-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RZJM97edm1FvDhfXiAVoLQMbROHGmp8/kcFAgB9RE8YhFY4uvV6fNfLQPRpqbaUv NEojw9EQ4w+Qc+hHkBwAiQ== 0000919574-00-000699.txt : 20031216 0000919574-00-000699.hdr.sgml : 20031216 20000811170400 ACCESSION NUMBER: 0000919574-00-000699 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000811 DATE AS OF CHANGE: 20000812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 00695092 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 1675 Broadway New York, New York 10019 Form 13F File Number: 028-03063 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/Elizabeth F. Bosco New York, NY 8/10/00 _______________________ _____________________ _________ [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check her if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 148 Form 13F Information Table Value Total: $455,234 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.] 3 Tocqueville Asset Management LP FORM 13F JUNE 30, 2000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------- -------- -------- -------- -------- --------- -------- -------- INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR --------------------- ------------------- OF MARKET SHRS OR SH/ PUT/ (A) (B) (C) OTHER (A) (B) (C) NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL SOLE SHARE OTHER MANAGERS SOLE SHARE NONE - --------------------- ----- --------- ------------ --------- --- --- ---- ----- ----- -------- --------- ----- ---- 3Com Corp. COM 885535104 973863 16900 SOLE 16900 ADC Telecommunications Inc. COM 000886101 571608 6815 SOLE 6815 AT&T Corp. COM 001957109 8508253 267450 SOLE 267450 Adobe Systems Inc. COM 00724F101 13071713 100600 SOLE 100600 Alcoa Inc. COM 013817101 7246172 249868 SOLE 249868 Alexander & Baldwin Inc. COM 014482103 3210094 145500 SOLE 145500 Allstate Corp COM 020002101 6703925 301300 SOLE 301300 Alza Corp. (Cl A) COM 022615108 2636975 44600 SOLE 44600 American General Corp. COM 026351106 287432 4712 SOLE 4712 American Home Products COM 026609107 5475500 93200 SOLE 93200 American Int'l Group COM 026874107 293750 2500 SOLE 2500 Amgen Inc. COM 031162100 653325 9300 SOLE 9300 Anadarko Petroleum Corp. COM 032511107 1834425 37200 SOLE 37200 Analysts International Corp. COM 032681108 4007169 430300 SOLE 430300 Anixter Int'l Inc. COM 035290105 2651563 100000 SOLE 100000 Apache Corp. COM 037411105 352875 6000 SOLE 6000 Apex Silver Mines Ltd. COM G04074103 606188 61000 SOLE 61000 Autodesk Inc. COM 052769106 301781 8700 SOLE 8700 Avatex Corp. COM 05349F402 723297 1361500 SOLE 1361500 BJ's Wholesale Club Inc COM 05548J106 365483 11070 SOLE 11070 BP Amoco PLC COM 055622104 542977 9589 SOLE 9589 Baker Hughes Inc. COM 057224107 8643200 270100 SOLE 270100 Baldor Electric Co COM 057741100 4374975 234898 SOLE 234898 Bank of New York COM 064057102 507687 10918 SOLE 10918 BankAmerica Corp. COM 060505104 3788859 88113 SOLE 88113 Battle Mountain Gold Co COM 071593107 656250 300000 SOLE 300000 Bear Stearns Companies Inc COM 073902108 839285 20163 SOLE 20163 Bindley Western Industry Inc. COM 090324104 2662521 100710 SOLE 100710 4 Bio Technology Genl Corp. COM 090578105 263750 20000 SOLE 20000 Boeing Company COM 097023105 8960419 214300 SOLE 214300 Burlington Industries Inc New COM 121693105 2613938 1549000 SOLE 1549000 Burlington Resources Inc. COM 122014103 956250 25000 SOLE 25000 C R Bard Inc COM 067383109 1444219 30000 SOLE 30000 Cameco Corp. COM 13321L108 539000 44000 SOLE 44000 Chemfab Corp. COM 16361L102 356250 30000 SOLE 30000 Circle Corp. COM 172559106 189640 34480 SOLE 34480 CitiGroup Inc. COM 172967101 834463 13850 SOLE 13850 Clorox Co. COM 189054109 4149638 92600 SOLE 92600 Colorado MEDtech, Inc. COM 19652U104 2268081 359300 SOLE 359300 Compaq Computer Corp. COM 204493100 639063 25000 SOLE 25000 Corn Products International, Inc. COM 219023108 3447031 130000 SOLE 130000 Corning Inc. COM 219350105 211200 800 SOLE 800 Deluxe Corp. COM 248019101 6076769 257900 SOLE 257900 Dial Corp. COM 25247D101 407500 40000 SOLE 40000 Dime Bancorp Inc. COM 25429Q102 3236625 205500 SOLE 205500 Dura Pharmaceuticals Inc. COM 26632S109 11879500 826400 SOLE 826400 Eastman Kodak COM 277461109 10144155 170490 SOLE 170490 Echo Bay Mines Ltd. COM 278751102 212500 200000 SOLE 200000 Elan Corp. PLC COM 284131208 4034844 83300 SOLE 83300 Engineered Supp Systems COM 292866100 2987875 217300 SOLE 217300 Exxon Mobil Corp. COM 30231G102 271924 3464 SOLE 3464 FPL Group Inc COM 302571104 2234925 45150 SOLE 45150 Fedders Corp COM 313135105 4983405 857360 SOLE 857360 Federal Signal Corp. COM 313855108 4143150 251100 SOLE 251100 Gartner Group, Inc. COM 366651107 1680000 140000 SOLE 140000 General Electric Co. COM 369604103 1629591 30747 SOLE 30747 Genzyme Corp. COM 372917104 1927800 32400 SOLE 32400 Genzyme Surgical Products COM 372917609 110982 11168 SOLE 11168 Global Industries Ltd COM 379336100 3718375 197000 SOLE 197000 H & Q Healthcare Investors-SBI COM 404052102 1827430 59188 SOLE 59188 H & R Block Inc COM 093671105 7384738 228100 SOLE 228100 HCR Manor Care, Inc. COM 564055101 70000 10000 SOLE 10000 Hanna M A Co. COM 410522106 450000 50000 SOLE 50000 Healthsouth Corp COM 421924101 646875 90000 SOLE 90000 Homestake Mining COM 437614100 4252188 618500 SOLE 618500 Humana Inc COM 444859102 1354275 277800 SOLE 277800 Idexx Laboratories Corp. COM 45168D104 915000 40000 SOLE 40000 Illinois Tool Wks COM 452308109 1038825 18225 SOLE 18225 Inco Ltd COM 453258402 12252477 796100 SOLE 796100 Informix Corp. COM 456779407 4524231 608300 SOLE 608300 Input/Output Inc COM 457652105 9759978 1154600 SOLE 1154600 5 Int'l Business Machines COM 459200101 9471678 86450 SOLE 86450 Intel Corp. COM 458140100 280744 2100 SOLE 2100 InterDent, Inc. COM 4586R1094 160313 45000 SOLE 45000 InterVoice-Brite Inc. COM 461142101 836719 127500 SOLE 127500 Intl Flavors & Fragrances COM 459506101 9333975 309200 SOLE 309200 Intl Multifoods Corp. COM 460043102 779063 45000 SOLE 45000 Ivax Corp. COM 465823102 1144500 28000 SOLE 28000 Jennifer Convertibles Inc COM 476153101 250000 100000 SOLE 100000 Johnson & Johnson COM 478160104 1233095 12104 SOLE 12104 K Mart Corp. COM 482584109 5083235 746163 SOLE 746163 Kforce.com Inc. COM 493732101 1283438 185000 SOLE 185000 Kinross Gold Corp. COM 496902107 271031 289100 SOLE 289100 Knightsbridge Tankers Ltd. COM G5299G106 200000 10000 SOLE 10000 Lam Research Corp. COM 512807108 382500 10200 SOLE 10200 Litton Industries, Inc. COM 538021106 6697291 159400 SOLE 159400 Longview Fibre Co. COM 543213102 2992406 270500 SOLE 270500 Matrix Pharmaceutical, Inc. COM 576844104 141875 10000 SOLE 10000 Mattel Inc. COM 577081102 3791406 287500 SOLE 287500 Mcdonalds Corp. COM 580135101 383722 11650 SOLE 11650 Mckesson Corp. New COM 58155Q103 5977656 285500 SOLE 285500 Mentor Graphics Corp. COM 587200106 2148488 108100 SOLE 108100 Murphy Oil Corp. COM 626717102 9587622 161200 SOLE 161200 Nabors Industries Inc COM 629568106 7459768 179500 SOLE 179500 Napro Biotherapeutics Inc COM 630795102 111563 15000 SOLE 15000 Newmont Mining Corp. COM 651639106 5462389 252596 SOLE 252596 News Communications, Inc. COM 652484809 25823 21746 SOLE 21746 Northrop Grumman Corp. COM 666807102 7711500 116400 SOLE 116400 Oceaneering Int'l COM 675232102 2565000 135000 SOLE 135000 Olin Corp COM 680665205 7788000 472000 SOLE 472000 Omnicare, Inc. COM 681904108 498438 55000 SOLE 55000 Osmonics Inc. COM 688350107 745550 80600 SOLE 80600 Owens & Minor Inc Holding Co. COM 690732102 4021875 234000 SOLE 234000 PSC Inc COM 69361E107 893750 110000 SOLE 110000 Pactiv Corp. COM 695257105 237825 30200 SOLE 30200 Perrigo Co. COM 714290103 1262500 200000 SOLE 200000 Pfizer Inc. COM 717081103 315312 6569 SOLE 6569 Phelps Dodge COM 717265102 8270500 222400 SOLE 222400 Philip Morris Co's Inc. COM 718154107 685313 25800 SOLE 25800 Photoworks, Inc. COM 71940B109 315600 105200 SOLE 105200 Placer Dome Inc. COM 725906101 2409176 251940 SOLE 251940 Polaroid Corp COM 731095105 650250 36000 SOLE 36000 Procter & Gamble COM 742718109 4063300 71600 SOLE 71600 6 Protein Design Laboratories Inc. COM 74369L103 329500 2000 SOLE 2000 Providian Financial corp. COM 74406A102 202500 2250 SOLE 2250 Quintiles Transnational Corp. COM 748767100 1011350 71600 SOLE 71600 Raytheon Co. Class B COM 755111408 7946400 412800 SOLE 412800 Reader's Digest Association Inc Cl A COM 755267101 6337633 159500 SOLE 159500 Renal Care Group, Inc. COM 759930100 733594 30000 SOLE 30000 SAGA Systems, Inc. COM 786610105 652969 52500 SOLE 52500 Sara Lee Corp. COM 803111103 1825031 94500 SOLE 94500 Schein Henry Inc. COM 806407102 2794500 162000 SOLE 162000 Schering-Plough Corp. COM 806605101 282800 5600 SOLE 5600 Schlumberger Ltd. COM 806857108 1156688 15500 SOLE 15500 Schulman,A Inc. COM 808194104 5180844 429500 SOLE 429500 Sonoco Products Co. COM 835495102 261445 12705 SOLE 12705 Steelcase Inc. COM 858155203 1445000 85000 SOLE 85000 Stillwater Mining Co COM 86074Q102 6107413 219100 SOLE 219100 Storage Technology Corp. COM 862111200 2610781 238700 SOLE 238700 Systems & Computer Technology Corp COM 871873105 16109940 805497 SOLE 805497 Tellabs Inc. COM 879664100 2591112 37861 SOLE 37861 Tenet Healthcare Corp COM 88033G100 10122300 374900 SOLE 374900 Teva Pharmaceutical Ind. Ltd spd ADR COM 881624209 1108750 20000 SOLE 20000 Texaco Inc. COM 881694103 8440125 158500 SOLE 158500 Texas Instruments Inc. COM 882508104 824250 12000 SOLE 12000 Thoratec Laboratories Corp. New COM 885175307 267740 16604 SOLE 16604 Transocean Sedco Forex Inc. COM G90078109 1474555 27592 SOLE 27592 Ultrak Inc COM 903898401 626332 77087 SOLE 77087 Union Pacific Resources Group COM 907834105 1710412 77746 SOLE 77746 Unisys Corp. COM 909214108 544500 36300 SOLE 36300 United Healthcare Corp. COM 910581107 866075 10100 SOLE 10100 United Stationers, Inc. COM 913004107 1456875 45000 SOLE 45000 Unitrin, Inc. COM 913275103 4165375 141800 SOLE 141800 Varco International Inc. COM 922122106 8651474 371857 SOLE 371857 Walt Disney Production COM 254687106 236756 6100 SOLE 6100 Waste Management, Inc. COM 94106L109 3807923 200417 SOLE 200417 Westvaco Corp. COM 961548104 11594881 467300 SOLE 467300 Xerox COM 984121103 10312750 497000 SOLE 497000
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