EX-99.77C VOTES 2 ex77c.txt 77C Exhibits SUB-ITEM 77C SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS A special meeting of shareholders (the "Meeting") of each series (the "Funds") of RidgeWorth Funds (the "Trust") listed below was held on May 9, 2017. The details of the voting with respect to the Proposal are shown below. The Proposal received the required number of affirmative votes for approval. The Meeting was held to consider and act on the following proposal: Proposal 1: To approve the Agreement and Plan of Reorganization by and among RidgeWorth Funds, on behalf of the Acquired Fund, Virtus Asset Trust, on behalf of the corresponding Acquiring Fund, RidgeWorth Capital Management LLC, and Virtus Partners, Inc. Acquired Fund Affirmative Votes Objecting Votes Abstaining Votes RidgeWorth Conservative Allocation Strategy 1,306,703.230 15,982.684 46,186.707 RidgeWorth Growth Allocation Strategy 2,291,152.674 0 8,186.000 RidgeWorth Innovative Growth Stock Fund 727,197.249 4,084.718 12,281.142 RidgeWorth International Equity Fund 4,732,285.507 9,062.312 22,792.052 RidgeWorth Seix Floating Rate High Income Fund 341,966,628.216 4,370,146.874 3,421,869.967 RidgeWorth Seix High Yield Fund 33,903,148.060 442,753.187 590,193.633 RidgeWorth Seix Investment Grade Tax- Exempt Bond Fund 25,551,399.940 130,742.649 121,514.065 RidgeWorth Seix U.S. Government Securities Ultra-Short Bond Fund 75,510,428.105 2,698,602.246 1,053,984.539 RidgeWorth Seix Corporate Bond Fund 1,259,034.456 8,513.000 32,234.000 RidgeWorth Seix Georgia Tax-Exempt Bond Fund 7,213,224.650 125,064.951 3,029.197 RidgeWorth Seix High Grade Municipal Bond Fund 3,363,336.836 70,771.309 34,596.468 RidgeWorth Seix Limited Duration Fund 676,438.964 0 0 RidgeWorth Seix North Carolina Tax- Exempt Bond Fund 2,092,955.567 27,358.188 12,541.700 RidgeWorth Seix Short-Term Municipal Bond Fund 1,915,322.323 22,804.961 4,613.000 RidgeWorth Seix Ultra-Short Bond Fund 7,683,260.596 32,555.113 45,202.831 RidgeWorth Seix Virginia Intermediate Municipal Bond Fund 4,420,619.727 28,181.000 48,370.195 -------------------------------------------------------- A special meeting of shareholders (the "Meeting") of each series (the "Funds") of RidgeWorth Funds (the "Trust") listed below was held on May 30, 2017. The details of the voting with respect to the Proposal are shown below. The Proposal received the required number of affirmative votes for approval. The Meeting was held to consider and act on the following proposal: Proposal 1: To approve the Agreement and Plan of Reorganization by and among RidgeWorth Funds, on behalf of the Acquired Fund, Virtus Asset Trust, on behalf of the corresponding Acquiring Fund, RidgeWorth Capital Management LLC, and Virtus Partners, Inc. Acquired Fund Affirmative Votes Objecting Votes Abstaining Votes RidgeWorth Ceredex Mid-Cap Value Equity Fund 102,937,031.597 688,648.720 9,190,017.058 RidgeWorth Silvant Large Cap Growth Stock Fund 19,054,730.194 223,909.584 584,080.707 RidgeWorth Seix Total Return Bond Fund 40,325,153.000 759,860.996 2,192,908.393 RidgeWorth Seix U.S. Mortgage Fund 938,695.747 5,512.407 208,957.068 RidgeWorth Seix Core Bond Fund 8,313,751.234 96,516.174 2,314,362.710 ---------------------------------------------------------- A special meeting of shareholders (the "Meeting") of each series (the "Funds") of RidgeWorth Funds (the "Trust") listed below was held on June 20, 2017. The details of the voting with respect to the Proposal are shown below. The Proposal received the required number of affirmative votes for approval. The Meeting was held to consider and act on the following proposal: Proposal 1: To approve the Agreement and Plan of Reorganization by and among RidgeWorth Funds, on behalf of the Acquired Fund, Virtus Asset Trust, on behalf of the corresponding Acquiring Fund, RidgeWorth Capital Management LLC, and Virtus Partners, Inc. Acquired Fund Affirmative Votes Objecting Votes Abstaining Votes RidgeWorth Ceredex Large Cap Value Equity Fund 55,381,861.647 923,685.477 5,448,277.626 RidgeWorth Moderate Allocation Strategy 3,330,575.470 27,071.712 122,822.329 RidgeWorth Seix Short-Term Bond Fund 3,211,097.033 4,799.000 23,028.293 RidgeWorth Seix High Income Fund 38,965,484.151 1,612,808.827 1,821,157.876 ----------------------------------------------------------- A special meeting of shareholders (the "Meeting") the RidgeWorth Silvant Small Cap Growth Stock Fund (the "Fund") of RidgeWorth Funds (the "Trust") was held on June 23, 2017. The details of the voting with respect to the Proposal are shown below. The Proposal received the required number of affirmative votes for approval. The Meeting was held to consider and act on the following proposal: Proposal 1: To approve the Agreement and Plan of Reorganization by and among RidgeWorth Funds, on behalf of the Acquired Fund, Virtus Asset Trust, on behalf of the corresponding Acquiring Fund, RidgeWorth Capital Management LLC, and Virtus Partners, Inc. Acquired Fund Affirmative Votes Objecting Votes Abstaining Votes RidgeWorth Silvant Small Cap Growth Stock Fund 2,596,051.679 56,019.645 269,890.194 ----------------------------------------------------------- A special meeting of shareholders (the "Meeting") of the RidgeWorth Capital Innovations Global Resources and Infrastructure Fund (the "Fund") of RidgeWorth Funds (the "Trust") was held on June 28, 2017. The details of the voting with respect to each Proposal are shown below. Each Proposal received the required number of affirmative votes for approval. The Meeting was held to consider and act on the following proposals: Proposal 1: To approve the Agreement and Plan of Reorganization by and among RidgeWorth Funds, on behalf of the RidgeWorth Capital Innovations Global Resources and Infrastructure Fund, Investment Managers Series Trust, on behalf of the Oak Ridge Global Resources & Infrastructure Fund, RidgeWorth Capital Management LLC, and Oak Ridge Investments, LLC. Fund Affirmative Votes Objecting Votes Abstaining Votes RidgeWorth Capital Innovations Global Resources and Infrastructure Fund 373,016.830 - 650.754 Proposal 2: To approve an Investment Advisory Agreement with Virtus Fund Advisers, LLC (formerly, RidgeWorth Capital Management LLC), the investment adviser to the Fund. Fund Affirmative Votes Objecting Votes Abstaining Votes RidgeWorth Capital Innovations Global Resources and Infrastructure Fund 373,016.830 - 650.754 ----------------------------------------------------------- A special meeting of shareholders (the "Meeting") of the RidgeWorth Ceredex Small Cap Value Equity Fund (the "Fund") of RidgeWorth Funds (the "Trust") was held on June 30, 2017. The details of the voting with respect to the Proposal are shown below. The Proposal received the required number of affirmative votes for approval. The Meeting was held to consider and act on the following proposal: Proposal 1: To approve the Agreement and Plan of Reorganization by and among RidgeWorth Funds, on behalf of the Acquired Fund, Virtus Asset Trust, on behalf of the corresponding Acquiring Fund, RidgeWorth Capital Management LLC, and Virtus Partners, Inc. Acquired Fund Affirmative Votes Objecting Votes Abstaining Votes RidgeWorth Ceredex Small Cap Value Equity Fund 29,682,192.605 228,329.308 2,380,463.504