0001258111-14-000002.txt : 20140103 0001258111-14-000002.hdr.sgml : 20140103 20140103165519 ACCESSION NUMBER: 0001258111-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140101 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNION FIRST MARKET BANKSHARES CORP CENTRAL INDEX KEY: 0000883948 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 540412820 STATE OF INCORPORATION: VA FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1051 EAST CARY STREET STREET 2: SUITE 1200 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 8046322103 MAIL ADDRESS: STREET 1: 1051 EAST CARY STREET STREET 2: SUITE 1200 CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: UNION BANKSHARES CORP DATE OF NAME CHANGE: 19930727 FORMER COMPANY: FORMER CONFORMED NAME: UNION BANCORP INC /VA/ DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARHAM O R JR CENTRAL INDEX KEY: 0001258106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20293 FILM NUMBER: 14506583 MAIL ADDRESS: STREET 1: 102 SOUTH MAIN STREET CITY: CULPEPER STATE: VA ZIP: 22701 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-01-01 0 0000883948 UNION FIRST MARKET BANKSHARES CORP ubsh 0001258106 BARHAM O R JR 102 SOUTH MAIN STREET CULPEPER VA 22701 1 0 0 0 Common Stock 2014-01-01 4 A 0 67211 A 67211 D NQSO 24.47 2014-01-01 4 A 0 6679 A 2009-01-22 2014-01-22 Common Stock 6679 6679 D NQSO 30.8 2014-01-01 4 A 0 12344 A 2010-01-01 2015-10-12 Common Stock 12344 19023 D Received in exchange for shares of StellarOne Corporation ("StellarOne") common stock in connection with the merger of StellarOne with and into issuer effective January 1, 2014 ("Merger"). At the effective time of the Merger, each outstanding share of StellarOne converted into the right to receive 0.9739 shares of common stock of the issuer. The Merger became effective at 12:02 a.m. January 1, 2014 at which time the sales price of the issuer's common stock was 24.81 per share (the closing price on December 31, 2013). Any fractional share holdings were paid in cash. Received in exchange for 69,012 shares of StellarOne common stock in connection with the Merger. Includes 41,438 shares received as a result of the vesting of restricted stock awards in connection with the Merger. The derivative securities are options to acquire the issuer's common stock received as a result of the vesting and conversion of StellarOne stock options in connection with the Merger. The number of shares of issuer's common stock subject to each option was calculated based upon the number of shares of StellarOne common stock subject to the StellarOne option as adjusted by the conversion factor of 0.9739. The exercise price per share of each option was calculated based upon the exercise price of the StellarOne option as adjusted by the conversion factor of 0.9739. Douglas D. Callaway as attorney-in-fact for O.R. Barham, Jr. 2014-01-01