-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CXwWLUWdMYdOwaHlf+IApznfCwE/WW9KVa71CD25MFR9kror4yo+lr9eNcepxS9R vmcyWGNbEJMlBqd85QHOIw== 0000919574-07-005532.txt : 20071115 0000919574-07-005532.hdr.sgml : 20071115 20071115143932 ACCESSION NUMBER: 0000919574-07-005532 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071115 DATE AS OF CHANGE: 20071115 EFFECTIVENESS DATE: 20071115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 071249263 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d828320_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2007 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 40 West 57th Street New York, New York 10019 13F File Number: 028-03589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place and Date of Signing: /s/ Elizabeth F. Bosco New York, New York November 14, 2007 - ------------------------ ------------------------ --------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 465 Form 13F Information Table Value Total: $ 3,590,648 (thousands) List of Other Included Managers: None TOCQUEVILLE ASSET MANAGEMENT L.P. FORM 13F INFORMATION TABLE AS OF DATE: 9/30/07
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVSMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRTN MNGRS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ------ ----- ---- ------ ---- 1 800 FLOWERS COM COM 68243Q106 17,450 1,505,615 SH Sole 1,343,615 162,000 3COM CORP COM 885535104 3,041 615,500 SH Sole 615,500 3M CO COM 88579Y101 32,143 343,486 SH Sole 339,386 4,100 ABBOTT LABS COM 002824100 2,638 49,192 SH Sole 44,931 4,261 ABM INDS INC COM 000957100 2,559 128,100 SH Sole 128,100 ACTIVISION INC NEW COM 004930202 9,097 421,366 SH Sole 421,366 ADOBE SYS INC COM 00724F101 279 6,400 SH Sole 6,400 AFLAC INC COM 001055102 3,029 53,100 SH Sole 53,100 AGILENT TECHNOLOGIES INC COM 00846U101 811 21,985 SH Sole 10,490 11,495 AIR PRODS & CHEMS INC COM 009158106 2,437 24,925 SH Sole 24,925 ALASKA COMMUNICATIONS SYS GR COM 01167P101 37,352 2,584,900 SH Sole 2,584,900 ALBANY INTL CORP COM 012348108 7,813 208,400 SH Sole 208,400 ALCOA INC COM 013817101 33,650 860,164 SH Sole 858,124 2,040 ALEXANDER & BALDWIN INC COM 014482103 251 5,000 SH Sole 5,000 ALKERMES INC COM 01642T108 1,932 105,000 SH Sole 105,000 ALLIANCE BERNSTEIN HOLDING LP COM 01881G106 211 2,400 SH Sole 2,400 ALLIANT ENERGY CORP COM 018802108 383 10,000 SH Sole 10,000 ALLSTATE CORP COM 020002101 417 7,290 SH Sole 7,290 ALTRIA GROUP INC COM 02209S103 2,089 30,050 SH Sole 29,750 300 AMAZON COM INC COM 023135106 240 2,575 SH Sole 2,575 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 5,115 194,425 SH Sole 194,425 AMERICAN EXPRESS CO COM 025816109 7,781 131,067 SH Sole 129,462 1,605 AMERICAN INTL GROUP INC COM 026874107 64,723 956,737 SH Sole 952,437 4,300 AMERICAN SUPERCONDUCTOR CORP COM 030111108 492 24,000 SH Sole 24,000 AMERIPRISE FINL INC COM 03076C106 326 5,171 SH Sole 5,171 AMGEN INC COM 031162100 22,826 403,492 SH Sole 401,492 2,000 ANALOGIC CORP COM 032657207 21,317 334,334 SH Sole 276,684 57,650 ANHEUSER BUSCH COS INC COM 035229103 31,165 623,428 SH Sole 623,128 300 ANNALY CAP MGMT INC COM 035710409 980 61,500 SH Sole 61,500 APACHE CORP COM 037411105 2,929 32,526 SH Sole 31,116 1,410 APEX SILVER MINES LTD ORD G04074103 32,610 1,676,600 SH Sole 1,616,600 60,000 APEX SILVER MINES LTD ORD G04074103 175 9,000 SH Other 2 9,000 APPLE INC COM 037833100 6,527 42,530 SH Sole 41,380 1,150 APPLERA CORP COM AP BIO GRP 038020103 229 6,600 SH Sole 6,600 APPLIED MATLS INC COM 038222105 45,852 2,215,065 SH Sole 2,190,095 24,970 APPLIED SIGNAL TECHNOLOGY INC COM 038237103 6,826 504,906 SH Sole 504,906 ARCH CHEMICALS INC COM 03937R102 1,828 39,000 SH Sole 39,000 ARCHER DANIELS MIDLAND CO COM 039483102 1,178 35,600 SH Sole 35,600 ARKANSAS BEST CORP DEL COM 040790107 3,367 103,092 SH Sole 87,642 15,450 ARROW ELECTRS INC COM 042735100 4,856 114,205 SH Sole 114,205 ASHFORD HOSPITALITY TR INC COM SHS 044103109 100 10,000 SH Sole 10,000 ASHLAND INC COM 044209104 241 4,000 SH Sole 4,000 ASPEN TECHNOLOGY INC COM 045327103 27,671 1,932,313 SH Sole 1,688,113 244,200 ASTEC INDS INC COM 046224101 8,249 143,594 SH Sole 122,794 20,800 AT&T INC COM 00206R102 3,054 72,183 SH Sole 64,822 896 6,465 AUTODESK INC COM 052769106 440 8,800 SH Sole 8,800 AUTOMATIC DATA PROCESSING IN COM 053015103 15,141 329,650 SH Sole 322,403 7,247 AVERY DENNISON CORP COM 053611109 4,385 76,900 SH Sole 76,900 AVNET INC COM 053807103 1,642 41,200 SH Sole 33,000 8,200 AVON PRODS INC COM 054303102 10,174 271,085 SH Sole 271,085 BALDOR ELEC CO COM 057741100 10,622 265,880 SH Sole 214,480 51,400 BANK OF AMERICA CORP COM 060505104 9,338 185,749 SH Sole 185,274 475 BANK OF NEW YORK MELLON CORP COM 064058100 32,568 737,834 SH Sole 737,211 623 BARD C R INC COM 067383109 4,464 50,620 SH Sole 50,620 BAXTER INTL INC COM 071813109 1,524 27,085 SH Sole 27,085 BAYTEX ENERGY TR TRUST UNIT 073176109 378 18,575 SH Sole 18,575 BB&T CORP COM 054937107 413 10,232 SH Sole 10,232 BENCHMARK ELECTRONICS INC COM 08160H101 3,676 154,000 SH Sole 154,000 BENJAMIN FRANKLIN BANCORP IN COM 082073107 143 10,000 SH Sole 10,000 BERKLEY W R CORP COM 084423102 4,612 155,650 SH Sole 155,650 BERKSHIRE-HATHAWAY INC DEL CL A 084670108 356 3 SH Sole 3 BERKSHIRE-HATHAWAY INC DEL CL B 084670207 8,042 2,035 SH Sole 2,035 BIOLASE TECHNOLOGY INC COM 090911108 766 112,000 SH Sole 112,000 BIOSCRIP INC COM 09069N108 321 50,000 SH Sole 50,000 BLOCK H&R INC COM 093671105 14,750 696,400 SH Sole 696,400 BOB EVANS FARMS INC COM 096761101 1,056 35,000 SH Sole 35,000 BOEING CO COM 097023105 27,126 258,365 SH Sole 258,365 BOS BETTER ONLINE SOLUTIONS SHS NEW 2717289 2,056 878,670 SH Sole 878,670 BOSTON SCIENTIFIC CORP COM 101137107 4,535 325,100 SH Sole 325,100 BP PRUDHOE BAY RTY TR COM 055630107 300 4,000 SH Sole 4,000 BRISTOL MYERS SQUIBB CO COM 110122108 19,751 685,319 SH Sole 681,989 3,330 BROOKS AUTOMATION INC COM 114340102 17,181 1,206,552 SH Sole 962,952 243,600 BUNGE LTD COM G16962105 1,718 15,992 SH Sole 15,992 BURLINGTON NORTHERN SANTA FE C COM 12189T104 203 2,500 SH Sole 2,500 CABOT MICROELECTRONICS CORP COM 12709P103 1,560 36,500 SH Sole 36,500 CALLON PET CO DEL COM 13123x102 1,315 94,500 SH Sole 94,500 CAMERON INTERNATIONAL CORP COM 13342B105 2,647 28,680 SH Sole 28,680 CAMPBELL SOUP CO COM 134429109 3,633 98,200 SH Sole 98,200 CANDELA CORP COM 136907102 4,577 539,079 SH Sole 539,079 CARBO CERAMICS INC COM 140781105 34,159 673,358 SH Sole 567,658 105,700 CARLISLE CO INC COM 142339100 404 8,304 SH Sole 8,304 CATERPILLAR INC DEL COM 149123101 3,260 41,560 SH Sole 41,560 CB RICHARD ELLIS GROUP INC COM 12497t101 1,161 41,685 SH Sole 41,685 CELGENE CORP COM 151020104 3,423 48,000 SH Sole 48,000 CENTENE CORP DEL COM 15135B101 10,617 493,576 SH Sole 385,776 107,800 CERIDIAN CORP NEW COM 156779100 412 11,854 SH Sole 11,854 CERNER CORP COM 156782104 598 10,000 SH Sole 10,000 CHARLES RIV LABS INTL COM 159864107 4,713 83,935 SH Sole 83,935 CHEVRON CORP NEW COM 166764100 17,137 183,123 SH Sole 174,555 8,568 CHORDIANT SOFTWARE INC COM 170404305 194 20,000 SH Sole 20,000 CHUBB CORP COM 171232101 375 7,000 SH Sole 7,000 CHURCH & DWIGHT INC COM 171340102 757 16,100 SH Sole 16,100 CIMAREX ENERGY CO COM 171798101 410 11,000 SH Sole 11,000 CINCINNATI BELL INC NEW COM 171871106 172 34,800 SH Sole 34,800 CINTAS CORP COM 172908105 12,521 337,500 SH Sole 337,500 CISCO SYSTEMS INC COM 17275R102 68,841 2,077,919 SH Sole 2,073,719 4,200 CIT GROUP INC COM 125581108 11,950 297,275 SH Sole 297,275 CITADEL BROADCASTING CORP COM 17285t106 103 24,677 SH Sole 24,401 276 CITIGROUP INC COM 172967101 23,247 498,105 SH Sole 496,639 300 1,166 CITIZENS COMMUNICATIONS CO COM 17453B101 192 13,400 SH Sole 13,400 CLEVELAND CLIFFS INC COM 185896107 43,721 497,000 SH Sole 497,000 COACH INC COM 189754104 2,838 60,035 SH Sole 58,435 1,600 COCA COLA CO COM 191216100 14,851 258,408 SH Sole 250,940 7,468 COHERENT INC COM 192479103 3,400 106,000 SH Sole 106,000 COLDWATER CREEK INC COM 193068103 7,555 695,718 SH Sole 530,818 164,900 COLGATE PALMOLIVE CO COM 194162103 35,685 500,356 SH Sole 494,900 2,256 3,200 COMCAST CORP NEW CL A 20030N101 999 41,335 SH Sole 19,435 21,900 COMCAST CORP NEW CL A SPL 20030n200 1,359 56,700 SH Sole 56,700 COMPANIA DE MINAS BUENAVENTURS COM 204448104 35,209 736,900 SH Sole 736,900 COMPANIA DE MINAS BUENAVENTURS COM 204448104 229 5,000 SH Other 2 5,000 CONAGRA INC COM 205887102 844 32,300 SH Sole 31,200 1,100 CONNS INC COM 208242107 10,446 437,258 SH Sole 437,258 CONOCOPHILLIPS COM 20825C104 2,478 28,233 SH Sole 14,763 500 12,970 CONSOLIDATED EDISON INC COM 209115104 336 7,260 SH Sole 7,260 CONSTELLATION BRANDS INC CL A 21036p108 1,767 73,000 SH Sole 73,000 CONVERGYS CORP COM 212485106 4,748 273,500 SH Sole 273,500 CORN PRODUCTS INTL INC COM 219023108 2,807 61,200 SH Sole 61,200 CORNING INC COM 219350105 48,025 1,948,275 SH Sole 1,948,275 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 1,295 49,500 SH Sole 49,500 COSI INC COM 22122P101 1,048 303,000 SH Sole 303,000 COSTCO WHSL CORP NEW COM 22160K105 1,639 26,700 SH Sole 26,700 COVANCE INC COM 222816100 1,693 21,730 SH Sole 21,530 200 COVANTA HLDG CORP COM 22282E102 797 32,500 SH Sole 31,900 600 CROSS TIMBERS RTY TR COM 22757R109 7,634 191,190 SH Sole 191,190 CUBIC CORP COM 229669106 582 13,805 SH Sole 13,805 CUBIST PHARMACEUTICALS INC COM 229678107 1,099 52,000 SH Sole 52,000 CVS CAREMARK CORPORATION COM 126650100 8,140 205,399 SH Sole 205,399 DANAHER CORP DEL COM 235851102 2,870 34,700 SH Sole 34,700 DATASCOPE CORP COM COM 238113104 2,468 73,000 SH Sole 73,000 DEERE & CO COM 244199105 2,627 17,700 SH Sole 17,700 DEL MONTE FOODS CO COM 24522P103 5,475 521,402 SH Sole 521,402 DELL INC COM 24702R101 1,503 54,450 SH Sole 52,450 2,000 DENTSPLY INTL INC NEW COM 249030107 307 7,380 SH Sole 7,380 DEPOMED INC COM 249908104 211 103,000 SH Sole 103,000 DEVON ENERGY CORP NEW COM 25179M103 3,742 44,970 SH Sole 44,970 DIAMOND OFFSHORE DRILL IN COM 25271C102 419 3,700 SH Sole 3,000 700 DIAMONDROCK HOSPITALITY CO COM 252784301 635 36,500 SH Sole 29,500 7,000 DIAMONDS TR UNIT SER 1 252787106 636 4,580 SH Sole 20 4,560 DIEBOLD INC COM 253651103 575 12,650 SH Sole 12,650 DISCOVER FINL SVCS COM 254709108 243 11,701 SH Sole 9,328 2,373 DISNEY WALT CO COM 254687106 2,678 77,864 SH Sole 74,264 3,600 DOMINION RES INC VA NEW COM 25746U109 3,290 39,030 SH Sole 39,030 DOVER CORP COM 260003108 850 16,675 SH Sole 7,975 8,700 DOW CHEM CO COM 260543103 215 5,000 SH Sole 5,000 DU PONT DE NEMOURS & CO COM 263534109 59,786 1,206,327 SH Sole 1,202,127 4,200 DUKE ENERGY CORP NEW COM 26441C105 247 13,205 SH Sole 10,705 2,500 DURECT CORP COM 266605104 1,370 250,000 SH Sole 250,000 E M C CORP MASS COM 268648102 15,160 728,850 SH Sole 727,350 1,500 EAST WEST BANCORP INC COM 27579r104 3,326 92,500 SH Sole 92,500 EATON CORP COM 278058102 277 2,800 SH Sole 2,800 EBAY INC COM 278642103 1,526 39,100 SH Sole 39,100 ECOLAB INC COM 278865100 1,227 26,000 SH Sole 26,000 ELECTRO SCIENTIFIC INDS COM 285229100 22,127 923,505 SH Sole 805,655 117,850 ELECTRONIC ARTS INC COM 285512109 3,061 54,675 SH Sole 54,675 EMCORE CORP COM 290846104 14,906 1,552,666 SH Sole 1,365,766 186,900 EMERSON ELEC CO COM 291011104 1,769 33,238 SH Sole 30,296 1,000 1,942 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 1,439 46,400 SH Sole 46,400 ENERGY TRANSFER PARTNERS LP UNIT LTD PARTN 29273R109 220 4,500 SH Sole 4,500 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 800 26,435 SH Sole 26,435 EPICOR SOFTWARE CORP COM 29426L108 27,898 2,026,020 SH Sole 1,734,270 291,750 EQUITY RESIDENTIAL SH BEN INT 29476L107 246 5,800 SH Sole 5,800 EXAR CORP COM 300645108 14,837 1,136,092 SH Sole 966,242 169,850 EXELON CORP COM 30161N101 461 6,121 SH Sole 5,121 1,000 EXPEDITORS INTL WASH INC COM 302130109 3,727 78,800 SH Sole 78,800 EXPRESSJET HOLDINGS INC COM 30218u108 6,832 2,210,952 SH Sole 2,033,631 177,321 EXXON MOBIL CORP COM 30231G102 21,508 232,366 SH Sole 226,154 6,212 FEDERAL NATL MTG ASSN COM 313586109 19,681 323,640 SH Sole 323,640 FEDERAL SIGNAL CORP COM 313855108 1,567 102,000 SH Sole 102,000 FEDEX CORP COM 31428X106 278 2,650 SH Sole 2,650 FEI CO COM 30241l109 22,455 714,435 SH Sole 626,885 87,550 FERRELLGAS PARTNERS LP UNIT LTD PARTN 315293100 315 13,800 SH Sole 13,800 FIRST MIDWEST BANCORP DEL COM 320867104 3,247 95,058 SH Sole 95,058 FLEXTRONICS INTL LTD COM Y2573F102 620 55,420 SH Sole 55,420 FLUOR CORP NEW COM 343861100 705 4,895 SH Sole 4,895 FMC TECHNOLOGIES INC COM 30249u101 277 4,800 SH Sole 4,800 FPL GROUP INC COM 302571104 61,080 1,003,280 SH Sole 995,680 7,600 FREEPORT-MCMORAN COPPER & GO COM 35671D857 29,911 285,165 SH Sole 259,965 200 25,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 472 4,500 SH Other 2 4,500 FREIGHTCAR AMER INC COM 357023100 1,184 31,000 SH Sole 31,000 FTI CONSULTING INC COM 302941109 2,188 43,500 SH Sole 43,500 GARMIN LTD COM G37260109 2,298 19,250 SH Sole 18,450 800 GENENTECH INC COM NEW 368710406 3,280 42,040 SH Sole 41,440 600 GENERAL DYNAMICS CORP COM 369550108 532 6,300 SH Sole 2,700 3,600 GENERAL ELECTRIC CO COM 369604103 93,373 2,255,375 SH Sole 2,237,716 17,659 GENERAL GROWTH PPTYS INC COM 370021107 1,291 24,075 SH Sole 24,075 GENERAL MLS INC COM 370334104 256 4,409 SH Sole 4,409 GENUINE PARTS CO COM 372460105 1,218 24,360 SH Sole 13,760 10,600 GETTY IMAGES INC COM 374276103 9,215 330,986 SH Sole 306,536 24,450 GILEAD SCIENCES INC COM 375558103 2,818 68,955 SH Sole 68,955 GLATFELTER COM 377316104 16,023 1,079,691 SH Sole 950,491 129,200 GLOBAL INDS LTD COM 379336100 4,167 161,750 SH Sole 161,750 GLOBALSANTAFE CORP COM G3930E101 1,559 20,507 SH Sole 20,175 332 GLOBALSTAR INC COM 378973408 84 11,500 SH Sole 10,000 1,500 GOLDMAN SACHS GROUP INC COM 38141G104 4,009 18,499 SH Sole 18,499 GOOGLE INC CL A 38259P508 7,579 13,360 SH Sole 13,360 GRACE W R & CO DEL NEW COM 38388F108 20,137 749,700 SH Sole 749,700 GRACO INC COM 384109104 677 17,300 SH Sole 600 16,700 GRANITE CONSTR INC COM 387328107 339 6,400 SH Sole 6,400 GRANT PRIDECO INC COM 38821g101 204 3,745 SH Sole 3,745 GRILL CONCEPTS INC COM NEW 398502203 132 20,000 SH Sole 20,000 GSI GROUP INC CDA COM 36229u102 20,721 1,833,721 SH Sole 1,668,336 165,385 HAIN CELESTIAL GROUP INC COM 405217100 12,385 385,456 SH Sole 324,706 800 59,950 HAWAIIAN ELEC INDUSTRIES COM 419870100 3,682 169,600 SH Sole 169,600 HECLA MNG CO COM 422704106 157 17,500 SH Sole 17,500 HEINZ H J CO COM 423074103 494 10,684 SH Sole 7,412 3,272 HERCULES INC COM 427056106 4,267 203,000 SH Sole 203,000 HERITAGE COMMERCE CORP COM 426927109 652 30,800 SH Sole 30,800 HEWLETT PACKARD CO COM 428236103 6,724 135,050 SH Sole 132,500 2,550 HOME DEPOT INC COM 437076102 390 12,030 SH Sole 5,730 6,300 HONEYWELL INTL INC COM 438516106 1,244 20,915 SH Sole 20,915 HORIZON LINES INC COM 44044k101 742 24,300 SH Sole 10,000 14,300 HUGOTON RTY TR TEX COM 444717102 343 14,500 SH Sole 14,500 ILLINOIS TOOL WKS INC COM 452308109 27,584 462,512 SH Sole 462,512 ILLUMINA INC COM 452327109 726 14,000 SH Sole 14,000 INDEPENDENT BANK CORP MICH COM 453838104 140 12,676 SH Sole 12,676 INFORMATICA CORP COM 45666Q102 23,273 1,482,366 SH Sole 1,324,616 157,750 INSIGHT ENTERPRISES INC COM 45765u103 4,388 170,000 SH Sole 170,000 INSPIRE PHARMACEUTICALS INC COM 457733103 1,181 220,000 SH Sole 220,000 INSTEEL INDUSTRIES INC COM 45774W108 13,982 910,857 SH Sole 824,107 86,750 INTEL CORP COM 458140100 69,756 2,697,460 SH Sole 2,671,360 26,100 INTERMEC INC COM 458786100 2,743 105,000 SH Sole 105,000 INTERNATIONAL BUSINESS MACHS COM 459200101 6,110 51,866 SH Sole 42,692 9,174 INTERNATIONAL FLAVORS&FRAGRANCES COM 459506101 708 13,400 SH Sole 13,400 INTERWOVEN INC COM NEW 46114T508 18,830 1,323,240 SH Sole 1,129,790 193,450 INTL PAPER CO COM 460146103 690 19,250 SH Sole 10,100 9,150 INTUITIVE SURGICAL INC COM 46120E602 1,503 6,536 SH Sole 6,536 IOWA TELECOMM SERVICES INC COM 462594201 581 29,250 SH Sole 29,250 IPC HLDGS LTD COM G4933P101 13,805 478,500 SH Sole 478,500 IRON MTN INC COM 462846106 823 27,000 SH Sole 27,000 ISHARES MSCI EAFE INDEX MSCI EAFE IDX 464287465 387 4,680 SH Sole 4,680 ISHARES SILVER TRUST ISHARES 46428q109 21,029 154,000 SH Sole 154,000 ISHARES SILVER TRUST ISHARES 46428q109 123 900 SH Other 2 900 ISHARES TR RUSSELL 2000 464287655 10,527 131,490 SH Sole 118,890 12,600 ISHARES TR MSCI BRAZIL 464286400 1,195 16,250 SH Sole 16,250 ISIS PHARMACEUTICAL INC COM 464330109 380 1,000 SH Call Sole 1,000 ISIS PHARMACEUTICALS INC COM 464330109 2,592 173,150 SH Sole 173,150 ITT CORP COM 450911102 211 3,100 SH Sole 3,100 JACOBS ENGR GROUP IND DEL COM 469814107 219 2,900 SH Sole 2,900 JDS UNIPHASE CORP COM PAR $0.001 46612J507 438 29,300 SH Sole 29,300 JETBLUE AWYS CORP COM 477143101 3,847 417,212 SH Sole 416,200 1,012 JOHNSON & JOHNSON COM 478160104 29,827 453,983 SH Sole 438,445 600 14,938 JP MORGAN CHASE & CO COM 46625H100 3,867 84,404 SH Sole 84,404 JUNIPER NETWORKS INC COM 48203R104 39,391 1,075,954 SH Sole 1,075,954 KELLOGG CO COM 487836108 1,842 32,886 SH Sole 32,886 KENDLE INTERNATIONAL INC COM 48880L107 947 22,800 SH Sole 22,800 KEYCORP NEW COM 493267108 485 15,000 SH Sole 15,000 KIMBERLY CLARK CORP COM 494368103 16,183 230,334 SH Sole 230,334 KINDER MORGAN ENERGY PARTNER UT LTRD PARTNER 494550106 2,593 52,500 SH Sole 52,500 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 513 10,978 SH Sole 10,978 KLA-TENCOR CORP COM 482480100 218 3,900 SH Sole 3,900 KOHLS CORP COM 500255104 2,431 42,400 SH Sole 42,400 KOPIN CORP COM 500600101 17,502 4,593,735 SH Sole 4,034,485 559,250 KRAFT FOODS INC CL A 50075N104 24,816 719,086 SH Sole 708,986 10,100 L-3 COMMUNICATIONS HLDGS INC COM 502424104 848 8,300 SH Sole 8,300 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1,101 14,072 SH Sole 13,372 700 LAKELAND INDS INC COM 511795106 255 21,803 SH Sole 16,105 5,698 LANCE INC COM 514606102 2,302 100,000 SH Sole 100,000 LAS VEGAS SANDS CORP COM 517834107 3,540 26,535 SH Sole 26,535 LAWSON PRODUCTS INC COM 520776105 1,323 38,000 SH Sole 38,000 LEGGETT & PLATT INC COM 524660107 1,023 53,400 SH Sole 53,400 LILLY ELI & CO COM 532457108 820 14,400 SH Sole 11,200 3,200 LINCOLN NATL CORP IND COM 534187109 521 7,900 SH Sole 3,900 4,000 LIONBRIDGE TECHNOLOGIES INC COM 536252109 13,743 3,444,346 SH Sole 3,048,646 395,700 LOWES COMPANIES INC COM 548661107 8,156 291,065 SH Sole 291,065 M & T BK CORP COM 55261F104 2,741 26,500 SH Sole 26,500 MANITOWOC INC COM 563571108 6,374 143,950 SH Sole 143,950 MARATHON OIL CORP COM 565849106 401 7,040 SH Sole 6,840 200 MARINER ENERGY INC COM 56845T305 238 11,500 SH Sole 10,000 1,500 MARSHALL & ILSLEY CORP COM 571834100 4,650 106,244 SH Sole 101,200 600 4,444 MARTEK BIOSCIENCES CORP COM 572901106 40,497 1,395,007 SH Sole 1,229,857 165,150 MAXYGEN INC COM 577776107 708 104,000 SH Sole 104,000 MCDONALDS CORP COM 580135101 1,620 29,738 SH Sole 27,338 300 2,100 MCGRAW HILL COS INC COM 580645109 1,583 31,100 SH Sole 31,100 MCKESSON CORP COM 58155Q103 215 3,660 SH Sole 3,660 MEADWESTVACO CORP COM 583334107 312 10,574 SH Sole 7,574 3,000 MEDAREX INC COM 583916101 1,696 119,750 SH Sole 119,750 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