-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VMeMF/v7005/zjIhfGLuSsf73csPwL6/T/P4YIZBgXLtYfeqtUuzLrkouI07Rf48 sbiqfysmQR+dfnd6ob+qCw== 0000919574-00-000573.txt : 20031216 0000919574-00-000573.hdr.sgml : 20031216 20000515154800 ACCESSION NUMBER: 0000919574-00-000573 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000515 DATE AS OF CHANGE: 20000518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 00634591 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management L.P. Address: 1675 Broadway New York, New York 10019 Form 13F File Number: 028-03063 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 5/15/00 _______________________ _____________________ _________ [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check her if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 150 Form 13F Information Table Value Total: $486,154,631 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.] 3 Tocqueville Asset Management LP FORM 13F March 31, 2000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------- -------- -------- -------- -------- --------- -------- -------- INVESTMENT DISCRETION VOTING AUTHORITY --------------------- ------------------- TITLE SHRS OR SH/ PUT/ (A) (B) (C) OTHER (A) (B) (C) NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL SOLE SHARE OTHER MANAGERS SOLE SHARE NONE - --------------------- ----- --------- ------------ --------- --- --- ---- ----- ----- -------- --------- ----- ---- COMMON STOCKS - ------------- 3Com Corp. COM 885535104 940062.5 16900 x 16900 AT&T Corp. COM 001957109 10809184.38 191950 x 191950 Adobe Systems Inc. COM 00724F101 12389081.25 111300 x 111300 Alcoa Inc. COM 013817101 8817077.5 125510 x 125510 Alexander & Baldwin Inc. COM 014482103 3320625 161000 x 161000 Allstate Corp COM 020002101 6834187.5 287000 x 287000 Alza Corp. (Cl A) COM 022615108 1833050 48800 x 48800 American General Corp. COM 026351106 264461 4712 x 4712 American Home Products COM 026609107 5009500 93200 x 93200 American Int'l Group COM 026874107 273750 2500 x 2500 Amgen Inc. COM 031162100 613750 10000 x 10000 Anadarko Petroleum Corp. COM 032511107 1601662.5 41400 x 41400 Analysts International Corp. COM 032681108 4101087.5 415300 x 415300 Anixter Int'l Inc. COM 035290105 2787500 100000 x 100000 Apache Corp. COM 037411105 298500 6000 x 6000 Apex Silver Mines Ltd. COM G04074103 613812.5 61000 x 61000 Atlantic Richfield COM 048825103 263330 3098 x 3098 Autodesk Inc. COM 052769106 395850 8700 x 8700 Avatex Corp. COM 05349F402 936031.25 1361500 x 1361500 BJ's Wholesale Club Inc COM 05548J106 424811.25 11070 x 11070 BP Amoco PLC COM 055622104 240157.5 4510 x 4510 Baker Hughes Inc. COM 057224107 8624275 285100 x 285100 Baldor Electric Co COM 057741100 4145307.61 229498 x 229498 Bank of New York COM 064057102 465001.25 11188 x 11188 BankAmerica Corp. COM 060505104 4594259.13 87614 x 87614 Battle Mountain Gold Co COM 071593107 581250 300000 x 300000 Bear Stearns Companies Inc COM 073902108 919936.88 20163 x 20163 Bindley Western Industry Inc. COM 090324104 1365879.37 100710 x 100710 Boeing Company COM 097023105 8159937.5 215800 x 215800 4 Burlington Industries Inc New COM 121693105 5727312.5 1309100 x 1309100 Burlington Resources Inc. COM 122014103 1073000 29000 x 29000 C R Bard Inc COM 067383109 1160625 30000 x 30000 Cameco Corp. COM 13321L108 456500 44000 x 44000 Catellus Development Corp. COM 149111106 4793812.5 345500 x 345500 Chemfab Corp. COM 16361L102 438750 30000 x 30000 Circle Corp. COM 172559106 194166.5 35303 x 35303 CitiGroup Inc. COM 172967101 829268.75 13850 x 13850 Colorado MEDtech, Inc. COM 19652U104 2916112.5 370300 x 370300 Compaq Computer Corp. COM 204493100 675000 25000 x 25000 Corn Products International, Inc. COM 219023108 3260468.75 135500 x 135500 Corning Inc. COM 219350105 252200 1300 x 1300 Deluxe Corp. COM 248019101 6834350 257900 x 257900 Dime Bancorp Inc. COM 25429Q102 3801750 205500 x 205500 Dura Pharmaceuticals Inc. COM 26632S109 10292018.75 835900 x 835900 Eastman Kodak COM 277461109 5490450.63 101090 x 101090 Echo Bay Mines Ltd. COM 278751102 262500 200000 x 200000 Elan Corp. PLC COM 284131208 4051750 85300 x 85300 Engineered Supp Systems COM 292866100 3027475 222200 x 222200 Exxon Mobil Corp. COM 30231G102 308944.25 3964 x 3964 Fedders Corp COM 313135105 4769065 857360 x 857360 Federal Signal Corp. COM 313855108 4714312.5 261000 x 261000 Financial Security Assurance Hldgs Ltd COM 31769P100 7042656.25 95900 x 95900 Gartner Group, Inc. COM 366651107 1575000 100000 x 100000 General Electric Co. COM 369604103 1641688.13 10549 x 10549 Genzyme Corp. COM 372917104 1674175 33400 x 33400 Genzyme Surgical Products COM 372917609 131224 11168 x 11168 Global Industries Ltd COM 379336100 2881125 197000 x 197000 H & Q Healthcare Investors-SBI COM 404052102 3116348.25 116499 x 116499 H & R Block Inc COM 093671105 6882550 153800 x 153800 HSB Group Inc. COM 40428N109 247415.63 8550 x 8550 Hanna M A Co. COM 410522106 565625 50000 x 50000 Healthsouth Corp COM 421924101 284375 50000 x 50000 Homestake Mining COM 437614100 3201000 533500 x 533500 Humana Inc COM 444859102 2031412.5 277800 x 277800 Idexx Laboratories Corp. COM 45168D104 932500 40000 x 40000 Illinois Tool Wks COM 452308109 1006931.25 18225 x 18225 Inco Ltd COM 453258402 14461125 787000 x 787000 Informix Corp. COM 45665P105 4960993.75 292900 x 292900 Input/Output Inc COM 457652105 7364087.5 1202300 x 1202300 Int'l Business Machines COM 459200101 10201100 86450 x 86450 Intel Corp. COM 458140100 277068.75 2100 x 2100 5 InterVoice-Brite Inc. COM 461142101 2237812.5 77500 x 77500 Intl Flavors & Fragrances COM 459506101 3295875 94000 x 94000 Intl Multifoods Corp. COM 460043102 535000 40000 x 40000 Ivax Corp. COM 465823102 953750 35000 x 35000 Jennifer Convertibles Inc COM 476153101 231250 100000 x 100000 Johnson & Johnson COM 478160104 878406 12504 x 12504 Jones Pharma Inc. COM 480236108 200596.5 6604 x 6604 K Mart Corp. COM 482584109 7239110.31 747263 x 747263 Kinross Gold Corp. COM 496902107 451718.75 289100 x 289100 Knightsbridge Tankers Ltd. COM G5299G106 1902375 106800 x 106800 Lam Research Corp. COM 512807108 459637.5 10200 x 10200 Litton Industries, Inc. COM 538021106 7021393.75 158900 x 158900 Lockheed Martin Corp. COM 539830109 1028006.25 50300 x 50300 Longview Fibre Co. COM 543213102 3989875 270500 x 270500 Mattel Inc. COM 577081102 2903250 276500 x 276500 Mcdonalds Corp. COM 580135101 424206.25 11350 x 11350 Mckesson Corp. New COM 58155Q103 5995500 285500 x 285500 Mentor Graphics Corp. COM 587200106 1656187.5 109500 x 109500 Midway Games Inc. COM 598148104 137773.5 10398 x 10398 Murphy Oil Corp. COM 626717102 9346775 162200 x 162200 Nabors Industries Inc COM 629568106 8496056.25 218900 x 218900 Nat'L Comp Sys COM 635519101 446600 8800 x 8800 Newmont Mining Corp. COM 651639106 5488122.75 244596 x 244596 News Communications, Inc. COM 652484809 47619 31746 x 31746 Northrop Grumman Corp. COM 666807102 6495431.25 122700 x 122700 Oceaneering Int'l COM 675232102 2531250 135000 x 135000 Ogden Corp. COM 676346109 3859393.75 323300 x 323300 Olin Corp COM 680665205 8378000 472000 x 472000 Omnicare, Inc. COM 681904108 663437.5 55000 x 55000 Osmonics Inc. COM 688350107 644800 80600 x 80600 Owens & Minor Inc Holding Co. COM 690732102 3352187.5 315500 x 315500 PE Corp. - PE Biosystems Group COM 69332S102 216160 2240 x 2240 PSC Inc COM 69361E107 611875 110000 x 110000 Pactiv Corp. COM 695257105 262362.5 30200 x 30200 Pairgain Technologies Inc. COM 695934109 3099321.88 165850 x 165850 Perrigo Co. COM 714290103 1518750 200000 x 200000 Phelps Dodge COM 717265102 10848875 229000 x 229000 Philip Morris Co's Inc. COM 718154107 1916037.5 90700 x 90700 Photoworks, Inc. COM 71940B109 716675 105200 x 105200 Placer Dome Inc. COM 725906101 1620450 199440 x 199440 Polaroid Corp COM 731095105 997500 42000 x 42000 Procter & Gamble COM 742718109 4028450 71300 x 71300 6 Quintiles Transnational Corp. COM 748767100 863362.5 50600 x 50600 Raytheon Co. Class B COM 755111408 6725475 378900 x 378900 Reader's Digest Association Inc Cl A COM 755267101 5642312.5 159500 x 159500 Renal Care Group, Inc. COM 759930100 650625 30000 x 30000 Romac International Inc. COM 775835101 1613125 178000 x 178000 SAGA Systems, Inc. COM 786610105 1876875 52500 x 52500 Schein Henry Inc. COM 806407102 2622375 162000 x 162000 Schering Plough Corp. COM 806605101 207900 5600 x 5600 Schlumberger Ltd. COM 806857108 1262250 16500 x 16500 Schulman,A Inc. COM 808194104 5949250 449000 x 449000 Sonoco Products Co. COM 835495102 292215 12705 x 12705 Sprint Corp. COM 852061100 461725 7300 x 7300 State Auto Financial Corp. COM 855707105 102144 12768 x 12768 Steelcase Inc. COM 858155203 1020000 85000 x 85000 Stillwater Mining Co COM 86074Q102 7476000 186900 x 186900 Storage Technology Corp. COM 862111200 4803562.5 301400 x 301400 Systems & Computer Technology Corp COM 871873105 21395067.38 915297 x 915297 Tellabs Inc. COM 879664100 2384651.42 37861 x 37861 Tenet Healthcare Corp COM 88033G100 6944775 298700 x 298700 Teva Pharmaceutical Ind. Ltd spd ADR COM 881624209 746250 20000 x 20000 Texaco Inc. COM 881694103 7643250 142200 x 142200 Texas Instruments Inc. COM 882508104 960000 6000 x 6000 Thoratec Laboratories Corp. New COM 885175307 213776.5 16604 x 16604 Transocean Sedco Forex Inc. COM 1415814.5 27592 x 27592 Ultrak Inc COM 903898401 1159668.88 127087 x 127087 Union Pacific Resources Group COM 907834105 1127317 77746 x 77746 Unisys Corp. COM 909214108 2545631.25 99100 x 99100 United Healthcare Corp. COM 910581107 924187.5 15500 x 15500 United Stationers, Inc. COM 913004107 1605937.5 45000 x 45000 Unitrin, Inc. COM 913275103 5636550 141800 x 141800 UnumProvident Corp. COM 91529Y106 431906.25 25500 x 25500 Varco International Inc. COM 922126107 12281600 972800 x 972800 Walt Disney Production COM 254687106 251625 6100 x 6100 Waste Management, Inc. COM 94106L109 2715832.69 198417 x 198417 Wave Technologies Intl Inc COM 94352Q109 736250 77500 x 77500 Westvaco Corp. COM 961548104 15809737.5 473700 x 473700 Xerox COM 984121103 13096200 503700 x 503700 ---------------- 486154630.5 7
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