FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/01/2010 |
3. Issuer Name and Ticker or Trading Symbol
UNION FIRST MARKET BANKSHARES CORP [ UBSH ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 279,442(1) | D | |
Common Stock | 56,207(1) | I | James E. Ukrop Revocable Trust dated 1/19/04 |
Common Stock | 279,442(2) | I | Held directly by Robert S. Ukrop |
Common Stock | 46,674(2) | I | Robert S. Ukrop Revocable Trust dated 8/25/04 |
Common Stock | 3,073,896(3) | I | Held directly by Ukrop??s Thrift Holdings, Inc. |
Common Stock | 125,465(4) | I | Held directly by Ukrop??s Services, L.C. |
Common Stock | 2,848(5) | I | Trust U/A dated 12/31/76 for the benefit of Nancy Joseph Ukrop Kantner |
Common Stock | 2,848(5) | I | Trust U/A dated 12/31/76 for the benefit of Jeffrey Brown Ukrop |
Common Stock | 7,427(6) | I | Trust U/A dated 12/30/76 for the benefit of Nancy Joseph Ukrop Kantner |
Common Stock | 7,427(6) | I | Trust U/A dated 12/30/76 for the benefit of Jeffrey Brown Ukrop |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. These securities are owned solely by James E. Ukrop ("James"). |
2. These securities are owned solely by Robert S. Ukrop ("Robert"). |
3. These shares are held directly by Ukrop's Thrift Holdings, Inc. ("Thrift"). Thrift is a wholly owned subsidiary of Ukrop's Super Market's Inc. ("Ukrop's"), which may be deemed to be the indirect beneficial owner of these shares. Robert is a shareholder, director and executive officer of Ukrop's and James is a shareholder of Ukrop's. As such, each of Robert and James may deemed to have a pecuniary interest in his proportional share of these holdings. Each of Robert and James disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
4. These shares are held directly by Ukrop's Services, L.C. ("Services"). Each of James and Robert is a manager of, and holds a 50% membership interest in, Services. As such, each of James and Robert may be deemed to have a pecuniary interest in 50% of these holdings. Each of Robert and James disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
5. Robert is a trustee of such trust, and the beneficiary is one of his children. As such, Robert may be deemed to be the indirect beneficial owner of these shares. Robert disclaims beneficial ownership of these securities. |
6. Robert's spouse, Jayne B. Ukrop ("Jane") is the trustee of such trust, and the beneficiary is one of Robert's children. As such, Robert may be deemed to be the indirect beneficial owner of these shares. Robert disclaims beneficial ownership of these securities. |
Remarks: |
This is a joint filing on behalf of James E. Ukrop, Robert S. Ukrop, Ukrop's Thrift Holdings, Inc., Ukrop's Super Markets Inc. and Ukrop's Service L.C. Due to inclement weather and the subsequent closing of the Securities and Exchange Commission (the "SEC"), the SEC was not able to process the applications for Edgar filing codes for the additional filers. As soon as the SEC issues these codes, the Form 3 will be amended so that each filer to this joint filing is separately indicated in the SEC's electronic filing system. |
/s/ David N. Oakey, power of attorney, **Signature of James E. Ukrop | 02/11/2010 | |
/s/ David N. Oakey, power of attorney, **Signature of Robert S. Ukrop | 02/11/2010 | |
/s/ David N. Oakey, power of attorney, **Signature of Ukrop's Thrift Holdings, Inc. | 02/11/2010 | |
/s/ David N. Oakey, power of attorney, **Signature of Ukrop's Super Markets, Inc. | 02/11/2010 | |
/s/ David N. Oakey, power of attorney, **Signature of Ukrop's Services, L.C. | 02/11/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |