-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2zrA89AmYmnNKW4Dkdqy1tF5EUWMOAGruW6R5EtMgnZ+yWc/xfyo9tt1NWQrZvg ILnIZLcbVTON+nhSlqYaVQ== 0000919574-07-001169.txt : 20070214 0000919574-07-001169.hdr.sgml : 20070214 20070214130350 ACCESSION NUMBER: 0000919574-07-001169 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 07617218 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d747807_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2006 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 40 West 57th Street New York, New York 10019 13F File Number: 28-3063 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place and Date of Signing: /s/ Elizabeth F. Bosco New York, New York February 14, 2007 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 366 Form 13F Information Table Value Total: $2,449,711 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE
VALUE SHARS OR SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MNGS SOLE NONE - ---------------------------- -------------- --------- -------- -------- --- ---- ------- ---- ---- ---- A1 800 FLOWERS COM CL A 68243Q106 9,965 1,617,615 SH Sole 1,466,315 151,300 3COM CORP COM 885535104 1,835 446,500 SH Sole 446,500 3M CO COM 88579Y101 21,812 279,888 SH Sole 275,988 3,900 BM INDS INC COM 000957100 4,201 185,000 SH Sole 185,000 AFLAC INC COM 001055102 2,402 52,225 SH Sole 52,225 AT&T INC COM 00206R102 1,183 33,092 SH Sole 32,592 500 ABBOTT LABS COM 002824100 1,466 30,087 SH Sole 25,826 4,261 ACTIVISION INC NEW COM NEW 004930202 9,913 575,020 SH Sole 575,020 ADOBE SYS INC COM 00724F101 263 6,400 SH Sole 6,400 AETNA INC NEW COM 00817y108 13,084 303,000 SH Sole 303,000 AGILE SOFTWARE CORP DEL COM 00846x105 1,965 319,500 SH Sole 319,500 AGILENT TECHNOLOGIES INC COM 00846U101 633 18,157 SH Sole 6,490 11,667 AIR PRODS & CHEMS INC COM 009158106 1,269 18,050 SH Sole 18,050 ALASKA COMMUNICATIONS SYS GR COM 01167P101 30,758 2,024,900 SH Sole 2,024,900 ALCOA INC COM 013817101 30,329 1,010,624 SH Sole 1,010,324 300 ALEXANDER & BALDWIN INC COM 014482103 1,108 25,000 SH Sole 25,000 ALKERMES INC COM 01642T108 1,136 85,000 SH Sole 85,000 ALLSTATE CORP COM 020002101 18,491 284,000 SH Sole 284,000 ALTRIA GROUP INC COM 02209s103 1,472 17,150 SH Sole 17,150 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 4,576 146,625 SH Sole 146,625 AMERICAN EXPRESS CO COM 025816109 2,642 43,549 SH Sole 41,944 1,605 AMERICAN INTL GROUP INC COM 026874107 37,938 529,420 SH Sole 527,970 1,450 AMGEN INC COM 031162100 4,819 70,539 SH Sole 69,139 1,400 ANALOGIC CORP COM PAR $0.05 032657207 15,061 268,269 SH Sole 244,869 23,400 ANHEUSER BUSCH COS INC COM 035229103 6,809 138,400 SH Sole 138,400 APACHE CORP COM 037411105 617 9,284 SH Sole 7,874 1,410 APEX SILVER MINES LTD ORD G04074103 25,459 1,602,200 SH Sole 1,602,200 APOLLO GROUP INC CL A 037604105 487 12,500 SH Sole 12,500 APPLERA CORP COM AP BIO GRP 038020103 279 7,600 SH Sole 7,600 APPLIED MATLS INC COM 038222105 27,662 1,499,298 SH Sole 1,480,228 19,070 APPLIED SIGNAL TECHNOLOGY IN COM 038237103 6,930 492,916 SH Sole 449,616 43,300 ARCH CHEMICALS INC COM 03937R102 3,298 99,000 SH Sole 99,000 ARCHER DANIELS MIDLAND CO COM 039483102 4,018 125,722 SH Sole 125,722 ASPEN TECHNOLOGY INC COM 045327103 14,142 1,283,262 SH Sole 1,173,334 109,928 ASPREVA PHARMACEUTICALS CORP COM 04538t109 534 26,000 SH Sole 26,000 ASTEC INDS INC COM 046224101 6,153 175,310 SH Sole 160,210 15,100 AUTODESK INC COM 052769106 356 8,800 SH Sole 8,800 AUTOMATIC DATA PROCESSING IN COM 053015103 7,186 145,914 SH Sole 138,667 7,247 AVERY DENNISON CORP COM 053611109 9,911 145,900 SH Sole 145,900 AVNET INC COM 053807103 2,584 101,200 SH Sole 93,000 4,700 AVON PRODS INC COM 054303102 6,476 196,000 SH Sole 196,000 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 308 4,000 SH Sole 4,000 BALDOR ELEC CO COM 057741100 11,020 329,743 SH Sole 312,093 17,650 BANK OF NEW YORK INC COM 064057102 28,610 726,703 SH Sole 726,703 BANK OF AMERICA CORPORATION COM 060505104 3,330 62,379 SH Sole 61,904 475 BARD C R INC COM 067383109 3,849 46,385 SH Sole 46,385 BAXTER INTL INC COM 071813109 2,305 49,685 SH Sole 49,685 BELLSOUTH CORP COM 079860102 1,155 24,515 SH Sole 20,315 4,200 BENCHMARK ELECTRS INC COM 08160H101 3,068 125,925 SH Sole 125,925 BERKSHIRE HATHAWAY INC DEL CL A 084670108 330 3 SH Sole 3 BERKSHIRE HATHAWAY INC DEL CL B 084670207 971 265 SH Sole 265 BIOSCRIP INC COM 09069N108 450 130,000 SH Sole 130,000 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 247 8,365 SH Sole 8,365 BOB EVANS FARMS INC COM 096761101 2,909 85,000 SH Sole 85,000 BOEING CO COM 097023105 28,963 326,018 SH Sole 326,018 BORDERS GROUP INC COM 099709107 3,777 169,000 SH Sole 169,000 BOSTON SCIENTIFIC CORP COM 101137107 5,893 343,000 SH Sole 343,000 BRISTOL MYERS SQUIBB CO COM 110122108 15,403 585,233 SH Sole 582,733 2,500 BROOKS AUTOMATION INC COM 114340102 14,443 1,003,007 SH Sole 913,207 89,800 BUNGE LIMITED COM G16962105 653 9,000 SH Sole 9,000 CARBO CERAMICS INC COM 140781105 20,413 546,249 SH Sole 498,813 47,436 CBS CORP NEW CL B 124857202 256 8,200 SH Sole 8,200 CIT GROUP INC COM 125581108 2,945 52,800 SH Sole 52,800 CVS CORP COM 126650100 1,793 58,000 SH Sole 58,000 CAMBREX CORP COM 132011107 795 35,000 SH Sole 35,000 CATERPILLAR INC DEL COM 149123101 1,783 29,080 SH Sole 29,080 CENTENE CORP DEL COM 15135B101 7,059 287,307 SH Sole 264,807 22,500 CERIDIAN CORP NEW COM 156779100 4,753 169,879 SH Sole 169,879 CERNER CORP COM 156782104 455 10,000 SH Sole 10,000 CHARLES RIV LABS INTL INC COM 159864107 3,327 76,935 SH Sole 76,935 CHEVRON CORP NEW COM 166764100 13,562 184,446 SH Sole 176,678 6,676 CHICAGO BRIDGE & IRON CO N V NY REGISTRY SH 167250109 9,400 343,805 SH Sole 343,805 CHORDIANT SOFTWARE INC COM 170404107 165 50,000 SH Sole 50,000 CHURCH & DWIGHT INC COM 171340102 670 15,700 SH Sole 15,700 CINCINNATI BELL INC NEW COM 171871106 159 34,800 SH Sole 34,800 CISCO SYS INC COM 17275R102 51,677 1,890,835 SH Sole 1,887,735 3,100 CITIGROUP INC COM 172967101 21,055 378,006 SH Sole 376,840 1,166 CLEAR CHANNEL COMMUNICATIONS COM 184502102 7,847 220,800 SH Sole 220,800 CLEVELAND CLIFFS INC COM 185896107 25,276 521,800 SH Sole 521,800 COCA COLA CO COM 191216100 9,711 201,268 SH Sole 196,400 4,868 COLGATE PALMOLIVE CO COM 194162103 5,611 86,000 SH Sole 85,000 1,000 COMCAST CORP NEW CL A 20030N101 728 17,187 SH Sole 3,087 14,100 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 20,997 748,300 SH Sole 748,300 COMPUTER HORIZONS CORP COM 205908106 1,672 370,000 SH Sole 370,000 CONNS INC COM 208242107 4,793 205,958 SH Sole 205,958 CONNETICS CORP COM 208192104 341 19,500 SH Sole 19,500 CONOCOPHILLIPS COM 20825C104 1,478 20,544 SH Sole 7,074 13,470 CONSECO INC COM NEW 208464883 27,027 1,352,700 SH Sole 1,352,700 CONVERGYS CORP COM 212485106 4,009 168,600 SH Sole 168,600 CORILLIAN CORP COM 218725109 2,720 721,604 SH Sole 658,864 62,740 CORN PRODS INTL INC COM 219023108 863 25,000 SH Sole 25,000 COVANCE INC COM 222816100 723 12,265 SH Sole 12,265 CROSS TIMBERS RTY TR TR UNIT 22757R109 10,233 202,190 SH Sole 202,190 CUBIC CORP COM 229669106 916 42,200 SH Sole 42,200 CUBIST PHARMACEUTICALS INC COM 229678107 453 25,000 SH Sole 25,000 CYMER INC COM 232572107 3,516 80,007 SH Sole 73,007 7,000 CYTYC CORP COM 232946103 517 18,270 SH Sole 18,270 DANAHER CORP DEL COM 235851102 2,436 33,625 SH Sole 33,625 DATASCOPE CORP COM 238113104 2,004 55,000 SH Sole 55,000 DEVRY INC DEL COM 251893103 22,909 818,195 SH Sole 763,745 54,450 DEERE & CO COM 244199105 1,645 17,300 SH Sole 17,300 DEL MONTE FOODS CO COM 24522P103 4,986 452,000 SH Sole 452,000 DELL INC COM 24702R101 13,419 534,825 SH Sole 532,825 2,000 DENDRITE INTL INC COM 248239105 15,841 1,479,078 SH Sole 1,391,278 87,800 DENTSPLY INTL INC NEW COM 249030107 2,099 70,320 SH Sole 70,320 DEPOMED INC COM 249908104 345 100,000 SH Sole 100,000 DEVON ENERGY CORP NEW COM 25179M103 20,424 304,468 SH Sole 304,468 DIAMOND OFFSHORE DRILLING IN COM 25271C102 296 3,700 SH Sole 3,000 700 DIAMONDROCK HOSPITALITY CO COM 252784301 450 25,000 SH Sole 18,000 7,000 DIAMONDS TR UNIT SER 1 252787106 567 4,560 SH Sole 4,560 DIEBOLD INC COM 253651103 739 15,850 SH Sole 15,850 DISNEY WALT CO COM DISNEY 254687106 638 18,625 SH Sole 15,025 3,600 DOMINION RES INC VA NEW COM 25746U109 3,345 39,900 SH Sole 39,800 100 DOVER CORP COM 260003108 1,892 38,600 SH Sole 30,100 8,500 DOW JONES & CO INC COM 260561105 30,848 811,800 SH Sole 807,600 3,200 DU PONT E I DE NEMOURS & CO COM 263534109 49,771 1,021,784 SH Sole 1,018,184 3,600 DUN & BRADSTREET CORP DEL NE COM 26483E100 207 2,500 SH Sole 1,800 700 DURECT CORP COM 266605104 888 200,000 SH Sole 200,000 E M C CORP MASS COM 268648102 7,344 556,392 SH Sole 556,392 EAST WEST BANCORP INC COM 27579r104 3,170 89,500 SH Sole 89,500 EATON CORP COM 278058102 564 7,500 SH Sole 7,500 EBAY INC COM 278642103 581 19,335 SH Sole 19,335 EDUCATE INC COM 28138P100 89 12,500 SH Sole 12,500 ELECTRONIC ARTS INC COM 285512109 2,863 56,850 SH Sole 56,850 EMERSON ELEC CO COM 291011104 1,355 30,724 SH Sole 28,782 1,942 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 1,280 46,400 SH Sole 46,400 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 915 15,600 SH Sole 15,600 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 446 8,250 SH Sole 8,250 EPICOR SOFTWARE CORP COM 29426L108 19,788 1,464,658 SH Sole 1,366,958 97,700 EXPEDITORS INTL WASH INC COM 302130109 445 11,000 SH Sole 10,600 400 EXPRESSJET HOLDINGS INC CL A 30218u108 7,680 948,187 SH Sole 874,787 73,400 EXXON MOBIL CORP COM 30231G102 5,993 78,202 SH Sole 71,990 6,212 FEI CO COM 30241L109 16,409 622,278 SH Sole 573,778 48,500 FPL GROUP INC COM 302571L104 50,673 931,150 SH Sole 922,950 8,200 FEDERAL NATL MTG ASSN COM 313586109 368 6,200 SH Sole 6,200 FEDERAL SIGNAL CORP COM 313855108 2,647 165,000 SH Sole 165,000 FIRST DATA CORP COM 319963104 424 16,600 SH Sole 16,600 FIRST MIDWEST BANCORP DEL COM 320867104 3,948 102,058 SH Sole 102,058 FLUOR CORP NEW COM 343412102 257 3,145 SH Sole 3,145 FREEPORT-MCMORAN COPPER & GO CL B 35671D857 4,943 88,700 SH Sole 88,700 GENENTECH INC COM NEW 368710406 633 7,800 SH Sole 7,400 400 GENERAL DYNAMICS CORP COM 369550108 446 6,000 SH Sole 2,200 3,800 GENERAL ELECTRIC CO COM 369604103 41,511 1,115,576 SH Sole 1,097,717 14,259 GENERAL GROWTH PPTYS INC COM 370021107 17,520 335,439 SH Sole 335,439 GENUINE PARTS CO COM 372460105 1,217 25,660 SH Sole 14,060 11,600 GETTY IMAGES INC COM 374276103 3,083 72,000 SH Sole 72,000 GEVITY HR INC COM 374393106 13,344 563,258 SH Sole 513,918 49,340 GLOBAL INDS LTD COM 379336100 2,871 220,150 SH Sole 220,150 GLOBALSANTAFE CORP SHS G3930E101 1,111 18,907 SH Sole 18,575 332 GOLDMAN SACHS GROUP INC COM 38141G104 996 4,994 SH Sole 4,994 GRACO INC COM 384109104 864 21,802 SH Sole 1,000 20,802 GRANITE CONSTR INC COM 387328107 652 12,950 SH Sole 600 12,350 BLOCK H & R INC COM 093671105 6,576 285,400 SH Sole 285,400 HAIN CELESTIAL GROUP INC COM 405217100 7,321 234,570 SH Sole 214,220 20,350 HARLEY DAVIDSON INC COM 412822108 204 2,900 SH Sole 2,900 HAWAIIAN ELEC INDUSTRIES COM 419870100 3,532 130,100 SH Sole 130,100 SELECT SECTOR SPDR TR COM 81369Y209 10,482 313,000 SH Sole 313,000 SCHEIN HENRY INC COM 806407102 3,001 61,280 SH Sole 61,280 HERCULES INC COM 427056106 6,598 341,700 SH Sole 341,700 HEWLETT PACKARD CO COM 428236103 6,081 147,630 SH Sole 143,980 3,650 HOME DEPOT INC COM 437076102 2,227 55,445 SH Sole 42,630 11,315 HONEYWELL INTL INC COM 438516106 548 12,110 SH Sole 12,110 HORIZON LINES INC COM 44044k101 898 33,300 SH Sole 10,000 23,300 HOSPIRA INC COM 441060100 201 6,000 SH Sole 6,000 HUMAN GENOME SCIENCES INC COM 444903108 1,336 107,400 SH Sole 107,400 IPC HLDGS LTD ORD G4933P101 6,573 209,000 SH Sole 209,000 Ishares TR RUSSELL 2000 464287655 4,267 54,690 SH Sole 54,490 200 IShares Silver Trust ISHARES 46428Q109 19,643 152,700 SH Sole 152,700 IShares Silver Trust ISHARES 46428Q109 116 900 SH Other 2 900 ILLINOIS TOOL WKS INC COM 452308109 7,359 159,312 SH Sole 159,312 ILLUMINA INC COM 452327109 491 12,500 SH Sole 12,500 IMMUNICON CORP DEL COM 45260A107 856 257,800 SH Sole 257,800 INDEPENDENT BANK CORP MICH COM 453838104 298 11,776 SH Sole 11,776 INDUS INTL INC COM 45578L100 9,909 2,614,588 SH Sole 2,536,988 77,600 INFORMATICA CORP COM 45666Q102 13,551 1,109,854 SH Sole 1,044,354 65,500 INPUT/OUTPUT INC COM 457652105 4,212 309,000 SH Sole 309,000 INSIGHT ENTERPRISES INC COM 45765u103 1,717 91,000 SH Sole 91,000 INSPIRE PHARMACEUTICALS INC COM 457733103 1,397 220,000 SH Sole 220,000 INTERNATIONAL BUSINESS MACHS COM 459200101 2,272 23,382 SH Sole 15,038 8,344 INTEL CORP COM 458140100 41,621 2,055,357 SH Sole 2,035,357 20,000 INTERMEC INC COM 458786100 3,774 155,500 SH Sole 155,500 INTL PAPER CO COM 460146103 818 24,000 SH Sole 18,800 5,200 INTERWOVEN INC COM NEW 46114T508 12,739 868,373 SH Sole 792,073 76,300 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 723 14,700 SH Sole 14,700 INTERNATIONAL RECTIFIER CORP COM 460254105 1,926 50,000 SH Sole 50,000 INTUITIVE SURGIVAL INC COM 46120E602 534 5,565 SH Sole 5,565 IOWA TELECOMM SERVICES INC COM 462594201 636 32,250 SH Sole 32,250 ISHARES TR MSCI EAFE IDX 464287465 279 3,810 SH Sole 3,810 ISIS PHARMACEUTICALS INC COM 464330109 1,349 121,300 SH Sole 121,300 JP MORGAN CHASE & CO COM 46625H100 595 12,318 SH Sole 12,318 JOHNSON & JOHNSON COM 478160104 19,516 295,602 SH Sole 280,964 11,838 JUNIPER NETWORKS INC COM 48203R104 17,303 913,590 SH Sole 913,590 KEANE INC COM 486665102 1,310 110,000 SH Sole 110,000 KEITHLEY INSTRS INC COM 487584104 131 10,000 SH Sole 10,000 KENDLE INTERNATIONAL INC COM 48880L107 717 22,800 SH Sole 22,800 KEYCORP NEW COM 493267108 825 21,700 SH Sole 21,700 KEYSPAN CORP COM 49337W100 3,582 86,974 SH Sole 86,974 KIMBERLY CLARK CORP COM 494368103 5,318 78,259 SH Sole 78,259 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2,520 52,600 SH Sole 52,300 300 KINDER MORGAN INC KANS COM 49455p101 4,244 40,135 SH Sole 40,135 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 526 11,506 SH Sole 11,506 KOHLS CORP COM 500255104 2,811 41,075 SH Sole 41,075 KOPIN CORP COM 500600101 11,065 3,099,448 SH Sole 2,827,748 271,700 KRAFT FOODS INC CL A 50075N104 478 13,400 SH Sole 3,700 9,700 L3 COMMUNICATIONS HLDGS INC COM 502424104 646 7,900 SH Sole 7,900 LABOR READY INC COM NEW 505401208 1,403 76,550 SH Sole 76,550 LAKELAND INDS INC COM 511795106 304 22,353 SH Sole 16,105 2,618 LEAPFROG ENTERPRISES INC CL A 52186N106 1,498 158,000 SH Sole 158,000 LEGGETT & PLATT INC COM 524660107 1,355 56,700 SH Sole 56,700 LILLY ELI & CO COM 532457108 1,022 19,625 SH Sole 17,125 2,500 LINCOLN NATL CORP IND COM 534187109 266 4,000 SH Sole 4,000 LIONBRIDGE TECHNOLOGIES INC COM 536252109 15,051 2,337,092 SH Sole 2,131,692 205,400 LOWES COS INC COM 548661107 8,279 265,780 SH Sole 265,780 M & T BK CORP COM 55261F104 4,630 37,900 SH Sole 37,800 100 MEMC ELECTR MATLS INC COM 552715104 5,285 135,025 SH Sole 135,025 MANTECH INTL CORP CL A 564563104 4,949 134,362 SH Sole 122,862 11,500 MARATHON OIL CORP COM 565849106 286 3,095 SH Sole 3,095 MARINER ENERGY INC COM 56845T305 216 11,000 SH Sole 10,000 1,000 MARSHALL & ILSLEY CORP COM 571834100 5,135 106,744 SH Sole 101,700 5,044 MATTEL INC COM 577081102 2,674 118,000 SH Sole 118,000 MAXYGEN INC COM 577776107 1,120 104,000 SH Sole 104,000 MCDONALDS CORP COM 580135101 1,419 32,015 SH Sole 29,055 2,960 MCGRAW HILL COS INC COM 580645109 1,966 28,900 SH Sole 28,900 MEADWESTVACO CORP COM 583334107 318 10,574 SH Sole 7,574 3,000 MEDIMMUNE INC COM 584699102 2,179 67,300 SH Sole 67,300 MEDAREX INC COM 583916101 1,734 117,250 SH Sole 117,250 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2,420 45,280 SH Sole 45,080 200 MEDICINES CO COM 584688105 1,760 55,500 SH Sole 55,500 MEDTRONIC INC COM 585055106 6,780 126,700 SH Sole 123,700 3,000 MENTOR GRAPHICS CORP COM 587200106 19,464 1,079,546 SH Sole 1,044,746 34,800 MERCK & CO INC COM 589331107 30,779 705,937 SH Sole 703,837 2,100 MICROSOFT CORP COM 594918104 61,557 2,061,528 SH Sole 2,054,280 7,248 MOLEX INC COM 608554101 5,533 174,934 SH Sole 174,934 MOMENTA PHARMACEUTICALS INC COM 60877T100 393 25,000 SH Sole 25,000 MOODYS CORP COM 615369105 331 4,800 SH Sole 3,400 1,400 MORGAN STANLEY COM NEW 617446448 1,411 17,329 SH Sole 10,582 6,747 MORTONS RESTAURANT GRP INC N COM 619430101 383 23,000 SH Sole 9,000 14,000 MOTOROLA INC COM 620076109 635 30,870 SH Sole 29,870 1,000 MURPHY OIL CORP COM 626717102 48,470 953,200 SH Sole 953,200 NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 2,083 40,450 SH Sole 40,450 NAVTEQ CORP COM 63936L100 1,576 45,080 SH Sole 45,080 NEWELL RUBBERMAID INC COM 651229106 2,677 92,480 SH Sole 92,480 NEWMONT MINING CORP COM 651639106 42,175 934,110 SH Sole 931,910 2,200 NORDSTROM INC COM 655664100 348 7,056 SH Sole 7,056 NORFOLK SOUTHERN CORP COM 655844108 1,800 35,800 SH Sole 35,800 NOVEN PHARMACEUTICALS INC COM 670009109 1,308 51,400 SH Sole 51,400 OCCIDENTAL PETE CORP DEL COM 674599105 4,153 85,060 SH Sole 85,060 OCEANEERING INTL INC COM 675232102 12,949 326,171 SH Sole 297,979 28,192 OLIN CORP COM PAR $1 680665205 3,155 191,000 SH Sole 191,000 OMNICARE INC COM 681904108 992 25,675 SH Sole 25,675 ONEOL INC NEW COM 682680103 323 7,500 SH Sole 2,000 3,000 OPENWAVE SYS INC COM NEW 683718308 10,787 1,168,683 SH Sole 1,064,883 103,800 ORACLE CORP COM 68389X105 11,406 665,445 SH Sole 664,045 1,400 PDL BIOPHARMA INC COM 69329Y104 433 21,500 SH Sole 21,500 PNC FINL SVCS GROUP INC COM 693475105 215 2,906 SH Sole 2,906 PACKETEER INC COM 695210104 12,206 897,499 SH Sole 819,399 78,100 PAIN THERAPEUTICS INC COM 69562K100 1,077 121,000 SH Sole 121,000 PARKER HANNIFIN CORP COM 701094104 21,849 284,200 SH Sole 284,200 PATTERSON COMPANIES INC COM 703395103 355 10,000 SH Sole 10,000 PENN VA RESOURCES PARTNERS L COM 707884102 2,898 111,400 SH Sole 111,400 PEPSICO INC COM 713448108 2,565 41,015 SH Sole 40,015 1,000 PERRIGO CO COM 714290103 3,373 195,000 SH Sole 195,000 PFIZER INC COM 717081103 55,008 2,123,878 SH Sole 2,114,103 9,775 PHARMACEUTICAL PROD DEV INC COM 717124101 2,285 70,925 SH Sole 54,325 16,600 PHARMACYCLICS INC COM 716933106 309 61,000 SH Sole 61,000 PHARMION CORP COM 71715B409 36,527 1,419,059 SH Sole 1,356,559 62,500 PICO HLDGS INC COM NEW 693366205 695 20,000 SH Sole 20,000 PLANTRONICS INC NEW COM 727493108 742 35,000 SH Sole 35,000 POWER-ONE INC COM 739308104 823 113,000 SH Sole 113,000 POWERWAVE TECHNOLOGIES INC COM 739363109 14,690 2,277,574 SH Sole 2,107,874 169,700 PRAXAIR INC COM 74005P104 2,308 38,900 SH Sole 38,900 PRESSTEK INC COM 741113104 636 100,000 SH Sole 100,000 PROCTER & GAMBLE CO COM 742718109 4,946 76,951 SH Sole 68,953 7,998 PROLOGIS SH BEN INT 743410102 537 8,839 SH Sole 8,839 PRUDENTIAL FINL INC COM 744320102 3,473 40,447 SH Sole 40,447 PURECYCLE CORP COM NEW 746228303 4,326 525,000 SH Sole 525,000 Q MED COM 747914109 460 100,000 SH Sole 100,000 QUALCOMM INC COM 747525103 1,317 34,850 SH Sole 33,050 1,800 QUEST DIAGNOSTICS INC COM 74834L100 1,843 34,780 SH Sole 33,380 1,400 QUESTAR CORP COM 748356102 4,738 57,050 SH Sole 46,400 10,650 REGIONS FINANCIAL CORP NEW COM 7591EP100 2,710 72,448 SH Sole 72,448 RITA MED SYS INC DEL COM 76774e103 9,447 2,053,591 SH Sole 1,909,321 144,270 ROYAL GOLD INC COM 780287108 12,692 352,765 SH Sole 352,765 SAFECO CORP COM 786429100 894 14,764 SH Sole 2,744 12,020 SALIX PHARMACEUTICALS INC COM 795435106 17,604 1,446,506 SH Sole 1,341,356 105,150 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 756 23,000 SH Sole 23,000 SAPIENT CORP COM 803062108 55 10,000 SH Sole 10,000 SARA LEE CORP COM 803111103 13,661 802,200 SH Sole 799,200 3,000 SCHERING PLOUGH CORP PFD CONV MAND 806605606 299 5,250 SH Sole 5,250 SCHERING PLOUGH CORP COM 806605101 5,710 241,525 SH Sole 241,525 SCHLUMBERGER LTD COM 806857108 31,193 493,868 SH Sole 481,768 12,100 SCHULMAN A INC COM 808194104 2,505 112,600 SH Sole 112,600 SEACHANGE INTL INC COM 811699107 8,666 847,914 SH Sole 773,464 74,450 SENSIENT TECHNOLOGIES CORP COM 81725t100 3,321 135,000 SH Sole 135,000 SEPRACOR INC COM 817315104 4,837 78,550 SH Sole 78,550 SIGMA ALDRICH CORP COM 826552101 600 7,720 SH Sole 2,500 5,220 SKYWEST INC COM 830879102 9,608 376,650 SH Sole 376,650 SONOCO PRODS CO COM 835495102 9,839 258,500 SH Sole 258,500 SOUTHERN CO COM 842587107 3,990 108,234 SH Sole 107,900 334 SOUTHWEST AIRLS CO COM 844741108 195 12,750 SH Sole 12,750 SPRINT NEXTEL CORP COM FON 852061100 354 18,750 SH Sole 18,750 ST JOE CO COM 790148100 769 14,350 SH Sole 6,000 7,350 STANCORP FINL GROUP INC COM 852891100 2,397 53,200 SH Sole 53,200 SPDR TR UNIT SER 1 78462f103 536 3,786 SH Sole 2,636 1,150 STAPLES INC COM 855030102 1,566 58,662 SH Sole 56,187 2,475 STARBUCKS CORP COM 855244109 290 8,200 SH Sole 8,200 STEELCASE INC CL A 858155203 17,426 959,600 SH Sole 959,600 STEREOTAXIS INC COM 85916J102 645 62,500 SH Sole 62,500 STREETTRACKS GOLD TR GOLD SHS 863307104 10,055 159,075 SH Sole 159,075 STREETTRACKS SER TR SPDR BIOTE ETF 86330e752 992 21,500 SH Sole 21,500 STRYKER CORP COM 863667101 5,422 98,390 SH Sole 98,390 SUN MICROSYSTEMS INC COM 866810104 66 12,200 SH Sole 200 12,000 SUNTRUST BKS INC COM 867914103 422 5,000 SH Sole 5,000 SUNCOR ENERGY INC COM 867229106 260 3,300 SH Sole 1,000 2,300 SUNTECH PWR HLDGS CO LTD ADR 86800c104 940 27,650 SH Sole 27,650 SYMBOL TECHNOLOGIES INC COM 871508107 1,150 76,965 SH Sole 61,785 15,180 SYMYX TECHNOLOGIES COM 87155S108 1,166 54,025 SH Sole 54,025 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 1,192 119,800 SH Sole 119,800 SYNOVUS FINL CORP COM 87161C105 2,037 66,086 SH Sole 44,300 16,724 SYSCO CORP COM 871829107 9,021 245,395 SH Sole 241,370 4,025 TRC COS INC COM 872625108 8,119 941,683 SH Sole 858,583 83,100 TXU CORP COM 873168108 314 5,800 SH Sole 4,000 1,800 TALISMAN ENERGY INC COM 87425E103 367 21,600 SH Sole 21,600 TARGET CORP COM 87612E106 2,380 41,725 SH Sole 40,775 950 TEKELEC COM 879101103 11,473 773,660 SH Sole 705,660 68,000 TELLABS INC COM 879664100 475 46,325 SH Sole 37,925 8,400 TETRA TECHNOLOGIES INC DEL COM 88162F105 6,334 247,622 SH Sole 226,122 21,500 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,973 63,494 SH Sole 63,494 TEXAS INSTRS INC COM 882508104 1,469 50,990 SH Sole 50,990 MANITOWOC INC COM 563571108 17,541 295,150 SH Sole 295,150 THOR INDS INC COM 885160101 3,099 70,450 SH Sole 70,450 THORATEC CORP COM NEW 885175307 37,469 2,131,352 SH Sole 2,042,752 88,600 TIME WARNER INC COM 887317105 4,604 211,400 SH Sole 210,200 1,200 TORO CO COM 891092108 2,049 43,950 SH Sole 43,950 TRANSOCEAN INC ORD G90078109 378 4,671 SH Sole 4,671 TYCO INTL LTD NEW COM 902124106 15,705 516,625 SH Sole 516,125 500 ULTRATECH INC COM 904034105 28,341 2,270,879 SH Sole 2,178,879 92,000 UNISOURCE ENERGY CORP COM 909205106 384 10,500 SH Sole 10,500 UNITEDHEALTH GROUP INC COM 91324P102 4,798 89,300 SH Sole 88,500 800 UNITED PARCEL SERVICE INC CL B 911312106 1,012 13,500 SH Sole 10,800 2,700 UNITED 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