0001140361-12-004456.txt : 20120131 0001140361-12-004456.hdr.sgml : 20120131 20120131160507 ACCESSION NUMBER: 0001140361-12-004456 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120131 DATE AS OF CHANGE: 20120131 EFFECTIVENESS DATE: 20120131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT L.P. CENTRAL INDEX KEY: 0000883961 IRS NUMBER: 133547557 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 12559320 BUSINESS ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT L.P. STREET 2: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-698-0800 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT L.P. STREET 2: 40 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP DATE OF NAME CHANGE: 19990325 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management, L.P. Address: 40 West 57th Street, 19th Floor New York, NY 10019 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 1/6/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 1,037 Form 13F Information Table Value Total: $ 8,858,691 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- 3I Group COM 516 183,600 SH SOLE 183,600 0 0 3M Co. COM 88579Y101 19,668 240,640 SH SOLE 240,640 0 0 A. Schulman, Inc. COM 808194104 6,099 287,962 SH SOLE 287,962 0 0 A.O. Smith Corporation COM 831865209 850 21,175 SH SOLE 21,175 0 0 ABB Limited - ADR 000375204 1,502 79,775 SH SOLE 79,775 0 0 Abbott Laboratories COM 002824100 10,691 190,132 SH SOLE 190,132 0 0 Abzu Gold Ltd. (pvt) 510 2,307,692 SH SOLE 2,307,692 0 0 Abzu Gold WTS $0.90 CAD exp 8/12/12 - 1,153,846 SH SOLE 1,153,846 0 0 Acasti Pharma Inc (pvt) 00430K105 31 24,638 SH SOLE 24,638 0 0 Accelrys Inc. COM 00430U103 1,181 175,781 SH SOLE 175,781 0 0 Accenture PLC G1151C101 5,749 108,009 SH SOLE 108,009 0 0 Acme Packet Inc. COM 004764106 618 19,985 SH SOLE 19,985 0 0 Activision Blizzard, Inc. COM 00507V109 254 20,599 SH SOLE 20,599 0 0 Acuity Brands, Inc. COM 00508Y102 35,043 661,182 SH SOLE 661,182 0 0 Adobe Systems Incorporated COM 00724F101 26,411 934,241 SH SOLE 934,241 0 0 Advance America Inc. COM 00739W107 122 13,650 SH SOLE 13,650 0 0 Advanced Auto Parts COM 00751y106 216 3,106 SH SOLE 3,106 0 0 Aegerion Pharmaceuticals Inc COM 00767E102 326 19,500 SH SOLE 19,500 0 0 Aegion Corp. COM 00770F104 19,812 1,291,493 SH SOLE 1,291,493 0 0 Aflac, Inc. COM 001055102 51,111 1,181,492 SH SOLE 1,181,492 0 0 AGIC Convertible & Income Fund COM 001190107 371 43,897 SH SOLE 43,897 0 0 Agilent Technologies, Inc. COM 00846U101 282 8,070 SH SOLE 8,070 0 0 Agnico-Eagle Mines Limited 008474108 47,255 1,301,067 SH SOLE 1,301,067 0 0 Agrium Inc. COM 008916108 1,732 25,815 SH SOLE 25,815 0 0 Air Products & Chemicals, Inc. COM 009158106 3,846 45,150 SH SOLE 45,150 0 0 Airgas Inc. COM 009363102 652 8,350 SH SOLE 8,350 0 0 Akamai Technologies, Inc. COM 00971T101 15,916 493,050 SH SOLE 493,050 0 0 Akzo Nobel COM 7,500 155,100 SH SOLE 155,100 0 0 Alacer Gold Corp COM 010679108 54,157 5,259,500 SH SOLE 5,259,500 0 0 Alamos Gold Inc. 011527108 67,537 3,968,700 SH SOLE 3,968,700 0 0 Alaska Communications Systems COM 01167P101 74 24,600 SH SOLE 24,600 0 0 Albany International Corporati COM 012348108 30,652 1,325,790 SH SOLE 1,325,790 0 0 Albemarle Corporation COM 012653101 670 13,000 SH SOLE 13,000 0 0 Alcoa Inc. COM 013817101 98 11,300 SH SOLE 11,300 0 0 Alerian MLP ETF COM 00162Q866 4,405 265,033 SH SOLE 265,033 0 0 Alexion Pharmaceuticals COM 015351109 1,359 19,000 SH SOLE 19,000 0 0 Alkermes Plc G01767105 23,034 1,326,833 SH SOLE 1,326,833 0 0 Alleghany Corporation COM 017175100 7,132 25,000 SH SOLE 25,000 0 0 Allergan Inc. COM 018490102 280 3,196 SH SOLE 3,196 0 0 Alliance Data Systems COM 018581108 299 2,883 SH SOLE 2,883 0 0 Alliant Techsystems Inc. COM 018804104 274 4,800 SH SOLE 4,800 0 0 Allied Gold Mining PLC (pvt) G0259M102 8,197 3,976,667 SH SOLE 3,976,667 0 0 Allied Nevada Gold Corporation COM 019344100 52,071 1,719,646 SH SOLE 1,719,646 0 0 Allscripts Healthcare Solution COM 01988P108 6,827 360,477 SH SOLE 360,477 0 0 Almaden Minerals Ltd. COM 020283107 252 100,000 SH SOLE 100,000 0 0 Alnylam Pharmaceutical Inc. COM 02043q107 199 24,400 SH SOLE 24,400 0 0 Altria Group, Inc. COM 02209S103 1,215 40,986 SH SOLE 40,986 0 0 Amazon.com, Inc. COM 023135106 6,337 36,608 SH SOLE 36,608 0 0 Ameren Corporation COM 023608102 257 7,763 SH SOLE 7,763 0 0 American Electric Power COM 025537101 2,199 53,232 SH SOLE 53,232 0 0 American EuroPacific Growth Fu 29875E100 7,187 204,693 SH SOLE 204,693 0 0 American Express Company COM 025816109 13,295 281,853 SH SOLE 281,853 0 0 American Fundamental Investors 360802821 888 25,089 SH SOLE 25,089 0 0 American Software, Inc. COM 029683109 309 32,661 SH SOLE 32,661 0 0 American Tower Corporation COM 029912201 618 10,290 SH SOLE 10,290 0 0 American Vanguard Corporation COM 030371108 536 40,186 SH SOLE 40,186 0 0 Americas Car Mart INC COM COM 03062T105 203 5,169 SH SOLE 5,169 0 0 Ametek Inc. COM 031100100 14,661 348,239 SH SOLE 348,239 0 0 Amgen Inc. COM 031162100 3,771 58,731 SH SOLE 58,731 0 0 Anadarko Petroleum Corporation COM 032511107 8,826 115,629 SH SOLE 115,629 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- AngloGold Ashanti Limited - AD 035128206 42,178 993,600 SH SOLE 993,600 0 0 Annaly Capital Management Inc. COM 035710409 1,116 69,900 SH SOLE 69,900 0 0 Ansys Inc. COM 03662q105 246 4,300 SH SOLE 4,300 0 0 Apache Corporation COM 037411105 10,884 120,163 SH SOLE 120,163 0 0 Apollo Investment Corporation COM 03761u106 79 12,250 SH SOLE 12,250 0 0 Apple Inc. COM 037833100 62,019 153,133 SH SOLE 153,133 0 0 Applied Materials, Inc. COM 038222105 24,295 2,268,483 SH SOLE 2,268,483 0 0 Applied Semiconductor, Inc. SE 101 16,800 SH SOLE 16,800 0 0 Approach Resources Inc COM 03834A103 349 11,850 SH SOLE 11,850 0 0 Aptargroup Inc COM 038336103 271 5,200 SH SOLE 5,200 0 0 ARC Resources Ltd. COM 00208D408 240 9,750 SH SOLE 9,750 0 0 Archer-Daniels-Midland Company COM 039483102 475 16,620 SH SOLE 16,620 0 0 Ariba Inc. COM 04033V203 334 11,900 SH SOLE 11,900 0 0 Arkansas Best Corporation COM 040790107 5,411 280,799 SH SOLE 280,799 0 0 Artisan International Value Fu 04314H881 249 9,916 SH SOLE 9,916 0 0 Aruba Networks Inc. COM 043176106 551 29,725 SH SOLE 29,725 0 0 Ashland Inc. COM 044209104 41,771 730,776 SH SOLE 730,776 0 0 Aspen Technology, Inc. COM 045327103 247 14,218 SH SOLE 14,218 0 0 Assurant, Inc. COM 04621X108 592 14,413 SH SOLE 14,413 0 0 AstraZeneca PLC ADR 046353108 245 5,291 SH SOLE 5,291 0 0 Astreka LLC 567 75,624 SH SOLE 75,624 0 0 Astreka LLC (Membership Interest) astrekco4 250 33,333 SH SOLE 33,333 0 0 AT&T Inc. COM 00206R102 7,161 236,808 SH SOLE 236,808 0 0 ATAC Resources Ltd 142 55,000 SH SOLE 55,000 0 0 ATAC Resources Ltd. COM 046491106 23,516 9,143,900 SH SOLE 9,143,900 0 0 ATAC Resources Ltd. (pvt) 046491106 12,345 4,800,000 SH SOLE 4,800,000 0 0 Atacama Minerals Corp 621 550,000 SH SOLE 550,000 0 0 athenahealth Inc. COM 04685W103 388 7,900 SH SOLE 7,900 0 0 Atlas Air Worldwide Holdings, COM 049164205 1,552 40,380 SH SOLE 40,380 0 0 Atmel Corporation COM 049513104 234 28,882 SH SOLE 28,882 0 0 Atrion Corporation COM 049904105 261 1,088 SH SOLE 1,088 0 0 Automatic Data Processing COM 053015103 43,808 811,106 SH SOLE 811,106 0 0 Autozone Inc. COM 053332102 536 1,650 SH SOLE 1,650 0 0 Auxilium Pharmaceuticals Inc. COM 05334D107 265 13,300 SH SOLE 13,300 0 0 Avery Dennison Corporation COM 053611109 27,959 974,875 SH SOLE 974,875 0 0 Aviat Networks Inc. COM 05366Y102 8,362 4,569,226 SH SOLE 4,569,226 0 0 Avion Resources Corp. COM 053750956 636 400,000 SH SOLE 400,000 0 0 Avnet, Inc. COM 053807103 246 7,900 SH SOLE 7,900 0 0 Avon Products, Inc. COM 054303102 748 42,834 SH SOLE 42,834 0 0 Baidu, Inc. - ADR 056752108 4,020 34,517 SH SOLE 34,517 0 0 Banco Santander SA - ADR 05964H105 12,082 1,606,697 SH SOLE 1,606,697 0 0 Bangkok Bank PCL - Foreign Reg COM 52 10,000 SH SOLE 10,000 0 0 Bank of America Corporation COM 060505104 130 23,463 SH SOLE 23,463 0 0 Bank of New York Mellon Corpor COM 064058100 16,007 803,958 SH SOLE 803,958 0 0 BankUnited COM 06652K103 719 32,700 SH SOLE 32,700 0 0 Banro Corporation COM 066800103 33,258 8,963,500 SH SOLE 8,963,500 0 0 Barisan Gold Corp - Reg D 06759d101 679 1,440,675 SH SOLE 1,440,675 0 0 Barrick Gold Corporation 067901108 73,607 1,626,675 SH SOLE 1,626,675 0 0 Baxter International Inc. COM 071813109 3,177 64,204 SH SOLE 64,204 0 0 Bayer A.G. ADR 072730302 3,962 62,100 SH SOLE 62,100 0 0 Baytex Energy Trust COM 07317Q105 728 13,025 SH SOLE 13,025 0 0 BB&T Capital Trust V 05530j205 2,353 89,557 SH SOLE 89,557 0 0 Bear Creek Mining Corp COM 07380N104 11,886 3,420,600 SH SOLE 3,420,600 0 0 Bear Creek Mining Corp 171 49,700 SH SOLE 49,700 0 0 Becton, Dickinson & Company COM 075887109 290 3,881 SH SOLE 3,881 0 0 Belden Inc. COM 077454106 7,701 231,400 SH SOLE 231,400 0 0 Berkshire Hathaway Inc. - Clas COM 084670108 2,295 20 SH SOLE 20 0 0 Berkshire Hathaway Inc. - Clas COM 084670702 12,285 161,005 SH SOLE 161,005 0 0 BHP Billiton Limited COM Q1498M100 366 10,402 SH SOLE 10,402 0 0 BHP Billiton Limited - ADR 088606108 25,351 358,929 SH SOLE 358,929 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- BioExx Specialty Proteins Ltd COM 090634106 110 700,000 SH SOLE 700,000 0 0 BIO-key International Inc. (Se - 65,926 SH SOLE 65,926 0 0 BioMarin Pharmaceutical Inc. COM 09061G101 657 19,105 SH SOLE 19,105 0 0 Bio-Reference Labs COM 09057g602 553 34,000 SH SOLE 34,000 0 0 BJ's Restaurant Inc COM 09180C106 372 8,200 SH SOLE 8,200 0 0 Blackstone Group LP COM 09253u108 920 65,650 SH SOLE 65,650 0 0 Blue Gold Mining Inc (pvt) 095486106 4,646 5,250,000 SH SOLE 5,250,000 0 0 Blue Gold Mng WTS CAD $1.50 ex 353 2,500,000 SH SOLE 2,500,000 0 0 Bollore COM 3,673 18,730 SH SOLE 18,730 0 0 BorgWarner, Inc. COM 099724106 3,858 60,520 SH SOLE 60,520 0 0 BP plc - ADR 055622104 4,201 98,301 SH SOLE 98,301 0 0 BP Prudhoe Bay Royalty Trust COM 055630107 422 3,700 SH SOLE 3,700 0 0 Brady Corporation COM 104674106 21,518 681,597 SH SOLE 681,597 0 0 Brazilian Gold Corp COM 105885107 1,290 3,057,200 SH SOLE 3,057,200 0 0 Brazilian Gold Corp (pvt) 105885107 1,809 4,285,800 SH SOLE 4,285,800 0 0 Bridgestone Corporation COM 6,654 293,500 SH SOLE 293,500 0 0 Briggs & Stratton Corporation COM 109043109 307 19,806 SH SOLE 19,806 0 0 Brighton Energy Corp. (pvt) 491 500,000 SH SOLE 500,000 0 0 Brigus Gold WTS CAD$2.19 exp 1 109490102 211 357,500 SH SOLE 357,500 0 0 Bristol Myers Squibb Company COM 110122108 12,051 341,964 SH SOLE 341,964 0 0 Broadridge Financial Solutions COM 11133T103 7,685 340,781 SH SOLE 340,781 0 0 Brooks Automation, Inc. COM 114340102 16,154 1,572,905 SH SOLE 1,572,905 0 0 Brown Foremann Class B COM 115637209 329 4,086 SH SOLE 4,086 0 0 Bunzl Plc - ADR 120738406 207 3,008 SH SOLE 3,008 0 0 C&J Energy Services Inc COM 12467B304 230 11,000 SH SOLE 11,000 0 0 C.R. Bard, Inc. COM 067383109 2,117 24,755 SH SOLE 24,755 0 0 Cablevision Systems NY Group COM 12686C109 294 20,700 SH SOLE 20,700 0 0 Cabot Oil & Gas Cp A COM 127097103 683 9,002 SH SOLE 9,002 0 0 Calgon Carbon Corporation COM 129603106 6,707 426,955 SH SOLE 426,955 0 0 Calloway Golf Co. 7.5% Pfd Ser 131193203 487 5,100 SH SOLE 5,100 0 0 Cal-Maine Foods Inc. COM 128030202 329 8,985 SH SOLE 8,985 0 0 Calypso Overseas LTD Class H 202 219 SH SOLE 219 0 0 Calypso Overseas LTD Class I 1,592 1,551 SH SOLE 1,551 0 0 Cameco Corporation 13321L108 20,733 1,148,666 SH SOLE 1,148,666 0 0 Cameron International Corporat COM 13342B105 1,227 24,950 SH SOLE 24,950 0 0 Campbell Soup Company COM 134429109 36,241 1,090,284 SH SOLE 1,090,284 0 0 Canadian Natural Resources Ltd COM 1,168 31,200 SH SOLE 31,200 0 0 Canadian Oil Sands Ltd. COM 13643E105 1,288 56,436 SH SOLE 56,436 0 0 CANON INC. - ADR 138006309 8,651 196,424 SH SOLE 196,424 0 0 CARBO Ceramics Inc. COM 140781105 8,963 72,675 SH SOLE 72,675 0 0 Cardtronics Inc COM 14161H108 238 8,778 SH SOLE 8,778 0 0 Carlisle Companies Inc. COM 142339100 46,615 1,052,265 SH SOLE 1,052,265 0 0 Cascade Microtech Inc. COM 147322101 45 13,200 SH SOLE 13,200 0 0 Caterpillar Inc. COM 149123101 6,453 71,220 SH SOLE 71,220 0 0 Cavium Inc. COM 14964U108 384 13,500 SH SOLE 13,500 0 0 CBRE Group, Inc. COM 12504L109 18,701 1,228,740 SH SOLE 1,228,740 0 0 Cedar Fair LP Depositry Unit COM 150185106 215 10,000 SH SOLE 10,000 0 0 Celanese Corporation COM 150870103 46,402 1,048,150 SH SOLE 1,048,150 0 0 Celgene Corporation COM 151020104 6,742 99,729 SH SOLE 99,729 0 0 Central Fund of Canada Limited COM 153501101 533 27,200 SH SOLE 27,200 0 0 Centric Health Corp COM 15641A100 156 100,000 SH SOLE 100,000 0 0 CenturyLink Inc. COM 156700106 716 19,250 SH SOLE 19,250 0 0 Cepheid, Inc. COM 15670R107 501 14,547 SH SOLE 14,547 0 0 Ceradyne, Inc. COM 156710105 18,057 674,290 SH SOLE 674,290 0 0 Cerner Corporation COM 156782104 491 8,020 SH SOLE 8,020 0 0 Charles River Laboratories Int COM 159864107 1,842 67,400 SH SOLE 67,400 0 0 Check Point Software COM M22465104 236 4,500 SH SOLE 4,500 0 0 Checkpoint Systems, Inc. COM 162825103 39,395 3,600,968 SH SOLE 3,600,968 0 0 Chemtura Corporation COM 163893209 15,195 1,339,950 SH SOLE 1,339,950 0 0 Chesapeake Energy Corporation COM 165167107 17,906 803,300 SH SOLE 803,300 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Chevron Corporation COM 166764100 24,639 231,569 SH SOLE 231,569 0 0 Chicago Bridge & Iron Company 167250109 1,225 32,410 SH SOLE 32,410 0 0 Chipotle Mexican Grill, Inc. COM 169656105 1,314 3,892 SH SOLE 3,892 0 0 Chunghwa Telecom Co., Ltd. 17133Q502 439 13,201 SH SOLE 13,201 0 0 Church & Dwight Co., Inc. COM 171340102 574 12,543 SH SOLE 12,543 0 0 Cia de Minas Buenaventura S.A. 204448104 47,076 1,227,850 SH SOLE 1,227,850 0 0 Ciber Inc. COM 17163B102 5,559 1,440,159 SH SOLE 1,440,159 0 0 Cintas COM 172908105 968 27,802 SH SOLE 27,802 0 0 Circle Corp. (WORTHLESS) COM 172559106 - 28,908 SH SOLE 28,908 0 0 Cirrus Logic, Inc. COM 172755100 217 13,700 SH SOLE 13,700 0 0 Cisco Systems, Inc. COM 17275R102 43,503 2,406,159 SH SOLE 2,406,159 0 0 Citigroup Cap XIII Trust Pfd S 173080201 2,540 97,472 SH SOLE 97,472 0 0 Citrix Systems, Inc. COM 177376100 1,441 23,740 SH SOLE 23,740 0 0 Clean Harbors, Inc. COM 184496107 424 6,650 SH SOLE 6,650 0 0 Clear Media Limited COM 3,125 8,091,000 SH SOLE 8,091,000 0 0 ClearOne Communications Inc. COM 185060100 689 159,600 SH SOLE 159,600 0 0 Cliffs Natural Resources Inc. COM 18683K101 23,980 384,600 SH SOLE 384,600 0 0 CNO Financial Group, Inc. COM 12621E103 183 28,925 SH SOLE 28,925 0 0 Coach, Inc. COM 189754104 2,411 39,495 SH SOLE 39,495 0 0 Cogent Communications Group, I COM 19239V302 27,143 1,607,070 SH SOLE 1,607,070 0 0 Cognizant Technology Solutions COM 192446102 4,637 72,105 SH SOLE 72,105 0 0 Colgate-Palmolive Company COM 194162103 57,205 619,169 SH SOLE 619,169 0 0 Collective Brands, Inc. COM 19421W100 42,860 2,982,579 SH SOLE 2,982,579 0 0 Comcast Corporation COM 20030N101 1,040 43,860 SH SOLE 43,860 0 0 Comcast Corporation - Class A COM 20030n200 2,702 114,676 SH SOLE 114,676 0 0 Community Health Systems Inc. COM 203668108 1,171 67,125 SH SOLE 67,125 0 0 CommVault Systems, Inc. COM 204166102 349 8,175 SH SOLE 8,175 0 0 Compagnie de Saint-Gobain COM 3,862 100,600 SH SOLE 100,600 0 0 Companhia Siderurgica Nacional 20440W105 1,086 132,705 SH SOLE 132,705 0 0 Complete Production Services, COM 20453E109 201 6,000 SH SOLE 6,000 0 0 Computer Programs and Systems, COM 205306103 323 6,325 SH SOLE 6,325 0 0 Comscore Inc. COM 20564w105 432 20,375 SH SOLE 20,375 0 0 ConAgra Foods, Inc. COM 205887102 3,133 118,668 SH SOLE 118,668 0 0 Concho Resources Inc. COM 20605P101 4,778 50,970 SH SOLE 50,970 0 0 Concur Technologies, Inc. COM 206708109 720 14,180 SH SOLE 14,180 0 0 Condor Petroleum Inc. COM 20676X108 270 500,000 SH SOLE 500,000 0 0 Condor Resources Inc COM 20676U104 86 250,000 SH SOLE 250,000 0 0 ConocoPhillips COM 20825C104 4,070 55,856 SH SOLE 55,856 0 0 Cons Edison Inc COM 209115104 399 6,426 SH SOLE 6,426 0 0 Consolidated Communications COM 209034107 447 23,460 SH SOLE 23,460 0 0 Constellation Brands, Inc. COM 21036p108 492 23,814 SH SOLE 23,814 0 0 Continental Resources, Inc. COM 212015101 429 6,425 SH SOLE 6,425 0 0 Cooper Industries PLC COM G24140108 1,939 35,800 SH SOLE 35,800 0 0 Copper Development Corp (pvt) G2540X103 4,303 17,874,284 SH SOLE 17,874,284 0 0 Copper One Inc COM 21751Q950 249 1,267,000 SH SOLE 1,267,000 0 0 Copper One Inc (pvt) 21751Q109 124 633,000 SH SOLE 633,000 0 0 Copper One Inc WTS CAD$0.80 ex - 950,000 SH SOLE 950,000 0 0 Core Laboratories N.V. N22717107 8,898 78,090 SH SOLE 78,090 0 0 Corning Incorporated COM 219350105 53,806 4,145,322 SH SOLE 4,145,322 0 0 Corvus Gold Inc COM 221013105 1,872 3,405,098 SH SOLE 3,405,098 0 0 Corvus Gold Inc (pvt) 221013105 1,195 2,174,333 SH SOLE 2,174,333 0 0 Costco Wholesale Corporation COM 22160K105 230 2,756 SH SOLE 2,756 0 0 Covance Inc. COM 222816100 9,587 209,690 SH SOLE 209,690 0 0 CPI Aerostructures, Inc. COM 125919308 891 75,070 SH SOLE 75,070 0 0 Cracker Barrel Old Country Sto COM 22410J106 2,036 40,390 SH SOLE 40,390 0 0 Crane Co. COM 224399105 22,262 476,600 SH SOLE 476,600 0 0 Crescent Point Energy Corp 22576C101 1,216 27,550 SH SOLE 27,550 0 0 Cross Timbers Royalty Trust COM 22757R109 8,690 177,816 SH SOLE 177,816 0 0 Crown Holdings, Inc. COM 228368106 510 15,200 SH SOLE 15,200 0 0 CTPartners Executive Search LL COM 22945C105 82 15,500 SH SOLE 15,500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Cummins Engine Company, Inc. COM 231021106 1,364 15,495 SH SOLE 15,495 0 0 Cypress Semiconductor Corporat COM 232806109 306 18,100 SH SOLE 18,100 0 0 Cytec Industries Inc. COM 232820100 24,660 552,300 SH SOLE 552,300 0 0 Danaher Corporation COM 235851102 2,188 46,505 SH SOLE 46,505 0 0 Darden Restaurants Inc. COM 237194105 3,400 74,600 SH SOLE 74,600 0 0 DCC PLC COM 9,422 396,710 SH SOLE 396,710 0 0 Deckers Outdoor Corporation COM 243537107 613 8,113 SH SOLE 8,113 0 0 Deere & Company COM 244199105 1,651 21,350 SH SOLE 21,350 0 0 Denbury Resources Inc. COM 247916208 302 20,000 SH SOLE 20,000 0 0 Dendreon Corporation COM 24823Q107 145 19,100 SH SOLE 19,100 0 0 Dermacare Ser A (RESTRICTED) - 366,569 SH SOLE 366,569 0 0 Dermacare Ser B (RESTRICTED) - 233,148 SH SOLE 233,148 0 0 Detour Gold Corporation COM 250669108 51,280 2,077,200 SH SOLE 2,077,200 0 0 Detour Gold Corporation 250669108 1,084 43,800 SH SOLE 43,800 0 0 Detour Gold Corporation (pvt) 250669108 6,912 280,000 SH SOLE 280,000 0 0 Deutsche Telekom AG - ADR 251566105 2,860 249,748 SH SOLE 249,748 0 0 Devon Energy Corporation COM 25179M103 1,044 16,831 SH SOLE 16,831 0 0 DexCom Inc. COM 252131107 147 15,800 SH SOLE 15,800 0 0 Diebold Inc. COM 253651103 9,021 300,000 SH SOLE 300,000 0 0 Digi International COM 253798102 116 10,404 SH SOLE 10,404 0 0 Diodes Incorporated COM 254543101 19,454 913,355 SH SOLE 913,355 0 0 DirecTV COM 25490A101 993 23,222 SH SOLE 23,222 0 0 Direxion Shares ETF Trust Gold COM 25459W250 1,174 60,000 SH SOLE 60,000 0 0 Dollar Tree Inc COM 256746108 1,542 18,553 SH SOLE 18,553 0 0 Dominion Resources, Inc. COM 25746U109 4,714 88,810 SH SOLE 88,810 0 0 DomtarCORP COM COM 257559203 212 2,650 SH SOLE 2,650 0 0 Dorato Resources Inc. COM 258128107 32 500,000 SH SOLE 500,000 0 0 Dover Corporation COM 260003108 50,470 869,425 SH SOLE 869,425 0 0 Dreyfus Premier Intermediate T 261967301 320 23,462 SH SOLE 23,462 0 0 Dril-Quip, Inc. COM 262037104 309 4,700 SH SOLE 4,700 0 0 Duke Energy Corporation COM 26441C105 5,116 232,532 SH SOLE 232,532 0 0 Dunkin' Brands Group Inc. COM 265504100 266 10,650 SH SOLE 10,650 0 0 Durect Corporation COM 266605104 585 496,000 SH SOLE 496,000 0 0 Dycom Industries, Inc. COM 267475101 521 24,904 SH SOLE 24,904 0 0 E. I. du Pont de Nemours and C COM 263534109 58,385 1,275,349 SH SOLE 1,275,349 0 0 East Asia Minerals CAD$0.78 ex 1,329 8,000,000 SH SOLE 8,000,000 0 0 East Asia Minerals Corp 165 350,000 SH SOLE 350,000 0 0 East Asia Minerals Corporation COM 270541105 1,293 2,803,100 SH SOLE 2,803,100 0 0 East Asia Minerals Corporation 3,540 8,000,000 SH SOLE 8,000,000 0 0 East Asia Minerals Corporation 270541105 1,882 4,079,600 SH SOLE 4,079,600 0 0 East West Bancorp, Inc. COM 27579r104 9,915 502,000 SH SOLE 502,000 0 0 Eastman Chemical Company COM 277432100 39,997 1,024,000 SH SOLE 1,024,000 0 0 Eaton Corp COM 278058102 1,880 43,200 SH SOLE 43,200 0 0 Eaton Vance Tax-Mgd Glob Diver COM 27829f108 3,184 385,885 SH SOLE 385,885 0 0 eBay Inc. COM 278642103 2,410 79,461 SH SOLE 79,461 0 0 ECF Value Fund II LP 1,125 500,000 SH SOLE 500,000 0 0 Echelon Corporation COM 27874n105 11,390 2,338,807 SH SOLE 2,338,807 0 0 ECI (pvt) 500 588,200 SH SOLE 588,200 0 0 Ecolab Inc. COM 278865100 3,368 58,260 SH SOLE 58,260 0 0 Ehealth Inc COM 28238p109 182 12,397 SH SOLE 12,397 0 0 Eidesis Special Opportunities 22,035 25,000 SH SOLE 25,000 0 0 Eifb Ulysse C Fund 289990954 925 21,500 SH SOLE 21,500 0 0 El Paso Pipeline Partners LP COM 283702108 364 10,500 SH SOLE 10,500 0 0 Eldorado Gold Corp (pvt) 284902954 13,762 1,000,000 SH SOLE 1,000,000 0 0 Eldorado Gold Corp. - CDI COM C3314P106 21,877 1,572,718 SH SOLE 1,572,718 0 0 Eldorado Gold Corporation 284902103 24,752 1,805,400 SH SOLE 1,805,400 0 0 Electro Scientific Industries COM 285229100 15,918 1,099,301 SH SOLE 1,099,301 0 0 Electrum Ltd. (pvt) Electrum7 18,701 3,339,400 SH SOLE 3,339,400 0 0 Eli Lilly and Company COM 532457108 7,722 185,807 SH SOLE 185,807 0 0 Elizabeth Arden Inc COM 28660G106 222 6,001 SH SOLE 6,001 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- EMC Corporation COM 268648102 10,716 497,498 SH SOLE 497,498 0 0 EMCORE Corporation COM 290846104 94 109,400 SH SOLE 109,400 0 0 EMCORE Corporation (XXX) 194 225,000 SH SOLE 225,000 0 0 EMCORE Corporation WTS $15.06 - 86,625 SH SOLE 86,625 0 0 Emerson Electric Co. COM 291011104 11,283 242,186 SH SOLE 242,186 0 0 Endeavor International Corp. COM 29259G200 550 63,300 SH SOLE 63,300 0 0 Endeavour Ming Corp WTS CAD$ 2 G3040R133 687 1,000,000 SH SOLE 1,000,000 0 0 Endo Pharmaceuticals Holdings COM 29264F205 490 14,200 SH SOLE 14,200 0 0 Energy Select Sector SPDR Fund COM 81369Y506 4,034 58,360 SH SOLE 58,360 0 0 Energy Transfer Equity LP COM 29273V100 534 13,150 SH SOLE 13,150 0 0 Energy Transfer Partners, L.P. COM 29273R109 410 8,950 SH SOLE 8,950 0 0 Energy XXI (Bermuda) Ltd. COM G10082140 870 27,300 SH SOLE 27,300 0 0 EnergySolutions COM 292756202 35 11,437 SH SOLE 11,437 0 0 ENN Energy Holdings Ltd Shs G3066L101 183 61,500 SH SOLE 61,500 0 0 Ensco PLC - ADR 29358Q109 346 7,378 SH SOLE 7,378 0 0 Enterprise Products Partners L COM 293792107 1,874 40,401 SH SOLE 40,401 0 0 EQT Corporation COM 26884L109 214 3,900 SH SOLE 3,900 0 0 Equinix, Inc. COM 29444U502 512 5,050 SH SOLE 5,050 0 0 eResearchTechnology, Inc. COM 29481V108 18,716 3,990,573 SH SOLE 3,990,573 0 0 Estee Lauder Companies COM 518439104 260 2,312 SH SOLE 2,312 0 0 Esterline Technologies Corpora COM 297425100 285 5,100 SH SOLE 5,100 0 0 ETFS Platinum Trust COM 26922V101 827 6,000 SH SOLE 6,000 0 0 Ethan Allen Interiors Inc. COM 297602104 5,136 216,599 SH SOLE 216,599 0 0 European Goldfields Limited 298774100 60,116 5,197,900 SH SOLE 5,197,900 0 0 European Goldfields Limited (p 298774100 11,661 1,000,000 SH SOLE 1,000,000 0 0 Evolution Mining Ltd COM 491 319,980 SH SOLE 319,980 0 0 Exact Sciences Corp. COM 30063P105 164 20,200 SH SOLE 20,200 0 0 Exelon Corporation COM 30161N101 731 16,858 SH SOLE 16,858 0 0 Experian Group Ltd. COM 5,833 429,000 SH SOLE 429,000 0 0 Exploration Syndicate WTS $0.5 explorewt - 250,000 SH SOLE 250,000 0 0 Exploration Syndicate, Inc.(pv 360 750,000 SH SOLE 750,000 0 0 Exxon Mobil Corporation COM 30231G102 109,193 1,288,258 SH SOLE 1,288,258 0 0 Facebook Inc, Class B Common facebook5 4,883 175,000 SH SOLE 175,000 0 0 Factset Research Systems Inc. COM 303075105 410 4,700 SH SOLE 4,700 0 0 Fairchild Semiconductor Intern COM 303726103 22,034 1,830,100 SH SOLE 1,830,100 0 0 Fairfax Financial Holdings Lim COM 303901102 211 490 SH SOLE 490 0 0 Falcon Oil & Gas Ltd. COM 306071101 4 40,000 SH SOLE 40,000 0 0 Fastenal Company COM 311900104 1,018 23,350 SH SOLE 23,350 0 0 FCP Tocqueville Value Amerique 357 8,720 SH SOLE 8,720 0 0 FCP Tocqueville Value Europe 2,623 16,170 SH SOLE 16,170 0 0 Federal Signal Corporation COM 313855108 13,063 3,147,759 SH SOLE 3,147,759 0 0 FEI Company COM 30241l109 957 23,461 SH SOLE 23,461 0 0 Ferro Corporation COM 315405100 21,808 4,459,620 SH SOLE 4,459,620 0 0 Fidelity National Financial, I COM 31620R105 32,441 2,036,456 SH SOLE 2,036,456 0 0 Fidelity Spartan 500 Index Fun 315911206 7,392 166,146 SH SOLE 166,146 0 0 Financial Select Sector SPDR F COM 81369Y605 1,341 103,121 SH SOLE 103,121 0 0 First Opportunity Fund Inc. COM 33587T108 83 13,400 SH SOLE 13,400 0 0 FirstEnergy Corp. COM 337932107 751 16,950 SH SOLE 16,950 0 0 Flextronics International Ltd. COM Y2573F102 37,716 6,663,680 SH SOLE 6,663,680 0 0 Fluor Corporation COM 343412102 1,053 20,950 SH SOLE 20,950 0 0 FMC Corporation COM 302491303 37,992 441,560 SH SOLE 441,560 0 0 Fomento Economico Mexicano - A 344419106 3,880 55,665 SH SOLE 55,665 0 0 Foot Locker Inc. COM 344849104 5,186 217,529 SH SOLE 217,529 0 0 Ford Motor Company COM 345370860 25,101 2,332,781 SH SOLE 2,332,781 0 0 Forest Laboratories Inc. COM 345838106 16,991 561,494 SH SOLE 561,494 0 0 FormFactor Inc COM 346375108 7,467 1,475,600 SH SOLE 1,475,600 0 0 Fortuna Silver Mines Inc. COM 349915108 384 70,000 SH SOLE 70,000 0 0 Fossil, Inc. COM 349882100 567 7,150 SH SOLE 7,150 0 0 France Telecom SA - ADR 35177Q105 1,913 122,167 SH SOLE 122,167 0 0 Franco-Nevada Corporation 351858105 15,732 413,250 SH SOLE 413,250 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Franco-Nevada Corporation (pvt 351858204 58,637 1,540,400 SH SOLE 1,540,400 0 0 Franklin CR Mgmt Corp Com New COM 353487200 8 29,025 SH SOLE 29,025 0 0 Franklin Custodian Fds Income 353496805 37 17,602 SH SOLE 17,602 0 0 Freeport-McMoRan Copper & Gold COM 35671D857 11,645 316,518 SH SOLE 316,518 0 0 Frontier Communications Corpor COM 35906A108 909 176,510 SH SOLE 176,510 0 0 FTI Consulting, Inc. COM 302941109 253 5,956 SH SOLE 5,956 0 0 Fundamental Investors, Inc. 360802102 3,552 100,356 SH SOLE 100,356 0 0 Furiex Pharmaceuticals Inc. COM 36106P101 1,327 79,400 SH SOLE 79,400 0 0 Fusion IO Inc COM 36112J107 673 27,800 SH SOLE 27,800 0 0 Gabriel Resources Ltd. 361970106 4,007 676,900 SH SOLE 676,900 0 0 Gafisa SA - ADR 362607301 63 13,800 SH SOLE 13,800 0 0 GameStop Corporation - Class A COM 36467w109 2,380 98,624 SH SOLE 98,624 0 0 Gardner Denver Inc COM 365558105 368 4,775 SH SOLE 4,775 0 0 Garrison Opportunity Fund II C garoppII0 210 209,577 SH SOLE 209,577 0 0 Gastar Exploration Ltd. COM 367299203 17,183 5,403,607 SH SOLE 5,403,607 0 0 General Dynamics Corporation COM 369550108 602 9,067 SH SOLE 9,067 0 0 General Electric Company COM 369604103 87,591 4,890,599 SH SOLE 4,890,599 0 0 General Mills, Inc. COM 370334104 11,015 272,590 SH SOLE 272,590 0 0 Genesco Inc Com COM 371532102 475 7,687 SH SOLE 7,687 0 0 Genetic ID Inc. CONV PFD SER B 382991107 277 23,050 SH SOLE 23,050 0 0 Gen-Probe COM 36866t103 405 6,850 SH SOLE 6,850 0 0 Gentex Corporation COM 371901109 1,179 39,850 SH SOLE 39,850 0 0 Genuine Parts Company COM 372460105 3,820 62,420 SH SOLE 62,420 0 0 Geo Fossil Fuels - 91,037 SH SOLE 91,037 0 0 Geobiotics 8% Conv. Sub. Deb. - 875,000 SH SOLE 875,000 0 0 GeoBiotics LLC Private Placeme 584 417,142 SH SOLE 417,142 0 0 GeoBiotics LLC Private Placeme 1,000 571,400 SH SOLE 571,400 0 0 GeoBiotics LLC Private Placeme 438 250,000 SH SOLE 250,000 0 0 GeoBiotics LLC Private Placeme 106 60,640 SH SOLE 60,640 0 0 GeoBiotics LLC Private Placeme 136 77,432 SH SOLE 77,432 0 0 GeoBiotics LLC Private Placeme 200 100,000 SH SOLE 100,000 0 0 GeoBiotics, LLC 625 357,142 SH SOLE 357,142 0 0 Georesources Inc COM 372476101 413 14,100 SH SOLE 14,100 0 0 GeoSynFuels 3,610 138,833 SH SOLE 138,833 0 0 Gilead Sciences, Inc. COM 375558103 1,991 48,650 SH SOLE 48,650 0 0 Global Payments Inc. COM 37940X102 2,220 46,849 SH SOLE 46,849 0 0 GNC Acquisition Holdings Inc COM 36191G107 414 14,300 SH SOLE 14,300 0 0 Gold Bullion International LLC 5,000 5,000,000 SH SOLE 5,000,000 0 0 Gold Fields Limited - ADR 38059T106 37,050 2,429,500 SH SOLE 2,429,500 0 0 Gold Fields Limited - ORD COM S31755101 2,566 166,249 SH SOLE 166,249 0 0 Gold Resource Corp. (pvt) 1,825 85,900 SH SOLE 85,900 0 0 Gold Resource Corporation COM 38068t105 90,476 4,257,697 SH SOLE 4,257,697 0 0 Goldcorp, Inc. COM 380956953 97,681 2,201,118 SH SOLE 2,201,118 0 0 Goldcorp, Inc. 380956409 38,825 877,410 SH SOLE 877,410 0 0 Goldcorp, Inc. (pvt) 380956953 11,094 250,000 SH SOLE 250,000 0 0 Google Inc. COM 38259P508 82,965 128,449 SH SOLE 128,449 0 0 GoviEx Uranium Inc. (pvt) 16,986 5,662,000 SH SOLE 5,662,000 0 0 Graco Inc. COM 384109104 297 7,260 SH SOLE 7,260 0 0 Graftech International Ltd COM 384313102 609 44,598 SH SOLE 44,598 0 0 Grainger W.W. Inc. COM 384802104 241 1,289 SH SOLE 1,289 0 0 Gran Columbia Gold Corp WTS CA 38501D121 22 145,394 SH SOLE 145,394 0 0 Green Mountain Coffee Roasters COM 393122106 629 14,031 SH SOLE 14,031 0 0 Griffon Corporation COM 398433102 19,018 2,083,067 SH SOLE 2,083,067 0 0 Groupe Bruxelles Lambert COM 4,412 66,175 SH SOLE 66,175 0 0 GT Advance Technologies Inc. COM 36191U106 130 18,000 SH SOLE 18,000 0 0 Guess, Inc. COM 401617105 868 29,100 SH SOLE 29,100 0 0 H.J. Heinz Company COM 423074103 1,202 22,244 SH SOLE 22,244 0 0 Halfords Group COM 3,582 798,000 SH SOLE 798,000 0 0 Halliburton Company COM 406216101 2,700 78,226 SH SOLE 78,226 0 0 Hancock Holding Company COM 410120109 11,269 352,500 SH SOLE 352,500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Hannover Ruechversicherung AG 410693105 1,080 43,500 SH SOLE 43,500 0 0 Hannover Rueckversicherungs - D3015J135 2,321 46,800 SH SOLE 46,800 0 0 Hansen Natural Corporation COM 411310105 654 7,100 SH SOLE 7,100 0 0 Harmony Gold Mining Company Li 413216300 27,501 2,362,600 SH SOLE 2,362,600 0 0 Harris Corporation COM 413875105 30,007 832,600 SH SOLE 832,600 0 0 Harris Interactive Inc. COM 414549105 204 350,000 SH SOLE 350,000 0 0 Harsco Corporation COM 415864107 583 28,350 SH SOLE 28,350 0 0 Haulotte Group COM 1,303 214,740 SH SOLE 214,740 0 0 Hawaiian Electric Inds Inc COM 419870100 1,324 50,000 SH SOLE 50,000 0 0 HB Fuller Co COM 359694106 4,622 200,000 SH SOLE 200,000 0 0 HCA Holdings, Inc. COM 40412C101 1,537 69,750 SH SOLE 69,750 0 0 Health Care Select Sector SPDR COM 81369Y209 547 15,781 SH SOLE 15,781 0 0 Health Management Associates, COM 421933102 2,548 345,770 SH SOLE 345,770 0 0 Heartware International Inc. COM 422368100 755 10,940 SH SOLE 10,940 0 0 Herbalife Ltd. COM G4412G101 3,579 69,273 SH SOLE 69,273 0 0 Hertz Global Holding Inc. COM 42805T105 445 37,950 SH SOLE 37,950 0 0 Hewlett-Packard Company COM 428236103 2,033 78,929 SH SOLE 78,929 0 0 Hexcel Corporation COM 428291108 723 29,847 SH SOLE 29,847 0 0 Hitachi, Ltd. COM 8,398 1,600,000 SH SOLE 1,600,000 0 0 Hitachi, Ltd. - ADR 433578507 27,333 524,230 SH SOLE 524,230 0 0 HMS Holdings Corporation COM 40425J101 477 14,900 SH SOLE 14,900 0 0 Honeywell International Inc. COM 438516106 43,709 804,211 SH SOLE 804,211 0 0 HORIBA, Ltd. COM 2,261 75,000 SH SOLE 75,000 0 0 Hormel Foods COM 440452100 1,209 41,275 SH SOLE 41,275 0 0 Horsehead Holding Corporation COM 440694305 23,544 2,613,052 SH SOLE 2,613,052 0 0 HOYA COM 7,259 337,000 SH SOLE 337,000 0 0 HSBC Holdings PLC COM G4634U169 492 64,538 SH SOLE 64,538 0 0 HSBC Holdings PLC - ADR 404280406 4,114 107,990 SH SOLE 107,990 0 0 Hubbell Incorporated - Class B COM 443510201 28,329 423,700 SH SOLE 423,700 0 0 HudBay Minerals inc COM 443628102 4,450 447,100 SH SOLE 447,100 0 0 Hudson Technologies COM 444144109 145 100,000 SH SOLE 100,000 0 0 Human Genome Sciences, Inc. COM 444903108 876 118,475 SH SOLE 118,475 0 0 Humana Inc. COM 444859102 451 5,148 SH SOLE 5,148 0 0 Huntington Bancshares Incorpor COM 446150104 1,022 186,165 SH SOLE 186,165 0 0 Huntington Ingalls Industries COM 446413106 479 15,328 SH SOLE 15,328 0 0 Hutin Building Products Inc. COM 448451104 131 251,000 SH SOLE 251,000 0 0 Hyatt Hotels Corp. - Class A COM 448579102 646 17,175 SH SOLE 17,175 0 0 IAC/Interactivecorp COM 44919P508 338 7,936 SH SOLE 7,936 0 0 IAMGOLD Corporation 450913108 66,934 4,222,938 SH SOLE 4,222,938 0 0 IAMGOLD Corporation (pvt) 6,353 400,000 SH SOLE 400,000 0 0 IBERIABANK Corporation COM 450828108 18,461 374,453 SH SOLE 374,453 0 0 IDEX Corporation COM 45167R104 16,380 441,400 SH SOLE 441,400 0 0 IDEXX Laboratories, Inc. COM 45168D104 519 6,750 SH SOLE 6,750 0 0 IEC Electronics Corp. COM 44949L105 1,376 289,115 SH SOLE 289,115 0 0 II-VI Incorporated COM 902104108 1,987 108,200 SH SOLE 108,200 0 0 Illinois Tool Works Inc. COM 452308109 26,657 570,695 SH SOLE 570,695 0 0 Illumina, Inc. COM 452327109 276 9,046 SH SOLE 9,046 0 0 Incyte Corporation COM 45337C102 663 44,175 SH SOLE 44,175 0 0 Indo Gold Limited (pvt) 256 200,000 SH SOLE 200,000 0 0 Indra Sistemas SA COM 5,141 403,800 SH SOLE 403,800 0 0 Infineon Technologies D35415104 2,936 390,000 SH SOLE 390,000 0 0 Infineon Techs AG Spons ADR 45662N103 2,824 376,000 SH SOLE 376,000 0 0 Informatica Corporation COM 45666Q102 1,227 33,225 SH SOLE 33,225 0 0 Ingersoll-Rand PLC COM G47791101 43,742 1,435,580 SH SOLE 1,435,580 0 0 Ingram Micro Inc. COM 457153104 18,772 1,032,000 SH SOLE 1,032,000 0 0 InnVest Real Estate Investment 45778F101 201 48,750 SH SOLE 48,750 0 0 Insperity, Inc. COM 45778Q107 21,847 861,808 SH SOLE 861,808 0 0 Insteel Industries Inc. COM 45774W108 279 25,400 SH SOLE 25,400 0 0 Intel Corporation COM 458140100 56,630 2,335,263 SH SOLE 2,335,263 0 0 International Business Machine COM 459200101 35,194 191,394 SH SOLE 191,394 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- International Tower Hill Mines 46050R102 17,394 4,000,000 SH SOLE 4,000,000 0 0 International Tower Hill Mines 46050R102 7,247 1,666,667 SH SOLE 1,666,667 0 0 International Tower Hill Mines 46050R102 36,420 8,353,120 SH SOLE 8,353,120 0 0 Interpump Group S.p.A. COM 4,792 712,712 SH SOLE 712,712 0 0 Interserve PLC COM 6,278 1,260,500 SH SOLE 1,260,500 0 0 Interval Leisure Group, Inc. COM 46113M108 668 49,046 SH SOLE 49,046 0 0 Intl Flavors & Fragrances COM 459506101 666 12,700 SH SOLE 12,700 0 0 Intuit Inc. COM 461202103 6,162 117,163 SH SOLE 117,163 0 0 Intuitive Surgical, Inc. COM 46120E602 2,653 5,730 SH SOLE 5,730 0 0 ION Geophysical Corporation COM 462044108 11,136 1,816,679 SH SOLE 1,816,679 0 0 Ipsen SA COM 4,488 143,000 SH SOLE 143,000 0 0 I-Pulse Inc (pvt) 449999994 284 135,223 SH SOLE 135,223 0 0 Ironwood Pharmaceuticals, Inc. COM 46333X108 640 53,458 SH SOLE 53,458 0 0 iShares Barclays 1-3 Yr Treasu COM 464287457 1,684 19,925 SH SOLE 19,925 0 0 iShares Comex Gold Trust COM 464285105 6,548 429,935 SH SOLE 429,935 0 0 iShares Dow Jones US Home Cons COM 464288752 395 33,225 SH SOLE 33,225 0 0 iShares Lehman 20+ year T-Bond COM 464287432 691 5,700 SH SOLE 5,700 0 0 iShares MSCI Canada Index Fund COM 464286509 713 26,800 SH SOLE 26,800 0 0 iShares MSCI EAFE Index Fund COM 464287465 625 12,610 SH SOLE 12,610 0 0 iShares MSCI Emerging Markets 464287234 411 10,821 SH SOLE 10,821 0 0 iShares MSCI Japan Index Fund 464286848 1,093 120,000 SH SOLE 120,000 0 0 iShares Russell 2000 Index Fun COM 464287655 3,614 49,010 SH SOLE 49,010 0 0 iShares Russell Midcap Growth COM 464287481 297 5,400 SH SOLE 5,400 0 0 iShares S&P Preferred Stock In COM 464288687 6,285 176,453 SH SOLE 176,453 0 0 Isis Pharmaceuticals, Inc. COM 464330109 12,439 1,725,220 SH SOLE 1,725,220 0 0 ITT Corporation COM 450911201 7,949 411,220 SH SOLE 411,220 0 0 ITT Exelis COM 30162A108 5,028 555,565 SH SOLE 555,565 0 0 Ivanhoe Australia Limited COM Q4980B103 10,954 7,542,100 SH SOLE 7,542,100 0 0 Ivanhoe Mines Ltd (pvt) 46579N103 20,492 1,154,000 SH SOLE 1,154,000 0 0 Ivanhoe Mines Ltd. COM 46579N103 295 16,600 SH SOLE 16,600 0 0 Ivanhoe Mines Ltd. 46579N103 92,314 5,209,598 SH SOLE 5,209,598 0 0 Ivanplats Limited (pvt) 21,456 7,137,670 SH SOLE 7,137,670 0 0 Ivanplats Limited (pvt) 1,253 416,665 SH SOLE 416,665 0 0 Ivanplats Limited IPO Warrants - 555,000 SH SOLE 555,000 0 0 Ivanplats Limited WTS IPO Exp - 208,335 SH SOLE 208,335 0 0 IXYS Corporation COM 46600W106 17,589 1,624,114 SH SOLE 1,624,114 0 0 J2 Global Inc COM 48123V102 7,438 264,311 SH SOLE 264,311 0 0 Jack in the Box Inc. COM 466367109 5,499 263,088 SH SOLE 263,088 0 0 Jarden Corporation COM 471109108 359 12,000 SH SOLE 12,000 0 0 Johnson & Johnson COM 478160104 72,066 1,098,904 SH SOLE 1,098,904 0 0 Joy Global Inc. COM 481165108 575 7,669 SH SOLE 7,669 0 0 JP Morgan Chase Cap XXVI Cap 48124g104 3,984 153,805 SH SOLE 153,805 0 0 JP Morgan High Yield Bond 4812C0803 205 26,904 SH SOLE 26,904 0 0 JPMorgan Chase & Co. COM 46625H100 9,633 289,721 SH SOLE 289,721 0 0 JPMorgan Us Large Cap Core Plu 4812a2389 1,510 76,498 SH SOLE 76,498 0 0 Junior Market Vectors Gold Min COM 57060U589 2,230 90,296 SH SOLE 90,296 0 0 Kansas City Southern COM 485170302 1,102 16,207 SH SOLE 16,207 0 0 KapStone Paper and Packaging C COM 48562P103 266 16,900 SH SOLE 16,900 0 0 KBR, Inc. COM 48242W106 612 21,955 SH SOLE 21,955 0 0 Keegan Resources Inc. COM 487275109 325 85,000 SH SOLE 85,000 0 0 Kellogg Company COM 487836108 880 17,400 SH SOLE 17,400 0 0 Kennametal Inc. COM 489170100 51,451 1,408,850 SH SOLE 1,408,850 0 0 KeyOn Communications Holdings, COM 493312201 3 49,545 SH SOLE 49,545 0 0 KeyOn Communications Holdings, 493312912 48 311,059 SH SOLE 311,059 0 0 Kforce.com Inc. COM 493732101 6,993 567,159 SH SOLE 567,159 0 0 Kimberly-Clark Corporation COM 494368103 41,770 567,830 SH SOLE 567,830 0 0 Kimco Realty Corporation COM 49446R109 12,757 785,526 SH SOLE 785,526 0 0 Kinder Morgan Energy Partners, COM 494550106 8,049 94,750 SH SOLE 94,750 0 0 Kinder Morgan Management, LLC. COM 49455U100 3,555 45,272 SH SOLE 45,272 0 0 Kinder Morgan Mgmt LLC 100,000 COM eke55u103 - 59,546 SH SOLE 59,546 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Kinross Gold Corporation 496902404 33,175 2,910,100 SH SOLE 2,910,100 0 0 Kinross Gold WTS @CAD32.00 EXP 154 162,905 SH SOLE 162,905 0 0 Kiska Metals (pvt) 497725101 578 1,811,000 SH SOLE 1,811,000 0 0 Kiska Metals Corporation COM 497725101 733 2,296,934 SH SOLE 2,296,934 0 0 KKR & Co. L.P. COM 48248M102 824 64,225 SH SOLE 64,225 0 0 Kloeckner & Co. 5,207 405,525 SH SOLE 405,525 0 0 Kohls Corporation COM 500255104 1,637 33,169 SH SOLE 33,169 0 0 Koninklijke Philips Electronic 500472303 7,585 362,050 SH SOLE 362,050 0 0 Kootenay Gold WTS CDN @$1.15 E - 475,997 SH SOLE 475,997 0 0 Kraft Foods Inc. COM 50075N104 11,931 319,363 SH SOLE 319,363 0 0 Krispy Kreme Doughnuts, Inc. COM 501014104 8,033 1,228,329 SH SOLE 1,228,329 0 0 Kyoto Kimono Yuzen Co. Ltd. COM 7,436 640,950 SH SOLE 640,950 0 0 L-3 Communications Holdings, I COM 502424104 581 8,715 SH SOLE 8,715 0 0 Laclede Group Inc COM 505597104 328 8,113 SH SOLE 8,113 0 0 Lancaster Colony Corp. COM 513847103 510 7,348 SH SOLE 7,348 0 0 Lazard Ltd. COM G54050102 9,938 380,635 SH SOLE 380,635 0 0 Legacy Reserves LP Unit LP INT COM 524707304 282 10,000 SH SOLE 10,000 0 0 Levon Resources Ltd. COM 527901102 1,177 1,100,000 SH SOLE 1,100,000 0 0 Lexington Realty Trust COM 529043101 97 13,000 SH SOLE 13,000 0 0 Libbey Inc. COM 529898108 3,708 291,023 SH SOLE 291,023 0 0 Ligand Pharmaceuticals Inc Cl COM 53220k207 1,102 92,800 SH SOLE 92,800 0 0 Lihua International, Inc. 532352101 2,928 615,100 SH SOLE 615,100 0 0 Linkedin Corp Cl A COM 53578A108 465 7,375 SH SOLE 7,375 0 0 LionBridge Technologies, Inc. COM 536252109 11,150 4,869,102 SH SOLE 4,869,102 0 0 Lions Gate Entertainment Corp. COM 535919203 473 56,867 SH SOLE 56,867 0 0 LKQ Corporation COM 501889208 322 10,700 SH SOLE 10,700 0 0 Lockheed Martin Corporation COM 539830109 1,561 19,296 SH SOLE 19,296 0 0 Lowe's Companies, Inc. COM 548661107 21,966 865,500 SH SOLE 865,500 0 0 LSI Logic Corporation COM 502161102 6,821 1,146,416 SH SOLE 1,146,416 0 0 LTX-Credence Corporation COM 502403207 15,282 2,856,384 SH SOLE 2,856,384 0 0 Lululemon Athletica Inc. COM 550021109 3,589 76,924 SH SOLE 76,924 0 0 Lynas Coporation Limited COM 267 250,000 SH SOLE 250,000 0 0 M & T Bank Corporation COM 55261F104 6,012 78,749 SH SOLE 78,749 0 0 M6 - Metropole TV COM 746 50,000 SH SOLE 50,000 0 0 Macy's Inc. COM 55616p104 228 7,092 SH SOLE 7,092 0 0 Magellan Health Services Inc COM 559079207 414 8,372 SH SOLE 8,372 0 0 Magellan Midstream Partners COM 559080106 4,222 61,300 SH SOLE 61,300 0 0 Magnum Hunter Resources Corpor COM 55973B102 14,278 2,649,067 SH SOLE 2,649,067 0 0 Maidenform Brands, Inc. COM 560305104 27,421 1,498,442 SH SOLE 1,498,442 0 0 Makita Corporation COM 6,196 191,460 SH SOLE 191,460 0 0 MAKO Surgical Corp. COM 560879108 496 19,675 SH SOLE 19,675 0 0 Manhattan Assocs Inc. COM 562750109 328 8,096 SH SOLE 8,096 0 0 Manitou B.F. S.A. COM 419 27,600 SH SOLE 27,600 0 0 Mansfield Minerals WTS CAD$1.8 - 500,000 SH SOLE 500,000 0 0 Mansfield Minerals WTS CAD$3.0 - 500,000 SH SOLE 500,000 0 0 Mansfield Minerals, Inc. COM 56428d107 851 667,000 SH SOLE 667,000 0 0 Mansfield Minerals, Inc. (pvt) 56428D107 1,701 1,333,000 SH SOLE 1,333,000 0 0 ManTech International Corporat COM 564563104 1,087 34,800 SH SOLE 34,800 0 0 Manulife Financial Corp. COM 56501R106 263 24,671 SH SOLE 24,671 0 0 Marathon Oil Corporation COM 565849106 323 11,034 SH SOLE 11,034 0 0 Market Vectors Gold Miners ETF COM 57060U100 519 10,095 SH SOLE 10,095 0 0 Masco Corporation COM 574599106 314 29,942 SH SOLE 29,942 0 0 Mastercard, Inc. COM 57636q104 60,234 161,563 SH SOLE 161,563 0 0 Materion Corporation COM 576690101 13,639 561,752 SH SOLE 561,752 0 0 Mattel Inc. COM 577081102 327 11,767 SH SOLE 11,767 0 0 MB Financial Inc COM 55264U108 12,808 749,008 SH SOLE 749,008 0 0 McCormick & Company, Inc. COM 579780206 3,807 75,500 SH SOLE 75,500 0 0 McDonald's Corporation COM 580135101 12,463 124,219 SH SOLE 124,219 0 0 Measurement Specialties Inc COM 583421102 221 7,900 SH SOLE 7,900 0 0 Medco Health Solutions, Inc. COM 58405U102 3,637 65,063 SH SOLE 65,063 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Melia Hotels International SA COM 2,634 522,500 SH SOLE 522,500 0 0 Merck & Co., Inc. COM 58933Y105 37,248 988,004 SH SOLE 988,004 0 0 Metabolix, Inc. COM 591018809 912 200,505 SH SOLE 200,505 0 0 Metalico, Inc. COM 591176102 315 95,600 SH SOLE 95,600 0 0 Metlife Inc Pfd A Floating Rat 59156r504 3,461 157,308 SH SOLE 157,308 0 0 Metlife, Inc. COM 59156r108 2,530 81,146 SH SOLE 81,146 0 0 Micros Systems Inc COM 594901100 772 16,575 SH SOLE 16,575 0 0 Microsoft Corporation COM 594918104 79,344 3,056,396 SH SOLE 3,056,396 0 0 Midcap SPDR Trust Series 1 COM 78467Y107 341 2,135 SH SOLE 2,135 0 0 Millicom Int'l Cellular S.A. ( COM L6388F128 204 2,050 SH SOLE 2,050 0 0 Minefinders Corp Ltd (pvt) 602900953 11,035 1,038,000 SH SOLE 1,038,000 0 0 Minefinders Corporation Ltd. - 602900102 5,578 526,250 SH SOLE 526,250 0 0 Minerals Technologies Inc. COM 603158106 55,176 976,056 SH SOLE 976,056 0 0 Mirant Corp - (ESCROW) 604675991 - 26,491 SH SOLE 26,491 0 0 Mirasol Resources (pvt) 604680108 864 266,600 SH SOLE 266,600 0 0 Mirasol Resources Ltd. COM 604680108 432 133,400 SH SOLE 133,400 0 0 Mistras Group, Inc. COM 60649T107 343 13,460 SH SOLE 13,460 0 0 Misumi Group Inc. COM 5,494 239,200 SH SOLE 239,200 0 0 Mitsubishi UFJ Financial Group 606822104 13,399 3,197,823 SH SOLE 3,197,823 0 0 Mobistar SA COM 5,252 100,220 SH SOLE 100,220 0 0 Monotype Imaging Holdings COM 61022P100 6,823 437,677 SH SOLE 437,677 0 0 Monsanto Company COM 61166W101 1,003 14,315 SH SOLE 14,315 0 0 MSCI Inc. COM 55354G100 682 20,700 SH SOLE 20,700 0 0 MTS Systems Corp. COM 553777103 1,010 24,777 SH SOLE 24,777 0 0 Murphy Oil Corporation COM 626717102 42,893 769,515 SH SOLE 769,515 0 0 Myrexis Inc. COM 62856H107 757 282,500 SH SOLE 282,500 0 0 Myriad Genetics, Inc. COM 62855J104 22,664 1,082,328 SH SOLE 1,082,328 0 0 Nabors Industries Ltd. COM G6359F103 1,015 58,510 SH SOLE 58,510 0 0 National Health Investors, Inc COM 63633D104 287 6,525 SH SOLE 6,525 0 0 NCI Building Systems, Inc. COM 628852204 2,593 238,531 SH SOLE 238,531 0 0 Nestle SA COM 9,534 165,830 SH SOLE 165,830 0 0 Nestle SA - ADR 641069406 3,311 57,380 SH SOLE 57,380 0 0 NetSuite Inc. COM 64118q107 580 14,300 SH SOLE 14,300 0 0 Nevsun Resources Ltd. COM 64156l101 9,149 1,646,700 SH SOLE 1,646,700 0 0 New Gold Inc. COM 644535106 43,734 4,334,013 SH SOLE 4,334,013 0 0 New Gold Inc. 644535106 19,814 1,965,700 SH SOLE 1,965,700 0 0 New Westfield Financial, Inc. COM 96008p104 92 12,500 SH SOLE 12,500 0 0 Newmont Mining Corporation COM 651639106 193,542 3,225,161 SH SOLE 3,225,161 0 0 Nexans S.A. COM 3,078 59,300 SH SOLE 59,300 0 0 Nexen Inc. COM 183 11,500 SH SOLE 11,500 0 0 NextEra Energy, Inc. COM 65339F101 75,510 1,240,308 SH SOLE 1,240,308 0 0 NIKE, Inc. COM 654106103 262 2,715 SH SOLE 2,715 0 0 Nippon Express Co., Ltd. COM 304 77,900 SH SOLE 77,900 0 0 Nokia Corporation - ADR 654902204 157 32,654 SH SOLE 32,654 0 0 Nordstrom, Inc. COM 655664100 380 7,653 SH SOLE 7,653 0 0 Northrop Grumman Corporation COM 666807102 9,206 157,413 SH SOLE 157,413 0 0 NovaGold Resources Inc. COM 66987E206 96 11,300 SH SOLE 11,300 0 0 NovaGold Resources Inc. 66987E206 7,616 898,100 SH SOLE 898,100 0 0 Novartis AG Sponsored ADR 66987V109 3,384 59,193 SH SOLE 59,193 0 0 NRJ Group COM F6637Z112 336 38,500 SH SOLE 38,500 0 0 Nu Skin Enterprises CL A COM 67018t105 243 4,997 SH SOLE 4,997 0 0 Nuance Communications Inc. COM 67020Y100 476 18,900 SH SOLE 18,900 0 0 Nucor Corporation COM 670346105 1,743 44,040 SH SOLE 44,040 0 0 Nuveen NY Muni Value COM 67062M105 148 14,900 SH SOLE 14,900 0 0 Nuveen Select Maturities Fund COM 67061T101 107 10,000 SH SOLE 10,000 0 0 Oasis Petrolium Inc COM 674215108 305 10,500 SH SOLE 10,500 0 0 Occidental Petroleum Corporati COM 674599105 17,496 186,727 SH SOLE 186,727 0 0 Ocean Park Ventur WTS CAD$0.75 - 750,000 SH SOLE 750,000 0 0 Ocean Park Ventur WTS CAD$0.85 - 1,237,500 SH SOLE 1,237,500 0 0 Ocean Park Ventures Corp. COM 67486Q104 1,004 4,647,500 SH SOLE 4,647,500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Oceaneering International, Inc COM 675232102 400 8,664 SH SOLE 8,664 0 0 Old Republic COM 680223104 117 12,600 SH SOLE 12,600 0 0 OM Group, Inc. COM 670872100 4,478 200,000 SH SOLE 200,000 0 0 Omeros Corporation COM 682143102 548 138,700 SH SOLE 138,700 0 0 Omnicare, Inc. COM 681904108 637 18,500 SH SOLE 18,500 0 0 Omnicell, Inc. COM 68213N109 7,033 425,711 SH SOLE 425,711 0 0 OMRON Corporation COM 7,031 349,800 SH SOLE 349,800 0 0 Oneok Inc COM 682680103 733 8,450 SH SOLE 8,450 0 0 Oracle Corporation COM 68389X105 3,661 142,730 SH SOLE 142,730 0 0 O'Reilly Automotive, Inc. COM 67103H107 3,126 39,100 SH SOLE 39,100 0 0 Orezone Gold Corporation COM 68616T109 5,365 2,078,087 SH SOLE 2,078,087 0 0 Orezone Gold Corporation (pvt) 68616T109 1,613 625,000 SH SOLE 625,000 0 0 Orkla ASA COM 8,399 1,125,000 SH SOLE 1,125,000 0 0 Osisko Mining Corporation 688278100 43,749 4,524,186 SH SOLE 4,524,186 0 0 Osisko Mining Corporation (pvt) 68827N107 60,069 6,219,000 SH SOLE 6,219,000 0 0 Overlook Partners LP 695 250,000 SH SOLE 250,000 0 0 Owens-Illinois, Inc. COM 690768403 52,482 2,708,030 SH SOLE 2,708,030 0 0 PACCAR Inc. COM 693718108 542 14,458 SH SOLE 14,458 0 0 Pall Corporation COM 696429307 1,024 17,925 SH SOLE 17,925 0 0 Pan American Silver Corporatio 697900108 41,606 1,907,653 SH SOLE 1,907,653 0 0 Pan American Silver WTS CAD $3 571 133,333 SH SOLE 133,333 0 0 Panera Bread Company COM 69840W108 608 4,300 SH SOLE 4,300 0 0 Papa Johns INTL INC COM COM 698813102 290 7,707 SH SOLE 7,707 0 0 Parametric Technology Corporat COM 699173209 14,539 796,196 SH SOLE 796,196 0 0 PAREXEL International Corporat COM 699462107 19,353 933,105 SH SOLE 933,105 0 0 Parker Hannifin Corporation COM 701094104 1,464 19,200 SH SOLE 19,200 0 0 Parnassus Fund 701765109 266 7,538 SH SOLE 7,538 0 0 Paychex, Inc. COM 704326107 313 10,400 SH SOLE 10,400 0 0 Penn Virginia Resource Partner COM 707884102 212 8,300 SH SOLE 8,300 0 0 PepsiCo, Inc. COM 713448108 21,032 316,991 SH SOLE 316,991 0 0 Perrigo Co. COM 714290103 200 2,057 SH SOLE 2,057 0 0 Petsmart Inc. COM 716768106 1,244 24,250 SH SOLE 24,250 0 0 PF Chang's China Bistro Inc. COM 69333y108 8,982 290,600 SH SOLE 290,600 0 0 Pfizer Inc. COM 717081103 95,073 4,393,372 SH SOLE 4,393,372 0 0 Pharmacetical Holders Tr Dep R COM 57060U217 1,489 20,485 SH SOLE 20,485 0 0 Pharmasset, Inc. COM 71715N106 564 4,400 SH SOLE 4,400 0 0 Philip Morris International In COM 718172109 7,483 95,355 SH SOLE 95,355 0 0 PIMCO High Yield Fund 693390841 214 23,817 SH SOLE 23,817 0 0 Pinnacle Financial Partners, I COM 72346Q104 19,889 1,231,491 SH SOLE 1,231,491 0 0 Pioneer Natural Resources COM 723787107 639 7,138 SH SOLE 7,138 0 0 Pioneer Southwest Energy Partn COM 72388B106 2,457 93,925 SH SOLE 93,925 0 0 Plains All American Pipeline L COM 726503105 1,744 23,750 SH SOLE 23,750 0 0 Plains Exploration & Productio COM 726505100 1,310 35,675 SH SOLE 35,675 0 0 Plexus Corp. COM 729132100 37,280 1,361,577 SH SOLE 1,361,577 0 0 Plum Creek Timber Company, Inc COM 729251108 1,615 44,170 SH SOLE 44,170 0 0 Polaris Industries Inc. COM 731068102 734 13,112 SH SOLE 13,112 0 0 PolyOne Corporation COM 73179p106 28,270 2,447,581 SH SOLE 2,447,581 0 0 Polypore Intl Inc Com COM 73179v103 594 13,493 SH SOLE 13,493 0 0 Portfolio Recovery Associates COM 73640q105 614 9,100 SH SOLE 9,100 0 0 Potash Corporation of Saskatch COM 73755L107 2,311 55,975 SH SOLE 55,975 0 0 Potlatch Corporation COM 737630103 1,932 62,100 SH SOLE 62,100 0 0 Power-One, Inc. COM 73930R102 10,692 2,734,483 SH SOLE 2,734,483 0 0 Praxair, Inc. COM 74005P104 8,088 75,659 SH SOLE 75,659 0 0 Precision Castparts Corp. COM 740189105 4,440 26,943 SH SOLE 26,943 0 0 Premier Gold Mines Ltd. COM 74051D104 5,686 1,281,500 SH SOLE 1,281,500 0 0 Priceline.com COM 741503403 9,117 19,493 SH SOLE 19,493 0 0 Primero Mining Corporation COM 74164W106 5,834 1,828,600 SH SOLE 1,828,600 0 0 Primero Mining Corporation (pvt) 74164W106 9,829 3,081,000 SH SOLE 3,081,000 0 0 Primero Mining WTS CAD $8.00 E 74164W114 609 2,000,000 SH SOLE 2,000,000 0 0 Principal Financial Group 5.56 74251V201 2,785 29,315 SH SOLE 29,315 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Prudential Financial, Inc. COM 744320102 3,643 72,691 SH SOLE 72,691 0 0 Public Service Enterprise Grou COM 744573106 1,436 43,490 SH SOLE 43,490 0 0 Public Storage Ser E 6.75% C 74460d398 1,127 44,200 SH SOLE 44,200 0 0 Public Storage Ser- R 6.35% C@ 74460D125 753 28,000 SH SOLE 28,000 0 0 Public Storage Ser-F 6.45% C@2 74460d380 1,591 62,500 SH SOLE 62,500 0 0 Public Storage Series-M 6.625% 74460d232 2,079 81,685 SH SOLE 81,685 0 0 Public Storage Ser-W 6.50% C@2 74460d570 879 34,500 SH SOLE 34,500 0 0 Public Storage Ser-X 6.45% C@2 74460d554 1,363 53,500 SH SOLE 53,500 0 0 Public Storage Ser-Z 6.25% C@ 74460d521 1,389 54,789 SH SOLE 54,789 0 0 Pulte Group Inc. COM 745867101 995 157,735 SH SOLE 157,735 0 0 Pure Cycle Corporation COM 746228303 52 27,464 SH SOLE 27,464 0 0 PYI Corp LTD COM 1,281 52,376,000 SH SOLE 52,376,000 0 0 QEP Resources Inc. COM 74733V100 306 10,460 SH SOLE 10,460 0 0 Qualcomm Incorporated COM 747525103 15,930 291,220 SH SOLE 291,220 0 0 Quest Diagnostics Incorporated COM 74834L100 10,796 185,948 SH SOLE 185,948 0 0 Questar Corporation COM 748356102 507 25,550 SH SOLE 25,550 0 0 R. R. Donnelley & Sons Company COM 257867101 13,825 958,053 SH SOLE 958,053 0 0 Radioshack Corp. COM 750438103 210 21,600 SH SOLE 21,600 0 0 Radius Gold Inc. COM 750468100 688 3,046,919 SH SOLE 3,046,919 0 0 Radius Gold Inc. (pvt) 750468100 461 2,041,476 SH SOLE 2,041,476 0 0 Radius Gold WTS CAD $0.50 06/22/12 - 1,812,216 SH SOLE 1,812,216 0 0 Radius Gold WTS CAD $0.75 10/31/12 - 833,334 SH SOLE 833,334 0 0 Ralph Lauren Corporation COM 751212101 1,189 8,608 SH SOLE 8,608 0 0 Randgold Resources Limited - A 752344309 108,420 1,061,900 SH SOLE 1,061,900 0 0 Range Resources Corporation COM 75281A109 2,196 35,447 SH SOLE 35,447 0 0 Raymond James Financial COM 754730109 577 18,650 SH SOLE 18,650 0 0 Raytheon Company COM 755111507 1,222 25,256 SH SOLE 25,256 0 0 RBC Bearing Inc COM 75524B104 363 8,700 SH SOLE 8,700 0 0 Red Hat Inc. COM 756577102 502 12,150 SH SOLE 12,150 0 0 Redwood Trust, Inc. COM 758075402 1,166 114,500 SH SOLE 114,500 0 0 Renasant Corp COM 75970E107 6,678 445,168 SH SOLE 445,168 0 0 Riverbed Technology, Inc. COM 768573107 3,000 127,641 SH SOLE 127,641 0 0 Roche Holdings COM H69293217 220 1,300 SH SOLE 1,300 0 0 Rochester Portfolio Ser Ltrm N 771740305 110 33,342 SH SOLE 33,342 0 0 Rockhaven Resources Ltd (pvt) 77340P101 1,840 5,000,000 SH SOLE 5,000,000 0 0 Rockridge Cap Corp WTS CAD$0.5 774065106 - 1,250,000 SH SOLE 1,250,000 0 0 Rockridge Capital Corp (pvt) 774065106 810 2,500,000 SH SOLE 2,500,000 0 0 Rockwell Automation COM 773903109 3,003 40,934 SH SOLE 40,934 0 0 Rockwell Collins, Inc. COM 774341101 801 14,465 SH SOLE 14,465 0 0 Rockwood Services Corp. (RESTR 999qbv907 1,014 751 SH SOLE 751 0 0 Rollins Inc. COM 775711104 241 10,852 SH SOLE 10,852 0 0 Romarco Minerals, Inc. 775903206 20,513 20,309,900 SH SOLE 20,309,900 0 0 Roper Industries Inc. COM 776696106 3,862 44,452 SH SOLE 44,452 0 0 Rosetta Resources, Inc. COM 777779307 335 7,700 SH SOLE 7,700 0 0 Ross Stores Inc. COM 778296103 7,536 158,549 SH SOLE 158,549 0 0 Rowan Companies Inc. COM 779382100 446 14,700 SH SOLE 14,700 0 0 Royal Dutch Shell PLC - Class 780259206 6,682 91,424 SH SOLE 91,424 0 0 Royal Dutch Shell PLC - Class 780259107 312 4,101 SH SOLE 4,101 0 0 Royal Gold, Inc. COM 780287108 92,303 1,368,865 SH SOLE 1,368,865 0 0 RSTK Micell Technologies Inc S 552990327 - 17,699 SH SOLE 17,699 0 0 Rubicon Technology Inc COM 78112T107 5,914 629,839 SH SOLE 629,839 0 0 Rudolph Technologies, Inc. COM 781270103 12,188 1,316,202 SH SOLE 1,316,202 0 0 Rush Enterprises, Inc. COM 781846209 12,179 582,186 SH SOLE 582,186 0 0 Rydex S&P Equal Weight Technol COM 78355w817 310 6,200 SH SOLE 6,200 0 0 Safeguard Scientifics Inc. COM 786449207 1,303 82,500 SH SOLE 82,500 0 0 Safeway Inc. COM 786514208 4,839 230,006 SH SOLE 230,006 0 0 SAF-Holland 1,714 372,484 SH SOLE 372,484 0 0 Salesforce.com, Inc. COM 79466l302 4,501 44,364 SH SOLE 44,364 0 0 Salisbury Bancorp Inc COM 795226109 689 29,500 SH SOLE 29,500 0 0 Salix Pharmaceuticals, Ltd. COM 795435106 2,762 57,725 SH SOLE 57,725 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Samsung Electronics Co., Ltd. 796050888 599 1,300 SH SOLE 1,300 0 0 Sandridge Energy Inc. COM 80007P307 264 32,300 SH SOLE 32,300 0 0 Sandspring Resources Ltd COM 800110108 243 200,000 SH SOLE 200,000 0 0 Sanofi - ADR 80105N105 3,123 85,480 SH SOLE 85,480 0 0 Sanofi Cont Value RTS exp 12/3 80105n113 12 12,374 SH SOLE 12,374 0 0 Sanofi S.A. COM 6,357 86,545 SH SOLE 86,545 0 0 Santa Barbara Res. WTS CAD $1 - 350,000 SH SOLE 350,000 0 0 Sapient Corporation COM 803062108 6,973 553,375 SH SOLE 553,375 0 0 SCANA Corporation COM 80589M102 307 6,807 SH SOLE 6,807 0 0 Schlumberger Limited COM 806857108 65,905 964,788 SH SOLE 964,788 0 0 Schoolwurks Inc (DELISTED) COM 80802m103 - 12,210 SH SOLE 12,210 0 0 Scorpio Gold Corp COM 80918M104 448 496,500 SH SOLE 496,500 0 0 Scorpio Mining Corp 211 110,000 SH SOLE 110,000 0 0 Scorpio Mining Corporation COM 80917V105 65,173 34,048,945 SH SOLE 34,048,945 0 0 Sealed Air Corporation COM 81211K100 18,792 1,091,940 SH SOLE 1,091,940 0 0 Seattle Genetics, Inc. COM 812578102 394 23,600 SH SOLE 23,600 0 0 SEMAFO Inc. COM 5,380 830,400 SH SOLE 830,400 0 0 Semafo Inc. 816922108 646 100,000 SH SOLE 100,000 0 0 SEMAFO Inc. (pvt) 816922108 31,745 4,900,000 SH SOLE 4,900,000 0 0 Shariah Capital Inc. Reg S 598 1,195,000 SH SOLE 1,195,000 0 0 Siemens AG D69671218 239 2,500 SH SOLE 2,500 0 0 Siemens AG - ADR 826197501 5,827 60,944 SH SOLE 60,944 0 0 Sigma-Aldrich Corporation COM 826552101 1,430 22,900 SH SOLE 22,900 0 0 Signature Bank NY COM 82669G104 663 11,050 SH SOLE 11,050 0 0 Silgan Holdings Inc COM 827048109 415 10,750 SH SOLE 10,750 0 0 Silver Range Res Ltd Wts CAD $ 82809P113 1,142 2,154,946 SH SOLE 2,154,946 0 0 Silver Range Resources Ltd COM 82809P105 6,092 4,309,891 SH SOLE 4,309,891 0 0 Silver Wheaton Corp (pvt) 828336107 26,848 927,158 SH SOLE 927,158 0 0 Silver Wheaton Corporation 828336107 64,767 2,236,417 SH SOLE 2,236,417 0 0 Sinchao Metals Corp (pvt) 829224104 18 201,392 SH SOLE 201,392 0 0 Sirona Dental Systems COM 82966c103 1,157 26,275 SH SOLE 26,275 0 0 Skyworks Solutions COM 83088M102 256 15,800 SH SOLE 15,800 0 0 SM Energy Company COM 78454L100 832 11,375 SH SOLE 11,375 0 0 SMC Corporation COM 8,956 55,500 SH SOLE 55,500 0 0 Sogefi S.p.A. COM T86807103 5,132 2,035,400 SH SOLE 2,035,400 0 0 Solera Holdings, Inc. COM 83421A104 370 8,300 SH SOLE 8,300 0 0 Solutia Inc. COM 834376501 29,887 1,729,545 SH SOLE 1,729,545 0 0 Sonoco Products Company COM 835495102 45,158 1,370,083 SH SOLE 1,370,083 0 0 Sotheby's COM 835898107 501 17,575 SH SOLE 17,575 0 0 Source Exploration Corp COM 83614T100 791 3,661,539 SH SOLE 3,661,539 0 0 Source Exploration WTS CAD $0. - 1,680,768 SH SOLE 1,680,768 0 0 Southern Calif Edison Pfd Ser 842400756 4,745 47,595 SH SOLE 47,595 0 0 Southern Company COM 842587107 4,568 98,675 SH SOLE 98,675 0 0 SPDR Dow Jones Industrial Aver COM 78467X109 530 4,350 SH SOLE 4,350 0 0 SPDR Gold Trust COM 78463V107 40,686 267,691 SH SOLE 267,691 0 0 SPDR S&P Biotech ETF COM 78464a870 2,955 44,500 SH SOLE 44,500 0 0 Spectra Energy Corporation COM 847560109 7,286 236,954 SH SOLE 236,954 0 0 Speedway Motorsports, Inc. COM 847788106 267 17,426 SH SOLE 17,426 0 0 Spirit Aerosys Hldgs I Com CL COM 848574109 214 10,300 SH SOLE 10,300 0 0 Spotless Group Limited COM 8,176 3,358,800 SH SOLE 3,358,800 0 0 Sprott Physical Gold Trust COM 85207H104 19,361 1,403,000 SH SOLE 1,403,000 0 0 St. Jude Medical, Inc. COM 790849103 26,082 760,405 SH SOLE 760,405 0 0 Standard & Poor's Depository R COM 78462F103 1,809 14,412 SH SOLE 14,412 0 0 Standard Motor Products Inc. COM 853666105 224 11,192 SH SOLE 11,192 0 0 Stanley Black & Decker Inc. COM 854502101 48,365 715,456 SH SOLE 715,456 0 0 Stantec Inc. COM 85472N109 8,647 317,332 SH SOLE 317,332 0 0 Staples, Inc. COM 855030102 20,054 1,443,789 SH SOLE 1,443,789 0 0 Starbucks Corp. COM 855244109 3,221 70,000 SH SOLE 70,000 0 0 Starwood Hotels & Resorts Worl COM 85590A401 3,368 70,210 SH SOLE 70,210 0 0 Statoil ASA 85771P102 9,686 378,219 SH SOLE 378,219 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Steelcase Inc. COM 858155203 23,899 3,203,604 SH SOLE 3,203,604 0 0 Stereotaxis Inc. COM 85916J102 306 372,000 SH SOLE 372,000 0 0 Stoneridge Inc. COM 86183P102 431 51,180 SH SOLE 51,180 0 0 STR Holdings Inc COM 78478V100 385 46,835 SH SOLE 46,835 0 0 Strategic Hotels & Resorts, In COM 86272T106 90 16,750 SH SOLE 16,750 0 0 Strategic Metals Ltd. COM b3v1h67 1,072 785,800 SH SOLE 785,800 0 0 Strategic Metals Ltd. 16,332 11,970,000 SH SOLE 11,970,000 0 0 Strategic Metals Ltd. 862758208 19 13,900 SH SOLE 13,900 0 0 Stryker Corporation COM 863667101 450 9,050 SH SOLE 9,050 0 0 Summer Infant, Inc. COM 865646103 4,123 585,583 SH SOLE 585,583 0 0 Suncor Energy, Inc. COM 867224107 1,032 35,800 SH SOLE 35,800 0 0 Sunshine Silver Mines 867997058 39,648 2,867,847 SH SOLE 2,867,847 0 0 Sunward Resources Ltd. COM 86802T105 3,015 1,520,600 SH SOLE 1,520,600 0 0 Sunward Resources Ltd. (pvt) 86802T105 2,447 1,234,000 SH SOLE 1,234,000 0 0 Sunward Resources WTS CAD $1.6 - 1,850,000 SH SOLE 1,850,000 0 0 Susquehanna Bancshares, Inc. COM 869099101 14,474 1,727,262 SH SOLE 1,727,262 0 0 Swala Resources PLC (pvt) swalares7 739 2,150,000 SH SOLE 2,150,000 0 0 Swala Resources WTS CAD$0.50 e 42 2,150,000 SH SOLE 2,150,000 0 0 Swiss Helvitia Fund COM 870875101 160 16,127 SH SOLE 16,127 0 0 SXC Health Solutions Corporati COM 78505P100 405 7,200 SH SOLE 7,200 0 0 Symantec Corporation COM 871503108 8,863 566,342 SH SOLE 566,342 0 0 Syms Corp COM 871551107 228 20,727 SH SOLE 20,727 0 0 Syngenta AG ADR 87160A100 604 10,250 SH SOLE 10,250 0 0 Sysco Corporation COM 871829107 7,125 242,940 SH SOLE 242,940 0 0 T. Rowe Price Group Inc. COM 74144T108 1,098 19,275 SH SOLE 19,275 0 0 Tahoe Resources Inc. COM 873868103 9,399 541,600 SH SOLE 541,600 0 0 Tahoe Resources Inc. (pvt) 873868103 39,048 2,250,000 SH SOLE 2,250,000 0 0 Takata Corporation COM 6,598 322,220 SH SOLE 322,220 0 0 Taleo Corporation COM 87424N104 282 7,300 SH SOLE 7,300 0 0 Talisman Energy Inc. COM 87425E103 230 18,000 SH SOLE 18,000 0 0 TAM Investment Funds - Multi C 33,909 31,510 SH SOLE 31,510 0 0 TAM Invstmnt Fds Gold&Precious 13,373 1,669,586 SH SOLE 1,669,586 0 0 TAM Invstmnt Fds Gold&Precious 856 1,000 SH SOLE 1,000 0 0 Target Corporation COM 87612E106 782 15,260 SH SOLE 15,260 0 0 Taser International Inc. COM 87651b104 88 17,226 SH SOLE 17,226 0 0 Tech Data Corp. COM 878237106 232 4,687 SH SOLE 4,687 0 0 Technology Select Sector SPDR COM 81369y803 1,054 41,405 SH SOLE 41,405 0 0 Teck Resources Ltd. 878742204 246 7,000 SH SOLE 7,000 0 0 Teck Resources Ltd. - Class B COM 529 15,000 SH SOLE 15,000 0 0 Telecom Corporation of New Zea 879278208 144 17,973 SH SOLE 17,973 0 0 Telecom Italia Adr 87927Y102 128 11,982 SH SOLE 11,982 0 0 TELEF BRASIL - ADR 87936R106 310 11,334 SH SOLE 11,334 0 0 Teleflex Inc. COM 879369106 25,691 419,165 SH SOLE 419,165 0 0 Television Broadcasts COM 6,607 1,089,480 SH SOLE 1,089,480 0 0 Templeton Global Bond Fund Adv 880208400 227 18,360 SH SOLE 18,360 0 0 Tempur-Pedic International Inc COM 88023U101 806 15,350 SH SOLE 15,350 0 0 Tennessee Valley Authority 5.6 880591409 263 10,000 SH SOLE 10,000 0 0 Teradyne, Inc. COM 880770102 24,761 1,816,637 SH SOLE 1,816,637 0 0 Tessera Technologies Inc COM 88164L100 663 39,600 SH SOLE 39,600 0 0 Tetra Tech Inc. COM 88162g103 4,348 201,400 SH SOLE 201,400 0 0 Tetra Technologies COM 88162F105 17,226 1,844,282 SH SOLE 1,844,282 0 0 Teva Pharmaceutical Industries 881624209 2,479 61,420 SH SOLE 61,420 0 0 Texas Instruments Inc. COM 882508104 493 16,952 SH SOLE 16,952 0 0 Thai Beverage Public Company L COM Y8588A103 4 20,000 SH SOLE 20,000 0 0 The Allstate Corporation COM 020002101 249 9,100 SH SOLE 9,100 0 0 The Boeing Company COM 097023105 22,865 311,730 SH SOLE 311,730 0 0 The Boston Beer Company, Inc. COM 100557107 624 5,750 SH SOLE 5,750 0 0 The Charles Schwab Corporation COM 808513105 2,062 183,125 SH SOLE 183,125 0 0 The Chubb Corporation COM 171232101 4,656 67,259 SH SOLE 67,259 0 0 The Coca-Cola Company COM 191216100 65,290 933,119 SH SOLE 933,119 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- The Cooper Companies, Inc. COM 216648402 798 11,314 SH SOLE 11,314 0 0 The Delafield Fund 888894847 11,272 418,716 SH SOLE 418,716 0 0 The Dow Chemical Company COM 260543103 5,484 190,673 SH SOLE 190,673 0 0 The Fresh Market, Inc. COM 35804H106 3,251 81,480 SH SOLE 81,480 0 0 The Gap, Inc. COM 364760108 611 32,914 SH SOLE 32,914 0 0 The Goldman Sachs Group, Inc. COM 38141G104 879 9,720 SH SOLE 9,720 0 0 The Hain Celestial Group, Inc. COM 405217100 2,750 75,012 SH SOLE 75,012 0 0 The Hershey Company COM 427866108 293 4,735 SH SOLE 4,735 0 0 The Home Depot, Inc. COM 437076102 21,636 514,652 SH SOLE 514,652 0 0 The JPMorgan Alerian MLP Index COM 46625H365 3,295 84,551 SH SOLE 84,551 0 0 The Kroger Co. COM 501044101 5,608 231,540 SH SOLE 231,540 0 0 The Manitowoc Company, Inc. COM 563571108 2,420 263,300 SH SOLE 263,300 0 0 The McGraw-Hill Companies, Inc COM 580645109 9,696 215,620 SH SOLE 215,620 0 0 The Mosaic Company COM 61945C103 1,445 28,650 SH SOLE 28,650 0 0 The Procter & Gamble Company COM 742718109 13,916 208,601 SH SOLE 208,601 0 0 The Timken Company COM 887389104 16,130 416,700 SH SOLE 416,700 0 0 The Tocqueville Fund 888894102 47,669 2,155,027 SH SOLE 2,155,027 0 0 The Tocqueville Gold Fund 888894862 24,746 346,192 SH SOLE 346,192 0 0 The Tocqueville International 888894300 105,168 9,415,202 SH SOLE 9,415,202 0 0 The Tocqueville Opportunity Fu 888894409 23,877 1,672,029 SH SOLE 1,672,029 0 0 The Travelers Companies, Inc. COM 89417E109 1,217 20,568 SH SOLE 20,568 0 0 The Ultimate Software Group, I COM 90385D107 593 9,100 SH SOLE 9,100 0 0 The Walt Disney Company COM 254687106 3,666 97,766 SH SOLE 97,766 0 0 The Water Company, LLC 469 15,624 SH SOLE 15,624 0 0 The Williams Companies, Inc. COM 969457100 1,981 60,000 SH SOLE 60,000 0 0 Thermo Fisher Scientific Inc COM 883556102 26,617 591,888 SH SOLE 591,888 0 0 Thomas & Betts Corporation COM 884315102 764 14,000 SH SOLE 14,000 0 0 Thoratec Corporation COM 885175307 4,226 125,911 SH SOLE 125,911 0 0 TIBCO Software Inc. COM 88632Q103 5,092 212,974 SH SOLE 212,974 0 0 Tiffany & Co. COM 886547108 1,584 23,900 SH SOLE 23,900 0 0 Tim Hortons Inc. COM 88706M103 216 4,459 SH SOLE 4,459 0 0 TMS International Corporation COM 87261Q103 479 48,500 SH SOLE 48,500 0 0 Tocqueville Select Fund 888894839 12,774 1,185,005 SH SOLE 1,185,005 0 0 Torchmark Corporation COM 891027104 461 10,636 SH SOLE 10,636 0 0 Torex Gold Resources Inc. COM 891054108 13,705 8,164,800 SH SOLE 8,164,800 0 0 Torex Gold Resources Inc. 891054108 8,393 5,000,000 SH SOLE 5,000,000 0 0 Total SA 89151E109 7,623 149,146 SH SOLE 149,146 0 0 Total System Services, Inc. COM 891906109 15,236 778,930 SH SOLE 778,930 0 0 Tour GCX Partners 50 125,000 SH SOLE 125,000 0 0 Toyota Motor Corporation - ADR 892331307 274 4,150 SH SOLE 4,150 0 0 Tractor Supply Company COM 892356106 1,324 18,876 SH SOLE 18,876 0 0 Transocean Ltd. COM H8817H100 584 15,219 SH SOLE 15,219 0 0 Trevali Mining Corp (pvt) 89531J950 8,304 9,000,000 SH SOLE 9,000,000 0 0 Trex Company, Inc. COM 89531P105 13,788 601,844 SH SOLE 601,844 0 0 TriMas Corporation COM 896215209 6,835 380,807 SH SOLE 380,807 0 0 Trimble Navigation Ltd. COM 896239100 2,582 59,500 SH SOLE 59,500 0 0 Trinity Biotech plc - ADR 896438306 698 68,548 SH SOLE 68,548 0 0 Tronox Inc COM 897051306 17,304 144,200 SH SOLE 144,200 0 0 TrueBlue, Inc. COM 89785X101 29,403 2,118,400 SH SOLE 2,118,400 0 0 Tupperware Brands Corporation COM 899896104 805 14,388 SH SOLE 14,388 0 0 Tyco International Ltd. COM H89128104 53,336 1,141,859 SH SOLE 1,141,859 0 0 Tyler Technologies, Inc. COM 902252105 546 18,123 SH SOLE 18,123 0 0 U.S. Bancorp COM 902973304 10,078 372,581 SH SOLE 372,581 0 0 Ulta Salon, Cosmetics & Fragra COM 90384S303 698 10,748 SH SOLE 10,748 0 0 Ultratech, Inc. COM 904034105 31,276 1,272,930 SH SOLE 1,272,930 0 0 Umicore COM 4,157 100,770 SH SOLE 100,770 0 0 Umpqua Holdings Corporation COM 904214103 18,413 1,486,130 SH SOLE 1,486,130 0 0 Unilever N.V. - ADR 904784709 32,889 956,902 SH SOLE 956,902 0 0 Unilever PLC - ADR 904767704 4,193 125,080 SH SOLE 125,080 0 0 Union Pacific Corporation COM 907818108 8,838 83,425 SH SOLE 83,425 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Unit Corporation COM 909218109 18,482 398,315 SH SOLE 398,315 0 0 United Online, Inc. COM 911268100 693 127,392 SH SOLE 127,392 0 0 United Parcel Service, Inc. COM 911312106 3,878 52,991 SH SOLE 52,991 0 0 United Technologies Corporatio COM 913017109 10,523 143,975 SH SOLE 143,975 0 0 United Therapeutics Corporatio COM 91307C102 335 7,100 SH SOLE 7,100 0 0 Universal Electronics COM 913483103 5,194 307,858 SH SOLE 307,858 0 0 Universal Stainless & Alloy COM 913837100 9,564 256,000 SH SOLE 256,000 0 0 US Bancorp Pfd Ser B 902973155 3,032 138,610 SH SOLE 138,610 0 0 USA Moblility Inc Com COM 90341G103 176 12,693 SH SOLE 12,693 0 0 Utilities Select Sector SPDR F COM 81369Y886 4,144 115,175 SH SOLE 115,175 0 0 VAALCO Energy, Inc. COM 91851C201 21,521 3,563,083 SH SOLE 3,563,083 0 0 Vaguard Bond Index Fund INC In 921937306 245 20,817 SH SOLE 20,817 0 0 Vale S.A. - ADR 91912E105 1,018 47,455 SH SOLE 47,455 0 0 Valero Energy Corporation COM 91913Y100 389 18,486 SH SOLE 18,486 0 0 Valmont Ind Inc COM 920253101 300 3,300 SH SOLE 3,300 0 0 Vanguard Dividend Appreciation COM 921908844 522 9,555 SH SOLE 9,555 0 0 Vanguard Emergining Markets ET COM 922042858 642 16,792 SH SOLE 16,792 0 0 Vanguard GNMA Fund - Admiral 922031794 20,973 1,894,619 SH SOLE 1,894,619 0 0 Vanguard NJ L/T Tax-Exempt Adm 92204F305 394 33,031 SH SOLE 33,031 0 0 Vanguard NJ Long-Term Tax Exem 92204F206 202 16,943 SH SOLE 16,943 0 0 Vanguard S&P 500 ETF COM 922908413 480 8,350 SH SOLE 8,350 0 0 Varian Medical Systems, Inc. COM 92220p105 242 3,600 SH SOLE 3,600 0 0 Vector Group Inc. COM 92240M108 196 11,010 SH SOLE 11,010 0 0 Venoco Inc. COM 92275P307 636 93,950 SH SOLE 93,950 0 0 Ventas Inc. COM 92276F100 935 16,957 SH SOLE 16,957 0 0 Veolia Environment COM 298 27,162 SH SOLE 27,162 0 0 Veolia Environment - ADR 92334n103 211 19,100 SH SOLE 19,100 0 0 VeriFone Holdings Inc. COM 92342Y109 301 8,475 SH SOLE 8,475 0 0 Verizon Communications Inc. COM 92343V104 31,088 774,870 SH SOLE 774,870 0 0 Vertex Pharmaceuticals Inc. COM 92532F100 774 23,300 SH SOLE 23,300 0 0 VirtualScopics, Inc. COM 928269109 188 208,098 SH SOLE 208,098 0 0 Visa Inc. COM 92826C839 7,820 77,019 SH SOLE 77,019 0 0 Vivendi Universal SA COM 5,741 262,150 SH SOLE 262,150 0 0 VMware, Inc. COM 928563402 4,173 50,160 SH SOLE 50,160 0 0 Vodafone Group Plc - ADR 92857W209 34,911 1,245,485 SH SOLE 1,245,485 0 0 Vulcan Materials Company COM 929160109 17,885 454,499 SH SOLE 454,499 0 0 W. R. Grace & Co. COM 38388F108 6,712 146,178 SH SOLE 146,178 0 0 Wabco Holdings Inc COM 92927K102 837 19,275 SH SOLE 19,275 0 0 Wacker Neuson SE 5,313 429,815 SH SOLE 429,815 0 0 Walgreen Company COM 931422109 4,805 145,333 SH SOLE 145,333 0 0 Wal-Mart Stores, Inc. COM 931142103 44,694 747,888 SH SOLE 747,888 0 0 Waste Connections COM 941053100 202 6,096 SH SOLE 6,096 0 0 Waste Management, Inc. COM 94106L109 2,775 84,839 SH SOLE 84,839 0 0 Waters Corporation COM 941848103 1,666 22,500 SH SOLE 22,500 0 0 Wayside Technology Group, Inc. COM 946760105 1,125 92,250 SH SOLE 92,250 0 0 WD-40 Company COM 929236107 646 15,976 SH SOLE 15,976 0 0 Weatherford International Ltd. COM H27013103 5,201 355,292 SH SOLE 355,292 0 0 Websense, Inc. COM 947684106 713 38,050 SH SOLE 38,050 0 0 Wellpoint Health Networks, Inc COM 94973V107 261 3,937 SH SOLE 3,937 0 0 Wells Fargo & Company COM 949746101 5,629 204,246 SH SOLE 204,246 0 0 Wesco Aircraft Holdings Inc COM 950814103 1,302 93,100 SH SOLE 93,100 0 0 WESCO International Inc COM 95082P105 31,061 585,941 SH SOLE 585,941 0 0 Wesdome Gold Mines Ltd. COM 95083R100 2,222 1,469,700 SH SOLE 1,469,700 0 0 West African Minerals Corporat G9544K102 1,553 10,000,000 SH SOLE 10,000,000 0 0 Westar Energy, Inc. COM 95709T100 250 8,700 SH SOLE 8,700 0 0 Wet Seal Inc - CL A COM 961840105 130 40,013 SH SOLE 40,013 0 0 Weyerhaeuser Company COM 962166104 47,006 2,517,740 SH SOLE 2,517,740 0 0 WGL Holdings Inc. COM 92924F106 224 5,063 SH SOLE 5,063 0 0 White Securities Corporation ( COM whitesec9 3,468 2,180 SH SOLE 2,180 0 0 Whiting Petroleum Corporation COM 966387102 219 4,700 SH SOLE 4,700 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Whole Foods Market Inc. COM 966837106 469 6,736 SH SOLE 6,736 0 0 Windstream Corporation COM 97381W104 814 69,304 SH SOLE 69,304 0 0 Winn-Dixie Stores, Inc. COM 974280307 7,886 840,725 SH SOLE 840,725 0 0 Witwatersrand Con. Gold Resour 1,375 280,000 SH SOLE 280,000 0 0 Witwatersrand Consolidated Gol COM S98297104 270 55,000 SH SOLE 55,000 0 0 Wynn Resorts Limited COM 983134107 1,774 16,059 SH SOLE 16,059 0 0 XDM Resources Inc (pvt) 896 1,100,000 SH SOLE 1,100,000 0 0 Xerox Corporation COM 984121103 5,572 700,000 SH SOLE 700,000 0 0 XO Group, Inc COM 983772104 3,042 364,725 SH SOLE 364,725 0 0 Xylem Inc. COM 98419M100 26,752 1,041,323 SH SOLE 1,041,323 0 0 Yahoo! Inc. COM 984332106 605 37,500 SH SOLE 37,500 0 0 Yamana Gold Inc. COM 76,646 5,198,600 SH SOLE 5,198,600 0 0 Yamana Gold Inc. 98462Y100 1,753 119,300 SH SOLE 119,300 0 0 Yum! Brands, Inc. COM 988498101 6,251 105,938 SH SOLE 105,938 0 0 Zeltiq Aesthetics COM 98933Q108 237 20,825 SH SOLE 20,825 0 0 Zena Capital Corp WTS @CAD$0.7 - 1,000,000 SH SOLE 1,000,000 0 0 Zymequest Series E 989934799 - 80,000 SH SOLE 80,000 0 0