0001140361-11-024025.txt : 20110429 0001140361-11-024025.hdr.sgml : 20110429 20110429162306 ACCESSION NUMBER: 0001140361-11-024025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 EFFECTIVENESS DATE: 20110429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 11795077 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management, L.P. Address: 40 West 57th Street, 19th Floor New York, NY 10019 Form 13F File Number: 028-03589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 4/15/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 999 Form 13F Information Table Value Total: $ 9,709,871 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- 1-800-Flowers.com, Inc. COM 68243Q106 38 11,500 SH SOLE 11,500 0 0 3I Group COM B1YW440 4,796 1,000,110 SH SOLE 1,000,110 0 0 3M Co. COM 88579Y101 29,087 311,086 SH SOLE 308,391 0 2,695 A. Schulman, Inc. COM 808194104 16,780 678,806 SH SOLE 678,806 0 0 Abbott Laboratories COM 002824100 9,890 201,632 SH SOLE 187,706 0 13,926 AboveNet, Inc. COM 00374N107 2,974 45,850 SH SOLE 45,850 0 0 Accelrys Inc. COM 00430U103 1,757 219,648 SH SOLE 219,648 0 0 Acme Packet Inc. COM 004764106 711 10,026 SH SOLE 8,700 0 1,326 Acuity Brands, Inc. COM 00508Y102 46,336 792,200 SH SOLE 792,200 0 0 Adobe Systems Incorporated COM 00724F101 26,763 807,075 SH SOLE 807,075 0 0 Advanced Auto Parts COM 00751y106 2,730 41,599 SH SOLE 41,599 0 0 Aflac, Inc. COM 001055102 12,694 240,514 SH SOLE 240,314 0 200 AGIC Convertible & Income Fund COM 001190107 357 32,597 SH SOLE 32,597 0 0 Agilent Technologies, Inc. COM 00846U101 312 6,970 SH SOLE 6,970 0 0 Agrium Inc. COM 008916108 282 3,057 SH SOLE 0 0 3,057 Air Methods Corporation COM 009128307 29,557 439,514 SH SOLE 384,087 0 55,427 Air Products & Chemicals, Inc. COM 009158106 4,201 46,580 SH SOLE 46,580 0 0 Airgas Inc. COM 009363102 408 6,150 SH SOLE 6,150 0 0 Alacer Gold Corp COM 010679108 15,025 1,634,900 SH SOLE 1,603,300 0 31,600 Alaska Communications Systems COM 01167P101 11,941 1,123,050 SH SOLE 1,123,050 0 0 Albany International Corporati COM 012348108 35,932 1,443,039 SH SOLE 1,443,039 0 0 Albemarle Corporation COM 012653101 329 5,500 SH SOLE 5,500 0 0 Alcoa Inc. COM 013817101 513 29,048 SH SOLE 18,400 0 10,648 Alerian MLP ETF COM 00162Q866 3,252 198,780 SH SOLE 197,160 0 1,620 Alexion Pharmaceuticals COM 015351109 930 9,428 SH SOLE 9,428 0 0 Alkermes, Inc. COM 01642T108 41,595 3,211,948 SH SOLE 2,976,436 0 235,512 Alliant Techsystems Inc. COM 018804104 2,125 30,075 SH SOLE 30,075 0 0 Allied Gold Ltd. COM 6712741 157 241,000 SH SOLE 241,000 0 0 Allied Nevada Gold Corporation COM 019344100 58,370 1,645,146 SH SOLE 1,577,646 0 67,500 Allscripts Healthcare Solution COM 01988P108 29,216 1,391,886 SH SOLE 1,253,865 0 138,021 Almaden Minerals Ltd. COM 020283107 1,206 300,000 SH SOLE 300,000 0 0 Altera Corp. COM 021441100 453 10,285 SH SOLE 0 0 10,285 Altria Group, Inc. COM 02209S103 768 29,500 SH SOLE 29,500 0 0 AMADA CO., LTD. COM 6022105 3,535 423,645 SH SOLE 423,645 0 0 Amazon.com, Inc. COM 023135106 5,164 28,668 SH SOLE 28,614 0 54 American Express Company COM 025816109 8,390 185,612 SH SOLE 185,262 0 350 American Software, Inc. COM 029683109 3,260 441,730 SH SOLE 413,009 0 28,721 American Superconductor Corpor COM 030111108 520 20,921 SH SOLE 20,875 0 46 American Vanguard Corporation COM 030371108 1,633 188,100 SH SOLE 188,100 0 0 Ametek Inc. COM 031100100 17,667 402,723 SH SOLE 402,723 0 0 Amgen Inc. COM 031162100 3,517 65,792 SH SOLE 65,792 0 0 Anadarko Petroleum Corporation COM 032511107 21,079 257,315 SH SOLE 252,613 1,000 3,702 Annaly Capital Management Inc. COM 035710409 1,900 108,868 SH SOLE 108,068 800 0 Apache Corporation COM 037411105 11,083 84,655 SH SOLE 81,849 0 2,806 Apple Inc. COM 037833100 42,474 121,874 SH SOLE 120,670 0 1,204 Applied Materials, Inc. COM 038222105 41,705 2,669,964 SH SOLE 2,669,670 0 294 ARC Resources Ltd. COM 00208D408 156 5,750 SH SOLE 5,750 0 0 ArcelorMittal COM 03938L104 249 6,900 SH SOLE 6,900 0 0 Arch Coal, Inc. COM 039380100 232 6,438 SH SOLE 0 78 6,360 Archer-Daniels-Midland Company COM 039483102 2,083 57,850 SH SOLE 57,850 0 0 Arkansas Best Corporation COM 040790107 18,899 729,132 SH SOLE 634,338 0 94,794 Aruba Networks Inc COM 043176106 818 24,175 SH SOLE 24,175 0 0 Ashland Inc. COM 044209104 38,926 673,919 SH SOLE 673,919 0 0 AT&T Inc. COM 00206R102 7,330 239,451 SH SOLE 213,798 0 25,653 ATAC Resources Ltd. COM 046491106 47,256 6,554,300 SH SOLE 6,354,300 0 200,000 Atmel Corporation COM 049513104 615 45,098 SH SOLE 0 192 44,906 Autodesk Inc. COM 052769106 256 5,800 SH SOLE 5,800 0 0 Automatic Data Processing COM 053015103 42,935 836,779 SH SOLE 819,386 0 17,393 Avery Dennison Corporation COM 053611109 3,113 74,200 SH SOLE 74,200 0 0 Avnet, Inc. COM 053807103 320 9,400 SH SOLE 9,400 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Avon Products, Inc. COM 054303102 4,120 152,350 SH SOLE 152,350 0 0 Baker Hughes Inc. COM 057224107 221 3,003 SH SOLE 472 0 2,531 BancorpSouth, Inc. COM 059692103 1,795 116,200 SH SOLE 116,200 0 0 Bangkok Bank - Foreign Reg COM 5313855 57 10,000 SH SOLE 10,000 0 0 Bank of America Corporation COM 060505104 3,368 252,677 SH SOLE 251,477 0 1,200 Bank of New York Mellon Corpor COM 064058100 34,187 1,144,543 SH SOLE 1,144,543 0 0 Bank of Somerset Hills/NJ COM 834728107 122 13,902 SH SOLE 13,902 0 0 Bank Rakyat COM Y0697U112 18 27,000 SH SOLE 27,000 0 0 Banro Corporation COM 066800103 15,507 6,062,100 SH SOLE 5,962,100 0 100,000 Barnes Group Inc. COM 067806109 21,959 1,051,700 SH SOLE 1,051,700 0 0 Baxter International Inc. COM 071813109 5,012 93,207 SH SOLE 93,086 0 121 Baytex Energy Trust COM 07317Q105 828 14,175 SH SOLE 14,175 0 0 Becton, Dickinson & Company COM 075887109 303 3,802 SH SOLE 3,802 0 0 Bekaert NV COM b09800135 3,104 27,210 SH SOLE 27,210 0 0 Belden Inc. COM 077454106 15,448 411,400 SH SOLE 411,400 0 0 Berkshire Hathaway Inc. - Clas COM 084670108 2,506 20 SH SOLE 20 0 0 Berkshire Hathaway Inc. - Clas COM 084670702 16,349 195,492 SH SOLE 192,289 600 2,603 BHP Billiton Limited COM Q1498M100 498 10,402 SH SOLE 10,402 0 0 BioMarin Pharmaceutical Inc. COM 09061G101 260 10,355 SH SOLE 10,355 0 0 Bio-Reference Labs COM 09057g602 272 12,100 SH SOLE 12,100 0 0 BioScrip Inc. COM 09069N108 84 17,887 SH SOLE 0 0 17,887 Blackstone Group LP COM 09253u108 608 34,025 SH SOLE 34,025 0 0 Bollore COM 4572709 4,728 20,350 SH SOLE 20,350 0 0 Bonavista Energy Corporation COM 09784Y108 231 7,450 SH SOLE 7,450 0 0 BorgWarner, Inc. COM 099724106 4,096 51,402 SH SOLE 49,963 0 1,439 BP Prudhoe Bay Royalty Trust COM 055630107 443 3,700 SH SOLE 3,700 0 0 Brady Corporation COM 104674106 22,270 623,997 SH SOLE 623,997 0 0 Brazilian Gold Corp COM B09R9Y8 229 200,000 SH SOLE 200,000 0 0 Bridgestone Corporation COM 6132101 7,194 343,300 SH SOLE 343,300 0 0 Briggs & Stratton Corporation COM 109043109 12,684 559,998 SH SOLE 559,098 0 900 Brigham Exploration Company COM 109178103 1,329 35,750 SH SOLE 35,750 0 0 Bristol Myers Squibb Company COM 110122108 7,992 302,402 SH SOLE 297,977 0 4,425 Broadridge Financial Solutions COM 11133T103 2,737 120,620 SH SOLE 120,020 0 600 Brocade Communucations Systems COM 111621306 300 48,800 SH SOLE 48,800 0 0 Brooks Automation, Inc. COM 114340102 205 14,922 SH SOLE 277 0 14,645 C.R. Bard, Inc. COM 067383109 2,628 26,445 SH SOLE 26,445 0 0 Calgon Carbon Corporation COM 129603106 17,960 1,130,977 SH SOLE 985,557 0 145,420 Cameron International Corporat COM 13342B105 1,569 27,475 SH SOLE 27,475 0 0 Campbell Soup Company COM 134429109 31,548 952,823 SH SOLE 950,523 1,800 500 Canadian Natural Resources Ltd COM 136385101 1,644 33,300 SH SOLE 33,300 0 0 Canadian Oil Sands Ltd. COM 13643E105 1,853 55,000 SH SOLE 55,000 0 0 Capital Gold Corporation COM 14018Y205 1,121 174,262 SH SOLE 174,262 0 0 CARBO Ceramics Inc. COM 140781105 776 5,500 SH SOLE 5,500 0 0 Carlisle Companies Inc. COM 142339100 36,378 816,565 SH SOLE 816,565 0 0 CarMax, Inc. COM 143130102 616 19,175 SH SOLE 19,175 0 0 Carpenter Technology Corp. COM 144285103 202 4,733 SH SOLE 400 0 4,333 Cascade Microtech Inc. COM 147322101 82 13,200 SH SOLE 13,200 0 0 Caterpillar Inc. COM 149123101 10,283 92,348 SH SOLE 90,262 600 1,486 Cavium Networks COM 14965A101 700 15,585 SH SOLE 15,585 0 0 CB Richard Ellis Group, Inc. COM 12497t101 13,372 500,840 SH SOLE 500,440 0 400 CBIZ Inc COM 124805102 553 76,700 SH SOLE 76,700 0 0 Cedar Fair LP Depositry Unit COM 150185106 211 11,000 SH SOLE 11,000 0 0 Celanese Corporation COM 150870103 39,853 898,200 SH SOLE 898,200 0 0 Celera Corporation COM 15100E106 1,092 134,599 SH SOLE 134,599 0 0 Celgene Corporation COM 151020104 6,239 108,368 SH SOLE 108,368 0 0 Centamin Egypt Ltd. COM Q2159B110 130 60,000 SH SOLE 60,000 0 0 Central Fund of Canada Limited COM 153501101 609 27,250 SH SOLE 27,250 0 0 Centric Health Corp COM 15641A100 160 100,000 SH OTHER 2 0 0 100,000 CenturyLink Inc. COM 156700106 683 16,450 SH SOLE 16,450 0 0 Cephalon Inc. COM 156708109 1,982 26,050 SH SOLE 26,050 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Ceradyne, Inc. COM 156710105 29,337 650,781 SH SOLE 562,316 0 88,465 Cerner Corporation COM 156782104 695 6,250 SH SOLE 6,250 0 0 Charles River Laboratories Int COM 159864107 2,320 60,450 SH SOLE 58,950 1,500 0 Checkpoint Systems, Inc. COM 162825103 51,583 2,294,609 SH SOLE 2,294,609 0 0 Chesapeake Energy Corporation COM 165167107 20,451 610,100 SH SOLE 610,100 0 0 Chevron Corporation COM 166764100 27,342 254,368 SH SOLE 246,243 175 7,950 Chipotle Mexican Grill, Inc. COM 169656105 1,207 4,430 SH SOLE 3,500 11 919 Chiquita Brands International COM 170032809 228 14,832 SH SOLE 1 0 14,831 Church & Dwight Co., Inc. COM 171340102 415 5,230 SH SOLE 5,230 0 0 Cintas COM 172908105 1,148 37,902 SH SOLE 37,302 0 600 Circle Corp. (DELISTED) COM 172559106 - 28,908 SH SOLE 28,908 0 0 Cirrus Logic, Inc. COM 172755100 646 30,709 SH SOLE 14,500 141 16,068 Cisco Systems, Inc. COM 17275R102 52,543 3,063,756 SH SOLE 3,052,836 0 10,920 CitiGroup Inc. COM 172967101 1,170 264,757 SH SOLE 262,257 0 2,500 Citizens Republic Bancorp, Inc COM 174420109 9 10,000 SH SOLE 10,000 0 0 Citrix Systems, Inc. COM 177376100 2,222 30,253 SH SOLE 25,873 0 4,380 Clean Harbors, Inc. COM 184496107 20,346 206,223 SH SOLE 179,180 0 27,043 Clear Media Limited COM 6424303 5,100 8,146,000 SH SOLE 8,146,000 0 0 Cliffs Natural Resources Inc. COM 18683K101 48,301 491,459 SH SOLE 489,793 30 1,636 CNO Financial Group, Inc. COM 12621E103 158 21,105 SH SOLE 0 0 21,105 Coach, Inc. COM 189754104 2,231 42,870 SH SOLE 42,696 0 174 Cogent Communications Group, I COM 19239V302 10,177 714,180 SH SOLE 620,875 0 93,305 Cognizant Technology Solutions COM 192446102 6,581 80,842 SH SOLE 80,780 0 62 Colgate-Palmolive Company COM 194162103 54,808 678,653 SH SOLE 672,726 150 5,777 Collective Brands, Inc. COM 19421W100 58,833 2,726,256 SH SOLE 2,726,256 0 0 Comcast Corporation COM 20030N101 1,014 41,007 SH SOLE 41,007 0 0 Comcast Corporation - Class A COM 20030n200 2,672 115,086 SH SOLE 115,086 0 0 Commercial Metals Company COM 201723103 14,693 850,800 SH SOLE 850,800 0 0 Community Health Systems Inc. COM 203668108 755 18,875 SH SOLE 18,875 0 0 Compagnie de Saint-Gobain COM 7380482 7,179 117,246 SH SOLE 117,246 0 0 Complete Production Services, COM 20453E109 1,295 40,722 SH SOLE 23,325 0 17,397 Comscore Inc. COM 20564w105 344 11,675 SH SOLE 11,675 0 0 ConAgra Foods, Inc. COM 205887102 1,022 43,026 SH SOLE 40,550 0 2,476 Concur Technologies, Inc. COM 206708109 412 7,430 SH SOLE 7,430 0 0 Condor Resources Inc COM 20676U104 111 250,000 SH SOLE 250,000 0 0 ConocoPhillips COM 20825C104 6,343 79,426 SH SOLE 74,482 1,300 3,644 Conquest Mining COM Q2758A109 1,258 2,133,300 SH SOLE 2,133,300 0 0 Consolidated Communications COM 209034107 415 22,200 SH SOLE 22,200 0 0 Constellation Brands, Inc. COM 21036p108 423 20,850 SH SOLE 20,850 0 0 Continental Resources, Inc. COM 212015101 345 4,825 SH SOLE 4,825 0 0 Corning Incorporated COM 219350105 84,780 4,109,556 SH SOLE 4,109,556 0 0 Corvus Gold Inc COM 221013105 2,143 2,733,098 SH SOLE 2,608,098 0 125,000 Cost Plus Inc / California COM 221485105 175 17,774 SH SOLE 0 0 17,774 Costco Wholesale Corporation COM 22160K105 601 8,200 SH SOLE 6,091 0 2,109 Covance Inc. COM 222816100 13,145 240,222 SH SOLE 240,222 0 0 CPI Aerostructures, Inc. COM 125919308 1,632 107,400 SH SOLE 107,400 0 0 Cracker Barrel Old Country Sto COM 22410J106 1,381 28,100 SH SOLE 28,100 0 0 Crane Co. COM 224399105 20,084 414,700 SH SOLE 414,700 0 0 Cross Timbers Royalty Trust COM 22757R109 8,441 178,700 SH SOLE 178,700 0 0 CSX Corporation COM 126408103 212 2,700 SH SOLE 2,700 0 0 CTPartners Executive Search LL COM 22945C105 324 22,900 SH SOLE 22,900 0 0 Cummins Engine Company, Inc. COM 231021106 2,816 25,693 SH SOLE 22,025 0 3,668 Cytec Industries Inc. COM 232820100 32,453 596,900 SH SOLE 596,900 0 0 Danaher Corporation COM 235851102 1,246 24,006 SH SOLE 24,006 0 0 Darden Restaurants Inc. COM 237194105 3,121 63,525 SH SOLE 63,525 0 0 DCC PLC COM 0242493 8,991 282,390 SH SOLE 282,390 0 0 Deckers Outdoor Corporation COM 243537107 793 9,200 SH SOLE 6,300 33 2,867 Deere & Company COM 244199105 2,219 22,900 SH SOLE 22,900 0 0 Dendreon Corporation COM 24823Q107 763 20,373 SH SOLE 20,373 0 0 Detour Gold Corporation COM 250669108 30,107 952,000 SH SOLE 933,500 0 18,500
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Devon Energy Corporation COM 25179M103 1,464 15,948 SH SOLE 14,953 500 495 Dick's Sporting Goods, Inc. COM 253393102 465 11,625 SH SOLE 11,625 0 0 Digi International COM 253798102 116 11,000 SH SOLE 11,000 0 0 Diodes Incorporated COM 254543101 2,074 60,900 SH SOLE 60,900 0 0 DirecTV COM 25490A101 465 9,935 SH SOLE 9,839 0 96 Dominion Resources, Inc. COM 25746U109 4,204 94,060 SH SOLE 94,060 0 0 Dorato Resources Inc. COM 258128107 420 626,000 SH SOLE 626,000 0 0 Dover Corporation COM 260003108 40,047 609,170 SH SOLE 609,170 0 0 DPL Inc. COM 233293109 2,492 90,900 SH SOLE 90,900 0 0 Dreamworks Animation SKG, Inc. COM 26153c103 3,459 123,837 SH SOLE 71,137 0 52,700 Dril-Quip, Inc. COM 262037104 958 12,120 SH SOLE 12,100 0 20 Duke Energy Corporation COM 26441C105 4,355 239,920 SH SOLE 239,920 0 0 Durect Corporation COM 266605104 1,967 546,500 SH SOLE 546,500 0 0 Dycom Industries, Inc. COM 267475101 185 10,691 SH SOLE 0 0 10,691 E. I. du Pont de Nemours and C COM 263534109 70,126 1,275,707 SH SOLE 1,273,145 1,000 1,562 East Asia Minerals Corporation COM 270541105 12,399 2,051,400 SH SOLE 1,901,400 0 150,000 East West Bancorp, Inc. COM 27579r104 12,374 563,500 SH SOLE 563,500 0 0 Eastman Chemical Company COM 277432100 45,302 456,125 SH SOLE 455,500 625 0 Eastman Kodak COM 277461109 47 14,605 SH SOLE 300 0 14,305 Eaton Corp COM 278058102 2,627 47,386 SH SOLE 43,200 0 4,186 Eaton Vance Risk-Managed Fund COM 27829g106 351 27,355 SH SOLE 27,355 0 0 eBay Inc. COM 278642103 2,576 82,980 SH SOLE 82,980 0 0 Echelon Corp COM 27874n105 5,459 538,899 SH SOLE 538,899 0 0 El Paso Corporation COM 28336L109 27,562 1,531,218 SH SOLE 1,531,218 0 0 Eldorado Gold Corp. - CDI COM C3314P106 25,564 1,575,218 SH SOLE 1,575,218 0 0 Electro Scientific Industries COM 285229100 32,060 1,846,775 SH SOLE 1,599,598 0 247,177 Eli Lilly and Company COM 532457108 6,319 179,682 SH SOLE 177,682 0 2,000 EMC Corporation COM 268648102 13,562 510,634 SH SOLE 499,009 3,000 8,625 EMCORE Corporation COM 290846104 359 139,725 SH SOLE 139,725 0 0 Emerson Electric Co. COM 291011104 6,608 113,101 SH SOLE 113,101 0 0 Energy Select Sector SPDR COM 81369Y506 3,294 41,310 SH SOLE 41,310 0 0 Energy Transfer Equity LP COM 29273V100 900 20,005 SH SOLE 20,005 0 0 Energy Transfer Partners, L.P. COM 29273R109 466 9,000 SH SOLE 9,000 0 0 EnergySolutions COM 292756202 21,950 3,682,888 SH SOLE 3,201,377 0 481,511 ENN Energy Holdings Ltd. COM G3066L101 194 62,500 SH SOLE 62,500 0 0 Enterprise Products Partners L COM 293792107 1,748 40,601 SH SOLE 40,601 0 0 EQT Corporation COM 26884L109 230 4,600 SH SOLE 4,600 0 0 Equinix, Inc. COM 29444U502 337 3,700 SH SOLE 3,700 0 0 eResearchTechnology, Inc. COM 29481V108 26,270 3,880,298 SH SOLE 3,404,692 0 475,606 Estee Lauder Companies COM 518439104 1,914 19,863 SH SOLE 19,750 0 113 Esterline Technologies Corpora COM 297425100 375 5,300 SH SOLE 5,300 0 0 ETFS Platinum Trust COM 26922V101 984 5,600 SH SOLE 5,600 0 0 Ethan Allen Interiors Inc. COM 297602104 20,980 958,000 SH SOLE 958,000 0 0 Exelixis Inc. COM 30161Q104 169 14,937 SH SOLE 14,937 0 0 Exelon Corporation COM 30161N101 359 8,700 SH SOLE 8,700 0 0 Exlservice Holdings Inc. COM 302081104 1,533 72,460 SH SOLE 72,460 0 0 Expeditors Int'l of Washington COM 302130109 4,552 90,759 SH SOLE 87,320 0 3,439 Experian Group Ltd. COM b19nlv4 5,229 422,227 SH SOLE 422,227 0 0 Exxon Mobil Corporation COM 30231G102 105,621 1,255,447 SH SOLE 1,251,514 0 3,933 F5 Networks Inc. COM 315616102 253 2,463 SH SOLE 1,490 0 973 Fairchild Semiconductor Intern COM 303726103 24,210 1,330,208 SH SOLE 1,319,800 0 10,408 Falcon Oil & Gas Ltd. COM 306071101 6 40,000 SH SOLE 40,000 0 0 Fastenal Company COM 311900104 669 10,325 SH SOLE 10,325 0 0 Federal Signal Corporation COM 313855108 19,369 2,975,268 SH SOLE 2,975,268 0 0 FedEx Corp. COM 31428X106 210 2,250 SH SOLE 2,250 0 0 FEI Company COM 30241l109 789 23,400 SH SOLE 23,400 0 0 Ferro Corporation COM 315405100 41,857 2,523,044 SH SOLE 2,519,031 176 3,837 Fidelity National Financial, I COM 31620R105 30,211 2,138,109 SH SOLE 2,119,514 0 18,595 Financial Select Sector SPDR F COM 81369Y605 328 20,025 SH SOLE 20,025 0 0 Finisar Corporation COM 31787A507 231 9,398 SH SOLE 7,800 77 1,521
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- First Opportunity Fund Inc. COM 33587T108 179 24,700 SH SOLE 24,700 0 0 Flextronics International Ltd. COM Y2573F102 65,039 8,706,699 SH SOLE 8,706,699 0 0 Flir Systems Inc. COM 302445101 408 11,800 SH SOLE 11,800 0 0 Fluor Corporation COM 343412102 1,637 22,218 SH SOLE 22,218 0 0 FMC Corporation COM 302491303 40,848 480,960 SH SOLE 480,960 0 0 Foot Locker Inc. COM 344849104 11,970 607,000 SH SOLE 607,000 0 0 Ford Motor Company COM 345370860 4,371 293,172 SH SOLE 284,461 0 8,711 Fortuna Silver Mines Inc. COM 349915108 383 70,000 SH SOLE 70,000 0 0 Fossil, Inc. COM 349882100 737 7,870 SH SOLE 5,600 0 2,270 Franklin CR Mgmt Corp Com New COM 353487200 4 29,025 SH OTHER 2 0 0 29,025 Franklin Resources Inc COM 354613101 316 2,526 SH SOLE 0 0 2,526 Freeport-McMoRan Copper & Gold COM 35671D857 41,457 746,297 SH SOLE 695,751 46 50,500 Frontier Communications Corpor COM 35906A108 696 84,654 SH SOLE 84,654 0 0 Frontier Oil Corporation COM 35914P105 336 11,450 SH SOLE 11,450 0 0 Furiex Pharmaceuticals Inc. COM 36106P101 408 24,164 SH SOLE 24,164 0 0 GameStop Corporation - Class A COM 36467w109 10,918 484,800 SH SOLE 484,800 0 0 Gardner Denver Inc COM 365558105 226 2,900 SH SOLE 2,900 0 0 Gastar Exploration Ltd. COM 367299203 26,100 5,370,274 SH SOLE 4,653,519 0 716,755 Gaylord Entertainment Company COM 367905106 225 6,500 SH SOLE 6,500 0 0 General Dynamics Corporation COM 369550108 651 8,500 SH SOLE 8,500 0 0 General Electric Company COM 369604103 97,068 4,841,278 SH SOLE 4,827,661 0 13,617 General Mills, Inc. COM 370334104 2,466 67,472 SH SOLE 67,472 0 0 General Motors Co. COM 37045V100 264 8,495 SH SOLE 8,495 0 0 Gentex Corporation COM 371901109 549 18,150 SH SOLE 18,150 0 0 Genuine Parts Company COM 372460105 3,361 62,660 SH SOLE 62,660 0 0 Genzyme Corporation COM 372917104 1,137 14,925 SH SOLE 14,925 0 0 Geomark Exploration Ltd COM 37252H109 2,097 1,337,800 SH SOLE 1,337,800 0 0 Georgia Gulf COM 373200302 342 9,237 SH SOLE 0 97 9,140 Gilead Sciences, Inc. COM 375558103 2,225 52,384 SH SOLE 52,384 0 0 Glacier Bancorp, Inc. COM 37637Q105 15,894 1,056,097 SH SOLE 915,737 0 140,360 Global Payments Inc. COM 37940X102 1,986 40,600 SH SOLE 40,600 0 0 Gold Fields Limited - ORD COM 6280215 2,911 166,249 SH SOLE 166,249 0 0 Gold Resource Corporation COM 38068t105 61,138 2,296,676 SH SOLE 2,221,676 0 75,000 Goldcorp, Inc. COM 380956409 109,515 2,196,418 SH SOLE 2,196,418 0 0 Golden Star Resources Ltd. COM 38119t104 20,183 6,841,722 SH SOLE 6,711,222 0 130,500 Google Inc. COM 38259P508 56,358 96,050 SH SOLE 95,660 0 390 Graco Inc. COM 384109104 398 8,760 SH SOLE 8,760 0 0 Green Mountain Coffee Roasters COM 393122106 948 14,667 SH SOLE 10,500 0 4,167 Griffon Corporation COM 398433102 30,227 2,302,167 SH SOLE 2,302,167 0 0 Groupe Bruxelles Lambert COM 7097328 4,850 51,938 SH SOLE 51,938 0 0 Guess Inc Com COM 401617105 1,114 28,300 SH SOLE 28,300 0 0 H.J. Heinz Company COM 423074103 970 19,859 SH SOLE 19,859 0 0 Halliburton Company COM 406216101 5,166 103,650 SH SOLE 102,140 0 1,510 Harman International COM 413086109 337 7,200 SH SOLE 7,200 0 0 Harris Corporation COM 413875105 37,984 765,800 SH SOLE 765,800 0 0 Harsco Corporation COM 415864107 8,891 251,950 SH SOLE 251,950 0 0 Haulotte Group COM 5968846 6,280 308,778 SH SOLE 308,778 0 0 Hawaiian Electric Inds Inc COM 419870100 1,240 50,000 SH SOLE 50,000 0 0 Health Care Select Sector SPDR COM 81369Y209 250 7,556 SH SOLE 7,556 0 0 Health Management Associates, COM 421933102 3,806 349,150 SH SOLE 349,150 0 0 Hecla Mining COM 422704106 91 10,000 SH SOLE 10,000 0 0 Helix Energy Solutions Group COM 42330P107 2,561 148,895 SH SOLE 147,995 0 900 Herbalife Ltd. COM G4412G101 975 11,987 SH SOLE 10,775 0 1,212 Hertz Global Holding Inc. COM 42805T105 303 19,400 SH SOLE 19,400 0 0 Hewlett-Packard Company COM 428236103 3,399 82,954 SH SOLE 82,210 0 744 Hitachi, Ltd. COM 6429104 9,410 1,807,600 SH SOLE 1,807,600 0 0 HMS Holdings Corporation COM 40425J101 327 4,000 SH SOLE 4,000 0 0 Honeywell International Inc. COM 438516106 39,547 662,311 SH SOLE 661,961 350 0 Horsehead Holding Corporation COM 440694305 21,201 1,243,468 SH SOLE 1,079,638 0 163,830 HSBC Holdings PLC COM 0540528 479 46,551 SH SOLE 46,551 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Hubbell Incorporated - Class B COM 443510201 18,532 260,900 SH SOLE 260,900 0 0 HudBay Minerals inc COM 443628102 7,235 444,200 SH SOLE 435,600 0 8,600 Hugoton Royalty Trusts COM 444717102 407 17,100 SH SOLE 17,100 0 0 Human Genome Sciences, Inc. COM 444903108 961 35,023 SH SOLE 35,023 0 0 Huntington Bancshares Incorpor COM 446150104 1,358 204,475 SH SOLE 204,475 0 0 Huntington Ingalls Industries COM 446413106 2,403 57,902 SH SOLE 57,613 0 289 Hutin Building Products Inc. COM 448451104 205 208,799 SH SOLE 208,799 0 0 Hyatt Hotels Corp. - Class A COM 448579102 436 10,125 SH SOLE 10,125 0 0 IBERIABANK Corporation COM 450828108 24,540 408,114 SH SOLE 354,093 0 54,021 IDEX Corporation COM 45167R104 13,243 303,400 SH SOLE 303,400 0 0 IDT Corp. COM 448947507 478 17,744 SH SOLE 0 0 17,744 IEC Electronics Corp. COM 44949L105 1,510 179,600 SH SOLE 179,600 0 0 Illinois Tool Works Inc. COM 452308109 29,144 542,514 SH SOLE 533,765 0 8,749 Illumina Inc. COM 452327109 392 5,600 SH SOLE 5,600 0 0 Incyte Corporation COM 45337C102 595 37,563 SH SOLE 37,475 0 88 Indra Sistemas SA COM 4476210 5,250 261,800 SH SOLE 261,800 0 0 Industrial Select Sector SPDR COM 81369Y704 1,154 30,640 SH SOLE 30,640 0 0 Inergy L.P. COM 456615103 308 7,681 SH SOLE 7,681 0 0 Informatica Corporation COM 45666Q102 1,262 24,181 SH SOLE 24,075 0 106 Ingersoll-Rand PLC COM G47791101 52,293 1,082,450 SH SOLE 1,082,450 0 0 InnVest Real Estate Investment COM 45778F101 344 48,083 SH SOLE 48,083 0 0 Insituform Technologies, Inc. COM 457667103 25,093 938,043 SH SOLE 938,043 0 0 Insperity Inc COM 45778Q107 29,267 963,355 SH SOLE 835,352 0 128,003 Inspire Pharmaceuticals, Inc. COM 457733103 11,271 2,846,279 SH SOLE 2,533,402 0 312,877 Intel Corporation COM 458140100 44,943 2,227,121 SH SOLE 2,192,782 0 34,339 International Rectifier Corpor COM 460254105 14,765 446,625 SH SOLE 446,625 0 0 Interpump Group S.p.A. COM 5161407 4,850 571,787 SH SOLE 571,787 0 0 Interserve PLC COM 0152815 6,778 1,534,905 SH SOLE 1,534,905 0 0 Interval Leisure Group, Inc. COM 46113M108 169 10,358 SH SOLE 10,358 0 0 Int'l Business Machines Corpor COM 459200101 34,151 209,423 SH SOLE 202,141 0 7,282 Intl Flavors & Fragrances COM 459506101 791 12,700 SH SOLE 12,700 0 0 Intuit Inc COM 461202103 3,291 61,975 SH SOLE 61,975 0 0 Intuitive Surgical, Inc. COM 46120E602 1,624 4,870 SH SOLE 4,870 0 0 Invensys PLC COM B19DVX6 5,516 996,000 SH SOLE 996,000 0 0 ION Geophysical Corporation COM 462044108 293 23,089 SH SOLE 3,550 319 19,220 Ipsen SA COM B0R7JF1 3,799 105,900 SH SOLE 105,900 0 0 Iron Mountain Inc COM 462846106 812 25,999 SH SOLE 25,999 0 0 Ironwood Pharmaceuticals, Inc. COM 46333X108 747 53,458 SH SOLE 53,458 0 0 iShares Barclays 1-3 Yr Treasu COM 464287457 1,256 15,000 SH SOLE 15,000 0 0 iShares Comex Gold Trust COM 464285105 2,806 200,175 SH SOLE 193,425 0 6,750 iShares MSCI Canada Index Fund COM 464286509 830 24,700 SH SOLE 24,700 0 0 iShares MSCI EAFE Index Fund COM 464287465 373 6,215 SH SOLE 6,215 0 0 iShares Russell 2000 Growth In COM 464287648 400 4,200 SH SOLE 4,200 0 0 iShares Russell 2000 Index COM 464287655 5,802 68,930 SH SOLE 68,705 225 0 iShares Russell Midcap Growth COM 464287481 439 7,200 SH SOLE 7,200 0 0 iShares S&P Preferred Stock In COM 464288687 4,260 107,445 SH SOLE 106,555 0 890 Ishares Tr JPMorgan USD COM 464288281 288 2,700 SH SOLE 2,700 0 0 iShares Trust - U.S. Real Esta COM 464287739 208 3,495 SH SOLE 3,495 0 0 Isis Pharmaceuticals, Inc. COM 464330109 16,889 1,868,248 SH SOLE 1,704,258 0 163,990 ITT Corporation COM 450911102 18,939 315,380 SH SOLE 310,715 0 4,665 Ivanhoe Australia Limited COM A0Q6JD 26,119 7,583,100 SH SOLE 7,383,100 0 200,000 Ivanhoe Energy Inc COM 465790103 563 200,000 SH SOLE 200,000 0 0 Ivanhoe Mines Ltd. COM 46579N103 1,097 40,000 SH SOLE 40,000 0 0 IXYS Corporation COM 46600W106 27,306 2,033,178 SH SOLE 1,842,473 0 190,705 J.C. Penney Company, Inc. COM 708160106 5,300 147,595 SH SOLE 141,755 0 5,840 j2 Global Communications, Inc. COM 46626e205 6,648 225,300 SH SOLE 225,300 0 0 Jack in the Box Inc. COM 466367109 16,202 714,375 SH SOLE 619,429 0 94,946 Johnson & Johnson COM 478160104 64,843 1,094,398 SH SOLE 1,078,734 750 14,914 Joy Global Inc. COM 481165108 763 7,725 SH SOLE 6,050 29 1,646 JPMorgan Chase & Co. COM 46625H100 13,480 292,400 SH SOLE 287,725 0 4,675
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Jumbo SA COM 7243530 1,839 237,624 SH SOLE 237,624 0 0 Kansas City Southern COM 485170302 803 14,750 SH SOLE 14,750 0 0 KapStone Paper and Packaging C COM 48562P103 1,987 115,700 SH SOLE 115,700 0 0 KBR, Inc. COM 48242W106 794 21,025 SH SOLE 21,025 0 0 KBW Inc. COM 482423100 23,975 915,435 SH SOLE 796,719 0 118,716 Keegan Resources Inc. COM 487275109 1,700 195,100 SH SOLE 195,100 0 0 Kellogg Company COM 487836108 923 17,099 SH SOLE 17,099 0 0 Kelly Services Class A COM 488152208 287 13,213 SH SOLE 0 0 13,213 Kennametal Inc. COM 489170100 47,468 1,217,138 SH SOLE 1,217,100 0 38 KeyCorp COM 493267108 803 90,400 SH SOLE 90,400 0 0 KeyOn Communications Holdings, COM 493312201 32 78,932 SH SOLE 78,932 0 0 Kimberly-Clark Corporation COM 494368103 39,873 610,894 SH SOLE 610,894 0 0 Kimco Realty Corporation COM 49446R109 14,460 788,448 SH SOLE 788,448 0 0 Kinder Morgan Energy Partners, COM 494550106 6,598 89,050 SH SOLE 89,050 0 0 Kinder Morgan Management, LLC. COM 49455U100 2,149 32,771 SH SOLE 32,771 0 0 Kiska Metals Corporation COM 497725101 3,688 3,845,100 SH SOLE 3,845,100 0 0 KKR & Co. L.P. COM 48248M102 423 25,800 SH SOLE 25,800 0 0 KLA-Tencor Corporation COM 482480100 412 8,709 SH SOLE 1,300 0 7,409 Kloeckner & Co. COM B170DQ6 6,099 181,930 SH SOLE 181,930 0 0 Kohls Corporation COM 500255104 1,140 21,500 SH SOLE 21,500 0 0 Kraft Foods Inc. COM 50075N104 44,203 1,409,519 SH SOLE 1,401,455 0 8,064 Krispy Kreme Doughnuts, Inc. COM 501014104 114 16,155 SH SOLE 0 0 16,155 Kulicke & Soffa Industries Inc COM 501242101 189 20,220 SH SOLE 0 0 20,220 Kyoto Kimono Yuzen Co. Ltd. COM 6174578 7,328 658,950 SH SOLE 658,950 0 0 La Barge, Inc. COM 502470107 1,496 84,500 SH SOLE 84,500 0 0 Las Vegas Sands Corp. COM 517834107 514 12,168 SH SOLE 0 55 12,113 Lazard Ltd. COM G54050102 4,486 107,890 SH SOLE 107,590 0 300 Legacy Reserves LP Unit LP INT COM 524707304 313 10,000 SH SOLE 10,000 0 0 Leggett & Platt Inc. COM 524660107 3,900 159,200 SH SOLE 159,200 0 0 Lexington Realty Trust COM 529043101 117 12,500 SH SOLE 12,500 0 0 Libbey Inc. COM 529898108 4,802 291,023 SH SOLE 291,023 0 0 Life Technologies Corporation COM 53217V109 596 11,370 SH SOLE 11,370 0 0 LionBridge Technologies, Inc. COM 536252109 17,037 4,966,960 SH SOLE 4,370,456 0 596,504 LKQ Corporation COM 501889208 349 14,500 SH SOLE 14,500 0 0 Lockheed Martin Corporation COM 539830109 1,154 14,357 SH SOLE 3,212 0 11,145 LogMeIn, Inc. COM 54142L109 296 7,025 SH SOLE 7,025 0 0 Lowe's Companies, Inc. COM 548661107 9,414 356,176 SH SOLE 356,176 0 0 LSI Logic Corporation COM 502161102 23,918 3,517,404 SH SOLE 3,517,404 0 0 LTX-Credence Corporation COM 502403207 18,604 2,037,634 SH SOLE 2,037,634 0 0 Lubrizol Corporation COM 549271104 6,196 46,250 SH SOLE 46,250 0 0 Lululemon Athletica Inc. COM 550021109 1,150 12,911 SH SOLE 10,610 37 2,264 Lydall, Inc. COM 550819106 3,453 388,408 SH SOLE 388,408 0 0 Lynas Coporation Limited COM 6121176 582 250,000 SH SOLE 250,000 0 0 Magellan Health Services Inc COM 559079207 406 8,275 SH SOLE 8,275 0 0 Magellan Midstream Partners COM 559080106 2,251 37,600 SH SOLE 37,600 0 0 Magna International Inc. COM 559222401 333 6,945 SH SOLE 0 0 6,945 Maidenform Brands, Inc. COM 560305104 5,795 202,828 SH SOLE 202,828 0 0 Makita Corporation COM 6555805 7,233 155,460 SH SOLE 155,460 0 0 Manitou B.F. S.A. COM 5724048 880 29,000 SH SOLE 29,000 0 0 Manulife Financial Corp. COM 56501R106 383 21,644 SH SOLE 21,644 0 0 Marathon Oil Corporation COM 565849106 985 18,482 SH SOLE 16,015 1,800 667 Market Vectors Agribusiness ET COM 57060U605 1,195 21,325 SH SOLE 20,125 1,200 0 Market Vectors Gold Miners ETF COM 57060U100 428 7,115 SH SOLE 6,765 350 0 Marriott International Inc. COM 571903202 5,539 155,678 SH SOLE 155,678 0 0 Marvell Technology Group Ltd. COM G5876H105 193 12,396 SH SOLE 12,396 0 0 Masco Corporation COM 574599106 24,232 1,740,791 SH SOLE 1,740,791 0 0 Mastercard, Inc. COM 57636q104 49,756 197,663 SH SOLE 196,868 0 795 Materion Corp COM 576690101 25,306 620,246 SH SOLE 541,024 0 79,222 MB Financial Inc COM 55264U108 8,882 423,739 SH SOLE 367,382 0 56,357 McCormick & Company, Inc. COM 579780206 3,611 75,500 SH SOLE 75,500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- McDonald's Corporation COM 580135101 9,849 129,435 SH SOLE 120,584 300 8,551 Mckesson Corp. COM 58155Q103 379 4,791 SH SOLE 2,560 0 2,231 Measurement Specialties Inc COM 583421102 282 8,300 SH SOLE 8,300 0 0 Medco Health Solutions, Inc. COM 58405U102 3,845 68,466 SH SOLE 67,288 0 1,178 Mercer International Inc COM 588056101 621 45,865 SH SOLE 0 0 45,865 Merck & Co., Inc. COM 58933Y105 34,046 1,031,393 SH SOLE 1,031,393 0 0 Metabolix, Inc. COM 591018809 3,190 303,475 SH SOLE 303,475 0 0 Metalico, Inc. COM 591176102 610 98,100 SH SOLE 98,100 0 0 Metlife, Inc. COM 59156r108 909 20,332 SH SOLE 20,332 0 0 MetroPCS Communications COM 591708102 196 12,045 SH SOLE 0 0 12,045 MGM Mirage COM 552953101 237 18,000 SH SOLE 18,000 0 0 Micron Technology Inc. COM 595112103 189 16,480 SH SOLE 0 0 16,480 Micros Systems Inc COM 594901100 463 9,375 SH SOLE 9,375 0 0 Microsoft Corporation COM 594918104 85,872 3,382,112 SH SOLE 3,346,109 550 35,453 Midcap SPDR Trust Series 1 COM 78467Y107 1,302 7,252 SH SOLE 7,252 0 0 Minerals Technologies Inc. COM 603158106 76,946 1,122,969 SH SOLE 1,067,601 0 55,368 Misumi Group Inc. COM 6595179 4,156 167,400 SH SOLE 167,400 0 0 Mobistar SA COM 5541979 5,300 76,450 SH SOLE 76,450 0 0 Molex Inc. COM 608554101 3,259 129,734 SH SOLE 129,734 0 0 Momenta Pharmaceutical Inc. COM 60877T100 628 39,600 SH SOLE 39,600 0 0 Monotype Imaging Holdings COM 61022P100 6,048 417,100 SH SOLE 417,100 0 0 Monsanto Company COM 61166W101 1,248 17,277 SH SOLE 17,202 0 75 Morgan Stanley COM 617446448 536 19,620 SH SOLE 19,120 0 500 MSCI Inc. COM 55354G100 527 14,300 SH SOLE 14,300 0 0 MTS Systems Corp. COM 553777103 1,583 34,761 SH SOLE 34,761 0 0 Murphy Oil Corporation COM 626717102 46,684 635,846 SH SOLE 635,846 0 0 Myriad Genetics, Inc. COM 62855J104 44,845 2,225,552 SH SOLE 2,109,721 0 115,831 Myriad Pharmaceuticals Inc. COM 62856H107 703 182,500 SH SOLE 182,500 0 0 Nabors Industries Ltd. COM G6359F103 1,883 61,975 SH SOLE 57,805 0 4,170 Nalco Holding Co. COM 62985q101 218 8,000 SH SOLE 8,000 0 0 National Health Investors, Inc COM 63633D104 310 6,475 SH SOLE 6,475 0 0 National-Oilwell Varco Inc. COM 637071101 636 8,024 SH SOLE 3,079 0 4,945 Navios Maritime Partners LP COM Y62267102 1,154 56,770 SH SOLE 56,320 0 450 NCI Building Systems, Inc. COM 628852204 8,761 691,468 SH SOLE 691,468 0 0 Nestle SA COM 7123870 8,168 142,500 SH SOLE 142,500 0 0 NetApp, Inc. COM 64110D104 566 11,754 SH SOLE 9,650 0 2,104 Netflix.com Inc. COM 64110l106 1,279 5,377 SH SOLE 2,450 14 2,913 Netgear, Inc. COM 64111Q104 328 10,100 SH SOLE 10,100 0 0 Netlogic Microsystems Inc. COM 64118B100 613 14,600 SH SOLE 14,600 0 0 Netspend Holdings Inc COM 64118V106 294 27,975 SH SOLE 27,975 0 0 Nevsun Resources Ltd. COM 64156l101 9,342 1,646,700 SH SOLE 1,646,700 0 0 New Jersey Res Corp COM 646025106 220 5,129 SH SOLE 0 0 5,129 Newmont Mining Corporation COM 651639106 154,238 2,825,902 SH SOLE 2,790,249 0 35,653 Nexans S.A. COM 7130836 6,042 63,170 SH SOLE 63,170 0 0 Nexen Inc. COM 65334H102 474 19,000 SH SOLE 19,000 0 0 NextEra Energy, Inc. COM 65339F101 74,003 1,342,572 SH SOLE 1,339,617 0 2,955 NII Holdings Inc. COM 62913f201 818 19,640 SH SOLE 19,640 0 0 Nippon Express Co., Ltd. COM 6642127 274 71,400 SH SOLE 71,400 0 0 NN Inc Com COM 629337106 243 13,304 SH SOLE 0 179 13,125 Nordstrom, Inc. COM 655664100 373 8,304 SH SOLE 8,304 0 0 Northern Oil and Gas, Inc. COM 665531109 352 13,175 SH SOLE 13,175 0 0 Northern Trust Corporation COM 665859104 276 5,440 SH SOLE 5,440 0 0 Northrop Grumman Corporation COM 666807102 21,775 347,240 SH SOLE 345,506 0 1,734 NRJ Group COM 5996126 395 37,300 SH SOLE 37,300 0 0 Nucor Corporation COM 670346105 3,537 76,868 SH SOLE 76,868 0 0 Occidental Petroleum Corporati COM 674599105 16,762 160,421 SH SOLE 154,831 0 5,590 Ocean Park Ventures Corp. COM 67486Q104 1,345 2,172,500 SH SOLE 2,172,500 0 0 Oceaneering International, Inc COM 675232102 5,224 58,406 SH SOLE 41,106 0 17,300 Old Republic COM 680223104 140 11,000 SH SOLE 11,000 0 0 Omeros Corporation COM 682143102 1,110 138,700 SH SOLE 138,700 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Omnicare, Inc. COM 681904108 604 20,125 SH SOLE 19,625 500 0 OMRON Corporation COM 6659428 7,780 276,800 SH SOLE 276,800 0 0 On Assignment Inc Com COM 682159108 188 19,851 SH SOLE 0 303 19,548 Oneok Inc COM 682680103 468 7,000 SH SOLE 7,000 0 0 Openwave Systems Inc. COM 683718308 13,438 6,279,637 SH SOLE 5,457,120 0 822,517 Oppenheimer Hldgs Inc CL A Non COM 683797104 336 10,013 SH SOLE 0 0 10,013 Optex Company Ltd. COM 6660914 476 33,500 SH SOLE 33,500 0 0 Oracle Corporation COM 68389X105 6,389 191,087 SH SOLE 187,069 0 4,018 O'Reilly Automotive Inc. NEW COM 67103H107 3,767 65,550 SH SOLE 65,550 0 0 Orezone Gold Corporation COM 68616T109 12,741 2,600,588 SH SOLE 2,600,588 0 0 Owens & Minor Inc Holding Co. COM 690732102 427 13,159 SH SOLE 0 0 13,159 Owens-Illinois, Inc. COM 690768403 84,564 2,801,064 SH SOLE 2,792,589 0 8,475 PACCAR Inc. COM 693718108 667 12,740 SH SOLE 12,740 0 0 Pall Corporation COM 696429307 1,514 26,285 SH SOLE 25,860 425 0 Panera Bread Company COM 69840W108 229 1,800 SH SOLE 1,800 0 0 Panoramic Resources, Ltd. COM 6405665 361 153,660 SH SOLE 153,660 0 0 Parametric Technology Corporat COM 699173209 20,286 901,997 SH SOLE 785,280 0 116,717 PAREXEL International Corporat COM 699462107 24,883 999,336 SH SOLE 866,521 0 132,815 Parker Hannifin Corporation COM 701094104 994 10,500 SH SOLE 10,500 0 0 Patterson Companies Inc. COM 703395103 219 6,800 SH SOLE 6,800 0 0 Paychex, Inc. COM 704326107 381 12,150 SH SOLE 12,150 0 0 Peabody Energy Corporation COM 704549104 858 11,930 SH SOLE 9,100 0 2,830 Penn West Energy Trust COM 707887105 372 13,438 SH SOLE 13,438 0 0 PepsiCo, Inc. COM 713448108 11,255 174,746 SH SOLE 164,995 0 9,751 Petrohawk Energy Corporation COM 716495106 5,885 239,793 SH SOLE 220,543 0 19,250 Petsmart Inc. COM 716768106 646 15,775 SH SOLE 15,775 0 0 Pfizer Inc. COM 717081103 82,481 4,061,080 SH SOLE 4,007,362 0 53,718 Pharmaceutical Product Develop COM 717124101 8,699 314,045 SH SOLE 241,545 0 72,500 Philip Morris International In COM 718172109 8,279 126,146 SH SOLE 121,366 0 4,780 Pinnacle Financial Partners, I COM 72346Q104 23,832 1,440,869 SH SOLE 1,256,610 0 184,259 Pioneer Natural Resources COM 723787107 2,404 23,584 SH SOLE 23,475 0 109 Pioneer Southwest Energy Partn COM 72388B106 3,223 93,685 SH SOLE 93,685 0 0 Plains All American Pipeline L COM 726503105 1,120 17,575 SH SOLE 17,575 0 0 Plains Exploration & Productio COM 726505100 2,616 72,204 SH SOLE 72,204 0 0 Plexus Corp. COM 729132100 47,254 1,347,807 SH SOLE 1,347,807 0 0 Plum Creek Timber Company, Inc COM 729251108 1,730 39,670 SH SOLE 37,270 2,400 0 Polo Ralph Lauren Corporation COM 731572103 677 5,475 SH SOLE 5,475 0 0 PolyOne Corporation COM 73179p106 22,559 1,587,511 SH SOLE 1,587,511 0 0 Portfolio Recovery Associates COM 73640q105 409 4,800 SH SOLE 4,800 0 0 Potash Corporation of Saskatch COM 73755L107 2,754 46,738 SH SOLE 45,715 48 975 Potlatch Corporation COM 737630103 2,525 62,814 SH SOLE 62,814 0 0 Power Assets Holdings Ltd COM 6435327 5,715 854,965 SH SOLE 854,965 0 0 Power-One, Inc. COM 73930R102 114 13,047 SH SOLE 0 249 12,798 Powerwave Technologies, Inc. COM 739363109 212 46,958 SH SOLE 0 0 46,958 POZEN Inc. COM 73941U102 830 154,590 SH SOLE 154,590 0 0 PPG Industries Inc. COM 693506107 295 3,100 SH SOLE 2,400 700 0 Praxair, Inc. COM 74005P104 7,921 77,963 SH SOLE 77,963 0 0 Precision Castparts Corp. COM 740189105 4,253 28,895 SH SOLE 28,895 0 0 Premier Gold Mines Ltd. COM 74051D104 8,874 1,196,600 SH SOLE 1,175,400 0 21,200 Priceline.com COM 741503403 6,339 12,517 SH SOLE 11,303 6 1,208 Pride International, Inc. COM 74153q102 748 17,425 SH SOLE 16,925 0 500 Primero Mining Corporation COM 74164W106 10,470 2,780,900 SH SOLE 2,637,100 0 143,800 Primoris Services Corporation COM 74164F103 417 41,100 SH SOLE 41,100 0 0 ProShares UltraShort 20+ Year COM 74347R297 168 4,500 SH SOLE 4,500 0 0 Proshares UltraShort Small Cap COM 74348A400 324 7,075 SH SOLE 7,075 0 0 Provident Energy Ltd. COM 74386V100 187 20,131 SH SOLE 0 0 20,131 Prudential Financial, Inc. COM 744320102 4,503 73,124 SH SOLE 73,124 0 0 Public Service Enterprise Grou COM 744573106 1,965 62,375 SH SOLE 61,875 0 500 Pulte Group Inc. COM 745867101 1,577 213,070 SH SOLE 197,790 0 15,280 Pure Cycle Corporation COM 746228303 310 79,626 SH SOLE 79,626 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- PYI Corp LTD COM 6129288 1,073 28,770,000 SH SOLE 28,770,000 0 0 QEP Resources Inc. COM 74733V100 513 12,643 SH SOLE 12,643 0 0 Qualcomm Incorporated COM 747525103 17,645 321,816 SH SOLE 321,816 0 0 Quest Diagnostics Incorporated COM 74834L100 12,473 216,090 SH SOLE 216,090 0 0 Questar Corporation COM 748356102 324 18,550 SH SOLE 18,550 0 0 Questcor Pharmaceuticals, Inc. COM 74835Y101 257 17,850 SH SOLE 17,850 0 0 R. R. Donnelley & Sons Company COM 257867101 16,897 893,100 SH SOLE 893,100 0 0 Radius Gold Inc. COM 750468100 1,371 2,178,786 SH SOLE 2,178,786 0 0 Range Resources Corporation COM 75281A109 2,331 39,866 SH SOLE 36,493 0 3,373 Raytheon Company COM 755111507 1,433 28,171 SH SOLE 13,779 0 14,392 RBC Bearing Inc COM 75524B104 283 7,400 SH SOLE 7,400 0 0 RealD Inc. COM 75604L105 1,229 44,925 SH SOLE 44,325 0 600 Redwood Trust, Inc. COM 758075402 3,036 195,220 SH SOLE 194,450 0 770 Richfield Ventures Corporation COM 76340N207 13,497 1,744,700 SH SOLE 1,744,700 0 0 RightNow Technologies, Inc. COM 76657R106 260 8,300 SH SOLE 8,300 0 0 Riverbed Technology, Inc. COM 768573107 1,224 32,500 SH SOLE 32,500 0 0 Rockwell Automation COM 773903109 3,848 40,656 SH SOLE 40,600 0 56 Rockwell Collins, Inc. COM 774341101 736 11,350 SH SOLE 11,350 0 0 Rollins Inc. COM 775711104 490 24,150 SH SOLE 21,550 2,600 0 Roper Industries Inc. COM 776696106 4,881 56,452 SH SOLE 56,452 0 0 Ross Stores Inc. COM 778296103 5,263 74,000 SH SOLE 74,000 0 0 Rovi Corporation COM 779376102 717 13,369 SH SOLE 13,369 0 0 Rowan Companies Inc. COM 779382100 657 14,875 SH SOLE 14,875 0 0 Royal Caribbean Cruises Ltd. COM V7780T103 2,557 61,967 SH SOLE 59,445 53 2,469 Royal Gold, Inc. COM 780287108 66,651 1,271,965 SH SOLE 1,239,965 0 32,000 RPC, Inc. COM 749660106 638 25,181 SH SOLE 0 151 25,030 Rubicon Technology Inc COM 78112T107 512 18,500 SH SOLE 18,500 0 0 Ruby Tuesday, Inc. COM 781182100 5,180 395,084 SH SOLE 394,756 0 328 Rush Enterprises, Inc. COM 781846209 18,556 937,185 SH SOLE 937,080 0 105 Rydex S&P Equal Weight Healthc COM 78355w841 205 3,000 SH SOLE 3,000 0 0 Rydex S&P Equal Weight Technol COM 78355w817 356 6,200 SH SOLE 6,200 0 0 Sa Sa International Holdings L COM 6003401 33 65,000 SH SOLE 65,000 0 0 Safeway Inc. COM 786514208 28,833 1,224,860 SH SOLE 1,209,445 0 15,415 Salesforce.com, Inc. COM 79466l302 6,377 47,741 SH SOLE 47,741 0 0 Salisbury Bancorp Inc COM 795226109 906 33,777 SH SOLE 33,777 0 0 Salix Pharmaceuticals, Ltd. COM 795435106 3,227 92,125 SH SOLE 92,125 0 0 Sandspring Resources Ltd COM B245628 1,316 400,000 SH SOLE 400,000 0 0 Sanofi-Aventis COM 5671735 7,015 100,045 SH SOLE 100,045 0 0 Santa Barbara Resources Ltd. COM B40S2PO 443 1,342,833 SH SOLE 1,342,833 0 0 Sapient Corporation COM 803062108 5,880 513,580 SH SOLE 492,835 0 20,745 SCANA Corporation COM 80589M102 248 6,300 SH SOLE 6,300 0 0 Schlumberger Limited COM 806857108 94,144 1,009,476 SH SOLE 1,007,369 0 2,107 Schoolwurks Inc (DELISTED) COM 80802m103 - 12,210 SH OTHER 2 0 0 12,210 Scorpio Mining Corporation COM 80917V105 45,077 30,994,188 SH SOLE 30,505,488 0 488,700 Sealed Air Corporation COM 81211K100 814 30,548 SH SOLE 30,548 0 0 SEMAFO Inc. COM 816922108 5,256 548,500 SH SOLE 448,500 0 100,000 Sigma-Aldrich Corporation COM 826552101 1,753 27,540 SH SOLE 27,540 0 0 Silicon Image, Inc. COM 82705t102 1,135 126,641 SH SOLE 60,000 400 66,241 Sinclair Broadcast Group Cl A COM 829226109 199 15,853 SH SOLE 0 0 15,853 Sirona Dental Systems COM 82966c103 676 13,475 SH SOLE 13,475 0 0 Skyworks Solutions COM 83088M102 535 16,500 SH SOLE 16,500 0 0 SM Energy Company COM 78454L100 677 9,125 SH SOLE 9,125 0 0 SMC Corporation COM 6763965 6,402 38,900 SH SOLE 38,900 0 0 Sogefi S.p.A. COM T86807103 7,044 1,740,300 SH SOLE 1,740,300 0 0 Sol Melia SA COM 5738298 7,784 677,235 SH SOLE 677,235 0 0 Solutia Inc. COM 834376501 22,642 891,400 SH SOLE 891,400 0 0 Solvay SA COM 4821100 5,960 50,315 SH SOLE 50,315 0 0 Sonic Automotive Inc. - Cl A COM 83545g102 265 18,913 SH SOLE 0 0 18,913 Sonoco Products Company COM 835495102 53,410 1,474,183 SH SOLE 1,474,183 0 0 Sotheby's COM 835898107 571 10,855 SH SOLE 10,675 0 180
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Source Exploration Corp COM 83614T100 119 300,000 SH SOLE 300,000 0 0 Southern Company COM 842587107 4,384 115,038 SH SOLE 115,038 0 0 Southern Union Company COM 844030106 22,630 790,700 SH SOLE 790,700 0 0 Southwestern Energy COM 845467109 215 5,000 SH SOLE 5,000 0 0 Spartech Corporation COM 847220209 9,210 1,270,300 SH SOLE 1,270,300 0 0 SPDR Dow Jones Industrial Aver COM 78467X109 731 5,940 SH SOLE 5,940 0 0 SPDR Gold Trust COM 78463V107 36,991 264,484 SH SOLE 263,444 800 240 SPDR S&P Biotech ETF COM 78464a870 3,172 47,505 SH SOLE 47,505 0 0 Spectra Energy Corporation COM 847560109 7,496 275,809 SH SOLE 267,259 0 8,550 Speedway Motorsports, Inc. COM 847788106 330 20,650 SH SOLE 20,650 0 0 Spotless Group Limited COM 6836403 5,277 2,629,815 SH SOLE 2,629,815 0 0 Sprott Physical Gold Trust COM 85207H104 17,740 1,403,500 SH SOLE 1,403,500 0 0 St. Jude Medical, Inc. COM 790849103 39,964 779,638 SH SOLE 773,338 0 6,300 Standard & Poor's Depository R COM 78462F103 615 4,640 SH SOLE 4,390 250 0 Stanley Black & Decker Inc. COM 854502101 57,067 745,000 SH SOLE 745,000 0 0 Stantec Inc. COM 85472N109 7,857 261,800 SH SOLE 261,800 0 0 Starbucks Corp. COM 855244109 2,605 70,500 SH SOLE 70,500 0 0 Starwood Hotels & Resorts Worl COM 85590A401 3,867 66,537 SH SOLE 65,767 0 770 State Street Corp. COM 857477103 254 5,646 SH SOLE 5,646 0 0 Steelcase Inc. COM 858155203 36,617 3,217,698 SH SOLE 3,217,258 0 440 Stereotaxis Inc. COM 85916J102 3,510 906,855 SH SOLE 906,855 0 0 Stericycle Inc. COM 858912108 510 5,750 SH SOLE 5,750 0 0 Stillwater Mining Co COM 86074Q102 228 9,963 SH SOLE 0 0 9,963 Stoneridge Inc. COM 86183P102 483 33,059 SH SOLE 32,650 0 409 STR Holdings Inc COM 78478V100 702 36,600 SH SOLE 36,600 0 0 Strategic Hotels & Resorts, In COM 86272T106 83 12,800 SH SOLE 12,800 0 0 Strategic Metals Ltd COM 862758109 3,140 966,400 SH SOLE 966,400 0 0 Stryker Corporation COM 863667101 3,152 51,850 SH SOLE 51,850 0 0 SuccessFactors, Inc. COM 864596101 417 10,675 SH SOLE 10,675 0 0 Summer Infant, Inc. COM 865646103 5,299 662,433 SH SOLE 662,433 0 0 Suncor Energy, Inc. COM 867224107 1,551 34,600 SH SOLE 34,600 0 0 Sunrise Senior Living Inc COM 86768K106 210 17,630 SH SOLE 0 337 17,293 Sunward Resources Ltd. COM 86802T105 1,166 673,000 SH SOLE 560,000 0 113,000 Swiss Helvitia Fund COM 870875101 194 14,000 SH SOLE 14,000 0 0 SXC Health Solutions Corporati COM 78505P100 393 7,200 SH SOLE 7,200 0 0 Symantec Corporation COM 871503108 28,675 1,546,650 SH SOLE 1,546,650 0 0 Syms Corp COM 871551107 575 86,227 SH OTHER 2 0 0 86,227 Synnex Corp COM 87162w100 380 11,618 SH SOLE 0 0 11,618 Sysco Corporation COM 871829107 7,185 259,396 SH SOLE 256,488 0 2,908 Tahoe Resources Inc. COM 873868103 10,949 541,600 SH SOLE 476,300 0 65,300 Takata Corporation COM B1FSLW4 7,325 256,020 SH SOLE 256,020 0 0 Talisman Energy Inc. COM 87425E103 445 18,000 SH SOLE 18,000 0 0 Target Corporation COM 87612E106 1,009 20,176 SH SOLE 20,176 0 0 Technology Select Sector SPDR COM 81369y803 637 24,450 SH SOLE 23,825 625 0 TeleCommunication Systems, Inc COM 87929J103 11,003 2,657,646 SH SOLE 2,308,585 0 349,061 Teleflex Inc. COM 879369106 18,562 320,145 SH SOLE 319,845 0 300 TeleTech Holdings, Inc. COM 879939106 509 26,255 SH SOLE 26,255 0 0 Television Broadcasts COM 6881674 5,959 1,014,245 SH SOLE 1,014,245 0 0 Tempur-Pedic International Inc COM 88023U101 852 16,811 SH SOLE 13,150 0 3,661 Teradyne, Inc. COM 880770102 17,036 956,546 SH SOLE 956,450 0 96 Tessera Technologies Inc COM 88164L100 553 30,300 SH SOLE 30,300 0 0 Tetra Tech Inc. COM 88162g103 3,427 138,821 SH SOLE 138,821 0 0 Tetra Technologies COM 88162F105 340 22,100 SH SOLE 22,100 0 0 Texas Instruments Inc. COM 882508104 989 28,625 SH SOLE 16,500 0 12,125 Texas Roadhouse, Inc. COM 882681109 297 17,500 SH SOLE 17,500 0 0 Thai Beverage Public Company L COM Y8588A103 130 565,000 SH SOLE 565,000 0 0 The Allstate Corporation COM 020002101 21,195 666,926 SH SOLE 661,751 0 5,175 The Boeing Company COM 097023105 20,058 271,314 SH SOLE 271,215 0 99 The Boston Beer Company, Inc. COM 100557107 509 5,500 SH SOLE 5,500 0 0 The Brinks Co. COM 109696104 8,691 262,502 SH SOLE 226,995 0 35,507
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- The Chubb Corporation COM 171232101 4,401 71,777 SH SOLE 68,692 0 3,085 The Clorox Company COM 189054109 592 8,445 SH SOLE 8,445 0 0 The Coca-Cola Company COM 191216100 61,503 927,094 SH SOLE 918,197 0 8,897 The Cooper Companies, Inc. COM 216648402 2,063 29,700 SH SOLE 29,700 0 0 The Dow Chemical Company COM 260543103 253 6,696 SH SOLE 6,696 0 0 The Fresh Market, Inc. COM 35804H106 905 23,980 SH SOLE 23,980 0 0 The Goldman Sachs Group, Inc. COM 38141G104 5,546 34,968 SH SOLE 34,968 0 0 The Hain Celestial Group, Inc. COM 405217100 1,642 50,860 SH SOLE 50,110 750 0 The Home Depot, Inc. COM 437076102 32,627 880,387 SH SOLE 851,825 0 28,562 The JPMorgan Alerian MLP Index COM 46625H365 1,784 46,985 SH SOLE 46,140 0 845 The Knot, Inc. COM 499184109 3,351 278,100 SH SOLE 278,100 0 0 The Kroger Co. COM 501044101 5,434 226,690 SH SOLE 226,690 0 0 The Manitowoc Company, Inc. COM 563571108 4,155 189,880 SH SOLE 181,450 0 8,430 The McGraw-Hill Companies, Inc COM 580645109 3,813 96,770 SH SOLE 96,470 0 300 The Mosaic Company COM 61945A107 2,898 36,804 SH SOLE 36,700 32 72 The Procter & Gamble Company COM 742718109 15,892 257,987 SH SOLE 239,829 1,400 16,758 The St. Joe Company COM 790148100 207 8,250 SH SOLE 8,250 0 0 The TJX Companies, Inc. COM 872540109 3,832 77,055 SH SOLE 70,480 0 6,575 The Travelers Companies, Inc. COM 89417E109 1,904 32,003 SH SOLE 19,487 300 12,216 The Walt Disney Company COM 254687106 4,011 93,095 SH SOLE 93,095 0 0 The Williams Companies, Inc. COM 969457100 2,105 67,500 SH SOLE 67,500 0 0 Thermo Fisher Scientific Inc COM 883556102 32,137 578,519 SH SOLE 578,519 0 0 Thomas & Betts Corp. COM 884315102 1,377 23,150 SH SOLE 23,150 0 0 Thoratec Corporation COM 885175307 8,797 339,247 SH SOLE 325,647 0 13,600 TIBCO Software Inc. COM 88632Q103 11,654 427,675 SH SOLE 404,203 0 23,472 Tier Technologies, Inc. COM 88650Q100 1,193 217,000 SH SOLE 217,000 0 0 Titan Cement Company COM b01nxt7 3,950 158,200 SH SOLE 158,200 0 0 Titan International, Inc. COM 88830M102 845 31,768 SH SOLE 21,900 133 9,735 TNR Gold Corporation COM 014489827 107 631,000 SH SOLE 631,000 0 0 Torex Gold Resources Inc. COM 891054108 2,017 1,074,500 SH SOLE 1,066,100 0 8,400 Toro Company COM 891092108 298 4,500 SH SOLE 4,500 0 0 Total System Services, Inc. COM 891906109 27,935 1,550,231 SH SOLE 1,542,836 0 7,395 Tractor Supply Company COM 892356106 1,077 18,000 SH SOLE 18,000 0 0 Transocean Ltd. COM H8817H100 2,199 28,211 SH SOLE 28,211 0 0 Trex Company, Inc. COM 89531P105 16,705 512,106 SH SOLE 506,444 0 5,662 TriMas Corporation COM 896215209 7,839 364,600 SH SOLE 364,017 0 583 Trimble Navigation Ltd. COM 896239100 2,598 51,400 SH SOLE 51,400 0 0 Triquint Semiconductor COM 89674k103 237 18,388 SH SOLE 0 186 18,202 TRW Automotive Holdings COM 87264s106 922 16,736 SH SOLE 14,625 0 2,111 Tupperware Brands Corporation COM 899896104 691 11,575 SH SOLE 11,575 0 0 Tyco International Ltd. COM H89128104 67,675 1,511,607 SH SOLE 1,511,607 0 0 U.S. Airways Group Inc. COM 90341W108 113 12,982 SH SOLE 0 0 12,982 U.S. Bancorp COM 902973304 428 16,207 SH SOLE 16,207 0 0 Ulta Salon, Cosmetics & Fragra COM 90384S303 569 11,827 SH SOLE 11,800 0 27 Ultra Petroleum Corp. COM 903914109 330 6,700 SH SOLE 6,700 0 0 Ultratech, Inc. COM 904034105 52,248 1,777,159 SH SOLE 1,577,823 0 199,336 Umicore COM 4005001 4,235 85,400 SH SOLE 85,400 0 0 Umpqua Holdings Corporation COM 904214103 29,835 2,607,914 SH SOLE 2,275,029 0 332,885 Union Pacific Corporation COM 907818108 10,286 104,606 SH SOLE 103,831 775 0 Unit Corporation COM 909218109 28,382 458,142 SH SOLE 395,779 0 62,363 United Online, Inc. COM 911268100 923 146,400 SH SOLE 146,400 0 0 United Parcel Service, Inc. COM 911312106 38,981 524,507 SH SOLE 524,007 500 0 United Rentals COM 911363109 460 13,827 SH SOLE 0 101 13,726 United Technologies Corporatio COM 913017109 11,089 131,001 SH SOLE 127,896 0 3,105 United Therapeutics Corporatio COM 91307C102 811 12,100 SH SOLE 12,100 0 0 Universal Electronics COM 913483103 2,492 84,300 SH SOLE 84,300 0 0 USEC Inc. COM 90333E108 77 17,418 SH SOLE 0 0 17,418 VAALCO Energy, Inc. COM 91851C201 23,575 3,038,073 SH SOLE 2,666,462 0 371,611 Valero Energy Corporation COM 91913Y100 556 18,661 SH SOLE 15,000 0 3,661 Vanguard Emergining Markets ET COM 922042858 2,066 42,201 SH SOLE 42,201 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- VASCO Data Security Internatio COM 92230Y104 670 48,795 SH SOLE 48,795 0 0 Veeco Instruments Inc. COM 922417100 468 9,202 SH SOLE 8,000 0 1,202 Ventas Inc. COM 92276F100 980 18,050 SH SOLE 18,050 0 0 Veolia Environment COM 4031879 729 23,437 SH SOLE 23,437 0 0 VeriFone Holdings Inc. COM 92342Y109 477 8,675 SH SOLE 8,675 0 0 Verizon Communications Inc. COM 92343V104 34,174 886,704 SH SOLE 864,463 0 22,241 VirtualScopics, Inc. COM 928269109 109 53,098 SH SOLE 53,098 0 0 Visa Inc. COM 92826C839 5,664 76,941 SH SOLE 76,743 0 198 Vishay Intertechnology COM 928298108 381 21,471 SH SOLE 0 164 21,307 Vivendi Universal SA COM 4834777 9,399 329,150 SH SOLE 329,150 0 0 VMware, Inc. COM 928563402 2,901 35,574 SH SOLE 35,574 0 0 Vocus, Inc. COM 92858J108 215 8,300 SH SOLE 8,300 0 0 Vonage Holdings Corp COM 92886T201 200 43,793 SH SOLE 0 0 43,793 Vulcan Materials Company COM 929160109 15,889 348,450 SH SOLE 347,950 0 500 W&T Offshore, Inc. COM 92922P106 334 14,650 SH SOLE 14,650 0 0 W. R. Grace & Co. COM 38388F108 2,431 63,478 SH SOLE 63,228 0 250 Walgreen Company COM 931422109 6,091 151,738 SH SOLE 149,676 0 2,062 Wal-Mart Stores, Inc. COM 931142103 7,377 141,729 SH SOLE 124,414 800 16,515 Walter Energy Inc COM 93317Q105 2,102 15,520 SH SOLE 15,520 0 0 Waters Corporation COM 941848103 1,086 12,500 SH SOLE 12,500 0 0 Wayside Technology Group, Inc. COM 946760105 1,087 79,150 SH SOLE 79,150 0 0 WD-40 Company COM 929236107 718 16,950 SH SOLE 16,950 0 0 Weatherford International Ltd. COM H27013103 12,482 552,281 SH SOLE 541,756 0 10,525 Websense, Inc. COM 947684106 856 37,250 SH SOLE 37,250 0 0 Weight Watchers Intl. COM 948626106 200 2,854 SH SOLE 0 0 2,854 Wellpoint Health Networks, Inc COM 94973V107 290 4,160 SH SOLE 4,049 0 111 Wells Fargo & Company COM 949746101 7,111 224,255 SH SOLE 224,036 0 219 WESCO International Inc COM 95082P105 17,062 273,000 SH SOLE 273,000 0 0 Westar Energy, Inc. COM 95709T100 230 8,700 SH SOLE 8,700 0 0 Westlake Chemical Corporation COM 960413102 610 10,862 SH SOLE 0 62 10,800 Weyerhaeuser Company COM 962166104 40,772 1,657,391 SH SOLE 1,654,491 2,500 400 Whiting Petroleum Corporation COM 966387102 332 4,525 SH SOLE 4,525 0 0 Whole Foods Market Inc. COM 966837106 455 6,900 SH SOLE 6,900 0 0 Wilmington Trust Corporation COM 971807102 4,843 1,071,400 SH SOLE 1,071,400 0 0 Windstream Corporation COM 97381W104 807 62,668 SH SOLE 62,668 0 0 Witwatersrand Consolidated Gol COM b13c2j2 423 55,000 SH SOLE 55,000 0 0 World Fuel Services Corp. COM 981475106 253 6,230 SH SOLE 0 0 6,230 Wright Medical Group, Inc. COM 98235T107 198 11,650 SH SOLE 11,650 0 0 Wyndham Worldwide Corporation COM 98310w108 207 6,500 SH SOLE 6,500 0 0 Wynn Resorts Limited COM 983134107 1,262 9,925 SH SOLE 9,925 0 0 Yahoo! Inc. COM 984332106 1,551 93,000 SH SOLE 93,000 0 0 Yamana Gold Inc. COM 98462Y100 61,394 4,968,400 SH SOLE 4,874,800 0 93,600 Yum! Brands, Inc COM 988498101 22,206 432,200 SH SOLE 432,200 0 0 100,000ths Wells Fargo & Co. ( kek746889 - 116,800 SH SOLE 116,800 0 0 ABB Limited 000375204 2,582 106,718 SH SOLE 106,480 0 238 Acasti Pharma Inc (pvt) 00430K105 - 23,222 SH SOLE 23,222 0 0 Accenture PLC G1151C101 3,411 62,060 SH SOLE 62,060 0 0 Agnico-Eagle Mines Limited 008474108 66,276 998,877 SH SOLE 978,277 0 20,600 Alamos Gold Inc. 011527108 57,274 3,606,700 SH SOLE 3,489,700 0 117,000 Allied Gold Ltd (pvt) AU000000A 16,489 23,860,000 SH SOLE 23,860,000 0 0 American EuroPacific Growth Fu 29875E100 7,475 174,649 SH SOLE 174,290 0 359 AngloGold Ashanti Limited - AD 035128206 41,812 872,000 SH SOLE 842,000 0 30,000 Applied Semiconductor, Inc. SE 101 16,800 SH SOLE 16,800 0 0 Astreka LLC :COST8 756 75,624 SH SOLE 75,624 0 0 ATAC Resources Ltd. (pvt) 046491106 34,608 4,800,000 SH SOLE 4,800,000 0 0 Avion Resources WTS CAD$.65 EX B1Z58S:0. - 1,000,000 SH SOLE 1,000,000 0 0 Aviva PLC ADR 05382A104 88 6,243 SH SOLE 251 0 5,992 Baidu, Inc. - ADR 056752108 3,524 25,570 SH SOLE 25,570 0 0 Banco Santander SA - ADR 05964H105 22,203 1,896,032 SH SOLE 1,893,797 0 2,235 Bank of America Corporation Pf 060505765 215 8,200 SH SOLE 8,200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Barrick Gold Corporation 067901108 72,617 1,398,900 SH SOLE 1,370,400 0 28,500 BHP Billiton Limited - ADR 088606108 34,289 357,629 SH SOLE 355,389 0 2,240 BIO-key International Inc. (Se bkyi2 - 65,926 SH SOLE 65,926 0 0 BP plc - ADR 055622104 4,100 92,890 SH SOLE 92,890 0 0 Brighton Energy Corp. (pvt) 516 500,000 SH SOLE 500,000 0 0 Brigus Gold WTS CAD$2.19 exp 1 109490102 277 357,500 SH SOLE 357,500 0 0 Calloway Golf Co. 7.5% Pfd Ser 131193203 598 5,100 SH SOLE 5,100 0 0 Cameco Corporation 13321L108 32,764 1,090,665 SH SOLE 1,084,165 0 6,500 CANON INC. - ADR 138006309 10,032 231,426 SH SOLE 231,312 0 114 Centamin Egypt Ltd (pvt) b1vrqz3 11,244 5,191,100 SH SOLE 5,191,100 0 0 Chicago Bridge & Iron Company 167250109 1,520 37,385 SH SOLE 37,225 0 160 China Lodging Group Ltd 16949N109 395 22,625 SH SOLE 22,625 0 0 Chunghwa Telecom Co., Ltd. 17133Q502 412 13,209 SH SOLE 13,209 0 0 Cia de Minas Buenaventura S.A. 204448104 45,815 1,066,200 SH SOLE 1,034,000 0 32,200 Companhia Siderurgica Nacional 20440W105 1,329 79,800 SH SOLE 79,800 0 0 Condor Petroleum (pvt) 516 500,000 SH SOLE 500,000 0 0 Copper Development Corp (pvt) G2540X103 10,179 17,874,284 SH SOLE 17,874,284 0 0 Copper One Inc (pvt) 21751Q109 804 1,900,000 SH SOLE 1,900,000 0 0 Copper One Inc WTS CAD$0.80 ex b2378q:0. - 950,000 SH SOLE 950,000 0 0 Core Laboratories N.V. N22717107 8,006 78,355 SH SOLE 78,355 0 0 Corvus Gold Inc (pvt) 221013105 2,239 2,856,333 SH SOLE 2,856,333 0 0 Crescent Point Energy Corp 22576C101 1,271 26,200 SH SOLE 26,200 0 0 Ctrip.com International Ltd. 22943F100 613 14,775 SH SOLE 14,775 0 0 Danone S.A - ADR 23636T100 501 38,120 SH SOLE 38,120 0 0 Deep Sea Mineral Exploration ( 162 162,173 SH SOLE 162,173 0 0 Detour Gold Corporation (pvt) 250669108 8,855 280,000 SH SOLE 280,000 0 0 Deutsche Bank AG D18190898 3,212 54,375 SH SOLE 54,375 0 0 Deutsche Telekom AG - ADR 251566105 2,245 145,594 SH SOLE 140,264 0 5,330 Dreyfus Premier Intermediate T 261967301 302 22,925 SH OTHER 2 0 0 22,925 East Asia Minerals Corporation 270541105 24,659 4,079,600 SH SOLE 4,079,600 0 0 ECF Value Fund II LP 1,152 500,000 SH SOLE 500,000 0 0 ECI (pvt) :COST9 500 588,200 SH SOLE 588,200 0 0 Eifb Ulysse C Fund 289990954 1,316 21,500 SH SOLE 21,500 0 0 Eldorado Gold Corp (pvt) 284902103 16,307 1,000,000 SH SOLE 1,000,000 0 0 Eldorado Gold Corporation 284902103 27,336 1,681,200 SH SOLE 1,605,100 0 76,100 Electrum Ltd. (pvt) :COST10 18,701 3,339,400 SH SOLE 3,339,400 0 0 EMCORE Corporation (XXX) 29084610R 578 225,000 SH SOLE 225,000 0 0 EMCORE Corporation WTS $15.06 emkr.wt 32 89,250 SH SOLE 89,250 0 0 Endeavour Ming Corp WTS CAD$ 2 B4W8L73 928 1,000,000 SH SOLE 1,000,000 0 0 Enerplus Resources Fund 29274D604 234 7,400 SH SOLE 7,400 0 0 Eni S.p.A. 26874R108 213 4,329 SH SOLE 3,001 0 1,328 Ensco PLC - ADR 29358Q109 908 15,700 SH SOLE 15,700 0 0 European Goldfields Limited 298774100 49,987 3,948,700 SH SOLE 3,848,700 0 100,000 European Goldfields Limited (p 298774100 12,625 1,000,000 SH SOLE 1,000,000 0 0 Exploration Syndicate, Inc.(pv :COST11 360 1,500,000 SH SOLE 1,500,000 0 0 Facebook - Class B common 1,890 60,000 SH SOLE 60,000 0 0 FCP Tocqueville Small Caps Ame FR0010547 532 275 SH SOLE 275 0 0 FCP Tocqueville Value Amerique FR0010547 846 18,450 SH SOLE 18,450 0 0 FCP Tocqueville Value Europe 2,971 16,170 SH SOLE 16,170 0 0 Fidelity Spartan 500 Index Fun 315911206 7,854 166,715 SH SOLE 166,715 0 0 Fidelity Spartan 500 Index Fun 315911701 361 7,661 SH SOLE 7,661 0 0 Fomento Economico Mexicano - A 344419106 7,115 121,215 SH SOLE 121,215 0 0 France Telecom SA - ADR 35177Q105 2,645 117,508 SH SOLE 114,171 0 3,337 Franco-Nevada Corporation 351858105 12,208 333,000 SH SOLE 303,000 0 30,000 Franco-Nevada Corporation (pvt 351858204 56,548 1,540,400 SH SOLE 1,540,400 0 0 Fundamental Investors, Inc. 360802102 2,935 75,268 SH SOLE 75,268 0 0 Gabriel Resources Ltd. 361970106 5,471 734,400 SH SOLE 734,400 0 0 Gafisa SA - ADR 362607301 254 19,800 SH SOLE 19,800 0 0 Garrison Opportunity Fund II C 366LP6002 100 100,000 SH SOLE 100,000 0 0 Genetic ID Inc. CONV PFD SER B 176 14,650 SH SOLE 14,650 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Geo Fossil Fuels :COST1 - 91,037 SH SOLE 91,037 0 0 Geobiotics 8% Conv. Sub. Deb. :COST7 - 875,000 SH SOLE 875,000 0 0 GeoBiotics LLC Private Placeme :COST12 584 417,142 SH SOLE 417,142 0 0 GeoBiotics LLC Private Placeme :COST2 1,000 571,400 SH SOLE 571,400 0 0 GeoBiotics LLC Private Placeme :COST3 437 250,000 SH SOLE 250,000 0 0 GeoBiotics LLC Private Placeme :COST13 106 60,640 SH SOLE 60,640 0 0 GeoBiotics LLC Private Placeme :COST14 136 77,432 SH SOLE 77,432 0 0 GeoBiotics LLC Private Placeme :COST15 200 100,000 SH SOLE 100,000 0 0 GeoBiotics, LLC :COST16 625 357,142 SH SOLE 357,142 0 0 GeoSynFuels :COST4 3,610 138,833 SH SOLE 138,833 0 0 Gold Bullion International LLC goldbulli 5,000 5,000,000 SH SOLE 5,000,000 0 0 Gold Fields Limited - ADR 38059T106 39,170 2,243,400 SH SOLE 2,168,400 0 75,000 Gold Resource Corp. (pvt) :COST17 58,979 2,215,600 SH SOLE 2,215,600 0 0 Goldcorp, Inc. 380956409 42,657 856,575 SH SOLE 831,475 500 24,600 Goldcorp, Inc. (pvt) 380956409 12,465 250,000 SH SOLE 250,000 0 0 GoviEx Uranium Inc. (pvt) :COST18 11,886 3,962,000 SH SOLE 3,962,000 0 0 Gruma S.A.B. ADR 400131306 84 10,090 SH SOLE 0 0 10,090 Hannover Ruechversicherung AG 410693105 1,183 43,500 SH SOLE 43,500 0 0 Hannover Rueckversicherungs - 4511809 2,560 46,800 SH SOLE 46,800 0 0 Harbin Electric, Inc. 41145W109 3,870 187,038 SH SOLE 186,945 0 93 Harmony Gold Mining Company Li 413216300 5,271 354,500 SH SOLE 354,500 0 0 Hitachi, Ltd. - ADR 433578507 34,163 661,684 SH SOLE 657,243 0 4,441 HSBC Holdings PLC - ADR 404280406 6,659 128,558 SH SOLE 128,558 0 0 IAMGOLD Corporation 450913108 81,926 3,720,512 SH SOLE 3,598,712 0 121,800 IAMGOLD Corporation (pvt) 450913108 8,817 400,000 SH SOLE 400,000 0 0 ICICI Bank Ltd - ADR 45104g104 450 9,025 SH SOLE 9,025 0 0 Indo Gold Limited (pvt) :COST20 259 200,000 SH SOLE 200,000 0 0 Intercontinental Hotels ADR 45857P301 251 12,100 SH SOLE 12,100 0 0 International Tower Hill Mines 46050R102 57,981 5,780,720 SH SOLE 5,530,720 0 250,000 International Tower Hill Mines 46050R102 40,144 4,000,000 SH SOLE 4,000,000 0 0 International Tower Hill Mines 46050R102 16,727 1,666,667 SH SOLE 1,666,667 0 0 I-Pulse Inc (pvt) 449999994 319 113,928 SH SOLE 113,928 0 0 iShares MSCI Emerging Markets 464287234 1,012 20,800 SH SOLE 20,450 350 0 iShares MSCI Japan Index Fund 464286848 2,409 233,500 SH SOLE 233,500 0 0 Ivanhoe Mines Ltd (pvt) 46579N103 26,165 954,000 SH SOLE 954,000 0 0 Ivanhoe Mines Ltd. 46579N103 146,219 5,324,817 SH SOLE 5,146,682 0 178,135 Ivanhoe Nickel & Platinum Ltd :COST21 21,413 1,427,534 SH SOLE 1,427,534 0 0 Ivanhoe Nickel & Platinum Ltd AFRMINLTD 1,250 83,333 SH SOLE 83,333 0 0 Ivanhoe Nickel&Platinum WTS $9 ivn2.cn.w - 13,500 SH SOLE 13,500 0 0 Ivanhoe Nickel&Platinum WTS IP ivn5.cn.w - 41,667 SH SOLE 41,667 0 0 Ivanhoe Nickel&Platinum WTS IP ivn4.cn.w - 97,500 SH SOLE 97,500 0 0 Ivanhoe_Nickel&Platinum RTS 12 ivn4.cn.r - 83,334 SH SOLE 83,334 0 0 JP Morgan Chase Cap XXVI Cap 48124G104 3,349 127,385 SH SOLE 126,030 0 1,355 JP Morgan High Yield Bond 4812C0803 224 26,904 SH SOLE 26,904 0 0 KeyOn Communications Holdings, 493312912 131 311,059 SH SOLE 311,059 0 0 Kinross Gold WTS @CAD32.00 EXP B04NVW3:3 240 162,905 SH SOLE 148,615 0 14,290 Kiska Metals (pvt) 497725101 1,737 1,811,000 SH SOLE 1,811,000 0 0 Kootenay Gold WTS CDN @$1.15 E 297460:1. - 475,997 SH SOLE 475,997 0 0 Kootenay Gold WTS CDN @$1.15 E 297460:2. - 412,500 SH SOLE 412,500 0 0 Lihua International, Inc. 532352101 4,555 518,750 SH SOLE 518,750 0 0 Malbex Resources WTS CAD $1.12 230251:1. - 333,333 SH SOLE 333,333 0 0 Mansfield Minerals WTS CAD$1.8 - 500,000 SH SOLE 500,000 0 0 Mansfield Minerals WTS CAD$3.0 - 500,000 SH SOLE 500,000 0 0 Mansfield Minerals, Inc. (pvt) 56428D107 5,364 2,000,000 SH SOLE 2,000,000 0 0 Medoro Resources Ltd (pvt) 58503R209 558 290,790 SH SOLE 290,790 0 0 Medoro Resources WTS CN $0.50 b15nrz:0. - 37,576 SH SOLE 37,576 0 0 MercadoLibre Inc. 58733R102 555 6,800 SH SOLE 6,800 0 0 Minefinders Corp Ltd (pvt) 60290010R 12,045 913,000 SH SOLE 913,000 0 0 Minefinders Corp WTS CAD $5 Ex 2595344:5 1,017 125,000 SH SOLE 125,000 0 0 Minefinders Corporation Ltd. - 602900102 7,783 591,000 SH SOLE 551,000 0 40,000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Mirant Corp - (ESCROW) 604675991 - 26,491 SH SOLE 10,320 0 16,171 Mirasol Resources (pvt) 604680108 2,661 400,000 SH SOLE 400,000 0 0 Mirasol Resources WTS CAD $4 e B085VR - 200,000 SH SOLE 200,000 0 0 Mitsubishi UFJ Financial Group 606822104 17,892 3,889,592 SH SOLE 3,889,592 0 0 Nestle SA - ADR 641069406 3,524 61,302 SH SOLE 61,302 0 0 New Gold Inc. 644535106 22,185 1,894,500 SH SOLE 1,858,700 0 35,800 Nokia Corporation - ADR 654902204 168 19,722 SH SOLE 14,871 0 4,851 NovaGold Resources Inc. 66987E206 12,884 991,100 SH SOLE 991,100 0 0 Ocean Park Ventur WTS CAD$0.75 - 750,000 SH SOLE 750,000 0 0 Orezone Gold Corporation (pvt) B5BVW1 3,062 625,000 SH SOLE 625,000 0 0 Osisko Mining Corporation 688278100 47,636 3,309,810 SH SOLE 3,138,610 0 171,200 Osisko Mining Corporation (pvt 68827N107 91,708 6,369,000 SH SOLE 6,369,000 0 0 Overlook Partners LP 690 250,000 SH SOLE 250,000 0 0 Pan American Silver Corporatio 697900108 72,040 1,940,214 SH SOLE 1,896,853 76 43,285 Pan American Silver WTS CAD $3 paa-w2.cn 1,858 133,333 SH SOLE 133,333 0 0 Parnassus Fund 701765109 293 6,905 SH SOLE 6,905 0 0 Petroleo Brasileiro S.A. - ADR 71654V408 6,087 150,550 SH SOLE 150,550 0 0 PIMCO High Yield Fund 693390841 207 21,906 SH SOLE 21,906 0 0 Primero Mining Corporation (pv 74164W106 18,320 4,866,200 SH SOLE 4,866,200 0 0 Primero Mining WTS CAD $8.00 E 74164W114 2,063 2,000,000 SH SOLE 2,000,000 0 0 Public Storage Ser E 6.75% C 74460D398 1,115 44,200 SH SOLE 43,900 0 300 Public Storage Ser-F 6.45% C@2 74460D380 1,536 62,200 SH SOLE 60,800 0 1,400 Public Storage Series-K 7.25% 74460D273 742 29,100 SH SOLE 28,500 0 600 Public Storage Series-M 6.625% 74460D232 2,058 81,685 SH SOLE 81,285 0 400 Public Storage Ser-W 6.50% C@2 74460D570 584 23,500 SH SOLE 23,100 0 400 Public Storage Ser-X 6.45% C@2 74460D554 1,239 49,800 SH SOLE 49,800 0 0 Public Storage Ser-Z 6.25% C@ 74460D521 1,185 48,100 SH SOLE 47,700 0 400 Radius Gold Inc. (pvt) 750468100 760 1,208,143 SH SOLE 1,208,143 0 0 Radius Gold WTS CAD $0.50 06/2 b01rr9:0. - 1,812,216 SH SOLE 1,812,216 0 0 Randgold Resources Limited - A 752344309 88,593 1,086,500 SH SOLE 1,071,500 0 15,000 Richfield Ventures Corporation 76340N207 21,661 2,800,000 SH SOLE 2,800,000 0 0 Richfield Ventures WTS CAD $2. b1w9dl:2. 7,433 1,400,000 SH SOLE 1,400,000 0 0 Rockridge Cap Corp WTS CAD$0.5 774065106 - 1,250,000 SH SOLE 1,250,000 0 0 Rockridge Capital Corp (pvt) 774065106 2,011 2,500,000 SH SOLE 2,500,000 0 0 Rockwood Services Corp. (RESTR 999QBV907 1,014 751 SH SOLE 751 0 0 Romarco Minerals, Inc. 775903206 46,669 20,029,600 SH SOLE 19,538,000 0 491,600 Royal Dutch Shell PLC - Class 780259206 2,037 27,956 SH SOLE 25,999 0 1,957 Royal Dutch Shell PLC - Class 780259107 300 4,101 SH SOLE 4,101 0 0 Samsung Electronics Co., Ltd. 796050888 554 1,300 SH SOLE 1,300 0 0 Sanofi-Aventis - ADR 80105N105 4,592 130,394 SH SOLE 130,394 0 0 Santa Barbara Res. WTS CAD $1 - 350,000 SH SOLE 350,000 0 0 Sasol Ltd. ADR 803866300 223 3,851 SH SOLE 3,423 0 428 Scorpio Gold Corp (pvt) 80918M104 352 560,000 SH SOLE 560,000 0 0 Scorpio Gold Corp WTS CAD$0.60 B1Z215:0. - 560,000 SH SOLE 560,000 0 0 SEMAFO Inc. (pvt) 816922108 46,953 4,900,000 SH SOLE 4,900,000 0 0 SGS Thomson Microelectronics 861012102 183 14,724 SH SOLE 0 0 14,724 Shariah Capital Inc. Reg S B1HHKW2 597 1,195,000 SH SOLE 1,195,000 0 0 Siemens AG - ADR 826197501 6,502 47,344 SH SOLE 47,300 0 44 Silver Wheaton Corp (pvt) 828336107 40,280 927,158 SH SOLE 927,158 0 0 Silver Wheaton Corporation 828336107 99,111 2,285,767 SH SOLE 2,183,767 0 102,000 Sinchao Metals Corp (pvt) b1lckp 47 201,392 SH SOLE 201,392 0 0 SORL Auto Parts, Inc. 78461U101 1,185 195,525 SH SOLE 195,525 0 0 Source Exploration Corp (pvt) 83614T100 1,335 3,361,539 SH SOLE 3,361,539 0 0 Source Exploration WTS CAD $0. b39qg3:0. - 1,680,768 SH SOLE 1,680,768 0 0 Statoil ASA 85771P102 299 10,828 SH SOLE 8,917 0 1,911 Strategic Metals Ltd (pvt) 862758109 38,892 11,970,000 SH SOLE 11,970,000 0 0 Sunshine Silver Mines 867997058 39,648 2,867,847 SH SOLE 2,867,847 0 0 Sunward Resources Ltd. (pvt) 86802T105 3,206 1,850,000 SH SOLE 1,850,000 0 0 Sunward Resources WTS CAD $1.6 - 1,850,000 SH SOLE 1,850,000 0 0 Swala Resources PLC (pvt) swalar 776 2,150,000 SH SOLE 2,150,000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ------- Swala Resources WTS CAD$0.50 e - 2,150,000 SH SOLE 2,150,000 0 0 Tahoe Resources Inc. (pvt) 873868103 45,487 2,250,000 SH SOLE 2,250,000 0 0 TAM Investment Funds - Multi C B5KXPV9 35,725 30,808 SH SOLE 30,808 0 0 TAM Invstmnt Fds Gold&Precious 16,612 1,669,586 SH SOLE 1,669,586 0 0 TAM Invstmnt Fds Gold&Precious 1,069 1,000 SH SOLE 1,000 0 0 Teck Resources Ltd. 878742204 1,206 22,740 SH SOLE 22,740 0 0 Tennessee Valley Authority 5.6 880591409 251 10,000 SH SOLE 10,000 0 0 Teva Pharmaceutical Industries 881624209 4,995 99,560 SH SOLE 99,560 0 0 The Delafield Fund 888894847 5,126 163,000 SH SOLE 160,999 0 2,001 The Tocqueville Fund 888894102 47,003 1,984,920 SH SOLE 1,968,793 0 16,127 The Tocqueville Gold Fund 888894862 25,648 294,089 SH SOLE 292,739 0 1,350 The Tocqueville International 888894300 120,861 9,114,688 SH SOLE 9,113,537 0 1,151 The Tocqueville Opportunity Fu 888894409 16,418 1,035,194 SH SOLE 1,035,194 0 0 The Water Company, LLC :COST19 469 15,624 SH SOLE 15,624 0 0 Tocqueville Select Fund 888894839 483 37,160 SH SOLE 37,160 0 0 Torex Gold Resource WTS CAD $1 b1b25h:1. 1,031 1,250,000 SH SOLE 1,250,000 0 0 Torex Gold Resources Inc. 891054108 9,386 5,000,000 SH SOLE 5,000,000 0 0 Total SA 89151E109 14,386 235,948 SH SOLE 221,762 0 14,186 Tour GCX Partners 8abbwh6 - 125,000 SH OTHER 2 0 0 125,000 Toyota Motor Corporation - ADR 892331307 22,311 278,017 SH SOLE 278,017 0 0 Trinity Biotech plc - ADR 896438306 1,174 125,200 SH SOLE 125,200 0 0 Unilever N.V. - ADR 904784709 24,332 775,890 SH SOLE 774,850 0 1,040 Unilever PLC - ADR 904767704 2,957 96,560 SH SOLE 96,560 0 0 Vaguard Bond Index Fund INC In 921937306 229 20,627 SH OTHER 2 0 0 20,627 Vale S.A. - ADR 91912E105 6,491 194,625 SH SOLE 194,625 0 0 VanceInfo Technologies Inc. - 921564100 293 9,325 SH SOLE 9,325 0 0 Vanguard GNMA Fund - Admiral 922031794 15,939 1,486,833 SH SOLE 1,445,191 10,348 31,295 Vanguard NJ L/T Tax-Exempt Adm 92204F305 357 32,021 SH SOLE 32,021 0 0 Veolia Environment - ADR 92334n103 482 15,450 SH SOLE 15,450 0 0 Vodafone Group Plc - ADR 92857W209 33,022 1,148,606 SH SOLE 1,137,500 0 11,106 Vvanguard NJ Long-Term Tax Exe 92204F206 183 16,435 SH SOLE 16,435 0 0 Wacker Neuson SE B17R248 6,693 424,515 SH SOLE 424,515 0 0 Witwatersrand Con. Gold Resour b13c2j2 2,152 280,000 SH SOLE 280,000 0 0 XDM Resources Inc (pvt) :COST22 942 1,100,000 SH SOLE 1,100,000 0 0 Yamana Gold Inc. 98462Y100 1,161 94,300 SH SOLE 94,300 0 0 Yukon-Nevada Gold WTS CAD$3.00 185 4,175,000 SH SOLE 4,175,000 0 0 Zena Capital Corp WTS @CAD$0.7 274848:0. - 1,000,000 SH SOLE 1,000,000 0 0 Zhongpin, Inc. - ADR 98952K107 5,072 334,781 SH SOLE 332,737 0 2,044 Zymequest Series E 989934799 - 80,000 SH SOLE 80,000 0 0