 0 Infineon Technologies D35415104 3,987 390,000 SH SOLE 390,000 0 0 Informatica Corporation COM 45666Q102 1,758 33,225 SH SOLE 33,225 0 0 Infospace, Inc. COM 45678t300 268 20,944 SH SOLE 0 156 20,788 Ingersoll-Rand PLC COM G47791101 46,507 1,124,720 SH SOLE 1,124,720 0 0 Ingram Micro Inc. COM 457153104 19,340 1,042,000 SH SOLE 1,042,000 0 0 InnVest Real Estate Investment 45778F101 256 48,750 SH SOLE 48,750 0 0 Insperity, Inc. COM 45778Q107 24,328 794,008 SH SOLE 742,890 0 51,118 Insteel Industries Inc. COM 45774W108 185 15,200 SH SOLE 15,200 0 0 Insulet Corp COM 45784P101 258 13,500 SH SOLE 13,500 0 0 Intel Corporation COM 458140100 58,672 2,086,849 SH SOLE 2,039,085 1,000 46,764 Intermec Inc. COM 458786100 3,190 412,700 SH SOLE 412,700 0 0 International Business Machine COM 459200101 36,837 176,549 SH SOLE 172,847 0 3,702 International Tower Hill Mines 46050R102 17,164 4,000,000 SH SOLE 4,000,000 0 0 International Tower Hill Mines 46050R102 7,152 1,666,667 SH SOLE 1,666,667 0 0 International Tower Hill Mines 46050R102 34,444 8,028,820 SH SOLE 8,005,770 0 23,050 Interpump Group S.p.A. COM 5,759 675,212 SH SOLE 675,212 0 0 Interval Leisure Group, Inc. COM 46113M108 517 29,688 SH SOLE 29,688 0 0 Intl Flavors & Fragrances COM 459506101 744 12,700 SH SOLE 12,700 0 0 Intuit Inc. COM 461202103 5,956 98,995 SH SOLE 98,430 0 565 Intuitive Surgical, Inc. COM 46120E602 3,684 6,800 SH SOLE 6,800 0 0 ION Geophysical Corporation COM 462044108 21,522 3,336,779 SH SOLE 3,119,780 0 216,999 Ipsen SA COM 3,910 143,000 SH SOLE 143,000 0 0 I-Pulse Inc (pvt) 449999994 284 135,223 SH SOLE 135,223 0 0 Iron Mountain Inc COM 462846106 190 6,597 SH SOLE 6,000 0 597 Ironwood Pharmaceuticals, Inc. COM 46333X108 712 53,458 SH SOLE 53,458 0 0 iShares Barclays 1-3 Yr Treasu COM 464287457 1,750 20,750 SH SOLE 20,750 0 0 iShares Comex Gold Trust COM 464285105 6,959 427,700 SH SOLE 418,250 2,000 7,450 iShares MSCI All Country Asia COM 464288182 224 3,975 SH SOLE 3,975 0 0 iShares MSCI Brazil Index Fund 464286400 207 3,200 SH SOLE 3,200 0 0 iShares MSCI Canada Index Fund COM 464286509 754 26,600 SH SOLE 26,600 0 0 iShares MSCI Emerging Markets 464287234 1,110 25,855 SH SOLE 25,855 0 0 iShares MSCI Japan Index Fund 464286848 1,221 120,000 SH SOLE 120,000 0 0 iShares MSCI Singapore index F 464286673 1,707 132,400 SH SOLE 132,400 0 0 iShares Russell 2000 Growth In COM 464287648 1,641 17,200 SH SOLE 17,200 0 0 iShares Russell 2000 Index Fun COM 464287655 3,865 46,677 SH SOLE 46,402 275 0 iShares Russell Midcap Growth COM 464287481 277 4,400 SH SOLE 4,400 0 0 iShares S&P Preferred Stock In COM 464288687 6,065 155,360 SH SOLE 153,490 0 1,870 Isis Pharmaceuticals, Inc. COM 464330109 15,191 1,732,111 SH SOLE 1,666,891 0 65,220 ITT Corporation COM 450911201 10,579 461,140 SH SOLE 458,621 0 2,519 Ivanhoe Australia Limited COM Q4980B103 11,861 7,533,100 SH SOLE 7,506,100 0 27,000 Ivanhoe Mines Ltd (pvt) 46579N103 6,292 400,000 SH SOLE 400,000 0 0 Ivanhoe Mines Ltd. COM 46579N103 513 32,600 SH SOLE 32,600 0 0 Ivanhoe Mines Ltd. 46579N103 65,517 4,162,463 SH SOLE 4,156,963 0 5,500 Ivanplats Limited (pvt) 21,538 7,179,335 SH SOLE 7,179,335 0 0 Ivanplats Limited (pvt) 1,250 416,665 SH SOLE 416,665 0 0 Ivanplats Limited IPO Warrants - 555,000 SH SOLE 555,000 0 0 Ivanplats Limited WTS IPO Exp - 208,335 SH SOLE 208,335 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- IXYS Corporation COM 46600W106 19,755 1,496,581 SH SOLE 1,394,341 0 102,240 J2 Global Inc COM 48123V102 7,537 262,811 SH SOLE 262,811 0 0 Johnson & Johnson COM 478160104 65,973 1,000,194 SH SOLE 998,031 450 1,713 Joy Global Inc. COM 481165108 494 6,725 SH SOLE 6,725 0 0 JP Morgan Chase Cap XXVI Cap 48124g104 1,984 76,631 SH SOLE 75,651 0 980 JP Morgan High Yield Bond 4812C0803 212 26,904 SH SOLE 26,904 0 0 JPMorgan Chase & Co. COM 46625H100 6,991 152,034 SH SOLE 150,017 0 2,017 JPMorgan Us Large Cap Core Plu 4812a2389 1,728 76,498 SH SOLE 76,498 0 0 Junior Market Vectors Gold Min COM 57060U589 2,436 99,230 SH SOLE 98,635 0 595 Kaiser Aluminum Corporation COM 483007704 9,778 206,900 SH SOLE 206,900 0 0 Kansas City Southern COM 485170302 1,292 18,028 SH SOLE 16,772 350 906 KBR, Inc. COM 48242W106 751 21,130 SH SOLE 21,130 0 0 Keegan Resources Inc. COM 487275109 322 85,000 SH SOLE 85,000 0 0 Kellogg Company COM 487836108 888 16,550 SH SOLE 16,550 0 0 KEMET Corporation COM 488360207 3,744 400,000 SH SOLE 400,000 0 0 Kennametal Inc. COM 489170100 60,167 1,351,150 SH SOLE 1,351,150 0 0 KeyOn Communications Holdings, COM 493312201 1 49,545 SH SOLE 49,545 0 0 KeyOn Communications Holdings, 493312912 45 291,059 SH SOLE 291,059 0 0 Kforce.com Inc. COM 493732101 12,527 840,757 SH SOLE 786,597 0 54,160 Kimberly-Clark Corporation COM 494368103 9,914 134,173 SH SOLE 133,893 250 30 Kimco Realty Corporation COM 49446R109 8,576 445,276 SH SOLE 445,276 0 0 Kinder Morgan Energy Partners, COM 494550106 7,907 95,550 SH SOLE 95,150 400 0 Kinder Morgan Management, LLC. COM 49455U100 2,835 37,981 SH SOLE 37,981 0 0 Kinder Morgan Mgmt LLC 100,000 COM eke55u103 - 59,546 SH SOLE 59,546 0 0 Kinross Gold Corporation 496902404 29,857 3,049,740 SH SOLE 3,039,470 0 10,270 Kinross_Gold WTS @CAD32.00 EXP 79 148,615 SH SOLE 148,615 0 0 Kiska Metals (pvt) 497725101 490 1,811,000 SH SOLE 1,811,000 0 0 Kiska Metals Corporation COM 497725101 167 618,668 SH SOLE 618,668 0 0 KKR & Co. L.P. COM 48248M102 991 66,825 SH SOLE 66,825 0 0 Kloeckner & Co. 5,394 371,025 SH SOLE 371,025 0 0 Kohls Corporation COM 500255104 1,546 30,903 SH SOLE 20,200 0 10,703 Koninklijke Philips Electronic 500472303 6,968 342,384 SH SOLE 342,062 0 322 Kootenay Silver Inc. (pvt) 500583109 915 912,500 SH SOLE 912,500 0 0 Kootenay_Silver WTS CDN @$1.50 - 456,250 SH SOLE 456,250 0 0 Kraft Foods Inc. COM 50075N104 5,814 152,968 SH SOLE 151,708 0 1,260 Krispy Kreme Doughnuts, Inc. COM 501014104 16,217 2,221,475 SH SOLE 2,081,582 0 139,893 Kyoto Kimono Yuzen Co. Ltd. COM 6,682 560,950 SH SOLE 560,950 0 0 L-3 Communications Holdings, I COM 502424104 498 7,041 SH SOLE 200 0 6,841 Laclede Group Inc COM 505597104 415 10,634 SH SOLE 2,700 0 7,934 Lancaster Colony Corp. COM 513847103 279 4,199 SH SOLE 0 25 4,174 Lazard Ltd. COM G54050102 4,585 160,537 SH SOLE 159,837 0 700 Legacy Reserves LP Unit LP INT COM 524707304 289 10,000 SH SOLE 10,000 0 0 Levon Resources Ltd. COM 527901102 772 1,100,000 SH SOLE 1,100,000 0 0 Lexington Realty Trust COM 529043101 126 14,000 SH SOLE 14,000 0 0 Libbey Inc. COM 529898108 3,735 288,623 SH SOLE 288,623 0 0 Life Technologies Corporation COM 53217V109 4,892 100,205 SH SOLE 99,375 0 830 Ligand Pharmaceuticals Inc Cl COM 53220k504 1,512 94,800 SH SOLE 94,800 0 0 Lihua International, Inc. 532352101 3,855 670,400 SH SOLE 670,400 0 0 Linkedin Corp Cl A COM 53578A108 1,323 12,975 SH SOLE 12,975 0 0 LionBridge Technologies, Inc. COM 536252109 13,386 4,647,834 SH SOLE 4,346,880 0 300,954 Lions Gate Entertainment Corp. COM 535919203 373 26,828 SH SOLE 24 122 26,682 LKQ Corporation COM 501889208 346 11,100 SH SOLE 11,100 0 0 Lockheed Martin Corporation COM 539830109 1,567 17,441 SH SOLE 8,745 0 8,696 Logitech Intl. S A SHS H50430232 2,403 308,100 SH SOLE 308,100 0 0 Lowe's Companies, Inc. COM 548661107 26,037 829,729 SH SOLE 824,103 0 5,626 LSI Logic Corporation COM 502161102 1,392 160,375 SH SOLE 160,375 0 0 LTX-Credence Corporation COM 502403207 20,726 2,882,684 SH SOLE 2,882,684 0 0 Lululemon Athletica Inc. COM 550021109 5,373 71,900 SH SOLE 70,970 9 921 Lynas Corporation COM 284 250,000 SH SOLE 250,000 0 0 M & T Bank Corporation COM 55261F104 6,691 77,016 SH SOLE 77,016 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- M6 - Metropole TV COM 3,994 221,000 SH SOLE 221,000 0 0 Mag Silver Corp 55903Q104 5,191 514,000 SH SOLE 514,000 0 0 Magellan Health Services Inc COM 559079207 468 9,593 SH SOLE 7,275 0 2,318 Magellan Midstream Partners COM 559080106 4,659 64,400 SH SOLE 64,400 0 0 Magnum Hunter Resources Corpor COM 55973B102 18,255 2,847,876 SH SOLE 2,699,621 0 148,255 Maidenform Brands, Inc. COM 560305104 33,453 1,486,142 SH SOLE 1,486,142 0 0 Makita Corporation COM 7,916 197,360 SH SOLE 197,360 0 0 MAKO Surgical Corp. COM 560879108 997 23,650 SH SOLE 23,650 0 0 Manhattan Assocs Inc. COM 562750109 692 14,554 SH SOLE 10,800 30 3,724 Manitou COM F59766109 559 23,700 SH SOLE 23,700 0 0 Mansfield Minerals WTS CAD$1.8 - 500,000 SH SOLE 500,000 0 0 Mansfield Minerals, Inc. COM 56428d107 317 333,000 SH SOLE 333,000 0 0 Mansfield Minerals, Inc. (pvt) 56428D107 1,270 1,333,000 SH SOLE 1,333,000 0 0 Manulife Financial Corp. COM 56501R106 304 22,434 SH SOLE 20,907 0 1,527 Marathon Oil Corporation COM 565849106 327 10,314 SH SOLE 9,915 0 399 Masco Corporation COM 574599106 166 12,400 SH SOLE 12,400 0 0 Mastercard, Inc. COM 57636q104 59,350 141,128 SH SOLE 140,952 75 101 Materion Corporation COM 576690101 15,015 522,628 SH SOLE 491,001 0 31,627 Maxim Integrated Products Inc. COM 57772K101 333 11,650 SH SOLE 11,650 0 0 MB Financial Inc COM 55264U108 14,476 689,678 SH SOLE 645,051 0 44,627 McCormick & Company, Inc. COM 579780206 3,837 70,500 SH SOLE 70,500 0 0 McDonald's Corporation COM 580135101 11,805 120,340 SH SOLE 117,569 300 2,471 McKesson Corporation COM 58155Q103 223 2,542 SH SOLE 1,660 0 882 Mead Johnson Nutrition Company COM 582839106 3,211 38,927 SH SOLE 38,927 0 0 Measurement Specialties Inc COM 583421102 202 6,000 SH SOLE 6,000 0 0 Medco Health Solutions, Inc. COM 58405U102 4,671 66,439 SH SOLE 66,439 0 0 Melia Hotels International SA COM 3,678 540,700 SH SOLE 540,700 0 0 Merck & Co., Inc. COM 58933Y105 35,713 930,029 SH SOLE 930,029 0 0 Merger Fund Sh Ben Int 589509108 2,975 188,792 SH SOLE 187,187 0 1,605 Metabolix, Inc. COM 591018809 567 200,505 SH SOLE 200,505 0 0 Metalico, Inc. COM 591176102 374 87,600 SH SOLE 87,600 0 0 Metlife Inc Pfd A Floating Rat 59156r504 3,224 131,501 SH SOLE 131,011 0 490 Metlife, Inc. COM 59156r108 4,333 116,000 SH SOLE 116,000 0 0 Micell Technologies Inc Ser D- 552990327 100 17,699 SH SOLE 17,699 0 0 Micell Technologies Inc Ser D- 553993056 100 17,699 SH SOLE 17,699 0 0 Micros Systems Inc COM 594901100 954 17,250 SH SOLE 17,250 0 0 Microsoft Corp. COM 594918104 87,201 2,703,503 SH SOLE 2,698,626 0 4,877 Midcap SPDR Trust Series 1 COM 78467Y107 350 1,935 SH SOLE 1,935 0 0 Millicom Int'l Cellular S.A. ( COM L6388F128 182 1,600 SH SOLE 1,375 225 0 Minefinders Corp Ltd (pvt) 602900953 14,538 1,038,000 SH SOLE 1,038,000 0 0 Minefinders Corporation Ltd. - 602900102 3,301 237,500 SH SOLE 237,500 0 0 Minerals Technologies Inc. COM 603158106 58,049 887,461 SH SOLE 869,198 0 18,263 Mirant Corp - (ESCROW) 604675991 - 26,491 SH SOLE 10,320 0 16,171 Mirasol Resources (pvt) 604680108 815 266,600 SH SOLE 266,600 0 0 Mirasol Resources Ltd. COM 604680108 408 133,400 SH SOLE 133,400 0 0 Mistras Group, Inc. COM 60649T107 458 19,246 SH SOLE 19,200 0 46 Misumi Group Inc. COM 5,331 219,200 SH SOLE 219,200 0 0 Mitsubishi UFJ Financial Group 606822104 15,823 3,177,388 SH SOLE 3,177,092 0 296 Mobile Mini, Inc. COM 60740F105 2,994 141,757 SH SOLE 132,552 0 9,205 Mobistar SA COM 6,436 129,200 SH SOLE 129,200 0 0 Monotype Imaging Holdings COM 61022P100 6,068 407,242 SH SOLE 407,177 0 65 Monsanto Company COM 61166W101 1,108 13,890 SH SOLE 13,890 0 0 Monster Beverage Corp COM 611740101 762 12,275 SH SOLE 12,275 0 0 Morgan Stanley China A Share F COM 617468103 215 11,000 SH SOLE 11,000 0 0 MSCI Inc. COM 55354G100 747 20,300 SH SOLE 20,300 0 0 MTS Systems Corp. COM 553777103 1,315 24,777 SH SOLE 24,777 0 0 Murphy Oil Corporation COM 626717102 37,465 665,813 SH SOLE 665,813 0 0 MWI Veterinary Supply, Inc. COM 55402X105 247 2,807 SH SOLE 2,800 0 7 Myrexis Inc. COM 62856H107 856 282,500 SH SOLE 282,500 0 0 Myriad Genetics, Inc. COM 62855J104 16,999 718,455 SH SOLE 718,455 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- NACCO Industries, Inc. COM 629579103 251 2,158 SH SOLE 0 0 2,158 National Health Investors, Inc COM 63633D104 316 6,475 SH SOLE 6,475 0 0 NCI Building Systems, Inc. COM 628852204 2,020 175,463 SH SOLE 175,463 0 0 Nestle SA COM 9,558 151,900 SH SOLE 151,900 0 0 Nestle SA - ADR 641069406 3,694 58,635 SH SOLE 58,635 0 0 NetSuite Inc. COM 64118q107 649 12,900 SH SOLE 12,900 0 0 Nevsun Resources Ltd. COM 64156l101 3,243 879,100 SH SOLE 879,100 0 0 New Gold Inc. COM 644535106 42,670 4,320,921 SH SOLE 4,314,013 0 6,909 New Gold Inc. 644535106 21,989 2,225,600 SH SOLE 2,225,600 0 0 New Westfield Financial, Inc. COM 96008p104 99 12,500 SH SOLE 12,500 0 0 New York Community COM 649445103 280 20,100 SH SOLE 20,100 0 0 Newmont Mining Corporation COM 651639106 155,592 3,034,756 SH SOLE 3,032,556 0 2,200 Nexans S.A. COM 3,780 56,000 SH SOLE 56,000 0 0 Nexen Inc. COM 211 11,500 SH SOLE 11,500 0 0 NextEra Energy, Inc. COM 65339F101 63,654 1,042,135 SH SOLE 1,041,325 0 810 Nielsen Holdings NV COM N63218106 292 9,700 SH SOLE 9,700 0 0 NII Holdings Inc. COM 62913f201 400 21,850 SH SOLE 21,850 0 0 NIKE, Inc. COM 654106103 266 2,450 SH SOLE 2,450 0 0 Nordstrom, Inc. COM 655664100 412 7,400 SH SOLE 7,400 0 0 Northrop Grumman Corporation COM 666807102 2,890 47,319 SH SOLE 42,033 0 5,286 NovaGold Resources Inc. COM 66987E206 81 11,300 SH SOLE 11,300 0 0 NovaGold Resources Inc. 66987E206 37,234 5,185,840 SH SOLE 5,177,320 0 8,520 Novartis AG Sponsored ADR 66987V109 9,003 162,482 SH SOLE 161,497 0 985 Nuance Communications Inc. COM 67020Y100 565 22,100 SH SOLE 22,100 0 0 Nucor Corporation COM 670346105 1,683 39,175 SH SOLE 39,175 0 0 Nuveen NY Muni Value COM 67062M105 111 11,200 SH SOLE 11,200 0 0 NYSE Euronext, Inc. COM 629491101 8 282 SH SOLE 23 0 259 Oasis Petrolium Inc COM 674215108 680 22,050 SH SOLE 22,050 0 0 Occidental Petroleum Corporati COM 674599105 16,506 173,332 SH SOLE 171,840 200 1,292 Ocean Park Ventures Corp. COM 67486Q104 862 4,647,500 SH SOLE 4,647,500 0 0 Ocean_Park Ventur WTS CAD$0.85 - 1,237,500 SH SOLE 1,237,500 0 0 Oceaneering International, Inc COM 675232102 350 6,500 SH SOLE 6,500 0 0 Och Ziff Capital Management COM 67551U105 229 24,700 SH SOLE 24,700 0 0 Old Republic COM 680223104 133 12,600 SH SOLE 12,600 0 0 OM Group, Inc. COM 670872100 8,941 325,000 SH SOLE 325,000 0 0 Omeros Corporation COM 682143102 1,122 113,000 SH SOLE 113,000 0 0 Omnicare, Inc. COM 681904108 609 17,122 SH SOLE 17,122 0 0 Omnicell, Inc. COM 68213N109 13,125 862,948 SH SOLE 813,593 0 49,355 OMRON Corporation COM 7,135 331,800 SH SOLE 331,800 0 0 Oneok Inc COM 682680103 445 5,450 SH SOLE 5,450 0 0 Oracle Corporation COM 68389X105 2,502 85,816 SH SOLE 85,165 0 651 O'Reilly Automotive, Inc. COM 67103H107 3,311 36,250 SH SOLE 30,210 11 6,029 Orezone Gold Corporation COM 68616T109 4,213 1,876,087 SH SOLE 1,876,087 0 0 Orezone Gold Corporation (pvt) 68616T109 1,404 625,000 SH SOLE 625,000 0 0 Orkla ASA COM 9,483 1,198,500 SH SOLE 1,198,500 0 0 Osisko Mining Corporation 688278100 53,604 4,629,036 SH SOLE 4,617,336 0 11,700 Osisko Mining Corporation (pvt 68827N107 71,991 6,201,000 SH SOLE 6,201,000 0 0 Otelco Inc. COM 688823202 224 17,450 SH SOLE 17,450 0 0 Overlook Partners LP 774 250,000 SH SOLE 250,000 0 0 Owens-Illinois, Inc. COM 690768403 65,726 2,816,030 SH SOLE 2,816,030 0 0 PACCAR Inc. COM 693718108 651 13,908 SH SOLE 13,908 0 0 Pall Corporation COM 696429307 1,093 18,325 SH SOLE 17,900 425 0 Pan American Silver Corporatio 697900108 43,109 1,954,153 SH SOLE 1,950,953 0 3,200 Pan_American Silver WTS CAD $3 406 133,333 SH SOLE 133,333 0 0 Panera Bread Company COM 69840W108 463 2,875 SH SOLE 2,875 0 0 Papa Johns INTL INC COM COM 698813102 262 6,963 SH SOLE 0 38 6,925 Parametric Technology Corporat COM 699173209 12,921 462,450 SH SOLE 433,703 0 28,747 PAREXEL International Corporat COM 699462107 23,305 864,113 SH SOLE 810,943 0 53,170 Parker Hannifin Corporation COM 701094104 3,308 39,125 SH SOLE 39,125 0 0 Parnassus Fund 701765109 312 7,538 SH SOLE 7,538 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Paychex, Inc. COM 704326107 291 9,400 SH SOLE 9,400 0 0 Penn Virginia Resource Partner COM 707884102 181 8,300 SH SOLE 8,300 0 0 PepsiCo, Inc. COM 713448108 23,475 353,801 SH SOLE 351,925 0 1,876 Perrigo Co. COM 714290103 929 8,989 SH SOLE 8,442 0 547 Petsmart Inc. COM 716768106 1,296 22,653 SH SOLE 16,275 39 6,339 PF Chang's China Bistro Inc. COM 69333y108 6,087 154,017 SH SOLE 144,202 0 9,815 Pfizer Inc. COM 717081103 86,730 3,829,977 SH SOLE 3,789,169 0 40,808 Philip Morris International In COM 718172109 8,872 100,129 SH SOLE 95,886 0 4,243 Pimco FDS PAC INVT MGMT SER AL 72200Q711 31 2,558 SH OTHER 0 0 2,558 PIMCO High Yield Fund 693390841 204 21,906 SH SOLE 21,906 0 0 Pinnacle Financial Partners, I COM 72346Q104 16,303 888,427 SH SOLE 835,068 0 53,359 Pioneer Natural Resources COM 723787107 3,701 33,169 SH SOLE 33,160 0 9 Pioneer Southwest Energy Partn COM 72388B106 2,627 98,325 SH SOLE 98,325 0 0 Pitney Bowes Inc COM 724479100 206 11,700 SH SOLE 11,700 0 0 Plains All American Pipeline L COM 726503105 1,918 24,450 SH SOLE 24,450 0 0 Plains Exploration & Productio COM 726505100 1,206 28,275 SH SOLE 28,275 0 0 Plexus Corp. COM 729132100 41,561 1,187,807 SH SOLE 1,187,807 0 0 Plum Creek Timber Company, Inc COM 729251108 1,752 42,145 SH SOLE 40,745 1,400 0 Polaris Industries Inc. COM 731068102 990 13,725 SH SOLE 11,800 20 1,905 PolyOne Corporation COM 73179p106 30,995 2,152,406 SH SOLE 2,152,181 0 225 Polypore Intl Inc Com COM 73179v103 402 11,443 SH SOLE 11,443 0 0 Portfolio Recovery Associates COM 73640q105 696 9,700 SH SOLE 9,700 0 0 Potash Corporation of Saskatch COM 73755L107 2,729 59,725 SH SOLE 59,725 0 0 Potlatch Corporation COM 737630103 2,163 69,020 SH SOLE 69,020 0 0 Power-One, Inc. COM 73930R102 11,494 2,526,262 SH SOLE 2,363,127 0 163,135 Praxair, Inc. COM 74005P104 8,758 76,399 SH SOLE 76,399 0 0 Precision Castparts Corp. COM 740189105 3,371 19,495 SH SOLE 19,495 0 0 Premier Gold Mines Ltd. COM 74051D104 7,436 1,412,740 SH SOLE 1,402,070 0 10,670 Priceline.com COM 741503403 12,613 17,579 SH SOLE 17,469 1 109 Primero Mining Corporation COM 74164W106 5,105 1,962,360 SH SOLE 1,953,930 0 8,430 Primero Mining Corporation (pv 74164W106 8,016 3,081,000 SH SOLE 3,081,000 0 0 Primero_Mining WTS CAD $8.00 E 74164W114 521 2,000,000 SH SOLE 2,000,000 0 0 Principal Financial Group 5.56 74251V201 2,706 28,785 SH SOLE 28,670 0 115 Prudential Financial, Inc. COM 744320102 4,715 74,375 SH SOLE 74,375 0 0 Public Service Enterprise Grou COM 744573106 523 17,090 SH SOLE 17,090 0 0 Public Storage Ser- R 6.35% C@ 74460D125 755 28,000 SH SOLE 27,400 0 600 Public Storage Ser-D Pfd Conti 74460d430 306 12,100 SH SOLE 12,100 0 0 Public Storage Ser-F 6.45% C@2 74460d380 1,617 63,700 SH SOLE 62,300 0 1,400 Public Storage Series-M 6.625% 74460d232 2,136 85,345 SH SOLE 84,945 0 400 Public Storage Series-S 5.90% 74460w206 502 19,900 SH SOLE 19,400 0 500 Public Storage Ser-W 6.50% C@2 74460d570 954 37,600 SH SOLE 37,200 0 400 Public Storage Ser-X 6.45% C@2 74460d554 1,379 54,480 SH SOLE 54,480 0 0 Public Storage Ser-Z 6.25% C@ 74460d521 1,435 57,000 SH SOLE 56,600 0 400 Pulte Group Inc. COM 745867101 708 79,975 SH SOLE 77,445 0 2,530 Pure Cycle Corporation COM 746228303 62 27,464 SH SOLE 27,464 0 0 PYI Corp LTD COM 1,172 43,548,000 SH SOLE 43,548,000 0 0 QEP Resources Inc. COM 74733V100 2,433 79,760 SH SOLE 79,360 0 400 Qiagen N.V. N72482107 1,214 78,000 SH SOLE 78,000 0 0 QLT Inc. COM 746927102 490 70,000 SH SOLE 70,000 0 0 Qualcomm Incorporated COM 747525103 18,741 275,360 SH SOLE 275,360 0 0 Quest Diagnostics Incorporated COM 74834L100 10,742 175,670 SH SOLE 175,670 0 0 Questar Corporation COM 748356102 502 26,050 SH SOLE 26,050 0 0 R. R. Donnelley & Sons Company COM 257867101 1,876 151,419 SH SOLE 109,600 0 41,819 Rackla Metals Inc COM 750080954 321 1,684,531 SH SOLE 1,684,531 0 0 Rackla_Metals Inc WTS CAD $0.3 110 1,684,531 SH SOLE 1,684,531 0 0 Rackspace Hosting Inc COM 750086100 376 6,500 SH SOLE 6,500 0 0 Radius Gold Inc. COM 750468100 944 3,037,119 SH SOLE 3,037,119 0 0 Radius Gold Inc. (pvt) 750468100 634 2,041,476 SH SOLE 2,041,476 0 0 Radius_Gold WTS CAD $0.37 06/2 - 1,812,216 SH SOLE 1,812,216 0 0 Radius_Gold WTS CAD $0.55 10/3 - 833,334 SH SOLE 833,334 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Ralph Lauren Corporation COM 751212101 1,547 8,873 SH SOLE 8,350 0 523 Randgold Resources Limited - A 752344309 92,278 1,048,850 SH SOLE 1,047,650 0 1,200 Range Resources Corporation COM 75281A109 1,782 30,658 SH SOLE 30,658 0 0 Raymond James Financial COM 754730109 499 13,650 SH SOLE 13,650 0 0 Raytheon Company COM 755111507 1,285 24,351 SH SOLE 21,547 0 2,804 RBC Bearing Inc COM 75524B104 323 7,000 SH SOLE 7,000 0 0 Red Hat Inc. COM 756577102 942 15,725 SH SOLE 15,100 625 0 Redwood Trust, Inc. COM 758075402 1,170 104,500 SH SOLE 104,500 0 0 Regulus Resources Inc Subscrip 75915G126 3,008 2,609,000 SH SOLE 2,609,000 0 0 Renasant Corp COM 75970E107 6,678 410,183 SH SOLE 383,409 0 26,774 Riverbed Technology, Inc. COM 768573107 3,144 111,976 SH SOLE 111,976 0 0 Rochester Portfolio Ser Ltrm N 771740305 113 33,961 SH SOLE 33,961 0 0 Rockhaven Resources Ltd (pvt) 77340P101 1,754 5,000,000 SH SOLE 5,000,000 0 0 Rockridge Cap Corp WTS CAD$0.5 774065106 - 1,250,000 SH SOLE 1,250,000 0 0 Rockridge Capital Corp (pvt) 774065106 727 2,500,000 SH SOLE 2,500,000 0 0 Rockwell Automation COM 773903109 3,234 40,572 SH SOLE 40,400 0 172 Rockwell Collins, Inc. COM 774341101 795 13,815 SH SOLE 13,815 0 0 Rockwood Services Corp. (RESTR 999qbv907 1,014 751 SH SOLE 751 0 0 Rogers Communications Inc B COM 775109200 153 3,861 SH SOLE 3,139 0 722 Rollins Inc. COM 775711104 155 7,262 SH SOLE 5,962 1,300 0 Romarco Minerals, Inc. 775903206 19,156 19,818,300 SH SOLE 19,818,300 0 0 Roper Industries Inc. COM 776696106 3,763 37,952 SH SOLE 37,952 0 0 Rosetta Resources, Inc. COM 777779307 380 7,800 SH SOLE 7,800 0 0 Ross Stores Inc. COM 778296103 8,558 147,293 SH SOLE 139,495 650 7,148 Rowan Companies Inc. COM 779382100 463 14,075 SH SOLE 14,075 0 0 Royal Dutch Shell PLC - Class 780259206 7,692 109,676 SH SOLE 108,847 0 829 Royal Dutch Shell PLC - Class 780259107 1,445 20,461 SH SOLE 20,461 0 0 Royal Gold, Inc. COM 780287108 88,632 1,358,965 SH SOLE 1,357,765 0 1,200 Rubicon Technology Inc COM 78112T107 10,696 1,025,500 SH SOLE 987,805 0 37,695 Rudolph Technologies, Inc. COM 781270103 19,200 1,728,187 SH SOLE 1,617,027 0 111,160 Rush Enterprises, Inc. COM 781846209 5,699 268,586 SH SOLE 268,586 0 0 Ruth's Chris Steak House COM 783332109 98 12,901 SH SOLE 0 132 12,769 Rydex S&P Equal Weight Healthc COM 78355w841 226 3,000 SH SOLE 3,000 0 0 Rydex S&P Equal Weight Technol COM 78355w817 364 6,200 SH SOLE 6,200 0 0 Safeguard Scientifics Inc. COM 786449207 1,419 82,500 SH SOLE 82,500 0 0 SAF-Holland 5,089 599,998 SH SOLE 599,998 0 0 Salesforce.com, Inc. COM 79466L302 7,938 51,374 SH SOLE 51,374 0 0 Salisbury Bancorp Inc COM 795226109 558 24,000 SH SOLE 24,000 0 0 Salix Pharmaceuticals, Ltd. COM 795435106 3,130 59,610 SH SOLE 59,610 0 0 Samsung Electronics Co., Ltd. 796050888 566 1,000 SH SOLE 1,000 0 0 Sandridge Energy Inc. COM 80007P307 292 37,300 SH SOLE 37,300 0 0 Sanofi - ADR 80105N105 7,102 183,280 SH SOLE 183,280 0 0 Sanofi Cont Value RTS exp 12/3 80105n113 11 11,469 SH SOLE 11,469 0 0 Sanofi S.A. COM 6,795 87,500 SH SOLE 87,500 0 0 Santa_Barbara Res. WTS CAD $1 - 350,000 SH SOLE 350,000 0 0 Sapient Corporation COM 803062108 5,793 465,300 SH SOLE 460,565 0 4,735 SCANA Corporation COM 80589M102 301 6,607 SH SOLE 6,607 0 0 Schlumberger Limited COM 806857108 59,356 848,786 SH SOLE 848,786 0 0 Schoolwurks Inc (DELISTED) COM 80802m103 - 12,210 SH OTHER 0 0 12,210 Scorpio Mining Corp 140 110,000 SH SOLE 110,000 0 0 Scorpio Mining Corporation COM 80917V105 42,698 33,015,185 SH SOLE 32,988,215 0 26,970 SeaCube Container Leasing Ltd. COM G79978105 232 13,500 SH SOLE 13,500 0 0 Sealed Air Corporation COM 81211K100 19,088 988,495 SH SOLE 988,495 0 0 Seattle Genetics, Inc. COM 812578102 528 25,925 SH SOLE 25,925 0 0 SEMAFO Inc. COM 4,767 893,760 SH SOLE 886,630 0 7,130 Semafo Inc. 816922108 1,134 210,000 SH SOLE 210,000 0 0 SEMAFO Inc. (pvt) 816922108 26,135 4,900,000 SH SOLE 4,900,000 0 0 Shariah Capital Inc. Reg S 598 1,195,000 SH SOLE 1,195,000 0 0 Siemens AG D69671218 61 600 SH SOLE 600 0 0 Siemens AG - ADR 826197501 7,090 70,307 SH SOLE 70,300 0 7
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Sigma-Aldrich Corporation COM 826552101 1,638 22,420 SH SOLE 22,420 0 0 Signature Bank NY COM 82669G104 1,396 22,150 SH SOLE 22,150 0 0 Silgan Holdings Inc COM 827048109 645 14,600 SH SOLE 14,600 0 0 Silver Range Resources Ltd COM 82809P105 4,316 4,305,090 SH SOLE 4,305,090 0 0 Silver Range Resources Ltd (pv 1,303 1,300,000 SH SOLE 1,300,000 0 0 Silver Range Resources WTS $1. - 650,000 SH SOLE 650,000 0 0 Silver Wheaton Corp (pvt) 828336107 30,708 925,925 SH SOLE 925,925 0 0 Silver Wheaton Corporation 828336107 71,954 2,167,300 SH SOLE 2,164,800 0 2,500 Silver_Range Wts CAD $0.85 Exp 82809P113 906 2,152,546 SH SOLE 2,152,546 0 0 Sinchao Metals Corp (pvt) 829224104 22 201,392 SH SOLE 201,392 0 0 Singapore Post Limited COM 1,810 2,231,100 SH SOLE 2,231,100 0 0 Sirocco Mining Inc 82967T105 573 550,000 SH SOLE 550,000 0 0 Sirona Dental Systems COM 82966c103 1,359 26,375 SH SOLE 26,375 0 0 Skyworks Solutions COM 83088M102 398 14,400 SH SOLE 14,400 0 0 SM Energy Company COM 78454L100 872 12,325 SH SOLE 12,325 0 0 SMC Corporation COM 7,139 44,900 SH SOLE 44,900 0 0 Sogefi S.p.A. COM T86807103 5,563 1,940,000 SH SOLE 1,940,000 0 0 Solarwinds Inc COM 83416B109 375 9,700 SH SOLE 9,700 0 0 Solera Holdings, Inc. COM 83421A104 376 8,200 SH SOLE 8,200 0 0 Solutia Inc. COM 834376501 1,006 36,000 SH SOLE 36,000 0 0 Sonoco Products Company COM 835495102 44,472 1,339,533 SH SOLE 1,339,533 0 0 Sotheby's COM 835898107 748 19,025 SH SOLE 19,025 0 0 Source Exploration Corp COM 83614T100 991 3,661,539 SH SOLE 3,661,539 0 0 Source_Exploration WTS CAD $0. - 1,680,768 SH SOLE 1,680,768 0 0 Southern Calif Edison Pfd Ser 842400756 4,499 45,130 SH SOLE 45,015 0 115 Southern Company COM 842587107 4,417 98,316 SH SOLE 98,275 0 41 SPDR Dow Jones Industrial Aver COM 78467X109 722 5,475 SH SOLE 5,475 0 0 SPDR Gold Trust COM 78463V107 32,423 199,994 SH SOLE 199,254 500 240 SPDR S&P Biotech ETF COM 78464a870 3,620 44,990 SH SOLE 44,990 0 0 SPDR Series Trust S&P Regl Bkg COM 78464A698 306 10,750 SH SOLE 10,750 0 0 Spectra Energy Corporation COM 847560109 6,346 201,156 SH SOLE 198,876 0 2,280 Spirit Aerosys Hldgs I Com CL COM 848574109 257 10,500 SH SOLE 10,500 0 0 Spotless Group Limited COM 5,891 2,420,000 SH SOLE 2,420,000 0 0 Sprott Physical Gold Trust COM 85207H104 20,259 1,403,000 SH SOLE 1,403,000 0 0 St. Jude Medical, Inc. COM 790849103 21,293 480,550 SH SOLE 480,550 0 0 Standard & Poor's Depository R COM 78462F103 519 3,685 SH SOLE 3,685 0 0 Standard Motor Products Inc. COM 853666105 178 10,060 SH SOLE 0 87 9,973 Stanley Black & Decker Inc. COM 854502101 50,066 650,550 SH SOLE 650,550 0 0 Stantec Inc. COM 85472N109 10,047 315,532 SH SOLE 315,532 0 0 Staples, Inc. COM 855030102 16,919 1,045,049 SH SOLE 1,041,859 0 3,190 Starbucks Corp. COM 855244109 3,915 70,054 SH SOLE 70,000 0 54 Starwood Hotels & Resorts Worl COM 85590A401 4,207 74,580 SH SOLE 74,580 0 0 Statoil ASA 85771P102 9,624 354,992 SH SOLE 354,213 0 779 Steelcase Inc. COM 858155203 29,337 3,055,984 SH SOLE 3,055,984 0 0 Stereotaxis Inc. COM 85916J102 209 321,700 SH SOLE 321,700 0 0 Stoneridge Inc. COM 86183P102 499 50,480 SH SOLE 50,480 0 0 Strategic Hotels & Resorts, In COM 86272T106 104 15,750 SH SOLE 15,750 0 0 Strategic Metals Ltd. COM 862758208 3,033 2,419,900 SH SOLE 2,403,300 0 16,600 Strategic Metals Ltd. 862758208 18 13,900 SH SOLE 13,900 0 0 Strategic Metals Ltd. (pvt) 15,001 11,970,000 SH SOLE 11,970,000 0 0 Stryker Corporation COM 863667101 535 9,650 SH SOLE 9,650 0 0 Summer Infant, Inc. COM 865646103 5,763 960,583 SH SOLE 960,583 0 0 Suncor Energy, Inc. COM 867224107 1,171 35,800 SH SOLE 35,800 0 0 Sunshine Silver Mines (pvt) 867997058 39,648 2,867,847 SH SOLE 2,867,847 0 0 Sunward Resources Ltd. COM 86802T105 4,948 2,570,600 SH SOLE 2,564,200 0 6,400 Sunward Resources Ltd. (pvt) 86802T105 2,375 1,234,000 SH SOLE 1,234,000 0 0 Sunward_Resources WTS CAD $1.6 - 1,850,000 SH SOLE 1,850,000 0 0 Superior Energy Services Inc. COM 868157108 422 16,000 SH SOLE 16,000 0 0 Susquehanna Bancshares, Inc. COM 869099101 12,839 1,299,480 SH SOLE 1,216,260 0 83,220 Swiss Helvitia Fund COM 870875101 171 15,229 SH SOLE 15,229 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- SXC Health Solutions Corporati COM 78505P100 541 7,200 SH SOLE 7,200 0 0 Symantec Corporation COM 871503108 215 11,500 SH SOLE 11,500 0 0 Syngenta AG ADR 87160A100 685 9,950 SH SOLE 9,950 0 0 Synnex Corp COM 87162w100 265 6,958 SH SOLE 0 35 6,923 Sysco Corporation COM 871829107 7,420 248,500 SH SOLE 246,040 0 2,460 T. Rowe Price Group Inc. COM 74144T108 2,356 36,085 SH SOLE 36,085 0 0 Tahoe Resources Inc. COM 873868103 11,154 529,300 SH SOLE 529,300 0 0 Tahoe Resources Inc. (pvt) 873868103 47,416 2,250,000 SH SOLE 2,250,000 0 0 Takata Corporation COM 8,573 321,800 SH SOLE 321,800 0 0 Talisman Energy Inc. COM 87425E103 227 18,000 SH SOLE 18,000 0 0 TAM Investment Funds - Multi C 22,979 19,737 SH SOLE 19,737 0 0 TAM Invstmnt Fds Gold&Precious 13,245 1,672,341 SH SOLE 1,672,341 0 0 TAM Invstmnt Fds Gold&Precious 846 1,000 SH SOLE 1,000 0 0 Tech Data Corp. COM 878237106 278 5,118 SH SOLE 0 0 5,118 Technology Select Sector SPDR COM 81369y803 1,051 34,850 SH SOLE 34,150 700 0 Teck Resources Ltd. 878742204 250 7,000 SH SOLE 7,000 0 0 Teck Resources Ltd. - Class B COM 536 15,000 SH SOLE 15,000 0 0 Telecom Corporation of New Zea 879278208 189 19,092 SH SOLE 0 198 18,894 Telecom Italia Adr 87927Y102 106 8,952 SH SOLE 448 0 8,504 TELEF BRASIL - ADR 87936R106 265 8,643 SH SOLE 175 52 8,416 Teleflex Inc. COM 879369106 20,159 329,665 SH SOLE 329,665 0 0 Television Broadcasts COM 7,934 1,176,980 SH SOLE 1,176,980 0 0 Telstra Corporation Limited AD 87969N204 125 7,311 SH SOLE 345 0 6,966 Templeton Income Tr Global Bd 880208301 174 13,230 SH SOLE 13,230 0 0 Tempur-Pedic International Inc COM 88023U101 1,340 15,877 SH SOLE 13,550 21 2,306 Tennessee Valley Authority 5.6 880591409 264 10,000 SH SOLE 10,000 0 0 Teradyne, Inc. COM 880770102 22,231 1,316,237 SH SOLE 1,316,237 0 0 Tesoro Corp COM 881609101 348 12,967 SH SOLE 0 22 12,945 Tessera Technologies Inc COM 88164L100 683 39,600 SH SOLE 39,600 0 0 Tetra Tech Inc. COM 88162g103 5,409 205,200 SH SOLE 205,200 0 0 Tetra Technologies COM 88162F105 22,019 2,337,421 SH SOLE 2,187,696 0 149,725 Teva Pharmaceutical Industries 881624209 3,878 86,070 SH SOLE 86,070 0 0 Texas Instruments Inc. COM 882508104 489 14,542 SH SOLE 14,501 0 41 Thai Beverage Public Company L COM Y8588A103 5 20,000 SH SOLE 20,000 0 0 The Boeing Company COM 097023105 20,107 270,365 SH SOLE 270,365 0 0 The Boston Beer Company, Inc. COM 100557107 587 5,500 SH SOLE 5,500 0 0 The Charles Schwab Corporation COM 808513105 3,023 210,350 SH SOLE 210,350 0 0 The Chubb Corporation COM 171232101 3,161 45,733 SH SOLE 44,822 0 911 The Cooper Companies, Inc. COM 216648402 998 12,216 SH SOLE 11,300 14 902 The Delafield Fund 888894847 11,149 355,968 SH SOLE 353,940 0 2,028 The Dow Chemical Company COM 260543103 7,693 222,075 SH SOLE 222,075 0 0 The Fresh Market, Inc. COM 35804H106 3,906 81,455 SH SOLE 81,455 0 0 The Gap, Inc. COM 364760108 1,102 42,165 SH SOLE 0 0 42,165 The Goldman Sachs Group, Inc. COM 38141G104 742 5,970 SH SOLE 5,970 0 0 The Hain Celestial Group, Inc. COM 405217100 2,993 68,310 SH SOLE 67,560 750 0 The Home Depot, Inc. COM 437076102 19,403 385,675 SH SOLE 356,457 0 29,218 The JPMorgan Alerian MLP Index COM 46625H365 2,533 64,720 SH SOLE 63,000 0 1,720 The Manitowoc Company, Inc. COM 563571108 4,184 301,900 SH SOLE 301,900 0 0 The McGraw-Hill Companies, Inc COM 580645109 2,453 50,603 SH SOLE 50,230 0 373 The Mosaic Company COM 61945C103 2,465 44,575 SH SOLE 44,575 0 0 The Procter & Gamble Company COM 742718109 48,394 720,039 SH SOLE 716,859 800 2,380 The St. Joe Company COM 790148100 280 14,750 SH SOLE 14,750 0 0 The TJX Companies, Inc. COM 872540109 224 5,636 SH SOLE 500 0 5,136 The Tocqueville Fund 888894102 47,630 1,976,336 SH SOLE 1,972,222 0 4,114 The Tocqueville Gold Fund 888894862 23,648 333,497 SH SOLE 333,162 0 335 The Tocqueville International 888894300 109,948 9,139,526 SH SOLE 9,138,944 0 582 The Tocqueville Opportunity Fu 888894409 28,276 1,663,319 SH SOLE 1,663,319 0 0 The Toronto-Dominion Bank 891160509 187 2,200 SH SOLE 2,200 0 0 The Travelers Companies, Inc. COM 89417E109 1,077 18,189 SH SOLE 10,082 0 8,107 The Ultimate Software Group, I COM 90385D107 762 10,400 SH SOLE 10,400 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- The Walt Disney Company COM 254687106 4,290 97,985 SH SOLE 81,000 0 16,985 The Washington Post Company COM 939640108 302 809 SH SOLE 0 0 809 The Water Company, LLC 78 15,624 SH SOLE 15,624 0 0 The Williams Companies, Inc. COM 969457100 1,929 62,614 SH SOLE 61,525 0 1,089 Thermo Fisher Scientific Inc COM 883556102 28,205 500,258 SH SOLE 500,258 0 0 Thoratec Corporation COM 885175307 3,117 92,468 SH SOLE 92,468 0 0 TIBCO Software Inc. COM 88632Q103 6,922 226,955 SH SOLE 226,955 0 0 Tiffany & Co. COM 886547108 2,906 42,040 SH SOLE 42,040 0 0 Timken Company COM 887389104 21,336 420,500 SH SOLE 420,500 0 0 TMS International Corporation COM 87261Q103 650 53,700 SH SOLE 53,700 0 0 Tocqueville Select Fund 888894839 14,101 1,151,135 SH SOLE 1,151,135 0 0 Torchmark Corporation COM 891027104 615 12,327 SH SOLE 0 0 12,327 Torex Gold Resources Inc. COM 891054108 16,255 8,106,900 SH SOLE 8,094,200 0 12,700 Torex Gold Resources Inc. (pvt 891054108 10,026 5,000,000 SH SOLE 5,000,000 0 0 Tornier NV COM N87237108 303 11,800 SH SOLE 11,800 0 0 Total SA 89151E109 7,876 154,061 SH SOLE 151,034 0 3,027 Total System Services, Inc. COM 891906109 9,354 405,442 SH SOLE 396,747 76 8,619 Tour GCX Partners 50 125,000 SH OTHER 0 0 125,000 Toyota Motor Corporation - ADR 892331307 187 2,150 SH SOLE 2,150 0 0 Tractor Supply Company COM 892356106 1,423 15,712 SH SOLE 15,712 0 0 TransDigm Group Inc. COM 893641100 544 4,700 SH SOLE 4,700 0 0 Trevali Mining Corp (pvt) 89531J950 9,443 6,875,000 SH SOLE 6,875,000 0 0 Trex Company, Inc. COM 89531P105 15,477 482,444 SH SOLE 482,444 0 0 TriMas Corporation COM 896215209 7,666 342,407 SH SOLE 342,407 0 0 Trimble Navigation Ltd. COM 896239100 2,525 46,400 SH SOLE 46,400 0 0 Trinity Biotech plc - ADR 896438306 415 38,910 SH SOLE 38,800 0 110 Tripadvisor Inc COM 896945201 601 16,850 SH SOLE 16,850 0 0 Triple-S Mgmt Corp. CL B COM 896749108 210 9,070 SH SOLE 0 0 9,070 Tronox Inc COM 897051306 8,652 49,650 SH SOLE 49,650 0 0 TrueBlue, Inc. COM 89785X101 37,949 2,122,400 SH SOLE 2,122,400 0 0 Tupperware Brands Corporation COM 899896104 808 12,717 SH SOLE 12,575 13 129 Tyco International Ltd. COM H89128104 53,748 956,714 SH SOLE 956,368 0 346 Tyler Technologies, Inc. COM 902252105 702 18,278 SH SOLE 0 103 18,175 U.S. Bancorp COM 902973304 10,779 340,249 SH SOLE 338,350 0 1,899 Ulta Salon, Cosmetics & Fragra COM 90384S303 824 8,874 SH SOLE 8,500 0 374 Ultratech, Inc. COM 904034105 33,649 1,161,109 SH SOLE 1,099,263 0 61,846 Umicore COM 4,440 80,600 SH SOLE 80,600 0 0 Umpqua Holdings Corporation COM 904214103 18,549 1,367,892 SH SOLE 1,280,887 0 87,005 Unilever N.V. - ADR 904784709 24,242 712,361 SH SOLE 711,161 0 1,200 Unilever PLC - ADR 904767704 4,004 121,135 SH SOLE 121,135 0 0 Union Pacific Corporation COM 907818108 8,925 83,035 SH SOLE 82,585 450 0 Unit Corporation COM 909218109 15,677 366,618 SH SOLE 342,360 0 24,258 United Microelectronics - ADR 910873405 25 10,179 SH SOLE 591 0 9,588 United Online, Inc. COM 911268100 625 127,831 SH SOLE 127,392 0 439 United Parcel Service, Inc. COM 911312106 5,171 64,061 SH SOLE 64,061 0 0 United Technologies Corporatio COM 913017109 10,866 131,015 SH SOLE 130,480 0 535 United Therapeutics Corporatio COM 91307C102 320 6,800 SH SOLE 6,800 0 0 Universal Electronics COM 913483103 5,200 260,258 SH SOLE 260,258 0 0 Universal Stainless & Alloy COM 913837100 18,679 437,250 SH SOLE 437,250 0 0 US Bancorp Pfd Ser B 902973155 2,862 127,879 SH SOLE 127,879 0 0 USA Moblility Inc Com COM 90341G103 160 11,470 SH SOLE 0 0 11,470 Utilities Select Sector SPDR F COM 81369Y886 3,983 113,660 SH SOLE 113,205 0 455 VAALCO Energy, Inc. COM 91851C201 18,823 1,991,831 SH SOLE 1,907,435 0 84,396 Vaguard Bond Index Fund INC In 921937306 235 20,054 SH OTHER 0 0 20,054 Vale S.A. - ADR 91912E105 1,011 43,351 SH SOLE 43,351 0 0 Valeant Pharmaceuticals Int'l COM 91911K102 1,005 18,725 SH SOLE 18,725 0 0 Valero Energy Corporation COM 91913Y100 556 21,571 SH SOLE 19,500 0 2,071 Valmont Ind Inc COM 920253101 387 3,300 SH SOLE 3,300 0 0 Vanguard Dividend Appreciation COM 921908844 442 7,555 SH SOLE 7,555 0 0 Vanguard Emergining Markets ET COM 922042858 1,673 38,495 SH SOLE 38,495 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Vanguard FL Long Term Tax Exem 922033105 248 20,801 SH OTHER 0 0 20,801 Vanguard GNMA Fund - Admiral 922031794 23,020 2,090,840 SH SOLE 2,044,778 5,396 40,666 Vanguard NJ L/T Tax-Exempt Adm 92204F305 402 33,344 SH SOLE 33,344 0 0 Vanguard NJ Long-Term Tax Exem 92204F206 206 17,100 SH SOLE 17,100 0 0 Vanguard S&P 500 ETF COM 922908413 537 8,350 SH SOLE 8,350 0 0 VASCO Data Security Internatio COM 92230Y104 14,677 1,360,219 SH SOLE 1,272,549 0 87,670 Venoco Inc. COM 92275P307 424 39,150 SH SOLE 39,150 0 0 Ventas Inc. COM 92276F100 871 15,257 SH SOLE 15,257 0 0 Veolia Environment - ADR 92334n103 253 15,300 SH SOLE 15,300 0 0 VeriFone Holdings Inc. COM 92342Y109 388 7,475 SH SOLE 7,475 0 0 Verizon Communications Inc. COM 92343V104 29,436 769,979 SH SOLE 760,164 450 9,365 Vertex Pharmaceuticals Inc. COM 92532F100 558 13,600 SH SOLE 13,600 0 0 Viropharma Incorporated COM 928241108 252 8,394 SH SOLE 0 56 8,338 VirtualScopics, Inc. COM 928269109 560 348,098 SH SOLE 348,098 0 0 Visa Inc. COM 92826C839 9,349 79,227 SH SOLE 75,551 0 3,676 Vivendi Universal SA COM 4,293 233,910 SH SOLE 233,910 0 0 VMware, Inc. COM 928563402 5,438 48,390 SH SOLE 48,390 0 0 Vodafone Group Plc - ADR 92857W209 30,927 1,117,706 SH SOLE 1,114,230 0 3,476 Vulcan Materials Company COM 929160109 16,011 374,699 SH SOLE 374,699 0 0 W. R. Grace & Co. COM 38388F108 2,537 43,888 SH SOLE 43,288 0 600 Wabco Holdings Inc COM 92927K102 987 16,325 SH SOLE 16,325 0 0 Wacker Neuson SE 6,737 378,815 SH SOLE 378,815 0 0 Walgreen Company COM 931422109 5,357 159,963 SH SOLE 159,506 0 457 Wal-Mart Stores, Inc. COM 931142103 37,187 607,629 SH SOLE 598,517 400 8,712 Waste Management, Inc. COM 94106L109 3,441 98,415 SH SOLE 97,855 0 560 Waters Corporation COM 941848103 2,085 22,500 SH SOLE 22,500 0 0 Wayside Technology Group, Inc. COM 946760105 1,524 107,250 SH SOLE 107,250 0 0 WD-40 Company COM 929236107 723 15,950 SH SOLE 15,950 0 0 Weatherford International Ltd. COM H27013103 2,819 186,792 SH SOLE 186,792 0 0 Websense, Inc. COM 947684106 802 38,050 SH SOLE 38,050 0 0 Wellpoint Health Networks, Inc COM 94973V107 279 3,781 SH SOLE 3,500 0 281 Wells Fargo & Co. kek746889 - 113,500 SH SOLE 113,500 0 0 Wells Fargo & Company COM 949746101 7,201 210,920 SH SOLE 210,920 0 0 Wesco Aircraft Holdings Inc COM 950814103 1,460 90,100 SH SOLE 90,100 0 0 Wesco International Inc COM 95082P105 36,188 554,091 SH SOLE 554,091 0 0 Wesdome Gold Mines Ltd. COM 95083R100 2,181 1,469,700 SH SOLE 1,469,700 0 0 West African Minerals Corporat COM 3,619 10,000,000 SH SOLE 10,000,000 0 0 Westar Energy, Inc. COM 95709T100 243 8,700 SH SOLE 8,700 0 0 Western Refining, Inc. COM 959319104 206 10,939 SH SOLE 0 0 10,939 Weyerhaeuser Company COM 962166104 45,663 2,083,181 SH SOLE 2,079,976 0 3,205 WGL Holdings Inc. COM 92924F106 286 7,031 SH SOLE 6,750 0 281 White Securities Corporation ( COM whitesec9 3,576 2,180 SH SOLE 2,180 0 0 Whiting Petroleum Corporation COM 966387102 950 17,500 SH SOLE 17,500 0 0 Whole Foods Market Inc. COM 966837106 547 6,570 SH SOLE 6,500 0 70 Windstream Corporation COM 97381W104 1,148 98,054 SH SOLE 98,054 0 0 Witwatersrand Con. Gold Resour 1,478 280,000 SH SOLE 280,000 0 0 Witwatersrand Consolidated Gol COM S98297104 290 55,000 SH SOLE 55,000 0 0 WPX Energy Inc. COM 98212B103 360 20,000 SH SOLE 20,000 0 0 Wyndham Worldwide Corporation COM 98310w108 417 8,974 SH SOLE 5,200 30 3,744 Wynn Resorts Limited COM 983134107 2,275 18,217 SH SOLE 17,755 0 462 XDM Resources Inc (pvt) 1,323 1,100,000 SH SOLE 1,100,000 0 0 Xerox Corporation COM 984121103 13,542 1,677,000 SH SOLE 1,677,000 0 0 XL Group PLC COM G98290102 23,074 1,063,802 SH SOLE 1,063,600 0 202 XO Group, Inc COM 983772104 6,991 744,525 SH SOLE 744,525 0 0 Xylem Inc. COM 98419M100 26,168 943,000 SH SOLE 940,310 0 2,690 Yahoo! Inc. COM 984332106 167 11,000 SH SOLE 11,000 0 0 Yamana Gold Inc. COM 81,757 5,240,900 SH SOLE 5,236,100 0 4,800 Yamana Gold Inc. 98462Y100 2,582 165,300 SH SOLE 165,300 0 0 Yum! Brands, Inc. COM 988498101 7,476 105,029 SH SOLE 105,000 0 29 Zeltiq Aesthetics COM 98933Q108 80 13,000 SH SOLE 13,000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Zena_Capital Corp WTS @CAD$0.7 - 1,000,000 SH SOLE 1,000,000 0 0 Zions Bancorporation COM 989701107 4,752 221,440 SH SOLE 221,440 0 0 Zymequest Series E 989934799 - 80,000 SH SOLE 80,000 0 0