0001193125-17-266664.txt : 20170824 0001193125-17-266664.hdr.sgml : 20170824 20170824143835 ACCESSION NUMBER: 0001193125-17-266664 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170824 DATE AS OF CHANGE: 20170824 EFFECTIVENESS DATE: 20170824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RidgeWorth Funds CENTRAL INDEX KEY: 0000883939 IRS NUMBER: 232678674 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-06557 FILM NUMBER: 171049186 BUSINESS ADDRESS: STREET 1: 3333 PIEDMONT ROAD STREET 2: SUITE 1500 CITY: ATLANTA STATE: 2Q ZIP: 30305 BUSINESS PHONE: 888-784-3863 MAIL ADDRESS: STREET 1: 3333 PIEDMONT ROAD STREET 2: SUITE 1500 CITY: ATLANTA STATE: 2Q ZIP: 30305 FORMER COMPANY: FORMER CONFORMED NAME: RIDGEWORTH INVESTMENTS VARIABLE TRUST DATE OF NAME CHANGE: 20080414 FORMER COMPANY: FORMER CONFORMED NAME: RIDGEWORTH DATE OF NAME CHANGE: 20080414 FORMER COMPANY: FORMER CONFORMED NAME: STI CLASSIC FUNDS DATE OF NAME CHANGE: 19920929 0000883939 S000004658 RidgeWorth Silvant Large Cap Growth Stock Fund C000012678 A Shares STCIX C000012679 C Shares STCFX C000012680 I Shares STCAX C000144729 IS STCZX 0000883939 S000004661 RidgeWorth International Equity Fund C000012689 A Shares SCIIX C000012691 I Shares STITX C000162351 IS Shares SCIZX C000182393 T Shares SCIDX 0000883939 S000004664 RidgeWorth Ceredex Mid-Cap Value Equity Fund C000012698 A Shares SAMVX C000012699 C Shares SMVFX C000012700 I Shares SMVTX C000144730 IS SMVZX 0000883939 S000004665 RidgeWorth Silvant Small Cap Growth Stock Fund C000012701 A Shares SCGIX C000012702 C Shares SSCFX C000012703 I Shares SSCTX C000144731 IS SCGZX 0000883939 S000004666 RidgeWorth Ceredex Small Cap Value Equity Fund C000012704 A Shares SASVX C000012705 C Shares STCEX C000012706 I Shares SCETX 0000883939 S000004669 RidgeWorth Ceredex Large Cap Value Equity Fund C000012713 A Shares SVIIX C000012714 C Shares SVIFX C000012715 I Shares STVTX C000144732 IS STVZX 0000883939 S000004673 RidgeWorth Innovative Growth Stock Fund C000012728 A Shares SAGAX C000012730 I Shares SCATX 0000883939 S000004675 RidgeWorth Seix U.S. Government Securities Ultra-Short Bond Fund C000012734 I Shares SIGVX C000173897 IS Shares SIGZX 0000883939 S000004677 RidgeWorth Seix Ultra-Short Bond Fund C000012736 I Shares SISSX 0000883939 S000004679 RidgeWorth Seix High Grade Municipal Bond Fund C000012738 A Shares SFLTX C000012740 I Shares SCFTX 0000883939 S000004680 RidgeWorth Seix Georgia Tax-Exempt Bond Fund C000012741 A Shares SGTEX C000012743 I Shares SGATX 0000883939 S000004681 RidgeWorth Seix High Income Fund C000012744 A Shares SAHIX C000012745 R Shares STHIX C000012746 I Shares STHTX C000144733 IS STHZX 0000883939 S000004692 RidgeWorth Seix Core Bond Fund C000012757 A Shares STGIX C000012758 R Shares SCIGX C000012759 I Shares STIGX C000159015 IS STGZX 0000883939 S000004693 RidgeWorth Seix Investment Grade Tax-Exempt Bond Fund C000012760 A Shares SISIX C000012762 I Shares STTBX 0000883939 S000004694 RidgeWorth Seix U.S. Mortgage Fund C000012763 A Shares SLTMX C000012764 C Shares SCLFX C000012765 I Shares SLMTX 0000883939 S000004695 RidgeWorth Seix Short-Term Municipal Bond Fund C000012766 A Shares SMMAX C000012768 I Shares CMDTX 0000883939 S000004696 RidgeWorth Seix North Carolina Tax-Exempt Bond Fund C000012769 A Shares SNCIX C000012771 I Shares CNCFX 0000883939 S000004697 RidgeWorth Seix Short-Term Bond Fund C000012772 A Shares STSBX C000012773 C Shares SCBSX C000012774 I SHares SSBTX 0000883939 S000004699 RidgeWorth Seix Corporate Bond Fund C000012778 A Shares SAINX C000012779 C Shares STIFX C000012780 I Shares STICX 0000883939 S000004701 RidgeWorth Seix Virginia Intermediate Municipal Bond Fund C000012784 A Shares CVIAX C000012786 I Shares CRVTX 0000883939 S000004723 RidgeWorth Seix Total Return Bond Fund C000012868 A Shares CBPSX C000012869 R Shares SCBLX C000012870 I Shares SAMFX C000144734 IS SAMZX 0000883939 S000004725 RidgeWorth Seix Limited Duration Fund C000012874 I Shares SAMLX 0000883939 S000004735 RidgeWorth Aggressive Growth Allocation Strategy C000012891 A Shares SLAAX C000012893 I Shares CVMGX C000012894 C Shares CLVLX 0000883939 S000004736 RidgeWorth Conservative Allocation Strategy C000012895 A Shares SVCAX C000012897 I Shares SCCTX C000012898 C Shares SCCLX 0000883939 S000004737 RidgeWorth Growth Allocation Strategy C000012899 A Shares SGIAX C000012901 I Shares CLVGX C000012902 C Shares SGILX 0000883939 S000004738 RidgeWorth Moderate Allocation Strategy C000012903 A Shares SVMAX C000012905 I Shares CLVBX C000012906 C Shares SVGLX 0000883939 S000004750 RidgeWorth Seix High Yield Fund C000012926 A Shares HYPSX C000012927 R Shares HYLSX C000012928 I Shares SAMHX C000173898 IS Shares HYIZX 0000883939 S000011297 RidgeWorth Seix Floating Rate High Income Fund C000031119 A Shares SFRAX C000031120 C Shares SFRCX C000031121 I Shares SAMBX C000154350 IS Shares SFRZX 0000883939 S000052807 CAPITAL INNOVATIONS GLOBAL RESOURCES AND INFRASTRUCTURE FUND C000165915 CLASS A INNAX C000165916 CLASS C INNCX C000165917 CLASS I INNNX N-PX 1 d428852dnpx.txt RIDGEWORTH FUNDS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06557 ----------------- RidgeWorth Funds (Exact name of registrant as specified in charter) ----------------- Virtus Fund Advisers, LLC (formerly, RidgeWorth Capital Management LLC 3333 Piedmont Road, Suite 1500 Atlanta, GA 30305 (Address of principal executive offices)(Zip code) Julia R. Short President RidgeWorth Funds 3333 Piedmont Road, Suite 1500 Atlanta, GA 30305 (Name and Address of Agent for Service) ----------------- Copies to: W. John McGuire, Esq. Thomas S. Harman, Esq. Morgan, Lewis & Bockius LLP Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW 1111 Pennsylvania Avenue, NW Washington, DC 20004 Washington, DC 20004 ----------------- Registrant's telephone number, including area code: 1-888-784-3863 Date of fiscal year end: March 31 Date of reporting period: July 1, 2016 through June 30, 2017 ================================================================================ Item 1. Proxy Voting Record. Registrant Name : RidgeWorth Funds Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Georgia Tax-Exempt Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix High Grade Municipal Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Core Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Investment Grade Tax-Exempt Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Short-Term Municipal Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix North Carolina Tax-Exempt Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Short-Term Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Ultra-Short Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Virginia Intermediate Municipal Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth U.S. Government Securities Ultra-Short Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Limited Duration Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Total Return Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix U.S. Mortgage Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Corporate Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant : RidgeWorth Funds Fund Name : RidgeWorth Aggressive Growth Allocation Strategy ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Ceredex Small Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628R474 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix High Income Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T124 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Total Return Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T132 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Silvant Small Cap Growth Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T140 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Silvant Large Cap Growth Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T157 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Ceredex Mid Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T165 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
------------------------------------------------------------------------------------------------------------------------- RidgeWorth Ceredex Large Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T173 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Corporate Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T546 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Floating Rate High Income Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U105 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Core Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U204 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth International Equity Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U303 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix High Yield Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U709 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix US Government Ultra-Short Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U808 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RIDGEWORTH FUNDS Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628R 06/30/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each MGMT For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Capital Innovations Global Resources and Infrastructure Fund ------------------------------------------------------------------------------------------------------------------------ Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 05/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Maura J. Clark Mgmt For For For 1.2 Elect David C. Everitt Mgmt For For For 1.3 Elect Russell K. Mgmt For For For Girling 1.4 Elect Russell J. Horner Mgmt For For For 1.5 Elect Miranda C. Hubbs Mgmt For For For 1.6 Elect Charles V. Magro Mgmt For For For 1.7 Elect A. Anne McLellan Mgmt For For For 1.8 Elect Derek G. Pannell Mgmt For For For 1.9 Elect Mayo M. Schmidt Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 11/03/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Susan K. Carter Mgmt For For For 2 Elect Charles I. Cogut Mgmt For For For 3 Elect Seifi Ghasemi Mgmt For For For 4 Elect Chadwick C. Mgmt For For For Deaton 5 Elect David H. Y. Ho Mgmt For For For 6 Elect Margaret G. Mgmt For For For McGlynn 7 Elect Edward L. Monser Mgmt For For For 8 Elect Matthew H. Paull Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Albemarle Corporation Ticker Security ID: Meeting Date Meeting Status ALB CUSIP 012653101 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Advisory Vote on Mgmt For For For Executive Compensation 2 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 3.1 Elect Jim W. Nokes Mgmt For For For 3.2 Elect William H. Mgmt For For For Hernandez 3.3 Elect Luther C. Kissam Mgmt For For For IV 3.4 Elect Douglas L. Maine Mgmt For For For 3.5 Elect J. Kent Masters Mgmt For For For 3.6 Elect James J. O'Brien Mgmt For For For 3.7 Elect Barry W. Perry Mgmt For For For 3.8 Elect Gerald A. Steiner Mgmt For For For 3.9 Elect Harriett Tee Mgmt For For For Taggart 3.10 Elect Alejandro D. Mgmt For For For Wolff 4 Approve 2017 Incentive Mgmt For For For Plan 5 Adoption of Majority Mgmt For For For Vote for Election of Directors 6 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Alcoa Corporation Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013872106 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael G. Morris Mgmt For For For 2 Elect Mary Anne Citrino Mgmt For For For 3 Elect Timothy P. Flynn Mgmt For For For 4 Elect Kathryn S. Fuller Mgmt For For For 5 Elect Roy C. Harvey Mgmt For For For 6 Elect James A. Hughes Mgmt For For For 7 Elect James E. Nevels Mgmt For For For 8 Elect James W. Owens Mgmt For For For 9 Elect Carol L. Roberts Mgmt For For For 10 Elect Suzanne Mgmt For For For Sitherwood 11 Elect Steven W. Mgmt For For For Williams 12 Elect Ernesto Zedillo Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 Amendment to the Mgmt For For For Annual Cash Incentive Compensation Plan 17 Amendment to the 2016 Mgmt For For For Stock Incentive Plan
------------------------------------------------------------------------------------------------------------------------- Alcoa Inc. Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013817101 10/05/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reverse Stock Split Mgmt For For For 2 Decrease of Authorized Mgmt For For For Common Stock
------------------------------------------------------------------------------------------------------------------------ Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Anthony R. Chase Mgmt For For For 2 Elect David E. Mgmt For For For Constable 3 Elect H. Paulett Mgmt For For For Eberhart 4 Elect Claire S. Farley Mgmt For For For 5 Elect Peter J. Fluor Mgmt For For For 6 Elect Richard L. George Mgmt For For For 7 Elect Joseph W. Gorder Mgmt For For For 8 Elect John R. Gordon Mgmt For For For 9 Elect Sean Gourley Mgmt For For For 10 Elect Mark C. McKinley Mgmt For For For 11 Elect Eric D. Mullins Mgmt For For For 12 Elect R. A. Walker Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 04/24/2017 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Stephen Pearce Mgmt For For For 3 Elect Nolitha Fakude Mgmt For For For 4 Elect Mark Cutifani Mgmt For For For 5 Elect Byron E. Grote Mgmt For For For 6 Elect Sir Philip Mgmt For For For Hampton 7 Elect Tony O'Neill Mgmt For For For 8 Elect Sir John Parker Mgmt For For For 9 Elect Mphu Ramatlapeng Mgmt For For For 10 Elect Jim Rutherford Mgmt For For For 11 Elect Anne Stevens Mgmt For For For 12 Elect Jack Thompson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Remuneration Policy Mgmt For For For (Binding) 16 Remuneration Report Mgmt For For For (Advisory) 17 Board Size Mgmt For For For 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------ ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CUSIP 03938L104 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Consolidated Accounts Mgmt For For For and Reports 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Fees Mgmt For For For 5 Ratification of Board Mgmt For For For Acts 6 Elect Lakshmi N. Mittal Mgmt For For For 7 Elect Bruno Lafont Mgmt For For For 8 Elect Michel Wurth Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Performance Share Unit Mgmt For Against Against Plan 11 Reverse Stock Split Mgmt For For For 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 13 Amendments to Articles Mgmt For For For 14 Dematerialisation of Mgmt For For For Bearer Shares ------------------------------------------------------------------------------------------------------------------------ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect Terrell K. Crews Mgmt For For For 3 Elect Pierre Dufour Mgmt For For For 4 Elect Donald E. Mgmt For For For Felsinger 5 Elect Suzan F. Harrison Mgmt For For For 6 Elect Juan R. Luciano Mgmt For For For 7 Elect Patrick J. Moore Mgmt For Against Against 8 Elect Francisco Sanchez Mgmt For For For 9 Elect Debra A. Sandler Mgmt For For For 10 Elect Daniel Shih Mgmt For For For 11 Elect Kelvin R. Mgmt For For For Westbrook 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gustavo A. Mgmt For For For Cisneros 1.2 Elect Graham G. Clow Mgmt For Withhold Against 1.3 Elect Gary A. Doer Mgmt For For For 1.4 Elect Kelvin P. M. Mgmt For For For Dushinky 1.5 Elect J. Michael Evans Mgmt For For For 1.6 Elect Brian L. Mgmt For For For Greenspun 1.7 Elect J. Brett Harvey Mgmt For For For 1.8 Elect Nancy H.O. Mgmt For For For Lockhart 1.9 Elect Pablo Marcet Mgmt For For For 1.10 Elect Dambisa F. Moyo Mgmt For For For 1.11 Elect Anthony Munk Mgmt For For For 1.12 Elect J. Robert S. Mgmt For For For Prichard 1.13 Elect Steven J. Shapiro Mgmt For For For 1.14 Elect John L. Thornton Mgmt For For For 1.15 Elect Ernie L. Thrasher Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Bayer AG Ticker Security ID: Meeting Date Meeting Status BAYN CUSIP 072730302 04/28/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For For For Supervisory Board Acts 4 Elect Werner Wenning Mgmt For Against Against 5 Elect Paul Achleitner Mgmt For For For 6 Elect Norbert W. Mgmt For For For Bischofberger 7 Elect Thomas Ebeling Mgmt For For For 8 Elect Colleen A. Mgmt For For For Goggins 9 Elect Klaus Sturany Mgmt For For For 10 Supervisory Board Mgmt For For For Members' Fees 11 Approval of Mgmt For For For Intra-company Control Agreement with Bayer CropScience Aktiengesellschaft 12 Appointment of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ BHP Billiton Limited Ticker Security ID: Meeting Date Meeting Status BHP CUSIP 088606108 11/17/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For (BHP Billiton plc & BHP Billiton Limited) 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 5 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 6 Authority to Mgmt For For For Repurchase Shares 7 Remuneration Report Mgmt For For For (Advisory-- UK) 8 Remuneration Report Mgmt For For For (Advisory-- AUS) 9 Equity Grant (MD/CEO Mgmt For For For Andrew Mackenzie) 10 Elect Ken N. MacKenzie Mgmt For For For 11 Re-elect Malcolm Mgmt For Against Against Brinded 12 Re-elect Malcolm Mgmt For Against Against Broomhead 13 Re-elect Pat Davies Mgmt For Against Against 14 Re-elect Anita Frew Mgmt For For For 15 Re-elect Carolyn Hewson Mgmt For For For 16 Re-elect Andrew Mgmt For For For Mackenzie 17 Re-elect Lindsay P. Mgmt For For For Maxsted 18 Re-elect Wayne Murdy Mgmt For For For 19 Re-elect Shriti Vadera Mgmt For For For 20 Re-elect Jacques Nasser Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ BP plc Ticker Security ID: Meeting Date Meeting Status BP CUSIP 055622104 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Robert W. Dudley Mgmt For For For 5 Elect Brian Gilvary Mgmt For For For 6 Elect Nils Andersen Mgmt For For For 7 Elect Paul M. Anderson Mgmt For For For 8 Elect Alan L. Boeckmann Mgmt For For For 9 Elect Frank L. Bowman Mgmt For For For 10 Elect Ian E.L. Davis Mgmt For For For 11 Elect Ann Dowling Mgmt For For For 12 Elect Melody B. Meyer Mgmt For For For 13 Elect Brendan R. Nelson Mgmt For For For 14 Elect Paula Rosput Mgmt For For For Reynolds 15 Elect John Sawers Mgmt For For For 16 Elect Carl-Henric Mgmt For For For Svanberg 17 Appointment of Auditor Mgmt For For For and Authority to Set Fees 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 22 Authority to Mgmt For For For Repurchase Shares 23 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days
------------------------------------------------------------------------------------------------------------------------ Bunge Limited Ticker Security ID: Meeting Date Meeting Status BG CUSIP G16962105 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ernest G. Mgmt For For For Bachrach 2 Elect Enrique H. Mgmt For For For Boilini 3 Elect Carol M. Browner Mgmt For For For 4 Elect Paul Cornet de Mgmt For For For Ways-Ruart 5 Elect Andrew A. Ferrier Mgmt For For For 6 Elect Andreas Fibig Mgmt For For For 7 Elect Kathleen Hyle Mgmt For For For 8 Elect L. Patrick Lupo Mgmt For For For 9 Elect John E. McGlade Mgmt For For For 10 Elect Soren Schroder Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Approval of the 2017 Mgmt For For For Non-Employee Directors Equity Incentive Plan ------------------------------------------------------------------------------------------------------------------------ Canadian Natural Resources Limited Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Catherine M. Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy W. Mgmt For For For Faithfull 1.4 Elect Gary A. Filmon Mgmt For For For 1.5 Elect Christopher L. Mgmt For For For Fong 1.6 Elect Gordon D. Giffin Mgmt For For For 1.7 Elect Wilfred A. Gobert Mgmt For For For 1.8 Elect Steve W. Laut Mgmt For For For 1.9 Elect Frank J. McKenna Mgmt For For For 1.10 Elect David A. Tuer Mgmt For For For 1.11 Elect Annette Mgmt For For For Verschuren 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Cheniere Energy, Inc. Ticker Security ID: Meeting Date Meeting Status LNG CUSIP 16411R208 01/31/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Approval of the 2011 Mgmt For For For Incentive Plan
------------------------------------------------------------------------------------------------------------------------ Cheniere Energy, Inc. Ticker Security ID: Meeting Date Meeting Status LNG CUSIP 16411R208 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect G. Andrea Botta Mgmt For For For 2 Elect Jack A. Fusco Mgmt For For For 3 Elect Vicky A. Bailey Mgmt For For For 4 Elect Nuno Brandolini Mgmt For For For 5 Elect Jonathan Mgmt For For For Christodoro 6 Elect David I. Foley Mgmt For For For 7 Elect David B. Mgmt For For For Kilpatrick 8 Elect Samuel J. Mgmt For For For Merksamer 9 Elect Donald F. Mgmt For For For Robillard, Jr. 10 Elect Neal A. Shear Mgmt For For For 11 Elect Heather R. Zichal Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2011 Mgmt For For For Incentive Plan ------------------------------------------------------------------------------------------------------------------------ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/31/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Wanda M. Austin Mgmt For For For 2 Elect Linnet F. Deily Mgmt For For For 3 Elect Robert E. Denham Mgmt For For For 4 Elect Alice P. Gast Mgmt For For For 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Jon M. Huntsman, Mgmt For For For Jr. 7 Elect Charles W. Mgmt For For For Moorman, IV 8 Elect Dambisa F. Moyo Mgmt For For For 9 Elect Ronald D. Sugar Mgmt For For For 10 Elect Inge G. Thulin Mgmt For For For 11 Elect John S. Watson Mgmt For For For 12 Elect Michael K. Wirth Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report On Doing Business With Governments Complicit in Genocide 18 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Policy Risk 19 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Transition to a Low Carbon Economy 20 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 21 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board 22 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------ Cnooc Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CUSIP 126132109 05/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect YUAN Guangyu Mgmt For For For 4 Elect XU Keqiang Mgmt For For For 5 Elect LIU Jian Mgmt For For For 6 Elect Lawrence J. LAU Mgmt For For For 7 Elect Kevin G. Lynch Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ------------------------------------------------------------------------------------------------------------------------ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard L. Mgmt For For For Armitage 2 Elect Richard H. Mgmt For For For Auchinleck 3 Elect Charles E. Bunch Mgmt For For For 4 Elect John V. Faraci Mgmt For For For 5 Elect Jody L Freeman Mgmt For For For 6 Elect Gay Huey Evans Mgmt For For For 7 Elect Ryan M. Lance Mgmt For For For 8 Elect Arjun N. Murti Mgmt For For For 9 Elect Robert A. Niblock Mgmt For For For 10 Elect Harald J. Norvik Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Frequency of Advisory Mgmt N/A 3 Years N/A Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios
------------------------------------------------------------------------------------------------------------------------ CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Alvin R. Mgmt For For For Carpenter 1.2 Elect Palmer Clarkson Mgmt For For For 1.3 Elect William E. Davis Mgmt For For For 1.4 Elect Nicholas J. Mgmt For For For Deluliis 1.5 Elect Maureen Mgmt For For For Lally-Green 1.6 Elect Bernard Lanigan, Mgmt For For For Jr. 1.7 Elect John T. Mills Mgmt For For For 1.8 Elect Joseph Platt Mgmt For For For 1.9 Elect William P. Powell Mgmt For For For 1.10 Elect Edwin S. Roberson Mgmt For For For 1.11 Elect William N. Mgmt For For For Thorndike, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Corporate Political Spending Report ------------------------------------------------------------------------------------------------------------------------ Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/22/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Crandall C. Mgmt For For For Bowles 3 Elect Vance D. Coffman Mgmt For For For 4 Elect Alan C. Heuberger Mgmt For For For 5 Elect Dipak C. Jain Mgmt For For For 6 Elect Michael O. Mgmt For For For Johanns 7 Elect Clayton M. Jones Mgmt For For For 8 Elect Brian M. Krzanich Mgmt For For For 9 Elect Gregory R. Page Mgmt For For For 10 Elect Sherry M. Smith Mgmt For For For 11 Elect Dmitri L. Mgmt For For For Stockton 12 Elect Sheila G. Talton Mgmt For For For 13 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent
------------------------------------------------------------------------------------------------------------------------ E. I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Edward D. Breen Mgmt For For For 3 Elect Robert A. Brown Mgmt For For For 4 Elect Alexander M. Mgmt For For For Cutler 5 Elect Eleuthere I. du Mgmt For For For Pont 6 Elect James L. Gallogly Mgmt For For For 7 Elect Marillyn A. Mgmt For For For Hewson 8 Elect Lois D. Juliber Mgmt For For For 9 Elect Lee M. Thomas Mgmt For For For 10 Elect Patrick J. Ward Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Ratio Between CEO and Employee Pay 15 Shareholder Proposal ShrHoldr Against Against For Regarding Accident Risk Reduction Report ------------------------------------------------------------------------------------------------------------------------ E. I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 07/20/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For Against Against Golden Parachutes ------------------------------------------------------------------------------------------------------------------------ Eni S.p.A. Ticker Security ID: Meeting Date Meeting Status ENI CUSIP 26874R108 04/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Board Size Mgmt For For For 4 Board Term Length Mgmt For For For 5 List of Directors Mgmt For Abstain Against Presented by Ministry for Economy and Finance 6 List of Directors Mgmt For For For Presented by Group of Institutional Investors Representing 1.7% of Share Capital 7 Election of Chair of Mgmt For For For Board 8 Directors' Fees Mgmt For For For 9 List of Statutory Mgmt For Abstain Against Auditors Presented by Ministry for Economy and Finance 10 List of Statutory Mgmt For For For Auditors Presented by Group of Institutional Investors Representing 1.7% of Share Capital 11 Election of Chair of Mgmt For For For Board of Statutory Auditors 12 Statutory Auditors' Mgmt For For For Fees 13 Long-Term Monetary Mgmt For For For Incentive Plan 2017-2019; Authority to Reissue Treasury Shares to Service Plan 14 Remuneration Report Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Janet F. Clark Mgmt For For For 2 Elect Charles R. Crisp Mgmt For For For 3 Elect Robert P. Daniels Mgmt For For For 4 Elect James C. Day Mgmt For For For 5 Elect Donald F. Textor Mgmt For For For 6 Elect William R. Thomas Mgmt For For For 7 Elect Frank G. Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Increase of Authorized Mgmt For For For Common Stock 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/31/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Susan K. Avery Mgmt For For For 1.2 Elect Michael J. Boskin Mgmt For For For 1.3 Elect Angela F. Braly Mgmt For For For 1.4 Elect Ursula M. Burns Mgmt For For For 1.5 Elect Henrietta H. Fore Mgmt For For For 1.6 Elect Kenneth C. Mgmt For For For Frazier 1.7 Elect Douglas R. Mgmt For For For Oberhelman 1.8 Elect Samuel J. Mgmt For For For Palmisano 1.9 Elect Steven S Mgmt For For For Reinemund 1.10 Elect William C. Weldon Mgmt For For For 1.11 Elect Darren W. Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 8 Shareholder Proposal ShrHoldr Against Against For Regarding Restricting Precatory Proposals 9 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 11 Shareholder Policy ShrHoldr Against Against For Regarding Dividend Policy 12 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Policy Risk 13 Shareholder Proposal ShrHoldr Against Against For Regarding Methane Emissions Reporting
------------------------------------------------------------------------------------------------------------------------ First Quantum Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status FM CUSIP 335934105 05/04/2017 Voted Meeting Type Country of Trade Annual Canada For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Board Size Mgmt For For For 2.1 Elect Philip K.R. Mgmt For For For Pascall 2.2 Elect G. Clive Newall Mgmt For For For 2.3 Elect Martin R. Rowley Mgmt For Withhold Against 2.4 Elect Peter St. George Mgmt For For For 2.5 Elect Andrew Adams Mgmt For For For 2.6 Elect Paul Brunner Mgmt For For For 2.7 Elect Robert J. Harding Mgmt For For For 2.8 Elect Martin Schady Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Freeport-McMoRan Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/06/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard C. Mgmt For For For Adkerson 1.2 Elect Gerald J. Ford Mgmt For For For 1.3 Elect Lydia H. Kennard Mgmt For For For 1.4 Elect Andrew Langham Mgmt For For For 1.5 Elect Jon C. Madonna Mgmt For For For 1.6 Elect Courtney Mather Mgmt For For For 1.7 Elect Dustan E. McCoy Mgmt For For For 1.8 Elect Frances Fragos Mgmt For For For Townsend 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Glencore plc Ticker Security ID: Meeting Date Meeting Status GLEN CINS G39420107 05/24/2017 Voted Meeting Type Country of Trade Annual Jersey For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Reduction in Share Mgmt For For For Premium Account 3 Elect Anthony B. Mgmt For For For Hayward 4 Elect Leonhard Fischer Mgmt For For For 5 Elect Ivan Glasenberg Mgmt For For For 6 Elect Peter R. Coates Mgmt For For For 7 Elect John J. Mack Mgmt For For For 8 Elect Peter T. Grauer Mgmt For Against Against 9 Elect Patrice Merrin Mgmt For For For 10 Remuneration Report Mgmt For For For (Advisory) 11 Remuneration Policy Mgmt For For For (Advisory--Non-UK Issuer) 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 17 Authority to Mgmt For For For Repurchase Shares 18 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------ Goldcorp Inc. Ticker Security ID: Meeting Date Meeting Status G CUSIP 380956409 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Beverley A. Mgmt For For For Briscoe 1.2 Elect Margot A. Mgmt For For For Franssen 1.3 Elect David Garofalo Mgmt For For For 1.4 Elect Clement A. Mgmt For For For Pelletier 1.5 Elect P. Randy Reifel Mgmt For For For 1.6 Elect Charlie Sartain Mgmt For For For 1.7 Elect Ian W. Telfer Mgmt For For For 1.8 Elect Blanca Trevino Mgmt For For For 1.9 Elect Kenneth F. Mgmt For For For Williamson 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Grupo Aeroportuario del Sureste S.A.B. de CV Ticker Security ID: Meeting Date Meeting Status ASUR CUSIP 40051E202 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Report of the CEO and Mgmt For For For External Auditor; Board's Opinion on CEO's Report 2 Report of the Board on Mgmt For For For Accounting Practices 3 Report of the Board Mgmt For For For Regarding Operations 4 Financial Statements Mgmt For For For 5 Report of the Audit Mgmt For For For Committee 6 Report on Tax Mgmt For For For Compliance 7 Authority to Increase Mgmt For For For Legal Reserve 8 Allocation of Dividends Mgmt For For For 9 Authority to Mgmt For For For Repurchase Shares 10 Ratification of Board Mgmt For For For and CEO Acts 11 Elect Fernando Chico Mgmt For Against Against Pardo 12 Elect Jose Antonio Mgmt For Against Against Perez Anton 13 Elect Luis Chico Pardo Mgmt For For For 14 Elect Aurelio Perez Mgmt For For For Alonso 15 Elect Rasmus Mgmt For For For Christiansen 16 Elect Francisco Garza Mgmt For For For Zambrano 17 Elect Ricardo Guajardo Mgmt For For For Touche 18 Elect Guillermo Ortiz Mgmt For For For Martinez 19 Elect Roberto Servitje Mgmt For For For Sendra 20 Elect Ricardo Guajardo Mgmt For For For Touche as Audit Committee Chair 21 Election of Board Mgmt For For For Committee Members 22 Directors' Fees Mgmt For For For 23 Operations Committee's Mgmt For For For Fees 24 Nomination and Mgmt For For For Remuneration Committee's Fees 25 Audit Committee's Fees Mgmt For For For 26 Acquisitions Mgmt For For For Committee's Fees 27 Appoint Claudio R. Mgmt For For For Gongora Morales as Meeting Delegate 28 Appoint Rafael Robles Mgmt For For For Miaja as Meeting Delegate 29 Appoint Ana Maria Mgmt For For For Poblano Chanona as Meeting Delegate
------------------------------------------------------------------------------------------------------------------------ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Abdulaziz F. Mgmt For For For Alkhayyal 2 Elect William E. Mgmt For For For Albrecht 3 Elect Alan M. Bennett Mgmt For For For 4 Elect James R. Boyd Mgmt For For For 5 Elect Milton Carroll Mgmt For Against Against 6 Elect Nance K. Dicciani Mgmt For For For 7 Elect Murry S. Gerber Mgmt For For For 8 Elect Jose Carlos Mgmt For For For Grubisich 9 Elect David J. Lesar Mgmt For For For 10 Elect Robert A. Malone Mgmt For For For 11 Elect J. Landis Martin Mgmt For For For 12 Elect Jeffrey A. Miller Mgmt For For For 13 Elect Debra L. Reed Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 17 Amendment to the Stock Mgmt For For For and Incentive Plan ------------------------------------------------------------------------------------------------------------------------ International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David J. Bronczek Mgmt For For For 2 Elect William J. Burns Mgmt For For For 3 Elect Ahmet Cemal Mgmt For For For Dorduncu 4 Elect Ilene S. Gordon Mgmt For Against Against 5 Elect Jay L. Johnson Mgmt For For For 6 Elect Stacey J. Mobley Mgmt For For For 7 Elect Kathryn D. Mgmt For For For Sullivan 8 Elect Mark S. Sutton Mgmt For For For 9 Elect John L. Mgmt For For For Townsend, III 10 Elect William G. Walter Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Elect Ray G. Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control
------------------------------------------------------------------------------------------------------------------------- Kansas City Southern Ticker Security ID: Meeting Date Meeting Status KSU CUSIP 485170302 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lu M. Cordova Mgmt For For For 2 Elect Robert J. Druten Mgmt For For For 3 Elect Terrence P. Dunn Mgmt For For For 4 Elect Antonio O. Mgmt For For For Garza, Jr. 5 Elect David Francisco Mgmt For For For Garza-Santos 6 Elect Thomas A. Mgmt For For For McDonnell 7 Elect Patrick J. Mgmt For For For Ottensmeyer 8 Elect Rodney E. Slater Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 2017 Equity Incentive Mgmt For For For Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw ------------------------------------------------------------------------------------------------------------------------- Kapstone Paper and Packaging Corporation Ticker Security ID: Meeting Date Meeting Status KS CUSIP 48562P103 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John M. Chapman Mgmt For For For 2 Elect Paula H.J. Mgmt For For For Cholmondeley 3 Elect Ronald J. Gidwitz Mgmt For For For 4 Elect Matthew Kaplan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKOH CUSIP 69343P105 12/05/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Interim Dividend Mgmt For For For 2 Directors' Fees Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Steven A. Davis Mgmt For For For 2 Elect Gary R. Heminger Mgmt For For For 3 Elect J. Michael Stice Mgmt For For For 4 Elect John P. Surma Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Approval of Mgmt For For For 162(m)-related provisions of the Amended and Restated 2012 Incentive Compensation Plan 8 Shareholder Proposal ShrHoldr Against Against For Regarding Indigenous Rights Risk 9 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Report 10 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ------------------------------------------------------------------------------------------------------------------------ Mondelez International Inc. Ticker Security ID: Meeting Date Meeting Status MDLZ CUSIP 609207105 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lewis W.K. Booth Mgmt For For For 2 Elect Charles E. Bunch Mgmt For For For 3 Elect Lois D. Juliber Mgmt For For For 4 Elect Mark D. Ketchum Mgmt For For For 5 Elect Jorge S. Mesquita Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Nelson Peltz Mgmt For For For 8 Elect Fredric G. Mgmt For For For Reynolds 9 Elect Irene B. Mgmt For For For Rosenfeld 10 Elect Christiana Shi Mgmt For For For 11 Elect Patrick T. Mgmt For For For Siewert 12 Elect Ruth J. Simmons Mgmt For For For 13 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting On The Use of Non-Recyclable Packaging 18 Shareholder Proposal ShrHoldr Against Against For Regarding Plant Closings
------------------------------------------------------------------------------------------------------------------------ Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Dwight M. Barns Mgmt For For For 2 Elect Gregory H. Boyce Mgmt For For For 3 Elect David L. Chicoine Mgmt For For For 4 Elect Janice L. Fields Mgmt For For For 5 Elect Hugh Grant Mgmt For For For 6 Elect Arthur H. Harper Mgmt For For For 7 Elect Laura K. Ipsen Mgmt For For For 8 Elect Marcos Marinho Mgmt For For For Lutz 9 Elect C. Steven Mgmt For For For McMillan 10 Elect Jon R. Moeller Mgmt For For For 11 Elect George H. Poste Mgmt For For For 12 Elect Robert J. Stevens Mgmt For Against Against 13 Elect Patricia Verduin Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 17 Approval of Mgmt For For For Performance Goals Under and Amendment to the Long-Term Incentive Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Risks of Glyphosate ------------------------------------------------------------------------------------------------------------------------ Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 12/13/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ Nabors Industries Ltd. Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 06/06/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Tanya S. Beder Mgmt For For For 1.2 Elect James R. Crane Mgmt For Withhold Against 1.3 Elect John P. Kotts Mgmt For Withhold Against 1.4 Elect Michael C. Linn Mgmt For Withhold Against 1.5 Elect Anthony G. Mgmt For For For Petrello 1.6 Elect Dag Skattum Mgmt For For For 1.7 Elect John Yearwood Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------ Newmont Mining Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Bruce R. Brook Mgmt For For For 3 Elect J. Kofi Bucknor Mgmt For For For 4 Elect Vincent A. Mgmt For For For Calarco 5 Elect Joseph A. Mgmt For For For Carrabba 6 Elect Noreen Doyle Mgmt For For For 7 Elect Gary J. Goldberg Mgmt For For For 8 Elect Veronica M. Hagen Mgmt For For For 9 Elect Jane Nelson Mgmt For For For 10 Elect Julio M. Quintana Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report Regarding Reporting on Company's Human Rights Policies and Risks ------------------------------------------------------------------------------------------------------------------------ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/11/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Patrick J. Mgmt For For For Dempsey 1.2 Elect John J. Ferriola Mgmt For For For 1.3 Elect Gregory J. Hayes Mgmt For For For 1.4 Elect Victoria F. Mgmt For For For Haynes 1.5 Elect Bernard L. Mgmt For For For Kasriel 1.6 Elect Christopher J. Mgmt For For For Kearney 1.7 Elect Laurette T. Mgmt For For For Koellner 1.8 Elect John H. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions
------------------------------------------------------------------------------------------------------------------------ Packaging Corporation of America Ticker Security ID: Meeting Date Meeting Status PKG CUSIP 695156109 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Cheryl K. Beebe Mgmt For For For 2 Elect Duane C. Mgmt For For For Farrington 3 Elect Hasan Jameel Mgmt For For For 4 Elect Mark W. Kowlzan Mgmt For For For 5 Elect Robert C. Lyons Mgmt For For For 6 Elect Thomas P. Maurer Mgmt For For For 7 Elect Samuel Mencoff Mgmt For For For 8 Elect Roger B. Porter Mgmt For For For 9 Elect Thomas S. Mgmt For For For Souleles 10 Elect Paul T. Stecko Mgmt For For For 11 Elect James D. Woodrum Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 0857 CUSIP 71646E100 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Authority to Declare Mgmt For For For Interim Dividends 6 Appointment of Mgmt For Against Against International and PRC Auditors and Authority to Set Fees 7 Authority to Issue Mgmt For Against Against Domestic and/or H Shares w/o Preemptive Rights 8 Authority to Issue Mgmt For For For Debt Instruments 9 Elect WANG Yilin Mgmt For Against Against 10 Elect WANG Dongjin Mgmt For For For 11 Elect YU Baocai Mgmt For Against Against 12 Elect LIU Yuezhen Mgmt For Against Against 13 Elect LIU Hongbin Mgmt For For For 14 Elect HOU Qijun Mgmt For For For 15 Elect DUAN Liangwei Mgmt For For For 16 Elect QIN Weizhong Mgmt For For For 17 Elect LIN Boqiang Mgmt For Against Against 18 Elect ZHANG Biyi Mgmt For Against Against 19 Elect Elsie LEUNG Oi Mgmt For For For Sie 20 Elect Tatsuhito Tokuchi Mgmt For For For 21 Elect Simon P. Henry Mgmt For For For 22 Elect XU Wenrong Mgmt For Against Against 23 Elect ZHANG Fengshan Mgmt For For For 24 Elect JIANG Lifu Mgmt For For For 25 Elect LU Yaozhong Mgmt For Against Against
------------------------------------------------------------------------------------------------------------------------- Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 01/31/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Liquigas Distribuidora Mgmt For For For Disposal 2 PetroquimicaSuape and Mgmt For For For CITEPE Disposal ------------------------------------------------------------------------------------------------------------------------- Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 03/27/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Adriano Pereira Mgmt For For For de Paula to the Supervisory Board 2 Petroquimica Suape and Mgmt For For For CITEPE Disposal ------------------------------------------------------------------------------------------------------------------------- Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/27/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Election of Mgmt For Abstain Against Supervisory Council 3 Elect Reginaldo Mgmt For For For Ferreira Alexandre as the Supervisory Council Member Representative of Minority Shareholders 4 Elect Francisco Vidal Mgmt For Abstain Against Luna as the Supervisory Council Member Representative of Minority Shareholders 5 Remuneration Policy Mgmt For Against Against 6 Amendments to Articles Mgmt For For For 7 Consolidation of Mgmt For For For Articles 8 Amend Nomination Mgmt For For For Policy (for Non-Executive and Executive Directors, and Supervisory Council Members)
------------------------------------------------------------------------------------------------------------------------ Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 08/04/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Amendments to Articles Mgmt For For For 2 Consolidation of Mgmt For For For Articles 3 Ratify Co-option of Mgmt For For For Pedro Pullen Parente 4 Approve Waiver of Mgmt For For For Grace Period for Executive Appointment ------------------------------------------------------------------------------------------------------------------------ Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 11/30/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Marcelo Mesquita Mgmt For For For de Siqueira Filho to the Board as Representative of Minority Shareholders 2 Sale of Share Mgmt For For For Ownership (NTS) 3 Authority to Waive Mgmt For For For Preemptive Rights 4 Amendments to Articles Mgmt For For For 5 Consolidation of Mgmt For For For Articles ------------------------------------------------------------------------------------------------------------------------ Pilgrim's Pride Corporation Ticker Security ID: Meeting Date Meeting Status PPC CUSIP 72147K108 04/28/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gilberto Tomazoni Mgmt For For For 1.2 Elect Joesley Mendonca Mgmt For Withhold Against Batista 1.3 Elect Wesley Mendonca Mgmt For For For Batista 1.4 Elect William W. Mgmt For For For Lovette 1.5 Elect Andre Noguiera Mgmt For For For de Souza 1.6 Elect Wallim Cruz de Mgmt For For For Vasconcellos Junior 1.7 Elect David E. Bell Mgmt For For For 1.8 Elect Michael L. Cooper Mgmt For For For 1.9 Elect Charles Macaluso Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Water Stewardship Policy 6 Shareholder Proposal ShrHoldr N/A For N/A Regarding Board Diversity 7 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Independent Board Chair
------------------------------------------------------------------------------------------------------------------------ Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edison C. Mgmt For For For Buchanan 2 Elect Andrew F. Cates Mgmt For For For 3 Elect Timothy L. Dove Mgmt For For For 4 Elect Phillip A. Gobe Mgmt For For For 5 Elect Larry R. Grillot Mgmt For For For 6 Elect Stacy P. Methvin Mgmt For For For 7 Elect Royce W. Mitchell Mgmt For For For 8 Elect Frank A. Risch Mgmt For For For 9 Elect Scott D. Mgmt For For For Sheffield 10 Elect Mona K. Sutphen Mgmt For For For 11 Elect J. Kenneth Mgmt For For For Thompson 12 Elect Phoebe A. Wood Mgmt For For For 13 Elect Michael D. Mgmt For For For Wortley 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ------------------------------------------------------------------------------------------------------------------------ PJSC Gazprom Ticker Security ID: Meeting Date Meeting Status GAZP CUSIP 368287207 06/30/2017 Voted Meeting Type Country of Trade Consent United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Directors' Fees Mgmt For Against Against 7 Audit Commission's Fees Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Board Mgmt For For For Regulations 10 Amendments to Mgmt For For For Management Board Regulations 11 Amendments to Mgmt For For For Management Board Chair Regulations 12 Amendments to Mgmt For Abstain Against Corporate Governance Code 13 Membership in Global Mgmt For For For Gas Center Association 14 Elect Andrey I. Akimov Mgmt N/A Abstain N/A 15 Elect Viktor A. Zubkov Mgmt N/A Abstain N/A 16 Elect Timur A. Kulibaev Mgmt N/A Abstain N/A 17 Elect Denis V. Manturov Mgmt N/A For N/A 18 Elect Vitaly A. Mgmt N/A Abstain N/A Markelov 19 Elect Viktor G Martynov Mgmt N/A For N/A 20 Elect Vladimir A. Mau Mgmt N/A Abstain N/A 21 Elect Alexey B. Miller Mgmt N/A Abstain N/A 22 Elect Alexander V. Mgmt N/A Abstain N/A Novak 23 Elect Dmitry N. Mgmt N/A Abstain N/A Patrushev 24 Elect Mikhail L. Sereda Mgmt N/A Abstain N/A 25 Elect Vladimir I. Mgmt N/A Abstain N/A Alisov 26 Elect Vadim K. Bikulov Mgmt N/A For N/A 27 Elect Alexander A. Mgmt N/A For N/A Gladkov 28 Elect Alexander S. Mgmt N/A Abstain N/A Ivannikov 29 Elect Margarita I. Mgmt N/A For N/A Mironova 30 Elect Lidia V. Morozova Mgmt N/A Abstain N/A 31 Elect Yuri S. Nosov Mgmt N/A For N/A 32 Elect Karen I. Oganyan Mgmt N/A For N/A 33 Elect Dmitry A. Mgmt N/A Abstain N/A Pashkovskiy 34 Elect Alexandra A. Mgmt N/A For N/A Petrova 35 Elect Sergey R. Mgmt N/A For N/A Platonov 36 Elect Mikhail N. Mgmt N/A Abstain N/A Rosseyev 37 Elect Oksana V. Mgmt N/A For N/A Tarasenko 38 Elect Tatyana V. Mgmt N/A For N/A Fisenko
------------------------------------------------------------------------------------------------------------------------ PJSC Lukoil Ticker Security ID: Meeting Date Meeting Status LKOH CUSIP 69343P105 06/21/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Mgmt For For For Reports;Allocation of Profits/Dividends 2 Elect Vagit Y. Mgmt N/A Abstain N/A Alekperov 3 Elect Victor V. Mgmt N/A Abstain N/A Blazheev 4 Elect Toby T. Gati Mgmt N/A For N/A 5 Elect Valery I. Grayfer Mgmt N/A Abstain N/A 6 Elect Igor S. Ivanov Mgmt N/A Abstain N/A 7 Elect Ravil U. Maganov Mgmt N/A Abstain N/A 8 Elect Roger Munnings Mgmt N/A For N/A 9 Elect Richard H. Matzke Mgmt N/A Abstain N/A 10 Elect Nikolai M. Mgmt N/A Abstain N/A Nikolaev 11 Elect Ivan Pictet Mgmt N/A For N/A 12 Elect Leonid A. Fedun Mgmt N/A Abstain N/A 13 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A 14 Elect Ivan N. Mgmt For For For Vrublevsky 15 Elect Pavel A. Suloev Mgmt For For For 16 Elect Aleksandr V. Mgmt For For For Surkov 17 Directors' Fees Mgmt For For For (Members) 18 Directors' Fees (New Mgmt For For For Members) 19 Audit Commission Mgmt For For For Members' Fees (FY2016) 20 Audit Commission Mgmt For For For Members' Fees (FY2017) 21 Appointment of Auditor Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Amendments to General Mgmt For For For Meeting Regulations 24 Amendments to Board of Mgmt For For For Directors Regulations 25 D&O Insurance Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Platinum Group Metals Ltd. Ticker Security ID: Meeting Date Meeting Status PTM CUSIP 72765Q601 02/23/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect R. Michael Jones Mgmt For For For 1.2 Elect Frank R. Hallam Mgmt For Withhold Against 1.3 Elect Iain D.C. McLean Mgmt For For For 1.4 Elect Eric H. Carlson Mgmt For Withhold Against 1.5 Elect Barry W. Smee Mgmt For For For 1.6 Elect Timothy D. Marlow Mgmt For For For 1.7 Elect Diana J. Walters Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Share Compensation Plan Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L107 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Christopher M. Mgmt For For For Burley 1.2 Elect Donald G. Mgmt For For For Chynoweth 1.3 Elect John W. Estey Mgmt For For For 1.4 Elect Gerald W. Grandey Mgmt For For For 1.5 Elect C. Steven Hoffman Mgmt For For For 1.6 Elect Alice D. Laberge Mgmt For For For 1.7 Elect Consuelo E. Mgmt For For For Madere 1.8 Elect Keith G. Martell Mgmt For For For 1.9 Elect Aaron W. Regent Mgmt For For For 1.10 Elect Jochen E. Tilk Mgmt For For For 1.11 Elect Zoe A. Yujnovich Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L107 11/03/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ PrairieSky Royalty Limited Ticker Security ID: Meeting Date Meeting Status PSK CUSIP 739721108 04/25/2017 Voted Meeting Type Country of Trade Annual Canada For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James Estey Mgmt For For For 1.2 Elect Margaret A. Mgmt For For For McKenzie 1.3 Elect Andrew M. Philips Mgmt For For For 1.4 Elect Sheldon B. Mgmt For For For Steeves 1.5 Elect Grant A. Zawalsky Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Stock Mgmt For For For Option Plan 4 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Randgold Resources Limited Ticker Security ID: Meeting Date Meeting Status RRS CUSIP 752344309 05/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Report Mgmt For For For (Advisory) 4 Remuneration Policy Mgmt For For For (Advisory -- Non-UK Issuer) 5 Elect Safiatou F. Mgmt For For For Ba-N'Daw 6 Elect Mark Bristow Mgmt For For For 7 Elect Christopher Mgmt For For For Coleman 8 Elect Jamil Kassum Mgmt For For For 9 Elect Olivia F. Kirtley Mgmt For For For 10 Elect Jeanine Mabunda Mgmt For For For Lioko 11 Elect Andrew Quinn Mgmt For For For 12 Elect Graham Mgmt For For For Shuttleworth 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Share Grants Mgmt For For For (Non-Executive Directors) 17 Share Grants (Senior Mgmt For For For Independent Director) 18 Share Grants (Chair) Mgmt For For For 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares ------------------------------------------------------------------------------------------------------------------------ Range Resources Corporation Ticker Security ID: Meeting Date Meeting Status RRC CUSIP 75281A109 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Brenda A. Cline Mgmt For For For 2 Elect Anthony V. Dub Mgmt For For For 3 Elect Allen Finkelson Mgmt For For For 4 Elect James M. Funk Mgmt For For For 5 Elect Christopher A. Mgmt For For For Helms 6 Elect Robert A. Mgmt For For For Innamorati 7 Elect Mary Ralph Lowe Mgmt For For For 8 Elect Gregory G. Mgmt For For For Maxwell 9 Elect Kevin S. McCarthy Mgmt For For For 10 Elect Steffen E. Palko Mgmt For For For 11 Elect Jeffrey L. Mgmt For For For Ventura 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report
------------------------------------------------------------------------------------------------------------------------ Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CUSIP 767204100 06/27/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Sale of Coal & Allied Mgmt For Abstain Against Industries Limited ------------------------------------------------------------------------------------------------------------------------ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CUSIP 780259206 05/23/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect Catherine J. Mgmt For For For Hughes 5 Elect Roberto Egydio Mgmt For For For Setubal 6 Elect Ben Van Beurden Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Euleen GOH Yiu Mgmt For For For Kiang 9 Elect Charles O. Mgmt For For For Holliday, Jr. 10 Elect Gerard Mgmt For For For Kleisterlee 11 Elect Sir Nigel Mgmt For For For Sheinwald 12 Elect Linda G. Stuntz Mgmt For For For 13 Elect Jessica Uhl Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Elect Gerrit Zalm Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Shareholder Proposal ShrHoldr Against Against For Regarding GHG Reduction Targets ------------------------------------------------------------------------------------------------------------------------ Sasol Limited Ticker Security ID: Meeting Date Meeting Status SOL CUSIP 803866300 11/25/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Re-elect Colin Beggs Mgmt For For For 2 Re-elect Henk Dijkgraaf Mgmt For For For 3 Re-elect JJ Njeke Mgmt For For For 4 Re-elect Bongani Mgmt For For For Nqwababa 5 Re-elect Peter Mgmt For For For Robertson 6 Elect Stephen Cornell Mgmt For For For 7 Elect Manuel Cuambe Mgmt For For For 8 Elect Paul Victor Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Audit Committee Mgmt For For For Member (Colin Beggs) 11 Elect Audit Committee Mgmt For For For Member (Nomgando Matyumza) 12 Elect Audit Committee Mgmt For For For Member (Imogen Mkhize) 13 Elect Audit Committee Mgmt For For For Member (Johnson Njeke) 14 Elect Audit Committee Mgmt For For For Member (Stephen Westwell) 15 Approve Remuneration Mgmt For For For Policy 16 Approve Long-Term Mgmt For For For Incentive Plan 17 Authority to Issue Mgmt For For For Shares Pursuant to the Long-Term Incentive Plan 18 Approve NEDs' Fees Mgmt For For For 19 Approve Financial Mgmt For For For Assistance 20 Amendments to Mgmt For For For Memorandum (Clause 9.1) 21 Amendments to Mgmt For For For Memorandum (Clause 22.2) 22 Amendment to Mgmt For For For Memorandum (Clause 23.1.12) 23 General Authority to Mgmt For For For Repurchase Shares 24 Specific Authority to Mgmt For For For Repurchase Shares
------------------------------------------------------------------------------------------------------------------------ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/05/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect Miguel Mgmt For For For M. Galuccio 3 Elect V. Maureen Mgmt For For For Kempston Darkes 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Mgmt For For For Kudryavtsev 6 Elect Helge Lund Mgmt For For For 7 Elect Michael E. Marks Mgmt For For For 8 Elect Indra K. Nooyi Mgmt For For For 9 Elect Lubna S. Olayan Mgmt For For For 10 Elect Leo Rafael Reif Mgmt For For For 11 Elect Tore I. Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Approval of Financial Mgmt For For For Statements/Dividends 16 Ratification of Auditor Mgmt For For For 17 Approval of the 2017 Mgmt For For For Omnibus Stock Incentive Plan 18 Amendment to the Mgmt For For For Discounted Stock Purchase Plan
------------------------------------------------------------------------------------------------------------------------ Silver Wheaton Corp. Ticker Security ID: Meeting Date Meeting Status SLW CUSIP 828336107 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect George L. Brack Mgmt For For For 1.2 Elect John A. Brough Mgmt For For For 1.3 Elect R. Peter Gillin Mgmt For For For 1.4 Elect Chantal Gosselin Mgmt For For For 1.5 Elect Douglas M. Holtby Mgmt For For For 1.6 Elect Charles A. Mgmt For For For Jeannes 1.7 Elect Eduardo Luna Mgmt For For For 1.8 Elect Randy V.J. Mgmt For For For Smallwood 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Change in Company Name Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Smurfit Kappa Group Plc Ticker Security ID: Meeting Date Meeting Status SKG CINS G8248F104 05/05/2017 Voted Meeting Type Country of Trade Annual Ireland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Advisory -- Non-UK Issuer) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Ken Bowles Mgmt For For For 6 Elect Jorgen Buhl Mgmt For For For Rasmussen 7 Elect Liam O'Mahony Mgmt For For For 8 Elect Anthony Smurfit Mgmt For For For 9 Elect Godefridus P.F. Mgmt For For For Beurskens 10 Elect Christel Bories Mgmt For For For 11 Elect Irial Finan Mgmt For For For 12 Elect James A. Lawrence Mgmt For For For 13 Elect John Moloney Mgmt For For For 14 Elect Roberto Newell Mgmt For For For 15 Elect Gonzalo Restrepo Mgmt For For For Lopez 16 Elect Rosemary Thorne Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days
------------------------------------------------------------------------------------------------------------------------ Southern Copper Corporation Ticker Security ID: Meeting Date Meeting Status SCCO CUSIP 84265V105 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect German Larrea Mgmt For For For Mota-Velasco 1.2 Elect Oscar Gonzalez Mgmt For Withhold Against Rocha 1.3 Elect Emilio Carrillo Mgmt For Withhold Against Gamboa 1.4 Elect Alfredo Casar Mgmt For For For Perez 1.5 Elect Enrique Castillo Mgmt For For For Sanchez Mejorada 1.6 Elect Xavier Garcia de Mgmt For For For Quevedo Topete 1.7 Elect Daniel Muniz Mgmt For For For Quintanilla 1.8 Elect Luis Miguel Mgmt For For For Palomino Bonilla 1.9 Elect Gilberto Mgmt For For For Perezalonso Cifuentes 1.10 Elect Carlos Ruiz Mgmt For For For Sacristan 2 Approval of a One-Year Mgmt For For For Extension of the Directors' Stock Award Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mark D. Millett Mgmt For For For 1.2 Elect Keith E. Busse Mgmt For For For 1.3 Elect Frank D. Byrne Mgmt For For For 1.4 Elect Kenneth W. Cornew Mgmt For For For 1.5 Elect Traci M. Dolan Mgmt For For For 1.6 Elect Jurgen Kolb Mgmt For For For 1.7 Elect James C. Mgmt For For For Marcuccilli 1.8 Elect Bradley S. Seaman Mgmt For For For 1.9 Elect Gabriel L. Mgmt For For For Shaheen 1.10 Elect Richard P. Mgmt For For For Teets, Jr. 2 Ratification of Auditor Mgmt For For For 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224107 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Patricia M. Mgmt For For For Bedient 1.2 Elect Mel E. Benson Mgmt For For For 1.3 Elect Jacynthe Cote Mgmt For For For 1.4 Elect Dominic Mgmt For For For D'Alessandro 1.5 Elect John D. Gass Mgmt For For For 1.6 Elect John R. Huff Mgmt For For For 1.7 Elect Maureen McCaw Mgmt For For For 1.8 Elect Michael W. Mgmt For For For O'Brien 1.9 Elect Eira Thomas Mgmt For For For 1.10 Elect Steven W. Mgmt For For For Williams 1.11 Elect Michael M. Wilson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Stock Mgmt For For For Option Plan 4 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Teck Resources Limited Ticker Security ID: Meeting Date Meeting Status TECK.B CUSIP 878742204 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mayank M. Ashar Mgmt For For For 1.2 Elect Quan Chong Mgmt For For For 1.3 Elect Laura L. Mgmt For For For Dottori-Attanasio 1.4 Elect Edward C. Dowling Mgmt For For For 1.5 Elect Eiichi Fukuda Mgmt For For For 1.6 Elect Norman B. Keevil Mgmt For For For 1.7 Elect Norman B. Keevil Mgmt For For For III 1.8 Elect Takeshi Kubota Mgmt For Withhold Against 1.9 Elect Donald R. Lindsay Mgmt For For For 1.10 Elect Tracey L. McVicar Mgmt For For For 1.11 Elect Kenneth W. Mgmt For For For Pickering 1.12 Elect Una M. Power Mgmt For For For 1.13 Elect Warren S.R. Mgmt For For For Seyffert 1.14 Elect Timothy R. Snider Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 05/03/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Financial Statements Mgmt For For For (Consolidated) 3 Financial Statements Mgmt For For For (Separate) 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Election of Directors; Mgmt For Against Against Board Size 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authorisation of Mgmt For For For Electronic Communication
------------------------------------------------------------------------------------------------------------------------ Tesoro Corporation Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 03/24/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Stock Issuance for Mgmt For For For Merger 2 Increase of Authorized Mgmt For For For Common Stock 3 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ Tesoro Corporation Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Rodney F. Chase Mgmt For For For 2 Elect Edward G. Galante Mgmt For For For 3 Elect Gregory J. Goff Mgmt For For For 4 Elect David Lilley Mgmt For For For 5 Elect Mary Pat McCarthy Mgmt For For For 6 Elect Jim W. Nokes Mgmt For For For 7 Elect William H. Mgmt For For For Schumann, III 8 Elect Susan Tomasky Mgmt For For For 9 Elect Michael E. Wiley Mgmt For For For 10 Elect Patrick Y. Yang Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Total SA Ticker Security ID: Meeting Date Meeting Status FP CUSIP 89151E109 05/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts Mgmt For For For and Reports 3 Allocation of Mgmt For For For Profits/Dividends; Scrip Dividend Option 4 Scrip Dividend Option Mgmt For For For for Interim Dividend 5 Authority to Mgmt For For For Repurchase and Reissue Shares 6 Elect Patricia Barbizet Mgmt For For For 7 Elect Marie-Christine Mgmt For For For Coisne-Roquette 8 Elect Mark Cutifani Mgmt For For For 9 Elect Carlos Tavares Mgmt For For For 10 Related Party Mgmt For For For Transactions 11 Remuneration of Mgmt For Against Against Patrick Pouyanne, Chairman and CEO 12 Remuneration Policy Mgmt For For For (Chair and CEO) 13 Authority to Cancel Mgmt For For For Shares and Reduce Capital
------------------------------------------------------------------------------------------------------------------------- Turquoise Hill Resources Limited Ticker Security ID: Meeting Date Meeting Status TRQ CUSIP 900435108 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James W. Gill Mgmt For For For 1.2 Elect R. Peter Gillin Mgmt For For For 1.3 Elect Ulf Quellmann Mgmt For For For 1.4 Elect Russel C. Mgmt For For For Robertson 1.5 Elect Maryse Mgmt For For For Saint-Laurent 1.6 Elect Craig Stegman Mgmt For For For 1.7 Elect Jeffery D. Mgmt For For For Tygesen 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------- Ultrapar Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status UGPA3 CUSIP 90400P101 01/23/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- Ultrapar Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status UGPA3 CUSIP 90400P101 04/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Board Size Mgmt For For For 4 Election of Directors Mgmt For For For 5 Allocate Votes for Mgmt For Against Against Cumulative Voting 6 Remuneration Policy Mgmt For For For 7 Election of Mgmt For For For Supervisory Council 8 Supervisory Council Mgmt For For For Fees 9 Long-Term Incentive Mgmt For For For Plan 10 Capitalisation of Mgmt For For For Reserves w/o Share Issuance 11 Amendments to Mgmt For For For Articles; Consolidation of Articles
------------------------------------------------------------------------------------------------------------------------ United States Steel Corporation Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Patricia Diaz Mgmt For For For Dennis 2 Elect Dan O. Dinges Mgmt For For For 3 Elect John G. Drosdick Mgmt For For For 4 Elect John J. Engel Mgmt For For For 5 Elect Murry S. Gerber Mgmt For For For 6 Elect Stephen J. Girsky Mgmt For For For 7 Elect Mario Longhi Mgmt For For For 8 Elect Paul A. Mgmt For For For Mascarenas 9 Elect Glenda G. McNeal Mgmt For For For 10 Elect Robert J. Stevens Mgmt For For For 11 Elect David S. Mgmt For For For Sutherland 12 Elect Patricia A. Mgmt For For For Tracey 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 2016 Omnibus Incentive Mgmt For For For Compensation Plan 16 Technical Amendments Mgmt For For For to Articles 17 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Vale SA Ticker Security ID: Meeting Date Meeting Status VALE3 CUSIP 91912E105 04/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For Against Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For Abstain Against 4 Election of Mgmt For Abstain Against Supervisory Council 5 Remuneration Policy Mgmt For Against Against 6 Supervisory Council's Mgmt For For For Fees ------------------------------------------------------------------------------------------------------------------------ Vale SA Ticker Security ID: Meeting Date Meeting Status VALE3 CUSIP 91912E105 08/12/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Ratification of Mgmt For Against Against Co-options of Motomu Takahashi and Marcelo Gasparino da Silva (Alternate Director) 2 Amendments to Articles Mgmt For Against Against Regarding Executive Board Age Limits 3 Amendments to Articles Mgmt For For For Regarding General Meeting Chairman
------------------------------------------------------------------------------------------------------------------------ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 05/03/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect H. Paulett Mgmt For For For Eberhart 2 Elect Joseph W. Gorder Mgmt For For For 3 Elect Kimberly S. Mgmt For For For Greene 4 Elect Deborah P. Mgmt For For For Majoras 5 Elect Donald L. Nickles Mgmt For For For 6 Elect Philip J. Mgmt For For For Pfeiffer 7 Elect Robert A. Mgmt For For For Profusek 8 Elect Susan Kaufman Mgmt For For For Purcell 9 Elect Stephen M. Waters Mgmt For For For 10 Elect Randall J. Mgmt For For For Weisenburger 11 Elect Rayford Wilkins Mgmt For For For Jr. 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Vulcan Materials Company Ticker Security ID: Meeting Date Meeting Status VMC CUSIP 929160109 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect O. B. Grayson Mgmt For For For Hall, Jr. 2 Elect James T. Mgmt For For For Prokopanko 3 Elect David P. Steiner Mgmt For For For 4 Elect Kathleen Mgmt For For For Wilson-Thompson 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ West Fraser Timber Co. Ltd. Ticker Security ID: Meeting Date Meeting Status WFT CUSIP 952845105 04/19/2017 Voted Meeting Type Country of Trade Annual Canada For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Board Size Mgmt For For For 2.1 Elect Hank Ketcham Mgmt For For For 2.2 Elect Reid Carter Mgmt For For For 2.3 Elect John Floren Mgmt For For For 2.4 Elect Brian G. Kenning Mgmt For For For 2.5 Elect John K. Ketcham Mgmt For Withhold Against 2.6 Elect Gerald J. Miller Mgmt For For For 2.7 Elect Robert L. Mgmt For For For Phillips 2.8 Elect Janice Rennie Mgmt For For For 2.9 Elect Ted Seraphim Mgmt For For For 2.10 Elect Gillian D. Mgmt For For For Winckler 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ WestRock Company Ticker Security ID: Meeting Date Meeting Status WRK CUSIP 96145D105 01/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Timothy J. Mgmt For For For Bernlohr 2 Elect J. Powell Brown Mgmt For For For 3 Elect Michael E. Mgmt For For For Campbell 4 Elect Terrell K. Crews Mgmt For For For 5 Elect Russell M. Currey Mgmt For For For 6 Elect John A. Luke, Jr. Mgmt For For For 7 Elect Gracia C. Martore Mgmt For For For 8 Elect James E. Nevels Mgmt For For For 9 Elect Timothy H. Powers Mgmt For For For 10 Elect Steven C. Mgmt For For For Voorhees 11 Elect Bettina M. Whyte Mgmt For For For 12 Elect Alan D. Wilson Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 05/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark A. Emmert Mgmt For For For 2 Elect Rick R. Holley Mgmt For For For 3 Elect Sara Mgmt For For For Grootwassink Lewis 4 Elect John F. Morgan, Mgmt For For For Sr. 5 Elect Nicole W. Mgmt For For For Piasecki 6 Elect Marc F. Racicot Mgmt For For For 7 Elect Lawrence A. Mgmt For For For Selzer 8 Elect Doyle R. Simons Mgmt For For For 9 Elect D. Michael Mgmt For For For Steuert 10 Elect Kim Williams Mgmt For For For 11 Elect Charles R. Mgmt For For For Williamson 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387102 05/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Philip E. Doty Mgmt For For For 1.2 Elect Carin S. Knickel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Ceredex Large Cap Value Equity Fund ------------------------------------------------------------------------------------------------------------------------ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/28/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert J. Alpern Mgmt For For For 1.2 Elect Roxanne S. Austin Mgmt For For For 1.3 Elect Sally E. Blount Mgmt For For For 1.4 Elect Edward M. Liddy Mgmt For For For 1.5 Elect Nancy McKinstry Mgmt For For For 1.6 Elect Phebe N. Mgmt For For For Novakovic 1.7 Elect William A. Osborn Mgmt For For For 1.8 Elect Samuel C. Scott Mgmt For For For III 1.9 Elect Daniel J. Starks Mgmt For For For 1.10 Elect Glenn F. Tilton Mgmt For For For 1.11 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Approval of 2017 Mgmt For For For Incentive Stock Program 6 Employee Stock Mgmt For For For Purchase Plan for Non-U.S. Employees 7 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair ------------------------------------------------------------------------------------------------------------------------ Agilent Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status A CUSIP 00846U101 03/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Heidi Kunz Fields Mgmt For For For 2 Elect Sue H. Rataj Mgmt For For For 3 Elect George A. Scangos Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Aon plc Ticker Security ID: Meeting Date Meeting Status AON CUSIP G0408V102 06/23/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lester B. Knight Mgmt For For For 2 Elect Gregory C. Case Mgmt For For For 3 Elect Jin-Yong Cai Mgmt For For For 4 Elect Fulvio Conti Mgmt For For For 5 Elect Cheryl Francis Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect Robert S. Mgmt For For For Morrison 8 Elect Richard B. Myers Mgmt For For For 9 Elect Richard C. Mgmt For For For Notebaert 10 Elect Gloria Santona Mgmt For For For 11 Elect Carolyn Y. Woo Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Remuneration Policy Mgmt For For For (Binding) 15 Remuneration Report Mgmt For For For (Advisory) 16 Accounts and Reports Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Ratification of Mgmt For For For Statutory Auditor 19 Authority to Set Mgmt For For For Auditor's Fees 20 Approval of Share Mgmt For For For Repurchase Contracts andRepurchase Counterparties 21 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authorisation of Mgmt For For For Political Donations ------------------------------------------------------------------------------------------------------------------------ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/28/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James A. Bell Mgmt For For For 2 Elect Timothy D. Cook Mgmt For For For 3 Elect Albert A. Gore Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Andrea Jung Mgmt For For For 6 Elect Arthur D. Mgmt For For For Levinson 7 Elect Ronald D. Sugar Mgmt For For For 8 Elect Susan L. Wagner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Donations 13 Shareholder Proposal ShrHoldr Against Against For Regarding Racial Diversity of Board and Management 14 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw 15 Shareholder Proposal ShrHoldr Against Against For Regarding Executive Compensation Reform 16 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age
------------------------------------------------------------------------------------------------------------------------ Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Judy Bruner Mgmt For For For 2 Elect Eric Chen Mgmt For For For 3 Elect Aart J. de Geus Mgmt For For For 4 Elect Gary E. Dickerson Mgmt For For For 5 Elect Stephen R. Mgmt For For For Forrest 6 Elect Thomas J. Mgmt For For For Iannotti 7 Elect Alexander A. Mgmt For For For Karsner 8 Elect Adrianna C. Ma Mgmt For For For 9 Elect Dennis D. Powell Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Amendment to Employee Mgmt For For For Stock Incentive Plan 13 Approval of the 162(m) Mgmt For For For Senior Executive Bonus Plan 14 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Abdlatif Yousef Mgmt For For For Al-Hamad 2 Elect Mathis Mgmt For For For Cabiallavetta 3 Elect Pamela Daley Mgmt For For For 4 Elect William S. Mgmt For For For Demchak 5 Elect Jessica P. Mgmt For For For Einhorn 6 Elect Laurence D. Fink Mgmt For For For 7 Elect Fabrizio Freda Mgmt For For For 8 Elect Murry S. Gerber Mgmt For For For 9 Elect James Grosfeld Mgmt For For For 10 Elect Robert S. Kapito Mgmt For For For 11 Elect Sir Deryck C. Mgmt For For For Maughan 12 Elect Cheryl D. Mills Mgmt For For For 13 Elect Gordon M. Nixon Mgmt For For For 14 Elect Charles H. Mgmt For For For Robbins 15 Elect Ivan G. Mgmt For For For Seidenberg 16 Elect Marco Antonio Mgmt For For For Slim Domit 17 Elect John S. Varley Mgmt For For For 18 Elect Susan L. Wagner Mgmt For For For 19 Advisory Vote on Mgmt For Against Against Executive Compensation 20 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 21 Ratification of Auditor Mgmt For For For 22 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Voting Practices 23 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report
------------------------------------------------------------------------------------------------------------------------ Capital One Financial Corporation Ticker Security ID: Meeting Date Meeting Status COF CUSIP 14040H105 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard D. Mgmt For For For Fairbank 2 Elect Ann Fritz Hackett Mgmt For For For 3 Elect Lewis Hay, III Mgmt For For For 4 Elect Benjamin P. Mgmt For For For Jenkins, III 5 Elect Peter Thomas Mgmt For For For Killalea 6 Elect Pierre E. Leroy Mgmt For For For 7 Elect Peter E. Raskind Mgmt For For For 8 Elect Mayo A. Shattuck Mgmt For For For III 9 Elect Bradford H. Mgmt For For For Warner 10 Elect Catherine G. West Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Amendment of the 2002 Mgmt For For For Associate Stock Purchase Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ------------------------------------------------------------------------------------------------------------------------ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/31/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Wanda M. Austin Mgmt For For For 2 Elect Linnet F. Deily Mgmt For For For 3 Elect Robert E. Denham Mgmt For For For 4 Elect Alice P. Gast Mgmt For For For 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Jon M. Huntsman, Mgmt For For For Jr. 7 Elect Charles W. Mgmt For For For Moorman, IV 8 Elect Dambisa F. Moyo Mgmt For For For 9 Elect Ronald D. Sugar Mgmt For For For 10 Elect Inge G. Thulin Mgmt For For For 11 Elect John S. Watson Mgmt For For For 12 Elect Michael K. Wirth Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report On Doing Business With Governments Complicit in Genocide 18 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Policy Risk 19 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Transition to a Low Carbon Economy 20 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 21 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board 22 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------ Chubb Limited Ticker Security ID: Meeting Date Meeting Status CB CUSIP H1467J104 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits Mgmt For For For 3 Dividends from Reserves Mgmt For For For 4 Ratification of Board Mgmt For For For Acts 5 Election of Statutory Mgmt For For For Auditors 6 Appointment of Auditor Mgmt For For For 7 Appointment of Special Mgmt For For For Auditor 8 Elect Evan G. Greenberg Mgmt For For For 9 Elect Robert M. Mgmt For For For Hernandez 10 Elect Michael G. Atieh Mgmt For For For 11 Elect Sheila P. Burke Mgmt For For For 12 Elect James I. Cash, Mgmt For For For Jr. 13 Elect Mary A. Cirillo Mgmt For For For 14 Elect Michael P. Mgmt For Against Against Connors 15 Elect John A. Edwardson Mgmt For For For 16 Elect Leo F. Mullin Mgmt For For For 17 Elect Kimberly Ross Mgmt For For For 18 Elect Robert W. Scully Mgmt For For For 19 Elect Eugene B. Mgmt For For For Shanks, Jr. 20 Elect Theodore Shasta Mgmt For For For 21 Elect David H. Sidwell Mgmt For For For 22 Elect Olivier Steimer Mgmt For For For 23 Elect James M. Mgmt For For For Zimmerman 24 Elect Evan G. Mgmt For For For Greenberg as Chairman of the Board 25 Elect Michael P. Mgmt For Against Against Connors 26 Elect Mary A. Cirillo Mgmt For For For 27 Elect Robert M. Mgmt For For For Hernandez 28 Elect Robert W. Scully Mgmt For For For 29 Elect James M. Mgmt For For For Zimmerman 30 ELECTION OF HOMBURGER Mgmt For For For AG AS INDEPENDENT PROXY 31 APPROVAL OF AMENDED Mgmt For For For AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN 32 Board Compensation Mgmt For For For 33 Executive Compensation Mgmt For For For 34 Advisory Vote on Mgmt For For For Executive Compensation 35 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 36 Additional or Mgmt For Abstain Against Miscellaneous Proposals
------------------------------------------------------------------------------------------------------------------------ Cigna Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David M. Cordani Mgmt For For For 2 Elect Eric J. Foss Mgmt For For For 3 Elect Isaiah Harris, Mgmt For For For Jr. 4 Elect Jane E. Henney Mgmt For For For 5 Elect Roman Martinez IV Mgmt For For For 6 Elect Donna F. Zarcone Mgmt For For For 7 Elect William D. Mgmt For For For Zollars 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 10 Amendment to the Cigna Mgmt For For For Long-Term Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ------------------------------------------------------------------------------------------------------------------------ Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 12/12/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carol A. Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael D. Mgmt For For For Capellas 4 Elect John T. Chambers Mgmt For For For 5 Elect Amy Chang Mgmt For For For 6 Elect John L. Hennessy Mgmt For Against Against 7 Elect Kristina M. Mgmt For For For Johnson 8 Elect Roderick C. Mgmt For For For McGeary 9 Elect Charles H. Mgmt For For For Robbins 10 Elect Arun Sarin Mgmt For For For 11 Elect Steven M. West Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Breakdown of Workforce in Israel-Palestine 16 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Board Committee on Business with Israeli Settlements
------------------------------------------------------------------------------------------------------------------------ Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967424 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael L. Corbat Mgmt For For For 2 Elect Ellen M. Costello Mgmt For For For 3 Elect Duncan P. Hennes Mgmt For For For 4 Elect Peter B. Henry Mgmt For For For 5 Elect Franz B. Humer Mgmt For For For 6 Elect Renee J. James Mgmt For For For 7 Elect Eugene M. McQuade Mgmt For For For 8 Elect Michael E. Mgmt For For For O'Neill 9 Elect Gary M. Reiner Mgmt For For For 10 Elect Anthony M. Mgmt For For For Santomero 11 Elect Diana L. Taylor Mgmt For For For 12 Elect William S. Mgmt For For For Thompson, Jr. 13 Elect James S. Turley Mgmt For For For 14 Elect Deborah C. Wright Mgmt For For For 15 Elect Ernesto Zedillo Mgmt For For For Ponce de Leon 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 19 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay Equity Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Shareholder Value Committee 21 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 22 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 23 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting ------------------------------------------------------------------------------------------------------------------------ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Madeline S. Bell Mgmt For Withhold Against 1.3 Elect Sheldon M. Mgmt For For For Bonovitz 1.4 Elect Edward D. Breen Mgmt For Withhold Against 1.5 Elect Gerald L. Hassell Mgmt For Withhold Against 1.6 Elect Jeffrey A. Mgmt For For For Honickman 1.7 Elect Asuka Nakahara Mgmt For For For 1.8 Elect David C. Novak Mgmt For For For 1.9 Elect Brian L. Roberts Mgmt For For For 1.10 Elect Johnathan A. Mgmt For For For Rodgers 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON Mgmt For Against Against EXECUTIVE COMPENSATION 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization
------------------------------------------------------------------------------------------------------------------------ Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 22822V101 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect P. Robert Bartolo Mgmt For For For 2 Elect Jay A. Brown Mgmt For For For 3 Elect Cindy Christy Mgmt For For For 4 Elect Ari Q. Fitzgerald Mgmt For For For 5 Elect Robert E. Mgmt For For For Garrison II 6 Elect Lee W. Hogan Mgmt For For For 7 Elect Edward C. Mgmt For For For Hutcheson, Jr. 8 Elect J. Landis Martin Mgmt For For For 9 Elect Robert F. Mgmt For For For McKenzie 10 Elect Anthony J. Melone Mgmt For For For 11 Elect W. Benjamin Mgmt For For For Moreland 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ------------------------------------------------------------------------------------------------------------------------ Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/11/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Jacqueline K. Mgmt For For For Barton 3 Elect James A. Bell Mgmt For For For 4 Elect Richard K. Davis Mgmt For Against Against 5 Elect Jeff M. Fettig Mgmt For For For 6 Elect Andrew N. Liveris Mgmt For For For 7 Elect Mark Loughridge Mgmt For For For 8 Elect Raymond J. Mgmt For For For Milchovich 9 Elect Robert S. Miller Mgmt For For For 10 Elect Paul Polman Mgmt For For For 11 Elect Dennis H. Reilley Mgmt For For For 12 Elect James M. Ringler Mgmt For For For 13 Elect Ruth G. Shaw Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 07/20/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes
------------------------------------------------------------------------------------------------------------------------ Eaton Corporation plc Ticker Security ID: Meeting Date Meeting Status ETN CUSIP G29183103 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Todd M. Bluedorn Mgmt For Against Against 3 Elect Christopher M. Mgmt For For For Connor 4 Elect Michael J. Mgmt For For For Critelli 5 Elect Richard H. Fearon Mgmt For Against Against 6 Elect Charles E. Golden Mgmt For For For 7 Elect Arthur E. Johnson Mgmt For For For 8 Elect Deborah L. McCoy Mgmt For For For 9 Elect Gregory R. Page Mgmt For For For 10 Elect Sandra Pianalto Mgmt For For For 11 Elect Gerald B. Smith Mgmt For For For 12 Elect Dorothy C. Mgmt For For For Thompson 13 Amendment to Articles Mgmt For For For to Adopt Proxy Access 14 Amendments to Articles Mgmt For For For Regarding Notice Periods 15 Ratification of Mgmt For For For Auditor and Authority to Set Fees 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 20 Authority to Mgmt For For For Repurchase Overseas Market Shares ------------------------------------------------------------------------------------------------------------------------ Edison International Ticker Security ID: Meeting Date Meeting Status EIX CUSIP 281020107 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Vanessa C.L. Mgmt For For For Chang 2 Elect Louis Hernandez, Mgmt For For For Jr. 3 Elect James T. Morris Mgmt For For For 4 Elect Pedro J. Pizarro Mgmt For For For 5 Elect Linda G. Stuntz Mgmt For Against Against 6 Elect William P. Mgmt For For For Sullivan 7 Elect Ellen O. Tauscher Mgmt For For For 8 Elect Peter J. Taylor Mgmt For For For 9 Elect Brett White Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------ EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 07/19/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Janet F. Clark Mgmt For For For 2 Elect Charles R. Crisp Mgmt For For For 3 Elect Robert P. Daniels Mgmt For For For 4 Elect James C. Day Mgmt For For For 5 Elect Donald F. Textor Mgmt For For For 6 Elect William R. Thomas Mgmt For For For 7 Elect Frank G. Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Increase of Authorized Mgmt For For For Common Stock 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/31/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Susan K. Avery Mgmt For For For 1.2 Elect Michael J. Boskin Mgmt For For For 1.3 Elect Angela F. Braly Mgmt For For For 1.4 Elect Ursula M. Burns Mgmt For For For 1.5 Elect Henrietta H. Fore Mgmt For For For 1.6 Elect Kenneth C. Mgmt For For For Frazier 1.7 Elect Douglas R. Mgmt For For For Oberhelman 1.8 Elect Samuel J. Mgmt For For For Palmisano 1.9 Elect Steven S Mgmt For For For Reinemund 1.10 Elect William C. Weldon Mgmt For For For 1.11 Elect Darren W. Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 8 Shareholder Proposal ShrHoldr Against Against For Regarding Restricting Precatory Proposals 9 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 11 Shareholder Policy ShrHoldr Against Against For Regarding Dividend Policy 12 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Policy Risk 13 Shareholder Proposal ShrHoldr Against Against For Regarding Methane Emissions Reporting
------------------------------------------------------------------------------------------------------------------------ FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/26/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James L. Mgmt For For For Barksdale 2 Elect John A. Edwardson Mgmt For For For 3 Elect Marvin Ellison Mgmt For For For 4 Elect John C. Inglis Mgmt For For For 5 Elect Kimberly A. Jabal Mgmt For For For 6 Elect Shirley Ann Mgmt For For For Jackson 7 Elect R. Brad Martin Mgmt For For For 8 Elect Joshua Cooper Mgmt For For For Ramo 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Frederick W. Mgmt For For For Smith 11 Elect David P. Steiner Mgmt For For For 12 Elect Paul S. Walsh Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 17 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Risks Of LGBT-Focused State Regulations ------------------------------------------------------------------------------------------------------------------------ General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sebastien Bazin Mgmt For For For 2 Elect W. Geoffrey Mgmt For For For Beattie 3 Elect John J. Brennan Mgmt For For For 4 Elect Francisco D'Souza Mgmt For For For 5 Elect Marijn E. Dekkers Mgmt For For For 6 Elect Peter B. Henry Mgmt For For For 7 Elect Susan Hockfield Mgmt For For For 8 Elect Jeffrey R. Immelt Mgmt For For For 9 Elect Andrea Jung Mgmt For For For 10 Elect Robert W. Lane Mgmt For For For 11 Elect Risa Mgmt For For For Lavizzo-Mourey 12 Elect Rochelle B. Mgmt For For For Lazarus 13 Elect Lowell C. McAdam Mgmt For For For 14 Elect Steven M. Mgmt For For For Mollenkopf 15 Elect James J. Mulva Mgmt For For For 16 Elect James E. Rohr Mgmt For For For 17 Elect Mary L. Schapiro Mgmt For For For 18 Elect James S. Tisch Mgmt For For For 19 Advisory Vote on Mgmt For For For Executive Compensation 20 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 21 Amendment to the 2007 Mgmt For For For Long-term Incentive Plan 22 Approval of the Mgmt For For For Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) 23 Ratification of Auditor Mgmt For For For 24 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 25 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 26 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 27 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Spending
------------------------------------------------------------------------------------------------------------------------ Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Darius Adamczyk Mgmt For For For 2 Elect William S. Ayer Mgmt For For For 3 Elect Kevin Burke Mgmt For For For 4 Elect Jaime Chico Pardo Mgmt For For For 5 Elect David M. Cote Mgmt For For For 6 Elect D. Scott Davis Mgmt For For For 7 Elect Linnet F. Deily Mgmt For For For 8 Elect Judd Gregg Mgmt For For For 9 Elect Clive Hollick Mgmt For For For 10 Elect Grace D. Lieblein Mgmt For For For 11 Elect George Paz Mgmt For For For 12 Elect Bradley T. Mgmt For For For Sheares 13 Elect Robin L. Mgmt For For For Washington 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report
------------------------------------------------------------------------------------------------------------------------ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary C. Beckerle Mgmt For For For 2 Elect D. Scott Davis Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Alex Gorsky Mgmt For For For 5 Elect Mark B. McClellan Mgmt For For For 6 Elect Anne M. Mulcahy Mgmt For For For 7 Elect William D. Perez Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect A. Eugene Mgmt For For For Washington 10 Elect Ronald A. Mgmt For For For Williams 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Advisory Vote on Mgmt For For For Executive Compensation 13 RE-APPROVAL OF THE Mgmt For For For MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair ------------------------------------------------------------------------------------------------------------------------ Johnson Controls International plc Ticker Security ID: Meeting Date Meeting Status JCI CUSIP G51502105 03/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David P. Abney Mgmt For For For 2 Elect Natalie A. Black Mgmt For For For 3 Elect Michael E. Mgmt For For For Daniels 4 Elect Brian Duperreault Mgmt For For For 5 Elect Jeffrey A. Mgmt For For For Joerres 6 Elect Alex A. Mgmt For For For Molinaroli 7 Elect George R. Oliver Mgmt For For For 8 Elect Juan Pablo del Mgmt For For For Valle Perochena 9 Elect Jurgen Tinggren Mgmt For For For 10 Elect Mark P. Vergnano Mgmt For For For 11 Elect R. David Yost Mgmt For For For 12 Ratification of Mgmt For For For PricewaterhouseCoopers 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Set Price Mgmt For For For Range for Re-Issuance of Treasury Shares 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 18 Approve Performance Mgmt For For For Goals of 2012 Share and Incentive Plan 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights
------------------------------------------------------------------------------------------------------------------------ Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 08/17/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For Against Against Golden Parachutes ------------------------------------------------------------------------------------------------------------------------ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Linda B. Bammann Mgmt For For For 2 Elect James A. Bell Mgmt For For For 3 Elect Crandall C. Mgmt For For For Bowles 4 Elect Stephen B. Burke Mgmt For For For 5 Elect Todd A. Combs Mgmt For For For 6 Elect James S. Crown Mgmt For For For 7 Elect James Dimon Mgmt For For For 8 Elect Timothy P. Flynn Mgmt For For For 9 Elect Laban P. Mgmt For For For Jackson, Jr. 10 Elect Michael A. Neal Mgmt For For For 11 Elect Lee R. Raymond Mgmt For For For 12 Elect William C. Weldon Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 19 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay Equity Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 21 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------ MetLife, Inc. Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 06/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Cheryl W. Grise Mgmt For For For 2 Elect Carlos M. Mgmt For For For Gutierrez 3 Elect David L. Herzog Mgmt For For For 4 Elect R. Glenn Hubbard Mgmt For For For 5 Elect Steven A. Mgmt For For For Kandarian 6 Elect Alfred F. Kelly, Mgmt For For For Jr. 7 Elect Edward J. Kelly, Mgmt For For For III 8 Elect William E. Mgmt For For For Kennard 9 Elect James M. Kilts Mgmt For For For 10 Elect Catherine R. Mgmt For For For Kinney 11 Elect Denise M. Mgmt For For For Morrison 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ------------------------------------------------------------------------------------------------------------------------ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/30/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Teri L. Mgmt For For For List-Stoll 3 Elect G. Mason Morfit Mgmt For For For 4 Elect Satya Nadella Mgmt For For For 5 Elect Charles H. Noski Mgmt For For For 6 Elect Helmut G. W. Mgmt For For For Panke 7 Elect Sandra E. Mgmt For For For Peterson 8 Elect Charles W. Scharf Mgmt For For For 9 Elect John W. Stanton Mgmt For For For 10 Elect John W. Thompson Mgmt For For For 11 Elect Padmasree Warrior Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to Articles Mgmt For For For to Reduce the Ownership Threshold Required to Call a Special Meeting 15 Amendment to the 2001 Mgmt For For For Stock Plan and French Sub-Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------ Mondelez International Inc. Ticker Security ID: Meeting Date Meeting Status MDLZ CUSIP 609207105 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lewis W.K. Booth Mgmt For For For 2 Elect Charles E. Bunch Mgmt For For For 3 Elect Lois D. Juliber Mgmt For For For 4 Elect Mark D. Ketchum Mgmt For For For 5 Elect Jorge S. Mesquita Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Nelson Peltz Mgmt For For For 8 Elect Fredric G. Mgmt For For For Reynolds 9 Elect Irene B. Mgmt For For For Rosenfeld 10 Elect Christiana Shi Mgmt For For For 11 Elect Patrick T. Mgmt For For For Siewert 12 Elect Ruth J. Simmons Mgmt For For For 13 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting On The Use of Non-Recyclable Packaging 18 Shareholder Proposal ShrHoldr Against Against For Regarding Plant Closings ------------------------------------------------------------------------------------------------------------------------ NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect James L. Camaren Mgmt For For For 3 Elect Kenneth B. Dunn Mgmt For For For 4 Elect Naren K. Mgmt For For For Gursahaney 5 Elect Kirk S. Hachigian Mgmt For For For 6 Elect Toni Jennings Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect James L. Robo Mgmt For For For 9 Elect Rudy E. Schupp Mgmt For For For 10 Elect John L. Skolds Mgmt For For For 11 Elect William H. Mgmt For For For Swanson 12 Elect Hansel E. Tookes Mgmt For For For II 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 Approval of the 2017 Mgmt For For For Non-Employee Director Stock Plan 17 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ------------------------------------------------------------------------------------------------------------------------ Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Wesley G. Bush Mgmt For For For 2 Elect Marianne C. Brown Mgmt For For For 3 Elect Victor H. Fazio Mgmt For For For 4 Elect Donald E. Mgmt For For For Felsinger 5 Elect Ann M. Fudge Mgmt For For For 6 Elect Bruce S. Gordon Mgmt For For For 7 Elect William H. Mgmt For For For Hernandez 8 Elect Madeleine A. Mgmt For For For Kleiner 9 Elect Karl J. Krapek Mgmt For For For 10 Elect Gary Roughead Mgmt For For For 11 Elect Thomas M. Schoewe Mgmt For For For 12 Elect James S. Turley Mgmt For For For 13 Elect Mark A. Welsh III Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 11/16/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeffrey S. Berg Mgmt For For For 1.2 Elect H. Raymond Mgmt For Withhold Against Bingham 1.3 Elect Michael J. Boskin Mgmt For Withhold Against 1.4 Elect Safra A. Catz Mgmt For For For 1.5 Elect Bruce R. Chizen Mgmt For Withhold Against 1.6 Elect George H. Mgmt For Withhold Against Conrades 1.7 Elect Lawrence J. Mgmt For For For Ellison 1.8 Elect Hector Mgmt For For For Garcia-Molina 1.9 Elect Jeffrey O. Henley Mgmt For For For 1.10 Elect Mark V. Hurd Mgmt For For For 1.11 Elect Renee J. James Mgmt For For For 1.12 Elect Leon E. Panetta Mgmt For For For 1.13 Elect Naomi O. Seligman Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ------------------------------------------------------------------------------------------------------------------------ PACCAR Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Beth E. Ford Mgmt For For For 2 Elect Kirk S. Hachigian Mgmt For For For 3 Elect Roderick C. Mgmt For Against Against McGeary 4 Elect Mark A. Schulz Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 7 Shareholder Proposal ShrHoldr Against Against For Regarding Simple Majority Vote 8 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Dennis A. Mgmt For For For Ausiello 2 Elect Ronald E. Mgmt For For For Blaylock 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Joseph J. Mgmt For For For Echevarria 5 Elect Frances D. Mgmt For For For Fergusson 6 Elect Helen H. Hobbs Mgmt For For For 7 Elect James M. Kilts Mgmt For For For 8 Elect Shantanu Narayen Mgmt For For For 9 Elect Suzanne Nora Mgmt For For For Johnson 10 Elect Ian C. Read Mgmt For For For 11 Elect Stephen W. Sanger Mgmt For For For 12 Elect James C. Smith Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair ------------------------------------------------------------------------------------------------------------------------ PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen F. Angel Mgmt For For For 2 Elect Hugh Grant Mgmt For For For 3 Elect Melanie L. Healey Mgmt For For For 4 Elect Michele J. Hooper Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen F. Angel Mgmt For For For 2 Elect Oscar Bernardes Mgmt For For For 3 Elect Nance K. Dicciani Mgmt For For For 4 Elect Edward G. Galante Mgmt For For For 5 Elect Raymond W. Mgmt For For For LeBoeuf 6 Elect Larry D. McVay Mgmt For For For 7 Elect Martin H. Mgmt For Against Against Richenhagen 8 Elect Wayne T. Smith Mgmt For For For 9 Elect Robert L. Wood Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Approval of Amendments Mgmt For For For to the 2009 Long Term Incentive Plan
------------------------------------------------------------------------------------------------------------------------ Public Storage Ticker Security ID: Meeting Date Meeting Status PSA CUSIP 74460D109 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ronald L. Mgmt For For For Havner, Jr. 2 Elect Tamara Hughes Mgmt For For For Gustavson 3 Elect Uri P. Harkham Mgmt For For For 4 Elect Leslie Stone Mgmt For For For Heisz 5 Elect B. Wayne Hughes, Mgmt For For For Jr. 6 Elect Avedick B. Mgmt For For For Poladian 7 Elect Gary E. Pruitt Mgmt For For For 8 Elect Ronald P. Spogli Mgmt For For For 9 Elect Daniel C. Staton Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Ralph Lauren Corporation Ticker Security ID: Meeting Date Meeting Status RL CUSIP 751212101 08/11/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Frank A. Mgmt For For For Bennack, Jr. 1.2 Elect Joel L. Fleishman Mgmt For For For 1.3 Elect Hubert Joly Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2010 Mgmt For For For Long-Term Stock Incentive Plan ------------------------------------------------------------------------------------------------------------------------ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CUSIP 780259107 05/23/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect Catherine J. Mgmt For For For Hughes 5 Elect Roberto Egydio Mgmt For For For Setubal 6 Elect Ben Van Beurden Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Euleen GOH Yiu Mgmt For For For Kiang 9 Elect Charles O. Mgmt For For For Holliday, Jr. 10 Elect Gerard Mgmt For For For Kleisterlee 11 Elect Sir Nigel Mgmt For For For Sheinwald 12 Elect Linda G. Stuntz Mgmt For For For 13 Elect Jessica Uhl Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Elect Gerrit Zalm Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Shareholder Proposal ShrHoldr Against Against For Regarding GHG Reduction Targets
------------------------------------------------------------------------------------------------------------------------ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/05/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect Miguel Mgmt For For For M. Galuccio 3 Elect V. Maureen Mgmt For For For Kempston Darkes 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Mgmt For For For Kudryavtsev 6 Elect Helge Lund Mgmt For For For 7 Elect Michael E. Marks Mgmt For For For 8 Elect Indra K. Nooyi Mgmt For For For 9 Elect Lubna S. Olayan Mgmt For For For 10 Elect Leo Rafael Reif Mgmt For For For 11 Elect Tore I. Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Approval of Financial Mgmt For For For Statements/Dividends 16 Ratification of Auditor Mgmt For For For 17 Approval of the 2017 Mgmt For For For Omnibus Stock Incentive Plan 18 Amendment to the Mgmt For For For Discounted Stock Purchase Plan ------------------------------------------------------------------------------------------------------------------------ Synchrony Financial Ticker Security ID: Meeting Date Meeting Status SYF CUSIP 87165B103 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Margaret M. Keane Mgmt For For For 2 Elect Paget L. Alves Mgmt For For For 3 Elect Arthur W. Mgmt For For For Coviello, Jr. 4 Elect William W. Mgmt For For For Graylin 5 Elect Roy A. Guthrie Mgmt For For For 6 Elect Richard C. Mgmt For For For Hartnack 7 Elect Jeffrey G. Naylor Mgmt For For For 8 Elect Laurel J. Richie Mgmt For For For 9 Elect Olympia J. Snowe Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2014 Mgmt For For For Long-Term Incentive Plan 12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ralph W. Babb, Mgmt For For For Jr. 2 Elect Mark A. Blinn Mgmt For For For 3 Elect Todd M. Bluedorn Mgmt For Against Against 4 Elect Daniel A. Carp Mgmt For For For 5 Elect Janet F. Clark Mgmt For For For 6 Elect Carrie S. Cox Mgmt For For For 7 Elect J.M. Hobby Mgmt For For For 8 Elect Ronald Kirk Mgmt For For For 9 Elect Pamela H. Patsley Mgmt For Against Against 10 Elect Robert E. Sanchez Mgmt For For For 11 Elect Wayne R. Sanders Mgmt For For For 12 Elect Richard K. Mgmt For For For Templeton 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/11/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Francis S. Blake Mgmt For For For 2 Elect Angela F. Braly Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Scott D. Cook Mgmt For For For 5 Elect Terry J. Lundgren Mgmt For For For 6 Elect W. James Mgmt For For For McNerney, Jr. 7 Elect David. S. Taylor Mgmt For For For 8 Elect Margaret C. Mgmt For For For Whitman 9 Elect Patricia A. Mgmt For For For Woertz 10 Elect Ernesto Zedillo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Lobbying Organizations 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Risks Of LGBT-Focused State Regulations
------------------------------------------------------------------------------------------------------------------------ The Progressive Corporation Ticker Security ID: Meeting Date Meeting Status PGR CUSIP 743315103 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stuart B. Mgmt For For For Burgdoerfer 2 Elect Charles A. Davis Mgmt For For For 3 Elect Roger N. Farah Mgmt For For For 4 Elect Lawton W. Fitt Mgmt For For For 5 Elect Susan Patricia Mgmt For For For Griffith 6 Elect Jeffrey D. Kelly Mgmt For For For 7 Elect Patrick H. Mgmt For For For Nettles 8 Elect Glenn M. Renwick Mgmt For For For 9 Elect Bradley T. Mgmt For For For Sheares 10 Elect Barbara R. Snyder Mgmt For For For 11 Approval of the 2017 Mgmt For For For Executive Annual Incentive Plan 12 Approval of the 2017 Mgmt For For For Directors Equity Incentive Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For Against Against 3 Elect Jack Dorsey Mgmt For Against Against 4 Elect Robert A. Iger Mgmt For For For 5 Elect Maria Elena Mgmt For For For Lagomasino 6 Elect Fred H. Mgmt For For For Langhammer 7 Elect Aylwin B. Lewis Mgmt For Against Against 8 Elect Robert W. Mgmt For For For Matschullat 9 Elect Mark G. Parker Mgmt For For For 10 Elect Sheryl Sandberg Mgmt For For For 11 Elect Orin C. Smith Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Douglas M. Mgmt For Against Against Baker, Jr. 2 Elect Warner L. Baxter Mgmt For For For 3 Elect Marc N. Casper Mgmt For For For 4 Elect Andrew Cecere Mgmt For For For 5 Elect Arthur D. Mgmt For For For Collins, Jr. 6 Elect Richard K. Davis Mgmt For For For 7 Elect Kimberly J. Mgmt For For For Harris 8 Elect Roland Hernandez Mgmt For For For 9 Elect Doreen Woo Ho Mgmt For For For 10 Elect Olivia F. Kirtley Mgmt For For For 11 Elect Karen S. Lynch Mgmt For For For 12 Elect David B. O'Maley Mgmt For For For 13 Elect O'dell M. Owens Mgmt For For For 14 Elect Craig D. Schnuck Mgmt For For For 15 Elect Scott W. Wine Mgmt For Against Against 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ------------------------------------------------------------------------------------------------------------------------ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lloyd J Austin Mgmt For For For 2 Elect Diane M. Bryant Mgmt For For For 3 Elect John V. Faraci Mgmt For For For 4 Elect Jean-Pierre Mgmt For For For Garnier 5 Elect Gregory J. Hayes Mgmt For For For 6 Elect Edward A. Kangas Mgmt For For For 7 Elect Ellen J. Kullman Mgmt For For For 8 Elect Marshall O. Mgmt For For For Larsen 9 Elect Harold W. McGraw Mgmt For For For III 10 Elect Fredric G. Mgmt For For For Reynolds 11 Elect Brian C. Rogers Mgmt For For For 12 Elect Christine Todd Mgmt For For For Whitman 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/05/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William C. Mgmt For For For Ballard, Jr. 2 Elect Richard T. Burke Mgmt For For For 3 Elect Timothy P. Flynn Mgmt For For For 4 Elect Stephen J. Mgmt For For For Hemsley 5 Elect Michele J. Hooper Mgmt For For For 6 Elect Rodger A. Lawson Mgmt For For For 7 Elect Glenn M. Renwick Mgmt For Against Against 8 Elect Kenneth I. Shine Mgmt For For For 9 Elect Gail R. Wilensky Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ------------------------------------------------------------------------------------------------------------------------ Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Shellye L. Mgmt For For For Archambeau 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Richard L. Mgmt For For For Carrion 4 Elect Melanie L. Healey Mgmt For For For 5 Elect M. Frances Keeth Mgmt For For For 6 Elect Karl-Ludwig Kley Mgmt For For For 7 Elect Lowell C. McAdam Mgmt For For For 8 Elect Clarence Otis, Mgmt For For For Jr. 9 Elect Rodney E. Slater Mgmt For For For 10 Elect Kathryn A. Tesija Mgmt For For For 11 Elect Gregory D. Wasson Mgmt For For For 12 Elect Gregory G. Weaver Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 2017 Long-Term Mgmt For For For Incentive Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Committee 18 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting 20 Shareholder Proposal ShrHoldr Against Against For Regarding Clawback Policy 21 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age 22 Shareholder Proposal ShrHoldr Against Against For Regarding Limiting Matching Contributions for Executives
------------------------------------------------------------------------------------------------------------------------ Vulcan Materials Company Ticker Security ID: Meeting Date Meeting Status VMC CUSIP 929160109 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect O. B. Grayson Mgmt For For For Hall, Jr. 2 Elect James T. Mgmt For For For Prokopanko 3 Elect David P. Steiner Mgmt For For For 4 Elect Kathleen Mgmt For For For Wilson-Thompson 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John D. Baker II Mgmt For Against Against 2 Elect John S. Chen Mgmt For Against Against 3 Elect Lloyd H. Dean Mgmt For Against Against 4 Elect Elizabeth A. Duke Mgmt For For For 5 Elect Enrique Mgmt For Against Against Hernandez, Jr. 6 Elect Donald M. James Mgmt For For For 7 Elect Cynthia H. Mgmt For Against Against Milligan 8 Elect Karen B. Peetz Mgmt For For For 9 Elect Federico F. Pena Mgmt For For For 10 Elect James H. Quigley Mgmt For For For 11 Elect Stephen W. Sanger Mgmt For For For 12 Elect Ronald L. Sargent Mgmt For For For 13 Elect Timothy J. Sloan Mgmt For For For 14 Elect Susan Swenson Mgmt For Against Against 15 Elect Suzanne M. Mgmt For For For Vautrinot 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retail Banking Sales Practices Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 21 Shareholder Proposal ShrHoldr Against Against For Regarding Study Session to Address Divestiture of Non-Core Banking Assets 22 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay Equity Report 23 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 24 Shareholder Proposal ShrHoldr Against Against For Regarding Indigenous Peoples' Rights Policy
------------------------------------------------------------------------------------------------------------------------- Willis Towers Watson PLC Ticker Security ID: Meeting Date Meeting Status WLTW CUSIP G96629103 06/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Anna C. Catalano Mgmt For For For 2 Elect Victor F. Ganzi Mgmt For For For 3 Elect John J. Haley Mgmt For For For 4 Elect Wendy E. Lane Mgmt For For For 5 Elect James F. McCann Mgmt For Against Against 6 Elect Brendan R. Mgmt For For For O'Neill 7 Elect Jaymin Patel Mgmt For For For 8 Elect Linda D. Rabbitt Mgmt For For For 9 Elect Paul Thomas Mgmt For For For 10 Elect Jeffrey W. Ubben Mgmt For For For 11 Elect Wilhelm Zeller Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Amendment to Articles Mgmt For For For to adopt Proxy Access 16 Amendments to Adopt Mgmt For For For Plurality Voting Standard in Contested Elections 17 Authorization of Board Mgmt For For For to Set Board Size 18 Amendments to Advance Mgmt For For For Notice Provision and Other Amendments in Connection with Ireland Companies Act of 2014 19 Technical Amendments Mgmt For For For to Memorandum of Association 20 Authority to Issue Mgmt For For For Shares 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Ceredex Mid-Cap Value Equity Fund ------------------------------------------------------------------------------------------------------------------------ Affiliated Managers Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMG CUSIP 008252108 06/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Samuel T. Byrne Mgmt For For For 2 Elect Dwight D. Mgmt For For For Churchill 3 Elect Glenn Earle Mgmt For For For 4 Elect Niall Ferguson Mgmt For For For 5 Elect Sean M. Healey Mgmt For For For 6 Elect Tracy P. Mgmt For For For Palandjian 7 Elect Patrick T. Ryan Mgmt For Against Against 8 Elect Jide J. Zeitlin Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 11 Amendment to the Mgmt For For For Certificate of Incorporation to Permit Removal of Directors Without Cause 12 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Agilent Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status A CUSIP 00846U101 03/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Heidi Kunz Fields Mgmt For For For 2 Elect Sue H. Rataj Mgmt For For For 3 Elect George A. Scangos Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Alaska Air Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALK CUSIP 011659109 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Patricia M. Mgmt For For For Bedient 2 Elect Marion C. Blakey Mgmt For For For 3 Elect Phyllis J. Mgmt For For For Campbell 4 Elect Dhiren Fonseca Mgmt For For For 5 Elect Jessie J. Mgmt For For For Knight, Jr. 6 Elect Dennis F. Madsen Mgmt For For For 7 Elect Helvi K. Sandvik Mgmt For For For 8 Elect J. Kenneth Mgmt For For For Thompson 9 Elect Bradley D. Tilden Mgmt For For For 10 Elect Eric K. Yeaman Mgmt For Against Against 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Increase of Authorized Mgmt For For For Common Stock 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------ Allison Transmission Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ALSN CUSIP 01973R101 05/11/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stan A. Askren Mgmt For Against Against 2 Elect Lawrence E. Dewey Mgmt For For For 3 Elect David C. Everitt Mgmt For For For 4 Elect Alvaro Mgmt For For For Garcia-Tunon 5 Elect William R. Harker Mgmt For For For 6 Elect Richard P. Lavin Mgmt For For For 7 Elect Thomas W. Rabaut Mgmt For For For 8 Elect Francis Raborn Mgmt For For For 9 Elect Richard V. Mgmt For For For Reynolds 10 Elect James A. Star Mgmt For For For 11 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ American Campus Communities, Inc. Ticker Security ID: Meeting Date Meeting Status ACC CUSIP 024835100 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William C. Mgmt For For For Bayless, Jr. 2 Elect Blakeley W. Mgmt For For For Chandlee III 3 Elect G. Steven Dawson Mgmt For For For 4 Elect Cydney C. Donnell Mgmt For For For 5 Elect Dennis G. Lopez Mgmt For For For 6 Elect Edward Lowenthal Mgmt For For For 7 Elect Oliver Luck Mgmt For For For 8 Elect C. Patrick Oles Mgmt For For For Jr. 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ American Water Works Company, Inc. Ticker Security ID: Meeting Date Meeting Status AWK CUSIP 030420103 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Julie A. Dobson Mgmt For For For 2 Elect Paul J. Evanson Mgmt For For For 3 Elect Martha Clark Goss Mgmt For For For 4 Elect Veronica M. Hagen Mgmt For For For 5 Elect Julia L. Johnson Mgmt For For For 6 Elect Karl F. Kurz Mgmt For For For 7 Elect George MacKenzie Mgmt For For For 8 Elect Susan N. Story Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 11 Approval of the 2017 Mgmt For For For Omnibus Equity Plan 12 Approval of the 2017 Mgmt For For For Non-qualified Employee Stock Option Plan 13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ornella Barra Mgmt For For For 2 Elect Steven H. Collis Mgmt For For For 3 Elect Douglas R. Conant Mgmt For For For 4 Elect D. Mark Durcan Mgmt For For For 5 Elect Richard W. Mgmt For For For Gochnauer 6 Elect Lon R. Greenberg Mgmt For For For 7 Elect Jane E. Henney Mgmt For For For 8 Elect Kathleen Hyle Mgmt For For For 9 Elect Michael J. Long Mgmt For For For 10 Elect Henry W. McGee Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Amendments to Mgmt For For For Certificate of Incorporation To Permit Removal of Directors Without Cause ------------------------------------------------------------------------------------------------------------------------ AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas A. Amato Mgmt For For For 2 Elect Anthony J. Conti Mgmt For For For 3 Elect Frank S. Hermance Mgmt For For For 4 Elect Gretchen W. Mgmt For For For McClain 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Vincent T. Roche Mgmt For For For 3 Elect James A. Champy Mgmt For For For 4 Elect Bruce R. Evans Mgmt For For For 5 Elect Edward H. Frank Mgmt For For For 6 Elect Mark M. Little Mgmt For For For 7 Elect Neil S. Novich Mgmt For For For 8 Elect Kenton J. Mgmt For For For Sicchitano 9 Elect Lisa T. Su Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Judy Bruner Mgmt For For For 2 Elect Eric Chen Mgmt For For For 3 Elect Aart J. de Geus Mgmt For For For 4 Elect Gary E. Dickerson Mgmt For For For 5 Elect Stephen R. Mgmt For For For Forrest 6 Elect Thomas J. Mgmt For For For Iannotti 7 Elect Alexander A. Mgmt For For For Karsner 8 Elect Adrianna C. Ma Mgmt For For For 9 Elect Dennis D. Powell Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Amendment to Employee Mgmt For For For Stock Incentive Plan 13 Approval of the 162(m) Mgmt For For For Senior Executive Bonus Plan 14 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 09/07/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization into a Mgmt For For For Holding Company Structure and Reincorporation from Kentucky to Delaware 2 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ BankUnited Inc. Ticker Security ID: Meeting Date Meeting Status BKU CUSIP 06652K103 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John A. Kanas Mgmt For For For 1.2 Elect Rajinder P. Singh Mgmt For For For 1.3 Elect Tere Blanca Mgmt For For For 1.4 Elect Eugene F. DeMark Mgmt For For For 1.5 Elect Michael J. Mgmt For For For Dowling 1.6 Elect Douglas J. Pauls Mgmt For For For 1.7 Elect A. Gail Prudenti Mgmt For For For 1.8 Elect Sanjiv Sobti Mgmt For For For 1.9 Elect A. Robert Towbin Mgmt For For For 1.10 Elect Lynne Wines Mgmt For For For 2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/03/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Dorothy M. Ables Mgmt For For For 2 Elect Rhys J. Best Mgmt For For For 3 Elect Robert S. Boswell Mgmt For For For 4 Elect Dan O. Dinges Mgmt For For For 5 Elect Robert Kelley Mgmt For For For 6 Elect W. Matt Ralls Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/16/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bennett Dorrance Mgmt For For For 2 Elect Randall W. Mgmt For For For Larrimore 3 Elect Marc B. Mgmt For For For Lautenbach 4 Elect Mary Alice D. Mgmt For For For Malone 5 Elect Sara Mathew Mgmt For For For 6 Elect Keith R. Mgmt For For For McLoughlin 7 Elect Denise M. Mgmt For For For Morrison 8 Elect Charles R. Perrin Mgmt For For For 9 Elect Nick Shreiber Mgmt For For For 10 Elect Tracey T. Travis Mgmt For For For 11 Elect Archbold D. van Mgmt For For For Beuren 12 Elect Les C. Vinney Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ CenturyLink, Inc. Ticker Security ID: Meeting Date Meeting Status CTL CUSIP 156700106 03/16/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ CenturyLink, Inc. Ticker Security ID: Meeting Date Meeting Status CTL CUSIP 156700106 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Martha H. Bejar Mgmt For For For 1.2 Elect Virginia Boulet Mgmt For For For 1.3 Elect Peter C. Brown Mgmt For For For 1.4 Elect W. Bruce Hanks Mgmt For For For 1.5 Elect Mary L. Landrieu Mgmt For For For 1.6 Elect Harvey P. Perry Mgmt For For For 1.7 Elect Glen F. Post III Mgmt For For For 1.8 Elect Michael J. Mgmt For For For Roberts 1.9 Elect Laurie A. Siegel Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement Age 6 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report (1) 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report (2)
------------------------------------------------------------------------------------------------------------------------ Cigna Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David M. Cordani Mgmt For For For 2 Elect Eric J. Foss Mgmt For For For 3 Elect Isaiah Harris, Mgmt For For For Jr. 4 Elect Jane E. Henney Mgmt For For For 5 Elect Roman Martinez IV Mgmt For For For 6 Elect Donna F. Zarcone Mgmt For For For 7 Elect William D. Mgmt For For For Zollars 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 10 Amendment to the Cigna Mgmt For For For Long-Term Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ------------------------------------------------------------------------------------------------------------------------ CIT Group Inc. Ticker Security ID: Meeting Date Meeting Status CIT CUSIP 125581801 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ellen R. Alemany Mgmt For For For 2 Elect Michael L. Mgmt For For For Brosnan 3 Elect Michael A. Mgmt For For For Carpenter 4 Elect Dorene C. Mgmt For For For Dominguez 5 Elect Alan Frank Mgmt For For For 6 Elect William M. Mgmt For For For Freeman 7 Elect R. Brad Oates Mgmt For For For 8 Elect Marianne M. Parrs Mgmt For For For 9 Elect Gerald Rosenfeld Mgmt For For For 10 Elect John R. Ryan Mgmt For For For 11 Elect Sheila A. Stamps Mgmt For For For 12 Elect Laura S. Unger Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Citizens Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status CFG CUSIP 174610105 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bruce Van Saun Mgmt For For For 2 Elect Mark S. Casady Mgmt For For For 3 Elect Christine M. Mgmt For For For Cumming 4 Elect Anthony Di Iorio Mgmt For For For 5 Elect William P. Mgmt For Against Against Hankowsky 6 Elect Howard W. Hanna Mgmt For For For III 7 Elect Leo I. Higdon, Mgmt For For For Jr. 8 Elect Charles J. Koch Mgmt For For For 9 Elect Arthur F. Ryan Mgmt For For For 10 Elect Shivan S. Mgmt For For For Subramaniam 11 Elect Wendy A. Watson Mgmt For For For 12 Elect Marita Zuraitis Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/05/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jon E. Barfield Mgmt For For For 2 Elect Deborah H. Butler Mgmt For For For 3 Elect Kurt L. Darrow Mgmt For For For 4 Elect Stephen E. Ewing Mgmt For For For 5 Elect William D. Harvey Mgmt For For For 6 Elect Philip R. Mgmt For For For Lochner, Jr. 7 Elect Patricia K. Poppe Mgmt For For For 8 Elect John G. Russell Mgmt For For For 9 Elect Myrna M. Soto Mgmt For For For 10 Elect John G. Sznewajs Mgmt For For For 11 Elect Laura H. Wright Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 15 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Cooper Companies, Inc. Ticker Security ID: Meeting Date Meeting Status COO CUSIP 216648402 03/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect A. Thomas Bender Mgmt For For For 2 Elect Colleen E. Jay Mgmt For For For 3 Elect Michael H. Mgmt For For For Kalkstein 4 Elect William A. Kozy Mgmt For For For 5 Elect Jody S. Lindell Mgmt For For For 6 Elect Gary S. Mgmt For For For Petersmeyer 7 Elect Allan E. Mgmt For For For Rubenstein 8 Elect Robert S. Weiss Mgmt For For For 9 Elect Stanley Zinberg Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of the 2017 Mgmt For For For Executive Incentive Program 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Core Laboratories N.V. Ticker Security ID: Meeting Date Meeting Status CLB CUSIP N22717107 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David M. Demshur Mgmt For For For 2 Elect Jan W. Sodderland Mgmt For For For 3 Elimination of Mgmt For For For Supermajority Requirement 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Accounts and Reports Mgmt For For For 7 Cancellation of Mgmt For For For Repurchased Shares 8 Extension and Renewal Mgmt For For For of Exisiting Authority to Repurchase Shares 9 Extension of Authority Mgmt For For For to Issue Shares w/ Preemptive Rights 10 Extension of Authority Mgmt For For For to Issue Shares w/o Preemptive Rights
------------------------------------------------------------------------------------------------------------------------- Cousins Properties Incorporated Ticker Security ID: Meeting Date Meeting Status CUZ CUSIP 222795106 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charles T. Mgmt For For For Cannada 2 Elect Edward M. Casal Mgmt For For For 3 Elect Robert M. Chapman Mgmt For For For 4 Elect Lawrence L. Mgmt For For For Gellerstedt, III 5 Elect Lillian C. Mgmt For For For Giornelli 6 Elect S. Taylor Glover Mgmt For For For 7 Elect Donna W. Hyland Mgmt For For For 8 Elect Brenda J. Mixson Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- Cypress Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status CY CUSIP 232806109 03/24/2017 Voted Meeting Type Country of Trade Consent United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elimination of Mgmt For For For Cumulative Voting ------------------------------------------------------------------------------------------------------------------------- Cypress Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status CY CUSIP 232806109 06/20/2017 Take No Action Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect J. Daniel Mgmt N/A TNA N/A McCranie 1.2 Elect Camillo Martino Mgmt N/A TNA N/A 1.3 Elect W. Steve Albrecht Mgmt N/A TNA N/A 1.4 Elect Hassane El-Khoury Mgmt N/A TNA N/A 1.5 Elect Oh Chul Kwon Mgmt N/A TNA N/A 1.6 Elect Wilbert van den Mgmt N/A TNA N/A Hoek 1.7 Elect Michael S. Mgmt N/A TNA N/A Wishart 2 Ratification of Auditor Mgmt N/A TNA N/A 3 Advisory Vote on Mgmt N/A TNA N/A Executive Compensation 4 Frequency of Advisory Mgmt N/A TNA N/A Vote on Executive Compensation 5 Amendment to the 2013 Mgmt N/A TNA N/A Stock Plan
------------------------------------------------------------------------------------------------------------------------- Cypress Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status CY CUSIP 232806109 06/20/2017 Voted Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect W. Steve Albrecht Mgmt For For For 1.2 Elect Eric A. Benhamou Mgmt For For For 1.3 Elect H. Raymond Mgmt For For For Bingham 1.4 Elect Hassane El-Khoury Mgmt For For For 1.5 Elect Oh Chul Kwon Mgmt For For For 1.6 Elect Wilbert van den Mgmt For For For Hoek 1.7 Elect Michael S. Mgmt For For For Wishart 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Amendment to the 2013 Mgmt For For For Stock Plan ------------------------------------------------------------------------------------------------------------------------- CyrusOne Inc. Ticker Security ID: Meeting Date Meeting Status CONE CUSIP 23283R100 04/28/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gary J. Wojtaszek Mgmt For For For 1.2 Elect David H. Ferdman Mgmt For For For 1.3 Elect John W. Gamble, Mgmt For For For Jr 1.4 Elect Michael A. Klayko Mgmt For For For 1.5 Elect T. Tod Nielsen Mgmt For For For 1.6 Elect Alex Shumate Mgmt For For For 1.7 Elect William E. Mgmt For Withhold Against Sullivan 1.8 Elect Lynn A. Wentworth Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/07/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Barbara M. Mgmt For For For Baumann 1.2 Elect John E. Mgmt For For For Bethancourt 1.3 Elect David A. Hager Mgmt For For For 1.4 Elect Robert H. Henry Mgmt For For For 1.5 Elect Michael M. Mgmt For For For Kanovsky 1.6 Elect Robert A. Mgmt For For For Mosbacher, Jr. 1.7 Elect Duane C. Radtke Mgmt For For For 1.8 Elect Mary P. Mgmt For For For Ricciardello 1.9 Elect John Richels Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Approval of the Annual Mgmt For For For Incentive Compensation Plan 6 Approval of the 2017 Mgmt For For For Long Term Incentive Plan 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Related to Energy Policy and Climate Change 8 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Policy Risk 9 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Reserves Metrics in Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Donaldson Company, Inc. Ticker Security ID: Meeting Date Meeting Status DCI CUSIP 257651109 11/18/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Michael J. Mgmt For For For Hoffman 1.2 Elect Douglas A. Milroy Mgmt For For For 1.3 Elect Willard D. Mgmt For For For Oberton 1.4 Elect John P. Wiehoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Eagle Materials Inc. Ticker Security ID: Meeting Date Meeting Status EXP CUSIP 26969P108 08/04/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Martin M. Ellen Mgmt For For For 2 Elect David B. Powers Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Edison International Ticker Security ID: Meeting Date Meeting Status EIX CUSIP 281020107 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Vanessa C.L. Mgmt For For For Chang 2 Elect Louis Hernandez, Mgmt For For For Jr. 3 Elect James T. Morris Mgmt For For For 4 Elect Pedro J. Pizarro Mgmt For For For 5 Elect Linda G. Stuntz Mgmt For Against Against 6 Elect William P. Mgmt For For For Sullivan 7 Elect Ellen O. Tauscher Mgmt For For For 8 Elect Peter J. Taylor Mgmt For For For 9 Elect Brett White Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw ------------------------------------------------------------------------------------------------------------------------ Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP G3157S106 05/22/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Roxanne J. Decyk Mgmt For For For 3 Elect Mary Francis Mgmt For For For 4 Elect C. Christopher Mgmt For Against Against Gaut 5 Elect Gerald W. Haddock Mgmt For For For 6 Elect Francis S. Kalman Mgmt For For For 7 Elect Keith O. Rattie Mgmt For For For 8 Elect Paul E. Rowsey Mgmt For For For III 9 Elect Carl G. Trowell Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Appointment of U.K. Mgmt For For For Auditor 12 Authority to Set U.K. Mgmt For For For Auditor's Fees 13 Amendment to the 2012 Mgmt For For For Long-Term Incentive Plan 14 Remuneration Policy Mgmt For For For (UK - Binding) 15 Remuneration Report Mgmt For For For (UK -- Advisory) 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 18 Accounts and Reports Mgmt For For For 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights for General Purposes 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights for Specified Purposes
------------------------------------------------------------------------------------------------------------------------ Fair Isaac Corporation Ticker Security ID: Meeting Date Meeting Status FICO CUSIP 303250104 02/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Braden R Kelly Mgmt For For For 2 Elect A. George Battle Mgmt For For For 3 Elect Mark Begor Mgmt For For For 4 Elect Greg G. Gianforte Mgmt For For For 5 Elect James D. Kirsner Mgmt For For For 6 Elect William J. Mgmt For For For Lansing 7 Elect Marc F. McMorris Mgmt For For For 8 Elect Joanna Rees Mgmt For For For 9 Elect David A. Rey Mgmt For For For 10 Amendment to the Long Mgmt For For For Term Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Fortive Corporation Ticker Security ID: Meeting Date Meeting Status FTV CUSIP 34959J108 06/06/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kate D. Mitchell Mgmt For For For 2 Elect Israel Ruiz Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 6 Repeal of Classified Mgmt For For For Board ------------------------------------------------------------------------------------------------------------------------ Great Plains Energy Incorporated Ticker Security ID: Meeting Date Meeting Status GXP CUSIP 391164100 05/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Terry D. Bassham Mgmt For For For 1.2 Elect David L. Bodde Mgmt For For For 1.3 Elect Randall C. Mgmt For For For Ferguson, Jr. 1.4 Elect Gary D. Forsee Mgmt For For For 1.5 Elect Scott D. Grimes Mgmt For For For 1.6 Elect Thomas D. Hyde Mgmt For For For 1.7 Elect Ann D. Murtlow Mgmt For For For 1.8 Elect Sandra J. Price Mgmt For For For 1.9 Elect John J. Sherman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy Report 6 Shareholder Proposal ShrHoldr Against Against For Regarding Political Spending Report
------------------------------------------------------------------------------------------------------------------------ Harris Corporation Ticker Security ID: Meeting Date Meeting Status HRS CUSIP 413875105 10/28/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James F. Albaugh Mgmt For For For 2 Elect William M. Brown Mgmt For For For 3 Elect Peter W. Mgmt For For For Chiarelli 4 Elect Thomas A. Dattilo Mgmt For For For 5 Elect Roger Fradin Mgmt For For For 6 Elect Terry D. Growcock Mgmt For For For 7 Elect Lewis Hay, III Mgmt For For For 8 Elect Vyomesh Joshi Mgmt For For For 9 Elect Leslie F. Kenne Mgmt For For For 10 Elect James C. Stoffel Mgmt For For For 11 Elect Gregory T. Mgmt For For For Swienton 12 Elect Hansel E. Tookes Mgmt For For For II 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Hartford Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status HIG CUSIP 416515104 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert B. Mgmt For For For Allardice, III 2 Elect Trevor Fetter Mgmt For For For 3 Elect Kathryn A. Mgmt For For For Mikells 4 Elect Michael G. Morris Mgmt For For For 5 Elect Thomas A. Renyi Mgmt For For For 6 Elect Julie G. Mgmt For For For Richardson 7 Elect Teresa W. Mgmt For For For Roseborough 8 Elect Virginia P. Mgmt For For For Ruesterholz 9 Elect Charles B. Mgmt For For For Strauss 10 Elect Christopher J. Mgmt For For For Swift 11 Elect H. Patrick Mgmt For For For Swygert 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUBB CUSIP 443510607 05/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Carlos M. Cardoso Mgmt For For For 1.2 Elect Anthony J. Guzzi Mgmt For For For 1.3 Elect Neal J. Keating Mgmt For For For 1.4 Elect John F. Malloy Mgmt For For For 1.5 Elect Judith F. Marks Mgmt For For For 1.6 Elect David G. Nord Mgmt For For For 1.7 Elect John G. Russell Mgmt For For For 1.8 Elect Steven R. Shawley Mgmt For For For 1.9 Elect Richard J. Swift Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Humana Inc. Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 04/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kurt J. Hilzinger Mgmt For For For 2 Elect Bruce D. Mgmt For For For Broussard 3 Elect Frank A. D'Amelio Mgmt For For For 4 Elect W. Roy Dunbar Mgmt For For For 5 Elect David A. Jones Mgmt For For For Jr. 6 Elect William J. Mgmt For For For McDonald 7 Elect William E. Mgmt For For For Mitchell 8 Elect David B. Nash Mgmt For For For 9 Elect James J. O'Brien Mgmt For For For 10 Elect Marissa T. Mgmt For For For Peterson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ------------------------------------------------------------------------------------------------------------------------ International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David J. Bronczek Mgmt For For For 2 Elect William J. Burns Mgmt For For For 3 Elect Ahmet Cemal Mgmt For For For Dorduncu 4 Elect Ilene S. Gordon Mgmt For Against Against 5 Elect Jay L. Johnson Mgmt For For For 6 Elect Stacey J. Mobley Mgmt For For For 7 Elect Kathryn D. Mgmt For For For Sullivan 8 Elect Mark S. Sutton Mgmt For For For 9 Elect John L. Mgmt For For For Townsend, III 10 Elect William G. Walter Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Elect Ray G. Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control
------------------------------------------------------------------------------------------------------------------------ Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 08/17/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For Against Against Golden Parachutes ------------------------------------------------------------------------------------------------------------------------ Keycorp Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493267108 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Austin A. Adams Mgmt For For For 2 Elect Bruce D. Mgmt For For For Broussard 3 Elect Charles P. Cooley Mgmt For For For 4 Elect Gary M. Crosby Mgmt For For For 5 Elect Alexander M. Mgmt For For For Cutler 6 Elect H. James Dallas Mgmt For For For 7 Elect Elizabeth R. Gile Mgmt For For For 8 Elect Ruth Ann M. Mgmt For For For Gillis 9 Elect William G. Mgmt For For For Gisel, Jr. 10 Elect Carlton L. Mgmt For For For Highsmith 11 Elect Richard J. Hipple Mgmt For For For 12 Elect Kristen L. Manos Mgmt For For For 13 Elect Beth E. Mooney Mgmt For For For 14 Elect Demos Parneros Mgmt For For For 15 Elect Barbara R. Snyder Mgmt For For For 16 Elect David K. Wilson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 20 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair ------------------------------------------------------------------------------------------------------------------------ Lazard Ltd Ticker Security ID: Meeting Date Meeting Status LAZ CUSIP G54050102 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kenneth M. Jacobs Mgmt For For For 1.2 Elect Michelle Jarrard Mgmt For For For 1.3 Elect Philip A. Laskawy Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting
------------------------------------------------------------------------------------------------------------------------ Life Storage, Inc. Ticker Security ID: Meeting Date Meeting Status LSI CUSIP 53223X107 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert J. Attea Mgmt For For For 1.2 Elect Kenneth F. Myszka Mgmt For For For 1.3 Elect Charles E. Lannon Mgmt For For For 1.4 Elect Stephen R. Mgmt For For For Rusmisel 1.5 Elect Arthur L. Mgmt For For For Havener, Jr. 1.6 Elect Mark G. Barberio Mgmt For For For 2 Amendment to Bylaws to Mgmt For For For Enable Shareholders to Make Amendments 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Macquarie Infrastructure Corporation Ticker Security ID: Meeting Date Meeting Status MIC CUSIP 55608B105 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Norman H. Brown, Mgmt For For For Jr. 2 Elect George W. Mgmt For For For Carmany, III 3 Elect Ronald Kirk Mgmt For For For 4 Elect Henry E. Lentz Mgmt For For For 5 Elect Ouma Sananikone Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Steven A. Davis Mgmt For For For 2 Elect Gary R. Heminger Mgmt For For For 3 Elect J. Michael Stice Mgmt For For For 4 Elect John P. Surma Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Approval of Mgmt For For For 162(m)-related provisions of the Amended and Restated 2012 Incentive Compensation Plan 8 Shareholder Proposal ShrHoldr Against Against For Regarding Indigenous Rights Risk 9 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Report 10 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ------------------------------------------------------------------------------------------------------------------------ Martin Marietta Materials, Inc. Ticker Security ID: Meeting Date Meeting Status MLM CUSIP 573284106 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sue W. Cole Mgmt For For For 2 Elect Michael J. Mgmt For For For Quillen 3 Elect John J. Koraleski Mgmt For For For 4 Elect Stephen P. Mgmt For For For Zelnak, Jr. 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 8 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------ MB Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MBFI CUSIP 55264U108 05/23/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David P. Bolger Mgmt For For For 2 Elect C. Bryan Daniels Mgmt For For For 3 Elect Mitchell S. Mgmt For For For Feiger 4 Elect Sunil Garg Mgmt For For For 5 Elect Charles J. Gries Mgmt For For For 6 Elect James N. Hallene Mgmt For For For 7 Elect Thomas H. Harvey Mgmt For For For 8 Elect Richard J. Mgmt For For For Holmstrom 9 Elect Karen J. May Mgmt For For For 10 Elect Ronald D. Santo Mgmt For For For 11 Elect Jennifer W. Mgmt For For For Steans 12 Elect Renee Togher Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Medical Properties Trust, Inc. Ticker Security ID: Meeting Date Meeting Status MPW CUSIP 58463J304 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edward K. Aldag, Mgmt For For For Jr. 2 Elect G. Steven Dawson Mgmt For For For 3 Elect R. Steven Hamner Mgmt For Against Against 4 Elect William McKenzie Mgmt For For For 5 Elect C. Reynolds Mgmt For For For Thompson, III 6 Elect D. Paul Sparks Mgmt For For For Jr. 7 Elect D. Michael G. Mgmt For For For Stewart 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Mid-America Apartment Communities, Inc. Ticker Security ID: Meeting Date Meeting Status MAA CUSIP 59522J103 11/10/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAP CUSIP 60871R209 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Roger G. Eaton Mgmt For For For 1.2 Elect Charles M. Mgmt For For For Herington 1.3 Elect H. Sanford Riley Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ National Retail Properties, Inc. Ticker Security ID: Meeting Date Meeting Status NNN CUSIP 637417106 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Pamela K. M. Mgmt For For For Beall 1.2 Elect Steven Cosler Mgmt For For For 1.3 Elect Don DeFosset Mgmt For For For 1.4 Elect David M. Fick Mgmt For For For 1.5 Elect Edward J. Fritsch Mgmt For For For 1.6 Elect Kevin B. Habicht Mgmt For Withhold Against 1.7 Elect Robert C. Legler Mgmt For For For 1.8 Elect Sam L. Susser Mgmt For For For 1.9 Elect Julian E. Mgmt For For For Whitehurst 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Approval of the 2017 Mgmt For For For Performance Incentive Plan 5 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey L. Mgmt For For For Berenson 2 Elect Michael A. Cawley Mgmt For For For 3 Elect Edward F. Cox Mgmt For For For 4 Elect James E. Craddock Mgmt For Against Against 5 Elect Thomas J. Edelman Mgmt For For For 6 Elect Kirby L. Hedrick Mgmt For For For 7 Elect David L. Stover Mgmt For For For 8 Elect Scott D. Urban Mgmt For For For 9 Elect William T. Van Mgmt For For For Kleef 10 Elect Molly K. Mgmt For For For Williamson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Approval of the 2017 Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Policy Risk Report ------------------------------------------------------------------------------------------------------------------------ Parkway Properties, Inc. Ticker Security ID: Meeting Date Meeting Status PKY CUSIP 70159Q104 08/23/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting
------------------------------------------------------------------------------------------------------------------------ Patterson-UTI Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PTEN CUSIP 703481101 04/20/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ Patterson-UTI Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PTEN CUSIP 703481101 06/29/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mark S. Siegel Mgmt For For For 1.2 Elect Charles O. Mgmt For For For Buckner 1.3 Elect Michael W. Conlon Mgmt For For For 1.4 Elect William A Mgmt For For For Hendricks, Jr. 1.5 Elect Curtis W. Huff Mgmt For For For 1.6 Elect Terry H. Hunt Mgmt For For For 1.7 Elect Tiffany J. Thom Mgmt For For For 2 Amendment to the 2014 Mgmt For For For Long-Term Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Pentair plc Ticker Security ID: Meeting Date Meeting Status PNR CUSIP G7S00T104 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect Jerry W. Burris Mgmt For For For 3 Elect Carol Anthony Mgmt For For For Davidson 4 Elect Jacques Esculier Mgmt For For For 5 Elect Edward P. Garden Mgmt For For For 6 Elect T. Michael Glenn Mgmt For For For 7 Elect David H. Y. Ho Mgmt For For For 8 Elect Randall J. Hogan Mgmt For For For III 9 Elect David A. Jones Mgmt For For For 10 Elect Ronald L. Mgmt For For For Merriman 11 Elect William T. Mgmt For For For Monahan 12 Elect Billie I. Mgmt For For For Williamson 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Appointment of Auditor Mgmt For For For and Authority to Set Fees 16 Authorize Price Range Mgmt For For For at Which the Company Can Re-Allot Treasury Shares Under Irish Law 17 Proxy Access Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/30/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lewis Chew Mgmt For For For 2 Elect Anthony F. Mgmt For For For Earley, Jr. 3 Elect Fred J. Fowler Mgmt For For For 4 Elect Jeh C. Johnson Mgmt For For For 5 Elect Richard C. Kelly Mgmt For For For 6 Elect Roger H. Kimmel Mgmt For For For 7 Elect Richard A. Mgmt For For For Meserve 8 Elect Forrest E. Miller Mgmt For For For 9 Elect Eric D. Mullins Mgmt For For For 10 Elect Rosendo G. Parra Mgmt For For For 11 Elect Barbara L. Rambo Mgmt For For For 12 Elect Anne Shen Smith Mgmt For For For 13 Elect Geisha J. Mgmt For For For Williams 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Contributions ------------------------------------------------------------------------------------------------------------------------ Prologis, Inc. Ticker Security ID: Meeting Date Meeting Status PLD CUSIP 74340W103 05/03/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Hamid R. Moghadam Mgmt For For For 2 Elect George L. Mgmt For For For Fotiades 3 Elect Lydia H. Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Irving F. Lyons Mgmt For For For III 6 Elect David P. O'Connor Mgmt For For For 7 Elect Olivier Piani Mgmt For For For 8 Elect Jeffrey L. Mgmt For For For Skelton 9 Elect Carl B. Webb Mgmt For For For 10 Elect William D. Mgmt For For For Zollars 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Ralph Lauren Corporation Ticker Security ID: Meeting Date Meeting Status RL CUSIP 751212101 08/11/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Frank A. Mgmt For For For Bennack, Jr. 1.2 Elect Joel L. Fleishman Mgmt For For For 1.3 Elect Hubert Joly Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2010 Mgmt For For For Long-Term Stock Incentive Plan
------------------------------------------------------------------------------------------------------------------------ Retail Opportunity Investments Corp. Ticker Security ID: Meeting Date Meeting Status ROIC CUSIP 76131N101 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard Baker Mgmt For For For 1.2 Elect Michael J. Mgmt For For For Indiveri 1.3 Elect Edward H. Meyer Mgmt For Withhold Against 1.4 Elect Lee S. Neibart Mgmt For For For 1.5 Elect Charles J. Mgmt For For For Persico 1.6 Elect Laura H. Mgmt For For For Pomerantz 1.7 Elect Stuart A. Tanz Mgmt For For For 1.8 Elect Eric S. Zorn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt For 3 Years N/A Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Rockwell Automation, Inc. Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903109 02/07/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Steven R. Mgmt For For For Kalmanson 1.2 Elect James P. Keane Mgmt For For For 1.3 Elect Blake D. Moret Mgmt For For For 1.4 Elect Donald R. Parfet Mgmt For For For 1.5 Elect Thomas W. Mgmt For For For Rosamilia 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Rockwell Collins Inc. Ticker Security ID: Meeting Date Meeting Status COL CUSIP 774341101 02/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Chris A. Davis Mgmt For For For 1.2 Elect Ralph E. Eberhart Mgmt For For For 1.3 Elect David Lilley Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Rockwell Collins Inc. Ticker Security ID: Meeting Date Meeting Status COL CUSIP 774341101 03/09/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Stock Issuance for Mgmt For For For Merger 2 Right to Adjourn Mgmt For For For Meeting
------------------------------------------------------------------------------------------------------------------------ Sabre Corporation Ticker Security ID: Meeting Date Meeting Status SABR CUSIP 78573M104 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Renee J. James Mgmt For For For 1.2 Elect Gary Kusin Mgmt For For For 1.3 Elect Sean Menke Mgmt For For For 1.4 Elect Greg Mondre Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Mgmt For For For Vote for Election of Directors ------------------------------------------------------------------------------------------------------------------------ Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect Kathleen L. Brown Mgmt For For For 3 Elect Andres Conesa Mgmt For For For 4 Elect Maria Mgmt For For For Contreras-Sweet 5 Elect Pablo A. Ferrero Mgmt For For For 6 Elect William D. Jones Mgmt For For For 7 Elect Bethany J. Mayer Mgmt For For For 8 Elect William G. Ouchi Mgmt For For For 9 Elect Debra L. Reed Mgmt For For For 10 Elect William C. Mgmt For For For Rusnack 11 Elect Lynn Schenk Mgmt For For For 12 Elect Jack T. Taylor Mgmt For For For 13 Elect James C. Yardley Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Arthur F. Anton Mgmt For For For 2 Elect David F. Hodnik Mgmt For For For 3 Elect Thomas G. Kadien Mgmt For Abstain Against 4 Elect Richard J. Kramer Mgmt For For For 5 Elect Susan J. Kropf Mgmt For For For 6 Elect John G. Morikis Mgmt For For For 7 Elect Christine A. Poon Mgmt For For For 8 Elect John M. Stropki, Mgmt For For For Jr. 9 Elect Michael H. Thaman Mgmt For For For 10 Elect Matthew Thornton Mgmt For For For 11 Elect Steven H. Wunning Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Amendment to the 2007 Mgmt For For For Executive Annual Performance Bonus Plan 15 Amendment to the 2006 Mgmt For For For Equity and Performance Incentive Plan 16 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------- Steris Plc Ticker Security ID: Meeting Date Meeting Status STE CUSIP G84720104 08/02/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard C. Mgmt For For For Breeden 2 Elect Cynthia Feldmann Mgmt For For For 3 Elect Jacqueline B. Mgmt For For For Kosecoff 4 Elect David B. Lewis Mgmt For For For 5 Elect Sir Duncan K. Mgmt For For For Nichol 6 Elect Walter M Mgmt For For For Rosebrough, Jr. 7 Elect Mohsen M. Sohi Mgmt For For For 8 Elect Richard M. Mgmt For For For Steeves 9 Elect John P. Wareham Mgmt For For For 10 Elect Loyal W. Wilson Mgmt For For For 11 Elect Michael B. Wood Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Ratification of Mgmt For For For Statutory Auditor 14 Authority to Set Mgmt For For For Auditor's Fees 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Directors' Mgmt For For For Remuneration Report (Advisory) 17 Directors' Mgmt For For For Remuneration Policy (Binding) 18 Senior Executive Mgmt For For For Management Incentive Compensation Plan 19 Amendment to the Mgmt For For For Long-Term Equity Incentive Plan 20 General Authority to Mgmt For For For Purchase Shares Off-Market 21 Authority to Purchase Mgmt For For For One Ordinary Share Off-Market 22 Elimination of Mgmt For For For Supermajority Voting Requirements 23 Ratification of Mgmt For For For Interim Dividend Payment and Release of Claims ------------------------------------------------------------------------------------------------------------------------- Synchrony Financial Ticker Security ID: Meeting Date Meeting Status SYF CUSIP 87165B103 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Margaret M. Keane Mgmt For For For 2 Elect Paget L. Alves Mgmt For For For 3 Elect Arthur W. Mgmt For For For Coviello, Jr. 4 Elect William W. Mgmt For For For Graylin 5 Elect Roy A. Guthrie Mgmt For For For 6 Elect Richard C. Mgmt For For For Hartnack 7 Elect Jeffrey G. Naylor Mgmt For For For 8 Elect Laurel J. Richie Mgmt For For For 9 Elect Olympia J. Snowe Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2014 Mgmt For For For Long-Term Incentive Plan 12 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- Taubman Centers Inc. Ticker Security ID: Meeting Date Meeting Status TCO CUSIP 876664103 06/01/2017 Take No Action Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert S. Taubman Mgmt For TNA N/A 1.2 Elect Cia Buckley Mgmt For TNA N/A Marakovits 1.3 Elect Myron E. Ullman, Mgmt For TNA N/A III 2 Ratification of Auditor Mgmt For TNA N/A 3 Advisory Vote on Mgmt For TNA N/A Executive Compensation 4 Frequency of Advisory Mgmt 1 Year TNA Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------- Taubman Centers Inc. Ticker Security ID: Meeting Date Meeting Status TCO CUSIP 876664103 06/01/2017 Voted Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Charles Elson Mgmt N/A For N/A 1.2 Elect Jonathan Litt Mgmt N/A For N/A 1.3 Elect Management Mgmt N/A For N/A Nominee Cia Buckley Marakovits 2 Ratification of Auditor Mgmt N/A For N/A 3 Advisory Vote on Mgmt N/A For N/A Executive Compensation 4 Frequency of Advisory Mgmt N/A 3 Years N/A Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------- Textron Inc. Ticker Security ID: Meeting Date Meeting Status TXT CUSIP 883203101 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Scott C. Donnelly Mgmt For For For 2 Elect Kathleen M. Bader Mgmt For For For 3 Elect R. Kerry Clark Mgmt For For For 4 Elect James T. Conway Mgmt For For For 5 Elect Ivor J. Evans Mgmt For For For 6 Elect Lawrence K. Fish Mgmt For For For 7 Elect Paul E. Gagne Mgmt For For For 8 Elect Ralph D. Heath Mgmt For For For 9 Elect Lloyd G. Trotter Mgmt For For For 10 Elect James L. Ziemer Mgmt For For For 11 Elect Maria T. Zuber Mgmt For For For 12 Approval of Short-Term Mgmt For For For Incentive Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ------------------------------------------------------------------------------------------------------------------------- The Progressive Corporation Ticker Security ID: Meeting Date Meeting Status PGR CUSIP 743315103 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stuart B. Mgmt For For For Burgdoerfer 2 Elect Charles A. Davis Mgmt For For For 3 Elect Roger N. Farah Mgmt For For For 4 Elect Lawton W. Fitt Mgmt For For For 5 Elect Susan Patricia Mgmt For For For Griffith 6 Elect Jeffrey D. Kelly Mgmt For For For 7 Elect Patrick H. Mgmt For For For Nettles 8 Elect Glenn M. Renwick Mgmt For For For 9 Elect Bradley T. Mgmt For For For Sheares 10 Elect Barbara R. Snyder Mgmt For For For 11 Approval of the 2017 Mgmt For For For Executive Annual Incentive Plan 12 Approval of the 2017 Mgmt For For For Directors Equity Incentive Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alan S. Armstrong Mgmt For For For 2 Elect Stephen W. Mgmt For For For Bergstrom 3 Elect Stephen I. Chazen Mgmt For For For 4 Elect Charles I. Cogut Mgmt For For For 5 Elect Kathleen B. Mgmt For For For Cooper 6 Elect Michael A. Creel Mgmt For For For 7 Elect Peter A. Ragauss Mgmt For For For 8 Elect Scott D. Mgmt For For For Sheffield 9 Elect Murray D. Smith Mgmt For For For 10 Elect William H. Spence Mgmt For For For 11 Elect Janice D. Stoney Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 11/23/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alan S. Armstrong Mgmt For For For 2 Elect Stephen W. Mgmt For For For Bergstrom 3 Elect Stephen I. Chazen Mgmt For For For 4 Elect Kathleen B. Mgmt For For For Cooper 5 Elect Peter A. Ragauss Mgmt For For For 6 Elect Scott D. Mgmt For For For Sheffield 7 Elect Murray D. Smith Mgmt For For For 8 Elect William H. Spence Mgmt For For For 9 Elect Janice D. Stoney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Valvoline Inc Ticker Security ID: Meeting Date Meeting Status VVV CUSIP 92047W101 01/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard J. Mgmt For For For Freeland 2 Elect Stephen F. Kirk Mgmt For For For 3 Elect Stephen E. Mgmt For For For Macadam 4 Elect Vada O. Manager Mgmt For For For 5 Elect Samuel J. Mgmt For For For Mitchell 6 Elect Charles M. Mgmt For For For Sonsteby 7 Elect Mary J. Twinem Mgmt For For For 8 Elect William A. Mgmt For For For Wulfsohn 9 Ratification of Auditor Mgmt For Abstain Against 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Approval of the Mgmt For For For Material Terms of the 2016 Incentive Plan
------------------------------------------------------------------------------------------------------------------------ Valvoline Inc Ticker Security ID: Meeting Date Meeting Status VVV CUSIP 92047W101 04/26/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elimination of Mgmt For For For Supermajority Requirements ------------------------------------------------------------------------------------------------------------------------ Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 05/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark A. Emmert Mgmt For For For 2 Elect Rick R. Holley Mgmt For For For 3 Elect Sara Mgmt For For For Grootwassink Lewis 4 Elect John F. Morgan, Mgmt For For For Sr. 5 Elect Nicole W. Mgmt For For For Piasecki 6 Elect Marc F. Racicot Mgmt For For For 7 Elect Lawrence A. Mgmt For For For Selzer 8 Elect Doyle R. Simons Mgmt For For For 9 Elect D. Michael Mgmt For For For Steuert 10 Elect Kim Williams Mgmt For For For 11 Elect Charles R. Mgmt For For For Williamson 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Williams-Sonoma, Inc. Ticker Security ID: Meeting Date Meeting Status WSM CUSIP 969904101 05/31/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Laura J. Alber Mgmt For For For 2 Elect Adrian D.P. Mgmt For For For Bellamy 3 Elect Rose Marie Bravo Mgmt For For For 4 Elect Anthony A. Mgmt For For For Greener 5 Elect Grace Puma Mgmt For For For 6 Elect Christiana Shi Mgmt For For For 7 Elect Sabrina L. Mgmt For For For Simmons 8 Elect Jerry D. Stritzke Mgmt For For For 9 Elect Frits Dirk van Mgmt For For For Paasschen 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Adoption of Proxy Mgmt For For For Access 14 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access
------------------------------------------------------------------------------------------------------------------------ Willis Towers Watson PLC Ticker Security ID: Meeting Date Meeting Status WLTW CUSIP G96629103 06/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Anna C. Catalano Mgmt For For For 2 Elect Victor F. Ganzi Mgmt For For For 3 Elect John J. Haley Mgmt For For For 4 Elect Wendy E. Lane Mgmt For For For 5 Elect James F. McCann Mgmt For Against Against 6 Elect Brendan R. Mgmt For For For O'Neill 7 Elect Jaymin Patel Mgmt For For For 8 Elect Linda D. Rabbitt Mgmt For For For 9 Elect Paul Thomas Mgmt For For For 10 Elect Jeffrey W. Ubben Mgmt For For For 11 Elect Wilhelm Zeller Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Amendment to Articles Mgmt For For For to adopt Proxy Access 16 Amendments to Adopt Mgmt For For For Plurality Voting Standard in Contested Elections 17 Authorization of Board Mgmt For For For to Set Board Size 18 Amendments to Advance Mgmt For For For Notice Provision and Other Amendments in Connection with Ireland Companies Act of 2014 19 Technical Amendments Mgmt For For For to Memorandum of Association 20 Authority to Issue Mgmt For For For Shares 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ------------------------------------------------------------------------------------------------------------------------ XL Group Ltd Ticker Security ID: Meeting Date Meeting Status XL CUSIP G98294104 05/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ramani Ayer Mgmt For For For 2 Elect Dale R. Comey Mgmt For For For 3 Elect Claus-Michael Mgmt For For For Dill 4 Elect Robert R. Glauber Mgmt For For For 5 Elect Edward J. Kelly, Mgmt For For For III 6 Elect Joseph Mauriello Mgmt For For For 7 Elect Michael S. Mgmt For For For McGavick 8 Elect Eugene M. McQuade Mgmt For For For 9 Elect Clayton S. Rose Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect John M. Vereker Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees ------------------------------------------------------------------------------------------------------------------------ Xylem Inc. Ticker Security ID: Meeting Date Meeting Status XYL CUSIP 98419M100 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Curtis J. Mgmt For For For Crawford 2 Elect Robert F. Friel Mgmt For Against Against 3 Elect Sten Jakobsson Mgmt For For For 4 Elect Steven R. Mgmt For For For Loranger 5 Elect Surya N. Mgmt For For For Mohapatra 6 Elect Jerome A. Mgmt For For For Peribere 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to Allow Mgmt For For For Shareholders to Amend Bylaws
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Ceredex Small Cap Value Equity Fund ------------------------------------------------------------------------------------------------------------------------ A. Schulman, Inc. Ticker Security ID: Meeting Date Meeting Status SHLM CUSIP 808194104 12/09/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Eugene R. Mgmt For For For Allspach 2 Elect Gregory T. Mgmt For For For Barmore 3 Elect David G. Birney Mgmt For For For 4 Elect Joseph M. Gingo Mgmt For For For 5 Elect Lee D. Meyer Mgmt For For For 6 Elect James A. Mgmt For For For Mitarotonda 7 Elect Ernest J. Novak, Mgmt For For For Jr. 8 Elect Kathleen M. Mgmt For For For Oswald 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ AAR Corp. Ticker Security ID: Meeting Date Meeting Status AIR CUSIP 000361105 10/11/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Norman R. Bobins Mgmt For For For 1.2 Elect Ronald R. Mgmt For For For Fogleman 1.3 Elect James E. Goodwin Mgmt For For For 1.4 Elect Marc J. Walfish Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2013 Mgmt For For For Stock Plan 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ ABM Industries Incorporated Ticker Security ID: Meeting Date Meeting Status ABM CUSIP 000957100 03/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Anthony G. Mgmt For For For Fernandes 2 Elect Thomas M. Mgmt For For For Gartland 3 Elect Winifred Markus Mgmt For For For Webb 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Advanced Drainage Systems, Inc. Ticker Security ID: Meeting Date Meeting Status WMS CUSIP 00790R104 10/27/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert M. Mgmt For Against Against Eversole 2 Elect Alexander R. Mgmt For Against Against Fischer 3 Elect Mark Haney Mgmt For Against Against 4 Elect C. Robert Kidder Mgmt For Against Against 5 Elect Richard A. Mgmt For For For Rosenthal 6 Elect Abigail S. Wexner Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Alexander & Baldwin Inc. Ticker Security ID: Meeting Date Meeting Status ALEX CUSIP 014491104 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect W. Allen Doane Mgmt For For For 1.2 Elect David C. Hulihee Mgmt For For For 1.3 Elect Stanley M. Mgmt For For For Kuriyama 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Allete, Inc. Ticker Security ID: Meeting Date Meeting Status ALE CUSIP 018522300 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kathryn W. Dindo Mgmt For For For 2 Elect Sidney W. Emery, Mgmt For For For Jr. 3 Elect George G. Mgmt For For For Goldfarb 4 Elect James S. Haines, Mgmt For For For Jr. 5 Elect Alan R. Hodnik Mgmt For For For 6 Elect James J. Hoolihan Mgmt For For For 7 Elect Heidi E. Mgmt For For For Jimmerson 8 Elect Madeleine W. Mgmt For For For Ludlow 9 Elect Douglas C. Neve Mgmt For For For 10 Elect Leonard C. Rodman Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ AMC Entertainment Holdings Inc. Ticker Security ID: Meeting Date Meeting Status AMC CUSIP 00165C104 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Anthony J. Saich Mgmt For For For 1.2 Elect Gary F. Locke Mgmt For For For 1.3 Elect Kathleen M. Mgmt For For For Pawlus 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation
------------------------------------------------------------------------------------------------------------------------ American Eagle Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status AEO CUSIP 02553E106 05/23/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jay L. Mgmt For For For Schottenstein 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2017 Mgmt For For For Stock Award and Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Apogee Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status APOG CUSIP 037598109 06/22/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Donald A. Nolan Mgmt For For For 1.2 Elect Patricia K. Mgmt For For For Wagner 1.3 Elect Robert J. Marzec Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ B&G Foods, Inc. Ticker Security ID: Meeting Date Meeting Status BGS CUSIP 05508R106 05/23/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect DeAnn L. Brunts Mgmt For For For 2 Elect Robert C. Mgmt For For For Cantwell 3 Elect Charles F. Marcy Mgmt For For For 4 Elect Dennis M. Mullen Mgmt For For For 5 Elect Cheryl M. Palmer Mgmt For For For 6 Elect Alfred Poe Mgmt For For For 7 Elect Stephen C. Mgmt For For For Sherrill 8 Elect David L. Wenner Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Mgmt For For For Omnibus Incentive Compensation Plan ------------------------------------------------------------------------------------------------------------------------ Badger Meter, Inc. Ticker Security ID: Meeting Date Meeting Status BMI CUSIP 056525108 04/28/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Todd A. Adams Mgmt For Withhold Against 1.2 Elect Thomas J. Fischer Mgmt For For For 1.3 Elect Gale E. Klappa Mgmt For For For 1.4 Elect Gail A. Lione Mgmt For For For 1.5 Elect Richard A. Mgmt For For For Meeusen 1.6 Elect Andrew J. Mgmt For For For Policano 1.7 Elect James F. Stern Mgmt For For For 1.8 Elect Glen E. Tellock Mgmt For For For 1.9 Elect Todd J. Teske Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Banco Latinoamericano de Comercio Exterior, S.A. Ticker Security ID: Meeting Date Meeting Status BLX CUSIP P16994132 04/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elect Mario Covo Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Bank of Hawaii Corporation Ticker Security ID: Meeting Date Meeting Status BOH CUSIP 062540109 04/28/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect S. Haunani Mgmt For For For Apoliona 2 Elect Mary G.F. Mgmt For For For Bitterman 3 Elect Mark A. Burak Mgmt For For For 4 Elect Michael J. Chun Mgmt For For For 5 Elect Clinton R. Mgmt For For For Churchill 6 Elect Peter S. Ho Mgmt For For For 7 Elect Robert A. Huret Mgmt For For For 8 Elect Kent T. Lucien Mgmt For For For 9 Elect Alicia E. Moy Mgmt For For For 10 Elect Victor K. Nichols Mgmt For For For 11 Elect Barbara J. Tanabe Mgmt For For For 12 Elect Raymond P. Vara, Mgmt For For For Jr. 13 Elect Robert W. Wo Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 16 Amendment to the 2014 Mgmt For For For Stock and Incentive Plan 17 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Black Box Corporation Ticker Security ID: Meeting Date Meeting Status BBOX CUSIP 091826107 08/09/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard L. Crouch Mgmt For For For 1.2 Elect Richard C. Elias Mgmt For For For 1.3 Elect Thomas W. Mgmt For For For Golonski 1.4 Elect Thomas G. Greig Mgmt For For For 1.5 Elect John S. Heller Mgmt For For For 1.6 Elect William H. Mgmt For Withhold Against Hernandez 1.7 Elect E.C. Sykes Mgmt For For For 1.8 Elect Joel T. Trammell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Bloomin' Brands, Inc. Ticker Security ID: Meeting Date Meeting Status BLMN CUSIP 094235108 04/21/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James R. Craigie Mgmt For For For 1.2 Elect Mindy Grossman Mgmt For For For 1.3 Elect Chris T. Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Bristow Group Inc. Ticker Security ID: Meeting Date Meeting Status BRS CUSIP 110394103 08/03/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas N. Amonett Mgmt For For For 1.2 Elect Jonathan E. Mgmt For For For Baliff 1.3 Elect Lori A. Gobillot Mgmt For For For 1.4 Elect Ian A. Godden Mgmt For For For 1.5 Elect David C. Gompert Mgmt For For For 1.6 Elect Stephen King Mgmt For For For 1.7 Elect Thomas C. Knudson Mgmt For For For 1.8 Elect Mathew Masters Mgmt For For For 1.9 Elect Biggs C. Porter Mgmt For For For 1.10 Elect Bruce H. Stover Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2007 Mgmt For For For Long Term Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Elect A. William Mgmt For For For Higgins ------------------------------------------------------------------------------------------------------------------------ Calavo Growers, Inc. Ticker Security ID: Meeting Date Meeting Status CVGW CUSIP 128246105 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Lecil E. Cole Mgmt For For For 1.2 Elect Steven Hollister Mgmt For For For 1.3 Elect James D. Helin Mgmt For For For 1.4 Elect Donald M. Sanders Mgmt For For For 1.5 Elect Marc L. Brown Mgmt For Withhold Against 1.6 Elect Michael A. Mgmt For For For DiGregorio 1.7 Elect Scott Van Der Kar Mgmt For Withhold Against 1.8 Elect J. Link Leavens Mgmt For Withhold Against 1.9 Elect Dorcas H. Thille Mgmt For Withhold Against 1.10 Elect John M. Hunt Mgmt For Withhold Against 1.11 Elect Egidio Carbone, Mgmt For For For Jr. 1.12 Elect Harold S. Edwards Mgmt For Withhold Against 1.13 Elect Kathleen M. Mgmt For For For Holmgren 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ California Water Service Group Ticker Security ID: Meeting Date Meeting Status CWT CUSIP 130788102 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gregory E. Aliff Mgmt For For For 2 Elect Terry P. Bayer Mgmt For For For 3 Elect Edwin A. Guiles Mgmt For For For 4 Elect Martin A. Mgmt For For For Kropelnicki 5 Elect Thomas M. Krummel Mgmt For For For 6 Elect Richard P. Mgmt For For For Magnuson 7 Elect Peter C. Nelson Mgmt For For For 8 Elect Lester A. Snow Mgmt For For For 9 Elect George A. Vera Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Carpenter Technology Corporation Ticker Security ID: Meeting Date Meeting Status CRS CUSIP 144285103 10/11/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect I. Martin Inglis Mgmt For For For 1.2 Elect Kathryn C. Turner Mgmt For For For 1.3 Elect Stephen M. Ward, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Stock-Based Incentive Compensation Plan 5 Amendment to the Mgmt For For For Executive Bonus Compensation Plan ------------------------------------------------------------------------------------------------------------------------ Chico's FAS Inc. Ticker Security ID: Meeting Date Meeting Status CHS CUSIP 168615102 06/22/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David F. Walker Mgmt For For For 2 Elect John J. Mahoney Mgmt For For For 3 Elect Stephen E. Watson Mgmt For For For 4 Elect Deborah L. Kerr Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 8 Amendment to the 2012 Mgmt For For For Omnibus Stock and Incentive Plan
------------------------------------------------------------------------------------------------------------------------- Chico's FAS Inc. Ticker Security ID: Meeting Date Meeting Status CHS CUSIP 168615102 07/21/2016 Unvoted Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James A. Mgmt N/A N/A N/A Mitarotonda 1.2 Elect Janet E. Grove Mgmt N/A N/A N/A 1.3 Elect Company Nominee Mgmt N/A N/A N/A Shelley G. Broader 1.4 Elect Company Nominee Mgmt N/A N/A N/A William S. Simon 2 Ratification of Auditor Mgmt N/A N/A N/A 3 Advisory Vote on Mgmt N/A N/A N/A Executive Compensation 4 Repeal of Classified Mgmt N/A N/A N/A Board ------------------------------------------------------------------------------------------------------------------------- Chico's FAS Inc. Ticker Security ID: Meeting Date Meeting Status CHS CUSIP 168615102 07/21/2016 Voted Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Shelley G. Mgmt For For For Broader 1.2 Elect Bonnie R. Brooks Mgmt For For For 1.3 Elect Janice L. Fields Mgmt For For For 1.4 Elect William S. Simon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Repeal of Classified Mgmt For For For Board ------------------------------------------------------------------------------------------------------------------------- China Yuchai International Limited Ticker Security ID: Meeting Date Meeting Status CYD CUSIP G21082105 06/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3.1 Elect KWEK Leng Peck Mgmt For Withhold Against 3.2 Elect GAN Khai Choon Mgmt For Withhold Against 3.3 Elect Weng Ming Hoh Mgmt For For For 3.4 Elect Tan Aik-Leang Mgmt For For For 3.5 Elect Neo Poh Kiat Mgmt For For For 3.6 Elect Yan Ping Mgmt For For For 3.7 Elect Han Yi Yong Mgmt For For For 3.8 Elect Raymond HO Mgmt For For For Chi-Keung 4 Board Size Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ------------------------------------------------------------------------------------------------------------------------- China Yuchai International Limited Ticker Security ID: Meeting Date Meeting Status CYD CUSIP G21082105 08/08/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3.1 Elect KWEK Leng Peck Mgmt For Withhold Against 3.2 Elect GAN Khai Choon Mgmt For Withhold Against 3.3 Elect Weng Ming Hoh Mgmt For For For 3.4 Elect Tan Aik-Leang Mgmt For For For 3.5 Elect Neo Poh Kiat Mgmt For For For 3.6 Elect Yan Ping Mgmt For For For 3.7 Elect Han Yi Yong Mgmt For For For 3.8 Elect Raymond HO Mgmt For For For Chi-Keung 4 Board Size Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees
------------------------------------------------------------------------------------------------------------------------ Clarcor Inc. Ticker Security ID: Meeting Date Meeting Status CLC CUSIP 179895107 02/23/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ Cohen & Steers, Inc. Ticker Security ID: Meeting Date Meeting Status CNS CUSIP 19247A100 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Martin Cohen Mgmt For For For 2 Elect Robert H. Steers Mgmt For For For 3 Elect Peter L. Rhein Mgmt For For For 4 Elect Richard P. Simon Mgmt For Against Against 5 Elect Edmond D. Villani Mgmt For For For 6 Elect Frank T. Connor Mgmt For For For 7 Elect Reena Aggarwal Mgmt For For For 8 Amendment to the Stock Mgmt For For For Incentive Plan 9 Reapproval of the Mgmt For For For Material Terms of the Performance Goals under the Annual Incentive Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Covanta Holding Corporation Ticker Security ID: Meeting Date Meeting Status CVA CUSIP 22282E102 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect David M. Barse Mgmt For For For 1.2 Elect Ronald J. Broglio Mgmt For For For 1.3 Elect Peter C. B. Bynoe Mgmt For For For 1.4 Elect Linda J. Fisher Mgmt For For For 1.5 Elect Joseph M. Holsten Mgmt For For For 1.6 Elect Stephen J. Jones Mgmt For For For 1.7 Elect Danielle Pletka Mgmt For For For 1.8 Elect Michael W. Ranger Mgmt For For For 1.9 Elect Robert S. Mgmt For Withhold Against Silberman 1.10 Elect Jean Smith Mgmt For For For 1.11 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Cubic Corporation Ticker Security ID: Meeting Date Meeting Status CUB CUSIP 229669106 02/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Walter C. Zable Mgmt For For For 1.2 Elect Bruce G. Blakley Mgmt For For For 1.3 Elect Maureen Mgmt For For For Breakiron-Evans 1.4 Elect Bradley H. Mgmt For For For Feldmann 1.5 Elect Edwin A. Guiles Mgmt For For For 1.6 Elect Janice M. Hamby Mgmt For For For 1.7 Elect Steven J. Norris Mgmt For For For 1.8 Elect John H. Warner, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Daktronics, Inc. Ticker Security ID: Meeting Date Meeting Status DAKT CUSIP 234264109 08/31/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James B. Morgan Mgmt For For For 1.2 Elect John L. Mulligan Mgmt For For For 1.3 Elect Kevin P. Mgmt For For For McDermott 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ DiamondRock Hospitality Company Ticker Security ID: Meeting Date Meeting Status DRH CUSIP 252784301 05/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William W. Mgmt For For For McCarten 2 Elect Daniel J. Mgmt For For For Altobello 3 Elect Timothy R. Chi Mgmt For For For 4 Elect Maureen L. McAvey Mgmt For For For 5 Elect Gilbert T. Ray Mgmt For For For 6 Elect William J. Shaw Mgmt For For For 7 Elect Bruce D. Mgmt For For For Wardinski 8 Elect Mark W. Brugger Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ DSW Inc. Ticker Security ID: Meeting Date Meeting Status DSW CUSIP 23334L102 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Carolee Lee Mgmt For For For 1.2 Elect Harvey L. Mgmt For Withhold Against Sonnenberg 1.3 Elect Allan J. Mgmt For For For Tanenbaum 1.4 Elect Joanne Zaiac Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Education Realty Trust, Inc Ticker Security ID: Meeting Date Meeting Status EDR CUSIP 28140H203 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John V. Arabia Mgmt For For For 1.2 Elect William J. Mgmt For For For Cahill, III 1.3 Elect Randy L. Churchey Mgmt For For For 1.4 Elect Kimberly K. Mgmt For For For Schaefer 1.5 Elect Howard A. Silver Mgmt For For For 1.6 Elect John T. Thomas Mgmt For For For 1.7 Elect Thomas Trubiana Mgmt For For For 1.8 Elect Wendell W. Mgmt For For For Weakley 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2017 Mgmt For For For Omnibus Equity Incentive Plan 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Emcor Group, Inc. Ticker Security ID: Meeting Date Meeting Status EME CUSIP 29084Q100 06/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John W. Altmeyer Mgmt For For For 2 Elect Stephen W. Mgmt For For For Bershad 3 Elect David A.B. Brown Mgmt For For For 4 Elect Anthony J. Guzzi Mgmt For For For 5 Elect Richard F. Hamm, Mgmt For For For Jr. 6 Elect David H. Laidley Mgmt For For For 7 Elect Carol P. Lowe Mgmt For For For 8 Elect M. Kevin McEvoy Mgmt For For For 9 Elect Jerry E. Ryan Mgmt For For For 10 Elect Steven B. Mgmt For For For Schwarzwaelder 11 Elect Michael T. Yonker Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ------------------------------------------------------------------------------------------------------------------------ Energizer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ENR CUSIP 29272W109 01/30/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Cynthia J. Mgmt For For For Brinkley 2 Elect John E. Klein Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 5 Declassify the Board Mgmt For For For of Directors
------------------------------------------------------------------------------------------------------------------------ Ensign Group, Inc. Ticker Security ID: Meeting Date Meeting Status ENSG CUSIP 29358P101 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Roy E. Mgmt For Against Against Christensen 2 Elect John G. Nackel Mgmt For For For 3 Elect Barry M. Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2017 Omnibus Incentive Mgmt For For For Plan 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 8 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ------------------------------------------------------------------------------------------------------------------------ Evercore Partners Inc. Ticker Security ID: Meeting Date Meeting Status EVR CUSIP 29977A105 06/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Roger C. Altman Mgmt For For For 1.2 Elect Richard I. Mgmt For For For Beattie 1.3 Elect Gail B. Harris Mgmt For For For 1.4 Elect Robert B. Millard Mgmt For For For 1.5 Elect Willard J. Mgmt For For For Overlock, Jr. 1.6 Elect Sir Simon M. Mgmt For For For Robertson 1.7 Elect Ralph L. Mgmt For For For Schlosstein 1.8 Elect John S. Weinberg Mgmt For For For 1.9 Elect William J. Mgmt For For For Wheeler 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Fair Isaac Corporation Ticker Security ID: Meeting Date Meeting Status FICO CUSIP 303250104 02/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Braden R Kelly Mgmt For For For 2 Elect A. George Battle Mgmt For For For 3 Elect Mark Begor Mgmt For For For 4 Elect Greg G. Gianforte Mgmt For For For 5 Elect James D. Kirsner Mgmt For For For 6 Elect William J. Mgmt For For For Lansing 7 Elect Marc F. McMorris Mgmt For For For 8 Elect Joanna Rees Mgmt For For For 9 Elect David A. Rey Mgmt For For For 10 Amendment to the Long Mgmt For For For Term Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ First Interstate BancSystem Inc. Ticker Security ID: Meeting Date Meeting Status FIBK CUSIP 32055Y201 05/24/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Approve Articles of Mgmt For For For Incorporation 3 Right to Adjourn Mgmt For For For Meeting 4 Elect Steven J. Corning Mgmt For For For 5 Elect Dana L. Crandall Mgmt For For For 6 Elect Charles E. Hart Mgmt For For For 7 Elect Peter I. Wold Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 2 Years 3 Years Against Vote on Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Amendments to Bylaws Mgmt For For For Regarding Board and Executive Roles ------------------------------------------------------------------------------------------------------------------------ Forward Air Corporation Ticker Security ID: Meeting Date Meeting Status FWRD CUSIP 349853101 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Bruce A. Campbell Mgmt For For For 1.2 Elect C. Robert Mgmt For For For Campbell 1.3 Elect C. John Langley, Mgmt For For For Jr. 1.4 Elect G. Michael Lynch Mgmt For For For 1.5 Elect Ronald W. Allen Mgmt For For For 1.6 Elect Douglas M. Madden Mgmt For For For 1.7 Elect R. Craig Carlock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Granite Construction Incorporated Ticker Security ID: Meeting Date Meeting Status GVA CUSIP 387328107 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James H. Roberts Mgmt For For For 2 Elect Gaddi H. Vasquez Mgmt For For For 3 Elect David C. Darnell Mgmt For For For 4 Elect Celeste Beeks Mgmt For For For Mastin 5 Elect Patricia Galloway Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 8 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Guess, Inc. Ticker Security ID: Meeting Date Meeting Status GES CUSIP 401617105 06/29/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Victor Herrero Mgmt For For For 1.2 Elect Kay Mgmt For For For Isaacson-Leibowitz 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against For Against Regarding Approval of Severance Agreements
------------------------------------------------------------------------------------------------------------------------ Haynes International, Inc. Ticker Security ID: Meeting Date Meeting Status HAYN CUSIP 420877201 02/28/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald C. Campion Mgmt For For For 2 Elect Mark Comerford Mgmt For For For 3 Elect John C. Corey Mgmt For For For 4 Elect Robert H. Getz Mgmt For For For 5 Elect Michael L. Shor Mgmt For For For 6 Elect William P. Wall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Hecla Mining Company Ticker Security ID: Meeting Date Meeting Status HL CUSIP 422704106 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Phillips S. Mgmt For For For Baker, Jr. 2 Elect George R. Johnson Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 6 Amendment to the Stock Mgmt For For For Plan for Non-Employee Directors 7 Increase of Authorized Mgmt For For For Common Stock 8 Elimination of Mgmt For For For Supermajority Requirement 9 Provide Right to Call Mgmt For For For a Special Meeting ------------------------------------------------------------------------------------------------------------------------ Herman Miller, Inc. Ticker Security ID: Meeting Date Meeting Status MLHR CUSIP 600544100 10/10/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Dorothy A. Mgmt For For For Terrell 1.2 Elect Lisa A. Kro Mgmt For For For 1.3 Elect David O. Ulrich Mgmt For For For 1.4 Elect Michael A. Mgmt For For For Volkema 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Hill-Rom Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HRC CUSIP 431475102 03/14/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Rolf A. Classon Mgmt For For For 1.2 Elect William G. Mgmt For For For Dempsey 1.3 Elect Mary Garrett Mgmt For For For 1.4 Elect James R. Giertz Mgmt For For For 1.5 Elect Charles E. Golden Mgmt For For For 1.6 Elect John J. Greisch Mgmt For For For 1.7 Elect William H. Mgmt For For For Kucheman 1.8 Elect Ronald A. Malone Mgmt For For For 1.9 Elect Nancy M. Mgmt For For For Schlichting 1.10 Elect Stacy Enxing Seng Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Horace Mann Educators Corporation Ticker Security ID: Meeting Date Meeting Status HMN CUSIP 440327104 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Daniel A. Mgmt For For For Domenech 2 Elect Stephen J. Mgmt For For For Hasenmiller 3 Elect Ronald J. Helow Mgmt For For For 4 Elect Beverley J. Mgmt For For For McClure 5 Elect H. Wade Reece Mgmt For For For 6 Elect Gabriel L. Mgmt For For For Shaheen 7 Elect Robert Stricker Mgmt For For For 8 Elect Steven O. Swyers Mgmt For For For 9 Elect Marita Zuraitis Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ HSN, Inc. Ticker Security ID: Meeting Date Meeting Status HSNI CUSIP 404303109 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Courtnee Chun Mgmt For For For 1.2 Elect William Costello Mgmt For For For 1.3 Elect Fiona P. Dias Mgmt For For For 1.4 Elect James M. Follo Mgmt For For For 1.5 Elect Mindy Grossman Mgmt For For For 1.6 Elect Stephanie Mgmt For For For Kugelman 1.7 Elect Arthur C. Mgmt For For For Martinez 1.8 Elect Thomas J. Mgmt For For For McInerney 1.9 Elect Matthew E. Rubel Mgmt For For For 1.10 Elect Ann Sarnoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 5 Approval of the 2017 Mgmt For For For Omnibus Incentive Plan
------------------------------------------------------------------------------------------------------------------------ Inter Parfums, Inc. Ticker Security ID: Meeting Date Meeting Status IPAR CUSIP 458334109 09/13/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jean Madar Mgmt For For For 1.2 Elect Philippe Benacin Mgmt For For For 1.3 Elect Russell Greenberg Mgmt For Withhold Against 1.4 Elect Philippe Santi Mgmt For Withhold Against 1.5 Elect Francois Mgmt For Withhold Against Heilbronn 1.6 Elect Jean Levy Mgmt For For For 1.7 Elect Robert Bensoussan Mgmt For For For 1.8 Elect Patrick Choel Mgmt For For For 1.9 Elect Michel Dyens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of 2016 Stock Mgmt For For For Option Plan ------------------------------------------------------------------------------------------------------------------------ Interface, Inc. Ticker Security ID: Meeting Date Meeting Status TILE CUSIP 458665304 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John P. Burke Mgmt For For For 1.2 Elect Andrew B. Cogan Mgmt For Withhold Against 1.3 Elect Carl I. Gable Mgmt For For For 1.4 Elect Jay D. Gould Mgmt For For For 1.5 Elect Daniel T. Hendrix Mgmt For For For 1.6 Elect Christopher G. Mgmt For For For Kennedy 1.7 Elect K. David Kohler Mgmt For For For 1.8 Elect Erin A. Matts Mgmt For For For 1.9 Elect James B. Miller, Mgmt For Withhold Against Jr. 1.10 Elect Sheryl D. Palmer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ ITT Inc. Ticker Security ID: Meeting Date Meeting Status ITT CUSIP 45073V108 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Orlando D. Mgmt For For For Ashford 2 Elect Geraud Darnis Mgmt For For For 3 Elect Donald DeFosset, Mgmt For For For Jr. 4 Elect Nicholas C. Mgmt For For For Fanandakis 5 Elect Christina A. Gold Mgmt For For For 6 Elect Richard P. Lavin Mgmt For For For 7 Elect Frank T. MacInnis Mgmt For For For 8 Elect Rebecca A. Mgmt For For For McDonald 9 Elect Timothy H. Powers Mgmt For For For 10 Elect Denise L. Ramos Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ J&J Snack Foods Corp. Ticker Security ID: Meeting Date Meeting Status JJSF CUSIP 466032109 02/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Dennis G. Moore Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Kforce Inc. Ticker Security ID: Meeting Date Meeting Status KFRC CUSIP 493732101 04/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John N. Allred Mgmt For Withhold Against 1.2 Elect Richard M. Mgmt For For For Cocchiaro 1.3 Elect Ann E. Dunwoody Mgmt For For For 1.4 Elect A. Gordon Mgmt For For For Tunstall 1.5 Elect Randall A Mehl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Approval of the 2017 Mgmt For For For Stock Incentive Plan ------------------------------------------------------------------------------------------------------------------------ Knoll, Inc. Ticker Security ID: Meeting Date Meeting Status KNL CUSIP 498904200 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Andrew B. Cogan Mgmt For For For 1.2 Elect Stephen F. Fisher Mgmt For For For 1.3 Elect Sarah E. Nash Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Landauer, Inc. Ticker Security ID: Meeting Date Meeting Status LDR CUSIP 51476K103 02/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey A. Bailey Mgmt For For For 2 Elect William G. Mgmt For For For Dempsey 3 Elect Teri Fontenot Mgmt For For For 4 Elect Michael P. Mgmt For For For Kaminski 5 Elect Michael T. Mgmt For For For Leatherman 6 Elect David E. Meador Mgmt For For For 7 Elect Frank B. Modruson Mgmt For For For 8 Elect Jeffrey A. Strong Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Lithia Motors, Inc. Ticker Security ID: Meeting Date Meeting Status LAD CUSIP 536797103 04/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Sidney B. DeBoer Mgmt For For For 1.2 Elect Thomas Becker Mgmt For Withhold Against 1.3 Elect Susan O. Cain Mgmt For Withhold Against 1.4 Elect Bryan B. DeBoer Mgmt For For For 1.5 Elect Kenneth E. Mgmt For Withhold Against Roberts 1.6 Elect David J. Robino Mgmt For For For 2 Amendment to the Mgmt For For For Performance Bonus Plan 3 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Luxfer Holdings PLC Ticker Security ID: Meeting Date Meeting Status LXFR CUSIP 550678106 05/23/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Adam L. Cohn Mgmt For For For 5 Elect Clive J. Snowdon Mgmt For For For 6 Elect Joseph A. Bonn Mgmt For For For 7 Elect Brian Kushner Mgmt For For For 8 Elect David F. Landless Mgmt For For For 9 Elect Brian G. Purves Mgmt For For For 10 Elect Andrew M. Beaden Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees ------------------------------------------------------------------------------------------------------------------------ Matthews International Corporation Ticker Security ID: Meeting Date Meeting Status MATW CUSIP 577128101 02/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gregory S. Babe Mgmt For For For 1.2 Elect Don W. Quigley Jr Mgmt For For For 1.3 Elect David A. Schawk Mgmt For For For 2 Amendment to the 2014 Mgmt For Against Against Director Fee Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Meredith Corporation Ticker Security ID: Meeting Date Meeting Status MDP CUSIP 589433101 11/09/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Stephen M. Lacy Mgmt For For For 1.2 Elect D. Mell Meredith Mgmt For Withhold Against Frazier 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Monmouth Real Estate Investment Corporation Ticker Security ID: Meeting Date Meeting Status MNR CUSIP 609720107 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Brian H. Haimm Mgmt For For For 1.2 Elect Neal Herstik Mgmt For For For 1.3 Elect Matthew I. Hirsch Mgmt For For For 1.4 Elect Stephen B. Wolgin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For For For Incentive Award Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ MSA Safety Incorporated Ticker Security ID: Meeting Date Meeting Status MSA CUSIP 553498106 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Diane M. Pearse Mgmt For For For 1.2 Elect L. Edward Shaw, Mgmt For For For Jr. 1.3 Elect William M. Mgmt For For For Lambert 2 Approval of the 2017 Mgmt For For For Non-Employee Directors' Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Mueller Water Products, Inc. Ticker Security ID: Meeting Date Meeting Status MWA CUSIP 624758108 01/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Shirley C. Mgmt For For For Franklin 1.2 Elect Thomas J. Hansen Mgmt For For For 1.3 Elect Gregory E. Hyland Mgmt For For For 1.4 Elect Jerry W. Kolb Mgmt For For For 1.5 Elect Mark J. O'Brien Mgmt For For For 1.6 Elect Bernard G. Mgmt For For For Rethore 1.7 Elect Lydia W. Thomas Mgmt For For For 1.8 Elect Michael T. Tokarz Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Multi-Color Corporation Ticker Security ID: Meeting Date Meeting Status LABL CUSIP 625383104 08/17/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Ari J. Benacerraf Mgmt For For For 1.2 Elect Robert R. Buck Mgmt For For For 1.3 Elect Charles B. Mgmt For Withhold Against Connolly 1.4 Elect Thomas M. Mohr Mgmt For For For 1.5 Elect Simon T. Roberts Mgmt For For For 1.6 Elect Vadis A. Rodato Mgmt For For For 1.7 Elect Nigel A. Mgmt For For For Vinecombe 1.8 Elect Matthew M. Walsh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ NN, Inc. Ticker Security ID: Meeting Date Meeting Status NNBR CUSIP 629337106 05/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Steven T. Warshaw Mgmt For For For 1.2 Elect Carey A. Smith Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ NN, Inc. Ticker Security ID: Meeting Date Meeting Status NNBR CUSIP 629337106 12/14/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 2016 Omnibus Incentive Mgmt For For For Plan 2 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ NorthWestern Corporation Ticker Security ID: Meeting Date Meeting Status NWE CUSIP 668074305 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Stephen P. Adik Mgmt For For For 1.2 Elect Anthony T. Clark Mgmt For For For 1.3 Elect E. Linn Draper, Mgmt For For For Jr. 1.4 Elect Dana J. Dykhouse Mgmt For For For 1.5 Elect Jan R. Horsfall Mgmt For For For 1.6 Elect Britt E. Ide Mgmt For For For 1.7 Elect Julia L. Johnson Mgmt For For For 1.8 Elect Robert C. Rowe Mgmt For For For 1.9 Elect Linda G. Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Transaction of Other Mgmt For Against Against Business
------------------------------------------------------------------------------------------------------------------------ Outfront Media Inc Ticker Security ID: Meeting Date Meeting Status OUT CUSIP 69007J106 06/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeremy J. Male Mgmt For For For 1.2 Elect Joseph H. Wender Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Papa John's International, Inc. Ticker Security ID: Meeting Date Meeting Status PZZA CUSIP 698813102 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Christopher L. Mgmt For For For Coleman 2 Elect Olivia F. Kirtley Mgmt For For For 3 Elect Laurette T. Mgmt For For For Koellner 4 Elect Sonya E. Medina Mgmt For For For 5 Elect John H. Schnatter Mgmt For For For 6 Elect Mark S. Shapiro Mgmt For For For 7 Elect W. Kent Taylor Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Parkway Properties, Inc. Ticker Security ID: Meeting Date Meeting Status PKY CUSIP 70159Q104 08/23/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ Phibro Animal Health Corporation Ticker Security ID: Meeting Date Meeting Status PAHC CUSIP 71742Q106 11/07/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jack C. Bendheim Mgmt For Withhold Against 1.2 Elect E. Thomas Mgmt For For For Corcoran 1.3 Elect George Gunn Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
------------------------------------------------------------------------------------------------------------------------ Plantronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLT CUSIP 727493108 08/04/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Marv Tseu Mgmt For For For 2 Elect Ken Kannappan Mgmt For For For 3 Elect Brian Dexheimer Mgmt For For For 4 Elect Robert C. Hagerty Mgmt For For For 5 Elect Greggory Hammann Mgmt For For For 6 Elect John Hart Mgmt For For For 7 Elect Maria Martinez Mgmt For For For 8 Elect Marshall Mohr Mgmt For For For 9 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Post Properties, Inc. Ticker Security ID: Meeting Date Meeting Status PPS CUSIP 737464107 11/10/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ PriceSmart, Inc. Ticker Security ID: Meeting Date Meeting Status PSMT CUSIP 741511109 02/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Sherry S. Mgmt For Withhold Against Bahrambeygui 1.2 Elect Gonzalo Mgmt For Withhold Against Barrutieta 1.3 Elect Gordon H. Hanson Mgmt For For For 1.4 Elect Leon C. Janks Mgmt For Withhold Against 1.5 Elect Jose Luis Laparte Mgmt For For For 1.6 Elect Mitchell G. Lynn Mgmt For Withhold Against 1.7 Elect Gary M. Malino Mgmt For For For 1.8 Elect Pierre Mignault Mgmt For Withhold Against 1.9 Elect Robert E. Price Mgmt For For For 1.10 Elect Edgar A. Zurcher Mgmt For Withhold Against ------------------------------------------------------------------------------------------------------------------------ Regal Entertainment Group Ticker Security ID: Meeting Date Meeting Status RGC CUSIP 758766109 05/03/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Stephen A. Kaplan Mgmt For For For 1.2 Elect Jack Tyrrell Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Retail Opportunity Investments Corp. Ticker Security ID: Meeting Date Meeting Status ROIC CUSIP 76131N101 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard Baker Mgmt For For For 1.2 Elect Michael J. Mgmt For For For Indiveri 1.3 Elect Edward H. Meyer Mgmt For Withhold Against 1.4 Elect Lee S. Neibart Mgmt For For For 1.5 Elect Charles J. Mgmt For For For Persico 1.6 Elect Laura H. Mgmt For For For Pomerantz 1.7 Elect Stuart A. Tanz Mgmt For For For 1.8 Elect Eric S. Zorn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt For 3 Years N/A Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Ruth's Hospitality Group, Inc. Ticker Security ID: Meeting Date Meeting Status RUTH CUSIP 783332109 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael P. Mgmt For For For O'Donnell 2 Elect Robin P. Selati Mgmt For For For 3 Elect Giannella Alvarez Mgmt For For For 4 Elect Mary L. Baglivo Mgmt For For For 5 Elect Carla R. Cooper Mgmt For For For 6 Elect Bannus B. Hudson Mgmt For For For 7 Elect Robert S. Merritt Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 10 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Sanderson Farms, Inc. Ticker Security ID: Meeting Date Meeting Status SAFM CUSIP 800013104 02/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Lampkin Butts Mgmt For For For 1.2 Elect Beverly Hogan Mgmt For For For 1.3 Elect Phil K. Mgmt For For For Livingston 1.4 Elect Joe F. Mgmt For For For Sanderson, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Use of Antibiotics ------------------------------------------------------------------------------------------------------------------------ Scholastic Corporation Ticker Security ID: Meeting Date Meeting Status SCHL CUSIP 807066105 09/21/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James W. Barge Mgmt For For For 1.2 Elect John L. Davies Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Sonic Automotive, Inc. Ticker Security ID: Meeting Date Meeting Status SAH CUSIP 83545G102 04/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect O. Bruton Smith Mgmt For For For 2 Elect B. Scott Smith Mgmt For For For 3 Elect David B. Smith Mgmt For For For 4 Elect William I. Belk Mgmt For For For 5 Elect William R. Brooks Mgmt For For For 6 Elect Victor H. Doolan Mgmt For For For 7 Elect John W. Harris, Mgmt For For For III 8 Elect H. Robert Heller Mgmt For For For 9 Elect R. Eugene Taylor Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amend the Certificate Mgmt For For For of Incorporation to Add Trusts to the Definition of a Family Controlled Entity 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Amendment to the 2012 Mgmt For For For Formula Restricted Stock and Deferral Plan for Non-Employee Directors ------------------------------------------------------------------------------------------------------------------------ Sun Hydraulics Corporation Ticker Security ID: Meeting Date Meeting Status SNHY CUSIP 866942105 06/05/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Christine L. Mgmt For For For Koski 1.2 Elect Alexander Schuetz Mgmt For For For 1.3 Elect Douglas M. Britt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Tanger Factory Outlet Centers, Inc. Ticker Security ID: Meeting Date Meeting Status SKT CUSIP 875465106 05/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William G. Benton Mgmt For For For 2 Elect Jeffrey B. Citrin Mgmt For For For 3 Elect David B. Henry Mgmt For For For 4 Elect Thomas J. Reddin Mgmt For For For 5 Elect Thomas E. Mgmt For For For Robinson 6 Elect Bridget M. Mgmt For For For Ryan-Berman 7 Elect Allan L. Schuman Mgmt For For For 8 Elect Steven B. Tanger Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Tennant Company Ticker Security ID: Meeting Date Meeting Status TNC CUSIP 880345103 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Carol S. Eicher Mgmt For For For 1.2 Elect Donal L. Mulligan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Approval of the 2017 Mgmt For For For Stock Incentive Plan ------------------------------------------------------------------------------------------------------------------------ Tetra Tech, Inc. Ticker Security ID: Meeting Date Meeting Status TTEK CUSIP 88162G103 03/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Dan L. Batrack Mgmt For For For 1.2 Elect Hugh M. Grant Mgmt For For For 1.3 Elect Patrick C. Haden Mgmt For For For 1.4 Elect J. Christopher Mgmt For For For Lewis 1.5 Elect Joanne M. Maguire Mgmt For For For 1.6 Elect Kimberly E. Mgmt For For For Ritrievi 1.7 Elect Albert E. Smith Mgmt For For For 1.8 Elect J. Kenneth Mgmt For For For Thompson 1.9 Elect Kristen M. Volpi Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ The Hanover Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status THG CUSIP 410867105 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael P. Mgmt For For For Angelini 2 Elect Jane D. Carlin Mgmt For For For 3 Elect Daniel T. Henry Mgmt For For For 4 Elect Wendell J. Knox Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/09/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Peter B. Orthwein Mgmt For For For 1.2 Elect Robert W. Martin Mgmt For For For 1.3 Elect James L. Ziemer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2016 Equity and Mgmt For For For Incentive Plan
------------------------------------------------------------------------------------------------------------------------ TrustCo Bank Corp NY Ticker Security ID: Meeting Date Meeting Status TRST CUSIP 898349105 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Anthony J. Mgmt For For For Marinello 1.2 Elect William D. Powers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Tupperware Brands Corporation Ticker Security ID: Meeting Date Meeting Status TUP CUSIP 899896104 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Catherine A. Mgmt For For For Bertini 2 Elect Susan M. Cameron Mgmt For For For 3 Elect Kriss Cloninger Mgmt For For For III 4 Elect Meg Crofton Mgmt For For For 5 Elect E. V. Goings Mgmt For For For 6 Elect Angel R. Martinez Mgmt For For For 7 Elect Antonio Monteiro Mgmt For For For de Castro 8 Elect David R. Parker Mgmt For For For 9 Elect Richard T. Riley Mgmt For For For 10 Elect Joyce M. Roche Mgmt For For For 11 Elect M. Anne Szostak Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensatio 14 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ UMB Financial Corporation Ticker Security ID: Meeting Date Meeting Status UMBF CUSIP 902788108 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robin C. Beery Mgmt For For For 1.2 Elect Kevin C. Mgmt For For For Gallagher 1.3 Elect Greg M. Graves Mgmt For For For 1.4 Elect Alexander C. Mgmt For For For Kemper 1.5 Elect J. Mariner Kemper Mgmt For For For 1.6 Elect Gordon E. Mgmt For For For Lansford 1.7 Elect Timothy R. Murphy Mgmt For For For 1.8 Elect Kris A. Robbins Mgmt For For For 1.9 Elect L. Joshua Sosland Mgmt For For For 1.10 Elect Dylan E. Taylor Mgmt For For For 1.11 Elect Paul Uhlmann, III Mgmt For For For 1.12 Elect Leroy J. Williams Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair
------------------------------------------------------------------------------------------------------------------------ Viad Corp. Ticker Security ID: Meeting Date Meeting Status VVI CUSIP 92552R406 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edward E. Mace Mgmt For For For 2 Elect Joshua E. Mgmt For For For Schechter 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 6 Approval of the 2017 Mgmt For For For Omnibus Incentive Plan
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Conservative Allocation Strategy ------------------------------------------------------------------------------------------------------------------------- ISHARES 20+ YEAR TREASURY BOND ETF Ticker Security ID: Meeting Date Meeting Status AGG CUSIP 464287226 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES CORE S&P 500 ETF Ticker Security ID: Meeting Date Meeting Status IWM CUSIP 464287655 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES CORE U.S. AGGREGATE BOND ETF Ticker Security ID: Meeting Date Meeting Status HEFA CUSIP 46434V803 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES CORE U.S. AGGREGATE BOND ETF Ticker Security ID: Meeting Date Meeting Status IYR CUSIP 464287739 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For
------------------------------------------------------------------------------------------------------------------------- ISHARES CUR HGD MSCI EMERGING MKTS ETF Ticker Security ID: Meeting Date Meeting Status IVV CUSIP 464287200 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES CURRENCY HEDGED MSCI EAFE ETF Ticker Security ID: Meeting Date Meeting Status INDA CUSIP 46429B598 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- iShares Currency Hedged MSCI Eurozone ETF Ticker Security ID: Meeting Date Meeting Status IBDH CUSIP 46434V803 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- iShares MSCI Canada ETF Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286533 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES MSCI EAFE ETF Ticker Security ID: Meeting Date Meeting Status EEM CUSIP 464287234 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For
------------------------------------------------------------------------------------------------------------------------- ISHARES MSCI EMERGING MARKETS ETF Ticker Security ID: Meeting Date Meeting Status HEFA CUSIP 46434V803 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- iShares MSCI India ETF Ticker Security ID: Meeting Date Meeting Status ERUS CUSIP 46429B598 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES MSCI INDIA ETF Ticker Security ID: Meeting Date Meeting Status HEEM CUSIP 46434G509 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES RUSSELL 2000 ETF Ticker Security ID: Meeting Date Meeting Status IYZ CUSIP 464287713 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- iShares TIPS Bond ETF Ticker Security ID: Meeting Date Meeting Status OEF CUSIP 464287655 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For
------------------------------------------------------------------------------------------------------------------------- ISHARES TIPS BOND ETF Ticker Security ID: Meeting Date Meeting Status TLT CUSIP 464287432 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES U.S. REAL ESTATE ETF Ticker Security ID: Meeting Date Meeting Status EFA CUSIP 464287465 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES U.S. TELECOMMUNICATIONS ETF Ticker Security ID: Meeting Date Meeting Status TIP CUSIP 464287176 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Capital Innovations Global Resources and Infrastructure Fund Ticker Security ID: Meeting Date Meeting Status SFRZX CUSIP 76628R474 06/28/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of the Mgmt For For For RidgeWorth Capital Innovations Global Resources and Infrastructure Fund into the Oak Ridge Global Resources & Infrastructure Fund 2 Approval of a Mgmt For For For short-term investment advisory agreement between the Fund and Virtus Fund Advisers, LLC ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Ceredex Small Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628R474 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix High Income Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T124 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Total Return Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T132 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Silvant Small Cap Growth Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T140 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Ceredex Mid Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T165 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Silvant Large Cap Growth Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T157 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
------------------------------------------------------------------------------------------------------------------------- RidgeWorth Ceredex Large Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T173 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Core Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628RT546 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Corporate Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628RT546 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Floating Rate High Income Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U105 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth International Equity Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U303 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
------------------------------------------------------------------------------------------------------------------------- RIdgeWorth Seix High Yield Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U709 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix US Government Ultra-Short Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U808 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Funds Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628R474 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Funds Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628R474 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Funds Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628R474 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Growth Allocation Strategy ------------------------------------------------------------------------------------------------------------------------- ISHARES 20+ YEAR TREASURY BOND ETF Ticker Security ID: Meeting Date Meeting Status TLT CUSIP 464287432 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES CORE S&P 500 ETF Ticker Security ID: Meeting Date Meeting Status IVV CUSIP 464287200 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES CORE U.S. AGGREGATE BOND ETF Ticker Security ID: Meeting Date Meeting Status AGG CUSIP 464287226 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES CUR HGD MSCI EMERGING MKTS ETF Ticker Security ID: Meeting Date Meeting Status HEEM CUSIP 46434G509 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For
------------------------------------------------------------------------------------------------------------------------- ISHARES CURRENCY HEDGED MSCI EAFE ETF Ticker Security ID: Meeting Date Meeting Status HEFA CUSIP 46434V803 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- iShares Currency Hedged MSCI Eurozone ETF Ticker Security ID: Meeting Date Meeting Status IBDH CUSIP 46434V803 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- iShares MSCI Canada ETF Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286533 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES MSCI EAFE ETF Ticker Security ID: Meeting Date Meeting Status EFA CUSIP 464287465 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For
------------------------------------------------------------------------------------------------------------------------- ISHARES MSCI EMERGING MARKETS ETF Ticker Security ID: Meeting Date Meeting Status EEM CUSIP 464287234 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- iShares MSCI India ETF Ticker Security ID: Meeting Date Meeting Status ERUS CUSIP 46429B598 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES MSCI INDIA ETF Ticker Security ID: Meeting Date Meeting Status INDA CUSIP 46429B598 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES RUSSELL 2000 ETF Ticker Security ID: Meeting Date Meeting Status IWM CUSIP 464287655 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- iShares TIPS Bond ETF Ticker Security ID: Meeting Date Meeting Status OEF CUSIP 464287176 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For
------------------------------------------------------------------------------------------------------------------------- ISHARES TIPS BOND ETF Ticker Security ID: Meeting Date Meeting Status TIP CUSIP 464287176 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES U.S. REAL ESTATE ETF Ticker Security ID: Meeting Date Meeting Status IYR CUSIP 464287739 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- ISHARES U.S. TELECOMMUNICATIONS ETF Ticker Security ID: Meeting Date Meeting Status IYZ CUSIP 464287713 06/19/2017 Voted Meeting Type Country of Trade Special US For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane D. Carlin MGMT For For For 2 Elect Richard L. MGMT For For For Fagnani 3 Elect Drew E. Lawton MGMT For For For 4 Elect Madhav V. Rajan MGMT For For For 5 Elect Mark Wiedman MGMT For For For ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Capital Innovations Global Resources and Infrastructure Fund Ticker Security ID: Meeting Date Meeting Status SFRZX CUSIP 76628R474 06/28/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of the Mgmt For For For RidgeWorth Capital Innovations Global Resources and Infrastructure Fund into the Oak Ridge Global Resources & Infrastructure Fund 2 Approval of a Mgmt For For For short-term investment advisory agreement between the Fund and Virtus Fund Advisers, LLC
------------------------------------------------------------------------------------------------------------------------- RidgeWorth Ceredex Small Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628R474 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RIdgeWorth Seix High Income Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T124 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Total Return Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T132 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Silvant Small Cap Growth Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T140 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Silvant Large Cap Growth Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T157 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
------------------------------------------------------------------------------------------------------------------------- RidgeWorth Ceredex Mid Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T165 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Cerdex Large Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T173 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Corporate Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T546 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Floating Rate High Income Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U105 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Core Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U204 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth International Equity Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U303 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix High Yield Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U709 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RIDGEWORTH FUNDS Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628R474 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Innovative Growth Stock Fund ------------------------------------------------------------------------------------------------------------------------ 2U Inc Ticker Security ID: Meeting Date Meeting Status TWOU CUSIP 90214J101 06/05/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Sallie L. Mgmt For For For Krawcheck 1.2 Elect Mark J. Chernis Mgmt For For For 1.3 Elect John M. Larson Mgmt For For For 1.4 Elect Edward S. Macias Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2017 Mgmt For For For Employee Stock Purchase Plan ------------------------------------------------------------------------------------------------------------------------ Acuity Brands, Inc. Ticker Security ID: Meeting Date Meeting Status AYI CUSIP 00508Y102 01/06/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect W. Patrick Battle Mgmt For For For 1.2 Elect Gordon D. Harnett Mgmt For For For 1.3 Elect Robert F. Mgmt For For For McCullough 1.4 Elect Dominic J. Mgmt For For For Pileggi 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Shareholder Proposal ShrHoldr Against Against For Regarding Dividend Increase ------------------------------------------------------------------------------------------------------------------------ Adobe Systems Incorporated Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Amy L. Banse Mgmt For For For 2 Elect Edward W. Mgmt For For For Barnholt 3 Elect Robert K. Burgess Mgmt For For For 4 Elect Frank A. Mgmt For For For Calderoni 5 Elect James E. Daley Mgmt For For For 6 Elect Laura B. Desmond Mgmt For For For 7 Elect Charles M. Mgmt For For For Geschke 8 Elect Shantanu Narayen Mgmt For For For 9 Elect Daniel Rosensweig Mgmt For For For 10 Elect John E. Warnock Mgmt For For For 11 Amendment to the 2003 Mgmt For For For Equity Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Felix Baker Mgmt For For For 2 Elect David R. Brennan Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect Christopher J. Mgmt For For For Coughlin 5 Elect Ludwig N. Hantson Mgmt For For For 6 Elect John T. Mollen Mgmt For For For 7 Elect R. Douglas Norby Mgmt For For For 8 Elect Alvin S. Parven Mgmt For For For 9 Elect Andreas Rummelt Mgmt For For For 10 Elect Ann M. Veneman Mgmt For For For 11 Approval of the 2017 Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Voting Disclosure ------------------------------------------------------------------------------------------------------------------------ Alphabet Inc. Ticker Security ID: Meeting Date Meeting Status GOOGL CUSIP 02079K305 06/07/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For Withhold Against 1.5 Elect Roger W. Mgmt For For For Ferguson, Jr. 1.6 Elect Diane B. Greene Mgmt For For For 1.7 Elect John L. Hennessy Mgmt For For For 1.8 Elect Ann Mather Mgmt For Withhold Against 1.9 Elect Alan R. Mulally Mgmt For For For 1.10 Elect Paul S. Otellini Mgmt For For For 1.11 Elect K. Ram Shriram Mgmt For For For 1.12 Elect Shirley M. Mgmt For For For Tilghman 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Mgmt For Against Against Stock Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 9 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay Equity Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Contributions Report 11 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 12 Shareholder Proposal ShrHoldr Against Against For Regarding False News
------------------------------------------------------------------------------------------------------------------------ Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/23/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Tom A. Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect Jamie S. Gorelick Mgmt For For For 5 Elect Daniel P. Mgmt For For For Huttenlocher 6 Elect Judith A. McGrath Mgmt For For For 7 Elect Jonathan J. Mgmt For For For Rubinstein 8 Elect Thomas O. Ryder Mgmt For Against Against 9 Elect Patricia Q. Mgmt For For For Stonesifer 10 Elect Wendell P. Weeks Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 14 Amendment to the 1997 Mgmt For For For Stock Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Use of Criminal Background Checks in Hiring Decisions 16 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability 17 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions ------------------------------------------------------------------------------------------------------------------------ Bank Of The Ozarks, Inc. Ticker Security ID: Meeting Date Meeting Status OZRK CUSIP 063904106 05/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect George Gleason Mgmt For For For 1.2 Elect Nicholas Brown Mgmt For For For 1.3 Elect Richard Cisne Mgmt For For For 1.4 Elect Robert East Mgmt For For For 1.5 Elect Catherine B. Mgmt For For For Freedberg 1.6 Elect Ross Whipple Mgmt For For For 1.7 Elect Linda Gleason Mgmt For For For 1.8 Elect Peter Kenny Mgmt For For For 1.9 Elect Robert Proost Mgmt For For For 1.10 Elect William A. Mgmt For For For Koefoed, Jr. 1.11 Elect John Reynolds Mgmt For For For 1.12 Elect Dan Thomas Mgmt For For For 1.13 Elect Henry Mariani Mgmt For For For 1.14 Elect Paula Mgmt For For For Cholmondeley 1.15 Elect Walter J. Mullen Mgmt For For For 1.16 Elect Kathleen Franklin Mgmt For For For 2 Amendment to the Mgmt For For For Non-Employee Director Stock Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Bank Of The Ozarks, Inc. Ticker Security ID: Meeting Date Meeting Status OZRK CUSIP 063904106 06/23/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization and Mgmt For For For Plan of Merger 2 Right to Adjourn Mgmt For For For Meeting
------------------------------------------------------------------------------------------------------------------------ Biomarin Pharmaceutical Inc. Ticker Security ID: Meeting Date Meeting Status BMRN CUSIP 09061G101 06/06/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jean-Jacques Mgmt For For For Bienaime 1.2 Elect Willard H. Dere Mgmt For For For 1.3 Elect Michael Grey Mgmt For For For 1.4 Elect Elaine J. Heron Mgmt For For For 1.5 Elect V. Bryan Lawlis, Mgmt For For For Jr. 1.6 Elect Alan J. Lewis Mgmt For For For 1.7 Elect Richard A. Meier Mgmt For For For 1.8 Elect David Pyott Mgmt For For For 1.9 Elect Dennis J. Slamon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Approve 2017 Equity Mgmt For For For Incentive Plan 6 Increase of Authorized Mgmt For Against Against Common Stock and Technical Amendments to Certificate of Incorporation ------------------------------------------------------------------------------------------------------------------------ Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/14/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert J. Hugin Mgmt For For For 1.2 Elect Mark J. Alles Mgmt For For For 1.3 Elect Richard W. Barker Mgmt For For For 1.4 Elect Michael W. Bonney Mgmt For For For 1.5 Elect Michael D. Casey Mgmt For For For 1.6 Elect Carrie S. Cox Mgmt For For For 1.7 Elect Michael A. Mgmt For For For Friedman 1.8 Elect Julia A. Haller Mgmt For For For 1.9 Elect Gilla S. Kaplan Mgmt For For For 1.10 Elect James J. Loughlin Mgmt For For For 1.11 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 6 Shareholder Proposal ShrHoldr Against Against For Regarding Voting Disclosure ------------------------------------------------------------------------------------------------------------------------ Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William S. Haraf Mgmt For For For 2 Elect Frank C. Mgmt For For For Herringer 3 Elect Stephen T. McLin Mgmt For For For 4 Elect Roger O. Walther Mgmt For For For 5 Elect Robert N. Wilson Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 11 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 12 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions
------------------------------------------------------------------------------------------------------------------------ Chipotle Mexican Grill, Inc. Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 169656105 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Albert S. Mgmt For For For Baldocchi 1.2 Elect Paul T. Cappuccio Mgmt For For For 1.3 Elect Steve Ells Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Robin Mgmt For For For Hickenlooper 1.6 Elect Kimbal Musk Mgmt For For For 1.7 Elect Ali Namvar Mgmt For For For 1.8 Elect Matthew H. Paull Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ------------------------------------------------------------------------------------------------------------------------ DexCom, Inc. Ticker Security ID: Meeting Date Meeting Status DXCM CUSIP 252131107 05/31/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard A. Mgmt For For For Collins 2 Elect Mark G. Foletta Mgmt For For For 3 Elect Eric Topol Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 7 Amendment to the 2015 Mgmt For Against Against Equity Incentive Plan 8 Increase of Authorized Mgmt For Against Against Common Stock ------------------------------------------------------------------------------------------------------------------------ Ellie Mae, Inc. Ticker Security ID: Meeting Date Meeting Status ELLI CUSIP 28849P100 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Karen Blasing Mgmt For For For 1.2 Elect Jonathan Corr Mgmt For For For 1.3 Elect Robert J. Levin Mgmt For For For 1.4 Elect Jeb S. Spencer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ------------------------------------------------------------------------------------------------------------------------ EXACT Sciences Corporation Ticker Security ID: Meeting Date Meeting Status EXAS CUSIP 30063P105 07/28/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kevin T. Conroy Mgmt For For For 1.2 Elect John A. Fallon Mgmt For For For 1.3 Elect David A. Thompson Mgmt For Withhold Against 1.4 Elect Katherine S. Mgmt For For For Zanotti 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2010 Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Facebook, Inc. Ticker Security ID: Meeting Date Meeting Status FB CUSIP 30303M102 06/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Marc L. Mgmt For Withhold Against Andreessen 1.2 Elect Erskine B. Bowles Mgmt For For For 1.3 Elect Susan D. Mgmt For For For Desmond-Hellmann 1.4 Elect Reed Hastings Mgmt For For For 1.5 Elect Jan Koum Mgmt For For For 1.6 Elect Sheryl K. Mgmt For For For Sandberg 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 4 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 5 Shareholder Proposal ShrHoldr Against Against For Regarding False News 6 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 7 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair ------------------------------------------------------------------------------------------------------------------------ First Republic Bank Ticker Security ID: Meeting Date Meeting Status FRC CUSIP 33616C100 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James H. Mgmt For For For Herbert, II 2 Elect Katherine Mgmt For For For August-deWilde 3 Elect Thomas J. Mgmt For For For Barrack, Jr. 4 Elect Frank J. Mgmt For For For Fahrenkopf, Jr. 5 Elect L. Martin Gibbs Mgmt For For For 6 Elect Boris Groysberg Mgmt For For For 7 Elect Sandra R. Mgmt For For For Hernandez 8 Elect Pamela J. Joyner Mgmt For For For 9 Elect Reynold Levy Mgmt For For For 10 Elect Duncan L. Mgmt For For For Niederauer 11 Elect George G. C. Mgmt For For For Parker 12 Elect Cheryl Spielman Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2017 Mgmt For For For Executive Incentive Plan 15 Approval of 2017 Mgmt For For For Omnibus Award Plan 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report ------------------------------------------------------------------------------------------------------------------------ Inphi Corp. Ticker Security ID: Meeting Date Meeting Status IPHI CUSIP 45772F107 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Nicholas E. Mgmt For For For Brathwaite 1.2 Elect David Liddle Mgmt For For For 1.3 Elect Bruce M. Mgmt For For For McWilliams 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Lululemon Athletica inc. Ticker Security ID: Meeting Date Meeting Status LULU CUSIP 550021109 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael Casey Mgmt For For For 2 Elect Glenn Murphy Mgmt For For For 3 Elect David M. Mussafer Mgmt For For For 4 Elect Laurent Potdevin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Mgmt For For For Certificate of Incorporation to Clarify Majority Voting Standard for Election of Directors 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Frequency of Advisory Mgmt For 3 Years N/A Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Medidata Solutions Inc. Ticker Security ID: Meeting Date Meeting Status MDSO CUSIP 58471A105 05/30/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Tarek A. Sherif Mgmt For For For 2 Elect Glen M. de Vries Mgmt For For For 3 Elect Carlos Dominguez Mgmt For For For 4 Elect Neil M. Kurtz Mgmt For For For 5 Elect George W. Mgmt For For For McCulloch 6 Elect Lee A. Shapiro Mgmt For For For 7 Elect Robert B. Taylor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Approval of the 2017 Mgmt For For For Long-Term Incentive Plan 10 Ratification of Auditor Mgmt For For For 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ MercadoLibre, Inc. Ticker Security ID: Meeting Date Meeting Status MELI CUSIP 58733R102 06/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Susan L. Segal Mgmt For For For 1.2 Elect Mario Eduardo Mgmt For For For Vazquez 1.3 Elect Alejandro Mgmt For For For Nicolas Aguzin 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Monolithic Power Systems, Inc. Ticker Security ID: Meeting Date Meeting Status MPWR CUSIP 609839105 06/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Victor K. Lee Mgmt For For For 1.2 Elect James C. Moyer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/06/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Reed Hastings Mgmt For Withhold Against 1.2 Elect Jay C. Hoag Mgmt For Withhold Against 1.3 Elect A. George Battle Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 6 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 7 Shareholder Proposal ShrHoldr Against Against For Regarding Net Zero Greenhouse Gas Emissions 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board 9 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 10 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ------------------------------------------------------------------------------------------------------------------------ Nevro Corp. Ticker Security ID: Meeting Date Meeting Status NVRO CUSIP 64157F103 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Frank Fischer Mgmt For For For 1.2 Elect Shawn T. Mgmt For For For McCormick 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Palo Alto Networks, Inc. Ticker Security ID: Meeting Date Meeting Status PANW CUSIP 697435105 12/08/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark D. Mgmt For For For McLaughlin 2 Elect Asheem Chandna Mgmt For For For 3 Elect James J. Goetz Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Portola Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status PTLA CUSIP 737010108 06/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeffrey W. Bird Mgmt For For For 1.2 Elect John H. Johnson Mgmt For For For 1.3 Elect H. Ward Wolff Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Priceline Group Inc. Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Timothy M. Mgmt For For For Armstrong 1.2 Elect Jeffrey H. Boyd Mgmt For For For 1.3 Elect Jan L. Docter Mgmt For For For 1.4 Elect Jeffrey E. Mgmt For For For Epstein 1.5 Elect Glenn D. Fogel Mgmt For For For 1.6 Elect James M. Guyette Mgmt For For For 1.7 Elect Robert J. Mylod, Mgmt For For For Jr. 1.8 Elect Charles H. Noski Mgmt For For For 1.9 Elect Nancy B. Mgmt For For For Peretsman 1.10 Elect Thomas E. Rothman Mgmt For For For 1.11 Elect Craig W. Rydin Mgmt For For For 1.12 Elect Lynn M. Vojvodich Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ------------------------------------------------------------------------------------------------------------------------ Proofpoint, Inc. Ticker Security ID: Meeting Date Meeting Status PFPT CUSIP 743424103 06/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jonathan Feiber Mgmt For For For 1.2 Elect Eric Hahn Mgmt For For For 1.3 Elect Kevin Harvey Mgmt For For For 2 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bonnie L. Bassler Mgmt For For For 2 Elect N. Anthony Coles Mgmt For For For 3 Elect Joseph L. Mgmt For Against Against Goldstein 4 Elect Christine A. Poon Mgmt For Against Against 5 Elect P. Roy Vagelos Mgmt For For For 6 Elect Huda Y. Zoghbi Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Amendment to the 2014 Mgmt For Against Against Long-Term Incentive Plan 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ ServiceNow, Inc. Ticker Security ID: Meeting Date Meeting Status NOW CUSIP 81762P102 06/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John J. Donahoe Mgmt For For For II 2 Elect Charles H. Mgmt For For For Giancarlo 3 Elect Anita M. Sands Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Shake Shack Inc. Ticker Security ID: Meeting Date Meeting Status SHAK CUSIP 819047101 06/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Randy Garutti Mgmt For For For 2 Elect Joshua Silverman Mgmt For For For 3 Elect Jonathan D. Mgmt For For For Sokoloff 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Shopify Inc Ticker Security ID: Meeting Date Meeting Status SHOP CUSIP 82509L107 06/07/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Tobias Lutke Mgmt For For For 1.2 Elect Robert G. Ashe Mgmt For For For 1.3 Elect Steven A Collins Mgmt For For For 1.4 Elect Gail Goodman Mgmt For For For 1.5 Elect Jeremy Levine Mgmt For For For 1.6 Elect John Phillips Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Signature Bank Ticker Security ID: Meeting Date Meeting Status SBNY CUSIP 82669G104 04/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Scott A. Shay Mgmt For For For 1.2 Elect Joseph J. DePaolo Mgmt For For For 1.3 Elect Barney Frank Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Approval of the Mgmt For For For amendment to the 2004 Long Term Incentive Plan
------------------------------------------------------------------------------------------------------------------------ Teladoc, Inc. Ticker Security ID: Meeting Date Meeting Status TDOC CUSIP 87918A105 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Increase of Authorized Mgmt For For For Common Stock 2 Repeal of Classified Mgmt For For For Board 3 Elimination of Mgmt For For For Supermajority Requirement for Removal of Directors 4 Elimination of Mgmt For For For Supermajority Requirement for Amendment of Certain Provision of the Certificate of Incorporation 5 Elimination of Mgmt For For For Supermajority Requirement for Amendment of the Company's Bylaws 6.1 Elect Helen Darling Mgmt For For For 6.2 Elect William H. Frist Mgmt For For For 6.3 Elect Michael Goldstein Mgmt For For For 6.4 Elect Jason Gorevic Mgmt For For For 6.5 Elect Thomas Mawhinney Mgmt For For For 6.6 Elect Thomas G. Mgmt For For For McKinley 6.7 Elect Arneek Multani Mgmt For For For 6.8 Elect Kenneth H. Paulus Mgmt For For For 6.9 Elect David L. Shedlarz Mgmt For For For 6.10 Elect David B. Snow, Mgmt For For For Jr. 6.11 Elect Thomas Mawhinney Mgmt For For For 6.12 Elect Thomas G. Mgmt For For For McKinley 6.13 Elect Arneek Multani Mgmt For For For 7 Amendment to the 2015 Mgmt For Against Against Incentive Award Plan 8 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Tesla Motors Inc. Ticker Security ID: Meeting Date Meeting Status TSLA CUSIP 88160R101 11/17/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For Against Against 2 Right to Adjourn Mgmt For Against Against Meeting ------------------------------------------------------------------------------------------------------------------------ Tesla, Inc. Ticker Security ID: Meeting Date Meeting Status TSLA CUSIP 88160R101 06/06/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Elon Musk Mgmt For For For 2 Elect Robyn M. Denholm Mgmt For For For 3 Elect Stephen T. Mgmt For For For Jurvetson 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ------------------------------------------------------------------------------------------------------------------------ Twilio Inc. Ticker Security ID: Meeting Date Meeting Status TWLO CUSIP 90138F102 06/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard Dalzell Mgmt For Withhold Against 1.2 Elect Erika Rottenberg Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2016 Mgmt For Against Against Stock Option and Incentive Plan
------------------------------------------------------------------------------------------------------------------------ Ulta Beauty, Inc. Ticker Security ID: Meeting Date Meeting Status ULTA CUSIP 90384S303 06/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Michelle L. Mgmt For For For Collins 1.2 Elect Dennis K. Eck Mgmt For For For 1.3 Elect Charles J. Mgmt For For For Philippin 1.4 Elect Vanessa A. Mgmt For For For Wittman 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ XPO Logistics Inc. Ticker Security ID: Meeting Date Meeting Status XPO CUSIP 983793100 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bradley S. Jacobs Mgmt For For For 2 Elect Gena L. Ashe Mgmt For Against Against 3 Elect Louis DeJoy Mgmt For Against Against 4 Elect Michael G. Mgmt For Against Against Jesselson 5 Elect Adrian P. Mgmt For Against Against Kingshott 6 Elect Jason D. Mgmt For Against Against Papastavrou 7 Elect Oren G. Shaffer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ------------------------------------------------------------------------------------------------------------------------ XPO Logistics Inc. Ticker Security ID: Meeting Date Meeting Status XPO CUSIP 983793100 12/20/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 2016 Incentive Mgmt For For For Compensation Plan 2 Right to Adjourn Mgmt For For For Meeting
Registrant : RidgeWorth Funds Fund Name : RidgeWorth International Equity Fund ------------------------------------------------------------------------------------------------------------------------ Accenture plc Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jaime Ardila Mgmt For For For Gomez 2 Elect Charles H. Mgmt For For For Giancarlo 3 Elect Herbert Hainer Mgmt For For For 4 Elect William L. Kimsey Mgmt For For For 5 Elect Marjorie Magner Mgmt For For For 6 Elect Nancy McKinstry Mgmt For For For 7 Elect Pierre Nanterme Mgmt For For For 8 Elect Gilles Pelisson Mgmt For For For 9 Elect Paula A. Price Mgmt For For For 10 Elect Arun Sarin Mgmt For For For 11 Elect Frank K. Tang Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Issuance of Treasury Mgmt For For For Shares ------------------------------------------------------------------------------------------------------------------------ Adidas AG Ticker Security ID: Meeting Date Meeting Status ADS CINS D0066B185 05/11/2017 Voted Meeting Type Country of Trade Annual Germany For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Supervisory Board Mgmt For For For Members' Fees 10 Increase in Authorised Mgmt For For For Capital 2017/I 11 Increase in Authorised Mgmt For For For Capital 2017/II 12 Increase in Authorised Mgmt For For For Capital 2017/III 13 Appointment of Auditor Mgmt For For For (Fiscal Year 2017) 14 Appointment of Auditor Mgmt For For For (Interim Reports--Fiscal Year 2017) 15 Appointment of Auditor Mgmt For For For (Interim Reports--Fiscal Year 2018)
------------------------------------------------------------------------------------------------------------------------ AIA Group Limited Ticker Security ID: Meeting Date Meeting Status 1299 CINS Y002A1105 05/12/2017 Voted Meeting Type Country of Trade Annual Hong Kong For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Mohamed Azman Mgmt For For For Yahya 6 Elect Edmund TSE Sze Mgmt For For For Wing 7 Elect Jack SO Chak Mgmt For For For Kwong 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For For For Shares under Restricted Share Unit Scheme ------------------------------------------------------------------------------------------------------------------------ Ambev S.A. Ticker Security ID: Meeting Date Meeting Status ABEV3 CUSIP 02319V103 04/28/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Board Size Mgmt For For For 4 Election of Directors Mgmt For Abstain Against 5 Election of Mgmt For Abstain Against Supervisory Council 6 Elect Paulo Mgmt N/A For N/A Assuncao de Sousa to Supervisory Council as Representative of Minority Shareholders 7 Remuneration Report Mgmt For Against Against 8 Supervisory Council Mgmt For For For Fees 9 Merger Agreement Mgmt For For For 10 Ratification of Mgmt For For For Appointment of Appraiser 11 Valuation Report Mgmt For For For 12 Merger by Absortion Mgmt For For For 13 Authorization of Legal Mgmt For For For Formalities ------------------------------------------------------------------------------------------------------------------------ Atlas Copco AB Ticker Security ID: Meeting Date Meeting Status ATCOA CINS W10020324 04/26/2017 Voted Meeting Type Country of Trade Annual Sweden For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Ratification of Board Mgmt For For For and CEO Acts 13 Allocation of Mgmt For For For Profits/Dividends 14 Dividend Record Date Mgmt For For For 15 Board Size Mgmt For For For 16 Number of Auditors Mgmt For For For 17 Election of Directors Mgmt For Against Against 18 Elect Hans Straberg as Mgmt For Against Against Chair 19 Appointment of Auditor Mgmt For For For 20 Directors' Fees Mgmt For For For 21 Authority to Set Mgmt For For For Auditor's Fees 22 Remuneration Guidelines Mgmt For For For 23 Performance Option Mgmt For For For Plan 2017 24 Authority to Mgmt For For For Repurchase Shares Pursuant to Performance Option Plan 2017 25 Authority to Mgmt For For For Repurchase Shares Pursuant to Directors' Fees 26 Authority to Issue Mgmt For For For Treasury Shares Pursuant to Performance Option Plan 2017 27 Authority to Issue Mgmt For For For Treasury Shares Pursuant to Directors' Fees 28 Authority to Issue Mgmt For For For Treasury Shares Pursuant to LTIPs 29 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------ Canadian Pacific Railway Limited Ticker Security ID: Meeting Date Meeting Status CP CUSIP 13645T100 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Appointment of Auditor Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3.1 Elect John Baird Mgmt For For For 3.2 Elect Isabelle Mgmt For For For Courville 3.3 Elect Keith E. Creel Mgmt For For For 3.4 Elect Gillian H. Denham Mgmt For For For 3.5 Elect William R. Fatt Mgmt For For For 3.6 Elect Rebecca MacDonald Mgmt For For For 3.7 Elect Matthew H. Paull Mgmt For For For 3.8 Elect Jane L. Peverett Mgmt For For For 3.9 Elect Andrew F. Reardon Mgmt For For For 3.10 Elect Gordon T. Mgmt For For For Trafton II ------------------------------------------------------------------------------------------------------------------------ Chr.Hansen Holding A/S Ticker Security ID: Meeting Date Meeting Status CHR CINS K1830B107 11/29/2016 Voted Meeting Type Country of Trade Annual Denmark For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' Fees Mgmt For For For 9 Amendments to Articles Mgmt For For For Regarding Register of Shareholders 10 Amendments to Articles Mgmt For For For Regarding Name Change of NASDAQ OMX Copenhagen A/S 11 Elect Ole Andersen Mgmt For For For 12 Elect Frederic Stevenin Mgmt For For For 13 Elect Mark Wilson Mgmt For For For 14 Elect Dominique Mgmt For For For Reiniche 15 Elect Tiina Mgmt For For For Mattila-Sandholm 16 Elect Kristian Mgmt For For For Villumsen 17 Elect Luis Cantarell Mgmt For For For Rocamora 18 Appointment of Auditor Mgmt For For For 19 Authority to Carry out Mgmt For For For Formalities 20 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------ Chubb Limited Ticker Security ID: Meeting Date Meeting Status CB CUSIP H1467J104 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits Mgmt For For For 3 Dividends from Reserves Mgmt For For For 4 Ratification of Board Mgmt For For For Acts 5 Election of Statutory Mgmt For For For Auditors 6 Appointment of Auditor Mgmt For For For 7 Appointment of Special Mgmt For For For Auditor 8 Elect Evan G. Greenberg Mgmt For For For 9 Elect Robert M. Mgmt For For For Hernandez 10 Elect Michael G. Atieh Mgmt For For For 11 Elect Sheila P. Burke Mgmt For For For 12 Elect James I. Cash, Mgmt For For For Jr. 13 Elect Mary A. Cirillo Mgmt For For For 14 Elect Michael P. Mgmt For Against Against Connors 15 Elect John A. Edwardson Mgmt For For For 16 Elect Leo F. Mullin Mgmt For For For 17 Elect Kimberly Ross Mgmt For For For 18 Elect Robert W. Scully Mgmt For For For 19 Elect Eugene B. Mgmt For For For Shanks, Jr. 20 Elect Theodore Shasta Mgmt For For For 21 Elect David H. Sidwell Mgmt For For For 22 Elect Olivier Steimer Mgmt For For For 23 Elect James M. Mgmt For For For Zimmerman 24 Elect Evan G. Mgmt For For For Greenberg as Chairman of the Board 25 Elect Michael P. Mgmt For Against Against Connors 26 Elect Mary A. Cirillo Mgmt For For For 27 Elect Robert M. Mgmt For For For Hernandez 28 Elect Robert W. Scully Mgmt For For For 29 Elect James M. Mgmt For For For Zimmerman 30 ELECTION OF HOMBURGER Mgmt For For For AG AS INDEPENDENT PROXY 31 APPROVAL OF AMENDED Mgmt For For For AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN 32 Board Compensation Mgmt For For For 33 Executive Compensation Mgmt For For For 34 Advisory Vote on Mgmt For For For Executive Compensation 35 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 36 Additional or Mgmt For Abstain Against Miscellaneous Proposals ------------------------------------------------------------------------------------------------------------------------ Coloplast A/S Ticker Security ID: Meeting Date Meeting Status COLOB CINS K16018192 12/05/2016 Voted Meeting Type Country of Trade Annual Denmark For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 9 Directors' Fees Mgmt For For For 10 Remuneration Guidelines Mgmt For For For 11 Authority to Mgmt For For For Repurchase Shares 12 Elect Michael Pram Mgmt For Abstain Against Rasmussen 13 Elect Niels Peter Mgmt For For For Louis-Hansen 14 Elect Per Magid Mgmt For For For 15 Elect Birgitte Nielsen Mgmt For For For 16 Elect Jette Mgmt For For For Nygaard-Andersen 17 Elect Brian Petersen Mgmt For For For 18 Elect Jorgen Mgmt For For For Tang-Jensen 19 Appointment of Auditor Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------ Compass Group Plc Ticker Security ID: Meeting Date Meeting Status CPG CINS G23296190 02/02/2017 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Stefan Bomhard Mgmt For For For 5 Elect Dominic Blakemore Mgmt For For For 6 Elect Richard Cousins Mgmt For For For 7 Elect Gary Green Mgmt For For For 8 Elect Johnny Thomson Mgmt For For For 9 Elect Carol Arrowsmith Mgmt For For For 10 Elect John G. Bason Mgmt For For For 11 Elect Don Robert Mgmt For For For 12 Elect Nelson Luiz Mgmt For For For Costa Silva 13 Elect Ireena Vittal Mgmt For Against Against 14 Elect Paul S. Walsh Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Increase in NED's Fee Mgmt For For For Cap 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 22 Authority to Mgmt For For For Repurchase Shares 23 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ------------------------------------------------------------------------------------------------------------------------ Compass Group Plc Ticker Security ID: Meeting Date Meeting Status CPG CINS G23296190 06/07/2017 Voted Meeting Type Country of Trade Ordinary United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Special Dividend and Mgmt For For For Share Consolidation 2 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 3 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 4 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 5 Authority to Mgmt For For For Repurchase Shares ------------------------------------------------------------------------------------------------------------------------ Constellation Software Inc. Ticker Security ID: Meeting Date Meeting Status CSU CUSIP 21037X100 04/28/2017 Voted Meeting Type Country of Trade Annual Canada For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeff Bender Mgmt For Withhold Against 1.2 Elect Meredith H. Hayes Mgmt For Withhold Against 1.3 Elect Robert Kittel Mgmt For Withhold Against 1.4 Elect Mark Leonard Mgmt For For For 1.5 Elect Paul McFeeters Mgmt For Withhold Against 1.6 Elect Ian McKinnon Mgmt For For For 1.7 Elect Mark Miller Mgmt For For For 1.8 Elect Stephen R. Mgmt For Withhold Against Scotchmer 2 Appointment of Auditor Mgmt For Withhold Against and Authority to Set Fees 3 Shareholder Proposal ShrHoldr Against For Against Regarding Board Diversity Policy
------------------------------------------------------------------------------------------------------------------------ CSL Limited Ticker Security ID: Meeting Date Meeting Status CSL CINS Q3018U109 10/12/2016 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Marie McDonald Mgmt For For For 3 Elect Megan Clark Mgmt For For For 4 Elect Tadataka Yamada Mgmt For For For 5 Remuneration Report Mgmt For Against Against 6 Equity Grant (MD/CEO Mgmt For Against Against Paul Perreault) 7 Approve Increase in Mgmt For For For NEDs' Fee Cap ------------------------------------------------------------------------------------------------------------------------ Essilor International Ticker Security ID: Meeting Date Meeting Status EI CINS F31668100 05/11/2017 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Related Party Mgmt For Against Against Transactions 9 Ratification of the Mgmt For For For Co-optation of Jeanette Wong 10 Elect Philippe Alfroid Mgmt For Against Against 11 Elect Juliette Favre Mgmt For For For 12 Elect Yi He Mgmt For For For 13 Elect Hubert Sagnieres Mgmt For For For 14 Elect Laurent Vacherot Mgmt For For For 15 Severance Agreement Mgmt For For For (Hubert Sagnieres, Chair and CEO) 16 Severance Agreement Mgmt For For For (Laurent Vacherot, Deputy CEO) 17 Remuneration of Hubert Mgmt For Against Against Sagnieres, Chair and CEO 18 Remuneration of Mgmt For Against Against Laurent Vacherot, deputy CEO since December 6, 2016 19 Remuneration Policy Mgmt For For For (Corporate Officers) 20 Directors' Fees Mgmt For For For 21 Authority to Mgmt For For For Repurchase and Reissue Shares 22 Employee Stock Mgmt For For For Purchase Plan 23 Employee Stock Mgmt For For For Purchase Plan for Employee Overseas 24 Amendments to Articles Mgmt For For For 25 Adoption of New Mgmt For For For Articles 26 Merger/Acquisition Mgmt For For For 27 Authority to Increase Mgmt For For For Capital in Case of Exchange Offer initiated by the Company 28 Internal Restructuring Mgmt For For For Pursuant to Merger 29 Amendments to Articles Mgmt For For For (Company Purpose) 30 Elect Leonardo Del Mgmt For For For Vecchio 31 Elect Romolo Bardin Mgmt For For For 32 Elect Giovanni Mgmt For For For Giallombardo 33 Elect Rafaella Mazzoli Mgmt For For For 34 Elect Francesco Milleri Mgmt For For For 35 Elect Gianni Mion Mgmt For For For 36 Elect Lucia Morselli Mgmt For For For 37 Elect Cristina Scocchia Mgmt For For For 38 Elect Hubert Sagnieres Mgmt For For For 39 Elect Juliette Favre Mgmt For For For 40 Elect Henrietta H. Fore Mgmt For For For 41 Elect Bernard Hours Mgmt For For For 42 Elect Annette Messemer Mgmt For For For 43 Elect Olivier Pecoux Mgmt For For For 44 Authorisation of Legal Mgmt For For For Formalities
------------------------------------------------------------------------------------------------------------------------ Experian Plc Ticker Security ID: Meeting Date Meeting Status EXPN CINS G32655105 07/20/2016 Voted Meeting Type Country of Trade Annual Jersey For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Elect Luiz Fernando Mgmt For For For Vendramini Fleury 4 Elect Brian Cassin Mgmt For For For 5 Elect Roger Davis Mgmt For For For 6 Elect Deirdre Mahlan Mgmt For For For 7 Elect Lloyd Pitchford Mgmt For For For 8 Elect Don Robert Mgmt For For For 9 Elect George Rose Mgmt For For For 10 Elect Paul A. Walker Mgmt For For For 11 Elect Kerry Williams Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 17 Authority to Mgmt For For For Repurchase Shares ------------------------------------------------------------------------------------------------------------------------ Hermes International SCA Ticker Security ID: Meeting Date Meeting Status RMS CINS F48051100 06/06/2017 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses 6 Consolidated Accounts Mgmt For For For and Reports 7 Ratification of Mgmt For For For Management Acts 8 Allocation of Mgmt For For For Profits/Dividends 9 Related Party Mgmt For For For Transactions 10 Authority to Mgmt For For For Repurchase and Reissue Shares 11 Remuneration of Axel Mgmt For Against Against Dumas, Manager 12 Remuneration of Emile Mgmt For Against Against Hermes SARL, Managing General Partner 13 Elect Monique Cohen Mgmt For For For 14 Elect Renaud Mommeja Mgmt For Against Against 15 Elect Eric de Seynes Mgmt For For For 16 Elect Dorothee Altmayer Mgmt For For For 17 Elect Olympia Guerrand Mgmt For For For 18 Supervisory Board Fees Mgmt For For For 19 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 20 Appointment of Auditor Mgmt For For For (Didier Kling & Associes) 21 Authority to Cancel Mgmt For For For Shares and Reduce Capital 22 Authority to Increase Mgmt For For For Capital Through Capitalisations 23 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 24 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights 25 Employee Stock Mgmt For For For Purchase Plan 26 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights Through Private Placement 27 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 28 Authorisation of Legal Mgmt For For For Formalities
------------------------------------------------------------------------------------------------------------------------ Icon Plc Ticker Security ID: Meeting Date Meeting Status ICLR CUSIP G4705A100 07/22/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William Hall Mgmt For For For 2 Elect John Climax Mgmt For For For 3 Elect Steve Cutler Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 7 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 8 Authority to Mgmt For For For Repurchase Shares 9 Authority to Set Price Mgmt For For For Range for Issuance of Treasury Shares 10 Amendments to Articles Mgmt For For For of Association 11 Amendments to Mgmt For For For Memorandum of Association ------------------------------------------------------------------------------------------------------------------------ Industria de Diseno Textil S.A. - INDITEX, S.A. Ticker Security ID: Meeting Date Meeting Status ITX CINS E6282J125 07/19/2016 Voted Meeting Type Country of Trade Ordinary Spain For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For (Individual) 4 Accounts and Reports Mgmt For For For (Consolidated); Ratification of Board Acts 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratify Co-option and Mgmt For For For Elect Pontegadea Inversiones, S.L. (Flora Perez Marcote) 7 Elect Denise Kingsmill Mgmt For For For 8 Amendments to Article Mgmt For For For 4 (Registered Address) 9 Amendments to Articles Mgmt For For For 19 and 20 10 Amendments to Articles Mgmt For For For 28 and 30 11 Amendments to Article Mgmt For For For 36 (Reserves) 12 Consolidation of Mgmt For For For Articles 13 Appointment of Auditor Mgmt For For For 14 Long-Term Incentive Mgmt For For For Plan 2016-2020 15 Authority to Mgmt For For For Repurchase Shares 16 Remuneration Report Mgmt For For For 17 Authorisation of Legal Mgmt For For For Formalities 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------ Keyence Corporation Ticker Security ID: Meeting Date Meeting Status 6861 CINS J32491102 06/09/2017 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect Takemitsu Mgmt For For For Takizaki 4 Elect Akinori Yamamoto Mgmt For For For 5 Elect Tsuyoshi Kimura Mgmt For For For 6 Elect Keiichi Kimura Mgmt For For For 7 Elect Tomohide Ideno Mgmt For For For 8 Elect Akiji Yamaguchi Mgmt For For For 9 Elect Akira Kanzawa Mgmt For For For 10 Elect Masato Fujimoto Mgmt For For For 11 Elect Yohichi Tanabe Mgmt For For For 12 Elect Masaharu Mgmt For For For Yamamoto as Alternate Statutory Auditor ------------------------------------------------------------------------------------------------------------------------ Keyence Corporation Ticker Security ID: Meeting Date Meeting Status 6861 CINS J32491102 09/09/2016 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Hidehiko Takeda Mgmt For For For as Alternate Statutory Auditor ------------------------------------------------------------------------------------------------------------------------ Lazard Ltd Ticker Security ID: Meeting Date Meeting Status LAZ CUSIP G54050102 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kenneth M. Jacobs Mgmt For For For 1.2 Elect Michelle Jarrard Mgmt For For For 1.3 Elect Philip A. Laskawy Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting ------------------------------------------------------------------------------------------------------------------------ Luxottica Group S.p.A. Ticker Security ID: Meeting Date Meeting Status LUX CINS T6444Z110 04/28/2017 Voted Meeting Type Country of Trade Ordinary Italy For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Policy Mgmt For Against Against
------------------------------------------------------------------------------------------------------------------------ LVMH Moet Hennessy Louis Vuitton SE Ticker Security ID: Meeting Date Meeting Status MC CINS F58485115 04/13/2017 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts Mgmt For For For and Reports 5 Related Party Mgmt For Against Against Transactions 6 Allocation of Mgmt For For For Profits/Dividends 7 Elect Delphine Arnault Mgmt For For For 8 Elect Nicolas Bazire Mgmt For For For 9 Elect Antonio Belloni Mgmt For Against Against 10 Elect Diego Della Valle Mgmt For For For 11 Elect Marie-Josee Mgmt For Against Against Kravis 12 Elect Marie-Laure Mgmt For For For Sauty de Chalon 13 Elect Pierre Gode, Mgmt For Against Against Censor 14 Elect Albert Frere, Mgmt For Against Against Censor 15 Elect Paolo Bulgari, Mgmt For Against Against Censor 16 Remuneration of Mgmt For Against Against Bernard Arnault, Chair and CEO 17 Remuneration of Mgmt For Against Against Antonio Belloni, Deputy CEO 18 Remuneration of Mgmt For Against Against Corporate Officers (Policy) 19 Authority to Mgmt For For For Repurchase and Reissue Shares 20 Authority to Increase Mgmt For For For Capital Through Capitalisations 21 Authority to Cancel Mgmt For For For Shares and Reduce Capital 22 Authority to Issue Mgmt For Abstain Against Shares and Convertible Debt w/ Preemptive Rights 23 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights 24 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights Through Private Placement 25 Authority to Set Mgmt For Against Against Offering Price of Shares 26 Greenshoe Mgmt For Against Against 27 Authority to Increase Mgmt For Against Against Capital in Case of Exchange Offer 28 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions in Kind 29 Authority to Grant Mgmt For Against Against Stock Options 30 Employee Stock Mgmt For For For Purchase Plan 31 Global Ceiling on Mgmt For For For Capital Increases 32 Amendments to Articles Mgmt For For For 33 Authorization of Legal Mgmt For For For Formalities Related to Article Amendments 34 Non-Voting Meeting Note N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------------------------ Nestle S.A. Ticker Security ID: Meeting Date Meeting Status NESN CINS H57312649 04/06/2017 Take No Action Meeting Type Country of Trade Annual Switzerland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Ratification of Board Mgmt For TNA N/A and Management Acts 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Elect Paul Bulcke Mgmt For TNA N/A 7 Elect Andreas Koopmann Mgmt For TNA N/A 8 Elect Henri de Castries Mgmt For TNA N/A 9 Elect Beat Hess Mgmt For TNA N/A 10 Elect Renato Fassbind Mgmt For TNA N/A 11 Elect Steven G. Hoch Mgmt For TNA N/A 12 Elect Naina Lal Kidwai Mgmt For TNA N/A 13 Elect Jean-Pierre Roth Mgmt For TNA N/A 14 Elect Ann Veneman Mgmt For TNA N/A 15 Elect Eva Cheng Mgmt For TNA N/A 16 Elect Ruth Khasaya Mgmt For TNA N/A Oniang'o 17 Elect Patrick Aebischer Mgmt For TNA N/A 18 Elect Ulf M. Schneider Mgmt For TNA N/A 19 Elect Ursula M. Burns Mgmt For TNA N/A 20 Appoint Paul Bulcke as Mgmt For TNA N/A Board Chair 21 Elect Beat Hess as Mgmt For TNA N/A Compensation Committee Member 22 Elect Andreas Koopmann Mgmt For TNA N/A as Compensation Committee Member 23 Elect Jean-Pierre Roth Mgmt For TNA N/A as Compensation Committee Member 24 Elect Patrick Mgmt For TNA N/A Aebischer as Compensation Committee Member 25 Appointment of Auditor Mgmt For TNA N/A 26 Appointment of Mgmt For TNA N/A Independent Proxy 27 Board Compensation Mgmt For TNA N/A 28 Executive Compensation Mgmt For TNA N/A 29 Additional or ShrHoldr Against TNA N/A Miscellaneous Proposals 30 Non-Voting Meeting Note N/A N/A TNA N/A
------------------------------------------------------------------------------------------------------------------------ Novozymes A/S Ticker Security ID: Meeting Date Meeting Status NZYMB CINS K7317J133 02/22/2017 Voted Meeting Type Country of Trade Annual Denmark For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Remuneration Guidelines Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Authority to Reduce Mgmt For For For Share Capital 11 Authority to Mgmt For For For Repurchase Shares 12 Elect Jorgen Buhl Mgmt For For For Rasmussen 13 Elect Agnete Mgmt For Abstain Against Raaschou-Nielsen 14 Elect Heinz-Jurgen Mgmt For For For Bertram 15 Elect Lars Green Mgmt For For For 16 Elect Mathias Uhlen Mgmt For For For 17 Elect Kim Stratton Mgmt For For For 18 Elect Kasim Kutay Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Carry out Mgmt For For For Formalities 21 Non-Voting Meeting Note N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------------------------ Reckitt Benckiser Group Plc Ticker Security ID: Meeting Date Meeting Status RB CINS G74079107 05/04/2017 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Adrian D.P. Mgmt For For For Bellamy 5 Elect Nicandro Durante Mgmt For For For 6 Elect Mary Harris Mgmt For For For 7 Elect Adrian Hennah Mgmt For For For 8 Elect Kenneth Hydon Mgmt For For For 9 Elect Rakesh Kapoor Mgmt For For For 10 Elect Pamela J. Kirby Mgmt For For For 11 Elect Andre Lacroix Mgmt For For For 12 Elect Christopher A. Mgmt For For For Sinclair 13 Elect Judith A. Mgmt For For For Sprieser 14 Elect Warren G. Tucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days
------------------------------------------------------------------------------------------------------------------------ Reckitt Benckiser Group Plc Ticker Security ID: Meeting Date Meeting Status RB CINS G74079107 05/31/2017 Voted Meeting Type Country of Trade Ordinary United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ SGS SA Ticker Security ID: Meeting Date Meeting Status SGSN CINS H7484G106 03/21/2017 Take No Action Meeting Type Country of Trade Annual Switzerland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Ratification of Board Mgmt For TNA N/A and Management Acts 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Elect Paul Desmarais, Mgmt For TNA N/A Jr. 7 Elect August von Finck Mgmt For TNA N/A 8 Elect August Francois Mgmt For TNA N/A von Finck 9 Elect Ian Gallienne Mgmt For TNA N/A 10 Elect Cornelius Grupp Mgmt For TNA N/A 11 Elect Peter Kalantzis Mgmt For TNA N/A 12 Elect Chris Kirk Mgmt For TNA N/A 13 Elect Gerard Lamarche Mgmt For TNA N/A 14 Elect Sergio Marchionne Mgmt For TNA N/A 15 Elect Shelby R. du Mgmt For TNA N/A Pasquier 16 Appoint Sergio Mgmt For TNA N/A Marchionne as Board Chair 17 Elect August von Finck Mgmt For TNA N/A as Compensation and Nominating Committee Member 18 Elect Ian Gallienne as Mgmt For TNA N/A Compensation and Nominating Committee Member 19 Elect Shelby R. du Mgmt For TNA N/A Pasquier as Compensation and Nominating Committee Member 20 Appointment of Auditor Mgmt For TNA N/A 21 Appointment of Mgmt For TNA N/A Independent Proxy 22 Board Compensation Mgmt For TNA N/A 23 Executive Compensation Mgmt For TNA N/A (Fixed) 24 Executive Compensation Mgmt For TNA N/A (Variable) 25 Authority to Reduce Mgmt For TNA N/A Share Capital 26 Increase in Authorized Mgmt For TNA N/A Capital 27 Non-Voting Meeting Note N/A N/A TNA N/A
------------------------------------------------------------------------------------------------------------------------ Shoprite Holdings Limited Ticker Security ID: Meeting Date Meeting Status SHP CINS S76263102 10/31/2016 Voted Meeting Type Country of Trade Annual South Africa For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect Anna Mokgokong Mgmt For For For 4 Re-elect Johannes Mgmt For For For Basson 5 Re-elect Jimmy Fouche Mgmt For For For 6 Re-elect Joseph Rock Mgmt For For For 7 Elect Audit and Risk Mgmt For For For Committee member (Johannes Basson) 8 Elect Audit and Risk Mgmt For Against Against Committee member (Jacobus Louw) 9 Elect Audit and Risk Mgmt For For For Committee member (Jimmy Fouche) 10 Elect Audit and Risk Mgmt For For For Committee member (Joseph Rock) 11 General Authority to Mgmt For For For Issue Shares 12 Authority to Issue Mgmt For For For Shares for Cash 13 Authorisation of Legal Mgmt For For For Formalities 14 APPROVE REMUNERATION Mgmt For Against Against POLICY 15 Approve NEDs' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance (Section 45) 17 Approve Financial Mgmt For For For Assistance (Section 44) 18 Authority to Mgmt For For For Repurchase Shares 19 Amendments to Mgmt For For For Memorandum (Clauses 9.3 to 9.6) 20 Amendments to Mgmt For For For Memorandum (Clause 15) 21 Amendments to Mgmt For For For Memorandum (Clauses 1.2.24, 1.2.25 and 48) 22 Non-Voting Meeting Note N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------------------------ Sysmex Corp. Ticker Security ID: Meeting Date Meeting Status 6869 CINS J7864H102 06/23/2017 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Hisashi Ietsugu Mgmt For For For 4 Elect Yukio Nakajima Mgmt For For For 5 Elect Kaoru Asano Mgmt For For For 6 Elect Kenji Tachibana Mgmt For For For 7 Elect Kazuya Obe Mgmt For For For 8 Elect Mitsuru Watanabe Mgmt For For For 9 Elect Junzoh Yamamoto Mgmt For For For 10 Elect Susumu Nishiura Mgmt For For For 11 Elect Masayo Takahashi Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Taiwan Semiconductor Manufacturing Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2330 CUSIP 874039100 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 5.1 Elect Non-Independent Mgmt For For For Director: Mark LIU 5.2 Elect Non-Independent Mgmt For For For Director: C.C. WEI
------------------------------------------------------------------------------------------------------------------------ Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status 700 CINS G87572163 05/17/2017 Voted Meeting Type Country of Trade Annual Cayman Islands For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Martin LAU Chi Mgmt For For For Ping 6 Elect Charles St Leger Mgmt For Against Against Searle 7 Elect YANG Siu Shun Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Mgmt For Against Against Repurchased Shares 14 Share Option Scheme Mgmt For Against Against 15 Non-Voting Meeting Note N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------------------------ Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status 700 CINS G87572163 05/17/2017 Voted Meeting Type Country of Trade Special Cayman Islands For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adoption of Share Mgmt For Against Against Option Scheme of Tencent Music Entertainment Group ------------------------------------------------------------------------------------------------------------------------ Wal-Mart de Mexico, S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status WALMEX CINS P98180188 03/30/2017 Voted Meeting Type Country of Trade Ordinary Mexico For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Statutory Reports Mgmt For Abstain Against 2 Consolidated Financial Mgmt For Abstain Against Statements 3 Allocation of Mgmt For For For Profits/Dividends 4 Authority to Cancel Mgmt For Abstain Against Treasury Shares 5 Election of Directors; Mgmt For Abstain Against Election of Committee Chairman; Fees 6 Minutes; Election of Mgmt For For For Meeting Delegates ------------------------------------------------------------------------------------------------------------------------ Yandex N.V. Ticker Security ID: Meeting Date Meeting Status YNDX CUSIP N97284108 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Board Mgmt For For For Acts 4 Elect Herman O. Gref Mgmt For For For 5 Elect Arkady Volozh Mgmt For For For 6 Authority to Cancel Mgmt For For For Shares 7 Appointment of Auditor Mgmt For For For 8 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 9 Authority to Suppress Mgmt For Against Against Preemptive Rights 10 Authority to Mgmt For For For Repurchase Shares
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Moderate Allocation Strategy ------------------------------------------------------------------------------------------------------------------------- iShares Currency Hedged MSCI Eurozone ETF Ticker Security ID: Meeting Date Meeting Status IBDH CUSIP 46434V803 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- iShares MSCI Canada ETF Ticker Security ID: Meeting Date Meeting Status EWA CUSIP 464286533 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- iShares MSCI India ETF Ticker Security ID: Meeting Date Meeting Status ERUS CUSIP 46429B598 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- iShares TIPS Bond ETF Ticker Security ID: Meeting Date Meeting Status OEF CUSIP 464287465 06/19/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jane D. Carlin Mgmt For For For 1.2 Elect Richard L. Mgmt For For For Fagnani 1.3 Elect Drew E. Lawton Mgmt For For For 1.4 Elect Madhav V. Rajan Mgmt For For For 1.5 Elect Mark Wiedman Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Capital Innovations Global Resources and Infrastructure Fund Ticker Security ID: Meeting Date Meeting Status SFRZX CUSIP 76628R474 06/28/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of the Mgmt For For For RidgeWorth Capital Innovations Global Resources and Infrastructure Fund into the Oak Ridge Global Resources & Infrastructure Fund 2 Approval of a Mgmt For For For short-term investment advisory agreement between the Fund and Virtus Fund Advisers, LLC
------------------------------------------------------------------------------------------------------------------------- RidgeWorth Ceredex Small Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628R474 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RIdgeWorth Seix High Income Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T124 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Total Return Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T132 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Silvant Small Cap Growth Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T140 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Silvant Large Cap Growth Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T157 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Ceredex Mid Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T165 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ------------------------------------------------------------------------------------------------------------------------- RidgeWorth Cerdex Large Cap Value Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T173 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
----------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Corporate Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628T546 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ----------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Floating Rate High Income Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U105 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ----------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix Core Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U204 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ----------------------------------------------------------------------------------------------------------------------------- RidgeWorth International Equity Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U303 06/30/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ----------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix High Yield Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U709 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ----------------------------------------------------------------------------------------------------------------------------- RidgeWorth Seix US Government Ultra-Short Bond Fund Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628U808 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust ----------------------------------------------------------------------------------------------------------------------------- RIDGEWORTH FUNDS Ticker Security ID: Meeting Date Meeting Status SCATX CUSIP 76628R474 06/30/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization of Each Mgmt For For For Fund of RidgeWord Funds into Each Fund of Virtus Asset Trust
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Seix Floating Rate High Income Fund ------------------------------------------------------------------------------------------------------------------------ NII Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status NIHD CUSIP 62913F508 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kevin L. Beebe Mgmt For Against Against 2 Elect James V. Mgmt For For For Continenza 3 Elect Howard S. Mgmt For Against Against Hoffmann 4 Elect Ricardo Mgmt For Against Against Knoepfelmacher 5 Elect Christopher T. Mgmt For For For Rogers 6 Elect Robert A. Mgmt For Against Against Schriesheim 7 Elect Steven M. Mgmt For For For Shindler 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ SandRidge Energy, Inc. Ticker Security ID: Meeting Date Meeting Status SD CUSIP 80007P869 06/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James D. Bennett Mgmt For For For 2 Elect Michael L. Mgmt For For For Bennett 3 Elect John V. Genova Mgmt For For For 4 Elect William M. Mgmt For For For Griffin 5 Elect David J. Kornder Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Vantage Drilling Co Ticker Security ID: Meeting Date Meeting Status VTGDF CUSIP G9325C113 08/04/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Misc. Article Mgmt For Abstain Against Amendments ------------------------------------------------------------------------------------------------------------------------ Vistra Energy Corp Ticker Security ID: Meeting Date Meeting Status VSTE CUSIP 92840M102 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gavin R. Baiera Mgmt For Withhold Against 1.2 Elect Curtis A. Morgan Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Seix High Income Fund ------------------------------------------------------------------------------------------------------------------------- General Motors Co. Ticker Security ID: Meeting Date Meeting Status GM CUSIP 37045V100 06/06/2017 Unvoted Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Leo Hindery, Jr. Mgmt N/A N/A N/A 1.2 Elect Vinit Sethi Mgmt N/A N/A N/A 1.3 Elect William N. Mgmt N/A N/A N/A Thorndike, Jr. 1.4 Elect Management Mgmt N/A N/A N/A Nominee Joseph J. Ashton 1.5 Elect Management Mgmt N/A N/A N/A Nominee Mary T. Barra 1.6 Elect Management Mgmt N/A N/A N/A Nominee Linda R. Gooden 1.7 Elect Management Mgmt N/A N/A N/A Nominee Joseph Jimenez 1.8 Elect Management Mgmt N/A N/A N/A Nominee James J. Mulva 1.9 Elect Management Mgmt N/A N/A N/A Nominee Patricia F. Russo 1.10 Elect Management Mgmt N/A N/A N/A Nominee Thomas M. Schoewe 1.11 Elect Management Mgmt N/A N/A N/A Nominee Theodore M. Solso 2 Advisory Vote on Mgmt N/A N/A N/A Executive Compensation 3 Approval of the 2017 Mgmt N/A N/A N/A Short-Term Incentive Plan 4 Approval of the 2017 Mgmt N/A N/A N/A Long-Term incentive Plan 5 Ratification of Auditor Mgmt N/A N/A N/A 6 Shareholder Proposal ShrHoldr N/A N/A N/A Regarding Independent Board Chair 7 Shareholder Proposal ShrHoldr N/A N/A N/A Regarding Creation of Dual Class Equity Structure ------------------------------------------------------------------------------------------------------------------------- General Motors Co. Ticker Security ID: Meeting Date Meeting Status GM CUSIP 37045V100 06/06/2017 Voted Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Joseph J. Ashton Mgmt For For For 1.2 Elect Mary T. Barra Mgmt For For For 1.3 Elect Linda R. Gooden Mgmt For For For 1.4 Elect Joseph Jimenez Mgmt For For For 1.5 Elect Jane L. Mendillo Mgmt For For For 1.6 Elect Michael G. Mullen Mgmt For For For 1.7 Elect James J. Mulva Mgmt For For For 1.8 Elect Patricia F. Russo Mgmt For For For 1.9 Elect Thomas M. Schoewe Mgmt For For For 1.10 Elect Theodore M. Solso Mgmt For For For 1.11 Elect Carol M. Mgmt For For For Stephenson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2017 Mgmt For For For Short-Term Incentive Plan 4 Approval of the 2017 Mgmt For For For Long-Term incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 7 Shareholder Proposal ShrHoldr Against Against For Regarding Creation of Dual Class Equity Structure
------------------------------------------------------------------------------------------------------------------------ NII Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status NIHD CUSIP 62913F508 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kevin L. Beebe Mgmt For Against Against 2 Elect James V. Mgmt For For For Continenza 3 Elect Howard S. Mgmt For Against Against Hoffmann 4 Elect Ricardo Mgmt For Against Against Knoepfelmacher 5 Elect Christopher T. Mgmt For For For Rogers 6 Elect Robert A. Mgmt For Against Against Schriesheim 7 Elect Steven M. Mgmt For For For Shindler 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ SandRidge Energy, Inc. Ticker Security ID: Meeting Date Meeting Status SD CUSIP 80007P869 06/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James D. Bennett Mgmt For For For 2 Elect Michael L. Mgmt For For For Bennett 3 Elect John V. Genova Mgmt For For For 4 Elect William M. Mgmt For For For Griffin 5 Elect David J. Kornder Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Seix High Yield Fund ------------------------------------------------------------------------------------------------------------------------ NII Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status NIHD CUSIP 62913F508 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kevin L. Beebe Mgmt For Against Against 2 Elect James V. Mgmt For For For Continenza 3 Elect Howard S. Mgmt For Against Against Hoffmann 4 Elect Ricardo Mgmt For Against Against Knoepfelmacher 5 Elect Christopher T. Mgmt For For For Rogers 6 Elect Robert A. Mgmt For Against Against Schriesheim 7 Elect Steven M. Mgmt For For For Shindler 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Silvant Large Cap Growth Stock Fund ------------------------------------------------------------------------------------------------------------------------ A.O. Smith Corporation Ticker Security ID: Meeting Date Meeting Status AOS CUSIP 831865209 04/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gloster B. Mgmt For For For Current, Jr. 1.2 Elect William P. Mgmt For For For Greubel 1.3 Elect Idelle K. Wolf Mgmt For For For 1.4 Elect Gene C. Wulf Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Mgmt For For For Incentive Compensation Plan ------------------------------------------------------------------------------------------------------------------------ Adient plc Ticker Security ID: Meeting Date Meeting Status ADNT CUSIP G0084W101 03/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John M. Barth Mgmt For For For 2 Elect Julie L. Bushman Mgmt For For For 3 Elect Raymond L. Conner Mgmt For For For 4 Elect Richard A. Mgmt For For For Goodman 5 Elect Frederick A. Mgmt For For For Henderson 6 Elect R. Bruce McDonald Mgmt For For For 7 Elect Barb J. Mgmt For For For Samardzich 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 11 Approval of the Mgmt For For For Material Terms of Performance Goals Under 2016 Plan ------------------------------------------------------------------------------------------------------------------------ Adobe Systems Incorporated Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Amy L. Banse Mgmt For For For 2 Elect Edward W. Mgmt For For For Barnholt 3 Elect Robert K. Burgess Mgmt For For For 4 Elect Frank A. Mgmt For For For Calderoni 5 Elect James E. Daley Mgmt For For For 6 Elect Laura B. Desmond Mgmt For For For 7 Elect Charles M. Mgmt For For For Geschke 8 Elect Shantanu Narayen Mgmt For For For 9 Elect Daniel Rosensweig Mgmt For For For 10 Elect John E. Warnock Mgmt For For For 11 Amendment to the 2003 Mgmt For For For Equity Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Felix Baker Mgmt For For For 2 Elect David R. Brennan Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect Christopher J. Mgmt For For For Coughlin 5 Elect Ludwig N. Hantson Mgmt For For For 6 Elect John T. Mollen Mgmt For For For 7 Elect R. Douglas Norby Mgmt For For For 8 Elect Alvin S. Parven Mgmt For For For 9 Elect Andreas Rummelt Mgmt For For For 10 Elect Ann M. Veneman Mgmt For For For 11 Approval of the 2017 Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Voting Disclosure ------------------------------------------------------------------------------------------------------------------------ Allergan plc Ticker Security ID: Meeting Date Meeting Status AGN CUSIP G0177J108 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Nesli Basgoz Mgmt For For For 2 Elect Paul M. Bisaro Mgmt For For For 3 Elect James H. Bloem Mgmt For For For 4 Elect Christopher W. Mgmt For For For Bodine 5 Elect Adriane M. Brown Mgmt For For For 6 Elect Christopher J. Mgmt For For For Coughlin 7 Elect Catherine M. Mgmt For For For Klema 8 Elect Peter J. Mgmt For For For McDonnell 9 Elect Patrick J. Mgmt For For For O'Sullivan 10 Elect Brenton L. Mgmt For For For Saunders 11 Elect Ronald R. Taylor Mgmt For For For 12 Elect Fred G. Weiss Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Approval of Mgmt For For For performance goals under the 2017 Annual Incentive Compensation Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair
------------------------------------------------------------------------------------------------------------------------ Alphabet Inc. Ticker Security ID: Meeting Date Meeting Status GOOGL CUSIP 02079K305 06/07/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For Withhold Against 1.5 Elect Roger W. Mgmt For For For Ferguson, Jr. 1.6 Elect Diane B. Greene Mgmt For For For 1.7 Elect John L. Hennessy Mgmt For For For 1.8 Elect Ann Mather Mgmt For Withhold Against 1.9 Elect Alan R. Mulally Mgmt For For For 1.10 Elect Paul S. Otellini Mgmt For For For 1.11 Elect K. Ram Shriram Mgmt For For For 1.12 Elect Shirley M. Mgmt For For For Tilghman 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Mgmt For Against Against Stock Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 9 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay Equity Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Contributions Report 11 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 12 Shareholder Proposal ShrHoldr Against Against For Regarding False News ------------------------------------------------------------------------------------------------------------------------ Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/23/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Tom A. Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect Jamie S. Gorelick Mgmt For For For 5 Elect Daniel P. Mgmt For For For Huttenlocher 6 Elect Judith A. McGrath Mgmt For For For 7 Elect Jonathan J. Mgmt For For For Rubinstein 8 Elect Thomas O. Ryder Mgmt For Against Against 9 Elect Patricia Q. Mgmt For For For Stonesifer 10 Elect Wendell P. Weeks Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 14 Amendment to the 1997 Mgmt For For For Stock Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Use of Criminal Background Checks in Hiring Decisions 16 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability 17 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions
------------------------------------------------------------------------------------------------------------------------ American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 05/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charlene Mgmt For For For Barshefsky 2 Elect John J. Brennan Mgmt For For For 3 Elect Ursula M. Burns Mgmt For For For 4 Elect Kenneth I. Mgmt For For For Chenault 5 Elect Peter Chernin Mgmt For For For 6 Elect Ralph de la Vega Mgmt For For For 7 Elect Anne L. Mgmt For For For Lauvergeon 8 Elect Micheal O. Mgmt For For For Leavitt 9 Elect Theodore Leonsis Mgmt For For For 10 Elect Richard C. Levin Mgmt For For For 11 Elect Samuel J. Mgmt For For For Palmisano 12 Elect Daniel L. Vasella Mgmt For For For 13 Elect Robert D. Walter Mgmt For For For 14 Elect Ronald A. Mgmt For For For Williams 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against For Against Regarding Gender Pay Equity Report ------------------------------------------------------------------------------------------------------------------------ Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Vincent T. Roche Mgmt For For For 3 Elect James A. Champy Mgmt For For For 4 Elect Bruce R. Evans Mgmt For For For 5 Elect Edward H. Frank Mgmt For For For 6 Elect Mark M. Little Mgmt For For For 7 Elect Neil S. Novich Mgmt For For For 8 Elect Kenton J. Mgmt For For For Sicchitano 9 Elect Lisa T. Su Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Judy Bruner Mgmt For For For 2 Elect Eric Chen Mgmt For For For 3 Elect Aart J. de Geus Mgmt For For For 4 Elect Gary E. Dickerson Mgmt For For For 5 Elect Stephen R. Mgmt For For For Forrest 6 Elect Thomas J. Mgmt For For For Iannotti 7 Elect Alexander A. Mgmt For For For Karsner 8 Elect Adrianna C. Ma Mgmt For For For 9 Elect Dennis D. Powell Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Amendment to Employee Mgmt For For For Stock Incentive Plan 13 Approval of the 162(m) Mgmt For For For Senior Executive Bonus Plan 14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Autodesk, Inc. Ticker Security ID: Meeting Date Meeting Status ADSK CUSIP 052769106 06/14/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford W. Mgmt For For For Beveridge 3 Elect Jeffrey J. Clarke Mgmt For For For 4 Elect Scott Ferguson Mgmt For For For 5 Elect Thomas Georgens Mgmt For For For 6 Elect Richard S. Hill Mgmt For For For 7 Elect Mary T. McDowell Mgmt For For For 8 Elect Lorrie Norrington Mgmt For For For 9 Elect Betsy Rafael Mgmt For For For 10 Elect Stacy J. Smith Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Amendment to the 1998 Mgmt For For For Employee Qualified Stock Purchase Plan 15 Amendment to the 2012 Mgmt For For For Employee Stock Plan ------------------------------------------------------------------------------------------------------------------------ BE Aerospace Inc. Ticker Security ID: Meeting Date Meeting Status BEAV CUSIP 073302101 07/28/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mary M. Mgmt For For For VanDeWeghe 1.2 Elect James F. Albaugh Mgmt For For For 1.3 Elect John T. Whates Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Biogen Inc. Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/07/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alexander J. Mgmt For For For Denner 2 Elect Caroline D. Dorsa Mgmt For For For 3 Elect Nancy L. Leaming Mgmt For For For 4 Elect Richard C. Mgmt For For For Mulligan 5 Elect Robert W. Pangia Mgmt For For For 6 Elect Stelios Mgmt For For For Papadopoulos 7 Elect Brian S. Posner Mgmt For For For 8 Elect Eric K. Rowinsky Mgmt For For For 9 Elect Lynn Schenk Mgmt For For For 10 Elect Stephen A. Mgmt For For For Sherwin 11 Elect Michel Vounatsos Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Approval of the 2017 Mgmt For For For Omnibus Equity Plan ------------------------------------------------------------------------------------------------------------------------ Blue Buffalo Pet Products, Inc. Ticker Security ID: Meeting Date Meeting Status BUFF CUSIP 09531U102 06/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Philippe J. Mgmt For For For Amouyal 1.2 Elect Afalo Guimaraes Mgmt For For For 1.3 Elect Amy W. Schulman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter J. Arduini Mgmt For For For 2 Elect Robert J. Mgmt For For For Bertolini 3 Elect Giovanni Caforio Mgmt For For For 4 Elect Matthew W. Emmens Mgmt For For For 5 Elect Laurie H. Mgmt For For For Glimcher 6 Elect Michael Grobstein Mgmt For For For 7 Elect Alan J. Lacy Mgmt For For For 8 Elect Dinesh Paliwal Mgmt For For For 9 Elect Theodore R. Mgmt For For For Samuels 10 Elect Gerald Storch Mgmt For Against Against 11 Elect Vicki L. Sato Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Amendment to the 2012 Mgmt For For For Stock Award and Incentive Plan for the Purposes of Section 162(m) 15 Amendment to the 2012 Mgmt For For For Stock Award and Incentive Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ------------------------------------------------------------------------------------------------------------------------ Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William S. Haraf Mgmt For For For 2 Elect Frank C. Mgmt For For For Herringer 3 Elect Stephen T. McLin Mgmt For For For 4 Elect Roger O. Walther Mgmt For For For 5 Elect Robert N. Wilson Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 11 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 12 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions
------------------------------------------------------------------------------------------------------------------------ Chipotle Mexican Grill, Inc. Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 169656105 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Albert S. Mgmt For For For Baldocchi 1.2 Elect Paul T. Cappuccio Mgmt For For For 1.3 Elect Steve Ells Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Robin Mgmt For For For Hickenlooper 1.6 Elect Kimbal Musk Mgmt For For For 1.7 Elect Ali Namvar Mgmt For For For 1.8 Elect Matthew H. Paull Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ------------------------------------------------------------------------------------------------------------------------ Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charles A. Mgmt For For For Bancroft 2 Elect John P. Bilbrey Mgmt For For For 3 Elect John T. Cahill Mgmt For For For 4 Elect Ian M. Cook Mgmt For For For 5 Elect Helene D. Gayle Mgmt For For For 6 Elect Ellen M. Hancock Mgmt For For For 7 Elect C. Martin Harris Mgmt For For For 8 Elect Lorrie Norrington Mgmt For For For 9 Elect Michael B. Polk Mgmt For For For 10 Elect Stephen I. Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ------------------------------------------------------------------------------------------------------------------------ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Madeline S. Bell Mgmt For Withhold Against 1.3 Elect Sheldon M. Mgmt For For For Bonovitz 1.4 Elect Edward D. Breen Mgmt For Withhold Against 1.5 Elect Gerald L. Hassell Mgmt For Withhold Against 1.6 Elect Jeffrey A. Mgmt For For For Honickman 1.7 Elect Asuka Nakahara Mgmt For For For 1.8 Elect David C. Novak Mgmt For For For 1.9 Elect Brian L. Roberts Mgmt For For For 1.10 Elect Johnathan A. Mgmt For For For Rodgers 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON Mgmt For Against Against EXECUTIVE COMPENSATION 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization
------------------------------------------------------------------------------------------------------------------------ Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST CUSIP 22160K105 01/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Susan L. Decker Mgmt For For For 1.2 Elect Richard A. Mgmt For Withhold Against Galanti 1.3 Elect John W. Mgmt For For For Meisenbach 1.4 Elect Charles T. Munger Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ D.R. Horton, Inc. Ticker Security ID: Meeting Date Meeting Status DHI CUSIP 23331A109 01/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald R. Horton Mgmt For For For 2 Elect Barbara K. Allen Mgmt For For For 3 Elect Bradley S. Mgmt For For For Anderson 4 Elect Michael R. Mgmt For For For Buchanan 5 Elect Michael W. Hewatt Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/07/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Barbara M. Mgmt For For For Baumann 1.2 Elect John E. Mgmt For For For Bethancourt 1.3 Elect David A. Hager Mgmt For For For 1.4 Elect Robert H. Henry Mgmt For For For 1.5 Elect Michael M. Mgmt For For For Kanovsky 1.6 Elect Robert A. Mgmt For For For Mosbacher, Jr. 1.7 Elect Duane C. Radtke Mgmt For For For 1.8 Elect Mary P. Mgmt For For For Ricciardello 1.9 Elect John Richels Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Approval of the Annual Mgmt For For For Incentive Compensation Plan 6 Approval of the 2017 Mgmt For For For Long Term Incentive Plan 7 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Related to Energy Policy and Climate Change 8 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Policy Risk 9 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Reserves Metrics in Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 05/11/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey S. Aronin Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Gregory C. Case Mgmt For For For 4 Elect Candace H. Duncan Mgmt For For For 5 Elect Joseph F. Eazor Mgmt For For For 6 Elect Cynthia A. Mgmt For For For Glassman 7 Elect Richard H. Lenny Mgmt For For For 8 Elect Thomas G. Maheras Mgmt For For For 9 Elect Michael H. Moskow Mgmt For For For 10 Elect David W. Nelms Mgmt For For For 11 Elect Mark A. Thierer Mgmt For For For 12 Elect Lawrence A. Mgmt For For For Weinbach 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Edwards Lifesciences Corporation Ticker Security ID: Meeting Date Meeting Status EW CUSIP 28176E108 05/11/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael A. Mgmt For For For Mussallem 2 Elect Kieran T. Mgmt For For For Gallahue 3 Elect Leslie Stone Mgmt For For For Heisz 4 Elect William J. Link Mgmt For For For 5 Elect Steven R. Mgmt For For For Loranger 6 Elect Martha H. Marsh Mgmt For For For 7 Elect Wesley W. von Mgmt For For For Schack 8 Elect Nicholas J. Mgmt For For For Valeriani 9 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the Mgmt For For For Long-Term Incentive Compensation Program 12 Amendment to the 2001 Mgmt For For For Employee Stock Purchase Plan 13 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Janet F. Clark Mgmt For For For 2 Elect Charles R. Crisp Mgmt For For For 3 Elect Robert P. Daniels Mgmt For For For 4 Elect James C. Day Mgmt For For For 5 Elect Donald F. Textor Mgmt For For For 6 Elect William R. Thomas Mgmt For For For 7 Elect Frank G. Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Increase of Authorized Mgmt For For For Common Stock 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Equinix, Inc. Ticker Security ID: Meeting Date Meeting Status EQIX CUSIP 29444U700 05/31/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas Bartlett Mgmt For For For 1.2 Elect Nanci E. Caldwell Mgmt For For For 1.3 Elect Gary F. Hromadko Mgmt For For For 1.4 Elect John Hughes Mgmt For For For 1.5 Elect Scott Kriens Mgmt For For For 1.6 Elect William Luby Mgmt For For For 1.7 Elect Irving F. Lyons Mgmt For For For III 1.8 Elect Christopher B. Mgmt For Withhold Against Paisley 1.9 Elect Stephen M. Smith Mgmt For For For 1.10 Elect Peter F. Van Camp Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Amendment to the 2000 Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439104 11/11/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ronald S. Lauder Mgmt For For For 2 Elect William P. Lauder Mgmt For For For 3 Elect Richard D. Mgmt For For For Parsons 4 Elect Lynn Forester de Mgmt For For For Rothschild 5 Elect Richard F. Mgmt For For For Zannino 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Facebook, Inc. Ticker Security ID: Meeting Date Meeting Status FB CUSIP 30303M102 06/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Marc L. Mgmt For Withhold Against Andreessen 1.2 Elect Erskine B. Bowles Mgmt For For For 1.3 Elect Susan D. Mgmt For For For Desmond-Hellmann 1.4 Elect Reed Hastings Mgmt For For For 1.5 Elect Jan Koum Mgmt For For For 1.6 Elect Sheryl K. Mgmt For For For Sandberg 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 4 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 5 Shareholder Proposal ShrHoldr Against Against For Regarding False News 6 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 7 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair ------------------------------------------------------------------------------------------------------------------------ Fortune Brands Home & Security, Inc. Ticker Security ID: Meeting Date Meeting Status FBHS CUSIP 34964C106 05/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect A.D. David Mackay Mgmt For For For 2 Elect David M. Thomas Mgmt For For For 3 Elect Norman H. Wesley Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Harman International Industries, Incorporated Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413086109 02/17/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ Harman International Industries, Incorporated Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413086109 12/06/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Adriane M. Brown Mgmt For For For 2 Elect John W. Diercksen Mgmt For For For 3 Elect Ann McLaughlin Mgmt For For For Korologos 4 Elect Robert Nail Mgmt For For For 5 Elect Dinesh C. Paliwal Mgmt For For For 6 Elect Abraham N. Mgmt For For For Reichental 7 Elect Kenneth M. Reiss Mgmt For For For 8 Elect Hellene S. Mgmt For For For Runtagh 9 Elect Frank Sklarsky Mgmt For For For 10 Elect Gary G. Steel Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendments to Articles Mgmt For For For Regarding Director Removal 13 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ HCA Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect R. Milton Johnson Mgmt For For For 2 Elect Robert J. Dennis Mgmt For Against Against 3 Elect Nancy-Ann DeParle Mgmt For For For 4 Elect Thomas F. Frist Mgmt For For For III 5 Elect William R. Frist Mgmt For For For 6 Elect Charles O. Mgmt For For For Holliday 7 Elect Ann H. Lamont Mgmt For For For 8 Elect Jay O. Light Mgmt For For For 9 Elect Geoffrey G. Mgmt For For For Meyers 10 Elect Wayne J. Riley Mgmt For For For 11 Elect John W. Rowe Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Article aAmendment Mgmt For For For Regarding Shareholder Right to Call a Special Meeting 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------ HD Supply Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HDS CUSIP 40416M105 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kathleen J. Mgmt For For For Affeldt 1.2 Elect Peter A. Dorsman Mgmt For For For 1.3 Elect Peter A. Leav Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Omnibus Incentive Plan 5 Approval of the Annual Mgmt For For For Incentive Plan for Executive Officers ------------------------------------------------------------------------------------------------------------------------ Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Darius Adamczyk Mgmt For For For 2 Elect William S. Ayer Mgmt For For For 3 Elect Kevin Burke Mgmt For For For 4 Elect Jaime Chico Pardo Mgmt For For For 5 Elect David M. Cote Mgmt For For For 6 Elect D. Scott Davis Mgmt For For For 7 Elect Linnet F. Deily Mgmt For For For 8 Elect Judd Gregg Mgmt For For For 9 Elect Clive Hollick Mgmt For For For 10 Elect Grace D. Lieblein Mgmt For For For 11 Elect George Paz Mgmt For For For 12 Elect Bradley T. Mgmt For For For Sheares 13 Elect Robin L. Mgmt For For For Washington 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ------------------------------------------------------------------------------------------------------------------------ IHS Inc. Ticker Security ID: Meeting Date Meeting Status IHS CUSIP 451734107 07/11/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting
------------------------------------------------------------------------------------------------------------------------ IHS Markit Ltd Ticker Security ID: Meeting Date Meeting Status INFO CUSIP G47567105 04/05/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Ruann F. Ernst Mgmt For For For 1.2 Elect William E. Ford Mgmt For For For 1.3 Elect Balakrishnan S. Mgmt For For For Iyer 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2017 Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Douglas G. Duncan Mgmt For For For 2 Elect Francesca M. Mgmt For For For Edwardson 3 Elect Wayne Garrison Mgmt For For For 4 Elect Sharilyn S. Mgmt For For For Gasaway 5 Elect Gary C. George Mgmt For For For 6 Elect Bryan Hunt Mgmt For Against Against 7 Elect Coleman H. Mgmt For For For Peterson 8 Elect John N. Roberts Mgmt For For For III 9 Elect James L. Robo Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Amendment to the Mgmt For For For Management Incentive Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ------------------------------------------------------------------------------------------------------------------------ Johnson Controls International plc Ticker Security ID: Meeting Date Meeting Status JCI CUSIP G51502105 03/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David P. Abney Mgmt For For For 2 Elect Natalie A. Black Mgmt For For For 3 Elect Michael E. Mgmt For For For Daniels 4 Elect Brian Duperreault Mgmt For For For 5 Elect Jeffrey A. Mgmt For For For Joerres 6 Elect Alex A. Mgmt For For For Molinaroli 7 Elect George R. Oliver Mgmt For For For 8 Elect Juan Pablo del Mgmt For For For Valle Perochena 9 Elect Jurgen Tinggren Mgmt For For For 10 Elect Mark P. Vergnano Mgmt For For For 11 Elect R. David Yost Mgmt For For For 12 Ratification of Mgmt For For For PricewaterhouseCoopers 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Set Price Mgmt For For For Range for Re-Issuance of Treasury Shares 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 18 Approve Performance Mgmt For For For Goals of 2012 Share and Incentive Plan 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights
------------------------------------------------------------------------------------------------------------------------ Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 08/17/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For Against Against Golden Parachutes ------------------------------------------------------------------------------------------------------------------------ Las Vegas Sands Corp. Ticker Security ID: Meeting Date Meeting Status LVS CUSIP 517834107 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Charles D. Forman Mgmt For For For 1.2 Elect Steven L. Gerard Mgmt For For For 1.3 Elect George Jamieson Mgmt For For For 1.4 Elect Lewis Kramer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/27/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Andy D. Bryant Mgmt For For For 2 Elect Wayne A. Budd Mgmt For For For 3 Elect N. Anthony Coles Mgmt For For For 4 Elect John H. Mgmt For For For Hammergren 5 Elect M. Christine Mgmt For For For Jacobs 6 Elect Donald R. Knauss Mgmt For For For 7 Elect Marie L. Knowles Mgmt For For For 8 Elect Edward A. Mueller Mgmt For For For 9 Elect Susan R. Salka Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 13 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report
------------------------------------------------------------------------------------------------------------------------ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/30/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Teri L. Mgmt For For For List-Stoll 3 Elect G. Mason Morfit Mgmt For For For 4 Elect Satya Nadella Mgmt For For For 5 Elect Charles H. Noski Mgmt For For For 6 Elect Helmut G. W. Mgmt For For For Panke 7 Elect Sandra E. Mgmt For For For Peterson 8 Elect Charles W. Scharf Mgmt For For For 9 Elect John W. Stanton Mgmt For For For 10 Elect John W. Thompson Mgmt For For For 11 Elect Padmasree Warrior Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to Articles Mgmt For For For to Reduce the Ownership Threshold Required to Call a Special Meeting 15 Amendment to the 2001 Mgmt For For For Stock Plan and French Sub-Plan 16 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw ------------------------------------------------------------------------------------------------------------------------ Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/22/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Erskine B. Bowles Mgmt For For For 2 Elect Alistair Darling Mgmt For For For 3 Elect Thomas H. Glocer Mgmt For For For 4 Elect James P. Gorman Mgmt For For For 5 Elect Robert H. Herz Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect Klaus Kleinfeld Mgmt For For For 8 Elect Jami Miscik Mgmt For For For 9 Elect Dennis M. Nally Mgmt For For For 10 Elect Hutham S. Olayan Mgmt For For For 11 Elect James W. Owens Mgmt For For For 12 Elect Ryohsuke Mgmt For For For Tamakoshi 13 Elect Perry M. Traquina Mgmt For For For 14 Elect Rayford Wilkins, Mgmt For For For Jr. 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 18 Amendment to the Mgmt For For For Equity Incentive Compensation Plan 19 Amendment to the Mgmt For For For Directors' Equity Capital Accumulation Plan 20 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 21 Shareholder Proposal ShrHoldr Against Against For Regarding Government Service Vesting ------------------------------------------------------------------------------------------------------------------------ Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/06/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Reed Hastings Mgmt For Withhold Against 1.2 Elect Jay C. Hoag Mgmt For Withhold Against 1.3 Elect A. George Battle Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 6 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 7 Shareholder Proposal ShrHoldr Against Against For Regarding Net Zero Greenhouse Gas Emissions 8 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board 9 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 10 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors
------------------------------------------------------------------------------------------------------------------------ Nike Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/22/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Alan B. Graf, Jr. Mgmt For For For 1.2 Elect Michelle Peluso Mgmt For For For 1.3 Elect Phyllis M. Wise Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 5 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ NXP Semiconductors N.V. Ticker Security ID: Meeting Date Meeting Status NXPI CUSIP N6596X109 01/27/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Steven M. Mgmt For For For Mollenkopf 2 Elect Derek K. Aberle Mgmt For For For 3 Elect George S. Davis Mgmt For For For 4 Elect Donald J. Mgmt For For For Rosenberg 5 Elect Brian Modoff Mgmt For For For 6 Discharge of Board and Mgmt For For For Management Members 7 Asset Sale Pursuant to Mgmt For For For Tender Offer 8 Liquidation Mgmt For For For 9 Amendment to Financial Mgmt For For For Year 10 Conversion to Private Mgmt For For For Company ------------------------------------------------------------------------------------------------------------------------ NXP Semiconductors N.V. Ticker Security ID: Meeting Date Meeting Status NXPI CUSIP N6596X109 06/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For Acts 3 Elect Richard L. Mgmt For For For Clemmer 4 Elect Peter L. Bonfield Mgmt For For For 5 Elect Johannes P. Huth Mgmt For For For 6 Elect Kenneth A. Mgmt For Against Against Goldman 7 Elect Marion Helmes Mgmt For For For 8 Elect Josef Kaeser Mgmt For Against Against 9 Elect Ian Loring Mgmt For For For 10 Elect Eric Meurice Mgmt For For For 11 Elect Peter Smitham Mgmt For For For 12 Elect Julie Southern Mgmt For For For 13 Elect Gregory L. Summe Mgmt For For For 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Cancel Mgmt For For For Repurchased Shares in the Company's Capital
------------------------------------------------------------------------------------------------------------------------ Palo Alto Networks, Inc. Ticker Security ID: Meeting Date Meeting Status PANW CUSIP 697435105 12/08/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark D. Mgmt For For For McLaughlin 2 Elect Asheem Chandna Mgmt For For For 3 Elect James J. Goetz Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation ------------------------------------------------------------------------------------------------------------------------ PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen F. Angel Mgmt For For For 2 Elect Hugh Grant Mgmt For For For 3 Elect Melanie L. Healey Mgmt For For For 4 Elect Michele J. Hooper Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Priceline Group Inc. Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Timothy M. Mgmt For For For Armstrong 1.2 Elect Jeffrey H. Boyd Mgmt For For For 1.3 Elect Jan L. Docter Mgmt For For For 1.4 Elect Jeffrey E. Mgmt For For For Epstein 1.5 Elect Glenn D. Fogel Mgmt For For For 1.6 Elect James M. Guyette Mgmt For For For 1.7 Elect Robert J. Mylod, Mgmt For For For Jr. 1.8 Elect Charles H. Noski Mgmt For For For 1.9 Elect Nancy B. Mgmt For For For Peretsman 1.10 Elect Thomas E. Rothman Mgmt For For For 1.11 Elect Craig W. Rydin Mgmt For For For 1.12 Elect Lynn M. Vojvodich Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ------------------------------------------------------------------------------------------------------------------------ Red Hat, Inc. Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577102 08/11/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sohaib Abbasi Mgmt For For For 2 Elect W. Steve Albrecht Mgmt For For For 3 Elect Charlene T. Mgmt For For For Begley 4 Elect Jeffrey J. Clarke Mgmt For Abstain Against 5 Elect Narendra K. Gupta Mgmt For For For 6 Elect Kimberly L Mgmt For For For Hammonds 7 Elect William S. Kaiser Mgmt For Against Against 8 Elect Donald H. Mgmt For For For Livingstone 9 Elect Henry Hugh Mgmt For For For Shelton 10 Elect James M. Mgmt For For For Whitehurst 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approve 2016 Mgmt For For For Performance Compensation Plan 14 Approve 2016 Employee Mgmt For For For Stock Purchase Plan
------------------------------------------------------------------------------------------------------------------------ Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/22/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect William L. Kimsey Mgmt For For For 4 Elect Maritza Gomez Mgmt For For For Montiel 5 Elect Ann S. Moore Mgmt For For For 6 Elect Eyal M. Ofer Mgmt For For For 7 Elect Thomas J. Mgmt For For For Pritzker 8 Elect William K. Reilly Mgmt For For For 9 Elect Bernt Reitan Mgmt For For For 10 Elect Vagn Sorensen Mgmt For For For 11 Elect Donald Thompson Mgmt For For For 12 Elect Arne Alexander Mgmt For For For Wilhelmsen 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/06/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Marc R. Benioff Mgmt For For For 2 Elect Keith G. Block Mgmt For For For 3 Elect Craig A. Conway Mgmt For For For 4 Elect Alan G. Mgmt For For For Hassenfeld 5 Elect Neelie Kroes Mgmt For For For 6 Elect Colin L. Powell Mgmt For For For 7 Elect Sanford R. Mgmt For For For Robertson 8 Elect John V. Roos Mgmt For For For 9 Elect Robin L. Mgmt For For For Washington 10 Elect Maynard G. Webb Mgmt For For For 11 Elect Susan D. Wojcicki Mgmt For For For 12 Amendment to the 2013 Mgmt For For For Equity Incentive Plan 13 Amendment to the 2004 Mgmt For For For Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------ Shire Plc Ticker Security ID: Meeting Date Meeting Status SHP CUSIP 82481R106 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Dominic Blakemore Mgmt For For For 4 Elect Olivier Bohuon Mgmt For For For 5 Elect William M. Burns Mgmt For For For 6 Elect Ian T. Clark Mgmt For For For 7 Elect Gail D. Fosler Mgmt For For For 8 Elect Steven Gillis Mgmt For For For 9 Elect David Ginsburg Mgmt For For For 10 Elect Susan Kilsby Mgmt For For For 11 Elect Sara Mathew Mgmt For For For 12 Elect Anne E. Minto Mgmt For For For 13 Elect Flemming Ornskov Mgmt For For For 14 Elect Jeffrey Poulton Mgmt For For For 15 Elect Albert P.L. Mgmt For For For Stroucken 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specific Capital Investment) 21 Authority to Mgmt For For For Repurchase Shares 22 Amendments to Articles Mgmt For For For 23 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ------------------------------------------------------------------------------------------------------------------------ Splunk Inc. Ticker Security ID: Meeting Date Meeting Status SPLK CUSIP 848637104 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John G. Connors Mgmt For For For 2 Elect Patricia Morrison Mgmt For For For 3 Elect Stephen Newberry Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Starbucks Corporation Ticker Security ID: Meeting Date Meeting Status SBUX CUSIP 855244109 03/22/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Howard Schultz Mgmt For For For 2 Elect William W. Mgmt For For For Bradley 3 Elect Rosalind G. Mgmt For For For Brewer 4 Elect Mary N. Dillon Mgmt For For For 5 Elect Robert M. Gates Mgmt For For For 6 Elect Mellody Hobson Mgmt For For For 7 Elect Kevin R. Johnson Mgmt For For For 8 Elect Jorgen Vig Mgmt For For For Knudstorp 9 Elect Satya Nadella Mgmt For For For 10 Elect Joshua Cooper Mgmt For For For Ramo 11 Elect Clara Shih Mgmt For For For 12 Elect Javier G. Teruel Mgmt For For For 13 Elect Myron E. Ullman Mgmt For For For III 14 Elect Craig E. Mgmt For For For Weatherup 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Proxy Access Bylaw
------------------------------------------------------------------------------------------------------------------------ Ulta Beauty, Inc. Ticker Security ID: Meeting Date Meeting Status ULTA CUSIP 90384S303 06/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Michelle L. Mgmt For For For Collins 1.2 Elect Dennis K. Eck Mgmt For For For 1.3 Elect Charles J. Mgmt For For For Philippin 1.4 Elect Vanessa A. Mgmt For For For Wittman 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/05/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William C. Mgmt For For For Ballard, Jr. 2 Elect Richard T. Burke Mgmt For For For 3 Elect Timothy P. Flynn Mgmt For For For 4 Elect Stephen J. Mgmt For For For Hemsley 5 Elect Michele J. Hooper Mgmt For For For 6 Elect Rodger A. Lawson Mgmt For For For 7 Elect Glenn M. Renwick Mgmt For Against Against 8 Elect Kenneth I. Shine Mgmt For For For 9 Elect Gail R. Wilensky Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ------------------------------------------------------------------------------------------------------------------------ Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 01/31/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lloyd A. Carney Mgmt For For For 2 Elect Mary B. Cranston Mgmt For For For 3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 4 Elect Gary A. Hoffman Mgmt For For For 5 Elect Alfred F. Kelly, Mgmt For For For Jr. 6 Elect Robert W. Mgmt For For For Matschullat 7 Elect Suzanne Nora Mgmt For For For Johnson 8 Elect John A.C. Mgmt For For For Swainson 9 Elect Maynard G. Webb, Mgmt For For For Jr. 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Vulcan Materials Company Ticker Security ID: Meeting Date Meeting Status VMC CUSIP 929160109 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect O. B. Grayson Mgmt For For For Hall, Jr. 2 Elect James T. Mgmt For For For Prokopanko 3 Elect David P. Steiner Mgmt For For For 4 Elect Kathleen Mgmt For For For Wilson-Thompson 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/12/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bradbury H. Mgmt For For For Anderson 2 Elect Frank M. Clark, Mgmt For For For Jr. 3 Elect James C Fish Mgmt For For For 4 Elect Andres R. Gluski Mgmt For For For 5 Elect Patrick W. Gross Mgmt For For For 6 Elect Victoria M. Holt Mgmt For For For 7 Elect Kathleen M. Mgmt For For For Mazzarella 8 Elect John C. Pope Mgmt For For For 9 Elect Thomas H. Mgmt For For For Weidemeyer 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ------------------------------------------------------------------------------------------------------------------------ WhiteWave Foods Company Ticker Security ID: Meeting Date Meeting Status WWAV CUSIP 966244105 10/04/2016 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ Workday, Inc. Ticker Security ID: Meeting Date Meeting Status WDAY CUSIP 98138H101 06/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Christa Davies Mgmt For For For 1.2 Elect Michael Stankey Mgmt For For For 1.3 Elect George J. Still Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Xylem Inc. Ticker Security ID: Meeting Date Meeting Status XYL CUSIP 98419M100 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Curtis J. Mgmt For For For Crawford 2 Elect Robert F. Friel Mgmt For Against Against 3 Elect Sten Jakobsson Mgmt For For For 4 Elect Steven R. Mgmt For For For Loranger 5 Elect Surya N. Mgmt For For For Mohapatra 6 Elect Jerome A. Mgmt For For For Peribere 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to Allow Mgmt For For For Shareholders to Amend Bylaws
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Silvant Small Cap Growth Stock Fund ------------------------------------------------------------------------------------------------------------------------ 8x8, Inc. Ticker Security ID: Meeting Date Meeting Status EGHT CUSIP 282914100 07/22/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Guy L. Hecker, Mgmt For For For Jr. 1.2 Elect Bryan R. Martin Mgmt For For For 1.3 Elect Vikram Verma Mgmt For For For 1.4 Elect Eric Salzman Mgmt For For For 1.5 Elect Ian Potter Mgmt For For For 1.6 Elect Jaswinder Pal Mgmt For For For Singh 1.7 Elect Vladimir Mgmt For For For Jacimovic 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Mgmt For Against Against Equity Incentive Plan ------------------------------------------------------------------------------------------------------------------------ AAON, Inc. Ticker Security ID: Meeting Date Meeting Status AAON CUSIP 000360206 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jack E. Short Mgmt For For For 2 Elect Stephen O. Mgmt For For For LeClair 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ ABIOMED, Inc. Ticker Security ID: Meeting Date Meeting Status ABMD CUSIP 003654100 08/10/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Michael R. Mgmt For For For Minogue 1.2 Elect Martin P. Sutter Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2015 Mgmt For Against Against Omnibus Incentive Plan 4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Air Transport Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status ATSG CUSIP 00922R105 05/05/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard M. Mgmt For For For Baudouin 2 Elect Joseph C. Hete Mgmt For For For 3 Elect Randy D. Mgmt For For For Rademacher 4 Elect J. Christopher Mgmt For For For Teets 5 Elect Jeffrey Vorholt Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Alamo Group Inc. Ticker Security ID: Meeting Date Meeting Status ALG CUSIP 011311107 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Roderick R. Baty Mgmt For For For 2 Elect Robert P. Bauer Mgmt For For For 3 Elect Eric P. Etchart Mgmt For For For 4 Elect David W. Grzelak Mgmt For For For 5 Elect Tracy C Jokinen Mgmt For For For 6 Elect Gary L. Martin Mgmt For For For 7 Elect Ronald A. Mgmt For For For Robinson 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 10 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ American Axle & Manufacturing Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status AXL CUSIP 024061103 04/05/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ American Woodmark Corporation Ticker Security ID: Meeting Date Meeting Status AMWD CUSIP 030506109 08/25/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Andrew B. Cogan Mgmt For For For 1.2 Elect Martha M. Dally Mgmt For For For 1.3 Elect James G. Davis, Mgmt For Withhold Against Jr. 1.4 Elect S. Cary Dunston Mgmt For For For 1.5 Elect Kent B. Guichard Mgmt For For For 1.6 Elect Daniel T. Hendrix Mgmt For For For 1.7 Elect Carol B. Moerdyk Mgmt For For For 1.8 Elect David W. Moon Mgmt For For For 1.9 Elect Vance W. Tang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approve the 2016 Mgmt For For For Employee Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation
------------------------------------------------------------------------------------------------------------------------ AMERISAFE, Inc. Ticker Security ID: Meeting Date Meeting Status AMSF CUSIP 03071H100 06/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Michael J. Brown Mgmt For For For 1.2 Elect G Janelle Frost Mgmt For For For 2 Re-approval of 2012 Mgmt For For For Equity and Incentive Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ AMN Healthcare Services, Inc. Ticker Security ID: Meeting Date Meeting Status AMN CUSIP 001744101 04/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark G. Foletta Mgmt For For For 2 Elect R. Jeffrey Harris Mgmt For For For 3 Elect Michael M.E. Mgmt For For For Johns 4 Elect Martha H. Marsh Mgmt For For For 5 Elect Susan R. Salka Mgmt For For For 6 Elect Andrew M. Stern Mgmt For For For 7 Elect Paul E. Weaver Mgmt For For For 8 Elect Douglas D. Wheat Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 11 Approval of 2017 Mgmt For For For Senior Executive Incentive Bonus Plan 12 Approval of 2017 Mgmt For For For Equity Plan 13 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Array Biopharma Inc. Ticker Security ID: Meeting Date Meeting Status ARRY CUSIP 04269X105 10/27/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John A. Orwin Mgmt For For For 1.2 Elect Gil J. Van Lunsen Mgmt For For For 2 Amendment to the Mgmt For For For Employee Stock Purchase Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Aspen Technology, Inc. Ticker Security ID: Meeting Date Meeting Status AZPN CUSIP 045327103 12/08/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert M. Mgmt For Withhold Against Whelan, Jr. 1.2 Elect Donald P. Casey Mgmt For For For 2 2016 OMNIBUS INCENTIVE Mgmt For For For PLAN 3 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION ------------------------------------------------------------------------------------------------------------------------ Astec Industries, Inc. Ticker Security ID: Meeting Date Meeting Status ASTE CUSIP 046224101 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect William D. Gehl Mgmt For For For 1.2 Elect William G. Dorey Mgmt For For For 1.3 Elect Charles F. Potts Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ AZZ Inc. Ticker Security ID: Meeting Date Meeting Status AZZ CUSIP 002474104 07/12/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Daniel E. Berce Mgmt For For For 1.2 Elect H. Kirk Downey Mgmt For For For 1.3 Elect Paul Eisman Mgmt For For For 1.4 Elect Daniel R. Feehan Mgmt For For For 1.5 Elect Thomas E. Mgmt For For For Ferguson 1.6 Elect Kevern R. Joyce Mgmt For For For 1.7 Elect Venita Mgmt For For For McCellon--Allen 1.8 Elect Stephan E. Pirnat Mgmt For For For 1.9 Elect Steven R. Purvis Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Balchem Corporation Ticker Security ID: Meeting Date Meeting Status BCPC CUSIP 057665200 06/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect David B. Fischer Mgmt For For For 1.2 Elect Perry W. Premdas Mgmt For For For 1.3 Elect John Y. Mgmt For For For Televantos 2 Approval of the 2017 Mgmt For For For Omnibus Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Beacon Roofing Supply, Inc. Ticker Security ID: Meeting Date Meeting Status BECN CUSIP 073685109 02/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert R. Buck Mgmt For For For 1.2 Elect Paul M. Isabella Mgmt For For For 1.3 Elect Carl T. Berquist Mgmt For For For 1.4 Elect Richard W. Frost Mgmt For For For 1.5 Elect Alan Gershenhorn Mgmt For For For 1.6 Elect Philip W. Knisely Mgmt For For For 1.7 Elect Robert M. Mgmt For For For McLaughlin 1.8 Elect Neil S. Novich Mgmt For For For 1.9 Elect Stuart A. Randle Mgmt For For For 1.10 Elect Douglas L. Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Approval of the Senior Mgmt For For For Executive Annual Incentive Plan ------------------------------------------------------------------------------------------------------------------------ BNC Bancorp Ticker Security ID: Meeting Date Meeting Status BNCN CUSIP 05566T101 06/12/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ Carrizo Oil & Gas, Inc. Ticker Security ID: Meeting Date Meeting Status CRZO CUSIP 144577103 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Sylvester P. Mgmt For For For Johnson IV 1.2 Elect Steven Webster Mgmt For For For 1.3 Elect F. Gardner Parker Mgmt For For For 1.4 Elect Thomas L. Mgmt For For For Carter, Jr. 1.5 Elect Robert F. Fulton Mgmt For For For 1.6 Elect Roger A. Ramsey Mgmt For For For 1.7 Elect Frank A. Wojtek Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Increase of Authorized Mgmt For Against Against Common Stock 5 Approval of the 2017 Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Casey's General Stores, Inc. Ticker Security ID: Meeting Date Meeting Status CASY CUSIP 147528103 09/16/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Johnny Danos Mgmt For For For 1.2 Elect Jeffrey M. Mgmt For For For Lamberti 1.3 Elect H. Lynn Horak Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Cheesecake Factory Incorporated Ticker Security ID: Meeting Date Meeting Status CAKE CUSIP 163072101 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David Overton Mgmt For For For 2 Elect Edie Ames Mgmt For For For 3 Elect Alexander L. Mgmt For For For Cappello 4 Elect Jerome I. Mgmt For For For Kransdorf 5 Elect Laurence B. Mgmt For For For Mindel 6 Elect David B. Pittaway Mgmt For For For 7 Elect Herbert Simon Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Chemed Corporation Ticker Security ID: Meeting Date Meeting Status CHE CUSIP 16359R103 05/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kevin J. McNamara Mgmt For For For 2 Elect Joel F. Gemunder Mgmt For For For 3 Elect Patrick P. Grace Mgmt For For For 4 Elect Thomas C. Hutton Mgmt For For For 5 Elect Walter L. Krebs Mgmt For For For 6 Elect Andrea R. Lindell Mgmt For For For 7 Elect Thomas P. Rice Mgmt For For For 8 Elect Donald E. Mgmt For For For Saunders 9 Elect George J. Walsh Mgmt For For For III 10 Elect Frank E. Wood Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------ Coherent, Inc. Ticker Security ID: Meeting Date Meeting Status COHR CUSIP 192479103 03/02/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John R. Ambroseo Mgmt For For For 2 Elect Jay T. Flatley Mgmt For For For 3 Elect Susan M. James Mgmt For For For 4 Elect L. William Krause Mgmt For For For 5 Elect Garry W. Rogerson Mgmt For For For 6 Elect Steve Skaggs Mgmt For For For 7 Elect Sandeep S. Vij Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt For 3 Years N/A Vote on Executive Compensation 11 Approval of 2011 Mgmt For For For Equity Incentive Plan for 162(m) ------------------------------------------------------------------------------------------------------------------------ Coherus Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status CHRS CUSIP 19249H103 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Dennis M. Lanfear Mgmt For For For 1.2 Elect Mats Wahlstrom Mgmt For For For 1.3 Elect James I. Healy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Denny's Corporation Ticker Security ID: Meeting Date Meeting Status DENN CUSIP 24869P104 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gregg R. Dedrick Mgmt For For For 2 Elect Jose M. Gutierrez Mgmt For For For 3 Elect George W. Haywood Mgmt For For For 4 Elect Brenda J. Mgmt For For For Lauderback 5 Elect Robert E. Marks Mgmt For For For 6 Elect John C. Miller Mgmt For For For 7 Elect Donald C. Mgmt For For For Robinson 8 Elect Debra Mgmt For For For Smithart-Oglesby 9 Elect Laysha Ward Mgmt For For For 10 Elect F. Mark Wolfinger Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 14 Approval of the 2017 Mgmt For For For Omnibus Incentive Plan
------------------------------------------------------------------------------------------------------------------------- Depomed, Inc. Ticker Security ID: Meeting Date Meeting Status DEPO CUSIP 249908104 09/14/2016 Voted Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Shareholder Proposal ShrHoldr N/A For N/A to Call a Special Meeting ------------------------------------------------------------------------------------------------------------------------- Dermira Inc Ticker Security ID: Meeting Date Meeting Status DERM CUSIP 24983L104 06/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mark D. McDade Mgmt For For For 1.2 Elect Jake R. Nunn Mgmt For For For 1.3 Elect Thomas G. Wiggans Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------- Dorman Products, Inc. Ticker Security ID: Meeting Date Meeting Status DORM CUSIP 258278100 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Steven L. Berman Mgmt For For For 1.2 Elect Mathias J. Barton Mgmt For For For 1.3 Elect John J. Gavin Mgmt For For For 1.4 Elect Paul R. Lederer Mgmt For For For 1.5 Elect Richard T. Riley Mgmt For For For 1.6 Elect G. Michael Mgmt For For For Stakias 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Adoption of Majority Mgmt For For For Vote for Election of Directors 5 Elimination of Mgmt For For For Cumulative Voting 6 Change in Board Size Mgmt For For For 7 Approval of the Mgmt For For For Employee Stock Purchase Plan 8 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Employers Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status EIG CUSIP 292218104 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard W. Blakey Mgmt For Against Against 2 Elect Douglas D. Dirks Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Energizer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ENR CUSIP 29272W109 01/30/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Cynthia J. Mgmt For For For Brinkley 2 Elect John E. Klein Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 5 Declassify the Board Mgmt For For For of Directors ------------------------------------------------------------------------------------------------------------------------ Fair Isaac Corporation Ticker Security ID: Meeting Date Meeting Status FICO CUSIP 303250104 02/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Braden R Kelly Mgmt For For For 2 Elect A. George Battle Mgmt For For For 3 Elect Mark Begor Mgmt For For For 4 Elect Greg G. Gianforte Mgmt For For For 5 Elect James D. Kirsner Mgmt For For For 6 Elect William J. Mgmt For For For Lansing 7 Elect Marc F. McMorris Mgmt For For For 8 Elect Joanna Rees Mgmt For For For 9 Elect David A. Rey Mgmt For For For 10 Amendment to the Long Mgmt For For For Term Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 13 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Forward Air Corporation Ticker Security ID: Meeting Date Meeting Status FWRD CUSIP 349853101 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Bruce A. Campbell Mgmt For For For 1.2 Elect C. Robert Mgmt For For For Campbell 1.3 Elect C. John Langley, Mgmt For For For Jr. 1.4 Elect G. Michael Lynch Mgmt For For For 1.5 Elect Ronald W. Allen Mgmt For For For 1.6 Elect Douglas M. Madden Mgmt For For For 1.7 Elect R. Craig Carlock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Franklin Electric Co., Inc. Ticker Security ID: Meeting Date Meeting Status FELE CUSIP 353514102 05/05/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David T. Brown Mgmt For For For 2 Elect David A. Roberts Mgmt For For For 3 Elect Thomas R. VerHage Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Approval of the 2017 Mgmt For For For Stock Plan 7 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Guidewire Software, Inc. Ticker Security ID: Meeting Date Meeting Status GWRE CUSIP 40171V100 12/01/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Craig A. Conway Mgmt For For For 1.2 Elect Guy Dubois Mgmt For For For 2 Exclusive Forum Mgmt For Against Against Provision 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ H.B. Fuller Company Ticker Security ID: Meeting Date Meeting Status FUL CUSIP 359694106 04/06/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect J. Michael Losh Mgmt For For For 1.2 Elect Lee R. Mitau Mgmt For For For 1.3 Elect R. William Van Mgmt For For For Sant 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Hawaiian Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HA CUSIP 419879101 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Donald J. Carty Mgmt For For For 1.2 Elect Mark B. Dunkerley Mgmt For For For 1.3 Elect Earl E. Fry Mgmt For For For 1.4 Elect Lawrence S. Mgmt For For For Hershfield 1.5 Elect Randall L. Jenson Mgmt For For For 1.6 Elect Crystal K. Rose Mgmt For For For 1.7 Elect Richard N. Zwern Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ HealthSouth Corporation Ticker Security ID: Meeting Date Meeting Status HLS CUSIP 421924309 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John W. Chidsey Mgmt For For For 1.2 Elect Donald L. Correll Mgmt For For For 1.3 Elect Yvonne M. Curl Mgmt For For For 1.4 Elect Charles M. Elson Mgmt For For For 1.5 Elect Joan E. Herman Mgmt For For For 1.6 Elect Leo I. Higdon, Mgmt For For For Jr. 1.7 Elect Leslye G. Katz Mgmt For For For 1.8 Elect John E. Maupin, Mgmt For For For Jr. 1.9 Elect L. Edward Shaw, Mgmt For For For Jr. 1.10 Elect Mark J. Tarr Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Home BancShares, Inc. Ticker Security ID: Meeting Date Meeting Status HOMB CUSIP 436893200 04/20/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John W. Allison Mgmt For For For 1.2 Elect C. Randall Sims Mgmt For For For 1.3 Elect Brian S. Davis Mgmt For Withhold Against 1.4 Elect Milburn Adams Mgmt For For For 1.5 Elect Robert H. Mgmt For For For Adcock, Jr. 1.6 Elect Richard H. Ashley Mgmt For For For 1.7 Elect Mike D. Beebe Mgmt For For For 1.8 Elect Dale A. Bruns Mgmt For For For 1.9 Elect Jack E. Engelkes Mgmt For For For 1.10 Elect Tracy M. French Mgmt For For For 1.11 Elect James G. Hinkle Mgmt For For For 1.12 Elect Alex R. Lieblong Mgmt For For For 1.13 Elect Thomas J. Longe Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment of the 2006 Mgmt For For For Stock Option and Performance Incentive Plan 4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ ICU Medical, Inc. Ticker Security ID: Meeting Date Meeting Status ICUI CUSIP 44930G107 05/09/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Vivek Jain Mgmt For For For 1.2 Elect George A. Lopez Mgmt For Withhold Against 1.3 Elect Joseph R. Saucedo Mgmt For For For 1.4 Elect Richard H. Mgmt For For For Sherman 1.5 Elect Robert S. Swinney Mgmt For For For 1.6 Elect David C. Mgmt For For For Greenberg 1.7 Elect Elisha W. Finney Mgmt For For For 1.8 Elect Douglas E. Mgmt For For For Giordano 2 Amendment to the 2011 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ ILG, Inc. Ticker Security ID: Meeting Date Meeting Status ILG CUSIP 44967H101 05/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Craig M. Nash Mgmt For For For 1.2 Elect David J.A. Mgmt For For For Flowers 1.3 Elect Victoria L. Freed Mgmt For For For 1.4 Elect Lizanne Galbreath Mgmt For For For 1.5 Elect Chad Mgmt For For For Hollingsworth 1.6 Elect Lewis J. Korman Mgmt For For For 1.7 Elect Thomas J. Kuhn Mgmt For For For 1.8 Elect Thomas J. Mgmt For For For McInerney 1.9 Elect Thomas P. Mgmt For For For Murphy, Jr. 1.10 Elect Stephen R. Quazzo Mgmt For For For 1.11 Elect Sergio D. Rivera Mgmt For For For 1.12 Elect Thomas O. Ryder Mgmt For For For 1.13 Elect Avy H. Stein Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Inogen Inc Ticker Security ID: Meeting Date Meeting Status INGN CUSIP 45780L104 05/11/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Heath Lukatch Mgmt For For For 1.2 Elect Raymond Mgmt For For For Huggenberger 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Inphi Corp. Ticker Security ID: Meeting Date Meeting Status IPHI CUSIP 45772F107 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Nicholas E. Mgmt For For For Brathwaite 1.2 Elect David Liddle Mgmt For For For 1.3 Elect Bruce M. Mgmt For For For McWilliams 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Insmed Incorporated Ticker Security ID: Meeting Date Meeting Status INSM CUSIP 457669307 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Donald J. Mgmt For For For Hayden, Jr. 1.2 Elect David W.J. McGirr Mgmt For For For 1.3 Elect Myrtle S. Potter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2017 Mgmt For For For Incentive Plan ------------------------------------------------------------------------------------------------------------------------ Integrated Device Technology, Inc. Ticker Security ID: Meeting Date Meeting Status IDTI CUSIP 458118106 09/20/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John A. Schofield Mgmt For For For 1.2 Elect Gregory L. Waters Mgmt For For For 1.3 Elect Umesh Padval Mgmt For For For 1.4 Elect Gordon Parnell Mgmt For For For 1.5 Elect Ken Kannappan Mgmt For For For 1.6 Elect Robert A. Rango Mgmt For For For 1.7 Elect Norman Taffe Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ InterXion Holding N.V. Ticker Security ID: Meeting Date Meeting Status INXN CUSIP N47279109 06/30/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For Acts 3 Elect Frank Esser Mgmt For For For 4 Elect Mark Heraghty Mgmt For For For 5 Restricted Shares for Mgmt For For For Non-Executive Directors 6 Authorize the Board to Mgmt For For For Issue Shares Pursuant to the Company's Equity Incentive Plans 7 Authorize the Company Mgmt For For For to Issue Shares For General Corporate Purposes 8 Appointment of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Korn/Ferry International Ticker Security ID: Meeting Date Meeting Status KFY CUSIP 500643200 10/06/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Doyle N. Beneby Mgmt For For For 2 Elect Gary D. Burnison Mgmt For For For 3 Elect William R. Floyd Mgmt For For For 4 Elect Christina A. Gold Mgmt For For For 5 Elect Jerry Leamon Mgmt For For For 6 Elect Debra J. Perry Mgmt For For For 7 Elect George T. Shaheen Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Amendment to the 2008 Mgmt For For For Stock Incentive Plan 10 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Lithia Motors, Inc. Ticker Security ID: Meeting Date Meeting Status LAD CUSIP 536797103 04/19/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Sidney B. DeBoer Mgmt For For For 1.2 Elect Thomas Becker Mgmt For Withhold Against 1.3 Elect Susan O. Cain Mgmt For Withhold Against 1.4 Elect Bryan B. DeBoer Mgmt For For For 1.5 Elect Kenneth E. Mgmt For Withhold Against Roberts 1.6 Elect David J. Robino Mgmt For For For 2 Amendment to the Mgmt For For For Performance Bonus Plan 3 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Littelfuse, Inc. Ticker Security ID: Meeting Date Meeting Status LFUS CUSIP 537008104 04/28/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Tzau-Jin Chung Mgmt For For For 2 Elect Cary T. Fu Mgmt For For For 3 Elect Anthony Grillo Mgmt For For For 4 Elect David W. Mgmt For For For Heinzmann 5 Elect Gordon Hunter Mgmt For For For 6 Elect John E. Major Mgmt For For For 7 Elect William P. Mgmt For For For Noglows 8 Elect Ronald L. Schubel Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 11 Amendment to the Mgmt For For For Long-Term Incentive Plan 12 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ LogMeIn, Inc. Ticker Security ID: Meeting Date Meeting Status LOGM CUSIP 54142L109 01/25/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Amendment to the 2009 Mgmt For For For Stock Incentive Plan 4 Right to Adjourn Mgmt For For For Meeting ------------------------------------------------------------------------------------------------------------------------ LogMeIn, Inc. Ticker Security ID: Meeting Date Meeting Status LOGM CUSIP 54142L109 06/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David Henshall Mgmt For Against Against 2 Elect Peter J. Mgmt For For For Sacripanti 3 Elect William R. Wagner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ MaxLinear, Inc. Ticker Security ID: Meeting Date Meeting Status MXL CUSIP 57776J100 05/24/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Theodore L. Mgmt For For For Tewksbury 2 Elect Albert J. Moyer Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ MaxLinear, Inc. Ticker Security ID: Meeting Date Meeting Status MXL CUSIP 57776J100 08/10/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Steven C. Mgmt For For For Craddock 1.2 Elect Donald E. Schrock Mgmt For For For 2 Amendment to the 2010 Mgmt For Against Against Equity Incentive Plan 3 Amendment to the Mgmt For Against Against Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Mindbody Inc Ticker Security ID: Meeting Date Meeting Status MB CUSIP 60255W105 06/14/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Court Cunningham Mgmt For For For 1.2 Elect Cipora Herman Mgmt For For For 1.3 Elect Eric Liaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Monolithic Power Systems, Inc. Ticker Security ID: Meeting Date Meeting Status MPWR CUSIP 609839105 06/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Victor K. Lee Mgmt For For For 1.2 Elect James C. Moyer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Monro Muffler Brake, Inc. Ticker Security ID: Meeting Date Meeting Status MNRO CUSIP 610236101 08/09/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Donald Glickman Mgmt For Withhold Against 1.2 Elect John W. Van Heel Mgmt For For For 1.3 Elect James R. Wilen Mgmt For For For 1.4 Elect Elizabeth A. Mgmt For For For Wolszon 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Neurocrine Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status NBIX CUSIP 64125C109 05/22/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kevin C. Gorman Mgmt For For For 1.2 Elect Gary A. Lyons Mgmt For For For 1.3 Elect Alfred W. Mgmt For For For Sandrock, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Amendment to the 2011 Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ NuVasive, Inc. Ticker Security ID: Meeting Date Meeting Status NUVA CUSIP 670704105 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gregory T. Lucier Mgmt For For For 2 Elect Leslie V. Norwalk Mgmt For For For 3 Elect Michael D. Mgmt For For For O'Halleran 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ NxStage Medical, Inc. Ticker Security ID: Meeting Date Meeting Status NXTM CUSIP 67072V103 05/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeffrey H. Mgmt For For For Burbank 1.2 Elect Heyward R. Mgmt For For For Donigan 1.3 Elect Robert G. Funari Mgmt For For For 1.4 Elect Daniel A. Mgmt For For For Giannini 1.5 Elect Earl R. Lewis Mgmt For For For 1.6 Elect Jean K. Mixer Mgmt For For For 1.7 Elect Craig W. Moore Mgmt For For For 1.8 Elect Reid S. Perper Mgmt For For For 1.9 Elect James J. Peters Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Adoption of Majority Mgmt For For For Vote for Election of Directors 6 Amendment to the 2014 Mgmt For For For Omnibus Incentive Plan
------------------------------------------------------------------------------------------------------------------------ Oclaro, Inc. Ticker Security ID: Meeting Date Meeting Status OCLR CUSIP 67555N206 11/18/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kendall Cowan Mgmt For For For 1.2 Elect Joel A. Smith III Mgmt For For For 2 Amendment to the 2001 Mgmt For Against Against Long-Term Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Olin Corporation Ticker Security ID: Meeting Date Meeting Status OLN CUSIP 680665205 04/27/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gray G. Benoist Mgmt For For For 2 Elect John E. Fischer Mgmt For For For 3 Elect Richard M. Mgmt For For For Rompala 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ PBF Energy Inc. Ticker Security ID: Meeting Date Meeting Status PBF CUSIP 69318G106 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas J. Nimbley Mgmt For For For 2 Elect Spencer Abraham Mgmt For For For 3 Elect Wayne A. Budd Mgmt For For For 4 Elect S. Eugene Edwards Mgmt For For For 5 Elect William E. Hantke Mgmt For For For 6 Elect Dennis M. Houston Mgmt For For For 7 Elect Edward F. Kosnik Mgmt For For For 8 Elect Robert J. Lavinia Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 2017 Equity Incentive Mgmt For For For Plan ------------------------------------------------------------------------------------------------------------------------ Pegasystems Inc. Ticker Security ID: Meeting Date Meeting Status PEGA CUSIP 705573103 06/21/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter Gyenes Mgmt For For For 2 Elect Richard H. Jones Mgmt For For For 3 Elect Steven F. Kaplan Mgmt For For For 4 Elect Dianne Ledingham Mgmt For For For 5 Elect James P. Mgmt For For For O'Halloran 6 Elect Sharon Rowlands Mgmt For For For 7 Elect Alan Trefler Mgmt For For For 8 Elect Larry Weber Mgmt For For For 9 Elect William W. Wyman Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------ Portola Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status PTLA CUSIP 737010108 06/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeffrey W. Bird Mgmt For For For 1.2 Elect John H. Johnson Mgmt For For For 1.3 Elect H. Ward Wolff Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Precision Drilling Corporation Ticker Security ID: Meeting Date Meeting Status PD CUSIP 74022D308 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect William T. Mgmt For For For Donovan 1.2 Elect Brian J. Gibson Mgmt For For For 1.3 Elect Allen R. Hagerman Mgmt For For For 1.4 Elect Catherine J. Mgmt For For For Hughes 1.5 Elect Steven W. Krablin Mgmt For For For 1.6 Elect Stephen J.J. Mgmt For For For Letwin 1.7 Elect Kevin O. Meyers Mgmt For For For 1.8 Elect Kevin A. Neveu Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the Mgmt For For For Omnibus Equity Incentive Plan ------------------------------------------------------------------------------------------------------------------------ Proofpoint, Inc. Ticker Security ID: Meeting Date Meeting Status PFPT CUSIP 743424103 06/01/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jonathan Feiber Mgmt For For For 1.2 Elect Eric Hahn Mgmt For For For 1.3 Elect Kevin Harvey Mgmt For For For 2 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Q2 Holdings Inc Ticker Security ID: Meeting Date Meeting Status QTWO CUSIP 74736L109 06/08/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Rebecca Lynn Mgmt For For For Atchison 1.2 Elect Charles T. Doyle Mgmt For For For 1.3 Elect Carl James Mgmt For For For Schaper 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ QTS Realty Trust, Inc. Ticker Security ID: Meeting Date Meeting Status QTS CUSIP 74736A103 05/04/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Chad L. Williams Mgmt For For For 1.2 Elect John W. Barter Mgmt For For For 1.3 Elect William O. Grabe Mgmt For For For 1.4 Elect Catherine R. Mgmt For For For Kinney 1.5 Elect Peter A. Marino Mgmt For For For 1.6 Elect Scott D. Miller Mgmt For For For 1.7 Elect Philip P. Mgmt For For For Trahanas 1.8 Elect Stephen E. Mgmt For For For Westhead 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2017 Mgmt For For For ESPP 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Quaker Chemical Corporation Ticker Security ID: Meeting Date Meeting Status KWR CUSIP 747316107 05/10/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Michael F. Barry Mgmt For For For 1.2 Elect Robert E. Mgmt For For For Chappell 1.3 Elect Robert H. Rock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Simpson Manufacturing Co., Inc. Ticker Security ID: Meeting Date Meeting Status SSD CUSIP 829073105 03/28/2017 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elimination of Mgmt For For For Cumulative Voting
------------------------------------------------------------------------------------------------------------------------ Simpson Manufacturing Co., Inc. Ticker Security ID: Meeting Date Meeting Status SSD CUSIP 829073105 05/16/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Karen Colonias Mgmt For For For 2 Elect Celeste Volz Ford Mgmt For For For 3 Elect Michael Bless Mgmt For For For 4 Amendment to the Mgmt For For For Executive Officer Cash Profit Sharing Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Snyder's-Lance, Inc. Ticker Security ID: Meeting Date Meeting Status LNCE CUSIP 833551104 05/03/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect C. Peter Mgmt For Withhold Against Carlucci, Jr. 1.2 Elect Brian J. Driscoll Mgmt For For For 1.3 Elect James W. Johnston Mgmt For For For 1.4 Elect Patricia A. Mgmt For For For Warehime 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Stepan Company Ticker Security ID: Meeting Date Meeting Status SCL CUSIP 858586100 04/25/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Joaquin Delgado Mgmt For For For 2 Elect F. Quinn Stepan, Mgmt For For For Jr. 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ------------------------------------------------------------------------------------------------------------------------ Supernus Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status SUPN CUSIP 868459108 06/13/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Charles W. Mgmt For Withhold Against Newhall III 1.2 Elect Frederick M. Mgmt For Withhold Against Hudson 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation
------------------------------------------------------------------------------------------------------------------------ Teledyne Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status TDY CUSIP 879360105 04/26/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Roxanne S. Austin Mgmt For For For 1.2 Elect Kenneth C. Mgmt For For For Dahlberg 1.3 Elect Robert A. Malone Mgmt For For For 2 Amendment to the 2014 Mgmt For For For Incentive Award Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Tenneco, Inc. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 880349105 05/17/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas C. Freyman Mgmt For For For 2 Elect Brian J. Kesseler Mgmt For For For 3 Elect Dennis J. Letham Mgmt For For For 4 Elect James S. Metcalf Mgmt For For For 5 Elect Roger B. Porter Mgmt For For For 6 Elect David B. Price, Mgmt For For For Jr. 7 Elect Gregg M. Sherrill Mgmt For For For 8 Elect Paul T. Stecko Mgmt For For For 9 Elect Jane L. Warner Mgmt For For For 10 Elect Roger J. Wood Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Texas Roadhouse, Inc. Ticker Security ID: Meeting Date Meeting Status TXRH CUSIP 882681109 05/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James R. Ramsey Mgmt For For For 1.2 Elect James R. Zarley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report
------------------------------------------------------------------------------------------------------------------------ Ultragenyx Pharmaceutical Inc Ticker Security ID: Meeting Date Meeting Status RARE CUSIP 90400D108 06/22/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Emil D. Kakkis Mgmt For For For 2 Elect Daniel Welch Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Universal Forest Products, Inc. Ticker Security ID: Meeting Date Meeting Status UFPI CUSIP 913543104 04/18/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gary F. Goode Mgmt For For For 2 Elect Mary E. Tuuk Mgmt For For For 3 Elect Michael G. Mgmt For For For Wooldridge 4 Increase of Authorized Mgmt For Against Against Common Stock 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation ------------------------------------------------------------------------------------------------------------------------ Vanda Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status VNDA CUSIP 921659108 06/15/2017 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard W. Dugan Mgmt For For For 1.2 Elect Vincent J. Milano Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 3 Years Against Vote on Executive Compensation 5 Amendment to the 2016 Mgmt For For For Equity Incentive Plan ------------------------------------------------------------------------------------------------------------------------ Virtusa Corporation Ticker Security ID: Meeting Date Meeting Status VRTU CUSIP 92827P102 09/07/2016 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kris Canekeratne Mgmt For For For 1.2 Elect Barry R. Nearhos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. RIDGEWORTH FUNDS By: /s/ Julia R. Short Julia R. Short President Date: August 24, 2017