13F-HR 1 d716495_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2006 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 40 West 57th Street New York, New York 10019 13F File Number: 028-3063 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place and Date of Signing: /s/ Elizabeth F. Bosco New York, New York November 14, 2006 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 382 Form 13F Information Table Value Total: $2,337,688 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE
Title of Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mngrs Sole Shared None ------------------------------ -------------- --------- -------- -------- --- ---- ------- ----- ---- ------ ---- 1 800 FLOWERS COM CL A 68243Q106 8,450 1,606,385 SH Sole 1467395 138990 3COM CORP COM 885535104 3,733 846,500 SH Sole 846500 3M CO COM 88579Y101 21,547 289,526 SH Sole 285876 3650 ABM INDS INC COM 000957100 3,377 180,000 SH Sole 180000 AFLAC INC COM 001055102 2,413 52,725 SH Sole 52725 AT & T INC COM 00206R102 1,077 33,092 SH Sole 32592 500 ABBOTT LABS COM 002824100 1,397 28,761 SH Sole 24500 4261 ACTIVISION INC NEW COM NEW 004930202 8,598 569,400 SH Sole 569400 ADOBE SYS INC COM 00724F101 240 6,400 SH Sole 6400 AETNA INC NEW COM 00817y108 12,142 307,000 SH Sole 307000 AGILE SOFTWARE CORP DEL COM 00846x105 4,437 679,500 SH Sole 679500 AGILENT TECHNOLOGIES INC COM 00846U101 499 15,257 SH Sole 6490 8767 AIR PRODS & CHEMS INC COM 009158106 1,198 18,050 SH Sole 18050 ALASKA COMMUNICATIONS SYS GR COM 01167P101 26,870 2,024,900 SH Sole 2024900 ALCOA INC COM 013817101 27,228 971,024 SH Sole 971024 ALEXANDER & BALDWIN INC COM 014482103 1,109 25,000 SH Sole 25000 ALKERMES INC COM 01642T108 872 55,000 SH Sole 55000 ALLEGHENY TECHNOLOGIES INC COM 01741R102 218 3,500 SH Sole 3500 ALLSTATE CORP COM 020002101 18,123 288,900 SH Sole 288900 ALTRIA GROUP INC COM 02209S103 1,328 17,350 SH Sole 17350 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 4,740 108,150 SH Sole 108150 AMERICAN EXPRESS CO COM 025816109 2,378 42,395 SH Sole 40554 1841 AMERICAN INTL GROUP INC COM 026874107 37,429 564,879 SH Sole 564129 750 AMERICAN SCIENCE & ENGR INC COM 029429107 243 5,000 SH Sole 5000 AMGEN INC COM 031162100 4,922 68,804 SH Sole 67904 900 AMYLIN PHARMACEUTICALS INC COM 032346108 238 5,400 SH Sole 5400 ANALOGIC CORP COM PAR $0.05 032657207 9,098 177,280 SH Sole 162920 14360 ANHEUSER BUSCH COS INC COM 035229103 6,385 134,400 SH Sole 134400 APACHE CORP COM 037411105 580 9,184 SH Sole 8274 910 APEX SILVER MINES LTD ORD G04074103 25,043 1,503,200 SH Sole 1503200 APEX SILVER MINES LTD ORD G04074103 100 6,000 SH Other 2 6000 Apple Computer Inc. COM 037833100 323 4,200 SH Sole 3200 1000 APPLERA CORP COM AP BIO GRP 038020103 268 8,100 SH Sole 8100 APPLIED MATLS INC COM 038222105 26,732 1,507,748 SH Sole 1494178 13570 APPLIED SIGNAL TECHNOLOGY IN COM 038237103 7,263 489,423 SH Sole 449943 39480 ARCH CHEMICALS INC COM 03937R102 2,817 99,000 SH Sole 99000 ARCH COAL INC COM 039380100 830 28,700 SH Sole 28700 Archer Daniels Midland Co COM 039483102 750 19,800 SH Sole 19800 ASPEN TECHNOLOGY INC COM 045327103 13,923 1,274,958 SH Sole 1174161 100797 ASTEC INDS INC COM 046224101 4,397 174,130 SH Sole 160330 13800 AUTODESK INC COM 052769106 306 8,800 SH Sole 8800 AUTOMATIC DATA PROCESSING IN COM 053015103 6,623 139,897 SH Sole 133100 6797 AVERY DENNISON CORP COM 053611109 8,779 145,900 SH Sole 145900 AVNET INC COM 053807103 1,986 101,200 SH Sole 93000 4700 AVON PRODS INC COM 054303102 3,388 110,500 SH Sole 110500 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 294 4,000 SH Sole 4000 BALDOR ELEC CO COM 057741100 14,709 477,103 SH Sole 449433 27670 BANK NEW YORK INC COM 064057102 28,334 803,580 SH Sole 803580 BANK OF AMERICA CORPORATION COM 060505104 3,158 58,956 SH Sole 58956 BARD C R INC COM 067383109 3,512 46,825 SH Sole 46825 BAXTER INTL INC COM 071813109 2,263 49,785 SH Sole 49785 BELLSOUTH CORP COM 079860102 1,048 24,515 SH Sole 20315 4200 BENCHMARK ELECTRS INC COM 08160H101 4,392 163,400 SH Sole 163400 BERKSHIRE HATHAWAY INC DEL CL B 084670207 759 239 SH Sole 239 BIOSCRIP INC COM 09069N108 302 100,000 SH Sole 100000 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 220 8,365 SH Sole 8364.74 BOB EVANS FARMS INC COM 096761101 2,877 95,000 SH Sole 95000 BOEING CO COM 097023105 26,052 330,400 SH Sole 330400 BORDERS GROUP INC COM 099709107 3,441 168,700 SH Sole 168700 BOSTON SCIENTIFIC CORP COM 101137107 6,185 418,200 SH Sole 418200 BRISTOL MYERS SQUIBB CO COM 110122108 14,173 568,733 SH Sole 566233 2500 BROOKS AUTOMATION INC COM 114340102 13,009 996,880 SH Sole 913890 82990 BUNGE LIMITED COM G16962105 522 9,000 SH Sole 9000 CARBO CERAMICS INC COM 140781105 7,751 215,140 SH Sole 198680 16460 CBS CORP NEW CL B 124857202 231 8,200 SH Sole 8200 CIT GROUP INC COM 125581108 2,568 52,800 SH Sole 52800 CAMBREX CORP COM 132011107 1,553 75,000 SH Sole 75000 CATERPILLAR INC DEL COM 149123101 1,796 27,300 SH Sole 27300 CENTENE CORP DEL COM 15135B101 4,695 285,570 SH Sole 264990 20580 CERIDIAN CORP NEW COM 156779100 3,798 169,879 SH Sole 169879 CERNER CORP COM 156782104 454 10,000 SH Sole 10000 CHARLES RIV LABS INTL INC COM 159864107 3,357 77,335 SH Sole 77335 CHEVRON CORP NEW COM 166764100 11,863 182,906 SH Sole 175138 6676 CHICAGO BRIDGE & IRON CO NV NY REGISTRY SH 167250109 8,272 343,805 SH Sole 343805 CHORDIANT SOFTWARE INC COM 170404107 153 50,000 SH Sole 50000 CHURCH & DWIGHT INC COM 171340102 622 15,900 SH Sole 15900 CINCINNATI BELL INC NEW COM 171871106 168 34,800 SH Sole 34800 CISCO SYS INC COM 17275R102 45,440 1,977,388 SH Sole 1974788 2600 CITIGROUP INC COM 172967101 17,760 357,566 SH Sole 356700 866 CLEAR CHANNEL COMMUNICATIONS COM 184502102 14,350 497,400 SH Sole 497400 CLEVELAND CLIFFS INC COM 185896107 20,896 548,300 SH Sole 548300 COCA COLA CO COM 191216100 7,715 172,668 SH Sole 171000 1668 COLGATE PALMOLIVE CO COM 194162103 4,484 72,200 SH Sole 71200 1000 COMCAST CORP NEW CL A 20030N101 634 17,187 SH Sole 3087 14100 COMMERCE BANCORP INC NJ COM 200519106 1,276 34,750 SH Sole 34750 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 20,852 772,300 SH Sole 772300 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 135 5,000 SH Other 2 5000 COMPUTER HORIZONS CORP COM 205908106 1,480 370,000 SH Sole 370000 CONNECTICS CORP COM 208192104 10,502 963,485 SH Sole 894045 69440 CONOCOPHILLIPS COM 20825C104 1,233 20,710 SH Sole 7074 13636 CONSECO INC COM NEW 208464883 28,509 1,358,200 SH Sole 1358200 CONVERGYS CORP COM 212485106 3,791 183,600 SH Sole 183600 CORILLIAN CORP COM 218725109 1,964 716,720 SH Sole 659380 57340 CORN PRODS INTL INC COM 219023108 1,139 35,000 SH Sole 35000 COVANCE INC COM 222816100 814 12,265 SH Sole 12265 CROSS TIMBERS RTY TR TR UNIT 22757R109 9,372 202,190 SH Sole 202190 CUBIC CORP COM 229669106 1,402 71,600 SH Sole 71600 CUMMINS INC COM 231021106 358 3,000 SH Sole 3000 CYMER INC COM 232572107 3,489 79,450 SH Sole 73060 6390 CYTYC CORP COM 232946103 447 18,270 SH Sole 18270 DANAHER CORP DEL COM 235851102 2,323 33,825 SH Sole 33825 DATASCOPE CORP COM 238113104 1,506 45,000 SH Sole 45000 DEVRY INC DEL COM 251893103 17,314 814,000 SH Sole 764150 49850 DEERE & CO COM 244199105 1,468 17,500 SH Sole 17500 DELMONTE FOODS CO COM 24522P103 4,762 455,684 SH Sole 455684 DELL INC COM 24702R101 15,214 666,125 SH Sole 663425 2700 DELTA & PINE LD CO COM 247357106 1,373 33,900 SH Sole 33900 DENDRITE INTL INC COM 248239105 13,819 1,413,015 SH Sole 1332945 80070 DENTSPLY INTL INC NEW COM 249030107 2,135 70,920 SH Sole 70920 DEVON ENERGY CORP NEW COM 25179M103 19,541 309,430 SH Sole 309430 DIAMOND OFFSHORE DRILLING IN COM 25271C102 268 3,700 SH Sole 3000 700 DIAMONDROCK HOSPITALITY CO COM 252784301 415 25,000 SH Sole 18000 7000 DIAMONDS TR UNIT SER 1 252787106 532 4,560 SH Sole 4560 DIEBOLD INC COM 253651103 670 15,400 SH Sole 15400 DISNEY WALT CO COM DISNEY 254687106 266 8,600 SH Sole 5000 3600 DOMINION RES INC VA NEW COM 25746U109 3,121 40,800 SH Sole 40800 DOVER CORP COM 260003108 1,831 38,600 SH Sole 30100 8500 DOW JONES & CO INC COM 260561105 22,136 660,000 SH Sole 655800 3200 DU PONT E I DE NEMOURS & CO COM 263534109 41,983 979,984 SH Sole 976884 3100 DURECT CORP COM 266605104 410 100,000 SH Sole 100000 E M C CORP MASS COM 268648102 6,503 542,792 SH Sole 542792 EAST WEST BANCORP INC COM 27579r104 2,654 67,000 SH Sole 67000 EBAY INC COM 278642103 489 17,235 SH Sole 17235 EDUCATE INC COM 28138P100 1,075 134,500 SH Sole 134500 ELECTRONIC ARTS INC COM 285512109 1,639 29,350 SH Sole 29350 EMERSON ELEC CO COM 291011104 1,224 14,594 SH Sole 13623 971 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 1,510 46,400 SH Sole 46400 ENERGY TRANSFER PRTNRS LP UNIT LTD PARTN 29273R109 382 8,250 SH Sole 8250 EPICOR SOFTWARE CORP COM 29426L108 17,769 1,355,360 SH Sole 1273760 81600 ESSEX CORP COM 296744105 226 13,000 SH Sole 13000 EXPEDITORS INTL WASH INC COM 302130109 504 11,300 SH Sole 10900 400 EXPRESSJET HOLDINGS INC CL A 30218U108 4,244 642,070 SH Sole 589870 52200 EXXON MOBIL CORP COM 30231G102 5,751 85,702 SH Sole 80090 5612 FEI CO COM 30241l109 4,427 209,710 SH Sole 192950 16760 FPL GROUP INC COM 302571104 43,670 970,450 SH Sole 962450 8000 FEDERAL NATL MTG ASSN COM 313586109 352 6,300 SH Sole 6300 FEDERAL SIGNAL CORP COM 313855108 2,516 165,000 SH Sole 165000 FIRST DATA CORP COM 319963104 731 17,400 SH Sole 17400 FIRST MIDWEST BANCORP DEL COM 320867104 3,867 102,058 SH Sole 102058 FLUOR CORP NEW COM 343412102 242 3,145 SH Sole 3145 FREEPORT-MCMORAN COPPER & GO CL B 35671D857 7,387 138,700 SH Sole 138700 FREEPORT-MCMORAN COPPER & GO CL B 35671D857 160 3,000 SH Other 2 3000 FREESCALE SEMICONDUCTOR INC CL B 35687M206 265 6,960 SH Sole 6960 GENENTECH INC COM NEW 368710406 653 7,900 SH Sole 7500 400 GENERAL DYNAMICS CORP COM 369550108 430 6,000 SH Sole 2200 3800 GENERAL ELECTRIC CO COM 369604103 37,262 1,055,571 SH Sole 1040112 11859 GENERAL GROWTH PPTYS INC COM 370021107 15,996 335,689 SH Sole 335689 GENERAL PARTS CO COM 372460105 1,107 25,660 SH Sole 14060 11600 GETTY IMAGES INC COM 374276103 3,319 66,800 SH Sole 66800 GEVITY HR INC COM 374393106 12,770 560,565 SH Sole 515025 45540 GLAMIS GOLD LTD COM 376775102 19,380 491,500 SH Sole 491500 GLOBAL INDS LTD COM 379336100 5,546 356,400 SH Sole 356400 GLOBALSANTAFE CORP SHS G3930E101 1,045 20,907 SH Sole 20575 332 GOLDMAN SACHS GROUP INC COM 38141G104 862 5,094 SH Sole 5094 GRACO INC COM 384109104 813 20,802 SH Sole 1000 19802 GRANITE CONSTR INC COM 387328107 696 13,050 SH Sole 600 12450 HAIN CELESTIAL GROUP INC COM 405217100 9,730 380,675 SH Sole 349775 30900 HALLIBURTON CO COM 406216101 538 18,900 SH Sole 18900 HANESBRANDS INC COM 410345102 1,677 74,522 SH Sole 74147 375 HAVERTY FURNITURE INC COM 419596101 203 12,700 SH Sole 12700 HAWAIIAN ELEC INDUSTRIES COM 419870100 3,521 130,100 SH Sole 130100 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10,090 304,000 SH Sole 304000 SCHEIN HENRY INC COM 806407102 3,103 61,880 SH Sole 61880 HERCULES INC COM 427056106 6,035 382,700 SH Sole 382700 HEWLETT PACKARD CO COM 428236103 5,580 152,080 SH Sole 148230 3850 HOME DEPOT INC COM 437076102 762 21,015 SH Sole 9400 10115 HONEYWELL INTL INC COM 438516106 495 12,110 SH Sole 12110 HORIZON LINES INC COM 44044k101 635 38,000 SH Sole 10000 28000 HUMAN GENOME SCIENCES INC COM 444903108 1,239 107,400 SH Sole 107400 IPC HLDGS LTD ORD G4933P101 6,267 206,000 SH Sole 206000 ISHARES SILVER TRUST ISHARES 46428q109 17,990 157,100 SH Sole 157100 ISHARES SILVER TRUST ISHARES 46428q109 17,990 900 SH Other 2 900 ILLINOIS TOOL WKS INC COM 452308109 7,036 156,712 SH Sole 156712 ILLUMINA INC COM 452327109 413 12,500 SH Sole 12500 IMMUNICON CORP DEL COM 45260A107 1,129 257,800 SH Sole 257800 INDEPENDENT BANK CORP MICH COM 453838104 297 12,217 SH Sole 12217 INDUS INTL INC COM 45578L100 11,646 4,639,940 SH Sole 4476690 163250 INFORMATICA CORP COM 45666Q102 17,399 1,280,280 SH Sole 1219870 60410 INPUT/OUTPUT INC COM 457652105 4,111 414,000 SH Sole 414000 INSIGHT ENTERPRISES INC COM 45765u103 1,669 81,000 SH Sole 81000 INSPIRE PHARMACEUTICALS INC COM 457733103 763 150,000 SH Sole 150000 INTERNATIONAL BUSINESS MACHS COM 459200101 1,810 22,094 SH Sole 13750 8344 INTEL CORP COM 458140100 44,014 2,139,725 SH Sole 2120225 19500 INTERMEC INC COM 458786100 4,363 165,500 SH Sole 165500 INTL PAPER CO COM 460146103 1,072 30,950 SH Sole 30950 INTERNET SEC SYS INC COM 46060X107 8,447 304,290 SH Sole 284590 19700 INTERWOVEN INC COM NEW 46114T508 9,512 862,335 SH Sole 792655 69680 INTERNATIONAL FLAVORS & FRAGRA COM 459506101 581 14,700 SH Sole 14700 INTERNATIONAL RECTIFIER CORP COM 460254105 1,742 50,000 SH Sole 50000 INTUITIVE SURGICAL INC COM NEW 46120E602 566 5,365 SH Sole 5365 IOWA TELECOMM SERVICES INC COM 462594201 638 32,250 SH Sole 32250 ISHARES TR MSCI EAFE IDX 464287465 258 3,810 SH Sole 3810 ISIS PHARMACEUTICALS INC COM 464330109 1,589 221,300 SH Sole 221300 JP MORGAN CHASE & CO COM 46625H100 578 12,318 SH Sole 12318 JOHNSON & JOHNSON COM 478160104 19,082 293,848 SH Sole 280210 10838 JUNIPER NETWORKS INC COM 48203R104 14,914 863,050 SH Sole 863050 KEANE INC COM 486665102 1,585 110,000 SH Sole 110000 KEITHLEY INSTRS INC COM 487584104 127 10,000 SH Sole 10000 KENDLE INTERNATIONAL INC COM 48880L107 954 29,800 SH Sole 29800 KEY TRONICS CORP COM 493144109 297 50,562 SH Sole 50562 KEYSPAN CORP COM 49337W100 3,607 87,674 SH Sole 87674 KIMBERLY CLARK CORP COM 494368103 4,046 61,900 SH Sole 61900 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2,308 52,600 SH Sole 52300 300 KINDER MORGAN INC KANS COM 49455p101 4,255 40,585 SH Sole 40585 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 476 11,285 SH Sole 11285.5 KING PHARMACEUTICALS INC COM 495582108 332 19,500 SH Sole 19500 KOHLS CORP COM 500255104 2,673 41,175 SH Sole 41175 KOPIN CORP COM 500600101 10,310 3,077,760 SH Sole 2829820 247940 KOS PHARMACEUTICALS INC COM 500648100 939 19,000 SH Sole 19000 KRAFT FOODS INC CL A 50075N104 353 9,900 SH Sole 2700 7200 L-3 COMMUNICATIONS HLDGS INC COM 502424104 634 8,100 SH Sole 8100 LABOR READY INC COM NEW 505401208 3,267 205,100 SH Sole 205100 LADISH INC COM NEW 505754200 260 9,000 SH Sole 9000 LAKELAND INDS INC COM 511795106 272 22,353 SH Sole 16105 2618 LANDRYS RESTAURANTS INC COM 51508L103 3,030 100,500 SH Sole 100500 LEAPFROG ENTERPRISES INC CL A 52186N106 2,141 270,000 SH Sole 270000 LEGGETT & PLATT INC COM 524660107 2,420 96,700 SH Sole 96700 LILLY ELI & CO COM 532457108 1,040 18,249 SH Sole 17249 1000 LINCOLN NATL CORP IND COM 534187109 248 4,000 SH Sole 4000 LIONBRIDGE TECHNOLOGIES INC COM 536252109 17,712 2,321,395 SH Sole 2133255 188140 LOWES COS INC COM 548661107 7,491 266,980 SH Sole 266980 M & T BANK CORP COM 55261F104 4,546 37,900 SH Sole 37800 100 MEMC ELECTR MATLS INC COM 552715104 4,647 126,875 SH Sole 126875 MANTECH INTL CORP CL A 564563104 12,131 367,500 SH Sole 337600 29900 MARATHON OIL CORP COM 565849106 238 3,095 SH Sole 3095 MARSHALL & ILSLEY CORP COM 571834100 5,071 105,244 SH Sole 101700 3544 MASCO CORP COM 574599106 2,295 83,700 SH Sole 83700 MATTEL INC COM 577081102 2,325 118,000 SH Sole 118000 MAXYGEN INC COM 577776107 864 104,000 SH Sole 104000 MCDONALDS CORP COM 580135101 1,016 25,968 SH Sole 22868 3100 MCGRAW HILL COS INC COM 580645109 1,683 29,000 SH Sole 29000 MEADWESTVACO CORP COM 583334107 280 10,574 SH Sole 7574 3000 MEDIMMUNE INC COM 584699102 1,753 59,900 SH Sole 59900 MEDAREX INC COM 583916101 1,260 117,250 SH Sole 117250 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2,734 45,480 SH Sole 45280 200 MEDICINES CO COM 584688105 1,590 70,500 SH Sole 70500 MEDTRONIC INC COM 585055106 5,935 127,800 SH Sole 125400 2400 MENTOR GRAPHICS CORP COM 587200106 19,156 1,360,545 SH Sole 1304915 55630 MERCANTILE BANKSHARES CORP COM 587405101 4,478 123,450 SH Sole 123450 MERCK & CO INC COM 589331107 32,237 769,387 SH Sole 766887 2500 MICHAELS STORES INC COM 594087108 2,493 57,264 SH Sole 57264 MICROSOFT CORP COM 594918104 58,790 2,149,537 SH Sole 2142590 6947 MOLEX INC COM 608554101 4,845 124,334 SH Sole 124334 MOODYS CORP COM 615369105 314 4,800 SH Sole 3400 1400 MORGAN STANLEY COM NEW 617446448 1,293 17,729 SH Sole 10482 7247 MORTONS RESTAURANT GRP INC N COM 619430101 555 36,000 SH Sole 11000 25000 MOTOROLA INC COM 620076109 789 31,570 SH Sole 30570 1000 MURPHY OIL CORP COM 626717102 39,885 838,800 SH Sole 838800 NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 1,782 40,450 SH Sole 40450 NVIDIA CORP COM 67066G104 207 7,000 SH Sole 7000 NAVTEQ CORP COM 63936l100 261 10,000 SH Sole 10000 NEWELL RUBBERMAID INC COM 651229106 2,534 89,480 SH Sole 89480 NEWMONT MINING CORP COM 651639106 41,591 972,900 SH Sole 970700 2200 NEWMONT MINING CORP COM 651639106 150 3,500 SH Other 2 3500 NITROMED INC COM 654798503 317 100,000 SH Sole 100000 NORDSTROM INC COM 655664100 298 7,056 SH Sole 7056 NORFOLK SOUTHERN CORP COM 655844108 2,434 55,250 SH Sole 55250 NORTHFORK BANCORPORATION NY COM 659424105 228 8,008 SH Sole 8008 NOVEN PHARMACEUTICALS INC COM 670009109 1,240 51,400 SH Sole 51400 OCCIDENTAL PETE CORP DEL COM 674599105 4,116 85,560 SH Sole 85560 OCEANEERING INTL INC COM 675232102 8,797 285,610 SH Sole 263410 22200 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 351 2,700 SH Sole 2700 OLIN CORP COM PAR $1 680665205 1,644 107,000 SH Sole 107000 OMNICARE INC COM 681904108 2,315 53,725 SH Sole 53725 ONEOK INC NEW COM 682680103 283 7,500 SH Sole 2000 3000 OPENWAVE SYS INC COM NEW 683718308 10,861 1,160,340 SH Sole 1065670 94670 ORACLE CORP COM 68389X105 11,390 642,075 SH Sole 640675 1400 PDL BIOPHARMA INC COM 69329Y104 413 21,500 SH Sole 21500 PGT INC COM 69336v101 295 21,000 SH Sole 6500 14500 PNC FINL SVCS GROUP INC COM 693475105 211 2,906 SH Sole 2906 PACKATEER INC COM 695210104 3,892 452,050 SH Sole 415130 36920 PAIN THERAPEUTICS INC COM 69562K100 612 71,000 SH Sole 71000 PARKER HANNIFIN CORP COM 701094104 23,506 302,400 SH Sole 302400 PEABODY ENERGY CORP COM 704549104 1,430 38,885 SH Sole 38885 PENN VA RESOURCES PARTNERS L COM 707884102 2,677 111,400 SH Sole 111400 PEPSICO INC COM 713448108 2,616 40,091 SH Sole 39691 400 PERRIGO CO COM 714290103 3,649 215,000 SH Sole 215000 Pfizer Inc. COM 717081103 49,542 1,746,882 SH Sole 1737532 9350 PHARMACEUTICAL PROD DEV INC COM 717124101 2,531 70,925 SH Sole 54325 16600 PHARMACYCLICS INC COM 716933106 199 41,000 SH Sole 41000 PHARMION CORP COM 71715B409 31,772 1,474,335 SH Sole 1417715 56620 PICO HLDGS INC COM NEW 693366205 309 9,500 SH Sole 9500 PLANTRONICS INC NEW COM 727493108 1,329 75,800 SH Sole 75800 POWER-ONE INC COM 739308104 2,029 280,200 SH Sole 280200 POWERWAVE TEHNOLOGIES INC COM 739363109 16,956 2,231,080 SH Sole 2078620 152460 PRAXAIR INC COM 74005P104 2,295 38,800 SH Sole 38800 PROCTOR & GAMBLE CO COM 742718109 4,612 74,409 SH Sole 66211 8198 PRUDENTIAL FINL INC COM 744320102 3,111 40,797 SH Sole 40797 PURECYCLE CORP COM NEW 746228303 3,784 525,555 SH Sole 525555 QMED COM 747914109 512 100,000 SH Sole 100000 QUALCOMM INC COM 747525103 1,278 35,150 SH Sole 33350 1800 QUEST DIAGNOSTICS INC COM 74834L100 2,228 36,430 SH Sole 35030 1400 QUESTAR CORP COM 748356102 4,812 58,850 SH Sole 47950 10900 REGAL BELOIT CORP COM 758750103 239 5,500 SH Sole 5500 REGIONS FINANCIAL CORP NEW COM 7591EP100 2,743 74,548 SH Sole 74548 RITA MED SYS INC DEL COM 76774e103 6,447 2,046,815 SH Sole 1910545 136270 ROYAL GOLD INC COM 780287108 8,727 321,665 SH Sole 321665 ROYAL GOLD INC COM 780287108 8,727 4,400 SH Other 2 4400 SAFECO CORP COM 786429100 887 15,044 SH Sole 2744 12300 SALIX PHARMACEUTICALS INC COM 795435106 12,258 904,008 SH Sole 848128 55880 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 812 23,000 SH Sole 23000 SARA LEE CORP COM 803111103 9,677 602,200 SH Sole 599200 3000 SCHERING PLOUGH CORP PFD CONV MAND 806605606 292 5,250 SH Sole 5250 SCHERING PLOUGH CORP COM 806605101 5,335 241,525 SH Sole 241525 SCHLU,BERGER LTD COM 806857108 30,350 489,274 SH Sole 477474 11800 SCHULMAN A INC COM 808194104 4,175 177,600 SH Sole 177600 SEACHANGE INTL INC COM 811699107 7,485 841,980 SH Sole 774030 67950 SENSIENT TECHNOLOGIES CORP COM 81725t100 2,642 135,000 SH Sole 135000 SEPRACOR INC COM 817315104 3,570 73,700 SH Sole 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8400 TETRA TECHNOLOGIES INC DEL COM 88162F105 5,940 245,874 SH Sole 226284 19590 TEVA PHARMACEUTICALS INDS LTD ADR 881624209 1,691 49,594 SH Sole 49594 TEXAS INSTRS INC COM 882508104 3,770 113,390 SH Sole 113390 MANITOWOC INC COM 563571108 19,508 435,550 SH Sole 435550 THOR INDS INC COM 885160101 5,465 132,750 SH Sole 132750 THORATEC CORP COM NEW 885175307 31,862 2,041,130 SH Sole 1969820 71310 TIMKEN CO COM 887389104 1,566 52,600 SH Sole 52600 TORO CO COM 891092108 1,862 44,150 SH Sole 44150 TRANSOCEAN INC ORD G90078109 342 4,671 SH Sole 4671 TYCO INTL LTD NEW COM 902124106 14,124 504,600 SH Sole 504100 500 ULTRA PETROLEUM CORP COM 903914109 1,748 36,335 SH Sole 36335 UNTRATECH INC COM 904034105 26,502 1,989,670 SH Sole 1921550 68120 UNISOURCE ENERGY CORP COM 909205106 350 10,500 SH Sole 10500 UNITEDHEALTH GROUP INC COM 91324P102 7,321 148,800 SH Sole 148000 800 UNITED PARCEL SERVICE INC CL B 911312106 971 13,500 SH Sole 10800 2700 UNITED TECHNOLOGIES CORP COM 913017109 1,007 15,900 SH Sole 15900 VALERO ENERGY CORP NEW COM 91913Y100 232 4,500 SH Sole 4500 VENTAS INC COM 92276F100 249 6,450 SH Sole 3975 2475 VERIZON COMMUNICATIONS COM 92343V104 31,495 848,234 SH Sole 846534 1700 VIACOM INC NEW CL B 92553p201 268 7,200 SH Sole 7200 VICOR CORP COM 925815102 2,391 207,200 SH Sole 207200 VIGNETTE CORP COM NEW 926734401 12,075 891,810 SH Sole 819840 71970 VULCAN MATLS CO COM 929160109 712 9,100 SH Sole 6700 2400 GRACE W R & CO DEL NEW COM 38388F108 8,818 665,000 SH Sole 665000 WACHOVIA CORP 2ND NEW COM 929903102 1,487 26,650 SH Sole 26650 WALMART STORES INC COM 931142103 26,868 544,767 SH Sole 542900 1867 WALGREEN CO COM 931422109 874 19,700 SH Sole 5000 14700 WEBMETHODS INC COM 94768C108 16,203 2,118,005 SH Sole 2031855 86150 WEINGARTEN RLTY INVS SH BEN INT 948741103 7,560 175,742 SH Sole 175742 WELLS FARGO & CO NEW COM 949746101 870 24,060 SH Sole 24060 WESTELL TECHNOLOGIES INC CL A 957541105 1,681 804,500 SH Sole 804500 WESTERN DIGITAL CORP COM 958102105 199 11,000 SH Sole 11000 WEYERHAEUSER CO COM 962166104 34,814 565,800 SH Sole 565800 WHOLE FOODS MKT INC COM 966837106 1,085 18,250 SH Sole 18250 WILEY JOHN & SONS INC CL A 968223206 3,432 95,300 SH Sole 95300 WRIGHT MED GROUP INC COM 98235T107 18,122 747,285 SH Sole 698805 48480 XYRATEX LTD COM G98268108 2,221 116,550 SH Sole 116550 YAHOO INC COM 984332106 8,599 340,150 SH Sole 340150 YUM BRANDS INC COM 988498101 276 5,300 SH Sole 5300 ZIMMWE HLDGS INC COM 98956P102 392 5,810 SH Sole 5810
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