-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MlnbKc3D4TdeNrOWhN5Of7p0eksEyZ6FPMnsDlrxe3eKhuD/R5HI8FJWp26yRTuA OwdTEl+ur8mBXF9/iZWspw== 0001140361-09-024136.txt : 20091030 0001140361-09-024136.hdr.sgml : 20091030 20091030124938 ACCESSION NUMBER: 0001140361-09-024136 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091030 DATE AS OF CHANGE: 20091030 EFFECTIVENESS DATE: 20091030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 091147253 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 form13f-hr.txt TOCQUEVILLE ASSET MANAGEMENT LP 13F-HR 9-30-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management, L.P. Address: 40 West 57th Street, 19th Floor New York, NY 10019 Form 13F File Number: 028-03589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 10/30/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 873 Form 13F Information Table Value Total: $ 5,322,174.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- 1 800 Flowers Com Inc. COM 68243Q106 9251 2681557 SH SOLE 2102672 0 578885 3Com Corp. COM 885535104 220 42159 SH SOLE 30500 0 11659 3M Company COM 88579Y101 34239 463949 SH SOLE 461329 0 2620 99 Cents Only Stores COM 65440K106 211 15715 SH SOLE 0 0 15715 Abbott Laboratories COM 002824100 10213 206448 SH SOLE 201332 0 5116 Acco Brands Corp. COM 00081T108 112 15571 SH SOLE 0 0 15571 Acorn Energy Inc. COM 004848107 55 10000 SH DEFINED 0 10000 0 Activision Blizzard, Inc. COM 00507V109 4716 380635 SH SOLE 380635 0 0 Actuant Corp. COM 00508X203 782 48700 SH SOLE 48700 0 0 Acuity Brands Inc COM 00508Y102 19783 614200 SH DEFINED 0 614200 0 Adobe Systems Inc. COM 00724F101 26511 802400 SH SOLE 802400 0 0 Adtran, Inc. COM 00738A106 1313 53500 SH DEFINED 0 53500 0 AFLAC Inc. COM 001055102 16377 383174 SH SOLE 383174 0 0 Agilent Technologies, Inc. COM 00846U101 390 14025 SH SOLE 14025 0 0 Air Products & Chemicals COM 009158106 2993 38575 SH SOLE 38575 0 0 Airtran Holdings Inc COM 00949P108 112 17947 SH SOLE 0 256 17691 Ak Stl Hldg Corp Com COM 001547108 689 34936 SH SOLE 5000 0 29936 Alamos Gold Inc. COM 011527108 29471 3349600 SH SOLE 3184600 0 165000 Alaska Communications COM 01167P101 22603 2443550 SH SOLE 2443550 0 0 Systems Albany International Corp COM 012348108 1432 73800 SH SOLE 73800 0 0 Alcoa Inc. COM 013817101 13039 993862 SH SOLE 949752 0 44110 Alkermes Inc. COM 01642T108 20530 2233958 SH SOLE 1817318 0 416640 Alliance One Intl Inc COM 018772103 189 42222 SH SOLE 0 0 42222 Allied Capital Corp. COM 01903Q108 46 15000 SH SOLE 15000 0 0 Allied Nevada Gold COM 019344100 15962 1630446 SH SOLE 1630446 0 0 Corporation Allscripts-Misys COM 01988P108 25376 1251921 SH SOLE 1005891 0 246030 Healthcare So Altria Group Inc. COM 02209S103 1183 66416 SH SOLE 63340 0 3076 Amada Corp. COM 6022105 1702 253000 SH SOLE 253000 0 0 Amazon.com Inc. COM 023135106 3214 34425 SH SOLE 34340 0 85 American Axle & COM 024061103 106 14998 SH SOLE 0 0 14998 Manufacturing American Express Co. COM 025816109 22972 677629.91 SH SOLE 677629.91 0 0 American Software, Inc. COM 029683109 3222 493353 SH SOLE 470198 0 23155 American Superconductor COM 030111108 944 28154 SH SOLE 22850 0 5304 Corp Ametek Inc (New) COM 031100100 4637 132829 SH DEFINED 0 132829 0 Amgen Inc. COM 031162100 12511 207713 SH SOLE 203410 0 4303 Amkor Technology Inc. COM 031652100 847 123045 SH SOLE 0 296 122749 Amylin Pharmaceuticals COM 032346108 849 62000 SH SOLE 62000 0 0 Inc. Anadarko Petroleum Corp. COM 032511107 16840 268447 SH SOLE 264912 1000 2535 Analogic Corporation COM 032657207 14620 394925.38 SH SOLE 308271.38 0 86654 Anatolia Minerals COM 032900102 285 125000 SH SOLE 125000 0 0 Development Andean Resources COM 6491910 36286 17883189 SH SOLE 17883189 0 0 Annaly Mtg Mgmt Inc. COM 035710409 594 32750 SH SOLE 31950 800 0 Apache Corp. COM 037411105 6425 69971 SH SOLE 69971 0 0 Apollo Group Inc. COM 037604105 3719 50482 SH SOLE 44564 0 5918 Apple Inc. COM 037833100 20399 110056 SH SOLE 108644 0 1412 Applied Materials Inc. COM 038222105 26087 1949717 SH SOLE 1949717 0 0 Applied Micro Circuits COM 03822W406 116 11579 SH SOLE 0 0 11579 Corp. Aquiline Resources Inc. COM 03839N100 5651 1375000 SH SOLE 1275000 0 100000 ARC Energy Trust COM 001986108 203 10750 SH SOLE 5750 0 5000 ArcelorMittal COM 03938L104 276 7422 SH SOLE 6400 0 1022 Arch Capital Group Ltd COM G0450A105 3413 50538 SH SOLE 50538 0 0 Archer-Daniels-Midland Co COM 039483102 3526 120677 SH SOLE 119004 0 1673
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Arkansas Best Corp. COM 040790107 7645 255334 SH SOLE 200617 0 54717 Ashland Inc COM 044209104 268 6205 SH SOLE 1860 56 4289 Aspen Tech Inc. COM 045327103 14529 1424445 SH SOLE 1110290 0 314155 AT & T Inc. COM 00206R102 3512 130035 SH SOLE 115438 0 14597 Autodesk Inc. COM 052769106 355 14900 SH SOLE 14900 0 0 Autoliv Inc COM 052800109 10404 309639 SH SOLE 306400 0 3239 Automatic Data Processing COM 053015103 27316 695054 SH SOLE 682942 0 12112 Avery Dennison Corp. COM 053611109 4917 136550 SH SOLE 136550 0 0 Avnet Inc. COM 053807103 252 9700 SH SOLE 9700 0 0 Avon Products Inc. COM 054303102 1920 56550 SH SOLE 56550 0 0 Baker (Michael) Corp COM 057149106 382 10500 SH DEFINED 0 10500 0 BancorpSouth, Inc. COM 059692103 2685 110000 SH SOLE 110000 0 0 Bangkok Bank - Foreign Reg COM 5313855 36 10000 SH SOLE 10000 0 0 Bank of Somerset Hills/NJ COM 834728107 107 13240 SH SOLE 13240 0 0 Bank of the Ozarks, Inc. COM 063904106 305 11500 SH SOLE 11500 0 0 BankAmerica Corp. COM 060505104 3082 182158 SH SOLE 159814 0 22344 Banro Corp. COM 066800103 15738 5891400 SH SOLE 5791400 0 100000 Bard C. R., Inc COM 067383109 3105 39502 SH SOLE 39445 0 57 Barnes Group Inc. COM 067806109 26286 1538100 SH DEFINED 0 1538100 0 Baxter International Inc. COM 071813109 11757 206230 SH SOLE 205447 700 83 Baytex Energy Tr.Units COM 073176109 474 21525 SH SOLE 21525 0 0 Beazer Homes USA Inc. COM 07556q105 106 18985 SH SOLE 0 0 18985 Bebe Stores, Inc. COM 075571109 12224 1660821 SH SOLE 1305311 0 355510 BEC World Public Company COM 6728328 1607 2375100 SH SOLE 2375100 0 0 Limit Becton Dickinson & Co. COM 075887109 520 7450 SH SOLE 7450 0 0 Bekaert NV COM b09800135 3487 26350 SH SOLE 26350 0 0 Belden CDT Inc. COM 077454106 4620 200000 SH DEFINED 0 200000 0 Berkshire-Hathaway, Inc. COM 084670108 2020 20 SH SOLE 20 0 0 Class Berkshire-Hathaway, Inc. COM 084670207 10673 3212 SH SOLE 3212 0 0 Class BHP Billiton Ltd COM 6144690 346 10402 SH SOLE 10402 0 0 Bill Barrett Corp COM 06846N104 14166 432030 SH SOLE 343400 0 88630 BJ's Wholesale Club Inc. COM 05548J106 4430 122298 SH SOLE 122000 0 298 BlackRock, Inc. COM 09247X101 240 1109 SH SOLE 1109 0 0 Boeing Co. COM 097023105 22813 421297 SH SOLE 409143 0 12154 Bollore COM 4572709 1233 7229 SH SOLE 7229 0 0 Boston Scientific Corp. COM 101137107 122 11500 SH SOLE 11500 0 0 BP Prudhoe Bay Royalty COM 055630107 307 4111 SH SOLE 4111 0 0 Trust Brady Corporation COM 104674106 12502 435300 SH DEFINED 0 435300 0 Bridgestone Corporation COM 6132101 2623 146900 SH SOLE 146900 0 0 Bristol Myers Squibb Co. COM 110122108 29419 1306343 SH SOLE 1301227 0 5116 Brush Engineered COM 117421107 17098 699020 SH SOLE 549215 0 149805 Materials Inc Bunge Ltd COM G16962105 570 9100 SH SOLE 9100 0 0 Burlington Northern Santa COM 12189T104 255 3200 SH SOLE 3200 0 0 Fe C C.I.R. S.p.A. Compagnie COM 4162371 6793 3022200 SH SOLE 3022200 0 0 Indust Cabot Microelectronics COM 12709P103 847 24300 SH SOLE 24300 0 0 Corp. Cambrex Corp. COM 132011107 1204 191100 SH SOLE 191100 0 0 Cambridge Heart Inc COM 131910101 15 125531 SH SOLE 0 0 125531 Cameron International COM 13342B105 798 21100 SH SOLE 21100 0 0 Corp. Campbell Soup Cp. COM 134429109 24198 741810 SH SOLE 736861 400 4549 Canadian Natural Resources COM 136385101 1087 16100 SH SOLE 16100 0 0 Canadian Oil Sands Trust COM 13642L100 2255 78500 SH SOLE 78500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Capcom Co., Ltd COM 6173694 2374 120800 SH SOLE 120800 0 0 Capital Gold Corp COM 14018Y106 930 1500000 SH SOLE 1500000 0 0 Capstone Mining Corp. COM 14068G104 82 30000 SH SOLE 30000 0 0 CARBO Ceramics, Inc. COM 140781105 21151 410295 SH SOLE 324800 0 85495 Cardero Resource Corp. COM 14140U105 559 506870 SH SOLE 506870 0 0 Cardionet Inc. COM 14159L103 269 40000 SH SOLE 40000 0 0 Carlisle Companies, Inc. COM 142339100 282 8304 SH SOLE 8304 0 0 Cascade Microtech Inc. COM 147322101 5 1000 SH DEFINED 0 1000 0 Catalyst Health Solutions COM 14888B103 210 7200 SH DEFINED 0 7200 0 Inc Caterpillar Inc. COM 149123101 4396 85639 SH SOLE 75136 0 10503 CB Richard Ellis Group COM 12497t101 839 71426 SH SOLE 71250 176 0 Inc. Celgene Corp COM 151020104 10145 181484.11 SH SOLE 180848.11 35 601 Centamin Egypt Ltd. COM b1vrqz3 5760 3760100 SH SOLE 3560100 0 200000 Centamin Egypt Ltd. COM 3113217 5276 3438900 SH SOLE 3238900 0 200000 Central Fund Canada Cl A COM 153501101 347 26250 SH SOLE 26250 0 0 Central Garden & Pet Co. COM 153527106 290 24700 SH SOLE 0 150 24550 Centric Health Corp COM 15641A100 81 100000 SH SOLE 0 0 100000 CenturyTel Inc. COM 156700106 215 6401 SH SOLE 6206 0 195 Ceradyne Inc Com COM 156710105 14036 765744 SH SOLE 696274 0 69470 Cerner Corp COM 156782104 1373 18350 SH SOLE 18350 0 0 Charles River COM 159864107 2203 59585 SH SOLE 58085 1500 0 Laboratories Int Checkpoint Systems Inc COM 162825103 26944 1638900 SH DEFINED 0 1638900 0 Chesapeake Energy Corp. COM 165167107 5686 200225 SH SOLE 200225 0 0 ChevronTexaco Corp. COM 166764100 18512 262842 SH SOLE 255460 0 7382 Chordiant Software, Inc. COM 170404305 78 20000 SH SOLE 20000 0 0 Chubb Corp COM 171232101 3743 74255 SH SOLE 71460 0 2795 Church & Dwight Co. COM 171340102 987 17400 SH SOLE 17400 0 0 Cincinnati Bell Inc. COM 171871106 124 35326 SH SOLE 33600 0 1726 Cintas Corp. COM 172908105 391 12900 SH SOLE 12900 0 0 Circle Corp. COM 172559106 0 28686 SH SOLE 28686 0 0 Cisco Systems Inc. COM 17275R102 65809 2795641 SH SOLE 2777826 0 17815 CitiGroup Inc. COM 172967101 37 7700 SH SOLE 6495 0 1205 Clean Harbors Inc COM 184496107 6764 120219 SH SOLE 94570 0 25649 Cleco Corporation COM 12561W105 6031 240460 SH SOLE 240460 0 0 Cliffs Natural Resources COM 18683K101 39023 1205900 SH SOLE 1205900 0 0 Inc. Clorox Co. COM 189054109 255 4328 SH SOLE 800 0 3528 Coach Inc. COM 189754104 1228 37303 SH SOLE 28715 0 8588 Coca-Cola Company COM 191216100 41464 772148 SH SOLE 762467 0 9681 Cognizant Technology COM 192446102 36 937 SH SOLE 0 0 937 Solutions Colgate Palmolive Co. COM 194162103 40252 527691 SH SOLE 526464 150 1077 Collective Brands Inc COM 19421W100 19370 1117700 SH DEFINED 0 1117700 0 Columbia Sportswear Co COM 198516106 14785 359210 SH SOLE 286270 0 72940 Comaplex Minerals Corp. COM 199901109 362 79000 SH SOLE 79000 0 0 Comcast Corp - Class A COM 20030N101 1999 118448 SH SOLE 113063 0 5385 Comcast Corp - Class A COM 20030n200 5057 314490 SH SOLE 314490 0 0 Special Commercial Metals Company COM 201723103 3884 217000 SH DEFINED 0 217000 0 Compagnie de Saint-Gobain COM 7380482 5544 106864 SH SOLE 106864 0 0 Computer Programs & COM 205306103 306 7391 SH SOLE 0 0 7391 Systems In Conagra Inc. COM 205887102 828 38180 SH SOLE 35100 700 2380 ConocoPhillips COM 20825C104 3122 69135 SH SOLE 65032 500 3603 Convergys Corp. COM 212485106 159 16000 SH SOLE 16000 0 0 Cooper Companies Inc. COM 216648402 49 1659 SH SOLE 0 0 1659 Copart Inc Com COM 217204106 7 200 SH SOLE 200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Corn Products COM 219023108 262 9200 SH SOLE 9200 0 0 International, I Corning Inc. COM 219350105 64724 4227575 SH SOLE 4227557 0 18 Corrections Corp of COM 22025Y407 1191 52600 SH SOLE 52600 0 0 America Costco Wholesale Corp. COM 22160K105 577 10237 SH SOLE 9360 0 877 Cott Corp COM 22163N106 228 31126 SH SOLE 2000 236 28890 Covance Inc. COM 222816100 5016 92640 SH SOLE 92640 0 0 CPI aerostructures Inc. COM 125919308 552 75600 SH DEFINED 0 75600 0 Crane Co. COM 224399105 17140 664100 SH DEFINED 0 664100 0 Crescent Financial COM 225744101 216 45000 SH SOLE 45000 0 0 Corporation Crocs Inc. COM 227046109 113 16982 SH SOLE 0 0 16982 Cross Timbers Royalty COM 22757R109 2456 79703 SH SOLE 79703 0 0 Trust CSS Industries Inc COM 125906107 880 44500 SH DEFINED 0 44500 0 CVS/Caremark Corp. COM 126650100 7601 212676 SH SOLE 212676 0 0 Cytec Industries Inc. COM 232820100 20002 616000 SH DEFINED 0 616000 0 Danaher Corp. COM 235851102 2945 43750 SH SOLE 43750 0 0 DCC PLC COM 0242493 7292 282405 SH SOLE 282405 0 0 Deere & Co. COM 244199105 1480 34478 SH SOLE 34118 0 360 Dell Inc. COM 24702R101 441 28919 SH SOLE 28919 0 0 Deluxe Corp. COM 248019101 458 26800 SH DEFINED 0 26800 0 Devon Energy Corp. COM 25179M103 438 6504 SH SOLE 6504 0 0 Diamond Foods Inc. COM 252603105 183 5759 SH SOLE 0 0 5759 Diamond Offshore Drill COM 25271C102 296 3104 SH SOLE 2700 0 404 Diamonds Tr Unit Ser 1 COM 252787106 1185 12205 SH SOLE 11805 400 0 Diebold, Inc. COM 253651103 6 181 SH SOLE 0 0 181 DirecTV Group Inc. COM 25459L106 282 10225 SH SOLE 8839 0 1386 Disney, Walt Company COM 254687106 3409 124149 SH SOLE 120194 0 3955 Dominion Res Inc./VA COM 25746U109 1735 50290 SH SOLE 50290 0 0 Dorato Resources Inc. COM 258128107 248 500000 SH SOLE 500000 0 0 Dover Corp. COM 260003108 868 22400 SH SOLE 22400 0 0 DPL Inc. COM 233293109 1422 54500 SH SOLE 54500 0 0 Dreamworks Animation SKG COM 26153c103 2251 63275 SH SOLE 22925 0 40350 DSG International PLC COM 0047245 10 22300 SH SOLE 22300 0 0 Du Pont De Nemours, E.I. COM 263534109 41917 1304192 SH SOLE 1302094 0 2098 & Co. Duke Energy Corp COM 26441C105 1856 117925 SH SOLE 117925 0 0 Dundee Precious Metals COM 265269209 961 300000 SH SOLE 300000 0 0 Durect Corp. COM 266605104 1161 434800 SH SOLE 434800 0 0 Dynamics Research COM 268057106 482 37000 SH DEFINED 0 37000 0 Corporation East Asia Minerals Corp COM 270541105 4208 1700000 SH SOLE 1700000 0 0 East West Bancorp Inc. COM 27579r104 4956 597100 SH SOLE 597100 0 0 Eastman Chemical Co. COM 277432100 16137 301400 SH DEFINED 0 301400 0 Eastman Kodak COM 277461109 52 10943 SH SOLE 300 0 10643 Eaton Corp COM 278058102 1403 24799 SH SOLE 23800 0 999 eBay Inc. COM 278642103 16716 708300 SH SOLE 708300 0 0 El Paso Corp. COM 28336L109 155 15000 SH SOLE 15000 0 0 Electrocomponent PLC COM 0309644 30 12200 SH SOLE 12200 0 0 EMC Corp. COM 268648102 10290 603850 SH SOLE 603850 0 0 Emcore Corp. COM 290846104 37 28825 SH SOLE 28825 0 0 Emerson Electric Co. COM 291011104 2618 65326 SH SOLE 51235 1000 13091 Enbridge Energy mgmt. LLC COM ckc50x106 0 83413 SH SOLE 83413 0 0 (fra Encana Corp. COM 292505104 208 3600 SH SOLE 3600 0 0 Encore Acquisition Co. COM 29255w100 202 5400 SH SOLE 5400 0 0 Energy Select Sector SPDR COM 81369Y506 2763 51240 SH SOLE 49840 0 1400 Energy Transfer Equity LP COM 29273V100 1016 36290 SH SOLE 35740 550 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Energy Transfer Partners, COM 29273R109 360 8450 SH SOLE 8450 0 0 L.P. EnergySolutions Inc. COM 292756202 26025 2822653 SH SOLE 2239762 0 582891 Enterprise Products COM 293792107 1141 40301 SH SOLE 40301 0 0 Partners L Esterline Technologies COM 297425100 22393 571100 SH DEFINED 0 571100 0 Corp. Ethan Allen Interiors, COM 297602104 5341 323700 SH DEFINED 0 323700 0 Inc. European Goldfields COM 298774100 21199 4557600 SH SOLE 4457600 0 100000 Limited Evolving Gold Corporation COM 30050D107 5098 4401958 SH SOLE 4401958 0 0 Exelon Corp. COM 30161N101 278 5600 SH SOLE 5600 0 0 Expeditors Int'l of COM 302130109 545 15500 SH SOLE 15500 0 0 Washington Experian Group Ltd. COM b19nlv4 4945 587640 SH SOLE 587640 0 0 Exxon Mobil Corp. COM 30231G102 40883 595870.67 SH SOLE 560556.67 0 35314 Fair Isaac Corporation COM 303250104 17099 795663 SH SOLE 602858 0 192805 Fairchild Semiconductor COM 303726103 10503 1026700 SH DEFINED 0 1026700 0 Intl Fairpoint Communications COM 305560104 5 11062.44 SH SOLE 11062.44 0 0 Inc. Falcon Oil & Gas Ltd. COM 306071101 18 40000 SH SOLE 40000 0 0 Family Dollar Stores COM 307000109 424 16071 SH SOLE 10200 0 5871 Fanuc Ltd. COM 6356934 3569 39800 SH SOLE 39800 0 0 Fastenal Co. COM 311900104 1868 48280 SH SOLE 48280 0 0 Federal Signal Corp. COM 313855108 2269 315600 SH DEFINED 0 315600 0 FedEx Corp. COM 31428X106 312 4150 SH SOLE 4150 0 0 FEI Company COM 30241l109 14225 577077 SH SOLE 457248 0 119829 Ferro Corp. COM 315405100 5554 624000 SH DEFINED 0 624000 0 Fidelity National CL A COM 31620R105 19226 1274955 SH SOLE 1263180 0 11775 Fifth Third Bancorp COM 316773100 118 11603 SH SOLE 0 0 11603 First Solar Inc. COM 336433107 2013 13172 SH SOLE 13065 0 107 First Uranium Corp. COM 33744R102 43 16000 SH SOLE 16000 0 0 Flextronics Intl Ltd. COM Y2573F102 443 59343 SH SOLE 43920 0 15423 Fluor Corp. COM 343412102 727 14295 SH SOLE 14295 0 0 FMC Corp. COM 302491303 69 1235 SH SOLE 1235 0 0 Foot Locker Inc. COM 344849104 15116 1264900 SH DEFINED 0 1264900 0 Ford Motor Co. COM 345370860 188 26064 SH SOLE 2173 267 23624 Fortuna Silver Mines Inc. COM 349915108 98 70000 SH SOLE 70000 0 0 FPL Group Inc COM 302571104 66471 1203530 SH SOLE 1200830 0 2700 Franco-Nevada Corp COM B29NF31 3384 129000 SH SOLE 99000 0 30000 Franklin CR Mgmt Corp Com COM 353487200 30 29025 SH SOLE 0 0 29025 New Freeport McMoRan Copper & COM 35671D857 18155 264606 SH SOLE 236004 0 28602 Gold Frontier Communications COM 35906A108 107 14220 SH SOLE 14220 0 0 Corp. Gabriel Resources Ltd. COM 361970106 555 275000 SH SOLE 275000 0 0 GameStop Corp CLass A COM 36467w109 2172 82065 SH SOLE 82065 0 0 GAP Inc. COM 364760108 1794 83819 SH SOLE 75800 0 8019 General Cable Corp Del New COM 369300108 432 11026 SH SOLE 0 0 11026 General Dynamics Corp. COM 369550108 381 5900 SH SOLE 5900 0 0 General Electric Co. COM 369604103 42593 2593996 SH SOLE 2549420 0 44576 General Growth COM 370021107 672 138500 SH SOLE 138500 0 0 Properties, Inc General Mills, Inc. COM 370334104 1285 19961 SH SOLE 16319 200 3442 Genoptix Inc. COM 37243V100 943 27100 SH SOLE 27100 0 0 Genuine Parts Co. COM 372460105 3990 104829 SH SOLE 94960 0 9869 Genworth Financial Inc. COM 37247d106 204 17048 SH SOLE 0 0 17048
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Genzyme Corp. COM 372917104 3524 62116 SH SOLE 61750 0 366 Gilead Sciences, Inc. COM 375558103 8559 184069 SH SOLE 178224 300 5545 Gladstone Capital Corp. COM 376535100 89 10000 SH SOLE 10000 0 0 Glatfelter P H Co COM 377316104 15781 1374669 SH SOLE 1297244 0 77425 Global Industries Ltd COM 379336100 13427 1413417 SH SOLE 1123894 265 289258 Global Payments Inc. COM 37940X102 3874 82960 SH SOLE 33760 0 49200 Gold Fields Ltd. ORD COM 6280215 2246 166249 SH SOLE 166249 0 0 Gold Peak Ind. COM 6375735 1 11537 SH SOLE 11537 0 0 Gold Resource Corp. COM 38068t105 6376 867476 SH SOLE 817476 0 50000 Goldman Sachs Group Inc. COM 38141G104 5585 30295 SH SOLE 29955 11 329 Google Inc. Cl A COM 38259P508 50254 101349 SH SOLE 101247 0 102 GP Industrials Ltd. COM 6383244 2895 12743753.47 SH SOLE 12743753.47 0 0 Graco Inc. COM 384109104 266 9560 SH SOLE 9560 0 0 Granite Construction Inc. COM 387328107 294 9509 SH SOLE 9100 0 409 Greatbatch Inc. COM 39153L106 19154 852421 SH SOLE 680207 0 172214 Green Mountain Coffee COM 393122106 201 2719 SH SOLE 0 25 2694 Roasters Griffin Corp. COM 398433102 5977 593500 SH DEFINED 0 593500 0 Hain Celestial Group Inc. COM 405217100 22802 1189457 SH SOLE 932667 0 256790 Halliburton Co. COM 406216101 275 10150 SH SOLE 10150 0 0 Harris Corp. COM 413875105 34 900 SH SOLE 900 0 0 Hartford Financial COM 416515104 244 9200 SH SOLE 9200 0 0 Services Gr Hawaiian Electric Inds Inc COM 419870100 1079 59541 SH SOLE 58000 0 1541 Health Care Select Sector COM 81369Y209 712 24830 SH SOLE 22930 1900 0 SPDR Health Grades Inc. COM 42218Q102 366 74000 SH DEFINED 0 74000 0 Health Management COM 421933102 118 15771 SH SOLE 200 0 15571 Associates, Health Net Inc. COM 42222g108 417 27064 SH SOLE 0 0 27064 Heartland Payment COM 42235N108 721 49700 SH DEFINED 0 49700 0 Systems, Inc Heinz (H.J.) COM 423074103 971 24424 SH SOLE 24424 0 0 Henry Schein, Inc. COM 806407102 2772 50480 SH SOLE 50480 0 0 Hess Corp. COM 42809h107 650 12150 SH SOLE 12150 0 0 Hewlett-Packard Co. COM 428236103 12434 263373 SH SOLE 258593 0 4780 Home Depot Inc. COM 437076102 23265 873319 SH SOLE 844221 0 29098 Honeywell International COM 438516106 2236 60182 SH SOLE 58410 0 1772 Inc. Hot Topic COM 441339108 176 23560 SH SOLE 0 0 23560 HSBC Holdings PLC COM 0540528 508 44386 SH SOLE 44386 0 0 Hubbell Inc. CL B COM 443510201 8 200 SH SOLE 200 0 0 Hugoton Royalty Trusts COM 444717102 552 30800 SH SOLE 30800 0 0 Iamgold, Intl African COM 450913108 69649 4928624 SH SOLE 4726824 0 201800 Mining G Idex Corp COM 45167R104 4877 174500 SH DEFINED 0 174500 0 Illinois Tool Works Inc. COM 452308109 25415 595068 SH SOLE 582323 0 12745 Illumina Inc. COM 452327109 238 5600 SH SOLE 5600 0 0 IMS Health Inc. COM 449934108 23772 1548661 SH SOLE 1346546 0 202115 Inergy L.P. COM 456615103 255 8550 SH SOLE 8550 0 0 Informatica Corp. COM 45666Q102 429 19000 SH SOLE 19000 0 0 Ingersoll-Rand PLC COM G47791101 1497 48815 SH SOLE 21900 0 26915 Innvest REIT 144A COM 45771t108 169 40750 SH SOLE 40750 0 0 Insituform Technologies COM 457667103 3 182 SH SOLE 0 0 182 Inc C Inspire Pharmaceuticals COM 457733103 1634 313000 SH SOLE 313000 0 0 Inc. Intel Corp. COM 458140100 53754 2746740 SH SOLE 2710802 0 35938 Intermec Inc. COM 458786100 70 5000 SH SOLE 5000 0 0 International Tower Hill COM 46051L104 28191 6986659 SH SOLE 6811659 0 175000 Mines
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Interpump Group S.P.A. COM 5161407 4249 663353 SH SOLE 663353 0 0 Interval Leisure Group Com COM 46113M108 922 74000 SH DEFINED 0 74000 0 Int'l Business Machines COM 459200101 22731 190046 SH SOLE 185691 0 4355 Corp. Intl Flavors & Fragrances COM 459506101 520 13700 SH SOLE 13700 0 0 Intrepid Potash, Inc. COM 46121Y102 464 19685 SH SOLE 19685 0 0 Intuit Inc COM 461202103 878 30800 SH SOLE 30800 0 0 Intuitive Surgical, Inc. COM 46120E602 991 3779 SH SOLE 3640 0 139 Invensys PLC COM B19DVX6 5217 1121400 SH SOLE 1121400 0 0 Ion Geophysical Corp COM 462044108 42 11900 SH SOLE 11900 0 0 Iron Mountain Inc COM 462846106 666 25000 SH SOLE 25000 0 0 iShares - Russell 2000 COM 464287655 5968 99075 SH SOLE 99075 0 0 iShares MSCI Eafe Index COM 464287465 327 5975 SH SOLE 5145 700 130 iShares Silver Trust COM 46428q109 459 28000 SH SOLE 28000 0 0 Isis Pharmaceuticals Inc COM 464330109 20984 1440220 SH SOLE 1440220 0 0 ITT Corp. COM 450911102 3319 63640 SH SOLE 59130 0 4510 Ivanhoe Australia LTD COM A0Q6JD 22948 7266000 SH SOLE 7266000 0 0 Ivanhoe Mines Ltd. COM 46579N103 63919 4973500 SH SOLE 4735600 0 237900 J.M. Smucker Co. COM 832696405 276 5200 SH SOLE 0 0 5200 J.P. Morgan Chase & Co. COM 46625H100 7092 161848 SH SOLE 161080 0 768 J2 Global Communications COM 46626e205 5419 235500 SH DEFINED 0 235500 0 Inc. Jaguar Mining Inc. COM 47009M103 3321 371100 SH SOLE 371100 0 0 JC Decaux SA COM 7136663 1624 75000 SH SOLE 75000 0 0 JetBlue Airways Corp. COM 477143101 69 11500 SH SOLE 11500 0 0 Johnson & Johnson COM 478160104 42512 698185 SH SOLE 689203 750 8232 Kaiser Aluminum Corp Com COM 483007704 7221 198600 SH DEFINED 0 198600 0 Par $ Kapstone Paper and COM 48562P103 4762 585000 SH DEFINED 0 585000 0 Packaging Kellogg Co. COM 487836108 1072 21780 SH SOLE 20230 0 1550 Kennametal, Inc. COM 489170100 23323 947700 SH DEFINED 0 947700 0 Keyon Communications COM 493312201 62 26293 SH SOLE 0 0 26293 Holding Kimberly Clark Corp. COM 494368103 33282 564299 SH SOLE 561659 0 2640 Kimco Realty Corp Com COM 49446R109 8078 619448 SH DEFINED 0 619448 0 Kinder Morgan Energy LP COM 494550106 2093 38745 SH SOLE 38745 0 0 Kinder Morgan Management, COM 49455U100 662 13971.57 SH SOLE 13971.57 0 0 LLC. Kinder Morgan Mgmt (divs COM eke55u103 0 56201 SH SOLE 56201 0 0 only Kinetic Concepts, Inc. COM 49460W208 1120 30300 SH DEFINED 0 30300 0 King Pharmaceuticals, Inc. COM 495582108 4906 455500 SH SOLE 312795 0 142705 Knology Inc COM 499183804 142 14603 SH SOLE 0 0 14603 Kohls Corp. COM 500255104 10569 185255 SH SOLE 182990 0 2265 Kopin Corp. COM 500600101 8157 1699275 SH SOLE 1556275 0 143000 Kraft Foods Inc. COM 50075N104 33600 1279041 SH SOLE 1254372 0 24669 Kroger Co. COM 501044101 4055 196475 SH SOLE 192890 500 3085 Kudelski SA COM 7121250 6401 275700 SH SOLE 275700 0 0 Kyoto Kimono Yuzen Co. COM 6174578 8433 751700 SH SOLE 751700 0 0 Ltd. L-3 Communications Corp COM 502424104 795 9900 SH SOLE 9900 0 0 La Barge Inc COM 502470107 394 35000 SH DEFINED 0 35000 0 Landec Corp. COM 514766104 10720 1675001 SH SOLE 1440151 0 234850 Lazard Ltd. COM G54050102 17734 429300 SH SOLE 429300 0 0 LA-Z-Boy Inc. COM 505336107 110 12722 SH SOLE 1000 0 11722 LECG Corporation COM 523234102 1217 346800 SH DEFINED 0 346800 0 Lecroy Corp COM 52324W109 2406 594000 SH DEFINED 0 594000 0 Legacy Reserves LP Unit COM 524707304 169 10000 SH SOLE 10000 0 0 LP INT
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Leggett & Platt Inc. COM 524660107 388 20000 SH SOLE 20000 0 0 Libbey Inc. COM 529898108 1771 460000 SH SOLE 460000 0 0 Life Technologies COM 53217V109 442 9503 SH SOLE 9503 0 0 Corporation Lilly, Eli & Co. COM 532457108 294 8902 SH SOLE 8902 0 0 LionBridge Technologies COM 536252109 11108 4272427 SH SOLE 4046487 0 225940 Inc. Lockheed Martin Corp. COM 539830109 540 6922 SH SOLE 6922 0 0 Lowe's Companies, Inc. COM 548661107 5409 258307 SH SOLE 258130 0 177 LSI Logic Corp. COM 502161102 136 24741 SH SOLE 24700 0 41 Lydall Inc. COM 550819106 2568 488300 SH DEFINED 0 488300 0 Lynas Coporation Limited COM 6121176 119 150000 SH SOLE 150000 0 0 M & T Bank Corp. COM 55261F104 3322 53300 SH SOLE 53300 0 0 M6 - Metropole TV COM 5993901 6240 237300 SH SOLE 237300 0 0 Macquarie Airports COM 6543628 56 22400 SH SOLE 22400 0 0 Maidenform Brands Inc COM 560305104 3405 212000 SH DEFINED 0 212000 0 Manhattan Scientifics, COM 563122100 2 15000 SH SOLE 15000 0 0 Inc. Manitou B.F. S.A. COM 5724048 775 47500 SH SOLE 47500 0 0 Mantech International COM 564563104 4 85 SH SOLE 0 0 85 Corp. Manulife Financial Corp. COM 56501R106 444 21134 SH SOLE 21134 0 0 Marathon Oil Corp. COM 565849106 279 8757 SH SOLE 8757 0 0 Mariner Energy 144A COM 56845T305 159 11200 SH SOLE 11200 0 0 Marsh & Mclennan COM 571748102 579 23420 SH SOLE 22000 0 1420 Companies Inc Martin Marietta Matls Inc COM 573284106 1611 17500 SH DEFINED 0 17500 0 Comm Masco Corp. COM 574599106 10527 814800 SH SOLE 814800 0 0 McDonalds Corp. COM 580135101 8815 154457 SH SOLE 145103 300 9054 McGraw Hill Companies Inc. COM 580645109 1302 51795 SH SOLE 51795 0 0 MedAssets Inc. COM 584045108 1580 70000 SH SOLE 70000 0 0 Medco Health Solutions COM 58405U102 4610 83345 SH SOLE 82958 200 187 Inc. Medivation Inc. COM 58501N101 697 25700 SH SOLE 25700 0 0 Medtronic Inc. COM 585055106 720 19560 SH SOLE 19560 0 0 Mega Silver Inc COM 58515W105 298 550000 SH SOLE 550000 0 0 Merck & Co. COM 589331107 6385 201856 SH SOLE 194556 0 7300 Metabolix, Inc. COM 591018809 2340 227600 SH SOLE 227600 0 0 Metlife, Inc. COM 59156r108 651 17096 SH SOLE 14450 0 2646 Microsoft Corp. COM 594918104 74260 2887254.61 SH SOLE 2862693.61 0 24561 Milestone Scientific Inc. COM 59935P209 229 244000 SH SOLE 244000 0 0 Minefinders Corp Ltd COM 602900102 363 37000 SH SOLE 37000 0 0 Minerals Technologies COM 603158106 13620 286376 SH SOLE 228081 0 58295 Misumi Group Inc. COM 6595179 3072 146600 SH SOLE 146600 0 0 Molex Inc. COM 608554101 2997 143521 SH SOLE 143521 0 0 Monotype Imaging Holdings COM 61022P100 788 93700 SH DEFINED 0 93700 0 Monsanto Company COM 61166W101 5865 75779 SH SOLE 75081 0 698 Moody's Corp. COM 615369105 2471 120774 SH SOLE 114104 0 6670 Morgan Stanley COM 617446448 400 12940 SH SOLE 12940 0 0 Mosaic Co. COM 61945A107 1277 26560 SH SOLE 25760 0 800 MPS Group Inc. COM 553409103 15327 1456900 SH DEFINED 0 1456900 0 MTS Systems Corp. COM 553777103 964 33000 SH DEFINED 0 33000 0 Murphy Oil Corp. COM 626717102 45659 793110 SH SOLE 792450 0 660 Nabors Industries Ltd. COM G6359F103 1116 53380 SH SOLE 49805 0 3575 National Dentex Corp. COM 63563H109 1939 227800 SH DEFINED 0 227800 0 National Health Invs Inc. COM 63633D104 248 7825 SH SOLE 7825 0 0 Navistar International COM 63934E108 220 5884 SH SOLE 0 0 5884 Corp Nayarit Gold Inc. COM 639347103 479 933000 SH SOLE 933000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Nelnet Inc CL A COM 224 18045 SH SOLE 0 0 18045 Neptune Technologies & COM 64077p108 48 27000 SH SOLE 27000 0 0 Bioress Nestle SA COM 7123870 6712 157500 SH SOLE 157500 0 0 Netlos Holdings Corp COM 67020Q107 180 10190 SH SOLE 0 0 10190 Nevsun Resources Ltd. COM 64156l101 563 275000 SH SOLE 275000 0 0 New Gold Inc. COM 644535106 13992 3662600 SH SOLE 3523600 0 139000 Newell Rubbermaid Inc. COM 651229106 204 13000 SH SOLE 13000 0 0 Newmont Mining Corp. COM 651639106 93139 2115824 SH SOLE 2084610 0 31214 Nexen Inc. COM 65334H102 512 22500 SH SOLE 22500 0 0 Nicholas-Applegate CVT & COM 65370f101 329 38134.88 SH SOLE 38134.88 0 0 Inc NII Holdings Inc. Class B COM 62913f201 606 20150 SH SOLE 20150 0 0 Nippon Express COM 6642127 4028 990700 SH SOLE 990700 0 0 Nordstrom, Inc. COM 655664100 319 10455 SH SOLE 8300 0 2155 Northern Trust Corp COM 665859104 4873 83785 SH SOLE 83785 0 0 Northwestern Corp Com New COM 668074305 240 9839 SH SOLE 0 0 9839 NovaGold Resources Inc. COM 66987E206 4752 925000 SH SOLE 925000 0 0 NRJ Group COM nrg.fp 527 55800 SH SOLE 55800 0 0 Nucor Corp. COM 670346105 4104 87304 SH SOLE 76426 0 10878 Nutreco Holding NV COM 5183359 2136 43912 SH SOLE 43912 0 0 Occidental Petroleum Corp. COM 674599105 5973 76182 SH SOLE 72635 0 3547 Oceaneering Int'l COM 675232102 9333 164457 SH SOLE 118137 0 46320 Odyssey Marine Exploration COM 676118102 25 13500 SH SOLE 13500 0 0 Oil States International COM 678026105 233 6621 SH SOLE 0 0 6621 Inc. Old Republic COM 680223104 292 24000 SH SOLE 24000 0 0 Olin Corp COM 680665205 1125 64500 SH SOLE 64500 0 0 Omron Corp. COM 6659428 4601 243800 SH SOLE 243800 0 0 Oneok Inc. COM 682680103 417 11400 SH SOLE 11400 0 0 Optex Company Ltd. COM 6660914 356 28900 SH SOLE 28900 0 0 Opti Canada Inc. COM 68383K109 20 10000 SH SOLE 10000 0 0 Oracle Corp. COM 68389X105 1768 84858 SH SOLE 83365 0 1493 Orezone Gold Corp. COM 68616T109 911 1653112.5 SH SOLE 1653112.5 0 0 Osisko Mining Corporation COM 688278100 31357 4217690 SH SOLE 4036490 0 181200 Owens-Illinois, Inc. COM 690768403 112 3024 SH SOLE 0 0 3024 Paccar Inc. COM 693718108 848 22500 SH SOLE 22500 0 0 Pall Corp COM 696429307 791 24500 SH SOLE 24500 0 0 Panoramic Resources Ltd COM 6405665 339 153656 SH SOLE 153656 0 0 Parametric Technology COM 699173209 13455 973623 SH SOLE 773103 0 200520 Corp. Parker Hannifin Corp. COM 701094104 1976 38125 SH SOLE 38125 0 0 Pediment Exploration Ltd. COM 70532W109 586 660000 SH SOLE 660000 0 0 Penn Virginia GP Holdings COM 70788P105 526 41000 SH SOLE 41000 0 0 LP Penn Virginia Resource COM 707884102 998 58250 SH SOLE 58250 0 0 Partner People's United Financial COM 712704105 212 13603 SH SOLE 0 0 13603 Inc. Pepsico Inc. COM 713448108 6948 118450 SH SOLE 117229 0 1221 Perficient, Inc. COM 71375U101 17016 2057602 SH SOLE 1940707 0 116895 Perrigo Co. COM 714290103 4011 118002 SH SOLE 42902 0 75100 Perseus Mining Limited COM B02FBC1 4407 4095000 SH SOLE 4095000 0 0 Petrohawk Energy Corp COM 716495106 2185 90250 SH SOLE 83695 0 6555 Pfizer Inc. COM 717081103 51315 3100612 SH SOLE 3047996 0 52616 Pharmaceutical Product COM 717124101 5828 265653 SH SOLE 163153 0 102500 Develop Phase Forward Inc COM 71721R406 351 25000 SH SOLE 25000 0 0 Philip Morris COM 718172109 5244 107594 SH SOLE 105762 0 1832 International In
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Pier 1 Imports Inc COM 720279108 117 30235 SH SOLE 0 0 30235 Pioneer Southwest Energy COM 72388B106 3152 149800 SH SOLE 149800 0 0 Partn Pitney Bowes Inc COM 724479100 211 8500 SH SOLE 8500 0 0 Plains All American COM 726503105 853 18420 SH SOLE 18420 0 0 Pipeline L Plum Creek Timber Co - COM 729251108 512 16715 SH SOLE 16715 0 0 Dep Uni PNM Resources Inc. COM 69349H107 6974 597123 SH SOLE 597000 0 123 Polo Resources LTD COM B249200 1519 19100000 SH SOLE 19100000 0 0 Polyone Corp. COM 73179p106 4002 600000 SH DEFINED 0 600000 0 Potash Corp. of COM 73755L107 1189 13165 SH SOLE 13165 0 0 Saskatchewan Potlatch Corp COM 737630103 610 21435 SH SOLE 21435 0 0 PowerShares QQQ Trust, COM 73935a104 469 11100 SH SOLE 9800 1300 0 Series Pozen Inc COM 73941U102 1073 145800 SH SOLE 145800 0 0 PPL Corp. COM 69351T106 1105 36430 SH SOLE 36430 0 0 Praxair Inc. COM 74005P104 7321 89615 SH SOLE 89615 0 0 Precision Castparts Corp. COM 740189105 2832 27800 SH SOLE 27800 0 0 Procter & Gamble Co. COM 742718109 13673 236063.11 SH SOLE 227783.11 200 8080 Prudential Financial, Inc. COM 744320102 2202 44115 SH SOLE 44072 43 0 Pure Cycle Corp. COM 746228303 282 85500 SH SOLE 85500 0 0 Qualcomm Inc. COM 747525103 9740 216549 SH SOLE 215685 0 864 Quanex Building Products COM 747619104 3940 274400 SH DEFINED 0 274400 0 Corpo Quest Diagnostics Inc. COM 74834L100 6432 123250 SH SOLE 123250 0 0 Questar Corp. COM 748356102 727 19343 SH SOLE 19343 0 0 Quicksilver Resources Inc. COM 74837R104 179 12600 SH SOLE 12600 0 0 Quixote COM 749056107 72 29000 SH DEFINED 0 29000 0 Qwest Communications COM 749121109 69 18100 SH SOLE 0 0 18100 Internati Ralcorp Holding Inc COM 751028101 281 4810 SH SOLE 4810 0 0 Raytheon Co. COM 755111507 3779 78784 SH SOLE 77896 850 38 Red Back Mining Inc. COM 756297107 8332 741500 SH SOLE 556500 0 185000 Regions Financial Corp. COM 7591EP100 42 6793 SH SOLE 1327 0 5466 Regis Corp. COM 758932107 710 45800 SH DEFINED 0 45800 0 Resmed Inc. COM 761152107 974 21542 SH SOLE 21500 42 0 RF Micro Devices Inc. COM 749941100 143 26266 SH SOLE 0 0 26266 Rimage Corp COM 766721104 938 54900 SH DEFINED 0 54900 0 Rite Aid Corp. COM 767754104 125 76504 SH SOLE 0 1312 75192 Rockwell Automation COM 773903109 14041 329600 SH SOLE 329600 0 0 Rockwell Collins, Inc. COM 774341101 2042 40200 SH SOLE 40200 0 0 Romarco Minerals Inc COM 775903206 21527 20953100 SH SOLE 20461500 0 491600 Roper Industries Inc. COM 776696106 3184 62452 SH SOLE 62452 0 0 Royal Gold, Inc. COM 780287108 40300 883765 SH SOLE 864265 0 19500 RR Donnelley & Sons Co. COM 257867101 18114 852000 SH DEFINED 0 852000 0 RSC Holdings Inc COM 74972L102 262 36000 SH DEFINED 0 36000 0 Ruby Tuesday, Inc. COM 781182100 173 20532 SH SOLE 0 226 20306 Rush Enterprises, Inc. - COM 781846209 10662 825250 SH DEFINED 0 825250 0 CL A Rydex S&P Equal Weight COM 78355w858 866 37500 SH SOLE 37500 0 0 Financi Rydex S&P Equal Weight COM 78355w841 1111 21400 SH SOLE 21400 0 0 Healthc Rydex S&P Equal Weight COM 78355w817 641 15400 SH SOLE 15400 0 0 Technol Sa Sa International COM 6003401 54 124000 SH SOLE 124000 0 0 Holdings L Salesforce.com Inc. COM 79466l302 836 14685 SH SOLE 13500 0 1185
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Salisbury Bancorp Inc COM 795226109 362 14538 SH SOLE 14538 0 0 Salix Pharmaceuticals, COM 795435106 10623 499673 SH SOLE 430118 0 69555 Ltd. Sanofi-Aventis COM 5671735 7126 97100 SH SOLE 97100 0 0 Sapient Corp. COM 803062108 637 79280 SH SOLE 79280 0 0 Scana Corp. COM 80589m102 230 6600 SH SOLE 6600 0 0 Schering-Plough Corp. COM 806605101 2480 87800 SH SOLE 82450 0 5350 Schlumberger Ltd. COM 806857108 60359 1012741 SH SOLE 1012741 0 0 Schoolwurks Inc COM 80802m103 0 12210 SH SOLE 0 0 12210 Scientific Games Corp - A COM 80874P109 2859 180619 SH SOLE 173600 0 7019 Scorpio Mining Corp COM 80917V105 340 617500 SH SOLE 617500 0 0 Seagate Technology COM g7945j104 125 8241 SH SOLE 0 0 8241 Sealy Corp COM 812139301 576 180000 SH DEFINED 0 180000 0 Sector SPDR TR shs ben COM 81369Y605 176 11765 SH SOLE 11765 0 0 int fin Select Sector SPDR Fd COM 81369Y100 908 29355 SH SOLE 27855 1500 0 Material Sherwin Wiliams Co COM 824348106 232 3861 SH SOLE 0 0 3861 Shuffle Master Inc. COM 825549108 121 12842 SH SOLE 1 0 12841 Sigma-Aldrich Corp. COM 826552101 1418 26275 SH SOLE 26275 0 0 Silicon Image Inc. COM 82705t102 13013 5355161 SH SOLE 4223661 0 1131500 Silver Wheaton Corp. COM 828336107 33239 2618651 SH SOLE 2428651 0 190000 Simon Property Group Inc. COM spg 539 7768.25 SH SOLE 7768.25 0 0 Sinchao Metals Corp COM b1lckp6 168 1060000 SH SOLE 1060000 0 0 Sino Gold Mining Ltd. COM 6571447 14922 2509500 SH SOLE 2509500 0 0 Sirius XM Radio Inc. COM 82967N108 7 10500 SH SOLE 10500 0 0 SMC Corporation COM 6763965 4895 39800 SH SOLE 39800 0 0 Smith International Inc. COM 832110100 8802 306700 SH SOLE 306700 0 0 Sofina COM 4820301 238 2500 SH SOLE 2500 0 0 Sogefi S.p.A. COM T86807103 1203 508884 SH SOLE 508884 0 0 Sol Melia SA COM 5738298 4998 495000 SH SOLE 495000 0 0 Solutia Inc Com New COM 834376501 25 2165 SH SOLE 0 0 2165 Solvay SA COM 4821100 2461 23700 SH SOLE 23700 0 0 Sonic Automotive Inc. - COM 83545g102 168 16011 SH SOLE 0 157 15854 Cl A Sonoco Products Co. COM 835495102 18804 682800 SH SOLE 682800 0 0 Southern Co. COM 842587107 2595 81930 SH SOLE 76114 0 5816 Southern Copper Corp. COM 84265V105 138 4507 SH SOLE 1000 0 3507 Southern Union Co. COM 844030106 18000 865800 SH DEFINED 0 865800 0 Southwestern Energy COM 845467109 235 5500 SH SOLE 5500 0 0 SPDR Gold Trust COM 78463V107 34073 344695 SH SOLE 342395 1500 800 Spectra Energy Corp COM 847560109 781 41230 SH SOLE 41230 0 0 Speedway Motorsports Com COM 847788106 296 20600 SH DEFINED 0 20600 0 Sport Supply Group Inc COM 84916A104 520 51000 SH DEFINED 0 51000 0 St. Joe Co. COM 790148100 9182 315323 SH SOLE 251963 0 63360 St. Jude Medical Inc. COM 790849103 8802 225625 SH SOLE 222980 0 2645 Standard & Poor's COM 78462f103 2033 19253 SH SOLE 11321 625 7307 Depository R Standex Intl Corp COM 854231107 3 134 SH SOLE 0 0 134 Stanley Works COM 854616109 64 1500 SH SOLE 1500 0 0 Stantec Inc. COM 85472N109 3341 133200 SH DEFINED 0 133200 0 Staples Inc. COM 855030102 926 39865 SH SOLE 39865 0 0 Starbucks Corp. COM 855244109 1568 75934 SH SOLE 74200 0 1734 Starwood Hotels & Resorts COM 85590A401 1274 38561 SH SOLE 37665 0 896 Worl Steelcase Inc. COM 858155203 20880 3362362 SH SOLE 3362362 0 0 Stein Mart Inc COM 858375108 195 15307 SH SOLE 0 165 15142 Stericycle Inc. COM 858912108 419 8650 SH SOLE 8450 0 200 Steris Corp. COM 859152100 232 7625 SH SOLE 6925 500 200 Stewart Enterprises Class COM 860370105 1624 310500 SH DEFINED 0 310500 0 A
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- streetTRACKS SPDR Biotec COM 78464a870 2398 44695 SH SOLE 44695 0 0 ETF Stryker Corp. COM 863667101 2830 62295 SH SOLE 61295 0 1000 Suncor Energy, Inc. COM 867224107 892 25800 SH SOLE 25300 500 0 Supervalu Inc. COM 868536103 611 40589 SH SOLE 39162 0 1427 SXC Health Solutions COM 78505P100 1872 40000 SH SOLE 40000 0 0 Corporati Symantec Corp COM 871503108 14941 907160 SH SOLE 899375 0 7785 Syms Corp COM 871551107 1262 156000 SH SOLE 0 0 156000 Symyx COM 87155S108 12872 1944430 SH SOLE 1799472 0 144958 Synovus Financial Corp. COM 87161C105 150 40062 SH SOLE 40062 0 0 Sysco Corp. COM 871829107 3922 157835 SH SOLE 153290 0 4545 Takata Corp COM B1FSLW4 2558 139900 SH SOLE 139900 0 0 Talbots Inc. COM 874161102 119 12871 SH SOLE 0 0 12871 Talisman Energy Inc. COM 87425E103 730 42100 SH SOLE 42100 0 0 Target Corp. COM 87612E106 1234 26445 SH SOLE 26445 0 0 Telecommunication Systems COM 87929J103 7389 883862 SH SOLE 702122 0 181740 TeleTech Holdings, Inc. COM 879939106 9706 568917 SH SOLE 450510 0 118407 Tellabs Inc. COM 879664100 179 25925 SH SOLE 25925 0 0 Telular Corp Com COM 87970T208 39 12000 SH DEFINED 0 12000 0 Tenet Healthcare Corp. COM 88033G100 176 30009 SH SOLE 0 0 30009 Teradyne Inc. COM 880770102 11609 1255000 SH DEFINED 0 1255000 0 Tetra Tech Inc. COM 88162g103 9191 346420 SH SOLE 340595 0 5825 Tetra Technologies COM 88162F105 21418 2210304 SH SOLE 1817884 0 392420 Texas Instruments Inc. COM 882508104 1299 54844 SH SOLE 54840 0 4 Thai Beverage Public COM b15f664 100 565000 SH SOLE 565000 0 0 Company L Thai Oil PLC - NVDR COM B0300P1 20 14700 SH SOLE 14700 0 0 Thai Union Frozen COM 6422705 12 16000 SH SOLE 16000 0 0 Products Pub The Bank of New York COM 064058100 6424 221606.64 SH SOLE 220984 0 622.64 Mellon Co The Dun & Bradstreet COM 26483E100 53 700 SH SOLE 700 0 0 Corporati The Manitowoc Company, COM 563571108 1484 156750 SH SOLE 156750 0 0 Inc. The Travelers Companies, COM 89417E109 494 10036 SH SOLE 8974 0 1062 Inc. Thermo Fisher Scientific COM 883556102 2227 50985 SH SOLE 50985 0 0 Inc. Thomas & Betts Corp. COM 884315102 572 19000 SH SOLE 19000 0 0 Thoratec Laboratories COM 885175307 29169 963634 SH SOLE 819541 0 144093 Corp. Tibco Software Inc. COM 88632Q103 25211 2656617 SH SOLE 2105657 0 550960 Tier Techs Inc. CL B COM 88650Q100 2493 294000 SH DEFINED 0 294000 0 Titan Intl. Inc. Ill Com COM 88830M102 304 34150 SH SOLE 34150 0 0 TJX Companies, Inc. COM 872540109 3158 85020 SH SOLE 78615 0 6405 TNR Gold Corporation COM 014489827 1251 4320000 SH SOLE 4320000 0 0 Total System Services Inc. COM 891906109 321 19898 SH SOLE 19898 0 0 Tractor Supply Company COM 892356106 11300 233366 SH SOLE 182369 0 50997 Transocean Ltd. COM H8817H100 1248 14587 SH SOLE 14587 0 0 Trex Inc COM 89531P105 7 402 SH SOLE 0 0 402 Trimas Corp COM 896215209 133 26000 SH DEFINED 0 26000 0 Trimble Navigation Ltd. COM 896239100 1982 82900 SH SOLE 82900 0 0 TRW Automotive Holdings COM 87264s106 1075 64196 SH SOLE 0 0 64196 Tyco International Ltd. COM H89128104 20441 592832 SH SOLE 592832 0 0 Ultra Petroleum Corp. COM 903914109 294 6000 SH SOLE 6000 0 0 UltraShort Lehman 20+ Yr COM 74347R297 437 9926 SH SOLE 9000 600 326 Treas Ultratech, Inc. COM 904034105 29238 2209949 SH SOLE 1790189 0 419760
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Umicore COM 4005001 4216 140800 SH SOLE 140800 0 0 Union Pacific Corp. COM 907818108 4599 78813 SH SOLE 78762 0 51 Unisys Corp. COM 909214108 116 43622 SH SOLE 0 0 43622 Unit Corp. COM 909218109 21412 519068 SH SOLE 412888 0 106180 United Health Group Inc. COM 91324P102 258 10294 SH SOLE 8100 0 2194 United Parcel Service, COM 911312106 16037 283990 SH SOLE 283990 0 0 Inc. United Technologies COM 913017109 7640 125395 SH SOLE 122370 0 3025 US Bancorp COM 902973304 1948 89100 SH SOLE 88501 0 599 UTS Energy Corp. COM 903396109 57 35000 SH SOLE 35000 0 0 Valassis Communications COM 918866104 291 16292 SH SOLE 0 232 16060 Inc. ValueClick, Inc. COM 92046N102 18558 1406990 SH SOLE 1117260 0 289730 Vanguard Emergining COM 922042858 231 6000 SH SOLE 6000 0 0 Markets ET Ventas Inc. COM 92276F100 398 10325 SH SOLE 10325 0 0 Veolia Environment ORD COM 4031879 620 16187 SH SOLE 16187 0 0 Verizon Communications COM 92343V104 33593 1109776 SH SOLE 1099264 0 10512 Viasystems Group COM 92553H100 113 81635 SH SOLE 0 0 81635 Visa Inc. COM 92826C839 5519 79860 SH SOLE 79860 0 0 Vishay Intertechnology COM 928298108 19219 2432800 SH DEFINED 0 2432800 0 Vivendi Universal SA COM 4834777 7205 232850 SH SOLE 232850 0 0 Vulcan Materials Company COM 929160109 514 9499 SH SOLE 9300 0 199 W&T Offshore Inc. COM 92922P106 801 68400 SH SOLE 68400 0 0 W. R. Grace & Co. COM 38388F108 14138 650300 SH SOLE 650300 0 0 Walgreen Co. COM 931422109 3672 98011 SH SOLE 96250 0 1761 Wal-Mart Stores Inc. COM 931142103 10097 205693 SH SOLE 199203 1100 5390 Waters Corporation COM 941848103 821 14700 SH DEFINED 0 14700 0 Wayside Technology Group COM 946760105 271 30500 SH DEFINED 0 30500 0 Inc WD-40 Company COM 929236107 20959 738003 SH SOLE 585668 0 152335 Websense Inc. COM 947684106 24189 1439798 SH SOLE 1143943 0 295855 Wellpoint Health COM 94973V107 206 4350 SH SOLE 4350 0 0 Networks, Inc Wells Fargo & Co. COM 949746101 5395 191448 SH SOLE 188027 0 3421 Wendy's/Arby's Group, Inc. COM 950587105 50 10580 SH SOLE 425 0 10155 WESCO International Inc COM 95082P105 352 12220 SH SOLE 10600 0 1620 Westell Technologies Inc. COM 957541105 37 28000 SH SOLE 28000 0 0 Western Union Co. COM 959802109 1482 78350 SH SOLE 78350 0 0 Weyerhaeuser Co. COM 962166104 16295 444615 SH SOLE 444285 0 330 WGL Holdings Inc. COM 92924F106 871 26281 SH SOLE 26125 0 156 White Electronic Designs COM 963801105 314 68000 SH DEFINED 0 68000 0 Corp. Whole Foods Market Inc. COM 966837106 308 10100 SH SOLE 10100 0 0 Wiley John & Sons Inc COM 968223206 605 17400 SH SOLE 17400 0 0 Williams Cos Inc COM 969457100 1360 76100 SH SOLE 76100 0 0 Windstream Corp. COM 97381w104 183 18100 SH SOLE 18100 0 0 Witwatersrand Con. Gold COM b13c2j2 770 77082 SH SOLE 77082 0 0 Resour Wright Medical Group Inc. COM 98235T107 23699 1326927 SH SOLE 1089387 0 237540 Wyeth COM 983024100 4047 83316 SH SOLE 79876 0 3440 Wynn Resorts Ltd. COM 983134107 753 10620 SH SOLE 10620 0 0 Xinao Gas Holdings Ltd. COM G9826J104 190 95500 SH SOLE 95500 0 0 XTO Energy Inc. COM 98385X106 2508 60686 SH SOLE 58586 0 2100 Yahoo! Inc. COM 984332106 366 20550 SH SOLE 20450 0 100 Yamana Gold Inc. COM 98462Y100 3820 355000 SH SOLE 355000 0 0 Yum! Brands Inc. COM 988498101 13907 411940 SH SOLE 411940 0 0 Zimmer Holdings, Inc. COM 98956P102 2378 44491 SH SOLE 41511 0 2980 Dreyfus Premier MF 261967301 266 21554.035 SH SOLE 2.144 0 21551.891 Intermediate T
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Eifb Ulysse C Fund MF 289990954 1911 42100 SH SOLE 42100 0 0 Europacific Growth Cl F MF 298706409 7579 202063.768 SH SOLE 194013.467 0 8050.301 FCP Tocqueville Small MF FR0010547 427 275 SH SOLE 275 0 0 Caps Ame FCP Tocqueville Value MF FR0010547 8361 231039.0005 SH SOLE 231039.0005 0 0 Amerique FCP Tocqueville Value MF 2593 16170 SH SOLE 16170 0 0 Europe Fidelity Spartan 500 MF 315912204 3758 51102.685 SH SOLE 51102.685 0 0 Index Fun Fundamental Investors, MF 360802102 2796 90267.544 SH SOLE 90267.544 0 0 Inc. Hennesy Cornerstone Growth MF 425888104 139 15606.486 SH SOLE 0 0 15606.486 JP Morgan Intermediate MF 4812A0441 225 20319.654 SH SOLE 20319.654 0 0 Tax Fre Mercure Biotech MF B01hq56 1334 4707 SH SOLE 4707 0 0 Parnassus Fund MF 701765109 228 6871.113 SH SOLE 6871.113 0 0 Tocqueville Fund Cl A MF 888894102 76154 4059385.864 SH SOLE 3939915.47 0 119470.394 Tocqueville Gold Fund MF 888894862 40994 806812.7386 SH SOLE 803275.7386 0 3537 Tocqueville International MF 888894300 95051 8866672.425 SH SOLE 8866672.425 0 0 Valu Tocqueville Small Cap Fund MF 888894409 15298 1341954.573 SH SOLE 1335413.063 0 6541.51 Vaguard Bond Index Fund MF 921937306 232 21371.612 SH SOLE 0 0 21371.612 INC In Vanguard Nj L/T MF 92204F305 532 44760.443 SH SOLE 44760.443 0 0 Tax-Exempt Adm Vanguard NY Long Term Tax MF 92294H103 500 44343.737 SH SOLE 0 0 44343.737 Exem Vvanguard NJ Long-Term MF 92204F206 184 15461.682 SH SOLE 15461.682 0 0 Tax Exe 100,000ths Wells Fargo & PFD kek746889 0 116800 SH SOLE 116800 0 0 Co. ( Bank of America Corp. Pfd PFD 060505765 397 17000 SH SOLE 17000 0 0 8.2% Dermacare Ser A PFD 51 366569 SH SOLE 366569 0 0 (Restricted) Dermacare Ser B PFD 40 233148 SH SOLE 233148 0 0 (Restricted) Entergy Miss.7.25% C@25 PFD 29364n868 215 8500 SH SOLE 8500 0 0 11/22/ HSBC Hldgs Plc Sub Cap PFD 404280703 401 15500 SH SOLE 15500 0 0 8.125% J P Morgan Chase & Co Pfd PFD 46625H621 872 31650 SH SOLE 31650 0 0 8.62 Pub Storage Ser E 6.75% PFD 74460D398 931 41600 SH SOLE 41600 0 0 C@25 Pub Storage Ser-W 6.50% PFD 74460D570 562 26000 SH SOLE 26000 0 0 C@25 1 Pub Storage Ser-X 6.45% PFD 74460D554 769 36000 SH SOLE 36000 0 0 C@25 1 Pub Storage Ser-Z 6.25% PFD 74460D521 958 44200 SH SOLE 44200 0 0 C@25 Public Storage Ser-F PFD 74460D380 612 28500 SH SOLE 28500 0 0 6.45% C@2 Public Storage Series-K PFD 74460D273 700 28100 SH SOLE 28100 0 0 7.25% Public Storage Series-M PFD 74460D232 1934 85550 SH SOLE 85550 0 0 6.625% US Bancorp Pfd. 7.875% PFD 902973882 356 13100 SH SOLE 13100 0 0 Applied Semiconductor, RES 101 16800 SH SOLE 16800 0 0 Inc. SE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- CDG Research Corp. CL A RES 31 50000 SH SOLE 50000 0 0 CDG Tech, Inc. CL A RES 31 50000 SH SOLE 50000 0 0 Drinks America Holdings RES 26205U10R 2 33333 SH SOLE 33333 0 0 Emcore Corp. (XXX) RES 29084610R 663 510000 SH SOLE 510000 0 0 Genetic ID Inc. CONV PFD RES 176 14650 SH SOLE 14650 0 0 SER B Mirant Corp - Escrow RES 604675991 0 26491 SH SOLE 10320 0 16171 shares Rockwood Services Corp. RES 999QBV907 1014 751 SH SOLE 751 0 0 (Restr Acasti Pharma Inc (pvt) 00430K105 0 11611 SH SOLE 11611 0 0 Acasti Pharma WTS CAD 00430K113 0 11611 SH SOLE 11611 0 0 $0.40 Ex Accenture PLC G1151C101 1454 39000 SH SOLE 39000 0 0 Agnico Eagle Mines Ltd 008474108 28515 420265 SH SOLE 407165 0 13100 Alcon Inc. H01301102 262 1890 SH SOLE 1890 0 0 Allied Irish Banks - 019228402 141 15000 SH SOLE 15000 0 0 Sponsored Andean Amer Mng WTS 250384:0. 0 1538500 SH SOLE 1538500 0 0 @CN$0.85 E Anglogold Ashanti Limited 035128206 16586 406921 SH SOLE 386311 0 20610 ADR Aquiline Resources Inc 03839N100 5480 1333333 SH SOLE 1333333 0 0 (pvt) Argentex Mining Corp. 04012e107 1149 1351832 SH SOLE 1351832 0 0 (pvt) Argentex Mining WTS AGXM:1.60 0 710000 SH SOLE 710000 0 0 @1.60$USD ATW Gold Corp WTS ATWGF:01. 0 1175000 SH SOLE 1175000 0 0 CAD$1.50 EXP AU Optronics Corp. ADR 002255107 76 7891 SH SOLE 3 0 7888 Avion Resources WTS B1Z58S:0. 0 1000000 SH SOLE 1000000 0 0 CAD$.65 EX Banco De Santander ADR 05964H105 127 7861 SH SOLE 0 0 7861 Barrick Gold Corp 067901108 236 6225 SH SOLE 6225 0 0 Benton Resources WTS CAD B07CY0:1. 0 725000 SH SOLE 725000 0 0 $1.60 BHP Billiton Limited ADR 088606108 21592 327097 SH SOLE 325625 0 1472 BIO-key International 0 65926 SH SOLE 65926 0 0 Inc. (Se BP Amoco ADR 055622104 11018 206991.63 SH SOLE 186331.63 0 20660 Cadbury PLC ADR 12721E102 4455 87004 SH SOLE 86900 0 104 Cameco Corp. 13321L108 1854 66700 SH SOLE 66700 0 0 Canon Inc. ADR 138006309 5375 134400 SH SOLE 134400 0 0 Centamin Egypt Ltd (pvt) b1vrqz3 8200 5353500 SH SOLE 5353500 0 0 Chicago Bridge & Iron 167250109 767 41050 SH SOLE 41050 0 0 Company China Security & 16942J105 1715 240261 SH SOLE 240261 0 0 Surveillance Chunghwa Telecom Co - 17133q403 189 10472.79 SH SOLE 8087.99 0 2384.8 Spon ADR Clark Holdings WTS $6.00 18145M117 5 490500 SH DEFINED 0 490500 0 Exp 0 Colombia Goldfields (pvt) 195305107 666 3479349 SH SOLE 3479349 0 0 Comaplex Minerals Corp. 199901109 13020 2839000 SH SOLE 2839000 0 0 (pvt) Companhia Siderurgica 20440W105 132 4330 SH SOLE 0 0 4330 Nacional Compania de Minas 204448104 38407 1090800 SH SOLE 1058600 0 32200 Buenaventurs
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Condor Resources Inc WTS B10LY3:0. 0 250000 SH SOLE 250000 0 0 CAD$0 Continent Resources Inc 21076K100 887 1900000 SH SOLE 1900000 0 0 (pvt) Continent Resources WTS 21076K100 0 950000 SH SOLE 950000 0 0 CAD$0. Core Laboratories N22717107 3173 30775 SH SOLE 30775 0 0 Crescent Point Energy Corp 22576C101 549 15950 SH SOLE 15950 0 0 Danone S.A ADR 23636T100 2107 174171 SH SOLE 174171 0 0 Detour Gold Corp (pvt) 250669108 3460 280000 SH SOLE 280000 0 0 Deutsche Bank AG ORD D18190898 2697 35129 SH SOLE 33700 0 1429 East Asia Minerals Corp 270541105 4918 1979600 SH SOLE 1979600 0 0 (pvt) ECF Value Fund II LP 799 500000 SH SOLE 500000 0 0 Eldorado Gold Corp (pvt) 284902103 11358 1000000 SH SOLE 1000000 0 0 Eldorado Gold Corp. 284902103 18394 1613500 SH SOLE 1500400 0 113100 Electrum Ltd. (pvt) :COST 18422 3289583 SH SOLE 3289583 0 0 Emcore Corp. WTS $15.06 0 89250 SH SOLE 89250 0 0 02/19/ Endeavour Financial Corp 298368 3120 2000000 SH SOLE 2000000 0 0 (pvt) Endeavour Finl Corp WTS B4W8L73 654 1000000 SH SOLE 1000000 0 0 CAD$ 2 Enerplus Resources Fund 29274D604 227 9900 SH SOLE 9900 0 0 Eni S.p.A. 26874R108 175 3520 SH SOLE 2300 0 1220 European Goldfields 298774100 4651 1000000 SH SOLE 1000000 0 0 Limited (p Evolving Gold Corp (pvt) b1yxwh 290 200000 SH SOLE 200000 0 0 Evolving Gold Corp WTS EVG.CN:1. 0 500000 SH SOLE 500000 0 0 CAD$1.5 Exploration Syndicate, :COST 1500 1500000 SH SOLE 1500000 0 0 Inc.(pv FNX Mining Co (Rule 144A) 30253R200 1095 125000 SH SOLE 125000 0 0 Fomento Economico 344419106 6073 159600 SH SOLE 159600 0 0 Mexicano ADR Franco-Nevada corp (pvt) 351858204 40884 1558300 SH SOLE 1558300 0 0 144A Genpact Limited G3922B107 4611 374900 SH DEFINED 0 374900 0 Geo Fossil Fuels :0 0 91036.7 SH SOLE 91036.7 0 0 GeoBiotics LLC Private :COST 584 417142 SH SOLE 417142 0 0 Placeme GeoBiotics LLC Private :1.75 1000 571400 SH SOLE 571400 0 0 Placeme GeoBiotics LLC Private :1.75 437 250000 SH SOLE 250000 0 0 Placeme GeoBiotics LLC Private :COST 106 60640 SH SOLE 60640 0 0 Placeme GeoBiotics LLC Private :COST 136 77432 SH SOLE 77432 0 0 Placeme GeoBiotics LLC Private :COST 100 50000 SH SOLE 50000 0 0 Placeme GeoBiotics, LLC :COST 625 357142 SH SOLE 357142 0 0 GeoSynFuels :26 2367 91036.7 SH SOLE 91036.7 0 0 Gerdau ADR 373737105 91 6789 SH SOLE 0 0 6789 GlaxoSmithKline ADR 37733W105 207 5241 SH SOLE 5000 0 241 Gold Fields Ltd. 38059T106 28078 2037600 SH SOLE 1962600 0 75000 Gold Resource Corp. (pvt) :COST 21308 2899000 SH SOLE 2899000 0 0 Goldcorp Inc (pvt) 380956409 10036 250000 SH SOLE 250000 0 0 Goldcorp Inc. 380956409 48960 1212775 SH SOLE 1187675 500 24600 GoviEx IP Holdings Inc. :COST 146 3600000 SH SOLE 3600000 0 0 (pvt)
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- GoviEx Uranium Inc. (pvt) :COST 7053 3600000 SH SOLE 3600000 0 0 Hannover 410693105 769 33500 SH SOLE 33500 0 0 Ruechversicherung AG Hannover 4511809 257 5596 SH SOLE 5596 0 0 Rueckversicherungs - HSBC Holdings PLC - ADR 404280406 4990 87006.31 SH SOLE 86195.31 0 811 Iamgold, Intl African 450913108 5653 400000 SH SOLE 400000 0 0 Mining G ICICI Bank Ltd - ADR 45104g104 361 9375 SH SOLE 9375 0 0 Indo Gold Limited (pvt) :COST 221 200000 SH SOLE 200000 0 0 Intl Tower Hill Mines Ltd 46051l104 1742 431800 SH SOLE 431800 0 0 (pvt iShares - Japan 464286848 259 26080 SH SOLE 26080 0 0 iShares FTSE Xinhua China 464287184 215 5250 SH SOLE 5250 0 0 25 iShares TR MSCI Emerging 464287234 612 15740 SH SOLE 13720 400 1620 Marke Ivanhoe Mines Ltd (pvt) 46579N103 12261 954000 SH SOLE 954000 0 0 Ivanhoe Nickel & Platinum :COST 3300 600000 SH SOLE 600000 0 0 Ltd Ivanhoe Nickel & Platinum AFRMINLTD 458 83333 SH SOLE 83333 0 0 Ltd Kinross Gold Corp 496902404 26934 1241202 SH SOLE 1199502 0 41700 Kinross Gold Corp B04NVW3:3 821 172336 SH SOLE 158046 0 14290 @CAD32.00 EX Kiska Metals (pvt) 497725101 1116 1811000 SH SOLE 1811000 0 0 Kiska Metals WTS CDN 203914:0. 0 905500 SH SOLE 905500 0 0 @$0.80 EX Kootenay Gold Inc. (pvt) 500581103 234 325395 SH SOLE 325395 0 0 Kootenay Gold WTS CDN 297460:1. 0 500000 SH SOLE 500000 0 0 @$1.80 E Kootenay Gold WTS CDN 297460:2. 0 412500 SH SOLE 412500 0 0 @$2.75 E Malbex Resources Inc (pvt) 467 1000000 SH SOLE 1000000 0 0 Malbex Resources WTS CAD malb.wt:0 0 500000 SH SOLE 500000 0 0 $0.75 Mega Silver Inc WTS CAD 248862:1. 0 275000 SH SOLE 275000 0 0 $1.50 Minefinders Corp Ltd 602900102 4042 415000 SH SOLE 375000 0 40000 Minefinders Corp Ltd (pvt) 60290010R 9101 928000 SH SOLE 928000 0 0 Minefinders Corp WTS CAD 2595344:5 411 125000 SH SOLE 125000 0 0 $5 Ex Mitsubishi UFJ Financial 606822104 22689 4248800 SH SOLE 4248800 0 0 Group National Australia Bank 632525408 780 28883 SH SOLE 28245 0 638 ADR Nayarit Gold Inc (pvt) b0bcfw1 479 933000 SH SOLE 933000 0 0 Nayarit Gold Inc WTS CAD b0bcfw:0. 0 1300000 SH SOLE 1300000 0 0 $0.65 Nestle SA - Sponsored ADR 641069406 2135 50023 SH SOLE 49795 0 228 Nintendo Co. Ltd - ADR 654445303 1919 60800 SH SOLE 60800 0 0 Nokia Sponsored ADR 654902204 28410 1943245 SH SOLE 1930505 0 12740 Orezone Gold Corp (pvt) B5BVW1 344 625000 SH SOLE 625000 0 0 Osisko Mining Corporation 68827N107 48690 6549000 SH SOLE 6549000 0 0 (pvt Osisko Mining WTS CAD 231206:5. 2475 1000000 SH SOLE 1000000 0 0 $5.45 ex Overlook Partners LP 417 250000 SH SOLE 250000 0 0 P.T. Telekomunikasi 715684106 3481 97500 SH SOLE 97500 0 0 Indonesi -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Pan American Silver Corp. 697900108 16075 705036 SH SOLE 655036 0 50000 Penn West Energy Trust 707885109 258 16306 SH SOLE 16306 0 0 Perseus Mining Limited B02FBC1 2153 2000000 SH SOLE 2000000 0 0 (pvt) Petroleo Brasileiro S.A. 71654V408 4090 89100 SH SOLE 89100 0 0 Platte River Gld US Inc :COST 0 601550 SH SOLE 601550 0 0 WTS $4 Platte River Gold $2.00 :COST 0 360000 SH SOLE 360000 0 0 exp 11 Platte River Gold Inc :0.81 2725 3363750 SH SOLE 3363750 0 0 (pvt) Platte River Gold Inc :3 3609 1203100 SH SOLE 1203100 0 0 (pvt) Platte River Gold Inc :1.2 3621 3014375 SH SOLE 3014375 0 0 (pvt) Platte River Gold Inc :1.25 900 720000 SH SOLE 720000 0 0 (pvt) Randgold Resources Lmt. 752344309 76197 1090400 SH SOLE 1090400 0 0 Red Back Mining Inc. (pvt) 756297107 13989 1245000 SH SOLE 1245000 0 0 Research In Motion Ltd. 760975102 2341 34610 SH SOLE 34600 0 10 Rolling Rock Resources 77570X105 75 402800 SH SOLE 402800 0 0 Corp (p Royal Dutch Shell PLC CL A 780259206 2022 35358 SH SOLE 33400 0 1958 Royal Dutch Shell PLC CL B 780259107 201 3601 SH SOLE 3601 0 0 Samsung Electronics Co., 796050888 1865 5470 SH SOLE 5470 0 0 Ltd. Sanofi-Aventis-ADR 80105N105 2342 63370 SH SOLE 63249 0 121 SEMAFO Inc. (pvt) 816922108 12998 4900000 SH SOLE 4900000 0 0 Shariah Capital Inc. Reg S B1HHKW2 1697 1095000 SH SOLE 1095000 0 0 Siemens AG Spons ADR 826197501 3979 42800 SH SOLE 42800 0 0 Silver Wheaton Corp (pvt) 828336107 11753 925925 SH SOLE 925925 0 0 Simcere Pharmaceutical 82859P104 890 111800 SH SOLE 111800 0 0 Group Sinchao Metals Corp (pvt) b1lckp 32 201392 SH SOLE 201392 0 0 Sino Gold Mining Ltd. 9HH010J14 2344 394200 SH SOLE 394200 0 0 (pvt) StatoilHydro ASA - ADR 85771P102 1865 82722 SH SOLE 74912 0 7810 Tata Motors Ltd. 876568502 461 35600 SH SOLE 35600 0 0 Teck Cominco Ltd - Class B 878742204 564 20440 SH SOLE 20440 0 0 Teva Pharmaceutical 881624209 2137 42264 SH SOLE 41825 400 39 Industries The Water Company, LLC :COST 625 15624 SH SOLE 15624 0 0 TNR Gold Corporation (pvt) 014489827 183 630776 SH SOLE 630776 0 0 TNR Gold Corporation WTS 283396:0. 0 2075000 SH SOLE 2075000 0 0 CAD$0 Total, S.A. 89151E109 8989 151685 SH SOLE 143175 0 8510 Toyota Motor Corp. ADR 892331307 29544 376022 SH SOLE 376022 0 0 Trinity Biotech Plc ADR 896438108 170 43000 SH DEFINED 0 43000 0 UBS AG - ADR H89231338 673 36750 SH SOLE 36750 0 0 Underworld Resources Inc 90443P100 1943 1600000 SH SOLE 1600000 0 0 (pvt) Underworld Resources WTS b1tqbz:1. 0 800000 SH SOLE 800000 0 0 CAD $ Unilever N.V. 904784709 16663 577370 SH SOLE 575511 1500 359 US Gold Corp WTS 912023116 22 111500 SH SOLE 111500 0 0 USD$10.00 exp Vale S.A. - ADR 91912E105 4784 206850 SH SOLE 206850 0 0 Ventana Gold Corp (pvt) 92277D104 838 150000 SH SOLE 150000 0 0 Ventana Gold Corp WTS CAD b1lb1w:0 0 150000 SH SOLE 150000 0 0 $0.9
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- -------------------- ---------- -------- ------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ----------- --- ---- ---------- -------- ----------- ------- ---------- Veolia Environment ADR 92334n103 7682 199586 SH SOLE 199586 0 0 Wacker Neuson SE B17R248 3948 329000 SH SOLE 329000 0 0 Weatherford Intl Ltd Reg H27013103 5136 247770 SH SOLE 238305 0 9465 Witwatersrand Con. Gold b13c2j2 2796 280000 SH SOLE 280000 0 0 Resour XDM Resources Inc (pvt) :COST 853 1100000 SH SOLE 1100000 0 0 Yukon-Nevada Gold WTS 0 4175000 SH SOLE 4175000 0 0 CAD$3.00 Zena Capital Corp (pvt) 98935B109 654 1000000 SH SOLE 1000000 0 0 Zena Capital Corp WTS 274848:0. 0 1000000 SH SOLE 1000000 0 0 @CAD$0.7 Zhongpin Inc. 98952K107 7391 502125 SH SOLE 502125 0 0 Zymequest Series E 112 80000 SH SOLE 80000 0
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