N-PX 1 d53863dnpx.txt RIDGEWORTH FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06557 --------------------------------------------- RidgeWorth Funds -------------------------------------------------- (Exact name of registrant as specified in charter) RidgeWorth Capital Management, Inc. 3333 Piedmont Road, Suite 1500 Atlanta, GA 30305 -------------------------------------------------- (Address of principal executive offices)(Zip code) Julia R. Short President RidgeWorth Funds 3333 Piedmont Road, Suite 1500 Atlanta, GA 30305 (Name and Address of Agent for Service) Copies to: W. John McGuire, Esq. Thomas S. Harman, Esq. Morgan, Lewis & Bockius LLP Morgan, Lewis & Bockius LLP 2020 K Street, NW 2020 K Street, NW Washington, DC 20006 Washington, DC 20006 Registrant's telephone number, including area code: 1-888-784-3863 Date of fiscal year end: March 31 Date of reporting period: July 1, 2014 through June 30, 2015 Item 1. Proxy Voting Record. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Floating Rate High Income Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix High Yield Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Aggressive Growth Allocation Strategy The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Conservative Allocation Strategy The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Growth Allocation Strategy The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Moderate Allocation Strategy The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Limited Duration Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth U.S. Mortgage Fund (formerly Limited-Term Federal Mortgage Securities) The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Short-Term U.S. Treasury Securities Fund (merged into U.S. Government Securities Ultra-Short Bond Fund as of 7/31/14) The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Georgia Tax-Exempt Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix High Grade Municipal Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Intermediate Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Core Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Investment Grade Tax-Exempt Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Short-Term Municipal Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix North Carolina Tax-Exempt Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Short-Term Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Total Return Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Ultra-Short Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth U.S. Government Securities Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Virginia Intermediate Municipal Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix U.S. Government Securities Ultra-Short Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Seix Corporate Bond Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report. Registrant : RidgeWorth Funds Fund Name : RidgeWorth Aggressive Growth Stock Fund Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Leonard Bell Mgmt For For For 2 Elect David R. Brennan Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect Christopher J. Coughlin Mgmt For For For 5 Elect David Hallal Mgmt For For For 6 Elect John T. Mollen Mgmt For For For 7 Elect R. Douglas Norby Mgmt For For For 8 Elect Alvin S. Parven Mgmt For For For 9 Elect Andreas Rummelt Mgmt For For For 10 Elect Ann M. Veneman Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of 2015 Employee Stock Purchase Plan Mgmt For For For 14 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 15 Shareholder Proposal Regarding Right To Call A Special Meeting ShrHldr Against For Against Alliance Data Systems Corporation Ticker Security ID: Meeting Date Meeting Status ADS CUSIP 018581108 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Bruce K. Anderson Mgmt For For For 2 Elect Roger H. Ballou Mgmt For For For 3 Elect D. Keith Cobb Mgmt For For For 4 Elect E. Linn Draper, Jr. Mgmt For For For 5 Elect Edward J. Heffernan Mgmt For For For 6 Elect Kenneth R. Jensen Mgmt For For For 7 Elect Robert A. Minicucci Mgmt For For For 8 Elect Laurie A. Tucker Mgmt For For For 9 Advisory vote on executive compensation Mgmt For For For 10 2015 Omnibus Incentive Plan Mgmt For For For 11 2015 Employee Stock Purchase Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 06/10/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Tom A. Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William B. Gordon Mgmt For For For 5 Elect Jamie S. Gorelick Mgmt For For For 6 Elect Judith A McGrath Mgmt For For For 7 Elect Alain Monie Mgmt For For For 8 Elect Jonathan Rubinstein Mgmt For For For 9 Elect Thomas O. Ryder Mgmt For Against Against 10 Elect Patricia Q. Stonesifer Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Proxy Access ShrHldr Against Against For 13 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHldr Against For Against 14 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 15 Shareholder Proposal Regarding Human Rights Report ShrHldr Against Against For Biomarin Pharmaceutical Inc. Ticker Security ID: Meeting Date Meeting Status BMRN CUSIP 09061G101 06/09/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jean-Jacques Bienaime Mgmt For For For 1.2 Elect Michael Grey Mgmt For For For 1.3 Elect Elaine J. Heron Mgmt For For For 1.4 Elect Pierre Lapalme Mgmt For For For 1.5 Elect V. Bryan Lawlis, Jr. Mgmt For For For 1.6 Elect Richard A. Meier Mgmt For For For 1.7 Elect Alan J. Lewis Mgmt For For For 1.8 Elect William D. Young Mgmt For For For 1.9 Elect Kenneth M. Bate Mgmt For For For 1.10 Elect Dennis J. Slamon Mgmt For For For 2 Amendment to the 2006 Share Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/17/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert J. Hugin Mgmt For For For 1.2 Elect Richard W. Barker Mgmt For For For 1.3 Elect Michael W. Bonney Mgmt For For For 1.4 Elect Michael D. Casey Mgmt For For For 1.5 Elect Carrie S. Cox Mgmt For For For 1.6 Elect Michael A. Friedman Mgmt For For For 1.7 Elect Gilla Kaplan Mgmt For For For 1.8 Elect James J. Loughlin Mgmt For For For 1.9 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Shareholder Proposal Regarding Drug Pricing Report ShrHldr Against Against For Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Nancy H. Bechtle Mgmt For For For 2 Elect Walter W. Bettinger II Mgmt For For For 3 Elect C. Preston Butcher Mgmt For For For 4 Elect Christopher V. Dodds Mgmt For For For 5 Elect Mark A. Goldfarb Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN Mgmt For For For 9 Shareholder Proposal Regarding Report on Political Spending ShrHldr Against For Against 10 Shareholder Proposal Regarding Lobbying Report ShrHldr Against For Against 11 Shareholder Proposal Regarding Employment Diversity Report ShrHldr Against Against For 12 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For 13 Shareholder Proposal Regarding Counting Abstentions ShrHldr Against Against For
Chipotle Mexican Grill, Inc. Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 169656105 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John S. Charlesworth Mgmt For For For 1.2 Elect Kimbal Musk Mgmt For For For 1.3 Elect Montgomery F. Moran Mgmt For For For 1.4 Elect Patrick J. Flynn Mgmt For For For 1.5 Elect Steve Ells Mgmt For For For 1.6 Elect Stephen E. Gillett Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2011 Stock Incentive Plan Mgmt For For For 5 Adoption of Majority Vote for Election of Directors Mgmt For For For 6 Elimination of Supermajority Requirements Mgmt For For For 7 Amend Bylaws to Provide for Proxy Access Mgmt For Against Against 8 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 9 Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans ShrHldr Against Against For 10 Shareholder Proposal Regarding Retention of Shares Until Retirement ShrHldr Against Against For 11 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For 12 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For Criteo SA Ticker Security ID: Meeting Date Meeting Status CRTO CUSIP 226718104 06/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Ratification of Board and Auditor Acts Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Elect Dana Evan Mgmt For For For 7 Elect Hubert de Pesquidoux Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares through Private Placements to Qualified Institutional Investors Mgmt For Against Against 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 11 Greenshoe Mgmt For Against Against 12 Global Ceiling on Capital Increases Mgmt For For For 13 Authority to Increase Capital Through Capitalizations Mgmt For For For 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Grant Warrants Mgmt For Against Against 16 Employee Stock Purchase Plan Mgmt Against Against For Facebook Inc. Ticker Security ID: Meeting Date Meeting Status FB CUSIP 30303M102 06/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Marc L. Andreessen Mgmt For Withhold Against 1.2 Elect Erskine B. Bowles Mgmt For For For 1.3 Elect Susan D. Desmond- Hellmann Mgmt For For For 1.4 Elect Reed Hastings Mgmt For For For 1.5 Elect Jan Koum Mgmt For For For 1.6 Elect Sheryl K. Sandberg Mgmt For For For 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Re-approval of 2012 Equity Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding Recapitalization ShrHldr Against Against For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Human Rights Report ShrHldr Against Against For First Republic Bank Ticker Security ID: Meeting Date Meeting Status FRC CUSIP 33616C100 05/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James H. Herbert, II Mgmt For For For 1.2 Elect Katherine August-deWilde Mgmt For For For 1.3 Elect Thomas J. Barrack, Jr. Mgmt For For For 1.4 Elect Frank J. Fahrenkopf, Jr. Mgmt For For For 1.5 Elect L. Martin Gibbs Mgmt For For For 1.6 Elect Boris Groysberg Mgmt For For For 1.7 Elect Sandra R. Hernandez Mgmt For For For 1.8 Elect Pamela J. Joyner Mgmt For For For 1.9 Elect Reynold Levy Mgmt For For For 1.10 Elect Jody S. Lindell Mgmt For For For 1.11 Elect Duncan L. Niederauer Mgmt For For For 1.12 Elect George G. C. Parker Mgmt For For For 2 Amendment to the 2010 Omnibus Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John F. Cogan Mgmt For For For 2 Elect Etienne F. Davignon Mgmt For For For 3 Elect Carla A. Hills Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect John W. Madigan Mgmt For For For 6 Elect John C. Martin Mgmt For For For 7 Elect Nicholas G. Moore Mgmt For For For 8 Elect Richard J. Whitley Mgmt For For For 9 Elect Gayle E. Wilson Mgmt For For For 10 Elect Per Wold-Olsen Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Employee Stock Purchase Plans Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 16 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 17 Shareholder Proposal Regarding Drug Pricing Report ShrHldr Against Against For
Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For Withhold Against 1.5 Elect Diane B. Greene Mgmt For For For 1.6 Elect John L. Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Alan R. Mulally Mgmt For For For 1.9 Elect Paul S. Otellini Mgmt For For For 1.10 Elect K. Ram Shriram Mgmt For For For 1.11 Elect Shirley M. Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding Recapitalization ShrHldr Against For Against 5 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 7 Shareholder Proposal Regarding Renewable Energy Cost Report ShrHldr Against Against For 8 Shareholder Proposal Regarding Climate Change Policy Risk ShrHldr Against Against For HomeAway Inc. Ticker Security ID: Meeting Date Meeting Status AWAY CUSIP 43739Q100 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Simon J. Breakwell Mgmt For For For 1.2 Elect Carl G. Shepherd Mgmt For For For 1.3 Elect Simon Lehmann Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the 2011 Equity Incentive Plan Mgmt For Against Against Illumina, Inc. Ticker Security ID: Meeting Date Meeting Status ILMN CUSIP 452327109 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect A. Blaine Bowman Mgmt For For For 2 Elect Karin Eastham Mgmt For For For 3 Elect Jay T. Flatley Mgmt For For For 4 Elect Jeffrey T. Huber Mgmt For For For 5 Elect William H. Rastetter Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 2015 Stock and Incentive Plan Mgmt For For For LinkedIn Corporation Ticker Security ID: Meeting Date Meeting Status LNKD CUSIP 53578A108 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Leslie Kilgore Mgmt For For For 1.2 Elect Jeffrey Weiner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Equity Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Shareholder Proposal Regarding Board Diversity ShrHldr N/A For N/A Lululemon Athletica inc. Ticker Security ID: Meeting Date Meeting Status LULU CUSIP 550021109 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Steven J. Collins Mgmt For For For 1.2 Elect Martha A. Morfitt Mgmt For For For 1.3 Elect Rhoda M. Pitcher Mgmt For For For 1.4 Elect Emily White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Prohibition of Down ShrHldr Against Against For Medidata Solutions Inc. Ticker Security ID: Meeting Date Meeting Status MDSO CUSIP 58471A105 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Tarek A. Sherif Mgmt For For For 1.2 Elect Glen M. de Vries Mgmt For For For 1.3 Elect Carlos Dominguez Mgmt For For For 1.4 Elect Neil M. Kurtz Mgmt For For For 1.5 Elect George W. McCulloch Mgmt For For For 1.6 Elect Lee A. Shapiro Mgmt For For For 1.7 Elect Robert B. Taylor Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For MercadoLibre, Inc. Ticker Security ID: Meeting Date Meeting Status MELI CUSIP 58733R102 06/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Nicolas Galperin Mgmt For For For 1.2 Elect Meyer Malka Rais Mgmt For For For 1.3 Elect Javier Olivan Mgmt For For For 1.4 Elect Roberto Balls Sallouti Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Michael Kors Holdings Limited Ticker Security ID: Meeting Date Meeting Status KORS CUSIP G60754101 07/31/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John D. Idol Mgmt For For For 2 Elect Silas Chou Mgmt For Against Against 3 Elect Ann McLaughlin Korologos Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For
Mobileye NV Ticker Security ID: Meeting Date Meeting Status MBLY CUSIP N51488117 12/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Elimination of Supermajority Vote Requirement for Certain Transactions Mgmt For For For Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/09/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard N. Barton Mgmt For Withhold Against 1.2 Elect Bradford L. Smith Mgmt For For For 1.3 Elect Anne M. Sweeney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For 5 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 6 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against Palo Alto Networks, Inc. Ticker Security ID: Meeting Date Meeting Status PANW CUSIP 697435105 12/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carl Eschenbach Mgmt For For For 2 Elect Daniel J. Warmenhoven Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For Pandora Media Inc. Ticker Security ID: Meeting Date Meeting Status P CUSIP 698354107 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Timothy Leiweke Mgmt For For For 1.2 Elect Roger Faxon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For PRA Group, Inc. Ticker Security ID: Meeting Date Meeting Status PRAA CUSIP 69354N106 05/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Steven D. Fredrickson Mgmt For For For 1.2 Elect Penelope W. Kyle Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark Donegan Mgmt For For For 2 Elect Don R. Graber Mgmt For For For 3 Elect Lester L. Lyles Mgmt For For For 4 Elect Daniel J. Murphy Mgmt For For For 5 Elect Vernon E. Oechsle Mgmt For For For 6 Elect Rick Schmidt Mgmt For For For 7 Elect Richard L. Wambold Mgmt For For For 8 Elect Timothy A. Wicks Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For Priceline Group Inc. Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Tim Armstrong Mgmt For For For 1.2 Elect Howard W. Barker, Jr. Mgmt For For For 1.3 Elect Jeffrey H. Boyd Mgmt For For For 1.4 Elect Jan L. Docter Mgmt For For For 1.5 Elect Jeffrey E. Epstein Mgmt For For For 1.6 Elect James M. Guyette Mgmt For For For 1.7 Elect Darren R. Huston Mgmt For For For 1.8 Elect Charles H. Noski Mgmt For For For 1.9 Elect Nancy B. Peretsman Mgmt For For For 1.10 Elect Thomas E. Rothman Mgmt For For For 1.11 Elect Craig W. Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 5 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Charles A. Baker Mgmt For For For 1.2 Elect Arthur F. Ryan Mgmt For For For 1.3 Elect George L. Sing Mgmt For For For 1.4 Elect Marc Tessier-Lavigne Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Approval of the Regeneron Pharmaceuticals, Inc. Cash Incentive Bonus Plan Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For 5 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against
salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Marc R. Benioff Mgmt For For For 2 Elect Keith G. Block Mgmt For For For 3 Elect Craig A. Conway Mgmt For For For 4 Elect Alan G. Hassenfeld Mgmt For For For 5 Elect Colin L. Powell Mgmt For For For 6 Elect Sanford R. Robertson Mgmt For For For 7 Elect John V. Roos Mgmt For For For 8 Elect Lawrence J. Tomlinson Mgmt For For For 9 Elect Robin L. Washington Mgmt For For For 10 Elect Maynard G. Webb Mgmt For For For 11 Elect Susan D. Wojcicki Mgmt For For For 12 Amendment to the 2013 Equity Incentive Plan Mgmt For Against Against 13 Amendment to the 2004 Employee Stock Purchase Plan Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against ServiceNow Inc. Ticker Security ID: Meeting Date Meeting Status NOW CUSIP 81762P102 06/10/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Douglas Leone Mgmt For For For 1.2 Elect Frederic B. Luddy Mgmt For For For 1.3 Elect Jeffrey A. Miller Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ServiceNow Inc. Ticker Security ID: Meeting Date Meeting Status NOW CUSIP 81762P102 07/08/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Susan L. Bostrom Mgmt For For For 1.2 Elect Charles H. Giancarlo Mgmt For For For 1.3 Elect Anita M. Sands Mgmt For For For 1.4 Elect William L. Strauss Mgmt For Withhold Against 2 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 3 Years Against 3 Ratification of Auditor Mgmt For For For Splunk Inc. Ticker Security ID: Meeting Date Meeting Status SPLK CUSIP 848637104 06/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen G. Newberry Mgmt For For For 2 Elect Graham V. Smith Mgmt For For For 3 Elect Godfrey R. Sullivan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For Tesla Motors Inc. Ticker Security ID: Meeting Date Meeting Status TSLA CUSIP 88160R101 06/09/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Antonio J. Gracias Mgmt For Against Against 2 Elect Kimbal Musk Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Reducing Environmental Impacts from Animal Products ShrHldr Against Against For 5 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For Twitter Inc Ticker Security ID: Meeting Date Meeting Status TWTR CUSIP 90184L102 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect David Rosenblatt Mgmt For For For 1.2 Elect Evan Williams Mgmt For For For 2 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 3 Years Against 3 Ratification of Auditor Mgmt For For For Vipshop Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status VIPS CUSIP 92763W103 09/15/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Amendment to Authorized Common Stock Mgmt For Against Against 2 Amendment to Authorized Common Stock Mgmt For For For 3 Approval of Amendments to the Memorandum and Articles of Association Mgmt For Against Against Xoom Corporation Ticker Security ID: Meeting Date Meeting Status XOOM CUSIP 98419Q101 05/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Anne Mitchell Mgmt For For For 1.2 Elect Murray J. Demo Mgmt For Withhold Against 1.3 Elect Matthew Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For XPO Logistics Inc. Ticker Security ID: Meeting Date Meeting Status XPO CUSIP 983793100 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James J. Martell Mgmt For For For 1.2 Elect Jason D. Papastavrou Mgmt For For For 2 Declassify the Company's Board of Directors Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against XPO Logistics, Inc. Ticker Security ID: Meeting Date Meeting Status XPO CUSIP 983793100 12/23/2014 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Private Placement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Yelp Inc. Ticker Security ID: Meeting Date Meeting Status YELP CUSIP 985817105 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Geoff Donaker Mgmt For For For 1.2 Elect Robert Gibbs Mgmt For For For 1.3 Elect Jeremy Stoppelman Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For Zillow Group Inc Ticker Security ID: Meeting Date Meeting Status Z CUSIP 98954M101 06/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Eric Blachford Mgmt For For For 1.2 Elect Spencer M. Rascoff Mgmt For For For 1.3 Elect Gordon Stephenson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 4 Amendment to the 2011 Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For Zillow, Inc. Ticker Security ID: Meeting Date Meeting Status Z CUSIP 98954A107 12/18/2014 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition of Trulia Mgmt For For For 2 Amendment to Authorized Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Seix High Income Fund General Motors Co. Ticker Security ID: Meeting Date Meeting Status GM CUSIP 37045V100 06/09/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Joseph J. Ashton Mgmt For For For 2 Elect Mary T. Barra Mgmt For For For 3 Elect Stephen J. Girsky Mgmt For For For 4 Elect Linda R. Gooden Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect Kathryn V. Marinello Mgmt For For For 7 Elect Michael G. Mullen Mgmt For For For 8 Elect James J. Mulva Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Thomas M. Schoewe Mgmt For For For 11 Elect Theodore M. Solso Mgmt For For For 12 Elect Carol M. Stephenson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 16 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For Intelsat S.A Ticker Security ID: Meeting Date Meeting Status I CUSIP L5140P119 06/18/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against
Registrant : RidgeWorth Funds Fund Name : RidgeWorth International Equity Fund 3i Group plc Ticker Security ID: Meeting Date Meeting Status III CINS G88473148 06/25/2015 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Jonathan Asquith Mgmt For For For 5 Elect Caroline J. Banszky Mgmt For For For 6 Elect Simon A. Borrows Mgmt For For For 7 Elect Alistair Cox Mgmt For For For 8 Elect David Hutchinson Mgmt For For For 9 Elect Simon R. Thompson Mgmt For For For 10 Elect Martine Verluyten Mgmt For For For 11 Elect Julia Wilson Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authorisation of Political Donations Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against Ageas NV Ticker Security ID: Meeting Date Meeting Status AGS CINS B0148L138 04/02/2015 Voted Meeting Type Country of Trade Special Belgium For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Cancellation of Shares Mgmt For For For 4 Increase in Authorized Capital Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Amendments to Articles Regarding Issue Premiums Mgmt For For For 7 Amendments to Articles Regarding the Board of Directors Mgmt For For For 8 Amendments to Articles Regarding Deliberations and Decisions Mgmt For For For 9 Amendments to Articles Regarding the Management of the Company Mgmt For For For 10 Amendments to Articles Regarding Representation Mgmt For For For 11 Amendments to Articles Regarding the Ordinary General Meeting of Shareholders Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 CANCELLATION OF VVPR STRIPS Mgmt For For For
Ageas NV Ticker Security ID: Meeting Date Meeting Status AGS CINS B0148L138 04/29/2015 Voted Meeting Type Country of Trade Mix Belgium For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Ratification of Auditor's Acts Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Elect Christophe Boizard Mgmt For For For 9 Elect Filip Coremans Mgmt For For For 10 Elect Jozef De Mey Mgmt For For For 11 Elect Guy de Selliers Mgmt For Against Against 12 Elect Lionel Perl Mgmt For For For 13 Elect Jan Zegering Hadders Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Cancellation of Shares Mgmt For For For 16 Increase in Authorized Capital Mgmt For For For 17 Amendments to Articles Regarding Issue Premiums Mgmt For For For 18 Amendments to Articles Regarding the Board of Directors Mgmt For For For 19 Amendments to Articles Regarding Deliberations and Decisions Mgmt For For For 20 Amendments to Articles Regarding the Management of the Company Mgmt For For For 21 Amendments to Articles Regarding Representation Mgmt For For For 22 Amendments to Articles Regarding the Ordinary General Meeting of Shareholders Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Cancellation of VVPR Strips Mgmt For For For Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 01/15/2015 Voted Meeting Type Country of Trade Special China For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect ZHANG Yun as Director Mgmt For Against Against 4 Elect LU Jianping as Director Mgmt For For For 5 Elect CHE Yingxin as Supervisor Mgmt For For For 6 Adjustment to Mandate for Disposal of Credit Assets Mgmt For Abstain Against 7 Elect XIAO Xing as Director Mgmt For For For Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 12/05/2014 Voted Meeting Type Country of Trade Special China For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect LIU Shiyu Mgmt For For For 4 Elect ZHAO Chao Mgmt For For For 5 Elect ZHANG Dinglong Mgmt For For For 6 Elect CHEN Jianbo Mgmt For Against Against 7 Elect HU Xiaohui Mgmt For For For 8 Elect XU Jiangdong Mgmt For For For Aisin Seiki Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7259 CINS J00714105 06/18/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kanshiroh Toyoda Mgmt For Against Against 5 Elect Fumio Fujimori Mgmt For For For 6 Elect Toshikazu Nagura Mgmt For For For 7 Elect Makoto Mitsuya Mgmt For For For 8 Elect Naofumi Fujie Mgmt For For For 9 Elect Kazumi Usami Mgmt For For For 10 Elect Takashi Enomoto Mgmt For For For 11 Elect Takeshi Kawata Mgmt For For For 12 Elect Mutsumi Kawamoto Mgmt For For For 13 Elect Yasuhide Shibata Mgmt For For For 14 Elect Toshio Kobayashi Mgmt For For For 15 Elect Tsunekazu Haraguchi Mgmt For For For 16 Elect Yasumori Ihara Mgmt For For For 17 Elect Kazuhisa Ozaki Mgmt For For For 18 Elect Mitsuhisa Katoh as Statutory Auditor Mgmt For Against Against 19 Bonus Mgmt For For For Alumina Limited Ticker Security ID: Meeting Date Meeting Status AWC CINS Q0269M109 05/08/2015 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Emma R. Stein Mgmt For Against Against 4 Equity Grant (MD/CEO) Mgmt For For For 5 Renew Partial Takeover Provisions Mgmt For For For Anheuser-Busch Inbev SA/NV Ticker Security ID: Meeting Date Meeting Status ABI CINS B6399C107 04/29/2015 Voted Meeting Type Country of Trade Mix Belgium For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Board Acts Mgmt For For For 9 Ratification of Auditor's Acts Mgmt For For For 10 Elect M. Michele Burns Mgmt For For For 11 Elect Olivier Goudet Mgmt For For For 12 Elect Kasper Rorsted Mgmt For For For 13 Elect Paul Cornet de Ways Ruart Mgmt For For For 14 Elect Stefan Descheemaeker Mgmt For For For 15 Remuneration Report Mgmt For Against Against 16 Directors' Fees Mgmt For For For 17 Stock Options for Directors Mgmt For For For 18 Coordinate Articles of Association Mgmt For For For
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CINS G0593M107 04/24/2015 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Leif Johansson Mgmt For For For 6 Elect Pascal Soriot Mgmt For For For 7 Elect Marc Dunoyer Mgmt For For For 8 Elect Cornelia Bargmann Mgmt For For For 9 Elect Genevieve B. Berger Mgmt For For For 10 Elect Bruce Burlington Mgmt For For For 11 Elect Ann Cairns Mgmt For For For 12 Elect Graham Chipchase Mgmt For For For 13 Elect Jean-Philippe Courtois Mgmt For For For 14 Elect Rudy H.P. Markham Mgmt For For For 15 Elect Shriti Vadera Mgmt For For For 16 Elect Marcus Wallenberg Mgmt For For For 17 Remuneration Report (Advisory) Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to set General Meeting Notice Period at 14 days Mgmt For Against Against 23 Amendments to Articles Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A AXA S.A. Ticker Security ID: Meeting Date Meeting Status CS CINS F06106102 04/30/2015 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Remuneration of Henri de Castries, Chairman and CEO Mgmt For For For 8 Remuneration of Denis Duverne, deputy CEO Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Elect Jean-Pierre Clamadieu Mgmt For For For 11 Elect Jean-Martin Folz Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Increase Capital Through Capitalizations Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Issue Shares and/or Convertible Securities Through Private Placement Mgmt For For For 18 Authority to Set Offering Price Shares Mgmt For For For 19 Authority to Increase Capital in Case of Exchange Offer Mgmt For For For 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For For For 21 Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries Mgmt For For For 22 Authority to Issue Shares w/ Preemptive Rights in Consideration for Securities Issued by Subsidiaries Mgmt For For For 23 Employee Stock Purchase Plan Mgmt For For For 24 Employee Stock Purchase Plan for Overseas Employees Mgmt For For For 25 Authority to Cancel Shares and Reduce Capital Mgmt For For For 26 Amendment Regarding Record Date Mgmt For For For 27 Authorization of Legal Formalities Mgmt For For For Bodycote Plc Ticker Security ID: Meeting Date Meeting Status BOY CINS G1214R111 04/23/2015 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Special Dividend Mgmt For For For 4 Elect Alan M. Thomson Mgmt For For For 5 Elect Stephen C. Harris Mgmt For For For 6 Elect Eva Lindqvist Mgmt For Against Against 7 Elect David F. Landless Mgmt For For For 8 Elect Krishnamurthy Rajagopal Mgmt For For For 9 Elect Ian Duncan Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Remuneration Report (Advisory) Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/16/2015 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For Against Against 4 Elect Robert W. Dudley Mgmt For For For 5 Elect Brian Gilvary Mgmt For For For 6 Elect Paul M. Anderson Mgmt For For For 7 Elect Alan L. Boeckmann Mgmt For For For 8 Elect Frank L. Bowman Mgmt For For For 9 Elect Antony Burgmans Mgmt For For For 10 Elect Cynthia B. Carroll Mgmt For For For 11 Elect Ian E.L. Davis Mgmt For For For 12 Elect Ann Dowling Mgmt For For For 13 Elect Brendan R. Nelson Mgmt For For For 14 Elect Phuthuma F. Nhleko Mgmt For For For 15 Elect Andrew B. Shilston Mgmt For For For 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority to Set Fees Mgmt For For For 18 Scrip Dividend Alternative Mgmt For For For 19 Share Award Plan 2015 Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Amendments to Articles (Technical) Mgmt For For For 25 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 26 Shareholder Proposal Regarding Climate Change Reporting ShrHldr For For For
British American Tobacco plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/29/2015 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Richard Burrows Mgmt For For For 7 Elect Karen de Segundo Mgmt For For For 8 Elect Nicandro Durante Mgmt For For For 9 Elect Ann Godbehere Mgmt For For For 10 Elect Savio Kwan Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Gerard Murphy Mgmt For For For 13 Elect Kieran Poynter Mgmt For For For 14 Elect Ben Stevens Mgmt For For For 15 Elect Richard Tubb Mgmt For For For 16 Elect Sue Farr Mgmt For For For 17 Elect Pedro Sampaio Malan Mgmt For For For 18 Elect Dimitri Panayotopoulos Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against Brother Industries Limited Ticker Security ID: Meeting Date Meeting Status 6448 CINS 114813108 06/23/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Toshikazu Koike Mgmt For For For 4 Elect Shigeki Ishikawa Mgmt For For For 5 Elect Tomoyuki Hasegawa Mgmt For For For 6 Elect Jun Kamiya Mgmt For For For 7 Elect Ichiroh Sasaki Mgmt For For For 8 Elect Tadashi Ishiguro Mgmt For For For 9 Elect Yukihisa Hirano Mgmt For For For 10 Elect Atsushi Nishijoh Mgmt For For For 11 Elect Shigehiko Hattori Mgmt For For For 12 Elect Kohichi Fukaya Mgmt For For For 13 Elect Sohichi Matsuno Mgmt For For For 14 Elect Takao Umino Mgmt For Against Against 15 Elect Tomoyoshi Arita Mgmt For For For 16 Performance-Linked Compensation Mgmt For For For 17 Renewal of Takeover Defense Plan Mgmt For For For BT Group plc Ticker Security ID: Meeting Date Meeting Status BT.A CINS G16612106 04/30/2015 Voted Meeting Type Country of Trade Special United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For BT Group plc Ticker Security ID: Meeting Date Meeting Status BT.A CINS G16612106 07/16/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Sir Michael Rake Mgmt For For For 6 Elect Gavin Patterson Mgmt For For For 7 Elect Tony Chanmugam Mgmt For For For 8 Elect Tony Ball Mgmt For For For 9 Elect Phil Hodkinson Mgmt For For For 10 Elect Karen Richardson Mgmt For For For 11 Elect Nicholas Rose Mgmt For For For 12 Elect Jasmine Whitbread Mgmt For For For 13 Elect Iain C. Conn Mgmt For For For 14 Elect Warren A. East Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 21 Authorisation of Political Donations Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A Canon Incorporated Ticker Security ID: Meeting Date Meeting Status 7751 CINS J05124144 03/27/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Fujio Mitarai Mgmt For Against Against 5 Elect Toshizoh Tanaka Mgmt For For For 6 Elect Yohroku Adachi Mgmt For For For 7 Elect Shigeyuki Matsumoto Mgmt For For For 8 Elect Toshio Homma Mgmt For For For 9 Elect Hideki Ozawa Mgmt For For For 10 Elect Masaya Maeda Mgmt For For For 11 Elect Yasuhiro Tani Mgmt For For For 12 Elect Kenichi Nagasawa Mgmt For For For 13 Elect Naoji Ohtsuka Mgmt For For For 14 Elect Masanori Yamada Mgmt For For For 15 Elect Aitake Wakiya Mgmt For For For 16 Elect Akiyoshi Kimura Mgmt For For For 17 Elect Eiji Osanai Mgmt For For For 18 Elect Masaaki Nakamura Mgmt For For For 19 Elect Kunitaroh Saida Mgmt For For For 20 Elect Haruhiko Katoh Mgmt For For For 21 Elect Kazuto Ohno Mgmt For For For 22 Elect Tadashi Ohe Mgmt For For For 23 Bonus Mgmt For For For
Cap Gemini SA Ticker Security ID: Meeting Date Meeting Status CAP CINS F13587120 05/06/2015 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Remuneration of Paul Hermelin, Chairman and CEO Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Cancel Shares and Reduce Capital Mgmt For For For 12 Authority to Issue Performance Shares Mgmt For For For 13 Amendment Regarding Double Voting Rights Mgmt For For For 14 Amendment Regarding Disclosure Thresholds Mgmt For For For 15 Amendment Regarding Deputy CEOs Mgmt For For For 16 Amendments to Articles Regarding the Record Date Mgmt For For For 17 Authorization of Legal Formalities Mgmt For For For China Citic Bank Company Limited Ticker Security ID: Meeting Date Meeting Status 0998 CINS Y1434M116 12/16/2014 Voted Meeting Type Country of Trade Other China For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Class and Par Value Mgmt For For For 4 Target Subscriber and Subscription Method Mgmt For For For 5 Issue Method and Date Mgmt For For For 6 Issue Price Mgmt For For For 7 Issue Size Mgmt For For For 8 Lock-up Period Mgmt For For For 9 Arrangements for Accumulated Retained Profits Mgmt For For For 10 Issue Market Mgmt For For For 11 Term of Validity Mgmt For For For 12 Amount and Use of Proceeds Mgmt For For For 13 Whether the Private Placement constitutes connected transaction Mgmt For For For 14 Whether the Private Placement leads to any change in the control of the Company Mgmt For For For 15 Approval of Private Placement Plan Mgmt For For For China Citic Bank Company Limited Ticker Security ID: Meeting Date Meeting Status 0998 CINS Y1434M116 12/16/2014 Voted Meeting Type Country of Trade Special China For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Class and Par Value Mgmt For For For 4 Target Subscriber and Subscription Method Mgmt For For For 5 Issue Method and Date Mgmt For For For 6 Issue Price Mgmt For For For 7 Issue Size Mgmt For For For 8 Lock-up Period Mgmt For For For 9 Arrangements for Accumulated Retained Profits Mgmt For For For 10 Issue Market Mgmt For For For 11 Term of Validity Mgmt For For For 12 Amount and Use of Proceeds Mgmt For For For 13 Whether the Private Placement constitutes connected transaction Mgmt For For For 14 Whether the Private Placement leads to any change in the control of the Company Mgmt For For For 15 Ratification of Board Acts Mgmt For For For 16 Approval of Private Placement Plan Mgmt For For For 17 Proposal of Qualified for Non- public Issuance of A Shares Mgmt For For For 18 Feasibility Study Report on Proceeds from Private Placement Mgmt For For For 19 Report on the Use of Proceeds from the Previous Offering Mgmt For For For 20 Signing of Conditional Share Purchase Agreement Mgmt For For For 21 Shareholder Return Plan Mgmt For For For 22 Medium-term Capital Management Plan Mgmt For For For 23 Dilution of Current Return by the Private Placement and Compensatory Measures Mgmt For For For China Citic Bank Corporation Limited Ticker Security ID: Meeting Date Meeting Status 0998 CINS Y1434M116 01/28/2015 Voted Meeting Type Country of Trade Special China For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Asset Transfer Framework Agreement Mgmt For For For 3 Wealth Management and Investment Services Framework Agreement Mgmt For For For 4 Annual Cap of Credit Extension Related Party Transactions Mgmt For For For Continental AG Ticker Security ID: Meeting Date Meeting Status CON CINS D16212140 04/30/2015 Voted Meeting Type Country of Trade Annual Germany For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Elmar Degenhart Mgmt For For For 7 Ratify Jose A. Avila Mgmt For For For 8 Ratify Ralf Cramer Mgmt For For For 9 Ratify Frank Jourdan Mgmt For For For 10 Ratify Helmut Matschi Mgmt For For For 11 Ratify Ariane Reinhart Mgmt For For For 12 Ratify Wolfgang Schaefer Mgmt For For For 13 Ratify Nikolai Setzer Mgmt For For For 14 Ratify Elke Strathmann Mgmt For For For 15 Ratify Heinz-Gerhard Wente Mgmt For For For 16 Ratify Wolfgang Reitzle Mgmt For For For 17 Ratify Michael Deister Mgmt For For For 18 Ratify Gunther Dunkel Mgmt For For For 19 Ratify Hans Fischl Mgmt For For For 20 Ratify Peter Gutzmer Mgmt For For For 21 Ratify Peter Hausmann Mgmt For For For 22 Ratify Hans-Olaf Henkel Mgmt For For For 23 Ratify Michael Iglhaut Mgmt For For For 24 Ratify Joerg Koehlinger Mgmt For For For 25 Ratify Klaus Mangold Mgmt For For For 26 Ratify Hartmut Meine Mgmt For For For 27 Ratify Sabine Neuss Mgmt For For For 28 Ratify Rolf Nonnenmacher Mgmt For For For 29 Ratify Dirk Nordmann Mgmt For For For 30 Ratify Artur Otto Mgmt For For For 31 Ratify Klaus Rosenfeld Mgmt For For For 32 Ratify Georg F.W. Schaeffler Mgmt For For For 33 Ratify Maria-Elisabeth Schaeffler- Thumann Mgmt For For For 34 Ratify Joerg Schoenfelder Mgmt For For For 35 Ratify Kirsten Voerkel Mgmt For For For 36 Ratify Elke Volkmann Mgmt For For For 37 Ratify Bernd W. Voss Mgmt For For For 38 Ratify Erwin Woerle Mgmt For For For 39 Ratify Siegfried Wolf Mgmt For For For 40 Appointment of Auditor Mgmt For For For
Credit Agricole SA Ticker Security ID: Meeting Date Meeting Status ACA CINS F22797108 05/20/2015 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification of Board Acts; Non Tax- Deductible Expenses Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Transfer of Reserves Mgmt For For For 7 Allocation of Profits/ Dividends Mgmt For For For 8 Scrip Dividend Mgmt For For For 9 Transfer of Reserves Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Ratification of the Co- option of Roger Andrieu Mgmt For For For 12 Elect Francois Thibault Mgmt For For For 13 Elect Roger Andrieu Mgmt For For For 14 Elect Pascale Berger Mgmt For For For 15 Elect Pascal Celerier Mgmt For For For 16 Elect Monica Mondardini Mgmt For Against Against 17 Elect Jean-Louis Roveyaz Mgmt For For For 18 Elect Dominique Lefebvre Mgmt For Against Against 19 Directors' Fees Mgmt For For For 20 Remuneration of the Jean- Marie Sander, Chairman Mgmt For Against Against 21 Remuneration of Jean-Paul Chifflet, CEO Mgmt For Against Against 22 Remuneration of Jean-Yves Hocher, Bruno de Laage, Michel Mathieu and Xavier Musca, Deputy CEOs Mgmt For Against Against 23 Remuneration of identified staff Mgmt For For For 24 Authorization to Set The Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff Mgmt For Against Against 25 Authority to Repurchase Shares Mgmt For For For 26 Amendment Regarding Double Voting Rights Mgmt For For For 27 Amendment Regarding Record Date Mgmt For For For 28 Authority to Cancel Shares and Reduce Capital Mgmt For For For 29 Authorization of Legal Formalities Mgmt For For For Danske Bank A/S Ticker Security ID: Meeting Date Meeting Status DDB CINS K22272114 03/18/2015 Voted Meeting Type Country of Trade Annual Denmark For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/ Dividends Mgmt For For For 7 Elect Ole Andersen Mgmt For For For 8 Elect Urban Backstrom Mgmt For For For 9 Elect Lars Forberg Mgmt For For For 10 Elect Jorn P. Jensen Mgmt For Against Against 11 Elect Rolv E. Ryssdal Mgmt For For For 12 Elect Carol Sergeant Mgmt For For For 13 Elect Jim Hagemann Snabe Mgmt For For For 14 Elect Trond O Westlie Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Amendments to Articles Regarding Hybrid Core Capital Mgmt For For For 18 Amendments to Articles Regarding Secondary Names Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Directors' Fees Mgmt For For For 21 Shareholder Proposal Regarding Language of Publications ShrHldr Against Against For 22 Shareholder Proposal Regarding Layout of Annual Summary ShrHldr Against Against For 23 Shareholder Proposal Regarding Technical Facilities at General Meeting ShrHldr Against Against For 24 Shareholder Proposal Regarding Staff Costs and Gender Equality ShrHldr Against Against For 25 Shareholder Proposal Regarding Taxable Staff Benefits ShrHldr Against Against For 26 Shareholder Proposal Regarding Administrative Expenses ShrHldr Against Against For Deutsche Lufthansa AG Ticker Security ID: Meeting Date Meeting Status LHA CINS D1908N106 04/29/2015 Take No Action Meeting Type Country of Trade Annual Germany For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Ratification of Management Acts Mgmt For TNA N/A 8 Ratification of Supervisory Board Acts Mgmt For TNA N/A 9 Elect Stephan Sturm Mgmt For TNA N/A 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Repurchase Shares Using Equity Derivatives Mgmt For TNA N/A 13 Approval of Intra-Company Control Agreement with Delvag Luftfahrtversicherungs- Aktiengesellschaft Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A Deutsche Post AG Ticker Security ID: Meeting Date Meeting Status DPW CINS D19225107 05/27/2015 Take No Action Meeting Type Country of Trade Annual Germany For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Profits/ Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Elect Roland Oetker to the Supervisory Board Mgmt For TNA N/A 12 Amendments to Articles Mgmt For TNA N/A
Dongfeng Motor Group Company Limited Ticker Security ID: Meeting Date Meeting Status 0489 CINS Y21042109 06/19/2015 Voted Meeting Type Country of Trade Annual China For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Allocation of Interim Dividends Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Directors' and Supervisors' Fees Mgmt For For For 11 Removal of Ren Yong as Supervisor Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 13 Removal of XU Ping as Director Mgmt For For For 14 Elect ZHU Yangfeng Mgmt For For For 15 Resignation of ZHOU Qiang as Director Mgmt For For For 16 Resignation of FENG Guo as Supervisor Mgmt For For For Fresenius SE & Co. KGaA Ticker Security ID: Meeting Date Meeting Status FREG CINS D27348263 05/20/2015 Voted Meeting Type Country of Trade Annual Germany For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of General Partner Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Intra-company Control Agreements Mgmt For For For 10 Elect Michael Diekmann to the Supervisory Board Mgmt For For For 11 Elect Michael Diekmann as a Joint Committee Member Mgmt For For For Fuji Heavy Industries Ltd. Ticker Security ID: Meeting Date Meeting Status 7270 CINS J14406136 06/23/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yasuyuki Yoshinaga Mgmt For For For 5 Elect Jun Kondoh Mgmt For For For 6 Elect Naoto Mutoh Mgmt For For For 7 Elect Mitsuru Takahashi Mgmt For For For 8 Elect Takeshi Tachimori Mgmt For For For 9 Elect Masahiro Kasai Mgmt For For For 10 Elect Toshio Arima Mgmt For For For 11 Elect Yoshinori Komamura Mgmt For For For 12 Elect Akira Mabuchi Mgmt For Against Against 13 Elect Shinichi Mita Mgmt For Against Against 14 Elect Kenji Tamazawa as Alternate Statutory Auditor Mgmt For For For Heiwa Corp Ticker Security ID: Meeting Date Meeting Status 6412 CINS J19194109 06/26/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yuichiroh Eguchi as Statutory Auditor Mgmt For For For Hitachi Limited Ticker Security ID: Meeting Date Meeting Status 6501 CINS J20454112 06/25/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Nobuo Katsumata Mgmt For For For 4 Elect Cynthia B. Carroll Mgmt For For For 5 Elect Sadayuki Sakakibara Mgmt For For For 6 Elect George W. Buckley Mgmt For For For 7 Elect Louise Pentland Mgmt For For For 8 Elect Harufumi Mochizuki Mgmt For Against Against 9 Elect Philip YEO Mgmt For For For 10 Elect Hiroaki Yoshihara Mgmt For For For 11 Elect Hiroaki Nakanishi Mgmt For For For 12 Elect Toshiaki Higashihara Mgmt For For For 13 Elect Takashi Miyoshi Mgmt For Against Against 14 Elect Nobuo Mochida Mgmt For For For Infineon Technologies AG Ticker Security ID: Meeting Date Meeting Status IFX CINS D35415104 02/12/2015 Take No Action Meeting Type Country of Trade Annual Germany For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Elect Peter Bauer Mgmt For TNA N/A 12 Elect Herbert Diess Mgmt For TNA N/A 13 Elect Hans-Ulrich Holdenried Mgmt For TNA N/A 14 Elect Renate Kocher Mgmt For TNA N/A 15 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 16 Elect Manfred Puffer Mgmt For TNA N/A 17 Elect Doris Schmitt-Landsiedel Mgmt For TNA N/A 18 Elect Eckart Sunner Mgmt For TNA N/A 19 Cancellation of Conditional Capital 2009/I Mgmt For TNA N/A 20 Cancellation of Authorized Capital 2010/II Mgmt For TNA N/A 21 Increase in Authorized Capital Mgmt For TNA N/A 22 Amendments to Articles Mgmt For TNA N/A 23 Approval of Intra-company Control Agreement with Infineon Technologies Mantel 27 GmbH Mgmt For TNA N/A
Koninklijke Ahold N.V. Ticker Security ID: Meeting Date Meeting Status AH CINS N0139V167 04/15/2015 Voted Meeting Type Country of Trade Annual Netherlands For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect Dick Boer to the Management Board Mgmt For For For 10 Elect Rob F. van den Bergh to the Supervisory Board Mgmt For For For 11 Amendment to Remuneration Policy Mgmt For For For 12 Authority to Reduce Authorized Share Capital Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Suppression of Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Cancellation of shares Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A Man Group plc Ticker Security ID: Meeting Date Meeting Status EMG CINS G5790V172 05/08/2015 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For Against Against 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Jon Aisbitt Mgmt For For For 6 Elect Phillip Colebatch Mgmt For For For 7 Elect John Cryan Mgmt For For For 8 Elect Andrew D. Horton Mgmt For For For 9 Elect Matthew Lester Mgmt For For For 10 Elect Emmanuel Roman Mgmt For For For 11 Elect Dev Sanyal Mgmt For For For 12 Elect Nina Shapiro Mgmt For For For 13 Elect Jonathan Sorrell Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against Marubeni Corporation Ticker Security ID: Meeting Date Meeting Status 8002 CINS J39788138 06/19/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Teruo Asada Mgmt For Against Against 3 Elect Fumiya Kokubu Mgmt For For For 4 Elect Mitsuru Akiyoshi Mgmt For For For 5 Elect Shigeru Yamazoe Mgmt For For For 6 Elect Kaoru Iwasa Mgmt For For For 7 Elect Shinji Kawai Mgmt For For For 8 Elect Yukihiko Matsumura Mgmt For For For 9 Elect Hikaru Minami Mgmt For For For 10 Elect Akira Terakawa Mgmt For For For 11 Elect Ichiroh Takahara Mgmt For For For 12 Elect Takao Kitabata Mgmt For For For 13 Elect Yukiko Kuroda @ Yukiko Matsumoto Mgmt For For For 14 Elect Kaoru Kuzume as Statutory Auditor Mgmt For Against Against Mega Financial Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2886 CINS Y59456106 06/26/2015 Voted Meeting Type Country of Trade Annual Taiwan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect TSAI Yeou-Tsair Mgmt For For For 5 Elect WU Hann-Ching Mgmt For For For 6 Elect HSIAO Chia-Chi Mgmt For For For 7 Elect CHEN I-Min Mgmt For For For 8 Elect Joanne LING Zhong-Yuan Mgmt For For For 9 Elect LIN Tzong-Yau Mgmt For For For 10 Elect LIU Ta-Pei Mgmt For For For 11 Elect LIAO Yaw-Chung Mgmt For For For 12 Elect LIN Chung-Hsiang Mgmt For For For 13 Elect TSENG Hsueh-Ju Mgmt For For For 14 Elect Philip ONG Wen-Chyi Mgmt For For For 15 Elect Justin WEI Jan-Lin Mgmt For For For 16 Elect LI Tsun-Siou Mgmt For For For 17 Elect SUN Keh-Nan Mgmt For For For 18 Elect LIN Chi-Hung Mgmt For For For 19 Non-compete Restrictions for Directors Mgmt For For For Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CINS J44497105 06/25/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kiyoshi Sono Mgmt For For For 5 Elect Tatsuo Wakabayashi Mgmt For For For 6 Elect Takashi Nagaoka Mgmt For For For 7 Elect Nobuyuki Hirano Mgmt For For For 8 Elect Takashi Oyamada Mgmt For For For 9 Elect Tadashi Kuroda Mgmt For For For 10 Elect Muneaki Tokunari Mgmt For For For 11 Elect Masamichi Yasuda Mgmt For For For 12 Elect Takashi Mikumo Mgmt For For For 13 Elect Takehiko Shimamoto Mgmt For For For 14 Elect Yuko Kawamoto Mgmt For For For 15 Elect Haruka Matsuyama @ Haruka Katoh Mgmt For For For 16 Elect Kunie Okamoto Mgmt For For For 17 Elect Tsutomu Okuda Mgmt For For For 18 Elect Hiroshi Kawakami Mgmt For For For 19 Elect Yukihiro Satoh Mgmt For For For 20 Elect Akira Yamate Mgmt For For For 21 Shareholder Proposal Regarding Gender Discrimination in Customer Services ShrHldr Against Against For 22 Shareholder Proposal Regarding Margin Trading Fees ShrHldr Against Against For
Mitsui O.S.K Lines Limited Ticker Security ID: Meeting Date Meeting Status 9104 CINS J45013109 06/23/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohichi Mutoh Mgmt For For For 4 Elect Junichiroh Ikeda Mgmt For For For 5 Elect Kenichi Nagata Mgmt For For For 6 Elect Masahiro Tanabe Mgmt For For For 7 Elect Shizuo Takahashi Mgmt For For For 8 Elect Takeshi Hashimoto Mgmt For For For 9 Elect Takeshi Komura Mgmt For For For 10 Elect Masayuki Matsushima Mgmt For For For 11 Elect Atsutoshi Nishida Mgmt For For For 12 Elect Takashi Nakashima Mgmt For Against Against 13 Elect Hiroyuki Itami Mgmt For For For 14 Elect Masaomi Fujiyoshi Mgmt For For For 15 Equity Compensation Plan Mgmt For For For Nippon Yusen Kabushiki Kaisha Ticker Security ID: Meeting Date Meeting Status 9101 CINS J56515133 06/23/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yasumi Kudoh Mgmt For Against Against 5 Elect Tadaaki Naitoh Mgmt For For For 6 Elect Naoya Tazawa Mgmt For For For 7 Elect Kenji Mizushima Mgmt For For For 8 Elect Hitoshi Nagasawa Mgmt For For For 9 Elect Kohichi Chikaraishi Mgmt For For For 10 Elect Masahiro Samitsu Mgmt For For For 11 Elect Hidetoshi Maruyama Mgmt For For For 12 Elect Hitoshi Ohshika Mgmt For For For 13 Elect Kazuo Ogasawara Mgmt For For For 14 Elect Yukio Okamoto Mgmt For For For 15 Elect Yuri Okina Mgmt For For For 16 Elect Yoshiyuki Yoshida Mgmt For For For 17 Elect Yohko Wasaki Mgmt For Against Against 18 Elect Toshio Mita Mgmt For Against Against 19 Elect Michio Matsui as Alternate Statutory Auditor Mgmt For For For Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CINS H5820Q150 02/27/2015 Take No Action Meeting Type Country of Trade Annual Switzerland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board and Management Acts Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Cancellation of Shares and Reduction in Share Capital Mgmt For TNA N/A 6 Amendments to Articles Relating to VeguV Mgmt For TNA N/A 7 Board Compensation Mgmt For TNA N/A 8 Executive Compensation Mgmt For TNA N/A 9 Compensation Report Mgmt For TNA N/A 10 Elect Jorg Reinhardt as Chairman Mgmt For TNA N/A 11 Elect Dimitri Azar Mgmt For TNA N/A 12 Elect Verena A. Briner Mgmt For TNA N/A 13 Elect Srikant Datar Mgmt For TNA N/A 14 Elect Ann M. Fudge Mgmt For TNA N/A 15 Elect Pierre Landolt Mgmt For TNA N/A 16 Elect Andreas von Planta Mgmt For TNA N/A 17 Elect Charles L. Sawyers Mgmt For TNA N/A 18 Elect Enrico Vanni Mgmt For TNA N/A 19 Elect William T. Winters Mgmt For TNA N/A 20 Elect Nancy C. Andrews Mgmt For TNA N/A 21 Elect Srikant Datar as Compensation Committee Member Mgmt For TNA N/A 22 Elect Ann Fudge as Compensation Committee Member Mgmt For TNA N/A 23 Elect Enrico Vanni as Compensation Committee Member Mgmt For TNA N/A 24 Elect William T. Winters as Compensation Committee Member Mgmt For TNA N/A 25 Appointment of Auditor Mgmt For TNA N/A 26 Appointment of Independent Proxy Mgmt For TNA N/A 27 Additional or Miscellaneous Proposals ShrHldr N/A TNA N/A Oki Electric Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 6703 CINS J60772100 06/24/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Hideichi Kawasaki Mgmt For For For 5 Elect Toshiya Hatakeyama Mgmt For For For 6 Elect Minoru Morio Mgmt For For For 7 Elect Hisao Suzuki as Statutory Auditor Mgmt For Against Against OneSavings Bank plc Ticker Security ID: Meeting Date Meeting Status OSB CINS G6769K106 06/02/2015 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Rodney Duke Mgmt For For For 6 Elect Malcolm McCaig Mgmt For For For 7 Elect Timothy J. Hanford Mgmt For For For 8 Elect David Morgan Mgmt For Against Against 9 Elect Stephan Wilcke Mgmt For For For 10 Elect Andrew Golding Mgmt For For For 11 Elect April Talintyre Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 15 Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Maximum Variable Pay Ratio Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 22 Non-Voting Meeting Note N/A N/A N/A N/A
Orix Corporation Ticker Security ID: Meeting Date Meeting Status 8591 CINS J61933123 06/23/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Makoto Inoue Mgmt For For For 4 Elect Kazuo Kojima Mgmt For For For 5 Elect Yoshiyuki Yamaya Mgmt For For For 6 Elect Tamio Umaki Mgmt For For For 7 Elect Katsunobu Kamei Mgmt For For For 8 Elect Yuichi Nishigori Mgmt For For For 9 Elect Hideaki Takahashi Mgmt For For For 10 Elect Eiko Tsujiyama Mgmt For For For 11 Elect Robert Feldman Mgmt For For For 12 Elect Takeshi Niinami Mgmt For For For 13 Elect Nobuaki Usui Mgmt For For For 14 Elect Ryuji Yasuda Mgmt For For For 15 Elect Heizoh Takenaka Mgmt For For For Publicis Groupe SA Ticker Security ID: Meeting Date Meeting Status PUB CINS F7607Z165 05/27/2015 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Related Party Transaction (Societe Generale) Mgmt For For For 9 Related Party Transaction (Elisabeth Badinter) Mgmt For For For 10 Severance Agreement for Kevin Roberts Mgmt For Against Against 11 Severance Agreement for Jean- Michel Etienne Mgmt For Against Against 12 Severance Agreement for Anne- Gabrielle Heilbronner Mgmt For Against Against 13 Remuneration of Maurice Levy, CEO Mgmt For For For 14 Remuneration of Jean-Michel Etienne, Executive Mgmt For For For 15 Remuneration of Kevin Roberts, Executive Mgmt For Against Against 16 Remuneration of Jean-Yves Naouri, Executive Mgmt For For For 17 Remuneration of Anne-Gabrielle Heilbronner, Executive Mgmt For For For 18 Elect Jerry A. Greenberg Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Reduce Share Capital by the Cancellation of Shares Mgmt For For For 21 Authority to Issue Shares Without Pre-emptive Rights and to Set the Offering Price of Those Shares Mgmt For For For 22 Authority to Increase Share Capital in Consideration for Contributions in Kind Mgmt For For For 23 Employee Stock Purchase Plan Mgmt For For For 24 Employee Stock Purchase Plan for Overseas Employees Mgmt For For For 25 Amendments to Emission Contract for Convertible Bonds (ORANE) Mgmt For For For 26 Amendments to Articles Regarding Supervisory Board Members Shareholding Requirements Mgmt For For For 27 Amendments to Articles to Create the Office of Censor Mgmt For Against Against 28 Amendments to Articles Concerning the Record Date Mgmt For For For 29 Authorization of Legal Formalities Mgmt For For For Renault Ticker Security ID: Meeting Date Meeting Status RNO CINS F77098105 04/30/2015 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Non-Compete Agreement with Carlos Ghosn, Chairman and CEO Mgmt For For For 9 Presentation of Report on Redeemable Shares Mgmt For For For 10 Elect Philippe Lagayette Mgmt For For For 11 Elect Cherie Blair Mgmt For For For 12 Remuneration of Carlos Ghosn, Chairman and CEO Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Amendment to Article Regarding Voting Rights Mgmt For For For 16 Amendments to Article Regarding Director Age Limits Mgmt For Against Against 17 Amendments to Article Regarding Chairman Age Limit Mgmt For For For 18 Amendments to Article Regarding Mandatory Retirement of the CEO Mgmt For For For 19 Amendments to Article Regarding Shareholding Guidelines Mgmt For For For 20 Amendment to Articles Regarding the Record Date Mgmt For For For 21 Authorization of Legal Formalities Mgmt For For For Resona Holdings Inc Ticker Security ID: Meeting Date Meeting Status 8308 CINS J6448E106 06/19/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Shares Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kazuhiro Higashi Mgmt For For For 5 Elect Tetsuya Kan Mgmt For For For 6 Elect Yuji Furukawa Mgmt For For For 7 Elect Kaoru Isono Mgmt For For For 8 Elect Emi Ohsono Mgmt For For For 9 Elect Toshio Arima Mgmt For For For 10 Elect Yohko Sanuki Mgmt For For For 11 Elect Mitsudo Urano Mgmt For For For 12 Elect Tadamitsu Matsui Mgmt For For For 13 Elect Hidehiko Satoh Mgmt For For For Ricoh Company, Ltd Ticker Security ID: Meeting Date Meeting Status 7752 CINS J64683105 06/19/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Akira Oyama as Director Mgmt For Against Against 5 Elect Mitsuhiro Shinoda as Statutory Auditor Mgmt For Against Against 6 Elect Kiyohisa Horie as Alternate Statutory Auditor Mgmt For For For 7 Bonus Mgmt For For For
Sabmiller plc Ticker Security ID: Meeting Date Meeting Status SAB CINS G77395104 07/24/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For Against Against 3 Remuneration Report (Binding) Mgmt For Against Against 4 Elect Mark Armour Mgmt For For For 5 Elect Geoffrey Bible Mgmt For For For 6 Elect Alan Clark Mgmt For For For 7 Elect Dinyar S. Devitre Mgmt For Against Against 8 Elect Guy Elliott Mgmt For For For 9 Elect Lesley Knox Mgmt For For For 10 Elect John Manser Mgmt For For For 11 Elect John A. Manzoni Mgmt For For For 12 Elect Dambisa Moyo Mgmt For For For 13 Elect Carlos Alejandro Perez Davila Mgmt For For For 14 Elect Alejandro Santo Domingo Mgmt For For For 15 Elect Helen A. Weir Mgmt For For For 16 Elect Howard Willard Mgmt For For For 17 Elect Jamie Wilson Mgmt For For For 18 Allocation of Profits/Dividends Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Set Auditor's Fees Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Employee Share Purchase Plan Mgmt For For For 23 Sharesave Plan Mgmt For For For 24 Employee Share Plans (Overseas Employees) Mgmt For For For 25 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 28 Non-Voting Meeting Note N/A N/A N/A N/A Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CINS F5548N101 05/04/2015 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non Tax-Deductible Expenses Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Serge Weinberg Mgmt For For For 9 Elect Suet-Fern Lee Mgmt For For For 10 Ratification of the Co-Option of Bonnie Bassler Mgmt For For For 11 Elect Bonnie Bassler Mgmt For For For 12 Elect Olivier Brandicourt Mgmt For For For 13 Remuneration of Serge Weinberg, Chairman and Interim CEO Mgmt For For For 14 Remuneration of Christopher Viehbacher, Former CEO Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authority to Issue Shares Through Private Placement Mgmt For For For 19 Authority to Issue Debt Instruments Mgmt For For For 20 Greenshoe Mgmt For For For 21 Authority to Increase Capital Through Contributions in Kind Mgmt For For For 22 Authority to Increase Capital Through Capitalizations Mgmt For For For 23 Authority to Cancel Shares and Reduce Capital Mgmt For For For 24 Employee Stock Purchase Plan Mgmt For For For 25 Authority to Issue Performance Shares Mgmt For For For 26 Amendment to Articles Regarding Share Ownership Disclosure Mgmt For Against Against 27 Amendment to Articles Regarding Record Date Mgmt For For For 28 Authorization of Legal Formalities Mgmt For For For Sekisui Chemical Co Ltd Ticker Security ID: Meeting Date Meeting Status 4204 CINS J70703137 06/25/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Naofumi Negishi Mgmt For Against Against 5 Elect Teiji Kohge Mgmt For For For 6 Elect Hajime Kubo Mgmt For For For 7 Elect Satoshi Uenoyama Mgmt For For For 8 Elect Syunichi Sekiguchi Mgmt For For For 9 Elect Keita Katoh Mgmt For For For 10 Elect Yoshiyuki Hirai Mgmt For For For 11 Elect Tohru Nagashima Mgmt For For For 12 Elect Kunio Ishizuka Mgmt For For For 13 Elect Yasuhiro Nishi Mgmt For For For 14 Elect Kazuyuki Suzuki Mgmt For For For 15 Equity Compensation Plan Mgmt For For For Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/27/2015 Take No Action Meeting Type Country of Trade Annual Germany For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Amendments to Compensation Policy Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Elect Nathalie von Siemens Mgmt For TNA N/A 13 Elect Norbert Reithofer Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A 15 Authority to Repurchase Shares Using Equity Derivatives Mgmt For TNA N/A 16 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Mgmt For TNA N/A 17 Approval of Settlement Agreement with Heinz-Joachim Neuburger Mgmt For TNA N/A 18 Amendments to Articles Mgmt For TNA N/A 19 Approval of Intra-Company Control Agreement with Kyros 47 GmbH Mgmt For TNA N/A
SK Hynix Inc. Ticker Security ID: Meeting Date Meeting Status 000660 CINS Y8085F100 03/20/2015 Voted Meeting Type Country of Trade Annual Korea, Republic of For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Allocation of Profits/Dividends Mgmt For For For 2 Election of Executive Director: PARK Sung Wook Mgmt For For For 3 Elect KIM Doo Kyung Mgmt For For For 4 Elect PARK Young Joon Mgmt For For For 5 Elect KIM Dae II Mgmt For For For 6 Elect LEE Chang Yang Mgmt For For For 7 Election of Audit Committee Member: KIM Doo Kyung Mgmt For For For 8 Election of Audit Committee Member: KIM Dae II Mgmt For For For 9 Election of Audit Committee Member: LEE Chang Yang Mgmt For For For 10 Directors' Fees Mgmt For For For Sumitomo Mitsui Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8316 CINS J7771X109 06/26/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Masayuki Oku Mgmt For For For 5 Elect Takeshi Kunibe Mgmt For For For 6 Elect Yujiroh Itoh Mgmt For For For 7 Elect Kohzoh Ogino Mgmt For For For 8 Elect Toshiyuki Teramoto Mgmt For For For 9 Elect Katsunori Tanizaki Mgmt For For For 10 Elect Kuniaki Nomura Mgmt For For For 11 Elect Arthur M. Mitchell Mgmt For For For 12 Elect Masaharu Kohno Mgmt For For For 13 Elect Eriko Sakurai Mgmt For For For 14 Elect Tohru Mikami as Statutory Auditor Mgmt For Against Against 15 Directors' Fees Mgmt For For For Swiss Life Holding Ticker Security ID: Meeting Date Meeting Status SLHN CINS H8404J162 04/27/2015 Take No Action Meeting Type Country of Trade Annual Switzerland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Profits Mgmt For TNA N/A 5 Dividends from Reserves Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Board Compensation Mgmt For TNA N/A 8 Variable Executive Compensation (Short-Term) Mgmt For TNA N/A 9 Executive Compensation Mgmt For TNA N/A 10 Elect Rolf Dorig as Chairman Mgmt For TNA N/A 11 Elect Wolf Becke Mgmt For TNA N/A 12 Elect Gerold Buhrer Mgmt For TNA N/A 13 Elect Adrienne Corboud Fumagalli Mgmt For TNA N/A 14 Elect Ueli Dietiker Mgmt For TNA N/A 15 Elect Damir Filipovic Mgmt For TNA N/A 16 Elect Frank W. Keuper Mgmt For TNA N/A 17 Elect Henry Peter Mgmt For TNA N/A 18 Elect Frank Schnewlin Mgmt For TNA N/A 19 Elect Franziska Tschudi Sauber Mgmt For TNA N/A 20 Elect Klaus Tschutscher Mgmt For TNA N/A 21 Elect Gerold Buhrer as Compensation Committee Member Mgmt For TNA N/A 22 Elect Frank Schnewlin as Compensation Committee Member Mgmt For TNA N/A 23 Elect Franziska Tschudi Sauber as Compensation Committee Member Mgmt For TNA N/A 24 Appointment of Independent Proxy Mgmt For TNA N/A 25 Appointment of Auditor Mgmt For TNA N/A 26 Non-Voting Meeting Note N/A N/A TNA N/A Swiss Re Ltd. Ticker Security ID: Meeting Date Meeting Status SREN CINS H8431B109 04/21/2015 Take No Action Meeting Type Country of Trade Annual Switzerland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Remuneration Report Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits Mgmt For TNA N/A 5 Dividend from Reserves Mgmt For TNA N/A 6 Special Dividend from Reserves Mgmt For TNA N/A 7 Variable Executive Compensation (Short-Term) Mgmt For TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Elect Walter B. Kielholz as Chairman Mgmt For TNA N/A 10 Elect Mathis Cabiallavetta Mgmt For TNA N/A 11 Elect Raymond K. F. Ch'ien Mgmt For TNA N/A 12 Elect Renato Fassbind Mgmt For TNA N/A 13 Elect Mary Francis Mgmt For TNA N/A 14 Elect Rajna Gibson Brandon Mgmt For TNA N/A 15 Elect C. Robert Henrikson Mgmt For TNA N/A 16 Elect Hans Ulrich Maerki Mgmt For TNA N/A 17 Elect Carlos E. Represas Mgmt For TNA N/A 18 Elect Jean-Pierre Roth Mgmt For TNA N/A 19 Elect Susan L. Wagner Mgmt For TNA N/A 20 Elect Trevor Manuel Mgmt For TNA N/A 21 Elect Phillip K. Ryan Mgmt For TNA N/A 22 Elect Renato Fassbind as Compensation Committee Member Mgmt For TNA N/A 23 Elect C. Robert Henrikson as Compensation Committee Member Mgmt For TNA N/A 24 Elect Hans Ulrich Maerki as Compensation Committee Member Mgmt For TNA N/A 25 Elect Carlos E. Represas as Compensation Committee Member Mgmt For TNA N/A 26 Election of the Independent Proxy Mgmt For TNA N/A 27 Appointment of Auditor Mgmt For TNA N/A 28 Board Compensation Mgmt For TNA N/A 29 Executive Compensation Mgmt For TNA N/A 30 Increase in Authorized Capital Mgmt For TNA N/A 31 Increase in Conditional Capital Mgmt For TNA N/A 32 Amendments to Articles Regarding Management Report Mgmt For TNA N/A 33 Amendments to Articles Regarding Removal of Transitional Provision Mgmt For TNA N/A 34 Authority to Repurchase Shares Mgmt For TNA N/A Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/20/2015 Take No Action Meeting Type Country of Trade Annual Norway For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Agenda Mgmt For TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Accounts and Reports; Allocation of Profits/Dividends Mgmt For TNA N/A 10 Authority to Distribute Dividend Mgmt For TNA N/A 11 Authority to Set Auditor's Fees Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Remuneration Guidelines (Advisory) Mgmt For TNA N/A 14 Incentive Guidelines (Binding) Mgmt For TNA N/A 15 Authority to Repurchase Shares for Cancellation Mgmt For TNA N/A 16 Elect Anders Skj?vestad Mgmt For TNA N/A 17 Elect John Gordon Bernander Mgmt For TNA N/A 18 Elect Kirsten Ideboen Mgmt For TNA N/A 19 Elect Didrik Munch Mgmt For TNA N/A 20 Elect Elin Merete Myrmel- Johansen Mgmt For TNA N/A 21 Elect Widar Salbuvik Mgmt For TNA N/A 22 Elect Tore Onshuus Sandvik Mgmt For TNA N/A 23 Elect Silvija Seres Mgmt For TNA N/A 24 Elect Siri Pettersen Strandenes Mgmt For TNA N/A 25 Elect Olaug Svarva Mgmt For TNA N/A 26 Elect Anne Kvam (First Deputy) Mgmt For TNA N/A 27 Elect Nils-Edvard Olsen (Second Deputy) Mgmt For TNA N/A 28 Elect Ingvild Nybo Holth (Third Deputy) Mgmt For TNA N/A 29 Elect Mette I. Wikborg Mgmt For TNA N/A 30 Elect Christian Berg Mgmt For TNA N/A 31 Governing Bodies' Fees Mgmt For TNA N/A
Tosoh Corporation Ticker Security ID: Meeting Date Meeting Status 4042 CINS J90096116 06/26/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Kenichi Udagawa Mgmt For Against Against 4 Elect Toshinori Yamamoto Mgmt For For For 5 Elect Sukehiro Itoh Mgmt For For For 6 Elect Masaki Uchikura Mgmt For For For 7 Elect Keiichiroh Nishizawa Mgmt For For For 8 Elect Katsushi Tashiro Mgmt For For For 9 Elect Kohji Kawamoto Mgmt For For For 10 Elect Masayuki Yamada Mgmt For For For 11 Elect Nobuaki Murashige Mgmt For For For 12 Elect Hiroto Murata Mgmt For For For 13 Elect Tsutomu Abe Mgmt For For For 14 Elect Eiji Inoue as Statutory Auditor Mgmt For Against Against 15 Elect Shinji Tanaka Mgmt For Against Against 16 Elect Kenta Nagao Mgmt For For For Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/29/2015 Voted Meeting Type Country of Trade Ordinary France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Scrip Dividend Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Patrick Artus Mgmt For For For 11 Elect Anne-Marie Idrac Mgmt For For For 12 Elect Patrick Pouyanne Mgmt For For For 13 Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO Mgmt For For For 14 Remuneration of Thierry Desmarest, Chairman Mgmt For For For 15 Remuneration of Patrick Pouyanne, CEO Mgmt For For For 16 Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 Mgmt For For For 17 Shareholder Proposal Regarding Profit-Sharing ShrHldr Against Against For Toyota Motor Corporation Ticker Security ID: Meeting Date Meeting Status 7203 CINS J92676113 06/16/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeshi Uchiyamada Mgmt For Against Against 4 Elect Akio Toyoda Mgmt For For For 5 Elect Nobuyori Kodaira Mgmt For For For 6 Elect Mitsuhisa Katoh Mgmt For For For 7 Elect Seiichi Sudoh Mgmt For For For 8 Elect Shigeki Terashi Mgmt For For For 9 Elect Shigeru Hayakawa Mgmt For For For 10 Elect Didier Leroy Mgmt For For For 11 Elect Takahiko Ijichi Mgmt For For For 12 Elect Ikuo Uno Mgmt For Against Against 13 Elect Haruhiko Katoh Mgmt For For For 14 Elect Mark T. Hogan Mgmt For Against Against 15 Elect Masahiro Katoh Mgmt For Against Against 16 Elect Yoshiyuki Kagawa Mgmt For Against Against 17 Elect Yohko Wake Mgmt For Against Against 18 Elect Hiroshi Ozu Mgmt For For For 19 Elect Ryuji Sakai as an Alternate Statutory Auditor Mgmt For For For 20 Bonus Mgmt For For For 21 Amendments to Articles: Limiting Liabilities for Directors and Statutory Auditors Mgmt For For For 22 Amendments to Articles: Creation of Class AA Shares Mgmt For For For Valeo SA Ticker Security ID: Meeting Date Meeting Status FR CINS F96221126 05/26/2015 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Severance and Non-Compete Package for Jacques Aschenbroich, CEO Mgmt For For For 9 Elect Caroline Maury Devine Mgmt For For For 10 Elect Jacques Aschenbroich Mgmt For For For 11 Elect Pascal Colombani Mgmt For For For 12 Elect Michel de Fabiani Mgmt For For For 13 Remuneration of Pascal Colombani, chairman Mgmt For For For 14 Remuneration of Jacques Aschenbroich, CEO Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 18 Authority to Issue Shares Through Private Placement Mgmt For For For 19 Authority to Increase Capital Through Capitalizations Mgmt For For For 20 Greenshoe Mgmt For For For 21 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For For For 22 Authority to Cancel Shares and Reduce Capital Mgmt For For For 23 Employee Stock Purchase Plan Mgmt For For For 24 Authorization of Legal Formalities Mgmt For For For
Vinci Ticker Security ID: Meeting Date Meeting Status DG CINS F5879X108 04/14/2015 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Non Tax-Deductible Expenses Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Robert Castaigne Mgmt For For For 8 Elect Pascale Sourisse Mgmt For Against Against 9 Elect Ana Paula Pessoa Mgmt For For For 10 Elect Josiane Marquez Mgmt For For For 11 Elect Gerard Duez Mgmt For Against Against 12 Elect Karin Willio Mgmt For Against Against 13 Elect Thomas Franz Mgmt For Against Against 14 Elect Rolland Innocenti Mgmt For Against Against 15 Elect Michel Pitte Mgmt For Against Against 16 Directors' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Supplementary Retirement Benefits of Pierre Coppey, Deputy CEO Mgmt For For For 19 Related Party Transactions (Vinci Concessions) Mgmt For For For 20 Related Party Transactions (Via Solutions Sudwest GmbH & Co.) Mgmt For For For 21 Remuneration of Xavier Huillard, Chairman and CEO Mgmt For For For 22 Remuneration of Pierre Coppey, Deputy CEO Mgmt For For For 23 Authority to Cancel Shares and Reduce Capital Mgmt For For For 24 Authority to Increase Capital Through Capitalizations Mgmt For For For 25 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 26 Authority to Issue Convertible Bonds w/o Preemptive Rights Mgmt For For For 27 Authority to Issue Convertible Securities w/o Preemptive Rights Mgmt For For For 28 Greenshoe Mgmt For For For 29 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For For For 30 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 31 Employee Stock Purchase Plan for Overseas Employees Mgmt For For For 32 Amendment Regarding Double Voting Rights Mgmt For For For 33 Amendment Article Regarding Disclosure Thresholds Mgmt For Against Against 34 Amendment Regarding Record Date Mgmt For For For 35 Authorization of Legal Formalities Mgmt For For For Vivendi SA Ticker Security ID: Meeting Date Meeting Status VIV CINS F97982106 04/17/2015 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For Against Against 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Severance Agreement (Arnaud de Puyfontaine) Mgmt For For For 9 Remuneration of Arnaud de Puyfontaine, CEO Mgmt For For For 10 Remuneration of Herve Philippe, CFO Mgmt For For For 11 Remuneration of Stephane Roussel, Executive Mgmt For For For 12 Remuneration of Jean-Francois Dubos, Former CEO Mgmt For For For 13 Remuneration of Jean-Yves Charlier, Former CFO Mgmt For For For 14 Elect Tarak Ben Ammar Mgmt For For For 15 Elect Dominique Delport Mgmt For For For 16 Authority to Repurchase Shares Mgmt For Against Against 17 Authority to Cancel Shares and Reduce Share Capital Mgmt For For For 18 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights Mgmt For Against Against 19 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 20 Employee Stock Purchase Plan Mgmt For For For 21 Employee Stock Purchase Plan for Overseas Employees Mgmt For For For 22 Authority to Increase Capital Through Capitalizations Mgmt For Against Against 23 Authorization of Legal Formalities Mgmt For For For 24 Shareholder Proposal Regarding Double Voting Rights (Resolution A) ShrHldr Against For Against 25 Shareholder Proposal Regarding Dividend Payments (Resolution B) ShrHldr Against Against For 26 Shareholder Proposal Regarding an Exceptional Dividend Payment (Resolution C) ShrHldr Against Against For 27 Non-Voting Meeting Note N/A N/A N/A N/A Voestalpine AG Ticker Security ID: Meeting Date Meeting Status VOE CINS A9101Y103 07/02/2014 Voted Meeting Type Country of Trade Ordinary Austria For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Franz Gasselsberger Mgmt For Against Against 9 Elect Hans-Peter Hagen Mgmt For For For 10 Elect Michael Kutschera Mgmt For Against Against 11 Elect Joachim Lemppenau Mgmt For Against Against 12 Elect Helga Nowotny Mgmt For For For 13 Elect Josef Peischer Mgmt For For For 14 Elect Heinrich Schaller Mgmt For Against Against 15 Elect Michael Schwarzkopf Mgmt For For For 16 Increase in Authorized Capital 2014/I Mgmt For For For 17 Increase in Authorized Capital 2014/II Mgmt For For For 18 Authority to Issue Convertible Debt Instruments Mgmt For For For 19 Increase in Conditional Capital Mgmt For For For WPP Plc Ticker Security ID: Meeting Date Meeting Status WPP CINS G9788D103 06/09/2015 Voted Meeting Type Country of Trade Annual Jersey For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Non-UK Issuer--Advisory) Mgmt For Against Against 4 Advisory Vote on Sustainability Report Mgmt For For For 5 Elect Roberto Quarta Mgmt For For For 6 Elect Roger Agnelli Mgmt For For For 7 Elect Jacques Aigrain Mgmt For For For 8 Elect Ruigang Li Mgmt For For For 9 Elect Paul Richardson Mgmt For For For 10 Elect Hugo Shong Mgmt For For For 11 Elect Timothy Shriver Mgmt For For For 12 Elect Martin S. Sorrell Mgmt For For For 13 Elect Sally Susman Mgmt For For For 14 Elect Solomon D. Trujillo Mgmt For For For 15 Elect John Hood Mgmt For For For 16 Elect Charlene T. Begley Mgmt For For For 17 Elect Nicole Seligman Mgmt For For For 18 Elect Daniela Riccardi Mgmt For For For 19 Appointment of Auditor and Authority to Set Fees Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 21 Approve 2015 Share Option Plan Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For
Yangzijiang Shipbuilding (Holdings) Ltd. Ticker Security ID: Meeting Date Meeting Status BS6 CINS Y9728A102 04/30/2015 Voted Meeting Type Country of Trade Annual Singapore For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect XU Wen Jiong Mgmt For Against Against 5 Elect REN Yuanlin Mgmt For For For 6 Elect TEO Yi-dar Mgmt For Against Against 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth International Equity Index Fund 3i Group plc Ticker Security ID: Meeting Date Meeting Status III CINS G88473148 07/17/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Jonathan Asquith Mgmt For For For 6 Elect Simon A. Borrows Mgmt For For For 7 Elect Alistair Cox Mgmt For For For 8 Elect David Hutchinson Mgmt For For For 9 Elect Sir Adrian Montague Mgmt For For For 10 Elect Martine Verluyten Mgmt For For For 11 Elect Julia Wilson Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Amendment to Investment Policy Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against AGL Energy Limited Ticker Security ID: Meeting Date Meeting Status AGK CINS Q01630104 10/23/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 REMUNERATION REPORT Mgmt For For For 3 Re-elect Jeremy (Jerry) Maycock Mgmt For For For 4 Re-elect Sandra V. McPhee Mgmt For For For 5 Approve Termination Payments Mgmt For For For 6 Renewal of Proportional Takeover Requirement Mgmt For For For Aker Solutions ASA Ticker Security ID: Meeting Date Meeting Status AKSO CINS R0180X100 08/12/2014 Take No Action Meeting Type Country of Trade Special Norway For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Agenda Mgmt For TNA N/A 7 Election of Individual to Check Minutes Mgmt For TNA N/A 8 Election of Directors Mgmt For TNA N/A 9 Elect Trond Brandsrud to Nomination Committee Mgmt For TNA N/A 10 Demerger Mgmt For TNA N/A 11 Amendments to Articles Mgmt For TNA N/A Akzo Nobel N.V. Ticker Security ID: Meeting Date Meeting Status AKZA CINS N01803100 10/08/2014 Voted Meeting Type Country of Trade Special Netherlands For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Election to the Management Board Mgmt For For For ALS Limited Ticker Security ID: Meeting Date Meeting Status ALQ CINS Q0266A116 07/29/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Grant Murdoch Mgmt For For For 3 Re-elect John F. Mulcahy Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Greg Kilmister) Mgmt For For For 6 Approve Termination Benefits Mgmt For For For 7 Adopt New Constitution Mgmt For For For
Alstom Ticker Security ID: Meeting Date Meeting Status ALO cins F0259M475 07/01/2014 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non-Tax Deductible Expenses Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Losses Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Philippe Marien (Societe Bouygues) Mgmt For For For 9 Elect Olivier Bouygues Mgmt For Against Against 10 Elect Katrina Landis Mgmt For For For 11 Elect Lalita Gupte Mgmt For For For 12 Elect Bi Yong Chungunco Mgmt For For For 13 Remuneration of Patrick Kron, chairman and CEO Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares and Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations Mgmt For For For 17 Authority to Issue Shares and Convertible Securities w/o Preemptive Rights Mgmt For For For 18 Authority to Issue Shares and Convertible Securities Through Private Placement Mgmt For For For 19 Greenshoe Mgmt For For For 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For For For 21 Employee Stock Purchase Plan Mgmt For For For 22 Employee Stock Purchase Plan for Overseas Employees Mgmt For For For 23 Amendments to Articles Regarding Voting Rights Mgmt For For For 24 Amendments to Articles Regarding General Meetings of Bondholders Mgmt For For For 25 Authorization of Legal Formalities Mgmt For For For Altice S.A. Ticker Security ID: Meeting Date Meeting Status ATC CINS L0179Z104 09/10/2014 Voted Meeting Type Country of Trade Special Luxembourg For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jean-Luc Allavena to the Board of Directors Mgmt For For For Amada Company Limited Ticker Security ID: Meeting Date Meeting Status 6113 CINS J01218106 12/19/2014 Voted Meeting Type Country of Trade Special Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Absorption-Type Company Split Agreements Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kazuo Nakamura Mgmt For For For 5 Elect Kohji Yamamoto Mgmt For For For 6 Elect Tomohiro Yano Mgmt For For For 7 Elect Hidekazu Miyoshi Mgmt For Against Against 8 Elect Takaya Shigeta Mgmt For For For 9 Elect Kiyoshi Takeo Mgmt For Against Against Amcor Limited Ticker Security ID: Meeting Date Meeting Status AMC CINS Q03080100 10/23/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Paul V. Brasher Mgmt For For For 3 Elect Eva Cheng Mgmt For For For 4 Re-elect John G. Thorn Mgmt For For For 5 Equity Grant (MD/CEO Ken MacKenzie) Mgmt For Against Against 6 Approve Termination Benefits Mgmt For For For 7 Remuneration Report Mgmt For For For AMEC plc Ticker Security ID: Meeting Date Meeting Status AMEC CINS G02604117 10/23/2014 Voted Meeting Type Country of Trade Ordinary United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Foster Wheeler Offer Mgmt For For For 2 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 3 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For 5 Change of Company Name Mgmt For For For APA Group Ticker Security ID: Meeting Date Meeting Status APA CINS Q0437B100 10/24/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Re-elect Patricia McKenzie Mgmt For For For 2 Re-elect Robert J. Wright Mgmt For For For Aryzta AG Ticker Security ID: Meeting Date Meeting Status ARYN CINS H0336B110 12/02/2014 Take No Action Meeting Type Country of Trade Annual Switzerland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Dividend from Reserves Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A 8 Ratification of Board and Management Acts Mgmt For TNA N/A 9 Elect Denis Lucey as Chairman Mgmt For TNA N/A 10 Elect Charles Adair Mgmt For TNA N/A 11 Elect J. Brian Davy Mgmt For TNA N/A 12 Elect Shaun B. Higgins Mgmt For TNA N/A 13 Elect Owen Killian Mgmt For TNA N/A 14 Elect Patrick McEniff Mgmt For TNA N/A 15 Elect Andrew Morgan Mgmt For TNA N/A 16 Elect Wolfgang Werle Mgmt For TNA N/A 17 Elect John Yamin Mgmt For TNA N/A 18 Elect Annette Flynn Mgmt For TNA N/A 19 Election of Nomination and Compensation Committee Member J. Brian Davy Mgmt For TNA N/A 20 Election of Nomination and Compensation Committee Member Charles Adair Mgmt For TNA N/A 21 Election of Nomination and Compensation Committee Member Denis Lucey Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Appointment of Independent Proxy Mgmt For TNA N/A 24 Transaction of Other Business Mgmt For TNA N/A 25 Non-Voting Meeting Note N/A N/A TNA N/A 26 Non-Voting Meeting Note N/A N/A TNA N/A
Asciano Limited Ticker Security ID: Meeting Date Meeting Status AIO CINS Q0557G103 11/12/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 REMUNERATION REPORT Mgmt For For For 3 Re-elect Chris Barlow Mgmt For For For 4 Re-elect Shirley In't Veld Mgmt For For For 5 Equity Grant (CEO/MD John Mullen) Mgmt For For For 6 RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS Mgmt For For For Associated British Foods plc Ticker Security ID: Meeting Date Meeting Status ABF CINS G05600138 12/05/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Emma Adamo Mgmt For For For 6 Elect John G. Bason Mgmt For For For 7 Elect Ruth Cairnie Mgmt For For For 8 Elect Timothy Clarke Mgmt For For For 9 Elect Lord Michael Jay Mgmt For For For 10 Elect Javier Ferran Mgmt For For For 11 Elect Charles Sinclair Mgmt For For For 12 Elect Peter A. Smith Mgmt For For For 13 Elect George G. Weston Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ASX Limited Ticker Security ID: Meeting Date Meeting Status ASX CINS Q0604U105 09/23/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Peter H. Warne Mgmt For Against Against 3 Elect Dominic Stevens Mgmt For For For 4 Elect Damian Roche Mgmt For For For 5 REMUNERATION REPORT Mgmt For For For 6 Equity Grant (MD/CEO Elmer Kupper) Mgmt For For For Auckland International Airport Limited Ticker Security ID: Meeting Date Meeting Status AIA CINS Q06213146 10/23/2014 Voted Meeting Type Country of Trade Annual New Zealand For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Re-elect James Miller Mgmt For For For 2 Re-elect Justine Smyth Mgmt For For For 3 Elect Christine Spring Mgmt For For For 4 Approve Increase in NEDs' Fee Cap Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For Aurizon Holdings Limited Ticker Security ID: Meeting Date Meeting Status AZJ CINS Q0695Q104 11/12/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Re-elect John B. Prescott Mgmt For For For 4 Re-elect John Atkin Mgmt For For For 5 Elect Pasquale Zito Mgmt N/A Abstain N/A 6 Equity Grant (MD/CEO Lance Hockridge) Mgmt For For For 7 Approve Termination Payments Mgmt For For For 8 REMUNERATION REPORT Mgmt For For For 9 Board Spill Resolution Mgmt Against Against For 10 Non-Voting Agenda Item N/A N/A N/A N/A Babcock International Group plc Ticker Security ID: Meeting Date Meeting Status BAB CINS G0689Q152 07/21/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Michael J. Turner Mgmt For For For 6 Elect Peter Rogers Mgmt For For For 7 Elect William Tame Mgmt For For For 8 Elect Kevin Thomas Mgmt For For For 9 Elect Archie Bethel Mgmt For For For 10 Elect John Davies Mgmt For For For 11 Elect Sir David Omand Mgmt For For For 12 Elect Justin Crookenden Mgmt For For For 13 Elect Ian Duncan Mgmt For For For 14 Elect Kate Swann Mgmt For For For 15 Elect Anna Stewart Mgmt For For For 16 Elect Jeff Randall Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authorisation of Political Donations Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 21 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 24 Amendments to Articles Mgmt For For For
Banco Comercial Portugues, S.A. Ticker Security ID: Meeting Date Meeting Status BCP CINS X03188137 10/15/2014 Voted Meeting Type Country of Trade Special Portugal For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval to Access the Special Regime Regarding Deferred Tax Assets Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A Banco Santander S.A. Ticker Security ID: Meeting Date Meeting Status SAN CINS E19790109 09/15/2014 Voted Meeting Type Country of Trade Special Spain For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Primary Increase in Share Capital (A) Mgmt For For For 2 Complementary Increase in Share Capital (B) Mgmt For For For 3 Complementary Increase in Share Capital (C) Mgmt For For For 4 Complementary Increase in Share Capital (D) Mgmt For For For 5 Complementary Increase in Share Capital (E) Mgmt For For For 6 Complementary Increase in Share Capital (F) Mgmt For For For 7 Extension of Deferred and Conditional Variable Remuneration Plan Mgmt For For For 8 Extension of Performance Share Plan Mgmt For For For 9 Performance Share Plan 2013 Mgmt For For For 10 Stock Option Plan 2011 and 2013 Mgmt For For For 11 Authorization of Legal Formalities Mgmt For For For Bank Hapoalim Ticker Security ID: Meeting Date Meeting Status POLI CINS M1586M115 11/30/2014 Voted Meeting Type Country of Trade Ordinary Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For Abstain Against 4 Elect Yair Tauman Mgmt For For For 5 Elect Imri Tov Mgmt For For For Bank Leumi le-Israel Ltd. Ticker Security ID: Meeting Date Meeting Status LUMI CINS M16043107 08/06/2014 Voted Meeting Type Country of Trade Ordinary Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority to Set Fees Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect David Avner Mgmt N/A For N/A 7 Elect Gilad Barnea Mgmt N/A Abstain N/A 8 Elect Samer Haj Yehia Mgmt N/A For N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect Avia Alef Mgmt For For For 11 Elect Haim Levy Mgmt For N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Yechiel Borohoff Mgmt N/A Abstain N/A 14 Elect Zipora Samet Mgmt N/A For N/A 15 Liability Insurance Framework of Directors & Officers Mgmt For Against Against 16 Duties and Disclosure Requirements of Officers Mgmt For Abstain Against 17 Non-Voting Meeting Note N/A N/A N/A N/A Bank of Queensland Limited Ticker Security ID: Meeting Date Meeting Status BOQ CINS Q12764116 11/27/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Roger Davis Mgmt For For For 3 Re-elect Michelle Tredenick Mgmt For For For 4 Elect Bruce J. Carter Mgmt For For For 5 Elect Margaret L. Seale Mgmt For For For 6 Renew Award Rights Plan Mgmt For For For 7 Remuneration Report Mgmt For For For Bendigo and Adelaide Bank Limited Ticker Security ID: Meeting Date Meeting Status BEN CINS Q1458B102 10/27/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Jacqueline Hey Mgmt For For For 3 Ratify Placement of Securities Mgmt For For For 4 REMUNERATION REPORT Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A Bezeq The Israel Telecommunication Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 01/14/2015 Voted Meeting Type Country of Trade Special Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Purchase Set-Top Boxes from the Controlling Shareholder Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A Bezeq The Israel Telecommunication Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 09/03/2014 Voted Meeting Type Country of Trade Special Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hagai Herman Mgmt For For For 3 Indemnification of Hagai Herman Mgmt For Against Against Bezeq The Israel Telecommunication Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 09/03/2014 Voted Meeting Type Country of Trade Special Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Distribution of Interim Dividend Mgmt For For For Bezeq The Israel Telecommunication Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 11/05/2014 Voted Meeting Type Country of Trade Special Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Indemnification of Directors (Controlling Shareholders) Mgmt For For For
BHP Billiton Limited Ticker Security ID: Meeting Date Meeting Status BHP CINS Q1498M100 11/20/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 6 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Remuneration Policy (Binding - UK) Mgmt For For For 9 Remuneration Report (Advisory - UK) Mgmt For For For 10 Remuneration Report (Advisory - AUS) Mgmt For For For 11 Approve Termination Benefits Mgmt For For For 12 Equity Grant (CEO Andrew Mackenzie) Mgmt For For For 13 Elect Malcolm Brinded Mgmt For For For 14 Re-elect Malcolm Broomhead Mgmt For For For 15 Re-elect Sir John Buchanan Mgmt For For For 16 Re-elect Carlos Cordeiro Mgmt For For For 17 Re-elect Pat Davies Mgmt For For For 18 Re-elect Carolyn Hewson Mgmt For For For 19 Re-elect Andrew Mackenzie Mgmt For For For 20 Re-elect Lindsay P. Maxsted Mgmt For For For 21 Re-elect Wayne Murdy Mgmt For For For 22 Re-elect Keith C. Rumble Mgmt For For For 23 Re-elect John Schubert Mgmt For For For 24 Re-elect Shriti Vadera Mgmt For For For 25 Re-elect Jacques Nasser Mgmt For For For 26 Elect Dissident Ian Dunlop ShrHldr Against Against For BHP Billiton plc Ticker Security ID: Meeting Date Meeting Status BLT CINS G10877101 10/23/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 5 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Remuneration Policy (Binding-- UK) Mgmt For For For 8 Remuneration Report (Advisory-- UK) Mgmt For For For 9 Remuneration Report (Advisory-- AUS) Mgmt For For For 10 Approve Termination Benefits Mgmt For For For 11 Equity Grant (CEO Andrew Mackenzie) Mgmt For For For 12 Elect Malcolm Brinded Mgmt For For For 13 Elect Malcolm Broomhead Mgmt For For For 14 Elect Sir John Buchanan Mgmt For For For 15 Elect Carlos Cordeiro Mgmt For For For 16 Elect Pat Davies Mgmt For For For 17 Elect Carolyn Hewson Mgmt For For For 18 Elect Andrew Mackenzie Mgmt For For For 19 Elect Lindsay P. Maxsted Mgmt For For For 20 Elect Wayne Murdy Mgmt For For For 21 Elect Keith C. Rumble Mgmt For For For 22 Elect John Schubert Mgmt For For For 23 Elect Shriti Vadera Mgmt For For For 24 Elect Jacques Nasser Mgmt For For For 25 Elect Dissident Ian Dunlop ShrHldr Against Against For Bollore Ticker Security ID: Meeting Date Meeting Status BOL CINS F10659112 11/27/2014 Voted Meeting Type Country of Trade Special France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Stock Split Mgmt For For For 5 Authorization of Legal Formalities Mgmt For For For 6 Amendments Regarding Share Capital Mgmt For For For 7 Authority to Increase Capital in Case of Exchange Offer Mgmt For For For 8 Employee Stock Purchase Plan Mgmt For For For 9 Authorization of Legal Formalities Mgmt For For For Boral Limited Ticker Security ID: Meeting Date Meeting Status BLD CINS Q16969109 11/06/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 REMUNERATION REPORT Mgmt For For For 3 Elect Kathryn J. Fagg Mgmt For For For 4 Re-elect J. Brian Clark Mgmt For For For 5 Re-elect Paul Rayner Mgmt For For For 6 Equity Grant (MD/CEO Mike Kane) Mgmt For For For 7 Approve Increase in NEDs' Fees Cap Mgmt For For For Brambles Limited Ticker Security ID: Meeting Date Meeting Status BXB CINS Q6634U106 11/06/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 REMUNERATION REPORT Mgmt For For For 3 Elect Christine Cross Mgmt For For For 4 Elect Brian J. Long Mgmt For For For 5 Re-elect Tahira Hassan Mgmt For For For 6 Re-elect Stephen P. Johns Mgmt For For For 7 Renew 2006 Performance Share Plan Mgmt For For For 8 Renew MyShare Plan Mgmt For For For 9 Equity Grant - Performance Share Plan (CEO Gorman) Mgmt For For For 10 Equity Grant - MyShare Plan (CEO Gorman) Mgmt For For For
British Land Co plc Ticker Security ID: Meeting Date Meeting Status BLND CINS G15540118 07/18/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Elect Tim Score Mgmt For For For 5 Elect Aubrey Adams Mgmt For For For 6 Elect Lucinda Bell Mgmt For For For 7 Elect Simon A. Borrows Mgmt For For For 8 Elect John Gildersleeve Mgmt For For For 9 Elect Chris Grigg Mgmt For For For 10 Elect Dido Harding Mgmt For For For 11 Elect William Jackson Mgmt For For For 12 Elect Charles Maudsley Mgmt For For For 13 Elect Tim Roberts Mgmt For For For 14 Elect Lord Andrew Turnbull Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 22 Savings Related Share Option Scheme Mgmt For For For British Sky Broadcasting Group plc Ticker Security ID: Meeting Date Meeting Status BSY CINS G15632105 10/06/2014 Voted Meeting Type Country of Trade Ordinary United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisitions, Disposal and Voluntary Cash Offer Mgmt For For For British Sky Broadcasting Group plc Ticker Security ID: Meeting Date Meeting Status BSY CINS G15632105 11/21/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For Against Against 4 Remuneration Report (Advisory) Mgmt For Against Against 5 Elect Nicholas Ferguson Mgmt For For For 6 Elect Jeremy Darroch Mgmt For For For 7 Elect Andrew Griffith Mgmt For For For 8 Elect Tracy Clarke Mgmt For For For 9 Elect Martin J. Gilbert Mgmt For For For 10 Elect Adine Grate Mgmt For For For 11 Elect Dave Lewis Mgmt For For For 12 Elect Matthieu Pigasse Mgmt For For For 13 Elect Daniel Rimer Mgmt For For For 14 Elect Andy Sukawaty Mgmt For For For 15 Elect Chase Carey Mgmt For For For 16 Elect David F. DeVoe Mgmt For For For 17 Elect James Murdoch Mgmt For Against Against 18 Elect Arthur M. Siskind Mgmt For Against Against 19 Appointment of Auditor and Authority to Set Fees Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Change in Company Name Mgmt For For For 24 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against BT Group plc Ticker Security ID: Meeting Date Meeting Status BT.A CINS G16612106 07/16/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Sir Michael Rake Mgmt For For For 6 Elect Gavin Patterson Mgmt For For For 7 Elect Tony Chanmugam Mgmt For For For 8 Elect Tony Ball Mgmt For For For 9 Elect Phil Hodkinson Mgmt For For For 10 Elect Karen Richardson Mgmt For For For 11 Elect Nicholas Rose Mgmt For For For 12 Elect Jasmine Whitbread Mgmt For For For 13 Elect Iain C. Conn Mgmt For For For 14 Elect Warren A. East Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 21 Authorisation of Political Donations Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A Burberry Group plc Ticker Security ID: Meeting Date Meeting Status BRBY CINS G1700D105 07/11/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For Against Against 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect John Peace Mgmt For For For 6 Elect Philip Bowman Mgmt For For For 7 Elect Ian Carter Mgmt For For For 8 Elect Jeremy Darroch Mgmt For For For 9 Elect Stephanie George Mgmt For For For 10 Elect Matthew Key Mgmt For For For 11 Elect David Tyler Mgmt For For For 12 Elect Christopher Bailey Mgmt For For For 13 Elect Carol Fairweather Mgmt For For For 14 Elect John Smith Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Executive Share Plan 2014 Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against
Celesio AG Ticker Security ID: Meeting Date Meeting Status CLS CINS D1497R112 07/15/2014 Take No Action Meeting Type Country of Trade Annual Germany For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Change of Fiscal Year Mgmt For TNA N/A 11 Appointment of Auditor for Fiscal Year 2014 Mgmt For TNA N/A 12 Appointment of Auditor for Abbreviated Fiscal Year 2015 Mgmt For TNA N/A 13 Elect John H. Hammergren Mgmt For TNA N/A 14 Elect Wilhelm Haarmann Mgmt For TNA N/A 15 Elect Paul C. Julian Mgmt For TNA N/A 16 Amendment Agreement with Admenta Deutschland GmbH Mgmt For TNA N/A 17 Amendment Agreement with GEHE Pharma Handel GmbH Mgmt For TNA N/A 18 Intra-company Control Agreement with GEHE Immobilien Verwaltungs-GmbH Mgmt For TNA N/A 19 Intra-company Control Agreement with Dragonfly GmbH & Co. KGaA as Controlling Entity Mgmt For TNA N/A CFS Retail Property Trust Group Ticker Security ID: Meeting Date Meeting Status CFX CINS Q22625307 10/31/2014 Voted Meeting Type Country of Trade Ordinary Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Richard M. Haddock Mgmt For For For 5 Re-elect Nancy J. Milne Mgmt For For For 6 Elect Trevor Gerber Mgmt For For For 7 Elect Peter A.F. Hay Mgmt For For For 8 Elect Peter Kahan Mgmt For For For 9 Elect Karen Penrose Mgmt For For For 10 Elect David Thurin Mgmt For For For 11 Change in Company Name Mgmt For For For 12 Equity Grant (MD/CEO Angus McNaughton) Mgmt For For For 13 Appointment of Auditor Mgmt For For For Christian Dior SA Ticker Security ID: Meeting Date Meeting Status CDI CINS F26334106 12/09/2014 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments Regarding Earnings Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Transfer of Retained Earnings to the Optional Reserve Account Mgmt For For For 10 Approval of the In-Kind Distribution of Hermes International Shares Mgmt For For For 11 Elect Bernard Arnault, Chairman & CEO Mgmt For For For 12 Elect Pierre Gode Mgmt For Against Against 13 Elect Sidney Toledano, Deputy CEO Mgmt For For For 14 Remuneration of Bernard Arnault, Chairman & CEO Mgmt For Against Against 15 Remuneration of Sidney Toledano, Deputy CEO Mgmt For Against Against 16 Authority to Repurchase Shares Mgmt For For For 17 Increase in Authorized Capital Through Capitalizations Mgmt For For For 18 Authority to Cancel Shares and Reduce Capital Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 21 Authority to Issue Shares and/or Convertible Securities Through Private Placement Mgmt For Against Against 22 Authority to Set Offering Price of Shares Mgmt For Against Against 23 Greenshoe Mgmt For Against Against 24 Increase in Authorized Capital in Case of Exchange Offer Mgmt For Against Against 25 Increase in Authorized Capital in Consideration for Contributions in Kind Mgmt For Against Against 26 Authority to Grant Stock Options Mgmt For Against Against 27 Employee Stock Purchase Plan Mgmt For For For 28 Limit to Capital Increase Mgmt For For For 29 Authority to Issue Restricted Shares Mgmt For Against Against 30 Conversion of Legal Form into a European Company Mgmt For For For 31 Adoption of New Articles Regarding the Conversion of Legal Form Mgmt For For For Cobham plc Ticker Security ID: Meeting Date Meeting Status COB CINS G41440143 07/02/2014 Voted Meeting Type Country of Trade Ordinary United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A Cochlear Limited Ticker Security ID: Meeting Date Meeting Status COH CINS Q25953102 10/14/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Re-elect Rick Holliday-Smith Mgmt For For For 5 Re-elect Andrew Denver Mgmt For For For 6 Equity Grant (CEO/President Christopher Roberts) Mgmt For For For 7 Approve Termination Payments (NED Edward Byrne) Mgmt For For For 8 Approve Temporary Increase in NEDs' Fee Cap Mgmt For For For Coloplast A/S Ticker Security ID: Meeting Date Meeting Status COLO-B CINS K16018192 12/04/2014 Voted Meeting Type Country of Trade Annual Denmark For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Michael Pram Rasmussen Mgmt For Abstain Against 11 Elect Niels Peter Louis-Hansen Mgmt For For For 12 Elect Sven Hakan Bjorklund Mgmt For For For 13 Elect Per Magid Mgmt For For For 14 Elect Brian Petersen Mgmt For For For 15 Elect Jorgen Tang-Jensen Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A
Colruyt Ticker Security ID: Meeting Date Meeting Status COLR CINS B26882231 09/24/2014 Voted Meeting Type Country of Trade Annual Belgium For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Board of Directors' and Auditors' Reports Mgmt For For For 4 Remuneration Report Mgmt For Against Against 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Distribution of Dividends Mgmt For For For 8 Allocation of Profits Mgmt For For For 9 Profit Sharing Scheme Mgmt For For For 10 Ratification of Board Acts Mgmt For For For 11 Ratification of Auditor's Acts Mgmt For For For 12 Elect Jozef Colruyt Mgmt For For For 13 Elect Wim Colruyt Mgmt For Against Against 14 Other Business Mgmt For Against Against Colruyt Ticker Security ID: Meeting Date Meeting Status COLR CINS B26882231 10/14/2014 Voted Meeting Type Country of Trade Special Belgium For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Authority to Issue Shares w/o Preemptive Rights Under Employee Incentive Plan Mgmt For For For 6 Approval of Share Issuance Price Mgmt For For For 7 Disapplication of Preemptive Rights Mgmt For For For 8 Increase in Authorized Capital Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Approval of Subscription Period Mgmt For For For 11 Authorization of Legal Formalities Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For Against Against 15 Cancellation of Shares Mgmt For For For 16 Authorization of Legal Formalities Mgmt For For For Commonwealth Bank of Australia Ticker Security ID: Meeting Date Meeting Status CBA CINS Q26915100 11/12/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Launa K. Inman Mgmt For For For 3 Re-elect Andrew M. Mohl Mgmt For For For 4 Elect Shirish Apte Mgmt For For For 5 Elect David Higgins Mgmt For For For 6 Elect Stephen Mayne Mgmt Against Against For 7 REMUNERATION REPORT Mgmt For For For 8 Equity Grant (MD/CEO Ian Narev) Mgmt For For For 9 Shareholder Proposal Regarding Reporting the Financing of Greenhouse Gas Emissions ShrHldr Against Against For Compagnie Financiere Richemont S.A. Ticker Security ID: Meeting Date Meeting Status CFR CINS H25662182 09/17/2014 Take No Action Meeting Type Country of Trade Annual Switzerland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Elect Yves-Andre Istel Mgmt For TNA N/A 7 Elect Lord Douro Mgmt For TNA N/A 8 Elect Jean-Blaise Eckert Mgmt For TNA N/A 9 Elect Bernard Fornas Mgmt For TNA N/A 10 Elect Richard Lepeu Mgmt For TNA N/A 11 Elect Ruggero Magnoni Mgmt For TNA N/A 12 Elect Josua (Dillie) Malherbe Mgmt For TNA N/A 13 Elect Frederick Mostert Mgmt For TNA N/A 14 Elect Simon Murray Mgmt For TNA N/A 15 Elect Alain Dominique Perrin Mgmt For TNA N/A 16 Elect Guillaume Pictet Mgmt For TNA N/A 17 Elect Norbert Platt Mgmt For TNA N/A 18 Elect Alan G. Quasha Mgmt For TNA N/A 19 Elect Maria Ramos Mgmt For TNA N/A 20 Elect Lord Renwick of Clifton Mgmt For TNA N/A 21 Elect Jan Rupert Mgmt For TNA N/A 22 Elect Gary Saage Mgmt For TNA N/A 23 Elect Jurgen Schrempp Mgmt For TNA N/A 24 Elect Johann Rupert as Chairman Mgmt For TNA N/A 25 Elect Lord Renwick of Clifton as Compensation Committee Member Mgmt For TNA N/A 26 Elect Lord Duoro as Compensation Committee Member Mgmt For TNA N/A 27 Elect Yves-Andre Istel as Compensation Committee Member Mgmt For TNA N/A 28 Appointment of Auditor Mgmt For TNA N/A 29 Appointment of Independent Proxy Mgmt For TNA N/A 30 Non-Voting Meeting Note N/A N/A TNA N/A Computershare Limited Ticker Security ID: Meeting Date Meeting Status CPU CINS Q2721E105 11/12/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Simon Jones Mgmt For For For 3 Re-elect Nerolie Withnall Mgmt For For For 4 Re-elect Markus Kerber Mgmt For For For 5 Elect Tiffany Fuller Mgmt For For For 6 Elect Joseph M. Velli Mgmt For For For 7 REMUNERATION REPORT Mgmt For For For 8 Equity Grant (CEO Stuart Irving) Mgmt For For For 9 Approve Increase in NEDs' Fee Cap Mgmt For For For
Contact Energy Limited Ticker Security ID: Meeting Date Meeting Status CEN CINS Q2818G104 10/14/2014 Voted Meeting Type Country of Trade Annual New Zealand For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Re-elect Grant A. King Mgmt For For For 2 Re-elect Susan Sheldon Mgmt For For For 3 Authorise Board to Set Auditor's Fees Mgmt For For For Corio N.V. Ticker Security ID: Meeting Date Meeting Status CORA CINS N2273C104 12/08/2014 Voted Meeting Type Country of Trade Special Netherlands For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amendments to Articles (Pre- Merger) Mgmt For For For 4 Merger Mgmt For For For 5 Amendments to Articles (Post- Merger) Mgmt For For For 6 Amendments to Articles (Post- Delisting) Mgmt For For For 7 Elect Jean-Marc Jestin Mgmt For For For 8 Elect Bruno Valentin Mgmt For For For 9 Ratification of Management Board Acts Mgmt For For For 10 Elect Laurent Morel Mgmt For For For 11 Elect Jean-Michel Gault Mgmt For For For 12 Elect Marie-Therese Dimasi Mgmt For For For 13 Ratification of Supervisory Board Acts Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A Crown Resorts Limited Ticker Security ID: Meeting Date Meeting Status CWN CINS Q3014T106 10/16/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect John H. Alexander Mgmt For For For 3 Re-elect Helen A. Coonan Mgmt For For For 4 Re-elect Rowena Danziger Mgmt For Against Against 5 Re-elect John S. Horvath Mgmt For For For 6 REMUNERATION REPORT Mgmt For For For CSL Limited Ticker Security ID: Meeting Date Meeting Status CSL CINS Q3018U109 10/15/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect John Shine Mgmt For For For 3 Re-elect Christine E O'Reilly Mgmt For For For 4 Re-elect Bruce R. Brook Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (MD/CEO Paul Perreault) Mgmt For For For 7 Directors' Fees Mgmt For For For Delek Group Ltd Ticker Security ID: Meeting Date Meeting Status DLEKG CINS M27635107 09/04/2014 Voted Meeting Type Country of Trade Special Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority to Set Fees Mgmt For For For 4 Liability Insurance of Directors & Officers Mgmt For Against Against 5 Liability Insurance of Directors & Officers (Future Policies) Mgmt For Against Against 6 Amendment of Compensation Policy Mgmt For For For Delek Group Ltd Ticker Security ID: Meeting Date Meeting Status DLEKG CINS M27635107 12/03/2014 Voted Meeting Type Country of Trade Special Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Bonus of Gideon Tadmor Mgmt For For For 3 Special Bonus of Amir Lang Mgmt For Against Against Dexus Property Group Ticker Security ID: Meeting Date Meeting Status DXS CINS Q3190P100 10/29/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Ratify Penny Bingham-Hall as a Director Mgmt For For For 4 Ratify Elizabeth A. Alexander as a Director Mgmt For For For 5 Ratify Tonianne Dwyer as a Director Mgmt For For For 6 Approve Increase in NEDs' Fee Cap Mgmt For For For 7 Amendments to Constitution Mgmt For For For Diageo plc Ticker Security ID: Meeting Date Meeting Status DGE CINS G42089113 09/18/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Peggy Bruzelius Mgmt For For For 6 Elect Laurence M. Danon Mgmt For For For 7 Elect Lord Mervyn Davies Mgmt For For For 8 Elect HO Kwon Ping Mgmt For Against Against 9 Elect Betsey D. Holden Mgmt For For For 10 Elect Franz B. Humer Mgmt For For For 11 Elect Deirdre Mahlan Mgmt For For For 12 Elect Ivan Menezes Mgmt For For For 13 Elect Philip Scott Mgmt For For For 14 Elect Nicola Mendelsohn Mgmt For For For 15 Elect Alan Stewart Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Approval of Long Term Incentive Plan Mgmt For For For
Don Quijote Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7532 CINS J1235L108 09/26/2014 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takao Yasuda Mgmt For Against Against 4 Elect Kohji Ohhara Mgmt For For For 5 Elect Mitsuo Takahashi Mgmt For For For 6 Elect Naoki Yoshida Mgmt For For For 7 Elect Kenji Sekiguchi Mgmt For For For 8 Elect Yukihiko Inoue Mgmt For For For 9 Elect Tomiaki Fukuda as Statutory Auditor Mgmt For Against Against 10 Special Allowances for Directors Mgmt For Against Against 11 Special Allowances for Statutory Auditors Mgmt For Against Against 12 Equity Compensation Plan Mgmt For For For Electricite de France Ticker Security ID: Meeting Date Meeting Status EDF CINS F2940H113 11/21/2014 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Amendments to Articles Mgmt For For For 6 Amendment Regarding Director Term Lengths Mgmt For For For 7 Amendment Regarding Board Meetings Mgmt For For For 8 Amendments Regarding Allocation of Profits and Dividends Mgmt For For For 9 Elect Olivier Appert Mgmt For Against Against 10 Elect Philippe Crouzet Mgmt For For For 11 Elect Bruno Lafont Mgmt For For For 12 Elect Bruno Lechevin Mgmt For For For 13 Elect Marie-Christine Lepetit Mgmt For For For 14 Elect Colette Lewiner Mgmt For Against Against 15 Elect Christian Masset Mgmt For For For 16 Elect Jean-Bernard Levy Mgmt For For For 17 Elect Gerard Magnin Mgmt For For For 18 Elect Laurence Parisot Mgmt For For For 19 Elect Philippe Varin Mgmt For For For 20 Directors' Fees Mgmt For For For 21 Shareholder Proposal Regarding Directors' Fees (Resolution A) ShrHldr Against Against For 22 Authorization of Legal Formalities Mgmt For For For Elekta AB Ticker Security ID: Meeting Date Meeting Status EKTA CINS W2479G107 08/28/2014 Voted Meeting Type Country of Trade Annual Sweden For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board Acts Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size Mgmt For For For 17 Directors' and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 Performance Share Plan 2014 Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Issuance of Treasury Shares Mgmt For For For 24 Issuance of Treasury Shares Pursuant to Performance Share Plan 2014 Mgmt For For For 25 Issuance of Treasury Shares Pursuant to Performance Share Plan 2011, 2012 and 2013 Mgmt For For For 26 Nomination Committee Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A Ems-Chemie Holding AG Ticker Security ID: Meeting Date Meeting Status EMSN CINS H22206199 08/09/2014 Take No Action Meeting Type Country of Trade Annual Switzerland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Board Compensation Mgmt For TNA N/A 4 Executive Compensation Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Acts Mgmt For TNA N/A 7 Elect Ulf Berg as Chairman and a Member of the Compensation Committee Mgmt For TNA N/A 8 Elect Magdalena Martullo as a Director Mgmt For TNA N/A 9 Elect Joachim Streu as a Director and a Member of the Compensation Committee Mgmt For TNA N/A 10 Elect Bernhard Merki as a Director and a Member of the Compensation Committee Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Appointment of Independent Proxy Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A Eutelsat Communications SA Ticker Security ID: Meeting Date Meeting Status ETL CINS F3692M128 11/07/2014 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Non Tax-Deductible Expenses Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Scrip Dividend Mgmt For For For 10 Elect Representative of Bpifrance Participations SA Mgmt For Abstain Against 11 Elect Ross McInnes Mgmt For For For 12 Remuneration Michel de Rosen, Chairman and CEO Mgmt For For For 13 Remuneration of Michel Azibert, Deputy CEO Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares and Reduce Capital Mgmt For For For 16 Amendments Regarding Proxy Voting Terms Mgmt For For For 17 Amendments to Article 12 Regarding Double Voting Rights Mgmt For For For 18 Authorization of Legal Formalities Mgmt For For For
Experian Plc Ticker Security ID: Meeting Date Meeting Status EXPN CINS G32655105 07/16/2014 Voted Meeting Type Country of Trade Annual Jersey For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For Against Against 3 Remuneration Policy (Advisory-- Non-UK Issuer) Mgmt For Against Against 4 Elect Jan Babiak Mgmt For For For 5 Elect Fabiola Arredondo Mgmt For For For 6 Elect Brian Cassin Mgmt For For For 7 Elect Roger Davis Mgmt For For For 8 Elect Alan W. Jebson Mgmt For For For 9 Elect Deirdre Mahlan Mgmt For For For 10 Elect Don Robert Mgmt For For For 11 Elect George Rose Mgmt For For For 12 Elect Judith A. Sprieser Mgmt For For For 13 Elect Paul A. Walker Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For Fast Retailing Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 9983 CINS J1346E100 11/20/2014 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Tadashi Yanai Mgmt For For For 2 Elect Tohru Hambayashi Mgmt For For For 3 Elect Nobumichi Hattori Mgmt For For For 4 Elect Tohru Murayama Mgmt For Against Against 5 Elect Masaaki Shintaku Mgmt For For For 6 Elect Takashi Nawa Mgmt For For For 7 Elect Akira Tanaka Mgmt For For For 8 Elect Akira Watanabe Mgmt For For For Federation Centres Ticker Security ID: Meeting Date Meeting Status FDC CINS Q3752X103 10/30/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Fraser MacKenzie Mgmt For For For 3 Re-elect Debra J Stirling Mgmt For For For 4 Elect Wai Tang Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (MD/CEO Steven Sewell) Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Unstapling of FL Mgmt For For For 9 Unstapling of FCT1 Mgmt For For For 10 Unstapling of FCT2 Mgmt For For For 11 Unstapling of FCT3 Mgmt For For For 12 Amendment to Constitution of FL Mgmt For For For 13 Amendment to Constitution of FCT1 Mgmt For For For 14 Amendment to Constitution of FCT2 Mgmt For For For 15 Amendment to Constitution of FCT3 Mgmt For For For 16 Acquisition of FCT2 Mgmt For For For 17 Acquisition of FCT3 Mgmt For For For Fiat S.p.A. Ticker Security ID: Meeting Date Meeting Status F CINS T4R136137 08/01/2014 Voted Meeting Type Country of Trade Mix Italy For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Glenn Earle Mgmt For For For 2 Redomestication from Italy to the Netherlands Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A Fletcher Building Limited Ticker Security ID: Meeting Date Meeting Status FBU CINS Q3915B105 10/21/2014 Voted Meeting Type Country of Trade Annual New Zealand For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ralph J. Norris Mgmt For For For 2 Re-elect Alan T. Jackson Mgmt For For For 3 Re-elect Cecilia Tarrant Mgmt For For For 4 Re-elect Gene T. Tilbrook Mgmt For For For 5 Authorise Board to Set Auditor's Fees Mgmt For For For Flight Centre Limited Ticker Security ID: Meeting Date Meeting Status FLT CINS Q39175106 10/30/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Cassandra Kelly Mgmt For For For 3 Re-elect John Eales Mgmt For For For 4 Remuneration Report Mgmt For For For Fortescue Metals Group Limited Ticker Security ID: Meeting Date Meeting Status FMG CINS Q39360104 11/12/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Andrew Forrest Mgmt For For For 4 Re-elect Owen L. Hegarty Mgmt For Against Against 5 Re-elect Geoff Raby Mgmt For Against Against 6 Renew Partial Takeover Provisions Mgmt For For For
Fresnillo Plc Ticker Security ID: Meeting Date Meeting Status FRES CINS G371E2108 10/06/2014 Voted Meeting Type Country of Trade Ordinary United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For Global Logistic Properties Limited Ticker Security ID: Meeting Date Meeting Status MC0 CINS Y27187106 07/17/2014 Voted Meeting Type Country of Trade Annual Singapore For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect MING Zhi Mei Mgmt For For For 4 Elect Seek Ngee Huat Mgmt For For For 5 Elect THAM Kui Seng Mgmt For For For 6 Elect Luciano Lewandowski Mgmt For For For 7 Elect FANG Fenglei Mgmt For For For 8 Elect Paul CHENG Ming Fun Mgmt For For For 9 Elect Yohichiroh Furuse Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 13 Equity Compensation Plans Mgmt For Against Against 14 Authority to Repurchase Shares Mgmt For For For Goodman Group Ticker Security ID: Meeting Date Meeting Status GMG CINS Q4229W132 11/20/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appoint Auditor and Authorise Board to Set Fees (Goodman Logistics (HK) Limited) Mgmt For For For 3 Re-elect Ian D. Ferrier (Goodman Limited) Mgmt For For For 4 Re-elect Ian D. Ferrier (Goodman Logistics (HK) Limited) Mgmt For For For 5 Re-elect Philip FAN Yan Hok (Goodman Limited) Mgmt For For For 6 Re-elect Philip FAN Yan Hok (Goodman Logistics (HK) Limited) Mgmt For For For 7 Re-elect John B. Harkness (Goodman Limited) Mgmt For For For 8 Re-elect Anne Keating (Goodman Limited) Mgmt For For For 9 Remuneration Report Mgmt For For For 10 Equity Grant (CEO Gregory Goodman) Mgmt For For For 11 Equity Grant (MD, Greater China Philip Pearce) Mgmt For For For 12 Equity Grant (Executive Director, Corporate Danny Peeters) Mgmt For For For 13 Equity Grant (Deputy CEO Anthony Rozic) Mgmt For For For 14 Adoption of New GLHK Articles of Association Mgmt For For For Gree Incorporated Ticker Security ID: Meeting Date Meeting Status 3632 CINS J18807107 09/26/2014 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Yoshikazu Tanaka Mgmt For Against Against 4 Elect Kohtaroh Yamagishi Mgmt For For For 5 Elect Masaki Fujimoto Mgmt For For For 6 Elect Naoki Aoyagi Mgmt For For For 7 Elect Jin Akiyama Mgmt For For For 8 Elect Eiji Araki Mgmt For For For 9 Elect Sanku Shino Mgmt For For For 10 Elect Yuta Maeda Mgmt For For For 11 Elect Takeshi Natsuno Mgmt For Against Against 12 Elect Kazunobu Iijima Mgmt For For For 13 Election of Alternate Statutory Auditor Mgmt For For For Hamamatsu Photonics Ticker Security ID: Meeting Date Meeting Status 6965 CINS J18270108 12/19/2014 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kiyotaka Ise as Director Mgmt For For For 4 Elect Hiroshi Mizushima as Statutory Auditor Mgmt For Against Against Hargreaves Lansdown Plc Ticker Security ID: Meeting Date Meeting Status HL CINS G43940108 10/24/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Michael Evans Mgmt For Against Against 7 Elect Ian Gorham Mgmt For For For 8 Elect Tracey Taylor Mgmt For For For 9 Elect Peter Hargreaves Mgmt For For For 10 Elect Chris Barling Mgmt For For For 11 Elect Stephen Robertson Mgmt For For For 12 Elect Dharmash Mistry Mgmt For For For 13 Elect Shirley Garrood Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Increase in NEDs' Fee Cap and Ratification of Fees Mgmt For For For 18 Amendment to the Save As You Earn Scheme Mgmt For For For 19 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 20 Non-Voting Meeting Note N/A N/A N/A N/A
Harvey Norman Holdings Limited Ticker Security ID: Meeting Date Meeting Status HVN CINS Q4525E117 11/25/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For Against Against 4 Declare Dividend Mgmt For For For 5 Re-elect Gerry Harvey Mgmt For For For 6 Re-elect Chris Mentis Mgmt For Against Against 7 Re-elect Graham C. Paton Mgmt For For For ICAP plc Ticker Security ID: Meeting Date Meeting Status IAP CINS G46981117 07/16/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ivan R. Ritossa Mgmt For For For 4 Elect Charles Gregson Mgmt For For For 5 Elect Michael Spencer Mgmt For For For 6 Elect John Nixon Mgmt For For For 7 Elect Iain Torrens Mgmt For For For 8 Elect Diane L. Schueneman Mgmt For For For 9 Elect John Sievwright Mgmt For For For 10 Elect Robert Standing Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Remuneration Report (Advisory) Mgmt For For For 14 Remuneration Policy (Binding) Mgmt For Against Against 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against Immofinanz AG Ticker Security ID: Meeting Date Meeting Status IIA CINS A27849149 09/30/2014 Voted Meeting Type Country of Trade Ordinary Austria For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Supervisory Board Members' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Supervisory Board Size Mgmt For For For 9 Elect Christian Bohm Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For Industria de Diseno Textil S.A. - INDITEX, S.A. Ticker Security ID: Meeting Date Meeting Status ITX CINS E6282J109 07/15/2014 Voted Meeting Type Country of Trade Annual Spain For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports (Individual) Mgmt For For For 3 Accounts and Reports (Consolidated); Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Stock Split Mgmt For For For 6 Amendments to Articles Regarding Publication of Notice of Meeting Mgmt For For For 7 Amendments to Articles Regarding Directors' Terms of Office Mgmt For For For 8 Amendments to General Meeting Regulations Mgmt For For For 9 Elect Carlos Espinosa de los Monteros Bernaldo de Quiros Mgmt For For For 10 Elect Rodrigo Echenique Gordillo Mgmt For For For 11 Remuneration Report Mgmt For For For 12 Authorization of Legal Formalities Mgmt For For For Insurance Australia Group Limited Ticker Security ID: Meeting Date Meeting Status IAG CINS Q49361100 10/30/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (MD/CEO, Michael Wilkins) Mgmt For For For 4 Re-elect Yasmin A. Allen Mgmt For For For 5 Re-elect Hugh A. Fletcher Mgmt For For For 6 Re-elect Philip J. Twyman Mgmt For For For 7 Elect Michael Carlin Mgmt Against Against For 8 Ratify Placement of Securities Mgmt For For For 9 Ratify Placement of Securities Mgmt For For For Investec plc Ticker Security ID: Meeting Date Meeting Status INVP CINS G49188116 08/07/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Glynn R. Burger Mgmt For For For 3 Elect Cheryl A. Carolus Mgmt For For For 4 Elect Perry K.O. Crosthwaite Mgmt For For For 5 Elect Hendrik du Toit Mgmt For For For 6 Elect Bradley Fried Mgmt For Against Against 7 Elect David Friedland Mgmt For For For 8 Elect Haruko Fukuda Mgmt For For For 9 Elect Bernard Kantor Mgmt For For For 10 Elect Ian R. Kantor Mgmt For For For 11 Elect Stephen Koseff Mgmt For For For 12 Elect Sir David Prosser Mgmt For For For 13 Elect Peter R.S. Thomas Mgmt For For For 14 Elect Fani Titi Mgmt For For For 15 Remuneration Report (Advisory) Mgmt For Against Against 16 Remuneration Policy (Binding) Mgmt For Against Against 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authorisation of Legal Formalities (Investec Limited) Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Allocation of Interim Dividend for Ordinary Shareholders (Investec Limited) Mgmt For For For 22 Allocation of Interim Dividend for Preference Shareholders (Investec Limited) Mgmt For For For 23 Allocation of Final Dividend for Ordinary and Preference Shareholders (Investec Limited) Mgmt For For For 24 Appointment of Auditor (Ernst & Young) (Investec Limited) Mgmt For For For 25 Appointment of Auditor (KPMG) (Investec Limited) Mgmt For For For 26 General Authority to Issue Ordinary Shares (Investec Limited) Mgmt For For For 27 General Authority to Issue Preference Shares (Investec Limited) Mgmt For Against Against 28 General Authority to Issue Non- Participating Preference Shares (Investec Limited) Mgmt For Against Against 29 General Authority to Issue Special Convertible Shares (Investec Limited) Mgmt For For For 30 Authority to Repurchase Shares (Investec Limited) Mgmt For For For 31 Approve Financial Assistance (Investec Limited) Mgmt For For For 32 Approve NEDs' Fees (Investec Limited) Mgmt For For For 33 Accounts and Reports (Investec plc) Mgmt For For For 34 Allocation of Interim Dividend (Investec plc) Mgmt For For For 35 Allocation of Final Dividend (Investec plc) Mgmt For For For 36 Appointment of Auditor and Authority to Set Fees (Investec plc) Mgmt For For For 37 Maximum Variable Pay Ratio (Investec plc) Mgmt For For For 38 Authority to Issue Shares w/ Preemptive Rights (Investec plc) Mgmt For For For 39 Authority to Repurchase Ordinary Shares (Investec plc) Mgmt For For For 40 Authority to Repurchase Preference Shares (Investec plc) Mgmt For For For 41 Authorisation of Political Donations (Investec plc) Mgmt For For For 42 Non-Voting Meeting Note N/A N/A N/A N/A 43 Non-Voting Meeting Note N/A N/A N/A N/A
Israel Chemicals Ltd. Ticker Security ID: Meeting Date Meeting Status ICL CINS M5920A109 12/11/2014 Voted Meeting Type Country of Trade Annual Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nir Gilad Mgmt For For For 3 Elect Avisar Paz Mgmt For For For 4 Elect Eran Sarig Mgmt For For For 5 Elect Ovadia Eli Mgmt For For For 6 Elect Victor Medina Mgmt For For For 7 Elect Avraham Shochat Mgmt For For For 8 Elect Aviad Kaufman Mgmt For For For 9 Amendment of Compensation Policy Mgmt For For For 10 Equity Grant of CEO Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A Israel Corporation Limited Ticker Security ID: Meeting Date Meeting Status ILCO CINS M8785N109 12/31/2014 Voted Meeting Type Country of Trade Special Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Spin-off Mgmt For For For J Sainsbury plc Ticker Security ID: Meeting Date Meeting Status SBRY CINS G77732173 07/09/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Matt Brittin Mgmt For For For 6 Elect Mike Coupe Mgmt For For For 7 Elect Mary Harris Mgmt For For For 8 Elect Gary Hughes Mgmt For For For 9 Elect John McAdam Mgmt For For For 10 Elect Lady Susan Rice Mgmt For For For 11 Elect John Rogers Mgmt For For For 12 Elect Jean Tomlin Mgmt For For For 13 Elect David Tyler Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against James Hardie Industries plc Ticker Security ID: Meeting Date Meeting Status JHX CINS G4253H119 08/15/2014 Voted Meeting Type Country of Trade Annual Ireland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Elect Russell Chenu Mgmt For For For 5 Re-elect Michael N. Hammes Mgmt For For For 6 Re-elect Rudy M.J. van der Meer Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Approve/Ratify Directors' Fees Mgmt N/A For N/A 9 Equity Grant (CEO Louis Gries) - ROCE RSUs Mgmt For For For 10 Equity Grant (CEO Louis Gries) - TSR RSUs Mgmt For For For Johnson Matthey plc Ticker Security ID: Meeting Date Meeting Status JMAT CINS G51604158 07/23/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect John Walker Mgmt For For For 6 Elect Den Jones Mgmt For For For 7 Elect Tim Stevenson Mgmt For For For 8 Elect Neil A.P. Carson Mgmt For For For 9 Elect Odile Desforges Mgmt For For For 10 Elect Alan Ferguson Mgmt For For For 11 Elect Robert J. MacLeod Mgmt For For For 12 Elect Colin Matthews Mgmt For For For 13 Elect Lawrence C. Pentz Mgmt For For For 14 Elect Dorothy C. Thompson Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against
Kabel Deutschland Holding AG Ticker Security ID: Meeting Date Meeting Status KD8 CINS D6424C104 10/09/2014 Voted Meeting Type Country of Trade Annual Germany For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Increase in Authorized Capital Mgmt For Against Against 9 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Mgmt For Against Against 10 Authority to Repurchase Shares Mgmt For For For 11 Shareholder Proposal Regarding the Cancellation of a Special Audit ShrHldr N/A Against N/A Koninklijke Vopak NV Ticker Security ID: Meeting Date Meeting Status VPK CINS N5075T159 12/18/2014 Voted Meeting Type Country of Trade Special Netherlands For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect M.F. Groot to the Supervisory Board Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A Land Securities Group plc Ticker Security ID: Meeting Date Meeting Status LAND CINS G5375M118 07/18/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Remuneration Report (Advisory) Mgmt For For For 5 Elect Alison J. Carnwath Mgmt For For For 6 Elect Robert Noel Mgmt For For For 7 Elect Martin Greenslade Mgmt For For For 8 Elect Kevin O'Byrne Mgmt For For For 9 Elect Simon Palley Mgmt For For For 10 Elect Chris Bartram Mgmt For For For 11 Elect Stacey Rauch Mgmt For For For 12 Elect Cressida Hogg Mgmt For For For 13 Elect Edward H. Bonham Carter Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For Lend Lease Group Ticker Security ID: Meeting Date Meeting Status LLC CINS Q55368114 11/14/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Re-elect Colin B. Carter Mgmt For For For 4 Re-elect Michael J. Ullmer Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (MD/CEO Stephen McCann) Mgmt For For For 7 Authority to Reduce Share Capital Mgmt For For For Link Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status 0823 CINS Y5281M111 07/23/2014 Voted Meeting Type Country of Trade Annual Hong Kong For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect William CHAN Chak Cheung Mgmt For Against Against 4 Elect David C. Watt Mgmt For For For 5 Elect Eva CHENG LI Kam Fun Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For London Stock Exchange Group plc Ticker Security ID: Meeting Date Meeting Status LSE CINS G5689U103 07/16/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Remuneration Policy (Binding) Mgmt For For For 5 Elect Jaques Aigrain Mgmt For Against Against 6 Elect Christopher Gibson-Smith Mgmt For For For 7 Elect Paul Heiden Mgmt For For For 8 Elect Raffaele Jerusalmi Mgmt For For For 9 Elect Stuart Lewis Mgmt For For For 10 Elect Andrea Munari Mgmt For For For 11 Elect Stephen O'Connor Mgmt For For For 12 Elect Xavier Rolet Mgmt For For For 13 Elect Paolo Scaroni Mgmt For For For 14 Elect Massimo Tononi Mgmt For For For 15 Elect David Warren Mgmt For For For 16 Elect Robert S. Webb Mgmt For For For 17 Elect Sherry Coutu Mgmt For For For 18 Elect Joanna Shields Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Set Auditor's Fees Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Long Term Incentive Plan 2014 Mgmt For For For 24 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 25 Authority to Repurchase Shares Mgmt For For For 26 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against London Stock Exchange Group plc Ticker Security ID: Meeting Date Meeting Status LSE CINS G5689U103 09/10/2014 Voted Meeting Type Country of Trade Ordinary United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition of Frank Russell Company Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A
LVMH Moet Hennessy Louis Vuitton SE Ticker Security ID: Meeting Date Meeting Status MC CINS F58485115 11/25/2014 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment Regarding the Distribution of Dividends Mgmt For For For 4 Transfer of Reserves Mgmt For For For 5 Approval of the In-Kind Distribution of Hermes International Shares Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A Macquarie Group Limited Ticker Security ID: Meeting Date Meeting Status MQG CINS Q57085286 07/24/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect H. Kevin McCann Mgmt For For For 3 Re-elect Diane J. Grady Mgmt For For For 4 Elect Gary R. Banks Mgmt For For For 5 Elect Patricia Cross Mgmt For For For 6 Elect Nicola Wakefield Evans Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Equity Grant (MD/CEO Nicholas Moore) Mgmt For For For Marks and Spencer Group plc Ticker Security ID: Meeting Date Meeting Status MKS CINS G5824M107 07/08/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 ELECT ALISON BRITTAIN Mgmt For For For 6 Elect Manvinder Banga Mgmt For For For 7 Elect Marc Bolland Mgmt For For For 8 Elect Patrick Bousquet-Chavanne Mgmt For For For 9 Elect Miranda Curtis Mgmt For For For 10 Elect John Dixon Mgmt For For For 11 Elect Martha Lane Fox Mgmt For For For 12 Elect Andy Halford Mgmt For For For 13 Elect Jan du Plessis Mgmt For For For 14 Elect Steve Rowe Mgmt For For For 15 Elect Alan Stewart Mgmt For For For 16 Elect Robert Swannell Mgmt For For For 17 Elect Laura Wade-Gery Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 21 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 24 Authorisation of Political Donations Mgmt For For For Mediobanca S.p.A. Ticker Security ID: Meeting Date Meeting Status MB CINS T10584117 10/28/2014 Voted Meeting Type Country of Trade Annual Italy For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 4 Board Size; Board Term Length Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 List Presented by UniCredit S.p.A. Mgmt For N/A N/A 8 List Presented by Group of Shareholders Representing 1.699% of Share Capital Mgmt For For For 9 Statutory Auditors' Fees Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 List Presented by UniCredit S.p.A. Mgmt N/A Abstain N/A 12 List Presented by Group of Shareholders Representing 1.699% of Share Capital Mgmt N/A For N/A 13 Remuneration Report Mgmt For For For Metcash Limited Ticker Security ID: Meeting Date Meeting Status MTS CINS Q6014C106 08/27/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For For For 3 Elect Mick P McMahon Mgmt For For For 4 Elect Tonianne Dwyer Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (CEO Ian R Morrice) Mgmt For For For Mirvac Group Ticker Security ID: Meeting Date Meeting Status MGR CINS Q62377108 11/20/2014 Voted Meeting Type Country of Trade Mix Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Re-elect Peter J.O. Hawkins Mgmt For For For 4 Re-elect Elana Rubin Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Approve Increase in NEDs' Fee Cap Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Equity Grant (MD/CEO Susan Lloyd-Hurwitz) Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A Mizrahi Tefahot Bank Ltd. Ticker Security ID: Meeting Date Meeting Status MZTF CINS M7031A135 12/03/2014 Voted Meeting Type Country of Trade Ordinary Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Moshe Vidman Mgmt For For For 4 Elect Zvi Ephrat Mgmt For For For 5 Elect Ron Gazit Mgmt For For For 6 Elect Liora Ofer Mgmt For For For 7 Elect Mordechai Meir Mgmt For For For 8 Elect Jonathan Kaplan Mgmt For For For 9 Elect Yoav Asher-Nachshon Mgmt For For For 10 Elect Sabina Biran Mgmt For For For 11 Appointment of Auditor Mgmt For For For
National Grid Plc Ticker Security ID: Meeting Date Meeting Status NG CINS G6375K151 07/28/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir Peter Gershon Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Andrew Bonfield Mgmt For For For 6 Elect Thomas B. King Mgmt For For For 7 Elect John Pettigrew Mgmt For For For 8 Elect Philip Aiken Mgmt For For For 9 Elect Nora Brownell Mgmt For For For 10 Elect Jonathan Dawson Mgmt For For For 11 Elect Therese Esperdy Mgmt For For For 12 Elect Paul Golby Mgmt For For For 13 Elect Ruth Kelly Mgmt For For For 14 Elect Mark Williamson Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Remuneration Policy (Binding) Mgmt For For For 18 Remuneration Report (Advisory) Mgmt For For For 19 Amendment to the Long-Term Performance Plan Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 21 Scrip Dividend Mgmt For For For 22 Capitalisation of Accounts (Scrip Dividend Scheme) Mgmt For For For 23 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against New World Development Company Limited Ticker Security ID: Meeting Date Meeting Status 0017 CINS Y63084126 11/19/2014 Voted Meeting Type Country of Trade Annual Hong Kong For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Leonie KI Man Fung Mgmt For Against Against 6 Elect CHENG Chi Heng Mgmt For Against Against 7 Elect Peter CHENG Kar Shing Mgmt For Against Against 8 Elect Hamilton HO Hau Hay Mgmt For For For 9 Elect John LEE Luen Wai Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 14 Authority to Issue Repurchased Shares Mgmt For Against Against 15 Authority to Grant Options under Share Option Scheme Mgmt For Against Against 16 Amendments to Articles Mgmt For Against Against Newcrest Mining Limited Ticker Security ID: Meeting Date Meeting Status NCM CINS Q6651B114 10/31/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Winifred Kamit Mgmt For Against Against 3 Re-elect Richard Knight Mgmt For Against Against 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Sandeep Biswas) Mgmt For For For 6 Equity Grant (Finance Director/ CFO Gerard Bond) Mgmt For For For 7 Renew Proportional Takeover Provisions Mgmt For For For Nippon Prologis Reit Ticker Security ID: Meeting Date Meeting Status 3283 CINS J5528H104 08/18/2014 Voted Meeting Type Country of Trade Special Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Masahiro Sakashita as Executive Director Mgmt For For For 3 Elect Satoshi Yamaguchi as Alternate Executive Director Mgmt For For For 4 Elect Katsumi Shimamura Mgmt For For For 5 Elect Yohichiroh Hamaoka Mgmt For For For 6 Elect Kuninori Oku as Alternate Supervisory Director Mgmt For For For Noble Group Limited Ticker Security ID: Meeting Date Meeting Status N21 CINS G6542T119 07/07/2014 Voted Meeting Type Country of Trade Special Bermuda For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Adoption of the Noble Group Share Option Scheme 2014 Mgmt For For For 2 Adoption of the Noble Group Restricted Share Plan 2014 Mgmt For For For 3 Equity Grant to Yusuf Alireza Mgmt For For For 4 Equity Grant to William James Randall Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A NWS Holdings Limited Ticker Security ID: Meeting Date Meeting Status 659 CINS G66897110 11/18/2014 Voted Meeting Type Country of Trade Annual Bermuda For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Henry CHENG Kar Shun Mgmt For Against Against 6 Elect Patrick LAM Wai Hon Mgmt For Against Against 7 Elect Brian CHENG Chi Ming Mgmt For Against Against 8 Elect Christopher CHENG Wai Chee Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority to Set Fees Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For Against Against
OCI N.V. Ticker Security ID: Meeting Date Meeting Status OCI CINS N6667A111 11/12/2014 Voted Meeting Type Country of Trade Special Netherlands For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Amendment to Par Value; Increase in Authorized Capital Mgmt For Abstain Against 3 Amendment to Par Value; Decrease Authorized Capital (Spin-off of Construction Unit) Mgmt For Abstain Against 4 Non-Voting Agenda Item N/A N/A N/A N/A Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/30/2014 Voted Meeting Type Country of Trade Annual Singapore For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael LIM Choo San Mgmt For For For 4 Elect Narain Girdhar Chanrai Mgmt For Against Against 5 Elect Shekhar Anantharaman Mgmt For For For 6 Elect KWA Chong Seng Mgmt For For For 7 Elect Sanjiv Misra Mgmt For For For 8 Elect Rangareddy Jayachandran Mgmt For For For 9 Elect Nihal Vijaya Devadas Kaviratne Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Scrip Dividend Mgmt For For For 15 Adopt and Issue Shares under the Olam Share Grant Plan Mgmt For For For Oracle Corporation Japan Ticker Security ID: Meeting Date Meeting Status 4716 CINS J6165M109 08/21/2014 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Hiroshige Sugihara Mgmt For For For 2 Elect Shigeru Nosaka Mgmt For For For 3 Elect Derek H. Williams Mgmt For For For 4 Elect John L. Hall Mgmt For Against Against 5 Elect Eric R. Ball Mgmt For Against Against 6 Elect Samantha Wellington Mgmt For For For 7 Elect Satoshi Ohgishi Mgmt For Against Against 8 Elect Shuhei Murayama Mgmt For For For 9 Equity Compensation Plan Mgmt For For For Origin Energy Limited Ticker Security ID: Meeting Date Meeting Status ORG CINS Q71610101 10/22/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Maxine Brenner Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Equity Grant (MD Grant A King) Mgmt For For For 5 Equity Grant (Executive Director Karen A Moses) Mgmt For For For Pandora A/S Ticker Security ID: Meeting Date Meeting Status PNDORA CINS K7681L102 10/09/2014 Voted Meeting Type Country of Trade Special Denmark For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect Peder Tuborgh Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A Park 24 Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 4666 CINS J63581102 01/28/2015 Voted Meeting Type Country of Trade Annual Japan For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohichi Nishikawa Mgmt For Against Against 4 Elect Kenichi Sasaki Mgmt For For For 5 Elect Norifumi Kawakami Mgmt For For For 6 Elect Keisuke Kawasaki Mgmt For For For 7 Elect Kyohseki Kanoh as Statutory Auditor Mgmt For For For Pernod Ricard SA Ticker Security ID: Meeting Date Meeting Status RI CINS F72027109 11/06/2014 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non Tax-Deductible Expenses Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Martina Gonzalez-Gallarza Mgmt For For For 9 Elect Ian Gallienne Mgmt For Against Against 10 Elect Gilles Samyn Mgmt For Against Against 11 Directors' Fees Mgmt For For For 12 Remuneration of Daniele Ricard, Chairman Mgmt For For For 13 Remuneration of Pierre Pringuet, Vice-President & CEO Mgmt For For For 14 Remuneration of Alexandre Ricard, Deputy CEO Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Performance Shares Mgmt For For For 17 Authority to Grant Stock Options Mgmt For Against Against 18 Authority to Increase Capital under Employee Savings Plan Mgmt For For For 19 Authorization of Legal Formalities Mgmt For For For
Qantas Airways Limited Ticker Security ID: Meeting Date Meeting Status QAN CINS Q77974105 10/24/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Richard R. Goodmanson Mgmt For For For 3 Re-elect Barbara K. Ward Mgmt For For For 4 Equity Grant (MD/CEO Alan Joyce) Mgmt For For For 5 REMUNERATION REPORT Mgmt For For For 6 Amendments to Constitution Mgmt For For For Ramsay Health Care Limited Ticker Security ID: Meeting Date Meeting Status RHC CINS Q7982Y104 11/13/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Rod H. McGeoch Mgmt For For For 4 Re-elect Kerry C.D. Roxburgh Mgmt For For For 5 Re-elect Patrick S. Grier Mgmt For Against Against 6 Equity Grant (MD/CEO Christopher Rex) Mgmt For For For 7 Equity Grant (Finance Director Bruce Soden) Mgmt For For For REA Group Limited Ticker Security ID: Meeting Date Meeting Status REA CINS Q8051B108 11/13/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect William Lewis Mgmt For For For 4 Elect Peter Tonagh Mgmt For For For 5 Re-elect Roger Amos Mgmt For For For 6 Re-elect John D. McGrath Mgmt For Against Against Reed Elsevier NV Ticker Security ID: Meeting Date Meeting Status REN CINS N73430113 10/21/2014 Voted Meeting Type Country of Trade Special Netherlands For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Cancellation of Shares Mgmt For For For 3 Amendments to Articles RegardingTreasury Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A Remy Cointreau SA Ticker Security ID: Meeting Date Meeting Status RCO CINS F7725A100 07/24/2014 Voted Meeting Type Country of Trade Mix France For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non Tax Deductible Expenses Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Transfer of Legal Reserves Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Ratification of Board and Auditor Acts Mgmt For For For 11 Elect Dominique Heriard Dubreuil Mgmt For For For 12 Elect Laure Heriard Dubreuil Mgmt For For For 13 Elect Guylaine Dyevre Mgmt For For For 14 Elect Emmanuel de Geuser Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Appointment of Alternate Auditor Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Remuneration of Francois Heriard Dubreuil, Chairman and CEO Mgmt For For For 19 Remuneration of Jean-Marie Laborde, former CEO Mgmt For Against Against 20 Remuneration of Frederic Pflanz, former CEO Mgmt For For For 21 Authority to Repurchase Shares Mgmt For Against Against 22 Authorization of Legal Formalities Mgmt For For For 23 Authority to Cancel Shares and Reduce Capital Mgmt For For For 24 Authority to Issue Shares and Convertible Securities w/ Preemptive Rights Mgmt For For For 25 Authority to Issue Shares and Convertible Securities w/o Preemptive Rights Mgmt For Against Against 26 Authority to Issue Shares and Convertible Securities Through Private Placement Mgmt For Against Against 27 Authority to Set Offering Price of Shares Mgmt For Against Against 28 Greenshoe Mgmt For Against Against 29 Authority to Issue Performance Shares Mgmt For For For 30 Employee Stock Purchase Plan Mgmt Against Against For 31 Transfer of Reserves Mgmt For For For 32 Authorization of Legal Formalities Mgmt For For For Royal Mail Plc Ticker Security ID: Meeting Date Meeting Status RMG CINS G7368G108 07/24/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Donald Brydon Mgmt For For For 6 Elect Moya M. Greene Mgmt For For For 7 Elect Matthew Lester Mgmt For For For 8 Elect John Allan Mgmt For For For 9 Elect Nick Horler Mgmt For For For 10 Elect Cath Keers Mgmt For For For 11 Elect Paul Murray Mgmt For For For 12 Elect Orna Ni-Chionna Mgmt For For For 13 Elect Les Owen Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Long Term Incentive Plan Mgmt For For For 18 Savings-Related Share Option Scheme Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 22 Authority to Repurchase Shares Mgmt For For For
Ryanair Holdings Plc Ticker Security ID: Meeting Date Meeting Status RYA CINS G7727C145 09/25/2014 Voted Meeting Type Country of Trade Annual Ireland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Bonderman Mgmt For For For 5 Elect Michael Horgan Mgmt For For For 6 Elect Charles McCreevy Mgmt For For For 7 Elect Declan McKeon Mgmt For For For 8 Elect Kyran McLaughlin Mgmt For Against Against 9 Elect Dick Milliken Mgmt For For For 10 Elect Michael O'Leary Mgmt For For For 11 Elect Julie O'Neill Mgmt For For For 12 Elect James R. Osborne Mgmt For For For 13 Elect Louise Phelan Mgmt For For For 14 Elect Michael A. Cawley Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A Ryanair Holdings Plc Ticker Security ID: Meeting Date Meeting Status RYA CINS G7727C145 11/28/2014 Voted Meeting Type Country of Trade Special Ireland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Aircraft Purchase Mgmt For For For Ryman Healthcare Limited Ticker Security ID: Meeting Date Meeting Status RYM CINS Q8203F106 07/30/2014 Voted Meeting Type Country of Trade Annual New Zealand For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect David Kerr Mgmt For For For 3 Re-elect Kevin Hickman Mgmt For For For 4 Authorise Board to Set Auditor's Fees Mgmt For For For 5 Approve Increase in NEDs' Fee Cap Mgmt For For For Sabmiller plc Ticker Security ID: Meeting Date Meeting Status SAB CINS G77395104 07/24/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For Against Against 3 Remuneration Report (Binding) Mgmt For Against Against 4 Elect Mark Armour Mgmt For For For 5 Elect Geoffrey Bible Mgmt For For For 6 Elect Alan Clark Mgmt For For For 7 Elect Dinyar S. Devitre Mgmt For Against Against 8 Elect Guy Elliott Mgmt For For For 9 Elect Lesley Knox Mgmt For For For 10 Elect John Manser Mgmt For For For 11 Elect John A. Manzoni Mgmt For For For 12 Elect Dambisa Moyo Mgmt For For For 13 Elect Carlos Alejandro Perez Davila Mgmt For For For 14 Elect Alejandro Santo Domingo Mgmt For For For 15 Elect Helen A. Weir Mgmt For For For 16 Elect Howard Willard Mgmt For For For 17 Elect Jamie Wilson Mgmt For For For 18 Allocation of Profits/Dividends Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Set Auditor's Fees Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Employee Share Purchase Plan Mgmt For For For 23 Sharesave Plan Mgmt For For For 24 Employee Share Plans (Overseas Employees) Mgmt For For For 25 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 28 Non-Voting Meeting Note N/A N/A N/A N/A Seadrill Limited Ticker Security ID: Meeting Date Meeting Status SDRL CINS G7945E105 09/19/2014 Voted Meeting Type Country of Trade Annual Bermuda For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Elect John Fredriksen Mgmt For Against Against 7 Elect Tor Olav Troim Mgmt For Against Against 8 Elect Kate Blankenship Mgmt For Against Against 9 Elect Carl Erik Steen Mgmt For For For 10 Elect Kathrine Fredriksen Mgmt For For For 11 Elect Bert Bekker Mgmt For For For 12 Elect Paul Leand, Jr. Mgmt For For For 13 Appointment of Auditor; Authority to Set Auditor's Fees Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A Seek Limited Ticker Security ID: Meeting Date Meeting Status SEK CINS Q8382E102 11/27/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Neil G. Chatfield Mgmt For For For 3 Elect Julie Fahey Mgmt For For For 4 REMUNERATION REPORT Mgmt For For For 5 Equity Grant (Performance Right) Mgmt For For For 6 Equity Grant (Options) Mgmt For For For
Severn Trent plc Ticker Security ID: Meeting Date Meeting Status SVT CINS G8056D159 07/16/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Long Term Incentive Plan 2014 Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Tony Ballance Mgmt For For For 7 Elect John Coghlan Mgmt For For For 8 Elect Richard Davey Mgmt For For For 9 Elect Andrew J. Duff Mgmt For For For 10 Elect Gordon Fryett Mgmt For For For 11 Elect Olivia Garfield Mgmt For For For 12 Elect Martin Kane Mgmt For For For 13 Elect Martin Lamb Mgmt For For For 14 Elect Michael J.E. McKeon Mgmt For For For 15 Elect Philip Remnant Mgmt For For For 16 Elect Andy Smith Mgmt For For For 17 Elect Angela Strank Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against Singapore Airlines Limited Ticker Security ID: Meeting Date Meeting Status C6L CINS Y7992P128 07/30/2014 Voted Meeting Type Country of Trade Annual Singapore For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Stephen LEE Ching Yen Mgmt For Against Against 4 Elect William FUNG Kwok Lun Mgmt For Against Against 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority to Set Fees Mgmt For For For 7 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Transaction of Other Business Mgmt For Against Against Singapore Airlines Limited Ticker Security ID: Meeting Date Meeting Status C6L CINS Y7992P128 07/30/2014 Voted Meeting Type Country of Trade Special Singapore For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Related Party Transactions Mgmt For For For 3 Renewal of the Authorization to Issue ASA Shares Mgmt For For For 4 Adoption of the SIA Performance Share Plan 2014 Mgmt For For For 5 Adoption of the SIA Restricted Share Plan 2014 Mgmt For For For Singapore Exchange Limited Ticker Security ID: Meeting Date Meeting Status S68 CINS Y79946102 09/25/2014 Voted Meeting Type Country of Trade Annual Singapore For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect LEE Hsien Yang Mgmt For Against Against 4 Elect QUAH Wee Ghee Mgmt For For For 5 Elect Davinder Singh Mgmt For Against Against 6 Elect KWA Chong Seng Mgmt For Against Against 7 Elect CHEW Gek Khim Mgmt For For For 8 Chairman's Fees Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority to Set Fees Mgmt For For For 11 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Amendments to Articles Mgmt For For For Singapore Press Holdings Limited Ticker Security ID: Meeting Date Meeting Status T39 CINS Y7990F106 12/02/2014 Voted Meeting Type Country of Trade Annual Singapore For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect CHONG Siak Ching Mgmt For For For 5 Elect Lucien WONG Yuen Kuai Mgmt For Against Against 6 Elect Alan CHAN Heng Loon Mgmt For For For 7 Elect TAN Chin Hwee Mgmt For For For 8 Elect Janet ANG Guat Har Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority to Set Fees Mgmt For For For 11 Transaction of Other Business Mgmt For Against Against 12 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 13 Authority to Grant Awards and Issue Shares under Equity Incentive Plan Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For Singapore Telecommunications Limited Ticker Security ID: Meeting Date Meeting Status Z74 CINS Y79985209 07/25/2014 Voted Meeting Type Country of Trade Annual Singapore For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Peter ONG Boon Kwee Mgmt For Against Against 4 Elect LOW Check Kian Mgmt For For For 5 Elect Christina HON Kwee Fong @ Christina ONG Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Grant Awards and Issue Shares under Singtel Performance Share Plan Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A
Singapore Telecommunications Limited Ticker Security ID: Meeting Date Meeting Status Z74 CINS Y79985209 07/25/2014 Voted Meeting Type Country of Trade Special Singapore For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Amendment to the SingTel Performance Share Plan 2012 Mgmt For Against Against 3 Equity Grant to CHUA Sock Koong Mgmt For For For 4 Equity Grant to Simon Israel Mgmt For Against Against Sino Land Company Limited Ticker Security ID: Meeting Date Meeting Status 0083 CINS Y80267126 10/23/2014 Voted Meeting Type Country of Trade Annual Hong Kong For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Robert NG Chee Siong Mgmt For Against Against 6 Elect Adrian David LI Man Kiu Mgmt For Against Against 7 Elect Alice IP Mo Lin Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 12 Authority to Issue Repurchased Shares Mgmt For Against Against 13 Amendments to Articles Mgmt For For For Sky Deutschland AG Ticker Security ID: Meeting Date Meeting Status SKYD CINS D6997G102 11/19/2014 Take No Action Meeting Type Country of Trade Annual Germany For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Ratification of Management Board Acts Mgmt For TNA N/A 8 Ratification of Supervisory Board Acts Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A 10 Elect Chase Carey Mgmt For TNA N/A 11 Elect Jan Koeppen Mgmt For TNA N/A 12 Elect Miriam Kraus Mgmt For TNA N/A 13 Elect Katrin Wehr-Seiter Mgmt For TNA N/A 14 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Mgmt For TNA N/A 15 Amendments to Corporate Purpose Mgmt For TNA N/A Smiths Group plc Ticker Security ID: Meeting Date Meeting Status SMIN CINS G82401111 11/18/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For Against Against 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Bruno Angelici Mgmt For For For 6 Elect Philip Bowman Mgmt For For For 7 Elect George W. Buckley Mgmt For For For 8 Elect David J. Challen Mgmt For For For 9 Elect Tanya Fratto Mgmt For For For 10 Elect Anne Quinn Mgmt For For For 11 Elect Sir Kevin Tebbit Mgmt For For For 12 Elect Peter A. Turner Mgmt For For For 13 Elect William Seeger, Jr. Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 20 Authorisation of Political Donations Mgmt For For For 21 U.S. Employee Share Purchase Plan Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A Snam S.p.A. Ticker Security ID: Meeting Date Meeting Status SRG CINS T8578N103 12/10/2014 Voted Meeting Type Country of Trade Special Italy For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Authority to Issue Shares w/out Preemptive Rights Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A Sonic Healthcare Limited Ticker Security ID: Meeting Date Meeting Status SHL CINS Q8563C107 11/20/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Peter Campbell Mgmt For For For 3 Re-elect Lou I. Panaccio Mgmt For For For 4 Re-elect Christopher Wilks Mgmt For For For 5 Elect Mark Compton Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Approve Employee Option Plan Mgmt For For For 8 Approve Performance Rights Plan Mgmt For For For 9 Equity Grant (MD/CEO Colin Goldschmidt) Mgmt For For For 10 Equity Grant (CFO and Finance Director Chris Wilks) Mgmt For For For SP AusNet Ticker Security ID: Meeting Date Meeting Status SPN CINS Q8604X102 07/17/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Re-elect Tina R. McMeckan Mgmt For For For 5 Re-elect Ian A. Renard Mgmt For For For 6 Elect Ralph Craven Mgmt For For For 7 Elect Sally Farrier Mgmt For For For 8 Elect Sun Jianxing Mgmt For For For 9 Remuneration Report - Companies only Mgmt For For For 10 Change in Company Name (SP Australia Networks (Transmission) Ltd) Mgmt For For For 11 Change in Company Name (SP Australia Networks (Distribution) Ltd) Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Amendments to Constitution - Trust only Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Approve Issue of Stapled Securities (Singapore law) - Companies and Trust Mgmt For For For
Spark New Zealand Limited Ticker Security ID: Meeting Date Meeting Status SPK CINS Q8619N107 11/07/2014 Voted Meeting Type Country of Trade Annual New Zealand For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Authorise Board to Set Auditor's Fees Mgmt For For For 2 Re-elect Mark Verbiest Mgmt For For For 3 Re-elect Murray Horn Mgmt For For For 4 Elect Ido Leffler Mgmt For For For Sports Direct International plc Ticker Security ID: Meeting Date Meeting Status SPD CINS G83694102 07/02/2014 Voted Meeting Type Country of Trade Ordinary United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Approve Bonus Share Scheme Mgmt For Against Against Sports Direct International plc Ticker Security ID: Meeting Date Meeting Status SPD CINS G83694102 09/10/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For Against Against 4 Elect Keith Hellawell Mgmt For For For 5 Elect Mike Ashley Mgmt For For For 6 Elect Simon Bentley Mgmt For For For 7 Elect Dave Forsey Mgmt For For For 8 Elect Dave Singleton Mgmt For For For 9 Elect Claire Jenkins Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights (Two-Thirds Authority) Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 17 Authorisation of Political Donations Mgmt For For For SSE plc Ticker Security ID: Meeting Date Meeting Status SSE CINS G8842P102 07/17/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Lord Robert Smith of Kelvin Mgmt For For For 6 Elect Alistair Phillips-Davies Mgmt For For For 7 Elect Gregor Alexander Mgmt For For For 8 Elect Jeremy Beeton Mgmt For For For 9 Elect Katie Bickerstaffe Mgmt For For For 10 Elect Sue Bruce Mgmt For For For 11 Elect Richard Gillingwater Mgmt For For For 12 Elect Peter Lynas Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against Standard Life Plc Ticker Security ID: Meeting Date Meeting Status SL CINS G84278103 10/03/2014 Voted Meeting Type Country of Trade Ordinary United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Divestiture Mgmt For For For Stockland Corporation Limited Ticker Security ID: Meeting Date Meeting Status SGP CINS Q8773B105 10/28/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Thomas W. Pockett Mgmt For For For 4 Re-elect Peter Scott Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (MD/CEO, Mark Steinert) Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A Subsea 7 S.A. Ticker Security ID: Meeting Date Meeting Status SUBC CINS L8882U106 09/12/2014 Take No Action Meeting Type Country of Trade Special Luxembourg For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Amendments to Articles Mgmt For TNA N/A Subsea 7 S.A. Ticker Security ID: Meeting Date Meeting Status SUBC CINS L8882U106 11/27/2014 Voted Meeting Type Country of Trade Special Luxembourg For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Authority to Reduce Share Capital Mgmt For For For 2 Authority to Repurchase Shares; Authority to Reduce Share Capital Mgmt For For For 3 Increase in Authorized Capital Mgmt For Against Against 4 Amendments to Articles Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
Sun Hung Kai Properties Limited Ticker Security ID: Meeting Date Meeting Status 0016 CINS Y82594121 11/15/2014 Voted Meeting Type Country of Trade Annual Hong Kong For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Eric TUNG Chi-Ho Mgmt For For For 6 Elect Allen FUNG Yuk-Lun Mgmt For Against Against 7 Elect LEE Shau Kee Mgmt For Against Against 8 Elect Dicky Peter YIP Mgmt For Against Against 9 Elect Richard WONG Yue Chim Mgmt For Against Against 10 Elect William FUNG Kwok Lun Mgmt For Against Against 11 Elect Norman LEUNG Nai Pang Mgmt For For For 12 Elect Donald LEUNG Kui King Mgmt For For For 13 Elect William KWAN Cheuk Yin Mgmt For Against Against 14 Elect Michael WONG Yick Kam Mgmt For Against Against 15 Directors' Fees Mgmt For For For 16 Appointment of Auditor and Authority to Set Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 19 Authority to Issue Repurchased Shares Mgmt For Against Against 20 Amendments to Articles Mgmt For Against Against Suncorp Group Limited Ticker Security ID: Meeting Date Meeting Status SUN CINS Q88040110 10/23/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 REMUNERATION REPORT Mgmt For For For 3 Equity Grant (MD/CEO) Mgmt For For For 4 Re-elect William J. Bartlett Mgmt For For For 5 Re-elect Audette Exel Mgmt For For For 6 Re-elect Ewoud Kulk Mgmt For For For 7 Amendments to Constitution Mgmt For For For Tabcorp Holdings Limited Ticker Security ID: Meeting Date Meeting Status TAH CINS Q8815D101 10/28/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Jane S. Hemstritch Mgmt For For For 3 Re-elect Ziggy E. Switkowski Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO David Attenborough) Mgmt For For For Tate & Lyle plc Ticker Security ID: Meeting Date Meeting Status TATE CINS G86838128 07/24/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Sir Peter Gershon Mgmt For For For 6 Elect Javed Ahmed Mgmt For For For 7 Elect Tim Lodge Mgmt For For For 8 Elect Liz Airey Mgmt For For For 9 Elect William Camp Mgmt For For For 10 Elect Douglas Hurt Mgmt For For For 11 Elect Virginia Kamsky Mgmt For For For 12 Elect Anne Minto Mgmt For For For 13 Elect Ajai Puri Mgmt For For For 14 Elect Robert M. Walker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against Tatts Group Limited Ticker Security ID: Meeting Date Meeting Status TTS CINS Q8852J102 10/29/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Kevin Seymour Mgmt For For For 4 Re-elect Julien Playoust Mgmt For For For 5 Elect David Watson Mgmt For For For 6 Equity Grant (MD/CEO Robbie Cooke) Mgmt For For For Telekom Austria AG Ticker Security ID: Meeting Date Meeting Status TKA CINS A8502A102 08/14/2014 Voted Meeting Type Country of Trade Special Austria For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Rudolf Kemler Mgmt For Against Against 4 Elect Carlos J. Garcia Moreno Elizondo Mgmt For For For 5 Elect Alejandro Cantu Jimenez Mgmt For For For 6 Elect Stefan Pinter Mgmt For For For 7 Elect Carlos M. Jarque Mgmt For For For 8 Elect Reinhard Kraxner Mgmt For For For 9 Elect Oscar Von Hauske Solis Mgmt For For For 10 Elect Ronny Pecik Mgmt For Against Against 11 Elect Elisabetta Castiglioni Mgmt For For For 12 Elect Gunter Leonhartsberger Mgmt For For For 13 Increase in Authorized Capital Mgmt For Against Against 14 Amendments to Articles Mgmt For Against Against 15 Approval of Settlement Agreement with Rudolf Fischer Mgmt For For For 16 Approval of Settlement Agreement with Stefano Colombo Mgmt For For For
Telstra Corporation Limited Ticker Security ID: Meeting Date Meeting Status TLS CINS Q8975N105 10/14/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Peter R. Hearl Mgmt For For For 3 Re-elect John P. Mullen Mgmt For For For 4 Re-elect Catherine B. Livingstone Mgmt For For For 5 Equity Grant (CEO David Thodey) Mgmt For For For 6 REMUNERATION REPORT Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CINS M8769Q102 07/30/2014 Voted Meeting Type Country of Trade Annual Israel For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Dan Propper Mgmt For For For 3 Elect Ory Slonim Mgmt For Against Against 4 Elect Joseph Nitzani Mgmt For Against Against 5 Elect Jean-Michel Halfon Mgmt For For For 6 Bonus Incentives of President and CEO Mgmt For For For 7 Equity Grants of President and CEO Mgmt For Against Against 8 Liability Insurance of Directors & Officers Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For TNT Express NV Ticker Security ID: Meeting Date Meeting Status TNTE CINS N8726Y106 09/18/2014 Voted Meeting Type Country of Trade Special Netherlands For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Ratification of Management Acts Mgmt For For For 3 Election to Management Board Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status TOL CINS Q9104H100 10/23/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 REMUNERATION REPORT Mgmt For For For 3 Re-elect Ray K. Horsburgh Mgmt For For For 4 Re-elect Frank Ford Mgmt For For For 5 Re-elect Nicola Wakefield Evans Mgmt For For For 6 Equity Grant (LTI - MD Brian Kruger) Mgmt For For For 7 Equity Grant (STI - MD Brian Kruger) Mgmt For For For 8 Renew Proportional Takeover Provisions Mgmt For For For TPG Telecom Limited Ticker Security ID: Meeting Date Meeting Status TPM CINS Q9159A117 12/03/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect Denis Ledbury Mgmt For Against Against 4 Financial Assistance Mgmt For For For Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CINS H8817H100 09/22/2014 Take No Action Meeting Type Country of Trade Special Switzerland For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reduce Maximum Board Size Mgmt For TNA N/A 2 Elect Merrill A. Miller, Jr. Mgmt For TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A Transurban Group Ticker Security ID: Meeting Date Meeting Status TCL CINS Q9194A106 10/09/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Neil G. Chatfield Mgmt For For For 3 Re-elect Robert J. Edgar Mgmt For For For 4 Remuneration Report (THL and TIL) Mgmt For For For 5 Equity Grant (CEO Scott Charlton) (THL, TIL and THT) Mgmt For For For Tui Travel Plc Ticker Security ID: Meeting Date Meeting Status TT CINS G9127H104 10/28/2014 Voted Meeting Type Country of Trade Court United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For Against Against Tui Travel Plc Ticker Security ID: Meeting Date Meeting Status TT CINS G9127H104 10/28/2014 Voted Meeting Type Country of Trade Ordinary United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For Against Against 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Umicore NV/SA Ticker Security ID: Meeting Date Meeting Status UMI CINS B95505168 09/26/2014 Voted Meeting Type Country of Trade Mix Belgium For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Change in Control Clause Mgmt For Against Against 4 Cancellation of Shares Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For United Utilities Group PLC Ticker Security ID: Meeting Date Meeting Status UU CINS G92755100 07/25/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Remuneration Policy (Binding) Mgmt For For For 5 Elect John McAdam Mgmt For For For 6 Elect Steven L. Mogford Mgmt For For For 7 Elect Russ Houlden Mgmt For For For 8 Elect Catherine Bell Mgmt For For For 9 Elect Mark Clare Mgmt For For For 10 Elect Brian May Mgmt For For For 11 Elect Sara Weller Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 15 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 18 Authorisation of Political Donations Mgmt For For For Vodafone Group plc Ticker Security ID: Meeting Date Meeting Status VOD CINS G93882192 07/29/2014 Voted Meeting Type Country of Trade Annual United Kingdom For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Gerard Kleisterlee Mgmt For For For 3 Elect Vittorio Colao Mgmt For For For 4 Elect Nicholas J. Read Mgmt For For For 5 Elect Steve Pusey Mgmt For For For 6 Elect Sir Crispin Davis Mgmt For For For 7 Elect Clara Furse Mgmt For For For 8 Elect Valerie F. Gooding Mgmt For For For 9 Elect Renee J. James Mgmt For For For 10 Elect Samuel E. Jonah Mgmt For For For 11 Elect Omid Kordestani Mgmt For For For 12 Elect Nick Land Mgmt For For For 13 Elect Luc Vandevelde Mgmt For For For 14 Elect Philip Yea Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Remuneration Policy (Binding) Mgmt For For For 17 Remuneration Report (Advisory) Mgmt For For For 18 Vodafone Global Incentive Plan Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Set Auditor's Fees Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authorisation of Political Donations Mgmt For For For 25 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against Voestalpine AG Ticker Security ID: Meeting Date Meeting Status VOE CINS A9101Y103 07/02/2014 Voted Meeting Type Country of Trade Ordinary Austria For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Franz Gasselsberger Mgmt For Against Against 9 Elect Hans-Peter Hagen Mgmt For For For 10 Elect Michael Kutschera Mgmt For Against Against 11 Elect Joachim Lemppenau Mgmt For Against Against 12 Elect Helga Nowotny Mgmt For For For 13 Elect Josef Peischer Mgmt For For For 14 Elect Heinrich Schaller Mgmt For Against Against 15 Elect Michael Schwarzkopf Mgmt For For For 16 Increase in Authorized Capital 2014/I Mgmt For For For 17 Increase in Authorized Capital 2014/II Mgmt For For For 18 Authority to Issue Convertible Debt Instruments Mgmt For For For 19 Increase in Conditional Capital Mgmt For For For Wesfarmers Limited Ticker Security ID: Meeting Date Meeting Status WES CINS Q95870103 11/20/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Terry Bowen Mgmt For For For 3 Re-elect Robert (Bob) L. Every Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Richard Goyder) Mgmt For For For 6 Equity Grant (Finance Director Terry Bowen) Mgmt For For For 7 Approve Return of Capital Mgmt For For For 8 Approve Share Consolidation Mgmt For For For
Wolseley plc Ticker Security ID: Meeting Date Meeting Status WOS CINS G9736L124 11/25/2014 Voted Meeting Type Country of Trade Annual Jersey For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Advisory-- Non-UK Issuer) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Tessa E. Bamford Mgmt For For For 6 Elect John P. Daly Mgmt For For For 7 Elect Gareth Davis Mgmt For For For 8 Elect Pilar Lopez Mgmt For For For 9 Elect John Martin Mgmt For For For 10 Elect Ian K. Meakins Mgmt For For For 11 Elect Alan Murray Mgmt For For For 12 Elect Frank W. Roach Mgmt For For For 13 Elect Darren M. Shapland Mgmt For For For 14 Elect Jacqueline Simmonds Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A Woodside Petroleum Limited Ticker Security ID: Meeting Date Meeting Status WPL CINS 980228100 08/01/2014 Voted Meeting Type Country of Trade Ordinary Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Share Buy-Back Mgmt For For For Woolworths Limited Ticker Security ID: Meeting Date Meeting Status WOW CINS Q98418108 11/27/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Jillian R. Broadbent Mgmt For For For 3 Elect Scott R Perkins Mgmt For For For 4 Elect Stephen Mayne Mgmt Against Against For 5 Re-elect Ralph G. Waters Mgmt For For For 6 Equity Grant (MD/CEO Grant O'Brien) Mgmt For For For 7 Remuneration Report Mgmt For For For WorleyParsons Limited Ticker Security ID: Meeting Date Meeting Status WOR CINS Q9857K102 10/28/2014 Voted Meeting Type Country of Trade Annual Australia For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Ron J. McNeilly Mgmt For For For 3 Remuneration Report Mgmt For For For Xero Limited Ticker Security ID: Meeting Date Meeting Status XRO CINS Q98665104 07/23/2014 Voted Meeting Type Country of Trade Annual New Zealand For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authorise Board to Set Auditor's Fees Mgmt For For For 3 Elect Chris Liddell Mgmt For For For 4 Elect Bill Veghte Mgmt For For For 5 Elect Lee Hatton Mgmt For For For 6 Re-elect Graham Shaw Mgmt For For For 7 Re-elect Sam Morgan Mgmt For For For 8 Approve Increase in NEDs' Fee Cap Mgmt For For For 9 Authorise the Board to Remunerate by Issue of Securities Mgmt For For For 10 Equity Grant (NEDs Chris Liddell and Bill Veghte - 2014 Options) Mgmt For Against Against 11 Equity Grant (NEDs Chris Liddell and Bill Veghte - 2015 Options) Mgmt For Against Against 12 Equity Grant (NED Lee Hatton) Mgmt For For For Yue Yuen Industrial (Holdings) Ltd. Ticker Security ID: Meeting Date Meeting Status 0551 CINS G98803144 11/27/2014 Voted Meeting Type Country of Trade Special Bermuda For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Fifth Supplemental PCC Management Service Agreement Mgmt For For For 4 Fifth Supplemental PCC Services Agreement Mgmt For For For 5 Fourth Supplemental PCC Connected Sales Agreement Mgmt For For For 6 Fourth Supplemental PCC Connected Purchases Agreement Mgmt For For For 7 Fourth Supplemental Pou Yuen Lease Agreement Mgmt For For For 8 Fifth Supplemental GBD Management Service Agreement Mgmt For For For 9 Fifth Supplemental Godalming Tenancy Agreement Mgmt For For For Ziggo NV Ticker Security ID: Meeting Date Meeting Status ZIGGO CINS N9837R105 08/26/2014 Voted Meeting Type Country of Trade Special Netherlands For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Asset Sale Mgmt For For For 4 Dissolution and Liquidation of Company Mgmt For For For 5 Custodian of the Books Mgmt For For For 6 Amendments to Articles (Effective on Settlement Date) Mgmt For For For 7 Amendments to Articles (Effective on Delisting Date) Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Recommendations of Nominations to the Supervisory Board Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Elect Diederick Karsten Mgmt For For For 13 Elect Ritchy Drost Mgmt For For For 14 Elect James Ryan Mgmt For For For 15 Elect Huub Willems Mgmt For For For 16 Resignation of Directors; Ratification of Supervisory Board Acts Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Resignation of Directors; Ratification of Management Board Acts Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Large Cap Growth Stock Fund Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Leonard Bell Mgmt For For For 2 Elect David R. Brennan Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect Christopher J. Coughlin Mgmt For For For 5 Elect David Hallal Mgmt For For For 6 Elect John T. Mollen Mgmt For For For 7 Elect R. Douglas Norby Mgmt For For For 8 Elect Alvin S. Parven Mgmt For For For 9 Elect Andreas Rummelt Mgmt For For For 10 Elect Ann M. Veneman Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of 2015 Employee Stock Purchase Plan Mgmt For For For 14 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 15 Shareholder Proposal Regarding Right To Call A Special Meeting ShrHldr Against For Against Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 06/10/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Tom A. Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William B. Gordon Mgmt For For For 5 Elect Jamie S. Gorelick Mgmt For For For 6 Elect Judith A McGrath Mgmt For For For 7 Elect Alain Monie Mgmt For For For 8 Elect Jonathan Rubinstein Mgmt For For For 9 Elect Thomas O. Ryder Mgmt For Against Against 10 Elect Patricia Q. Stonesifer Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Proxy Access ShrHldr Against Against For 13 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHldr Against For Against 14 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 15 Shareholder Proposal Regarding Human Rights Report ShrHldr Against Against For ARM Holdings plc Ticker Security ID: Meeting Date Meeting Status ARM CUSIP 042068106 04/30/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/ Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Elect John LIU Yun Mgmt For For For 5 Elect Stuart Chambers Mgmt For For For 6 Elect Simon Segars Mgmt For For For 7 Elect Andy Green Mgmt For For For 8 Elect Larry Hirst Mgmt For For For 9 Elect Mike Muller Mgmt For For For 10 Elect Kathleen O'Donovan Mgmt For For For 11 Elect Janice Roberts Mgmt For For For 12 Elect Tim Score Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against BE Aerospace, Inc. Ticker Security ID: Meeting Date Meeting Status BEAV CUSIP 073302101 09/10/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Amin J. Khoury Mgmt For For For 1.2 Elect Jonathan M. Schofield Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
Biogen Inc. Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/10/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alexander J. Denner Mgmt For For For 2 Elect Caroline Dorsa Mgmt For For For 3 Elect Nancy L. Leaming Mgmt For For For 4 Elect Richard C. Mulligan Mgmt For For For 5 Elect Robert W. Pangia Mgmt For For For 6 Elect Stelios Papadopoulos Mgmt For For For 7 Elect Brian S. Posner Mgmt For For For 8 Elect Eric K. Rowinsky Mgmt For Against Against 9 Elect George A. Scangos Mgmt For For For 10 Elect Lynn Schenk Mgmt For For For 11 Elect Stephen A. Sherwin Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Approval of the 2015 Employee Stock Purchase Plan Mgmt For For For 15 Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan Mgmt For For For BorgWarner Inc. Ticker Security ID: Meeting Date Meeting Status BWA CUSIP 099724106 04/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alexis P. Michas Mgmt For For For 2 Elect Richard O. Schaum Mgmt For For For 3 Elect Thomas T. Stallkamp Mgmt For For For 4 Amendment to the Executive Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Elimination of Supermajority Requirement Mgmt For For For 8 Right to Call a Special Meeting Mgmt For For For 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against Cerner Corporation Ticker Security ID: Meeting Date Meeting Status CERN CUSIP 156782104 05/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mitchell E. Daniels, Jr. Mgmt For For For 2 Elect Clifford W. Illig Mgmt For For For 3 Elect William B. Neaves Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Amendment to the Performance-Based Compensation Plan Mgmt For For For 7 Amendment to the 2011 Omnibus Equity Incentive Plan Mgmt For For For Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Nancy H. Bechtle Mgmt For For For 2 Elect Walter W. Bettinger II Mgmt For For For 3 Elect C. Preston Butcher Mgmt For For For 4 Elect Christopher V. Dodds Mgmt For For For 5 Elect Mark A. Goldfarb Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN Mgmt For For For 9 Shareholder Proposal Regarding Report on Political Spending ShrHldr Against For Against 10 Shareholder Proposal Regarding Lobbying Report ShrHldr Against For Against 11 Shareholder Proposal Regarding Employment Diversity Report ShrHldr Against Against For 12 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For 13 Shareholder Proposal Regarding Counting Abstentions ShrHldr Against Against For Chipotle Mexican Grill, Inc. Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 169656105 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John S. Charlesworth Mgmt For For For 1.2 Elect Kimbal Musk Mgmt For For For 1.3 Elect Montgomery F. Moran Mgmt For For For 1.4 Elect Patrick J. Flynn Mgmt For For For 1.5 Elect Steve Ells Mgmt For For For 1.6 Elect Stephen E. Gillett Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2011 Stock Incentive Plan Mgmt For For For 5 Adoption of Majority Vote for Election of Directors Mgmt For For For 6 Elimination of Supermajority Requirements Mgmt For For For 7 Amend Bylaws to Provide for Proxy Access Mgmt For Against Against 8 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 9 Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans ShrHldr Against Against For 10 Shareholder Proposal Regarding Retention of Shares Until Retirement ShrHldr Against Against For 11 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For 12 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For Cognizant Technology Solutions Corporation Ticker Security ID: Meeting Date Meeting Status CTSH CUSIP 192446102 06/02/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael Patsalos-Fox Mgmt For For For 2 Elect Robert E. Weissman Mgmt For For For 3 Elect Francisco D'Souza Mgmt For For For 4 Elect John N. Fox, Jr. Mgmt For For For 5 Elect Leo S. Mackay, Jr. Mgmt For For For 6 Elect Thomas M. Wendel Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/08/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John P. Bilbrey Mgmt For For For 2 Elect John T. Cahill Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Helene D. Gayle Mgmt For For For 5 Elect Ellen M. Hancock Mgmt For For For 6 Elect Richard J. Kogan Mgmt For For For 7 Elect Delano E. Lewis Mgmt For For For 8 Elect Michael B. Polk Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For
Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST CUSIP 22160K105 01/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeffrey H. Brotman Mgmt For For For 1.2 Elect Daniel J. Evans Mgmt For Withhold Against 1.3 Elect Richard A. Galanti Mgmt For Withhold Against 1.4 Elect Jeffrey S. Raikes Mgmt For Withhold Against 1.5 Elect James D. Sinegal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the Stock incentive Plan Mgmt For For For 5 Elimination of Supermajority Requirement for the Removal of Directors Mgmt For For For 6 Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause Mgmt For For For 7 Shareholder Proposal Regarding Director Tenure ShrHldr Against Against For Cummins Inc. Ticker Security ID: Meeting Date Meeting Status CMI CUSIP 231021106 05/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect N. Thomas Linebarger Mgmt For For For 2 Elect Robert J. Bernhard Mgmt For For For 3 Elect Franklin R. Chang-Diaz Mgmt For For For 4 Elect Bruno V. Di Leo Allen Mgmt For For For 5 Elect Stephen B. Dobbs Mgmt For For For 6 Elect Robert K. Herdman Mgmt For For For 7 Elect Alexis M. Herman Mgmt For For For 8 Elect Thomas J. Lynch Mgmt For For For 9 Elect William I. Miller Mgmt For For For 10 Elect Georgia R. Nelson Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Independent Board Chair ShrHldr Against Against For D.R. Horton, Inc. Ticker Security ID: Meeting Date Meeting Status DHI CUSIP 23331A109 01/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald R. Horton Mgmt For For For 2 Elect Barbara K. Allen Mgmt For For For 3 Elect Bradley S. Anderson Mgmt For For For 4 Elect Michael R. Buchanan Mgmt For For For 5 Elect Michael W. Hewatt Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Amendment to the 2006 Stock Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DAL CUSIP 247361702 06/25/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard H. Anderson Mgmt For For For 2 Elect Edward H. Bastian Mgmt For For For 3 Elect Francis S. Blake Mgmt For For For 4 Elect Roy J. Bostock Mgmt For For For 5 Elect John S. Brinzo Mgmt For For For 6 Elect Daniel A. Carp Mgmt For For For 7 Elect David G. DeWalt Mgmt For For For 8 Elect Thomas E. Donilon Mgmt For For For 9 Elect William H. Easter III Mgmt For For For 10 Elect Mickey P. Foret Mgmt For For For 11 Elect Shirley C. Franklin Mgmt For For For 12 Elect David R. Goode Mgmt For For For 13 Elect George N. Mattson Mgmt For For For 14 Elect Douglas R Ralph Mgmt For For For 15 Elect Sergio Agapito Lires Rial Mgmt For For For 16 Elect Kenneth B. Woodrow Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding Retention of Shares Until Retirement ShrHldr Against Against For Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Barbara M. Baumann Mgmt For For For 1.2 Elect John E. Bethancourt Mgmt For For For 1.3 Elect Robert H. Henry Mgmt For Withhold Against 1.4 Elect Michael M. Kanovsky Mgmt For Withhold Against 1.5 Elect Robert A. Mosbacher, Jr. Mgmt For For For 1.6 Elect J. Larry Nichols Mgmt For For For 1.7 Elect Duane Radtke Mgmt For For For 1.8 Elect Mary P. Ricciardello Mgmt For For For 1.9 Elect John Richels Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 2015 Long-Term Incentive Plan Mgmt For For For 5 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 6 Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change ShrHldr Against Against For 7 Shareholder Proposal Regarding Lobbying Report ShrHldr Against For Against 8 Shareholder Proposal Regarding Carbon Asset Risk ShrHldr Against Against For Discover Financial Services Ticker Security ID: Meeting Date Meeting Status DFS CUSIP 254709108 04/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey S. Aronin Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Gregory C. Case Mgmt For For For 4 Elect Candace H. Duncan Mgmt For For For 5 Elect Cynthia A. Glassman Mgmt For For For 6 Elect Richard H. Lenny Mgmt For For For 7 Elect Thomas G. Maheras Mgmt For For For 8 Elect Michael H. Moskow Mgmt For For For 9 Elect David W. Nelms Mgmt For For For 10 Elect Mark A. Thierer Mgmt For For For 11 Elect Lawrence A. Weinbach Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For
EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/30/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Janet F. Clark Mgmt For For For 2 Elect Charles R. Crisp Mgmt For For For 3 Elect James C. Day Mgmt For For For 4 Elect H. Leighton Steward Mgmt For For For 5 Elect Donald F. Textor Mgmt For For For 6 Elect William R. Thomas Mgmt For For For 7 Elect Frank G. Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 11 Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target ShrHldr Against Against For Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439104 11/14/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Wei Sun Christianson Mgmt For For For 3 Elect Fabrizio Freda Mgmt For For For 4 Elect Jane Lauder Mgmt For For For 5 Elect Leonard A. Lauder Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For Facebook Inc. Ticker Security ID: Meeting Date Meeting Status FB CUSIP 30303M102 06/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Marc L. Andreessen Mgmt For Withhold Against 1.2 Elect Erskine B. Bowles Mgmt For For For 1.3 Elect Susan D. Desmond- Hellmann Mgmt For For For 1.4 Elect Reed Hastings Mgmt For For For 1.5 Elect Jan Koum Mgmt For For For 1.6 Elect Sheryl K. Sandberg Mgmt For For For 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Re-approval of 2012 Equity Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding Recapitalization ShrHldr Against Against For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Human Rights Report ShrHldr Against Against For Fluor Corporation Ticker Security ID: Meeting Date Meeting Status FLR CUSIP 343412102 04/30/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter K. Barker Mgmt For For For 2 Elect Alan M. Bennett Mgmt For Against Against 3 Elect Rosemary T. Berkery Mgmt For For For 4 Elect Peter J. Fluor Mgmt For Against Against 5 Elect Deborah D. McWhinney Mgmt For For For 6 Elect Armando J. Olivera Mgmt For For For 7 Elect Joseph W. Prueher Mgmt For For For 8 Elect Matthew K. Rose Mgmt For For For 9 Elect David T. Seaton Mgmt For For For 10 Elect Nader H. Sultan Mgmt For For For 11 Elect Lynn C. Swann Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHldr Against For Against Fortune Brands Home & Security, Inc. Ticker Security ID: Meeting Date Meeting Status FBHS CUSIP 34964C106 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ann Fritz Hackett Mgmt For For For 2 Elect John G. Morikis Mgmt For For For 3 Elect Ronald V. Waters, III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John F. Cogan Mgmt For For For 2 Elect Etienne F. Davignon Mgmt For For For 3 Elect Carla A. Hills Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect John W. Madigan Mgmt For For For 6 Elect John C. Martin Mgmt For For For 7 Elect Nicholas G. Moore Mgmt For For For 8 Elect Richard J. Whitley Mgmt For For For 9 Elect Gayle E. Wilson Mgmt For For For 10 Elect Per Wold-Olsen Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Employee Stock Purchase Plans Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 16 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 17 Shareholder Proposal Regarding Drug Pricing Report ShrHldr Against Against For
Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For Withhold Against 1.5 Elect Diane B. Greene Mgmt For For For 1.6 Elect John L. Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Alan R. Mulally Mgmt For For For 1.9 Elect Paul S. Otellini Mgmt For For For 1.10 Elect K. Ram Shriram Mgmt For For For 1.11 Elect Shirley M. Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding Recapitalization ShrHldr Against For Against 5 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 7 Shareholder Proposal Regarding Renewable Energy Cost Report ShrHldr Against Against For 8 Shareholder Proposal Regarding Climate Change Policy Risk ShrHldr Against Against For HCA Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/30/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect R. Milton Johnson Mgmt For For For 1.2 Elect Robert J. Dennis Mgmt For For For 1.3 Elect Nancy-Ann DeParle Mgmt For For For 1.4 Elect Thomas F. Frist III Mgmt For For For 1.5 Elect William R. Frist Mgmt For For For 1.6 Elect Ann H. Lamont Mgmt For For For 1.7 Elect Jay O. Light Mgmt For For For 1.8 Elect Geoffrey G. Meyers Mgmt For For For 1.9 Elect Michael W. Michelson Mgmt For For For 1.10 Elect Wayne J. Riley Mgmt For For For 1.11 Elect John W. Rowe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For HD Supply Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HDS CUSIP 40416M105 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Betsy Atkins Mgmt For For For 1.2 Elect Paul Edgerley Mgmt For For For 1.3 Elect James A. Rubright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William S. Ayer Mgmt For For For 2 Elect Gordon M. Bethune Mgmt For For For 3 Elect Kevin Burke Mgmt For For For 4 Elect Jaime Chico Pardo Mgmt For For For 5 Elect David M. Cote Mgmt For For For 6 Elect D. Scott Davis Mgmt For For For 7 Elect Linnet F. Deily Mgmt For For For 8 Elect Judd Gregg Mgmt For For For 9 Elect Clive Hollick Mgmt For For For 10 Elect Grace D. Lieblein Mgmt For For For 11 Elect George Paz Mgmt For For For 12 Elect Bradley T. Sheares Mgmt For For For 13 Elect Robin L. Washington Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For IHS Inc. Ticker Security ID: Meeting Date Meeting Status IHS CUSIP 451734107 04/08/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ruann F. Ernst Mgmt For For For 2 Elect Christoph v. Grolman Mgmt For For For 3 Elect Richard W. Roedel Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against Illumina, Inc. Ticker Security ID: Meeting Date Meeting Status ILMN CUSIP 452327109 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect A. Blaine Bowman Mgmt For For For 2 Elect Karin Eastham Mgmt For For For 3 Elect Jay T. Flatley Mgmt For For For 4 Elect Jeffrey T. Huber Mgmt For For For 5 Elect William H. Rastetter Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 2015 Stock and Incentive Plan Mgmt For For For J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Douglas G. Duncan Mgmt For For For 2 Elect Francesca M. Edwardson Mgmt For For For 3 Elect Wayne Garrison Mgmt For For For 4 Elect Sharilyn S. Gasaway Mgmt For For For 5 Elect Gary C. George Mgmt For For For 6 Elect Bryan Hunt Mgmt For Against Against 7 Elect Coleman H. Peterson Mgmt For For For 8 Elect John N. Roberts III Mgmt For For For 9 Elect James L. Robo Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John A. White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Natalie A. Black Mgmt For For For 1.2 Elect Raymond L. Conner Mgmt For For For 1.3 Elect Richard Goodman Mgmt For For For 1.4 Elect William H. Lacy Mgmt For For For 1.5 Elect Alex A. Molinaroli Mgmt For For For 1.6 Elect Mark P. Vergnano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For LinkedIn Corporation Ticker Security ID: Meeting Date Meeting Status LNKD CUSIP 53578A108 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Leslie Kilgore Mgmt For For For 1.2 Elect Jeffrey Weiner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Equity Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Shareholder Proposal Regarding Board Diversity ShrHldr N/A For N/A MGM Resorts International Ticker Security ID: Meeting Date Meeting Status MGM CUSIP 552953101 05/28/2015 Take No Action Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Dissident Nominee Matthew J. Hart Mgmt N/A TNA N/A 1.2 Elect Dissident Nominee Richard Kincaid Mgmt N/A TNA N/A 1.3 Elect Dissident Nominee Jonathan Litt Mgmt N/A TNA N/A 1.4 Elect Dissident Nominee Marc A. Weisman Mgmt N/A TNA N/A 1.5 Elect Management Nominee W. A. Bible Mgmt N/A TNA N/A 1.6 Elect Management Nominee M.C. Gay Mgmt N/A TNA N/A 1.7 Elect Management Nominee W.W. Grounds Mgmt N/A TNA N/A 1.8 Elect Management Nominee A. Mandekic Mgmt N/A TNA N/A 1.9 Elect Management Nominee J.J. Murren Mgmt N/A TNA N/A 1.10 Elect Management Nominee G.M. Spierkel Mgmt N/A TNA N/A 1.11 Elect Management Nominee D.J. Taylor Mgmt N/A TNA N/A 2 Ratification of Auditor Mgmt N/A TNA N/A 3 Advisory Vote on Executive Compensation Mgmt N/A TNA N/A Michael Kors Holdings Limited Ticker Security ID: Meeting Date Meeting Status KORS CUSIP G60754101 07/31/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John D. Idol Mgmt For For For 2 Elect Silas Chou Mgmt For Against Against 3 Elect Ann McLaughlin Korologos Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/30/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Janice L. Fields Mgmt For For For 3 Elect Hugh Grant Mgmt For For For 4 Elect Laura K. Ipsen Mgmt For For For 5 Elect Marcos M. Lutz Mgmt For For For 6 Elect C. Steven McMillan Mgmt For For For 7 Elect William U. Parfet Mgmt For For For 8 Elect George H. Poste Mgmt For For For 9 Elect Robert J. Stevens Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 13 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 14 Shareholder Proposal Regarding Independent Chairman ShrHldr Against Against For Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Erskine B. Bowles Mgmt For For For 2 Elect Thomas H. Glocer Mgmt For For For 3 Elect James P. Gorman Mgmt For For For 4 Elect Robert H. Herz Mgmt For For For 5 Elect Klaus Kleinfield Mgmt For For For 6 Elect Jami Miscik Mgmt For For For 7 Elect Donald T. Nicolaisen Mgmt For For For 8 Elect Hutham S. Olayan Mgmt For For For 9 Elect James W. Owens Mgmt For For For 10 Elect Ryosuke Tamakoshi Mgmt For For For 11 Elect Masaaki Tanaka Mgmt For For For 12 Elect Perry M. Traquina Mgmt For For For 13 Elect Laura D'Andrea Tyson Mgmt For For For 14 Elect Rayford Wilkins, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Amendment to the 2007 Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 19 Shareholder Proposal Regarding Counting Abstentions ShrHldr Against Against For 20 Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service ShrHldr Against Against For
Mylan Inc. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 01/29/2015 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Golden Parachutes Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/09/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard N. Barton Mgmt For Withhold Against 1.2 Elect Bradford L. Smith Mgmt For For For 1.3 Elect Anne M. Sweeney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For 5 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 6 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against Palo Alto Networks, Inc. Ticker Security ID: Meeting Date Meeting Status PANW CUSIP 697435105 12/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carl Eschenbach Mgmt For For For 2 Elect Daniel J. Warmenhoven Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect J. Brian Ferguson Mgmt For For For 2 Elect Harold W. McGraw III Mgmt For For For 3 Elect Victoria J. Tschinkel Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Repeal of Classified Board Mgmt For For For 7 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/16/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Charles E. Bunch Mgmt For For For 1.2 Elect Michael W. Lamach Mgmt For For For 1.3 Elect Martin H. Richenhagen Mgmt For For For 1.4 Elect Thomas J. Usher Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Elimination of Supermajority Requirement Mgmt For For For 4 Ratification of Auditor Mgmt For For For Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark Donegan Mgmt For For For 2 Elect Don R. Graber Mgmt For For For 3 Elect Lester L. Lyles Mgmt For For For 4 Elect Daniel J. Murphy Mgmt For For For 5 Elect Vernon E. Oechsle Mgmt For For For 6 Elect Rick Schmidt Mgmt For For For 7 Elect Richard L. Wambold Mgmt For For For 8 Elect Timothy A. Wicks Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For Priceline Group Inc. Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Tim Armstrong Mgmt For For For 1.2 Elect Howard W. Barker, Jr. Mgmt For For For 1.3 Elect Jeffrey H. Boyd Mgmt For For For 1.4 Elect Jan L. Docter Mgmt For For For 1.5 Elect Jeffrey E. Epstein Mgmt For For For 1.6 Elect James M. Guyette Mgmt For For For 1.7 Elect Darren R. Huston Mgmt For For For 1.8 Elect Charles H. Noski Mgmt For For For 1.9 Elect Nancy B. Peretsman Mgmt For For For 1.10 Elect Thomas E. Rothman Mgmt For For For 1.11 Elect Craig W. Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 5 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against
Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect Ann S. Moore Mgmt For For For 4 Elect Eyal M. Ofer Mgmt For For For 5 Elect William K. Reilly Mgmt For For For 6 Elect Vagn O. Sorensen Mgmt For For For 7 Elect Donald Thompson Mgmt For For For 8 Elect Arne Alexander Wilhelmsen Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Delisting from the Oslo Stock Exchange Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Board Diversity ShrHldr Against Against For salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Marc R. Benioff Mgmt For For For 2 Elect Keith G. Block Mgmt For For For 3 Elect Craig A. Conway Mgmt For For For 4 Elect Alan G. Hassenfeld Mgmt For For For 5 Elect Colin L. Powell Mgmt For For For 6 Elect Sanford R. Robertson Mgmt For For For 7 Elect John V. Roos Mgmt For For For 8 Elect Lawrence J. Tomlinson Mgmt For For For 9 Elect Robin L. Washington Mgmt For For For 10 Elect Maynard G. Webb Mgmt For For For 11 Elect Susan D. Wojcicki Mgmt For For For 12 Amendment to the 2013 Equity Incentive Plan Mgmt For Against Against 13 Amendment to the 2004 Employee Stock Purchase Plan Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against Schlumberger Ltd. (Netherlands Antilles) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/08/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect K. Vaman Kamath Mgmt For For For 3 Elect V. Maureen Kempston Darkes Mgmt For For For 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Kudryavtsev Mgmt For For For 6 Elect Michael E. Marks Mgmt For For For 7 Elect Indra K. Nooyi Mgmt For For For 8 Elect Lubna S. Olayan Mgmt For For For 9 Elect Leo Rafael Reif Mgmt For For For 10 Elect Tore I. Sandvold Mgmt For For For 11 Elect Henri Seydoux Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Approval of Financial Statements/Dividends Mgmt For For For 14 Ratification of Auditor Mgmt For For For Scripps Networks Interactive Inc. Ticker Security ID: Meeting Date Meeting Status SNI CUSIP 811065101 05/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jarl Mohn Mgmt For For For 1.2 Elect Nicholas B. Paumgarten Mgmt For For For 1.3 Elect Jeffrey F. Sagansky Mgmt For For For 1.4 Elect Ronald W. Tysoe Mgmt For Withhold Against Splunk Inc. Ticker Security ID: Meeting Date Meeting Status SPLK CUSIP 848637104 06/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen G. Newberry Mgmt For For For 2 Elect Graham V. Smith Mgmt For For For 3 Elect Godfrey R. Sullivan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For
T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Edward C. Bernard Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect Donald B. Hebb, Jr. Mgmt For For For 5 Elect Freeman A. Hrabowski, III Mgmt For For For 6 Elect James A.C. Kennedy Mgmt For For For 7 Elect Robert F. MacLellan Mgmt For For For 8 Elect Brian C. Rogers Mgmt For For For 9 Elect Olympia J. Snowe Mgmt For For For 10 Elect Alfred Sommer Mgmt For For For 11 Elect Dwight S. Taylor Mgmt For For For 12 Elect Anne Marie Whittemore Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For Tableau Software Inc Ticker Security ID: Meeting Date Meeting Status DATA CUSIP 87336U105 05/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Forest Baskett Mgmt For For For 1.2 Elect Billy Bosworth Mgmt For For For 1.3 Elect Patrick Hanrahan Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 3 Years Against 4 Ratification of Auditor Mgmt For Against Against Ulta Salon, Cosmetics & Fragrance, Inc. Ticker Security ID: Meeting Date Meeting Status ULTA CUSIP 90384S303 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert F. DiRomualdo Mgmt For For For 1.2 Elect Catherine A. Halligan Mgmt For For For 1.3 Elect Lorna E. Nagler Mgmt For For For 1.4 Elect Michelle L. Collins Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Under Armour, Inc. Ticker Security ID: Meeting Date Meeting Status UA CUSIP 904311107 04/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kevin A. Plank Mgmt For For For 1.2 Elect Byron K. Adams, Jr. Mgmt For For For 1.3 Elect George W. Bodenheimer Mgmt For For For 1.4 Elect Douglas E. Coltharp Mgmt For For For 1.5 Elect Anthony W. Deering Mgmt For For For 1.6 Elect Karen W. Katz Mgmt For For For 1.7 Elect Alvin B. Krongard Mgmt For For For 1.8 Elect William R. McDermott Mgmt For For For 1.9 Elect Eric T. Olson Mgmt For For For 1.10 Elect Harvey L. Sanders Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to the 2005 Omnibus Long-Term Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Andrew H. Card, Jr. Mgmt For For For 2 Elect Erroll B. Davis, Jr. Mgmt For For For 3 Elect David B. Dillon Mgmt For For For 4 Elect Lance M. Fritz Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect John J. Koraleski Mgmt For For For 7 Elect Charles C. Krulak Mgmt For For For 8 Elect Michael R. McCarthy Mgmt For For For 9 Elect Michael W. McConnell Mgmt For For For 10 Elect Thomas F. McLarty III Mgmt For For For 11 Elect Steven R. Rogel Mgmt For For For 12 Elect Jose H. Villarreal Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Shareholder Proposal Regarding Retention of Shares Until Retirement ShrHldr Against Against For 16 Shareholder Proposal regarding Independent Chairman ShrHldr Against Against For VeriFone Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PAY CUSIP 92342Y109 03/26/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert W. Alspaugh Mgmt For For For 2 Elect Karen Austin Mgmt For For For 3 Elect Paul Galant Mgmt For For For 4 Elect Alex W. Hart Mgmt For For For 5 Elect Robert B. Henske Mgmt For For For 6 Elect Wenda Harris Millard Mgmt For For For 7 Elect Eitan Raff Mgmt For For For 8 Elect Jonathan I. Schwartz Mgmt For For For 9 Elect Jane Thompson Mgmt For For For 10 Amendment to the 2006 Equity Incentive Plan Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For
VF Corporation Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard T. Carucci Mgmt For For For 1.2 Elect Juliana L. Chugg Mgmt For For For 1.3 Elect Juan E. de Bedout Mgmt For For For 1.4 Elect Mark S. Hoplamazian Mgmt For For For 1.5 Elect Robert J. Hurst Mgmt For For For 1.6 Elect Laura W. Lang Mgmt For For For 1.7 Elect W. Alan McCollough Mgmt For For For 1.8 Elect Clarence Otis, Jr. Mgmt For For For 1.9 Elect Matthew J. Shattock Mgmt For For For 1.10 Elect Raymond G. Viault Mgmt For For For 1.11 Elect Eric C. Wiseman Mgmt For For For 2 Amendment to the 1996 Stock Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 01/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary B. Cranston Mgmt For Against Against 2 Elect Francisco Javier Fernandez Carbajal Mgmt For For For 3 Elect Alfred F. Kelly, Jr. Mgmt For For For 4 Elect Robert W. Matschullat Mgmt For For For 5 Elect Cathy E. Minehan Mgmt For For For 6 Elect Suzanne Nora Johnson Mgmt For For For 7 Elect David J. Pang Mgmt For For For 8 Elect Charles W. Scharf Mgmt For For For 9 Elect William S. Shanahan Mgmt For For For 10 Elect John A.C. Swainson Mgmt For For For 11 Elect Maynard G. Webb, Jr. Mgmt For For For 12 Amendments to Articles Regarding Stock Splits Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Employee Stock Purchase Plan Mgmt For For For 15 Eliminate Supermajority Requirement for Exiting Core Payment Business Mgmt For For For 16 Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation Mgmt For For For 17 Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions Mgmt For For For 18 Eliminate Supermajority Requirement for Removal of Directors Mgmt For For For 19 Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions Mgmt For For For 20 Ratification of Auditor Mgmt For For For Vulcan Materials Company Ticker Security ID: Meeting Date Meeting Status VMC CUSIP 929160109 05/08/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas A. Fanning Mgmt For For For 2 Elect J. Thomas Hill Mgmt For For For 3 Elect Cynthia L. Hostetler Mgmt For For For 4 Elect Richard T. O'Brien Mgmt For For For 5 Elect Elaine L. Chao Mgmt For For For 6 Elect Donald B. Rice Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Ratification of Auditor Mgmt For For For Whitewave Foods Company Ticker Security ID: Meeting Date Meeting Status WWAV CUSIP 966244105 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary E. Minnick Mgmt For For For 2 Elect Doreen A. Wright Mgmt For For For 3 Amendment to the 2012 Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For Workday Inc. Ticker Security ID: Meeting Date Meeting Status WDAY CUSIP 98138H101 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Aneel Bhursi Mgmt For For For 1.2 Elect David A. Duffield Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 3 Years Against Xilinx, Inc. Ticker Security ID: Meeting Date Meeting Status XLNX CUSIP 983919101 08/13/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Philip T. Gianos Mgmt For For For 2 Elect Moshe N. Gavrielov Mgmt For For For 3 Elect John L. Doyle Mgmt For For For 4 Elect William G. Howard, Jr. Mgmt For For For 5 Elect J. Michael Patterson Mgmt For For For 6 Elect Albert A. Pimentel Mgmt For For For 7 Elect Marshall C. Turner, Jr. Mgmt For For For 8 Elect Elizabeth W. Vanderslice Mgmt For For For 9 Amendment to the 1990 Employee Qualified Stock Purchase Plan Mgmt For For For 10 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Large Cap Value Equity Fund A.O. Smith Corporation Ticker Security ID: Meeting Date Meeting Status AOS CUSIP 831865209 04/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gloster B. Current, Jr. Mgmt For For For 1.2 Elect William P. Greubel Mgmt For For For 1.3 Elect Idelle K. Wolf Mgmt For For For 1.4 Elect Gene C. Wulf Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/15/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Frank M. Clark, Jr. Mgmt For For For 4 Elect Betsy Z. Cohen Mgmt For For For 5 Elect Molly J. Coye Mgmt For Against Against 6 Elect Roger N. Farah Mgmt For For For 7 Elect Barbara H. Franklin Mgmt For For For 8 Elect Jeffrey E. Garten Mgmt For For For 9 Elect Ellen M. Hancock Mgmt For For For 10 Elect Richard J. Harrington Mgmt For For For 11 Elect Edward J. Ludwig Mgmt For For For 12 Elect Joseph P. Newhouse Mgmt For For For 13 Elect Olympia J. Snowe Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Shareholder Proposal Regarding Report on Indirect Political Spending ShrHldr Against Against For 17 Shareholder Proposal Regarding Retention of Shares Until Retirement ShrHldr Against Against For Agilent Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status A CUSIP 00846U101 03/18/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert J. Herbold Mgmt For For For 2 Elect KOH Boon Hwee Mgmt For For For 3 Elect Michael R. McMullen Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval and Amendment of the Employee Performance- Based Compensation Plan Mgmt For For For 6 Board Declassification Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For Against Against Airgas, Inc. Ticker Security ID: Meeting Date Meeting Status ARG CUSIP 009363102 08/05/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Peter McCausland Mgmt For Withhold Against 1.2 Elect Lee M. Thomas Mgmt For Withhold Against 1.3 Elect John C. van Roden, Jr. Mgmt For Withhold Against 1.4 Elect Ellen C. Wolf Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against American Tower Corporation Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 03027X100 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Raymond P. Dolan Mgmt For For For 2 Elect Carolyn Katz Mgmt For For For 3 Elect Gustavo Lara Cantu Mgmt For For For 4 Elect Craig Macnab Mgmt For For For 5 Elect JoAnn A. Reed Mgmt For For For 6 Elect Pamela D.A. Reeve Mgmt For For For 7 Elect David E. Sharbutt Mgmt For For For 8 Elect James D. Taiclet, Jr. Mgmt For For For 9 Elect Samme L. Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James M. Cracchiolo Mgmt For For For 2 Elect Dianne Neal Blixt Mgmt For For For 3 Elect Amy DiGeso Mgmt For For For 4 Elect Lon R. Greenberg Mgmt For For For 5 Elect Siri S. Marshall Mgmt For For For 6 Elect Jeffrey Noddle Mgmt For For For 7 Elect H. Jay Sarles Mgmt For Against Against 8 Elect Robert F. Sharpe, Jr. Mgmt For For For 9 Elect William H. Turner Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For Aon plc Ticker Security ID: Meeting Date Meeting Status AON CUSIP G0408V102 06/17/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lester B. Knight Mgmt For For For 2 Elect Gregory C. Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl A. Francis Mgmt For For For 5 Elect James W. Leng Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect Robert S. Morrison Mgmt For For For 8 Elect Richard B. Myers Mgmt For For For 9 Elect Richard C. Notebaert Mgmt For For For 10 Elect Gloria Santona Mgmt For For For 11 Elect Carolyn Y. Woo Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Ratification of Statutory Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Remuneration Report (Advisory) Mgmt For For For 18 Approval of Share Repurchase Contracts and Repurchase Counterparties Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Authorization of Political Donations and Expenditures Mgmt For For For
Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Roger W. Hale Mgmt For For For 2 Elect Vada O. Manager Mgmt For For For 3 Elect George A. Schaefer, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Approval of the 2015 Incentive Plan Mgmt For For For Baxter International Inc. Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/05/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Uma Chowdhry Mgmt For For For 2 Elect James R. Gavin III Mgmt For For For 3 Elect Peter S. Hellman Mgmt For For For 4 Elect Kees J. Storm Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 2015 Incentive Plan Mgmt For For For 8 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For 9 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Abdlatif Yousef Al-Hamad Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Pamela Daley Mgmt For For For 4 Elect William S. Demchak Mgmt For For For 5 Elect Jessica P. Einhorn Mgmt For For For 6 Elect Laurence D. Fink Mgmt For For For 7 Elect Fabrizio Freda Mgmt For For For 8 Elect Murry S. Gerber Mgmt For For For 9 Elect James Grosfeld Mgmt For For For 10 Elect Robert S. Kapito Mgmt For For For 11 Elect David H. Komansky Mgmt For For For 12 Elect Sir Deryck C. Maughan Mgmt For For For 13 Elect Cheryl D. Mills Mgmt For For For 14 Elect Thomas H. O'Brien Mgmt For For For 15 Elect Ivan G. Seidenberg Mgmt For For For 16 Elect Marco Antonio Slim Domit Mgmt For For For 17 Elect John S. Varley Mgmt For For For 18 Elect Susan L. Wagner Mgmt For For For 19 Amendment to the 1999 Stock Award and Incentive Plan Mgmt For For For 20 Advisory Vote on Executive Compensation Mgmt For For For 21 Ratification of Auditor Mgmt For For For 22 Shareholder Proposal Regarding Genocide-Free Investing ShrHldr Against Against For 23 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alexander B. Cummings, Jr. Mgmt For For For 2 Elect Linnet F. Deily Mgmt For For For 3 Elect Robert E. Denham Mgmt For For For 4 Elect Alice P. Gast Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Jon M. Huntsman, Jr. Mgmt For For For 7 Elect Charles W. Moorman, IV Mgmt For For For 8 Elect John G. Stumpf Mgmt For For For 9 Elect Ronald D. Sugar Mgmt For For For 10 Elect Inge G. Thulin Mgmt For For For 11 Elect Carl Ware Mgmt For For For 12 Elect John S. Watson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Shareholder Proposal Regarding Charitable Contributions ShrHldr Against Against For 16 Shareholder Proposal Regarding Lobbying Report ShrHldr Against For Against 17 Shareholder Proposal Regarding Prohibiting Political Spending ShrHldr Against Against For 18 Shareholder Proposal Regarding Dividend Policy ShrHldr Against Against For 19 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For 20 Shareholder Proposal Regarding Hydraulic Fracturing ShrHldr Against Against For 21 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 22 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 23 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For 24 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John M. Partridge Mgmt For For For 2 Elect James E. Rogers Mgmt For For For 3 Elect Eric C. Wiseman Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/20/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carol A. Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael D. Capellas Mgmt For For For 4 Elect John T. Chambers Mgmt For For For 5 Elect Brian L. Halla Mgmt For For For 6 Elect John L. Hennessy Mgmt For Against Against 7 Elect Kristina M. Johnson Mgmt For For For 8 Elect Roderick C. McGeary Mgmt For For For 9 Elect Arun Sarin Mgmt For For For 10 Elect Steven M. West Mgmt For For For 11 Amendment to the Employee Stock Purchase Plan Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board ShrHldr Against Against For 15 Shareholder Proposal Regarding Proxy Access ShrHldr Against Against For 16 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHldr Against For Against
Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967424 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael L. Corbat Mgmt For For For 2 Elect Duncan P. Hennes Mgmt For For For 3 Elect Peter B. Henry Mgmt For For For 4 Elect Franz B. Humer Mgmt For For For 5 Elect Michael E. O'Neill Mgmt For For For 6 Elect Gary M. Reiner Mgmt For For For 7 Elect Judith Rodin Mgmt For For For 8 Elect Anthony M. Santomero Mgmt For For For 9 Elect Joan E. Spero Mgmt For For For 10 Elect Diana L. Taylor Mgmt For For For 11 Elect William S. Thompson, Jr. Mgmt For For For 12 Elect James S. Turley Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Amendment to the 2014 Stock Incentive Plan Mgmt For For For 17 Shareholder Proposal Regarding Proxy Access ShrHldr For For For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against For Against 19 Shareholder Proposal Regarding Amendment to Clawback Policy ShrHldr Against Against For 20 Shareholder Proposal Regarding Audit Committee Membership ShrHldr Against Against For 21 Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service ShrHldr Against Against For Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Sheldon M. Bonovitz Mgmt For For For 1.3 Elect Edward D. Breen Mgmt For For For 1.4 Elect Joseph J. Collins Mgmt For Withhold Against 1.5 Elect J. Michael Cook Mgmt For For For 1.6 Elect Gerald L. Hassell Mgmt For Withhold Against 1.7 Elect Jeffrey A. Honickman Mgmt For For For 1.8 Elect Eduardo G. Mestre Mgmt For For For 1.9 Elect Brian L. Roberts Mgmt For For For 1.10 Elect Ralph J. Roberts Mgmt For For For 1.11 Elect Johnathan A. Rodgers Mgmt For For For 1.12 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 5 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For 6 Shareholder Proposal Regarding Recapitalization ShrHldr Against For Against Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 10/08/2014 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 22822V101 05/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert Bartolo Mgmt For For For 2 Elect Cindy Christy Mgmt For Against Against 3 Elect Ari Q. Fitzgerald Mgmt For For For 4 Elect Robert E. Garrison II Mgmt For For For 5 Elect Dale N. Hatfield Mgmt For For For 6 Elect Lee W. Hogan Mgmt For For For 7 Elect John P. Kelly Mgmt For For For 8 Elect Robert F. McKenzie Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 3 Years Against Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 228227104 11/19/2014 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization (Conversion to REIT) Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For D.R. Horton, Inc. Ticker Security ID: Meeting Date Meeting Status DHI CUSIP 23331A109 01/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald R. Horton Mgmt For For For 2 Elect Barbara K. Allen Mgmt For For For 3 Elect Bradley S. Anderson Mgmt For For For 4 Elect Michael R. Buchanan Mgmt For For For 5 Elect Michael W. Hewatt Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Amendment to the 2006 Stock Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Duke Energy Corporation Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C204 05/07/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael G. Browning Mgmt For For For 2 Elect Harris E. DeLoach, Jr. Mgmt For For For 3 Elect Daniel R. DiMicco Mgmt For For For 4 Elect John H. Forsgren Mgmt For For For 5 Elect Lynn J. Good Mgmt For For For 6 Elect Ann M. Gray Mgmt For For For 7 Elect James H. Hance, Jr. Mgmt For For For 8 Elect John T. Herron Mgmt For For For 9 Elect James B. Hyler, Jr. Mgmt For For For 10 Elect William E. Kennard Mgmt For For For 11 Elect E. Marie McKee Mgmt For For For 12 Elect Richard A. Meserve Mgmt For For For 13 Elect James T. Rhodes Mgmt For For For 14 Elect Carlos A. Saladrigas Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Approval of 2015 Long-Term Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 04/30/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jose E. Almeida Mgmt For For For 2 Elect Michael W. Brown Mgmt For For For 3 Elect Donald J. Carty Mgmt For For For 4 Elect Randolph L. Cowen Mgmt For For For 5 Elect James S. DiStasio Mgmt For For For 6 Elect John R. Egan Mgmt For For For 7 Elect William D. Green Mgmt For For For 8 Elect Edmund F. Kelly Mgmt For For For 9 Elect Jami Miscik Mgmt For For For 10 Elect Paul Sagan Mgmt For For For 11 Elect David N. Strohm Mgmt For For For 12 Elect Joseph M. Tucci Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Amendment to the 2003 Stock Plan Mgmt For For For 16 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Michael J. Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Ursula M. Burns Mgmt For For For 1.4 Elect Larry R. Faulkner Mgmt For For For 1.5 Elect Jay S. Fishman Mgmt For For For 1.6 Elect Henrietta H. Fore Mgmt For For For 1.7 Elect Kenneth C. Frazier Mgmt For For For 1.8 Elect Douglas R. Oberhelman Mgmt For For For 1.9 Elect Samuel J. Palmisano Mgmt For For For 1.10 Elect Steven S. Reinemund Mgmt For For For 1.11 Elect Rex W. Tillerson Mgmt For For For 1.12 Elect William C. Weldon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against For Against 5 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 6 Shareholder Proposal Regarding Climate Change Expertise on Board ShrHldr Against Against For 7 Shareholder Proposal Regarding Board Gender Diversity ShrHldr Against Against For 8 Shareholder Proposal Regarding Gender Pay Equity Report ShrHldr Against Against For 9 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 10 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For 11 Shareholder Proposal Regarding Hydraulic Fracturing ShrHldr Against Against For FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/29/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James L. Barksdale Mgmt For For For 2 Elect John A. Edwardson Mgmt For For For 3 Elect Marvin Ellison Mgmt For For For 4 Elect Kimberly A. Jabal Mgmt For For For 5 Elect Shirley A. Jackson Mgmt For For For 6 Elect Gary W. Loveman Mgmt For For For 7 Elect R. Brad Martin Mgmt For For For 8 Elect Joshua C. Ramo Mgmt For For For 9 Elect Susan C. Schwab Mgmt For For For 10 Elect Frederick W. Smith Mgmt For For For 11 Elect David P. Steiner Mgmt For For For 12 Elect Paul S. Walsh Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Proxy Access ShrHldr Against Against For 16 Shareholder Proposal Regarding Counting Abstentions ShrHldr Against Against For 17 Shareholder Proposal Regarding Hedging and Pledging Company Stock ShrHldr Against Against For 18 Shareholder Proposal Regarding Tax Payments on Restricted Stock Awards ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditures ShrHldr Against For Against Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 03/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Peter K. Barker Mgmt For For For 2 Elect Mariann Byerwalter Mgmt For For For 3 Elect Charles E. Johnson Mgmt For For For 4 Elect Gregory E. Johnson Mgmt For For For 5 Elect Rupert H. Johnson, Jr. Mgmt For For For 6 Elect Mark C. Pigott Mgmt For For For 7 Elect Chutta Ratnathicam Mgmt For For For 8 Elect Laura Stein Mgmt For For For 9 Elect Seth H. Waugh Mgmt For For For 10 Elect Geoffrey Y. Yang Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Re-Approval of the Material Terms of the 2002 Universal Stock Incentive Plan Mgmt For For For
General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary T. Barra Mgmt For For For 2 Elect Nicholas D. Chabraja Mgmt For For For 3 Elect James S. Crown Mgmt For For For 4 Elect Rudy F. deLeon Mgmt For For For 5 Elect William P. Fricks Mgmt For For For 6 Elect John M. Keane Mgmt For For For 7 Elect Lester L. Lyles Mgmt For For For 8 Elect James N. Mattis Mgmt For For For 9 Elect Phebe N. Novakovic Mgmt For For For 10 Elect William A. Osborn Mgmt For For For 11 Elect Laura J. Schumacher Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect John J. Brennan Mgmt For For For 3 Elect James I. Cash, Jr. Mgmt For For For 4 Elect Francisco D'Souza Mgmt For For For 5 Elect Marijn E. Dekkers Mgmt For For For 6 Elect Susan Hockfield Mgmt For For For 7 Elect Jeffrey R. Immelt Mgmt For For For 8 Elect Andrea Jung Mgmt For For For 9 Elect Robert W. Lane Mgmt For For For 10 Elect Rochelle B. Lazarus Mgmt For For For 11 Elect James J. Mulva Mgmt For For For 12 Elect James E. Rohr Mgmt For For For 13 Elect Mary L. Schapiro Mgmt For For For 14 Elect Robert J. Swieringa Mgmt For For For 15 Elect James S. Tisch Mgmt For For For 16 Elect Douglas A. Warner III Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 20 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 21 Shareholder Proposal Regarding Nomination of Retiree Directors ShrHldr Against Against For 22 Shareholder Proposal Regarding Holy Land Principles ShrHldr Against Against For 23 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Rodney F. Chase Mgmt For For For 2 Elect Terrence J. Checki Mgmt For For For 3 Elect Harvey Golub Mgmt For For For 4 Elect John B. Hess Mgmt For For For 5 Elect Edith E. Holiday Mgmt For For For 6 Elect Risa Lavizzo-Mourey Mgmt For For For 7 Elect David McManus Mgmt For For For 8 Elect John H. Mullin, III Mgmt For For For 9 Elect James H. Quigley Mgmt For For For 10 Elect Robert N. Wilson Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2008 Long- Term Incentive Plan Mgmt For For For 14 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 15 Shareholder Proposal Regarding Carbon Asset Risk Report ShrHldr Against Against For Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William S. Ayer Mgmt For For For 2 Elect Gordon M. Bethune Mgmt For For For 3 Elect Kevin Burke Mgmt For For For 4 Elect Jaime Chico Pardo Mgmt For For For 5 Elect David M. Cote Mgmt For For For 6 Elect D. Scott Davis Mgmt For For For 7 Elect Linnet F. Deily Mgmt For For For 8 Elect Judd Gregg Mgmt For For For 9 Elect Clive Hollick Mgmt For For For 10 Elect Grace D. Lieblein Mgmt For For For 11 Elect George Paz Mgmt For For For 12 Elect Bradley T. Sheares Mgmt For For For 13 Elect Robin L. Washington Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Aneel Bhusri Mgmt For For For 3 Elect Andy D. Bryant Mgmt For For For 4 Elect Susan L. Decker Mgmt For For For 5 Elect John J. Donahoe Mgmt For Against Against 6 Elect Reed E. Hundt Mgmt For For For 7 Elect Brian M. Krzanich Mgmt For For For 8 Elect James D. Plummer Mgmt For For For 9 Elect David S. Pottruck Mgmt For For For 10 Elect Frank D. Yeary Mgmt For For For 11 Elect David B. Yoffie Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Amendment to the 2006 Equity Incentive Plan Mgmt For For For 15 Amendment to the 2006 Stock Purchase Plan Mgmt For For For 16 Stockholder Proposal Regarding Holy Land Principles ShrHldr Against Against For 17 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against For Against 18 Shareholder Proposal Regarding Counting Abstentions ShrHldr Against Against For
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary Sue Coleman Mgmt For For For 2 Elect D. Scott Davis Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Alex Gorsky Mgmt For For For 5 Elect Susan L. Lindquist Mgmt For For For 6 Elect Mark B. McClellan Mgmt For For For 7 Elect Anne M. Mulcahy Mgmt For For For 8 Elect William D. Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect A. Eugene Washington Mgmt For For For 11 Elect Ronald A. Williams Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Overextended Directors ShrHldr Against Against For 15 Shareholder Proposal Regarding Incorporation of Values in Political Spending ShrHldr Against Against For 16 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Natalie A. Black Mgmt For For For 1.2 Elect Raymond L. Conner Mgmt For For For 1.3 Elect Richard Goodman Mgmt For For For 1.4 Elect William H. Lacy Mgmt For For For 1.5 Elect Alex A. Molinaroli Mgmt For For For 1.6 Elect Mark P. Vergnano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Linda B. Bammann Mgmt For For For 2 Elect James A. Bell Mgmt For For For 3 Elect Crandall C. Bowles Mgmt For For For 4 Elect Stephen B. Burke Mgmt For For For 5 Elect James S. Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Laban P. Jackson, Jr. Mgmt For For For 9 Elect Michael A. Neal Mgmt For For For 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Long-Term Incentive Plan Mgmt For For For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 16 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 18 Shareholder Proposal Regarding Counting Abstentions ShrHldr Against Against For 19 Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service ShrHldr Against Against For 20 Shareholder Proposal Regarding Recoupment Report ShrHldr Against Against For Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert M. Calderoni Mgmt For For For 2 Elect Gary Daichendt Mgmt For For For 3 Elect Kevin DeNuccio Mgmt For Against Against 4 Elect James Dolce Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Scott Kriens Mgmt For For For 7 Elect Rahul Merchant Mgmt For For For 8 Elect Rami Rahim Mgmt For For For 9 Elect Pradeep Sindhu Mgmt For For For 10 Elect William Stensrud Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of the 2015 Equity Incentive Plan Mgmt For For For 13 Amendment to the 2008 Employee Stock Purchase Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect B. Kipling Hagopian Mgmt For For For 1.2 Elect Tunc Doluca Mgmt For For For 1.3 Elect James R. Bergman Mgmt For Withhold Against 1.4 Elect Joseph R. Bronson Mgmt For For For 1.5 Elect Robert E. Grady Mgmt For For For 1.6 Elect William D. Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to 2008 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to 1996 Stock Incentive Plan Mgmt For For For 5 Elimination of Cumulative Voting Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Renewal of Executive Bonus Plan Mgmt For For For Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/26/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Kenneth C. Frazier Mgmt For For For 4 Elect Thomas H. Glocer Mgmt For For For 5 Elect William B. Harrison, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Rochelle B. Lazarus Mgmt For For For 8 Elect Carlos E. Represas Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Craig B. Thompson Mgmt For For For 11 Elect Wendell P. Weeks Mgmt For For For 12 Elect Peter C. Wendell Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2010 Incentive Plan Mgmt For For For 16 Amendment to the Executive Incentive Plan Mgmt For For For 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For
MetLife, Inc. Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Cheryl W. Grise Mgmt For For For 2 Elect Carlos M. Gutierrez Mgmt For For For 3 Elect R. Glenn Hubbard Mgmt For For For 4 Elect Steven A. Kandarian Mgmt For For For 5 Elect Alfred F. Kelly, Jr. Mgmt For For For 6 Elect Edward J. Kelly, III Mgmt For For For 7 Elect William E. Kennard Mgmt For For For 8 Elect James M. Kilts Mgmt For For For 9 Elect Catherine R. Kinney Mgmt For For For 10 Elect Denise M. Morrison Mgmt For For For 11 Elect Kenton J. Sicchitano Mgmt For For For 12 Elect Lulu C. Wang Mgmt For For For 13 Elimination of Supermajority Requirement Mgmt For For For 14 Elimination of Supermajority Requirement Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 12/03/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William H. Gates III Mgmt For For For 2 Elect Maria Klawe Mgmt For For For 3 Elect Teri L. List-Stoll Mgmt For For For 4 Elect G. Mason Morfit Mgmt For For For 5 Elect Satya Nadella Mgmt For For For 6 Elect Charles H. Noski Mgmt For For For 7 Elect Helmut G. W. Panke Mgmt For For For 8 Elect Charles W. Scharf Mgmt For For For 9 Elect John W. Stanton Mgmt For For For 10 Elect John W. Thompson Mgmt For Against Against 11 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Proxy Access ShrHldr Against Against For Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Erskine B. Bowles Mgmt For For For 2 Elect Thomas H. Glocer Mgmt For For For 3 Elect James P. Gorman Mgmt For For For 4 Elect Robert H. Herz Mgmt For For For 5 Elect Klaus Kleinfield Mgmt For For For 6 Elect Jami Miscik Mgmt For For For 7 Elect Donald T. Nicolaisen Mgmt For For For 8 Elect Hutham S. Olayan Mgmt For For For 9 Elect James W. Owens Mgmt For For For 10 Elect Ryosuke Tamakoshi Mgmt For For For 11 Elect Masaaki Tanaka Mgmt For For For 12 Elect Perry M. Traquina Mgmt For For For 13 Elect Laura D'Andrea Tyson Mgmt For For For 14 Elect Rayford Wilkins, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Amendment to the 2007 Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 19 Shareholder Proposal Regarding Counting Abstentions ShrHldr Against Against For 20 Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service ShrHldr Against Against For NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 09/05/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas Georgens Mgmt For For For 2 Elect T. Michael Nevens Mgmt For Against Against 3 Elect Jeffry R. Allen Mgmt For For For 4 Elect Tor R. Braham Mgmt For For For 5 Elect Alan L. Earhart Mgmt For For For 6 Elect Gerald D. Held Mgmt For For For 7 Elect Kathryn M. Hill Mgmt For For For 8 Elect George T. Shaheen Mgmt For For For 9 Elect Robert T. Wall Mgmt For For For 10 Elect Richard P. Wallace Mgmt For For For 11 Amendment to the 1999 Stock Option Plan Mgmt For Against Against 12 Amendment to the Employee Stock Purchase Plan Mgmt For For For 13 Reapproval of the Annual Bonus Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board ShrHldr Against Against For 16 Ratification of Auditor Mgmt For For For NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect Robert M. Beall, II Mgmt For For For 3 Elect James L. Camaren Mgmt For For For 4 Elect Kenneth B. Dunn Mgmt For For For 5 Elect Naren K. Gursahaney Mgmt For For For 6 Elect Kirk S. Hachigian Mgmt For For For 7 Elect Toni Jennings Mgmt For For For 8 Elect Amy B. Lane Mgmt For For For 9 Elect James L. Robo Mgmt For For For 10 Elect Rudy E. Schupp Mgmt For For For 11 Elect John L. Skolds Mgmt For For For 12 Elect William H. Swanson Mgmt For For For 13 Elect Hansel E. Tookes II Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Elimination of Supermajority Voting Requirement for Shareholder Removal of Director Mgmt For For For 17 Elimination of Supermajority Requirement Regarding Business with Shareholders Mgmt For For For 18 Elimination of Supermajority Requirement for Amending Charter and Bylaws Mgmt For For For 19 Eliminate the "for cause" Requirement for Removal of Director Mgmt For For For 20 Lower Minimum Share Ownership Threshold to Call a Special meeting to 20% Mgmt For For For 21 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHldr Against For Against 22 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against
Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 11/05/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeffrey S. Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For Withhold Against 1.3 Elect Michael J. Boskin Mgmt For For For 1.4 Elect Safra A. Catz Mgmt For For For 1.5 Elect Bruce R. Chizen Mgmt For Withhold Against 1.6 Elect George H. Conrades Mgmt For For For 1.7 Elect Lawrence J. Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey O. Henley Mgmt For Withhold Against 1.10 Elect Mark V. Hurd Mgmt For For For 1.11 Elect Naomi O. Seligman Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Counting Abstentions ShrHldr Against Against For 5 Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures ShrHldr Against Against For 6 Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans ShrHldr Against Against For 7 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Dennis A. Ausiello Mgmt For For For 2 Elect W. Don Cornwell Mgmt For For For 3 Elect Frances D. Fergusson Mgmt For For For 4 Elect Helen H. Hobbs Mgmt For For For 5 Elect James M. Kilts Mgmt For For For 6 Elect Shantanu Narayen Mgmt For For For 7 Elect Suzanne Nora Johnson Mgmt For For For 8 Elect Ian C. Read Mgmt For For For 9 Elect Stephen W. Sanger Mgmt For For For 10 Elect James C. Smith Mgmt For For For 11 Elect Marc Tessier-Lavigne Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding Lobbying Review ShrHldr Against Against For Procter & Gamble Co. Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/14/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Angela F. Braly Mgmt For For For 2 Elect Kenneth I. Chenault Mgmt For For For 3 Elect Scott D. Cook Mgmt For For For 4 Elect Susan D. Desmond- Hellmann Mgmt For For For 5 Elect Alan G. Lafley Mgmt For For For 6 Elect Terry J. Lundgren Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect Margaret C. Whitman Mgmt For For For 9 Elect Mary Agnes Wilderotter Mgmt For For For 10 Elect Patricia A. Woertz Mgmt For For For 11 Elect Ernesto Zedillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2014 Stock and Incentive Equity Compensation Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Shareholder Proposal Regarding Reporting on the Use of Non- Recyclable Packaging ShrHldr Against Against For 16 Shareholder Proposal Regarding Incorporation of Values in Political Spending ShrHldr Against Against For PulteGroup, Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Brian P. Anderson Mgmt For For For 1.2 Elect Bryce Blair Mgmt For For For 1.3 Elect Richard J. Dugas, Jr. Mgmt For For For 1.4 Elect Thomas J. Folliard Mgmt For For For 1.5 Elect Cheryl W. Grise Mgmt For For For 1.6 Elect Andre J. Hawaux Mgmt For For For 1.7 Elect Debra J. Kelly-Ennis Mgmt For For For 1.8 Elect Patrick J. O'Leary Mgmt For For For 1.9 Elect James J. Postl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For PVH Corp. Ticker Security ID: Meeting Date Meeting Status PVH CUSIP 693656100 06/18/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary Baglivo Mgmt For For For 2 Elect Brent Callinicos Mgmt For For For 3 Elect Emanuel Chirico Mgmt For For For 4 Elect Juan R. Figuereo Mgmt For For For 5 Elect Joseph B. Fuller Mgmt For For For 6 Elect Fred Gehring Mgmt For For For 7 Elect V. James Marino Mgmt For For For 8 Elect G. Penny McIntyre Mgmt For For For 9 Elect Henry Nasella Mgmt For For For 10 Elect Edward R. Rosenfeld Mgmt For For For 11 Elect Craig W. Rydin Mgmt For For For 12 2006 Stock Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For Regions Financial Corporation Ticker Security ID: Meeting Date Meeting Status RF CUSIP 7591EP100 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect George W. Bryan Mgmt For For For 2 Elect Carolyn H. Byrd Mgmt For For For 3 Elect David J. Cooper, Sr. Mgmt For For For 4 Elect Don DeFosset Mgmt For For For 5 Elect Eric C. Fast Mgmt For For For 6 Elect O. B. Grayson Hall, Jr. Mgmt For For For 7 Elect John D. Johns Mgmt For For For 8 Elect Ruth Ann Marshall Mgmt For For For 9 Elect Susan W. Matlock Mgmt For For For 10 Elect John E. Maupin, Jr. Mgmt For For For 11 Elect Charles D. McCrary Mgmt For Against Against 12 Elect Lee J. Styslinger III Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Approval of the 2015 Long Term Incentive Plan Mgmt For For For
SanDisk Corporation Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP 80004C101 06/18/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael E. Marks Mgmt For For For 2 Elect Irwin Federman Mgmt For Against Against 3 Elect Steven J. Gomo Mgmt For For For 4 Elect Eddy W. Hartenstein Mgmt For For For 5 Elect Chenming Hu Mgmt For Against Against 6 Elect Catherine P. Lego Mgmt For For For 7 Elect Sanjay Mehrotra Mgmt For For For 8 Elect D. Scott Mercer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For Simon Property Group, Inc. Ticker Security ID: Meeting Date Meeting Status SPG CUSIP 828806109 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Melvyn E. Bergstein Mgmt For For For 2 Elect Larry C. Glasscock Mgmt For For For 3 Elect Karen N. Horn Mgmt For For For 4 Elect Allan B. Hubbard Mgmt For For For 5 Elect Reuben S. Leibowitz Mgmt For For For 6 Elect Daniel C. Smith Mgmt For For For 7 Elect J. Albert Smith, Jr. Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Counting Abstentions ShrHldr Against Against For T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Edward C. Bernard Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect Donald B. Hebb, Jr. Mgmt For For For 5 Elect Freeman A. Hrabowski, III Mgmt For For For 6 Elect James A.C. Kennedy Mgmt For For For 7 Elect Robert F. MacLellan Mgmt For For For 8 Elect Brian C. Rogers Mgmt For For For 9 Elect Olympia J. Snowe Mgmt For For For 10 Elect Alfred Sommer Mgmt For For For 11 Elect Dwight S. Taylor Mgmt For For For 12 Elect Anne Marie Whittemore Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/16/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ralph W. Babb, Jr. Mgmt For For For 2 Elect Mark A. Blinn Mgmt For For For 3 Elect Daniel A. Carp Mgmt For For For 4 Elect Carrie S. Cox Mgmt For For For 5 Elect Ronald Kirk Mgmt For For For 6 Elect Pamela H. Patsley Mgmt For For For 7 Elect Robert E. Sanchez Mgmt For For For 8 Elect Wayne R. Sanders Mgmt For For For 9 Elect Ruth J. Simmons Mgmt For For For 10 Elect Richard K. Templeton Mgmt For For For 11 Elect Christine Todd Whitman Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For Travelers Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alan L. Beller Mgmt For For For 2 Elect John H. Dasburg Mgmt For For For 3 Elect Janet M. Dolan Mgmt For For For 4 Elect Kenneth M. Duberstein Mgmt For For For 5 Elect Jay S. Fishman Mgmt For For For 6 Elect Patricia L. Higgins Mgmt For For For 7 Elect Thomas R. Hodgson Mgmt For For For 8 Elect William J. Kane Mgmt For For For 9 Elect Cleve L. Killingsworth, Jr. Mgmt For For For 10 Elect Philip T. Ruegger III Mgmt For For For 11 Elect Donald J. Shepard Mgmt For For For 12 Elect Laurie J. Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHldr Against Against For U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Douglas M. Baker, Jr. Mgmt For For For 2 Elect Arthur D. Collins, Jr. Mgmt For For For 3 Elect Richard K. Davis Mgmt For For For 4 Elect Kimberly J. Harris Mgmt For For For 5 Elect Roland A. Hernandez Mgmt For For For 6 Elect Doreen Woo Ho Mgmt For For For 7 Elect Joel W. Johnson Mgmt For For For 8 Elect Olivia F. Kirtley Mgmt For For For 9 Elect Jerry W. Levin Mgmt For For For 10 Elect David B. O'Maley Mgmt For For For 11 Elect O'dell M. Owens Mgmt For For For 12 Elect Craig D. Schnuck Mgmt For For For 13 Elect Patrick T. Stokes Mgmt For For For 14 Elect Scott W. Wine Mgmt For For For 15 2015 Stock Incentive Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For For For 18 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For
Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Andrew H. Card, Jr. Mgmt For For For 2 Elect Erroll B. Davis, Jr. Mgmt For For For 3 Elect David B. Dillon Mgmt For For For 4 Elect Lance M. Fritz Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect John J. Koraleski Mgmt For For For 7 Elect Charles C. Krulak Mgmt For For For 8 Elect Michael R. McCarthy Mgmt For For For 9 Elect Michael W. McConnell Mgmt For For For 10 Elect Thomas F. McLarty III Mgmt For For For 11 Elect Steven R. Rogel Mgmt For For For 12 Elect Jose H. Villarreal Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Shareholder Proposal Regarding Retention of Shares Until Retirement ShrHldr Against Against For 16 Shareholder Proposal regarding Independent Chairman ShrHldr Against Against For United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/07/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David P. Abney Mgmt For For For 2 Elect Rodney C. Adkins Mgmt For For For 3 Elect Michael J. Burns Mgmt For For For 4 Elect D. Scott Davis Mgmt For For For 5 Elect William R. Johnson Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Ann M. Livermore Mgmt For For For 8 Elect Rudy H.P. Markham Mgmt For For For 9 Elect Clark T. Randt, Jr. Mgmt For For For 10 Elect John T. Stankey Mgmt For For For 11 Elect Carol B. Tome Mgmt For For For 12 Elect Kevin M. Warsh Mgmt For For For 13 Approval of the 2015 Omnibus Incentive Equity Compensation Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 16 Shareholder Proposal Regarding Recapitalization ShrHldr Against For Against 17 Shareholder Proposal Regarding Tax Gross-Up Payments ShrHldr Against Against For Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/07/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Shellye L. Archambeau Mgmt For For For 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Richard L. Carrion Mgmt For For For 4 Elect Melanie L. Healey Mgmt For For For 5 Elect M. Frances Keeth Mgmt For For For 6 Elect Lowell C. McAdam Mgmt For For For 7 Elect Donald T. Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Rodney E. Slater Mgmt For For For 10 Elect Kathryn A. Tesija Mgmt For For For 11 Elect Gregory D. Wasson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding Network Neutrality ShrHldr Against Against For 15 Shareholder Proposal Regarding Lobbying Report ShrHldr Against For Against 16 Shareholder Proposal Regarding Approval of Severance Agreements ShrHldr Against Against For 17 Shareholder Proposal Regarding Retention of Shares Until Retirement ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against Wal-Mart Stores Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/05/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Aida M. Alvarez Mgmt For Against Against 2 Elect James I. Cash, Jr. Mgmt For Against Against 3 Elect Roger C. Corbett Mgmt For For For 4 Elect Pamela J. Craig Mgmt For For For 5 Elect Michael T. Duke Mgmt For Against Against 6 Elect Timothy P. Flynn Mgmt For For For 7 Elect Thomas W. Horton Mgmt For For For 8 Elect Marissa A. Mayer Mgmt For For For 9 Elect C. Douglas McMillon Mgmt For For For 10 Elect Gregory B. Penner Mgmt For For For 11 Elect Steven S. Reinemund Mgmt For For For 12 Elect Kevin Y. Systrom Mgmt For For For 13 Elect Jim C. Walton Mgmt For For For 14 Elect S. Robson Walton Mgmt For For For 15 Elect Linda S. Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For For For 18 2015 Equity Incentive Plan Mgmt For For For 19 Shareholder Proposal Regarding Recoupment Report ShrHldr Against For Against 20 Shareholder Proposal Regarding Proxy Access ShrHldr Against Against For 21 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain ShrHldr Against Against For 22 Shareholder Proposal Regarding an Incentive Compensation Report ShrHldr Against Against For 23 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against For Against Walt Disney Co. Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Jack Dorsey Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Fred H. Langhammer Mgmt For For For 6 Elect Aylwin B. Lewis Mgmt For For For 7 Elect Monica C. Lozano Mgmt For For For 8 Elect Robert W. Matschullat Mgmt For For For 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin C. Smith Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 14 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John D. Baker II Mgmt For For For 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Elizabeth A. Duke Mgmt For For For 6 Elect Susan E. Engel Mgmt For For For 7 Elect Enrique Hernandez, Jr. Mgmt For For For 8 Elect Donald M. James Mgmt For For For 9 Elect Cynthia H. Milligan Mgmt For Against Against 10 Elect Federico F. Pena Mgmt For For For 11 Elect James H. Quigley Mgmt For For For 12 Elect Judith M. Runstad Mgmt For For For 13 Elect Stephen W. Sanger Mgmt For For For 14 Elect John G. Stumpf Mgmt For For For 15 Elect Susan G. Swenson Mgmt For For For 16 Elect Suzanne M. Vautrinot Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Mid-Cap Value Equity Fund A.O. Smith Corporation Ticker Security ID: Meeting Date Meeting Status AOS CUSIP 831865209 04/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gloster B. Current, Jr. Mgmt For For For 1.2 Elect William P. Greubel Mgmt For For For 1.3 Elect Idelle K. Wolf Mgmt For For For 1.4 Elect Gene C. Wulf Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/15/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Frank M. Clark, Jr. Mgmt For For For 4 Elect Betsy Z. Cohen Mgmt For For For 5 Elect Molly J. Coye Mgmt For Against Against 6 Elect Roger N. Farah Mgmt For For For 7 Elect Barbara H. Franklin Mgmt For For For 8 Elect Jeffrey E. Garten Mgmt For For For 9 Elect Ellen M. Hancock Mgmt For For For 10 Elect Richard J. Harrington Mgmt For For For 11 Elect Edward J. Ludwig Mgmt For For For 12 Elect Joseph P. Newhouse Mgmt For For For 13 Elect Olympia J. Snowe Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Shareholder Proposal Regarding Report on Indirect Political Spending ShrHldr Against Against For 17 Shareholder Proposal Regarding Retention of Shares Until Retirement ShrHldr Against Against For Agilent Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status A CUSIP 00846U101 03/18/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert J. Herbold Mgmt For For For 2 Elect KOH Boon Hwee Mgmt For For For 3 Elect Michael R. McMullen Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval and Amendment of the Employee Performance- Based Compensation Plan Mgmt For For For 6 Board Declassification Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For Against Against Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP 020002101 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert D. Beyer Mgmt For For For 2 Elect Kermit R. Crawford Mgmt For For For 3 Elect Michael L. Eskew Mgmt For For For 4 Elect Herbert L. Henkel Mgmt For For For 5 Elect Siddharth N. Mehta Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect John W. Rowe Mgmt For For For 8 Elect Judith A. Sprieser Mgmt For For For 9 Elect Mary Alice Taylor Mgmt For For For 10 Elect Thomas J. Wilson Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Retention of Shares Until Retirement ShrHldr Against Against For Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect James M. Cracchiolo Mgmt For For For 2 Elect Dianne Neal Blixt Mgmt For For For 3 Elect Amy DiGeso Mgmt For For For 4 Elect Lon R. Greenberg Mgmt For For For 5 Elect Siri S. Marshall Mgmt For For For 6 Elect Jeffrey Noddle Mgmt For For For 7 Elect H. Jay Sarles Mgmt For Against Against 8 Elect Robert F. Sharpe, Jr. Mgmt For For For 9 Elect William H. Turner Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For
Anthem Inc Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 11/05/2014 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Company Name Change Mgmt For For For Aon plc Ticker Security ID: Meeting Date Meeting Status AON CUSIP G0408V102 06/17/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Lester B. Knight Mgmt For For For 2 Elect Gregory C. Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl A. Francis Mgmt For For For 5 Elect James W. Leng Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect Robert S. Morrison Mgmt For For For 8 Elect Richard B. Myers Mgmt For For For 9 Elect Richard C. Notebaert Mgmt For For For 10 Elect Gloria Santona Mgmt For For For 11 Elect Carolyn Y. Woo Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Ratification of Statutory Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Remuneration Report (Advisory) Mgmt For For For 18 Approval of Share Repurchase Contracts and Repurchase Counterparties Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Authorization of Political Donations and Expenditures Mgmt For For For Arthur J. Gallagher & Co. Ticker Security ID: Meeting Date Meeting Status AJG CUSIP 363576109 06/01/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect William L. Bax Mgmt For For For 3 Elect D. John Coldman Mgmt For For For 4 Elect Frank E. English Jr. Mgmt For For For 5 Elect J. Patrick Gallagher, Jr. Mgmt For For For 6 Elect Elbert O. Hand Mgmt For For For 7 Elect David S. Johnson Mgmt For Against Against 8 Elect Kay W. McCurdy Mgmt For For For 9 Elect Norman L. Rosenthal Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Employee Stock Purchase Plan Mgmt For For For 12 Approval of the Senior Management Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Roger W. Hale Mgmt For For For 2 Elect Vada O. Manager Mgmt For For For 3 Elect George A. Schaefer, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Approval of the 2015 Incentive Plan Mgmt For For For BankUnited Inc. Ticker Security ID: Meeting Date Meeting Status BKU CUSIP 06652K103 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Tere Blanca Mgmt For Withhold Against 1.2 Elect Eugene F. DeMark Mgmt For For For 1.3 Elect Michael J. Dowling Mgmt For For For 1.4 Elect John A. Kanas Mgmt For For For 1.5 Elect Douglas J. Pauls Mgmt For Withhold Against 1.6 Elect Rajinder P. Singh Mgmt For For For 1.7 Elect Sanjiv Sobti Mgmt For For For 1.8 Elect A. Robert Towbin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against Cabot Corporation Ticker Security ID: Meeting Date Meeting Status CBT CUSIP 127055101 03/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John K. McGillicuddy Mgmt For For For 2 Elect John F. O'Brien Mgmt For For For 3 Elect Lydia W. Thomas Mgmt For For For 4 Elect Mark S. Wrighton Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Approval of the 2015 Directors' Stock Compensation Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Rhys J. Best Mgmt For For For 2 Elect Dan O. Dinges Mgmt For For For 3 Elect James R. Gibbs Mgmt For For For 4 Elect Robert L. Keiser Mgmt For For For 5 Elect Robert Kelley Mgmt For For For 6 Elect W. Matt Ralls Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHldr Against Against For 10 Shareholder Proposal Regarding Proxy Access ShrHldr Against Against For
CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John M. Partridge Mgmt For For For 2 Elect James E. Rogers Mgmt For For For 3 Elect Eric C. Wiseman Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For Comerica Incorporated Ticker Security ID: Meeting Date Meeting Status CMA CUSIP 200340107 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ralph W. Babb, Jr. Mgmt For For For 2 Elect Roger A. Cregg Mgmt For For For 3 Elect T. Kevin DeNicola Mgmt For For For 4 Elect Jacqueline P. Kane Mgmt For For For 5 Elect Richard G. Lindner Mgmt For For For 6 Elect Alfred A. Piergallini Mgmt For For For 7 Elect Robert S. Taubman Mgmt For For For 8 Elect Reginald M. Turner Mgmt For For For 9 Elect Nina G. Vaca Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Incentive Plan for Non-Employee Directors Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 22822V101 05/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert Bartolo Mgmt For For For 2 Elect Cindy Christy Mgmt For Against Against 3 Elect Ari Q. Fitzgerald Mgmt For For For 4 Elect Robert E. Garrison II Mgmt For For For 5 Elect Dale N. Hatfield Mgmt For For For 6 Elect Lee W. Hogan Mgmt For For For 7 Elect John P. Kelly Mgmt For For For 8 Elect Robert F. McKenzie Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 3 Years Against Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 228227104 11/19/2014 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reorganization (Conversion to REIT) Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For Cypress Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status CY CUSIP 232806109 03/12/2015 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Amendment to the 2013 Stock Plan Mgmt For For For Cypress Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status CY CUSIP 232806109 05/15/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect T.J. Rodgers Mgmt For For For 1.2 Elect W. Steve Albrecht Mgmt For For For 1.3 Elect Eric A. Benhamou Mgmt For For For 1.4 Elect Wilbert van den Hoek Mgmt For For For 1.5 Elect John H. Kispert Mgmt For For For 1.6 Elect H. Raymond Bingham Mgmt For For For 1.7 Elect O.C. Kwon Mgmt For For For 1.8 Elect Michael S. Wishart Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For D.R. Horton, Inc. Ticker Security ID: Meeting Date Meeting Status DHI CUSIP 23331A109 01/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald R. Horton Mgmt For For For 2 Elect Barbara K. Allen Mgmt For For For 3 Elect Bradley S. Anderson Mgmt For For For 4 Elect Michael R. Buchanan Mgmt For For For 5 Elect Michael W. Hewatt Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Amendment to the 2006 Stock Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Anthony K. Anderson Mgmt For For For 2 Elect Ann C. Berzin Mgmt For For For 3 Elect John A. Canning Jr. Mgmt For Against Against 4 Elect Christopher M. Crane Mgmt For For For 5 Elect Yves C. de Balmann Mgmt For Against Against 6 Elect Nicholas DeBenedictis Mgmt For For For 7 Elect Paul L. Joskow Mgmt For For For 8 Elect Robert J. Lawless Mgmt For Against Against 9 Elect Richard W. Mies Mgmt For For For 10 Elect William C. Richardson Mgmt For Against Against 11 Elect John W. Rogers, Jr. Mgmt For For For 12 Elect Mayo A. Shattuck III Mgmt For For For 13 Elect Stephen D. Steinour Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan Mgmt For For For 17 Management Proposal Regarding Proxy Access Mgmt For Against Against 18 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against
Hartford Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status HIG CUSIP 416515104 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert B. Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Kathryn A. Mikells Mgmt For For For 4 Elect Michael G. Morris Mgmt For For For 5 Elect Thomas A. Renyi Mgmt For For For 6 Elect Julie G. Richardson Mgmt For For For 7 Elect Teresa W. Roseborough Mgmt For For For 8 Elect Virginia P. Ruesterholz Mgmt For For For 9 Elect Charles B. Strauss Mgmt For For For 10 Elect Christopher J. Swift Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Rodney F. Chase Mgmt For For For 2 Elect Terrence J. Checki Mgmt For For For 3 Elect Harvey Golub Mgmt For For For 4 Elect John B. Hess Mgmt For For For 5 Elect Edith E. Holiday Mgmt For For For 6 Elect Risa Lavizzo-Mourey Mgmt For For For 7 Elect David McManus Mgmt For For For 8 Elect John H. Mullin, III Mgmt For For For 9 Elect James H. Quigley Mgmt For For For 10 Elect Robert N. Wilson Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2008 Long- Term Incentive Plan Mgmt For For For 14 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 15 Shareholder Proposal Regarding Carbon Asset Risk Report ShrHldr Against Against For Hill-Rom Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HRC CUSIP 431475102 03/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Rolf A. Classon Mgmt For For For 1.2 Elect William G. Dempsey Mgmt For For For 1.3 Elect James R. Giertz Mgmt For For For 1.4 Elect Charles E. Golden Mgmt For For For 1.5 Elect John J. Greisch Mgmt For For For 1.6 Elect William H. Kucheman Mgmt For For For 1.7 Elect Ronald A. Malone Mgmt For For For 1.8 Elect Eduardo R. Menasce Mgmt For For For 1.9 Elect Stacy Enxing Seng Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ann C. Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Elaine L. Chao Mgmt For For For 4 Elect Jared L. Cohon Mgmt For For For 5 Elect Gary D. Forsee Mgmt For For For 6 Elect Constance J. Horner Mgmt For For For 7 Elect Linda P. Hudson Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Myles P. Lee Mgmt For For For 10 Elect John P. Surma Mgmt For For For 11 Elect Richard J. Swift Mgmt For For For 12 Elect Tony L. White Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Authority to Issue Shares with Preemptive Rights Mgmt For For For 16 Authority to Issue Shares without Preemptive Rights Mgmt For For For 17 Authority to Set Price Range for the Issuance of Treasury Shares Mgmt For For For Intersil Corporation Ticker Security ID: Meeting Date Meeting Status ISIL CUSIP 46069S109 04/24/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Necip Sayiner Mgmt For For For 2 Elect Donald Macleod Mgmt For For For 3 Elect Mercedes Johnson Mgmt For For For 4 Elect Sohail Khan Mgmt For For For 5 Elect Gregory S. Lang Mgmt For For For 6 Elect Forrest E. Norrod Mgmt For For For 7 Elect Jan Peeters Mgmt For For For 8 Elect James A. Urry Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Martin L. Flanagan Mgmt For For For 2 Elect C. Robert Henrikson Mgmt For For For 3 Elect Ben F. Johnson III Mgmt For For For 4 Elect Sir Nigel Sheinwald Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Natalie A. Black Mgmt For For For 1.2 Elect Raymond L. Conner Mgmt For For For 1.3 Elect Richard Goodman Mgmt For For For 1.4 Elect William H. Lacy Mgmt For For For 1.5 Elect Alex A. Molinaroli Mgmt For For For 1.6 Elect Mark P. Vergnano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert M. Calderoni Mgmt For For For 2 Elect Gary Daichendt Mgmt For For For 3 Elect Kevin DeNuccio Mgmt For Against Against 4 Elect James Dolce Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Scott Kriens Mgmt For For For 7 Elect Rahul Merchant Mgmt For For For 8 Elect Rami Rahim Mgmt For For For 9 Elect Pradeep Sindhu Mgmt For For For 10 Elect William Stensrud Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of the 2015 Equity Incentive Plan Mgmt For For For 13 Amendment to the 2008 Employee Stock Purchase Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For KAR Auction Services, Inc. Ticker Security ID: Meeting Date Meeting Status KAR CUSIP 48238T109 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Todd F. Bourell Mgmt For For For 2 Elect Donna R. Ecton Mgmt For For For 3 Elect Peter R. Formanek Mgmt For For For 4 Elect James P. Hallett Mgmt For For For 5 Elect Mark E. Hill Mgmt For For For 6 Elect J. Mark Howell Mgmt For For For 7 Elect Lynn Jolliffe Mgmt For For For 8 Elect Michael T. Kestner Mgmt For For For 9 Elect John P. Larson Mgmt For For For 10 Elect Stephen E. Smith Mgmt For For For 11 Ratification of Auditor Mgmt For For For Lazard Ltd Ticker Security ID: Meeting Date Meeting Status LAZ CUSIP G54050102 04/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Andrew M. Alper Mgmt For For For 1.2 Elect Ashish Bhutani Mgmt For For For 1.3 Elect Steven J. Heyer Mgmt For For For 1.4 Elect Sylvia Jay Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Martin Marietta Materials, Inc. Ticker Security ID: Meeting Date Meeting Status MLM CUSIP 573284106 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David G. Maffucci Mgmt For For For 2 Elect William E. McDonald Mgmt For For For 3 Elect Frank H. Menaker, Jr. Mgmt For For For 4 Elect Richard A. Vinroot Mgmt For Against Against 5 Ratification of Auditor Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect B. Kipling Hagopian Mgmt For For For 1.2 Elect Tunc Doluca Mgmt For For For 1.3 Elect James R. Bergman Mgmt For Withhold Against 1.4 Elect Joseph R. Bronson Mgmt For For For 1.5 Elect Robert E. Grady Mgmt For For For 1.6 Elect William D. Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to 2008 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to 1996 Stock Incentive Plan Mgmt For For For 5 Elimination of Cumulative Voting Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Renewal of Executive Bonus Plan Mgmt For For For MB Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MBFI CUSIP 55264U108 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David P. Bolger Mgmt For Against Against 2 Elect C. Bryan Daniels Mgmt For For For 3 Elect Mitchell S. Feiger Mgmt For For For 4 Elect Charles J. Gries Mgmt For For For 5 Elect James N. Hallene Mgmt For For For 6 Elect Thomas H. Harvey Mgmt For For For 7 Elect Richard J. Holmstrom Mgmt For For For 8 Elect Karen J. May Mgmt For For For 9 Elect Ronald D. Santo Mgmt For For For 10 Elect Jennifer W. Steans Mgmt For For For 11 Elect Renee Togher Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For
MeadWestvaco Corporation Ticker Security ID: Meeting Date Meeting Status MWV CUSIP 583334107 06/24/2015 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Advisory Vote on Golden Parachutes Mgmt For For For NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 09/05/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas Georgens Mgmt For For For 2 Elect T. Michael Nevens Mgmt For Against Against 3 Elect Jeffry R. Allen Mgmt For For For 4 Elect Tor R. Braham Mgmt For For For 5 Elect Alan L. Earhart Mgmt For For For 6 Elect Gerald D. Held Mgmt For For For 7 Elect Kathryn M. Hill Mgmt For For For 8 Elect George T. Shaheen Mgmt For For For 9 Elect Robert T. Wall Mgmt For For For 10 Elect Richard P. Wallace Mgmt For For For 11 Amendment to the 1999 Stock Option Plan Mgmt For Against Against 12 Amendment to the Employee Stock Purchase Plan Mgmt For For For 13 Reapproval of the Annual Bonus Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board ShrHldr Against Against For 16 Ratification of Auditor Mgmt For For For Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jeffrey L. Berenson Mgmt For For For 2 Elect Michael A. Cawley Mgmt For For For 3 Elect Edward F. Cox Mgmt For For For 4 Elect Thomas J. Edelman Mgmt For For For 5 Elect Eric P. Grubman Mgmt For For For 6 Elect Kirby L. Hedrick Mgmt For For For 7 Elect David L. Stover Mgmt For For For 8 Elect Scott D. Urban Mgmt For For For 9 Elect William T. Van Kleef Mgmt For For For 10 Elect Molly K. Williamson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Increase of Authorized Common Stock Mgmt For For For 14 Amendment to the 1992 Stock Option and Restricted Stock Plan Mgmt For For For 15 2015 Stock Plan for Non- Employee Directors Mgmt For For For 16 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against 17 Shareholder Proposal Regarding Report on Response to Climate Change Policy ShrHldr Against Against For NRG Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NRG CUSIP 629377508 05/07/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Kirbyjon H. Caldwell Mgmt For For For 3 Elect Lawrence S. Coben Mgmt For For For 4 Elect Howard E. Cosgrove Mgmt For For For 5 Elect David W. Crane Mgmt For For For 6 Elect Terry G. Dallas Mgmt For For For 7 Elect William E. Hantke Mgmt For For For 8 Elect Paul W. Hobby Mgmt For For For 9 Elect Edward R. Muller Mgmt For For For 10 Elect Anne C. Schaumburg Mgmt For For For 11 Elect Evan J. Silverstein Mgmt For For For 12 Elect Thomas H. Weidemeyer Mgmt For For For 13 Elect Walter R. Young Mgmt For For For 14 Amendment to the Annual Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Ratification of Auditor Mgmt For For For Omnicare, Inc. Ticker Security ID: Meeting Date Meeting Status OCR CUSIP 681904108 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John L. Bernbach Mgmt For For For 2 Elect James G. Carlson Mgmt For For For 3 Elect Mark A. Emmert Mgmt For For For 4 Elect Steven J. Heyer Mgmt For For For 5 Elect Samuel R. Leno Mgmt For For For 6 Elect Nitin Sahney Mgmt For For For 7 Elect Barry Schochet Mgmt For For For 8 Elect James D. Shelton Mgmt For Against Against 9 Elect Amy Wallman Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For Oshkosh Corporation Ticker Security ID: Meeting Date Meeting Status OSK CUSIP 688239201 02/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard M. Donnelly Mgmt For For For 1.2 Elect Peter B. Hamilton Mgmt For For For 1.3 Elect Kathleen J. Hempel Mgmt For For For 1.4 Elect Leslie F. Kenne Mgmt For For For 1.5 Elect Stephen D. Newlin Mgmt For For For 1.6 Elect Craig P. Omtvedt Mgmt For For For 1.7 Elect Duncan J. Palmer Mgmt For For For 1.8 Elect John S. Shiely Mgmt For For For 1.9 Elect Richard G. Sim Mgmt For For For 1.10 Elect Charles L. Szews Mgmt For For For 1.11 Elect William S. Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/22/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert G. Bohn Mgmt For For For 1.2 Elect Linda S. Harty Mgmt For For For 1.3 Elect William E. Kassling Mgmt For For For 1.4 Elect Robert J. Kohlhepp Mgmt For For For 1.5 Elect Kevin A. Lobo Mgmt For For For 1.6 Elect Klaus-Peter Muller Mgmt For For For 1.7 Elect Candy M. Obourn Mgmt For For For 1.8 Elect Joseph M. Scaminace Mgmt For For For 1.9 Elect Wolfgang R. Schmitt Mgmt For For For 1.10 Elect Ake Svensson Mgmt For For For 1.11 Elect James L. Wainscott Mgmt For For For 1.12 Elect Donald E. Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Approval of Global Employee Stock Purchase Plan Mgmt For For For 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against Patterson-UTI Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PTEN CUSIP 703481101 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mark S. Siegel Mgmt For For For 1.2 Elect Kenneth N. Berns Mgmt For For For 1.3 Elect Charles O. Buckner Mgmt For For For 1.4 Elect Michael W. Conlon Mgmt For For For 1.5 Elect Curtis W. Huff Mgmt For For For 1.6 Elect Terry H. Hunt Mgmt For For For 1.7 Elect Tiffany J. Thom Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edison C. Buchanan Mgmt For For For 2 Elect Andrew F. Cates Mgmt For For For 3 Elect Timothy L. Dove Mgmt For For For 4 Elect Phillip A. Gobe Mgmt For For For 5 Elect Larry R. Grillot Mgmt For For For 6 Elect Stacy P. Methvin Mgmt For For For 7 Elect Royce W. Mitchell Mgmt For For For 8 Elect Frank A. Risch Mgmt For For For 9 Elect Scott D. Sheffield Mgmt For For For 10 Elect J. Kenneth Thompson Mgmt For For For 11 Elect Phoebe A. Wood Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against PVH Corp. Ticker Security ID: Meeting Date Meeting Status PVH CUSIP 693656100 06/18/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary Baglivo Mgmt For For For 2 Elect Brent Callinicos Mgmt For For For 3 Elect Emanuel Chirico Mgmt For For For 4 Elect Juan R. Figuereo Mgmt For For For 5 Elect Joseph B. Fuller Mgmt For For For 6 Elect Fred Gehring Mgmt For For For 7 Elect V. James Marino Mgmt For For For 8 Elect G. Penny McIntyre Mgmt For For For 9 Elect Henry Nasella Mgmt For For For 10 Elect Edward R. Rosenfeld Mgmt For For For 11 Elect Craig W. Rydin Mgmt For For For 12 2006 Stock Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For Ralph Lauren Corporation Ticker Security ID: Meeting Date Meeting Status RL CUSIP 751212101 08/07/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Frank A. Bennack, Jr. Mgmt For For For 1.2 Elect Joel L. Fleishman Mgmt For Withhold Against 1.3 Elect Hubert Joly Mgmt For For For 1.4 Elect Steven P. Murphy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Shareholder Proposal Regarding Human Rights Report ShrHldr Against Against For Regions Financial Corporation Ticker Security ID: Meeting Date Meeting Status RF CUSIP 7591EP100 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect George W. Bryan Mgmt For For For 2 Elect Carolyn H. Byrd Mgmt For For For 3 Elect David J. Cooper, Sr. Mgmt For For For 4 Elect Don DeFosset Mgmt For For For 5 Elect Eric C. Fast Mgmt For For For 6 Elect O. B. Grayson Hall, Jr. Mgmt For For For 7 Elect John D. Johns Mgmt For For For 8 Elect Ruth Ann Marshall Mgmt For For For 9 Elect Susan W. Matlock Mgmt For For For 10 Elect John E. Maupin, Jr. Mgmt For For For 11 Elect Charles D. McCrary Mgmt For Against Against 12 Elect Lee J. Styslinger III Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Approval of the 2015 Long Term Incentive Plan Mgmt For For For
Rockwell Automation, Inc. Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903109 02/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Betty C. Alewine Mgmt For For For 1.2 Elect J. Phillip Holloman Mgmt For For For 1.3 Elect Verne G. Istock Mgmt For For For 1.4 Elect Lawrence D. Kingsley Mgmt For For For 1.5 Elect Lisa A. Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Adoption of Majority Vote for Election of Directors Mgmt For For For SanDisk Corporation Ticker Security ID: Meeting Date Meeting Status SNDK CUSIP 80004C101 06/18/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael E. Marks Mgmt For For For 2 Elect Irwin Federman Mgmt For Against Against 3 Elect Steven J. Gomo Mgmt For For For 4 Elect Eddy W. Hartenstein Mgmt For For For 5 Elect Chenming Hu Mgmt For Against Against 6 Elect Catherine P. Lego Mgmt For For For 7 Elect Sanjay Mehrotra Mgmt For For For 8 Elect D. Scott Mercer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For Seadrill Limited Ticker Security ID: Meeting Date Meeting Status SDRL CUSIP G7945E105 09/19/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Tor Olav Troim Mgmt For Against Against 3 Elect Kate Blankenship Mgmt For Against Against 4 Elect Kathrine Fredriksen Mgmt For For For 5 Elect Carl Erik Steen Mgmt For For For 6 Elect Bert Bekker Mgmt For For For 7 Elect Paul Leand, Jr. Mgmt For For For 8 Appointment of Auditor; Authority to Set Auditor's Fees Mgmt For For For 9 Directors' Fees Mgmt For For For Seagate Technology Ticker Security ID: Meeting Date Meeting Status STX CUSIP G7945M107 10/22/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen J. Luczo Mgmt For For For 2 Elect Frank J. Biondi, Jr. Mgmt For For For 3 Elect Michael R. Cannon Mgmt For For For 4 Elect Mei-Wei Cheng Mgmt For For For 5 Elect William T. Coleman Mgmt For For For 6 Elect Jay L. Geldmacher Mgmt For For For 7 Elect Kristen M. Onken Mgmt For For For 8 Elect Chong Sup Park Mgmt For For For 9 Elect Gregorio Reyes Mgmt For For For 10 Elect Stephanie Tilenius Mgmt For For For 11 Elect Edward Zander Mgmt For For For 12 Authority to Issue Shares Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Set the Price of Treasury Shares Mgmt For For For 15 Amendment to the 2012 Equity Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Authority to Hold the 2015 Annual Meeting Outside of Ireland Mgmt For For For 18 Ratification of Auditor Mgmt For For For Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect James G. Brocksmith, Jr. Mgmt For For For 3 Elect Kathleen L. Brown Mgmt For For For 4 Elect Pablo A. Ferrero Mgmt For For For 5 Elect William D. Jones Mgmt For For For 6 Elect William G. Ouchi Mgmt For For For 7 Elect Debra L. Reed Mgmt For For For 8 Elect William C. Rusnack Mgmt For For For 9 Elect William P. Rutledge Mgmt For For For 10 Elect Lynn Schenk Mgmt For For For 11 Elect Jack T. Taylor Mgmt For For For 12 Elect Luis M. Tellez Mgmt For For For 13 Elect James C. Yardley Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For STERIS Corporation Ticker Security ID: Meeting Date Meeting Status STE CUSIP 859152100 07/30/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard C. Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline B. Kosecoff Mgmt For For For 1.4 Elect David B. Lewis Mgmt For For For 1.5 Elect Kevin M. McMullen Mgmt For For For 1.6 Elect Walter M Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen M. Sohi Mgmt For For For 1.8 Elect John P. Wareham Mgmt For For For 1.9 Elect Loyal W. Wilson Mgmt For For For 1.10 Elect Michael B. Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Symantec Corporation Ticker Security ID: Meeting Date Meeting Status SYMC CUSIP 871503108 10/28/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael A. Brown Mgmt For For For 2 Elect Frank E. Dangeard Mgmt For For For 3 Elect Geraldine B. Laybourne Mgmt For For For 4 Elect David Mahoney Mgmt For For For 5 Elect Robert S. Miller Mgmt For For For 6 Elect Anita Sands Mgmt For For For 7 Elect Daniel H. Schulman Mgmt For For For 8 Elect V. Paul Unruh Mgmt For For For 9 Elect Suzanne Vautrinot Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/19/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John M. Cassaday Mgmt For For For 2 Elect Judith B. Craven Mgmt For For For 3 Elect William J. DeLaney Mgmt For For For 4 Elect Larry C. Glasscock Mgmt For Against Against 5 Elect Jonathan Golden Mgmt For Against Against 6 Elect Joseph A. Hafner, Jr. Mgmt For For For 7 Elect Hans-Joachim Korber Mgmt For For For 8 Elect Nancy S. Newcomb Mgmt For For For 9 Elect Richard G. Tilghman Mgmt For For For 10 Elect Jackie M. Ward Mgmt For For For 11 2015 Employee Stock Purchase Plan Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Edward C. Bernard Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect Donald B. Hebb, Jr. Mgmt For For For 5 Elect Freeman A. Hrabowski, III Mgmt For For For 6 Elect James A.C. Kennedy Mgmt For For For 7 Elect Robert F. MacLellan Mgmt For For For 8 Elect Brian C. Rogers Mgmt For For For 9 Elect Olympia J. Snowe Mgmt For For For 10 Elect Alfred Sommer Mgmt For For For 11 Elect Dwight S. Taylor Mgmt For For For 12 Elect Anne Marie Whittemore Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For Tidewater Inc. Ticker Security ID: Meeting Date Meeting Status TDW CUSIP 886423102 07/31/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James C. Day Mgmt For For For 1.3 Elect Richard T. du Moulin Mgmt For For For 1.4 Elect Morris E. Foster Mgmt For For For 1.5 Elect J. Wayne Leonard Mgmt For For For 1.6 Elect Richard A. Pattarozzi Mgmt For For For 1.7 Elect Jeffrey M. Platt Mgmt For For For 1.8 Elect Robert L. Potter Mgmt For For For 1.9 Elect Nicholas Sutton Mgmt For For For 1.10 Elect Cindy B. Taylor Mgmt For For For 1.11 Elect Jack E. Thompson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 2014 Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For Towers Watson & Co. Ticker Security ID: Meeting Date Meeting Status TW CUSIP 891894107 11/13/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Victor F. Ganzi Mgmt For For For 2 Elect John J. Haley Mgmt For For For 3 Elect Leslie S. Heisz Mgmt For For For 4 Elect Brendan R. O'Neill Mgmt For Against Against 5 Elect Linda D. Rabbitt Mgmt For For For 6 Elect Gilbert T. Ray Mgmt For For For 7 Elect Paul Thomas Mgmt For For For 8 Elect Wilhelm Zeller Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For Tyco International Ltd. Ticker Security ID: Meeting Date Meeting Status TYC CUSIP G91442106 03/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edward D. Breen Mgmt For For For 2 Elect Herman E. Bulls Mgmt For For For 3 Elect Michael E. Daniels Mgmt For For For 4 Elect Frank M. Drendel Mgmt For For For 5 Elect Brian Duperreault Mgmt For For For 6 Elect Rajiv L. Gupta Mgmt For For For 7 Elect George R. Oliver Mgmt For For For 8 Elect Brendan R. O'Neill Mgmt For For For 9 Elect Jurgen Tinggren Mgmt For For For 10 Elect Sandra S. Wijnberg Mgmt For For For 11 Elect R. David Yost Mgmt For For For 12 Authority to Set Audit Fees Mgmt For For For 13 Appointment of Auditor and Authority to Set Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to set Price Range for Issuance of Treasury Shares Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For
Tyco International Ltd. Ticker Security ID: Meeting Date Meeting Status TYC CUSIP H89128104 09/09/2014 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Redomestication from Switzerland to Ireland Mgmt For For For 2 Reduction in Share Premium Account Mgmt For For For Umpqua Holdings Corporation Ticker Security ID: Meeting Date Meeting Status UMPQ CUSIP 904214103 04/15/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ellen R. M. Boyer Mgmt For For For 2 Elect Raymond P. Davis Mgmt For For For 3 Elect Robert C. Donegan Mgmt For For For 4 Elect C. Webb Edwards Mgmt For For For 5 Elect Peggy Y. Fowler Mgmt For For For 6 Elect Stephen M. Gambee Mgmt For For For 7 Elect James S. Greene Mgmt For For For 8 Elect Luis F. Machuca Mgmt For For For 9 Elect Maria M. Pope Mgmt For For For 10 Elect Susan F. Stevens Mgmt For For For 11 Elect Hilliard C. Terry III Mgmt For For For 12 Elect Bryan L. Timm Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against Wynn Resorts, Limited Ticker Security ID: Meeting Date Meeting Status WYNN CUSIP 983134107 04/24/2015 Take No Action Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Elaine P. Wynn Mgmt N/A TNA N/A 1.2 Elect J. Edward Virtue Mgmt N/A TNA N/A 2 Ratification of Auditor Mgmt N/A TNA N/A 3 Article Amendment Regarding Dividend Limitation Mgmt N/A TNA N/A 4 Shareholder Proposal Regarding Report on Political Spending ShrHldr N/A TNA N/A Wynn Resorts, Limited Ticker Security ID: Meeting Date Meeting Status WYNN CUSIP 983134107 04/24/2015 Voted Meeting Type Country of Trade Proxy Contest United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John J. Hagenbuch Mgmt For For For 1.2 Elect J. Edward Virtue Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Article Amendment Regarding Dividend Limitation Mgmt For For For 4 Shareholder Proposal Regarding Report on Political Spending ShrHldr Against Against For Registrant : RidgeWorth Funds Fund Name : RidgeWorth Select Large Cap Growth Stock Fund Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Vincent T. Roche Mgmt For For For 3 Elect Jose E. Almeida Mgmt For For For 4 Elect Richard M. Beyer Mgmt For For For 5 Elect James A. Champy Mgmt For For For 6 Elect Edward H. Frank Mgmt For For For 7 Elect John C. Hodgson Mgmt For For For 8 Elect Yves-Andre Istel Mgmt For For For 9 Elect Neil S. Novich Mgmt For For For 10 Elect Kenton J. Sicchitano Mgmt For For For 11 Elect Lisa T. Su Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 03/10/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Timothy D. Cook Mgmt For For For 2 Elect Albert A. Gore, Jr. Mgmt For For For 3 Elect Robert A. Iger Mgmt For For For 4 Elect Andrea Jung Mgmt For For For 5 Elect Arthur D. Levinson Mgmt For For For 6 Elect Ronald D. Sugar Mgmt For For For 7 Elect Sue Wagner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Amendment to the Employee Stock Purchase Plan Mgmt For For For 11 Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk ShrHldr Against Against For 12 Shareholder Proposal Regarding Proxy Access ShrHldr Against Against For Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439104 11/14/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Wei Sun Christianson Mgmt For For For 3 Elect Fabrizio Freda Mgmt For For For 4 Elect Jane Lauder Mgmt For For For 5 Elect Leonard A. Lauder Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/30/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Andy D. Bryant Mgmt For For For 2 Elect Wayne A. Budd Mgmt For For For 3 Elect N. Anthony Coles Mgmt For For For 4 Elect John H. Hammergren Mgmt For For For 5 Elect Alton F. Irby III Mgmt For For For 6 Elect M. Christine Jacobs Mgmt For For For 7 Elect Marie L. Knowles Mgmt For For For 8 Elect David M. Lawrence Mgmt For For For 9 Elect Edward A. Mueller Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 13 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHldr Against For Against 14 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For
Mylan Inc. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 01/29/2015 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Golden Parachutes Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For Nike Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/18/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Alan B. Graf, Jr. Mgmt For For For 1.2 Elect John C. Lechleiter Mgmt For For For 1.3 Elect Michelle Peluso Mgmt For For For 1.4 Elect Phyllis M. Wise Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Palo Alto Networks, Inc. Ticker Security ID: Meeting Date Meeting Status PANW CUSIP 697435105 12/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Carl Eschenbach Mgmt For For For 2 Elect Daniel J. Warmenhoven Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark Donegan Mgmt For For For 2 Elect Don R. Graber Mgmt For For For 3 Elect Lester L. Lyles Mgmt For For For 4 Elect Daniel J. Murphy Mgmt For For For 5 Elect Vernon E. Oechsle Mgmt For For For 6 Elect Rick Schmidt Mgmt For For For 7 Elect Richard L. Wambold Mgmt For For For 8 Elect Timothy A. Wicks Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/09/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Barbara T. Alexander Mgmt For For For 2 Elect Donald G. Cruickshank Mgmt For For For 3 Elect Raymond V. Dittamore Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Thomas W. Horton Mgmt For For For 6 Elect Paul E. Jacobs Mgmt For For For 7 Elect Sherry Lansing Mgmt For For For 8 Elect Harish M. Manwani Mgmt For For For 9 Elect Steven M. Mollenkopf Mgmt For For For 10 Elect Duane A. Nelles Mgmt For For For 11 Elect Clark T. Randt, Jr. Mgmt For For For 12 Elect Francisco Ros Mgmt For For For 13 Elect Jonathan J. Rubinstein Mgmt For For For 14 Elect Brent Scowcroft Mgmt For For For 15 Elect Marc I. Stern Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2001 Employee Stock Purchase Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For Starbucks Corporation Ticker Security ID: Meeting Date Meeting Status SBUX CUSIP 855244109 03/18/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Howard Schultz Mgmt For For For 2 Elect William W. Bradley Mgmt For For For 3 Elect Robert M. Gates Mgmt For For For 4 Elect Mellody Hobson Mgmt For For For 5 Elect Kevin R. Johnson Mgmt For For For 6 Elect Olden Lee Mgmt For For For 7 Elect Joshua C. Ramo Mgmt For For For 8 Elect James G. Shennan, Jr. Mgmt For For For 9 Elect Clara Shih Mgmt For For For 10 Elect Javier G. Teruel Mgmt For For For 11 Elect Myron E. Ullman III Mgmt For For For 12 Elect Craig E. Weatherup Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Against For 16 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For
Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 01/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mary B. Cranston Mgmt For Against Against 2 Elect Francisco Javier Fernandez Carbajal Mgmt For For For 3 Elect Alfred F. Kelly, Jr. Mgmt For For For 4 Elect Robert W. Matschullat Mgmt For For For 5 Elect Cathy E. Minehan Mgmt For For For 6 Elect Suzanne Nora Johnson Mgmt For For For 7 Elect David J. Pang Mgmt For For For 8 Elect Charles W. Scharf Mgmt For For For 9 Elect William S. Shanahan Mgmt For For For 10 Elect John A.C. Swainson Mgmt For For For 11 Elect Maynard G. Webb, Jr. Mgmt For For For 12 Amendments to Articles Regarding Stock Splits Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Employee Stock Purchase Plan Mgmt For For For 15 Eliminate Supermajority Requirement for Exiting Core Payment Business Mgmt For For For 16 Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation Mgmt For For For 17 Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions Mgmt For For For 18 Eliminate Supermajority Requirement for Removal of Directors Mgmt For For For 19 Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions Mgmt For For For 20 Ratification of Auditor Mgmt For For For Xilinx, Inc. Ticker Security ID: Meeting Date Meeting Status XLNX CUSIP 983919101 08/13/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Philip T. Gianos Mgmt For For For 2 Elect Moshe N. Gavrielov Mgmt For For For 3 Elect John L. Doyle Mgmt For For For 4 Elect William G. Howard, Jr. Mgmt For For For 5 Elect J. Michael Patterson Mgmt For For For 6 Elect Albert A. Pimentel Mgmt For For For 7 Elect Marshall C. Turner, Jr. Mgmt For For For 8 Elect Elizabeth W. Vanderslice Mgmt For For For 9 Amendment to the 1990 Employee Qualified Stock Purchase Plan Mgmt For For For 10 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth Small Cap Growth Stock Fund 8x8, Inc. Ticker Security ID: Meeting Date Meeting Status EGHT CUSIP 282914100 07/24/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Guy L. Hecker, Jr. Mgmt For For For 1.2 Elect Bryan R. Martin Mgmt For For For 1.3 Elect Vikram Verma Mgmt For For For 1.4 Elect Eric Salzman Mgmt For For For 1.5 Elect Ian Potter Mgmt For For For 1.6 Elect Jaswinder Pal Singh Mgmt For For For 1.7 Elect Vladimir Jacimovic Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Equity Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against ABIOMED, Inc. Ticker Security ID: Meeting Date Meeting Status ABMD CUSIP 003654100 08/13/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Dorothy E. Puhy Mgmt For For For 1.2 Elect Paul G. Thomas Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to the Stock Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For Acadia Healthcare Company, Inc. Ticker Security ID: Meeting Date Meeting Status ACHC CUSIP 00404A109 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect E. Perot Bissell Mgmt For For For 1.2 Elect Hartley R. Rogers Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Air Methods Corporation Ticker Security ID: Meeting Date Meeting Status AIRM CUSIP 009128307 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Ralph J. Bernstein Mgmt For For For 1.2 Elect Mark D. Carleton Mgmt For Withhold Against 1.3 Elect Claire M. Gulmi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 2015 Equity Incentive Plan Mgmt For For For Align Technology, Inc. Ticker Security ID: Meeting Date Meeting Status ALGN CUSIP 016255101 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Joseph Lacob Mgmt For For For 2 Elect C. Raymond Larkin, Jr. Mgmt For For For 3 Elect George J. Morrow Mgmt For For For 4 Elect David C. Nagel Mgmt For For For 5 Elect Thomas M. Prescott Mgmt For For For 6 Elect Andrea L. Saia Mgmt For For For 7 Elect Greg J. Santora Mgmt For For For 8 Elect Warren S. Thaler Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For Allegiant Travel Company Ticker Security ID: Meeting Date Meeting Status ALGT CUSIP 01748X102 06/18/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Montie Brewer Mgmt For For For 1.2 Elect Gary Ellmer Mgmt For For For 1.3 Elect Maurice J. Gallagher, Jr. Mgmt For For For 1.4 Elect Linda A. Marvin Mgmt For For For 1.5 Elect Charles W. Pollard Mgmt For For For 1.6 Elect John T. Redmond Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For
AMN Healthcare Services, Inc. Ticker Security ID: Meeting Date Meeting Status AHS CUSIP 001744101 04/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Mark G. Foletta Mgmt For For For 2 Elect R. Jeffrey Harris Mgmt For For For 3 Elect Michael M.E. Johns Mgmt For For For 4 Elect Martha H. Marsh Mgmt For For For 5 Elect Susan R. Salka Mgmt For For For 6 Elect Andrew L. Stern Mgmt For For For 7 Elect Paul E. Weaver Mgmt For For For 8 Elect Douglas D. Wheat Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For Anika Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status ANIK CUSIP 035255108 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Joseph L. Bower Mgmt For For For 1.2 Elect Glenn R. Larsen Mgmt For For For 1.3 Elect Jeffery S. Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ARC Document Solutions Inc. Ticker Security ID: Meeting Date Meeting Status ARC CUSIP 00191G103 04/30/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Kumarakulasingam Suriyakumar Mgmt For For For 1.2 Elect Thomas J. Formolo Mgmt For For For 1.3 Elect Dewitt Kerry McCluggage Mgmt For For For 1.4 Elect James F. McNulty Mgmt For For For 1.5 Elect Mark W. Mealy Mgmt For For For 1.6 Elect Manuel J. Perez de la Mesa Mgmt For For For 1.7 Elect Eriberto R. Scocimara Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Aspen Technology, Inc. Ticker Security ID: Meeting Date Meeting Status AZPN CUSIP 045327103 12/04/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Joan C. McArdle Mgmt For For For 1.2 Elect Simon J. Orebi Gann Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For Astronics Corporation Ticker Security ID: Meeting Date Meeting Status ATRO CUSIP 046433207 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Raymond W. Boushie Mgmt For For For 1.2 Elect Robert T. Brady Mgmt For Withhold Against 1.3 Elect John B. Drenning Mgmt For Withhold Against 1.4 Elect Peter J. Gundermann Mgmt For For For 1.5 Elect Kevin T. Keane Mgmt For For For 1.6 Elect Robert J. McKenna Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For Auxilium Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status AUXL CUSIP 05334D107 01/27/2015 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Parachutes Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For Badger Meter, Inc. Ticker Security ID: Meeting Date Meeting Status BMI CUSIP 056525108 04/24/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Ronald H. Dix Mgmt For For For 1.2 Elect Thomas J. Fischer Mgmt For For For 1.3 Elect Gale E. Klappa Mgmt For For For 1.4 Elect Gail A. Lione Mgmt For For For 1.5 Elect Richard A. Meeusen Mgmt For For For 1.6 Elect Andrew J. Policano Mgmt For For For 1.7 Elect Steven J. Smith Mgmt For For For 1.8 Elect Todd J. Teske Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Beazer Homes USA, Inc. Ticker Security ID: Meeting Date Meeting Status BZH CUSIP 07556Q881 02/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Elizabeth S. Acton Mgmt For For For 2 Elect Laurent Alpert Mgmt For For For 3 Elect Brian C. Beazer Mgmt For For For 4 Elect Peter G. Leemputte Mgmt For For For 5 Elect Allan P. Merrill Mgmt For For For 6 Elect Norma A. Provencio Mgmt For For For 7 Elect Larry T. Solari Mgmt For For For 8 Elect Stephen P. Zelnak, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For
Belmond Limited Ticker Security ID: Meeting Date Meeting Status BEL CUSIP G1154H107 06/08/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Harsha V. Agadi Mgmt For For For 1.2 Elect John D. Campbell Mgmt For Withhold Against 1.3 Elect Roland A. Hernandez Mgmt For For For 1.4 Elect Mitchell C. Hochberg Mgmt For For For 1.5 Elect Ruth Kennedy Mgmt For For For 1.6 Elect Gail Rebuck Mgmt For For For 1.7 Elect John M. Scott, III Mgmt For For For 1.8 Elect H. Roeland Vos Mgmt For For For 2 Ratification of Auditor Mgmt For For For Bottomline Technologies (de), Inc. Ticker Security ID: Meeting Date Meeting Status EPAY CUSIP 101388106 11/20/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Joseph L. Barry, Jr. Mgmt For Withhold Against 1.2 Elect Robert A. Eberle Mgmt For For For 1.3 Elect Jeffrey C. Leathe Mgmt For For For 2 Amendment to 2009 Stock Incentive Plan Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For Buffalo Wild Wings, Inc. Ticker Security ID: Meeting Date Meeting Status BWLD CUSIP 119848109 05/07/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Sally J. Smith Mgmt For For For 1.2 Elect J. Oliver Maggard Mgmt For For For 1.3 Elect James M. Damian Mgmt For For For 1.4 Elect Dale M. Applequist Mgmt For For For 1.5 Elect Warren E. Mack Mgmt For Withhold Against 1.6 Elect Michael P. Johnson Mgmt For For For 1.7 Elect Jerry R. Rose Mgmt For For For 1.8 Elect Cynthia L. Davis Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For C&J Energy Services, Inc. Ticker Security ID: Meeting Date Meeting Status CJES CUSIP 12467B304 03/20/2015 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Merger Mgmt For For For 2 Adoption of Classified Board Mgmt For Against Against 3 Advisory Vote on Golden Parachutes Mgmt For Against Against 4 Right to Adjourn Meeting Mgmt For For For C&J Energy Services, Inc. Ticker Security ID: Meeting Date Meeting Status CJES CUSIP G3164Q101 06/04/2015 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Amendment to the Long- Term Incentive Plan Mgmt For For For 2 Approval of the Material Terms for the 2015 Long-Term Incentive Plan Mgmt For For For Callon Petroleum Company Ticker Security ID: Meeting Date Meeting Status CPE CUSIP 13123X102 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Fred L. Callon Mgmt For For For 1.2 Elect L. Richard Flury Mgmt For For For 1.3 Elect Michael L. Finch Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to the Omnibus Incentive Plan Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For 5 Ratification of Auditor Mgmt For For For Cambrex Corporation Ticker Security ID: Meeting Date Meeting Status CBM CUSIP 132011107 04/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Rosina B. Dixon Mgmt For For For 2 Elect Kathryn R. Harrigan Mgmt For For For 3 Elect Leon J. Hendrix, Jr. Mgmt For For For 4 Elect Ilan Kaufthal Mgmt For For For 5 Elect Steven M. Klosk Mgmt For For For 6 Elect William B. Korb Mgmt For For For 7 Elect Peter G. Tombros Mgmt For For For 8 Elect Shlomo Yanai Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Amendment to the 2009 Long Term Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For Capella Education Company Ticker Security ID: Meeting Date Meeting Status CPLA CUSIP 139594105 05/05/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Rita D. Brogley Mgmt For For For 1.2 Elect H. James Dallas Mgmt For For For 1.3 Elect Matthew H. Ferguson Mgmt For For For 1.4 Elect J. Kevin Gilligan Mgmt For For For 1.5 Elect Michael A. Linton Mgmt For For For 1.6 Elect Michael L. Lomax Mgmt For For For 1.7 Elect Jody G. Miller Mgmt For For For 1.8 Elect Stephen G. Shank Mgmt For For For 1.9 Elect David W. Smith Mgmt For For For 1.10 Elect Jeffrey W. Taylor Mgmt For For For 1.11 Elect Darrell R. Tukua Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
Cardtronics, Inc. Ticker Security ID: Meeting Date Meeting Status CATM CUSIP 14161H108 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect J. Tim Arnoult Mgmt For For For 2 Elect Dennis F. Lynch Mgmt For For For 3 Elect Juli C. Spottiswood Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For Cepheid Ticker Security ID: Meeting Date Meeting Status CPHD CUSIP 15670R107 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John L. Bishop Mgmt For For For 2 Elect Thomas D. Brown Mgmt For For For 3 Elect Wayne G. Paterson Mgmt For For For 4 2015 Equity Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against Commvault Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CVLT CUSIP 204166102 08/21/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Alan G. Bunte Mgmt For For For 2 Elect Frank J. Fanzilli, Jr. Mgmt For For For 3 Elect Daniel Pulver Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against Constant Contact, Inc. Ticker Security ID: Meeting Date Meeting Status CTCT CUSIP 210313102 06/02/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John Campbell Mgmt For For For 1.2 Elect Daniel T. H. Nye Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Cornerstone OnDemand Inc. Ticker Security ID: Meeting Date Meeting Status CSOD CUSIP 21925Y103 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert Cavanaugh Mgmt For For For 1.2 Elect Joseph P. Payne Mgmt For For For 1.3 Elect Kristina Salen Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For Corporate Executive Board Company Ticker Security ID: Meeting Date Meeting Status CEB CUSIP 21988R102 06/15/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas L. Monahan III Mgmt For For For 1.2 Elect Gregor S. Bailar Mgmt For For For 1.3 Elect Stephen M. Carter Mgmt For For For 1.4 Elect Gordon J. Coburn Mgmt For For For 1.5 Elect L. Kevin Cox Mgmt For For For 1.6 Elect Daniel O. Leemon Mgmt For For For 1.7 Elect Stacey S. Rauch Mgmt For For For 1.8 Elect Jeffrey R. Tarr Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Demandware, Inc. Ticker Security ID: Meeting Date Meeting Status DWRE CUSIP 24802Y105 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Lawrence S. Bohn Mgmt For For For 1.2 Elect Jill Granoff Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Ellie Mae, Inc. Ticker Security ID: Meeting Date Meeting Status ELLI CUSIP 28849P100 06/17/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Sigmund Anderman Mgmt For For For 1.2 Elect Craig Davis Mgmt For For For 1.3 Elect Frank Schultz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Elimination of Supermajority Requirement Mgmt For For For Emcor Group, Inc. Ticker Security ID: Meeting Date Meeting Status EME CUSIP 29084Q100 06/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John W. Altmeyer Mgmt For For For 2 Elect Stephen W. Bershad Mgmt For For For 3 Elect David A.B. Brown Mgmt For For For 4 Elect Larry J. Bump Mgmt For For For 5 Elect Anthony J. Guzzi Mgmt For For For 6 Elect Richard F. Hamm, Jr. Mgmt For For For 7 Elect David H. Laidley Mgmt For For For 8 Elect Frank T. MacInnis Mgmt For For For 9 Elect Jerry E. Ryan Mgmt For For For 10 Elect Michael T. Yonker Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Approval of the Material Terms of the 2010 Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For
Encore Capital Group, Inc. Ticker Security ID: Meeting Date Meeting Status ECPG CUSIP 292554102 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Willem Mesdag Mgmt For For For 1.2 Elect Michael P. Monaco Mgmt For For For 1.3 Elect Laura Newman Olle Mgmt For For For 1.4 Elect Francis E. Quinlan Mgmt For For For 1.5 Elect Norman R. Sorensen Mgmt For For For 1.6 Elect Richard J. Srednicki Mgmt For For For 1.7 Elect Kenneth A. Vecchione Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Financial Engines Inc. Ticker Security ID: Meeting Date Meeting Status FNGN CUSIP 317485100 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect E. Olena Berg-Lacy Mgmt For For For 1.2 Elect John B. Shoven Mgmt For For For 1.3 Elect David B. Yoffie Mgmt For For For 2 Ratification of Auditor Mgmt For For For Fleetmatics Group PLC Ticker Security ID: Meeting Date Meeting Status FLTX CUSIP G35569105 07/29/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Brian Halligan Mgmt For For For 2 Elect Allison Mnookin Mgmt For For For 3 Elect Liam Young Mgmt For For For 4 Appointment of Auditor and Authority to Set Fees Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Approve Holding of the Next Annual General Meeting Mgmt For For For Flotek Industries, Inc. Ticker Security ID: Meeting Date Meeting Status FTK CUSIP 343389102 04/24/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John W. Chisholm Mgmt For For For 1.2 Elect Kenneth T. Hern Mgmt For For For 1.3 Elect John S. Reiland Mgmt For For For 1.4 Elect L.V. McGuire Mgmt For For For 1.5 Elect L. Melvin Cooper Mgmt For For For 1.6 Elect Carla S. Hardy Mgmt For For For 1.7 Elect Ted D. Brown Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For G-III Apparel Group Ltd. Ticker Security ID: Meeting Date Meeting Status GIII CUSIP 36237H101 06/30/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Morris Goldfarb Mgmt For For For 1.2 Elect Sammy Aaron Mgmt For For For 1.3 Elect Thomas J. Brosig Mgmt For For For 1.4 Elect Alan Feller Mgmt For For For 1.5 Elect Jeffrey Goldfarb Mgmt For For For 1.6 Elect Jeanette Nostra Mgmt For Withhold Against 1.7 Elect Laura H. Pomerantz Mgmt For For For 1.8 Elect Allen E. Sirkin Mgmt For For For 1.9 Elect Willem van Bokhorst Mgmt For For For 1.10 Elect Cheryl Vitali Mgmt For For For 1.11 Elect Richard D. White Mgmt For For For 2 2015 Long-Term Incentive Plan Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For Globe Specialty Metals, Inc. Ticker Security ID: Meeting Date Meeting Status GSM CUSIP 37954N206 12/03/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Donald G. Barger, Jr. Mgmt For Withhold Against 1.2 Elect Bruce L. Crockett Mgmt For For For 1.3 Elect Stuart E. Eizenstat Mgmt For Withhold Against 1.4 Elect Alan Kestenbaum Mgmt For For For 1.5 Elect Franklin Leo Lavin Mgmt For For For 1.6 Elect Alan R. Schriber Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For Gray Television, Inc. Ticker Security ID: Meeting Date Meeting Status GTN CUSIP 389375106 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Hilton H. Howell, Jr. Mgmt For For For 1.2 Elect William E. Mayher, III Mgmt For For For 1.3 Elect Richard L. Boger Mgmt For For For 1.4 Elect T.L. Elder Mgmt For For For 1.5 Elect Robin R. Howell Mgmt For For For 1.6 Elect Howell W. Newton Mgmt For For For 1.7 Elect Hugh E. Norton Mgmt For For For 1.8 Elect Harriett J. Robinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Guidewire Software, Inc. Ticker Security ID: Meeting Date Meeting Status GWRE CUSIP 40171V100 12/04/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Andrew Brown Mgmt For For For 1.2 Elect Craig A. Conway Mgmt For For For 1.3 Elect Clifton T. Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 3 Years Against H&E Equipment Services, Inc. Ticker Security ID: Meeting Date Meeting Status HEES CUSIP 404030108 05/15/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gary W. Bagley Mgmt For For For 1.2 Elect John M. Engquist Mgmt For For For 1.3 Elect Paul N. Arnold Mgmt For For For 1.4 Elect Bruce C. Bruckmann Mgmt For For For 1.5 Elect Patrick L. Edsell Mgmt For For For 1.6 Elect Thomas J. Galligan III Mgmt For For For 1.7 Elect Lawrence C. Karlson Mgmt For Withhold Against 1.8 Elect John T. Sawyer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Hain Celestial Group Ticker Security ID: Meeting Date Meeting Status HAIN CUSIP 405217100 11/20/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Irwin D. Simon Mgmt For For For 1.2 Elect Richard C. Berke Mgmt For Withhold Against 1.3 Elect Jack Futterman Mgmt For Withhold Against 1.4 Elect Andrew R. Heyer Mgmt For For For 1.5 Elect Roger Meltzer Mgmt For Withhold Against 1.6 Elect Scott M. O'Neil Mgmt For Withhold Against 1.7 Elect Adrianne Shapira Mgmt For For For 1.8 Elect Lawrence S. Zilavy Mgmt For For For 2 Adoption of Majority Vote for Election of Directors Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 2015-2019 Executive Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Amendment to the 2002 Long Term Incentive and Stock Award Plan Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For Headwaters Incorporated Ticker Security ID: Meeting Date Meeting Status HW CUSIP 42210P102 02/26/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas N. Chieffe Mgmt For For For 2 Elect Blake O. Fisher Jr. Mgmt For For For 3 Elect James A. Herickhoff Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2010 Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For HealthSouth Corporation Ticker Security ID: Meeting Date Meeting Status HLS CUSIP 421924309 05/07/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John W. Chidsey Mgmt For For For 1.2 Elect Donald L. Correll Mgmt For For For 1.3 Elect Yvonne M. Curl Mgmt For For For 1.4 Elect Charles M. Elson Mgmt For For For 1.5 Elect Jay Grinney Mgmt For For For 1.6 Elect Joan E. Herman Mgmt For For For 1.7 Elect Leo I. Higdon, Jr. Mgmt For For For 1.8 Elect Leslye G. Katz Mgmt For For For 1.9 Elect John E. Maupin, Jr. Mgmt For For For 1.10 Elect L. Edward Shaw, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of a Forum Selection Bylaw Applicable to Derivative Litigation Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For Heartland Payment Systems, Inc. Ticker Security ID: Meeting Date Meeting Status HPY CUSIP 42235N108 05/08/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert O. Carr Mgmt For For For 1.2 Elect Maureen Breakiron-Evans Mgmt For For For 1.3 Elect Mitchell L. Hollin Mgmt For For For 1.4 Elect Robert H. Niehaus Mgmt For For For 1.5 Elect Marc J. Ostro Mgmt For For For 1.6 Elect Jonathan J. Palmer Mgmt For For For 1.7 Elect Richard W. Vague Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Approval of Second Amended and Restated 2008 Equity Incentive Plan Mgmt For For For HeartWare International, Inc. Ticker Security ID: Meeting Date Meeting Status HTWR CUSIP 422368100 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Cynthia Feldmann Mgmt For Withhold Against 1.2 Elect Denis Wade Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Amendment to the 2012 Incentive Award Plan Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For Against Against
HEICO Corporation Ticker Security ID: Meeting Date Meeting Status HEI CUSIP 422806208 03/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas M. Culligan Mgmt For For For 1.2 Elect Adolfo Henriques Mgmt For For For 1.3 Elect Samuel L. Higginbottom Mgmt For Withhold Against 1.4 Elect Mark H. Hildebrandt Mgmt For For For 1.5 Elect Wolfgang Mayrhuber Mgmt For For For 1.6 Elect Eric A. Mendelson Mgmt For For For 1.7 Elect Laurans A. Mendelson Mgmt For For For 1.8 Elect Victor H. Mendelson Mgmt For For For 1.9 Elect Julie Neitzel Mgmt For For For 1.10 Elect Alan Schriesheim Mgmt For For For 1.11 Elect Frank J. Schwitter Mgmt For For For 2 Ratification of Auditor Mgmt For For For Helix Energy Solutions Group Inc. Ticker Security ID: Meeting Date Meeting Status HLX CUSIP 42330P107 05/07/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect T. William Porter Mgmt For For For 1.2 Elect Anthony Tripodo Mgmt For Withhold Against 1.3 Elect James A. Watt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Hibbett Sports, Inc. Ticker Security ID: Meeting Date Meeting Status HIBB CUSIP 428567101 05/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jane F. Aggers Mgmt For For For 2 Elect Terrance G. Finley Mgmt For For For 3 Elect Jeffrey O. Rosenthal Mgmt For For For 4 Elect Alton E. Yother Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 2015 Equity Incentive Plan Mgmt For For For 8 2015 Employee Stock Purchase Plan Mgmt For For For 9 2015 Director Deferred Compensation Plan Mgmt For For For HNI Corporation Ticker Security ID: Meeting Date Meeting Status HNI CUSIP 404251100 05/05/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stan A. Askren Mgmt For For For 2 Elect Mary H. Bell Mgmt For For For 3 Elect Ronald V. Waters, III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Amendment to the 2007 Stock- Based Compensation Plan Mgmt For For For 7 Amendment to Annual Incentive Plan Mgmt For For For 8 Amendment to Long-Term Performance Plan Mgmt For For For 9 Amendment to 2007 Equity Plan for Non-Employee Directors Mgmt For For For HomeAway Inc. Ticker Security ID: Meeting Date Meeting Status AWAY CUSIP 43739Q100 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Simon J. Breakwell Mgmt For For For 1.2 Elect Carl G. Shepherd Mgmt For For For 1.3 Elect Simon Lehmann Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the 2011 Equity Incentive Plan Mgmt For Against Against Icon Plc Ticker Security ID: Meeting Date Meeting Status ICLR CUSIP G4705A100 07/25/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John Climax Mgmt For For For 2 Elect Dermot Kelleher Mgmt For Against Against 3 Elect Mary K. Pendergast Mgmt For For For 4 Elect Hugh Brady Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Set Price Range for the Issuance of Treasury Shares Mgmt For For For Imperva Inc. Ticker Security ID: Meeting Date Meeting Status IMPV CUSIP 45321L100 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Greg Clark Mgmt For For For 1.2 Elect Charles H. Giancarlo Mgmt For For For 1.3 Elect Allan R. Tessler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 4 Ratification of Auditor Mgmt For For For Insmed Incorporated Ticker Security ID: Meeting Date Meeting Status INSM CUSIP 457669307 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect David R. Brennan Mgmt For For For 1.2 Elect Melvin Sharoky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of 2015 Incentive Plan Mgmt For For For
Integrated Device Technology, Inc. Ticker Security ID: Meeting Date Meeting Status IDTI CUSIP 458118106 09/16/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John Schofield Mgmt For For For 1.2 Elect Gregory L. Waters Mgmt For For For 1.3 Elect Umesh Padval Mgmt For For For 1.4 Elect Gordon Parnell Mgmt For For For 1.5 Elect Donald E. Schrock Mgmt For For For 1.6 Elect Ron Smith Mgmt For For For 1.7 Elect Norman Taffe Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For JetBlue Airways Corporation Ticker Security ID: Meeting Date Meeting Status JBLU CUSIP 477143101 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jens Bischof Mgmt For For For 2 Elect Peter Boneparth Mgmt For For For 3 Elect David Checketts Mgmt For For For 4 Elect Virginia Gambale Mgmt For For For 5 Elect Stephan Gemkow Mgmt For For For 6 Elect Robin Hayes Mgmt For For For 7 Elect Ellen Jewett Mgmt For For For 8 Elect Stanley McChrystal Mgmt For For For 9 Elect Joel Peterson Mgmt For For For 10 Elect Frank V. Sica Mgmt For For For 11 Elect Thomas Winkelmann Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Amendment to the 2011 Crewmember Stock Purchase Plan Mgmt For For For 15 Amendment to the 2011 Incentive Compensation Plan Mgmt For For For Keryx Biopharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status KERX CUSIP 492515101 11/17/2014 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Amendment to the 2013 Incentive Plan Mgmt For For For Kforce Inc. Ticker Security ID: Meeting Date Meeting Status KFRC CUSIP 493732101 04/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect David L. Dunkel Mgmt For For For 1.2 Elect Mark F. Furlong Mgmt For For For 1.3 Elect N. John Simmons Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against Kodiak Oil & Gas Corp. Ticker Security ID: Meeting Date Meeting Status KOG CUSIP 50015Q100 12/03/2014 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Reincorporation Mgmt For For For 2 Merger/Acquisition Mgmt For For For 3 Advisory Vote on Golden Parachutes Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For Krispy Kreme Doughnuts, Inc. Ticker Security ID: Meeting Date Meeting Status KKD CUSIP 501014104 06/17/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Carl E. Lee, Jr. Mgmt For For For 1.3 Elect James H. Morgan Mgmt For For For 1.4 Elect Andrew J. Schindler Mgmt For For For 1.5 Elect Tony Thompson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Termination of Tax Asset Protection Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For Lannett Company, Inc. Ticker Security ID: Meeting Date Meeting Status LCI CUSIP 516012101 01/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeffrey Farber Mgmt For Withhold Against 1.2 Elect Arthur P. Bedrosian Mgmt For For For 1.3 Elect James M. Maher Mgmt For Withhold Against 1.4 Elect David Drabik Mgmt For Withhold Against 1.5 Elect Paul Taveira Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For LifePoint Health, Inc. Ticker Security ID: Meeting Date Meeting Status LPNT CUSIP 53219L109 06/02/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Marguerite W. Kondracke Mgmt For For For 1.2 Elect John E. Maupin, Jr. Mgmt For Withhold Against 1.3 Elect Marilyn B. Tavenner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Amendment to the 2013 Long- Term Incentive Plan Mgmt For For For Ligand Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status LGND CUSIP 53220K504 04/24/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jason M. Aryeh Mgmt For For For 1.2 Elect Todd C. Davis Mgmt For For For 1.3 Elect John L. Higgins Mgmt For For For 1.4 Elect David M. Knott Mgmt For For For 1.5 Elect John W. Kozarich Mgmt For For For 1.6 Elect John L. LaMattina Mgmt For For For 1.7 Elect Sunil Patel Mgmt For For For 1.8 Elect Stephen L. Sabba Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
Littelfuse, Inc. Ticker Security ID: Meeting Date Meeting Status LFUS CUSIP 537008104 04/24/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Tzau-Jin Chung Mgmt For For For 1.2 Elect Cary T. Fu Mgmt For For For 1.3 Elect Anthony Grillo Mgmt For For For 1.4 Elect Gordon Hunter Mgmt For For For 1.5 Elect John E. Major Mgmt For For For 1.6 Elect William P. Noglows Mgmt For For For 1.7 Elect Ronald L. Schubel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Re-approval of Performance Goals in Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For LogMeIn, Inc. Ticker Security ID: Meeting Date Meeting Status LOGM CUSIP 54142L109 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael K. Simon Mgmt For For For 2 Elect Steven G. Chambers Mgmt For For For 3 Elect Edwin J. Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2009 Stock Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For Against Against Manhattan Associates, Inc. Ticker Security ID: Meeting Date Meeting Status MANH CUSIP 562750109 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Deepak Raghavan Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Marketo Inc Ticker Security ID: Meeting Date Meeting Status MKTO CUSIP 57063L107 06/01/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Douglas A. Pepper Mgmt For For For 1.2 Elect Wesley R. Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For MAXIMUS, Inc. Ticker Security ID: Meeting Date Meeting Status MMS CUSIP 577933104 03/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Richard A. Montoni Mgmt For For For 2 Elect Raymond B. Ruddy Mgmt For For For 3 Elect Wellington E. Webb Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For Medidata Solutions Inc. Ticker Security ID: Meeting Date Meeting Status MDSO CUSIP 58471A105 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Tarek A. Sherif Mgmt For For For 1.2 Elect Glen M. de Vries Mgmt For For For 1.3 Elect Carlos Dominguez Mgmt For For For 1.4 Elect Neil M. Kurtz Mgmt For For For 1.5 Elect George W. McCulloch Mgmt For For For 1.6 Elect Lee A. Shapiro Mgmt For For For 1.7 Elect Robert B. Taylor Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For MSA Safety Inc Ticker Security ID: Meeting Date Meeting Status MSA CUSIP 553498106 05/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas B. Hotopp Mgmt For For For 1.2 Elect John T. Ryan III Mgmt For For For 1.3 Elect Thomas H. Witmer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Mueller Water Products, Inc. Ticker Security ID: Meeting Date Meeting Status MWA CUSIP 624758108 01/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Shirley C. Franklin Mgmt For For For 1.2 Elect Thomas J. Hansen Mgmt For For For 1.3 Elect Gregory E. Hyland Mgmt For For For 1.4 Elect Jerry W. Kolb Mgmt For For For 1.5 Elect Joseph B. Leonard Mgmt For For For 1.6 Elect Mark J. O'Brien Mgmt For For For 1.7 Elect Bernard G. Rethore Mgmt For For For 1.8 Elect Neil A. Springer Mgmt For For For 1.9 Elect Lydia W. Thomas Mgmt For For For 1.10 Elect Michael T. Tokarz Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Neurocrine Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status NBIX CUSIP 64125C109 05/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect W. Thomas Mitchell Mgmt For For For 1.2 Elect Joseph A. Mollica Mgmt For For For 1.3 Elect William H. Rastetter Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to the 2011 Equity Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For Noodles & Company Ticker Security ID: Meeting Date Meeting Status NDLS CUSIP 65540B105 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Stuart Frenkiel Mgmt For For For 1.2 Elect Jeffery Jones Mgmt For For For 1.3 Elect Andrew Taub Mgmt For For For 2 Ratification of Auditor Mgmt For For For NuVasive, Inc. Ticker Security ID: Meeting Date Meeting Status NUVA CUSIP 670704105 06/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Vickie L. Capps Mgmt For For For 2 Elect Peter C. Farrell Mgmt For For For 3 Elect Lesley H. Howe Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For Omnicell, Inc. Ticker Security ID: Meeting Date Meeting Status OMCL CUSIP 68213N109 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Randall A. Lipps Mgmt For For For 1.2 Elect Mark W. Parrish Mgmt For For For 1.3 Elect Vance B. Moore Mgmt For Withhold Against 2 Amendment to the 2009 Equity Incentive Plan Mgmt For For For 3 Amendment to the 1997 Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For Pacira Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status PCRX CUSIP 695127100 06/02/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Laura Brege Mgmt For Withhold Against 1.2 Elect Mark A. Kronenfeld Mgmt For For For 1.3 Elect Dennis L. Winger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Power Solutions International, Inc. Ticker Security ID: Meeting Date Meeting Status PSIX CUSIP 73933G202 08/21/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Gary Winemaster Mgmt For For For 2 Elect H. Samuel Greenawalt Mgmt For For For 3 Elect Kenneth Landini Mgmt For Against Against 4 Elect Jay J. Hansen Mgmt For For For 5 Elect Mary Vogt Mgmt For For For 6 Ratification of Auditor Mgmt For For For Proofpoint, Inc. Ticker Security ID: Meeting Date Meeting Status PFPT CUSIP 743424103 06/08/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Anthony Bettencourt Mgmt For For For 1.2 Elect Dana Evan Mgmt For For For 1.3 Elect Gary Steele Mgmt For For For 2 Amendment to the 2012 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For PROS Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PRO CUSIP 74346Y103 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Ellen Keszler Mgmt For For For 1.2 Elect Leslie Rechan Mgmt For For For 1.3 Elect William Russell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Proto Labs Inc. Ticker Security ID: Meeting Date Meeting Status PRLB CUSIP 743713109 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Lawrence J. Lukis Mgmt For For For 1.2 Elect Victoria M. Holt Mgmt For For For 1.3 Elect Rainer Gawlick Mgmt For For For 1.4 Elect John B. Goodman Mgmt For For For 1.5 Elect Douglas W. Kohrs Mgmt For For For 1.6 Elect Brian K. Smith Mgmt For For For 1.7 Elect Sven A. Wehrwein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Adoption of Majority Vote for Election of Directors Mgmt For For For
Puma Biotechnology, Inc. Ticker Security ID: Meeting Date Meeting Status PBYI CUSIP 74587V107 06/09/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Alan H. Auerbach Mgmt For For For 1.2 Elect Thomas R. Malley Mgmt For For For 1.3 Elect Jay M. Moyes Mgmt For Withhold Against 1.4 Elect Troy E. Wilson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2011 Incentive Award Plan Mgmt For For For Qlik Technologies Inc. Ticker Security ID: Meeting Date Meeting Status QLIK CUSIP 74733T105 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Deborah C. Hopkins Mgmt For For For 1.2 Elect Steffan C. Tomlinson Mgmt For For For 1.3 Elect Paul Wahl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Qualys Inc. Ticker Security ID: Meeting Date Meeting Status QLYS CUSIP 74758T303 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Phillippe F. Courtot Mgmt For For For 1.2 Elect Jeffrey P. Hank Mgmt For For For 1.3 Elect Howard A. Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For Restoration Hardware Holdings Inc. Ticker Security ID: Meeting Date Meeting Status RH CUSIP 761283100 06/24/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gary Friedman Mgmt For For For 1.2 Elect Carlos Alberini Mgmt For For For 1.3 Elect J. Michael Chu Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For Retailmenot Ticker Security ID: Meeting Date Meeting Status SALE CUSIP 76132B106 04/30/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jules A. Maltz Mgmt For Withhold Against 1.2 Elect Brian H. Sharples Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For Rexnord Corporation Ticker Security ID: Meeting Date Meeting Status RXN CUSIP 76169B102 07/31/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas D. Christopoul Mgmt For For For 1.2 Elect Peter P. Copses Mgmt For For For 1.3 Elect John S. Stroup Mgmt For For For 2 Ratification of Auditor Mgmt For For For Rignet Inc. Ticker Security ID: Meeting Date Meeting Status RNET CUSIP 766582100 05/08/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James H. Browning Mgmt For For For 1.2 Elect Mattia Caprioli Mgmt For For For 1.3 Elect Charles L. Davis Mgmt For For For 1.4 Elect Kevin Mulloy Mgmt For For For 1.5 Elect Kevin J. O'Hara Mgmt For For For 1.6 Elect Keith Olsen Mgmt For For For 1.7 Elect Mark B. Slaughter Mgmt For For For 1.8 Elect Brent K. Whittington Mgmt For For For 1.9 Elect Ditlef de Vibe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Ryland Group, Inc. Ticker Security ID: Meeting Date Meeting Status RYL CUSIP 783764103 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect William L. Jews Mgmt For For For 2 Elect Ned Mansour Mgmt For For For 3 Elect Robert E. Mellor Mgmt For For For 4 Elect Norman J. Metcalfe Mgmt For For For 5 Elect Larry T. Nicholson Mgmt For For For 6 Elect Charlotte St. Martin Mgmt For For For 7 Elect Thomas W. Toomey Mgmt For For For 8 Elect Robert G. Van Schoonenberg Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For
Sangamo Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status SGMO CUSIP 800677106 06/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Edward O. Lanphier II Mgmt For For For 2 Elect Paul B. Cleveland Mgmt For For For 3 Elect Stephen G. Dilly Mgmt For For For 4 Elect John W. Larson Mgmt For Against Against 5 Elect Steven J. Mento Mgmt For For For 6 Elect H. Stewart Parker Mgmt For For For 7 Elect Saira Ramasastry Mgmt For For For 8 Elect William R. Ringo Mgmt For For For 9 Amendment to the 2013 Stock Incentive Plan Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For SciQuest Inc. Ticker Security ID: Meeting Date Meeting Status SQI CUSIP 80908T101 04/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jeffrey T. Barber Mgmt For For For 1.2 Elect Stephen J. Wiehe Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Simpson Manufacturing Co., Inc. Ticker Security ID: Meeting Date Meeting Status SSD CUSIP 829073105 04/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Jennifer A. Chatman Mgmt For For For 2 Elect Robin G. MacGillivray Mgmt For For For 3 Amendment to the 2011 Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against Stillwater Mining Company Ticker Security ID: Meeting Date Meeting Status SWC CUSIP 86074Q102 05/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect George M. Bee Mgmt For For For 1.2 Elect Michael McMullen Mgmt For For For 1.3 Elect Patrice E. Merrin Mgmt For For For 1.4 Elect Michael S. Parrett Mgmt For For For 1.5 Elect Brian Schweitzer Mgmt For For For 1.6 Elect Gary A. Sugar Mgmt For For For 1.7 Elect Lawrence Peter O'Hagan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Stratasys, Ltd. Ticker Security ID: Meeting Date Meeting Status SSYS CUSIP M85548101 07/10/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ziva Patir to Serve as the Unclassified Director of the Company Mgmt For For For 2 Approval of a Cash Bonus to be Paid to CEO David Reis Mgmt For For For 3 Approval of a Cash Bonus to be Paid to S. Scott Crump, Chairman and Chief Innovation Officer Mgmt For For For 4 Approval of a Cash Bonus to be Paid to Ilan Levin, Chairman of the Makerbot Subsidiary Mgmt For For For 5 Grant of Options to Edward J. Fierko Mgmt For For For 6 Grant of Options to John J. McEleney Mgmt For For For 7 Grant of Options to Clifford H. Schwieter Mgmt For For For 8 Increase in Directors' and Officers' Liability Insurance Coverage Mgmt For For For 9 Ratification of Auditor Mgmt For For For Strayer Education, Inc. Ticker Security ID: Meeting Date Meeting Status STRA CUSIP 863236105 05/05/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Robert S. Silberman Mgmt For For For 2 Elect John T. Casteen III Mgmt For For For 3 Elect Charlotte F. Beason Mgmt For For For 4 Elect William E. Brock Mgmt For For For 5 Elect Robert R. Grusky Mgmt For For For 6 Elect Robert L. Johnson Mgmt For Against Against 7 Elect Karl McDonnell Mgmt For For For 8 Elect Todd A. Milano Mgmt For For For 9 Elect G. Thomas Waite, III Mgmt For For For 10 Elect J. David Wargo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2015 Equity Compensation Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For Synaptics Incorporated Ticker Security ID: Meeting Date Meeting Status SYNA CUSIP 87157D109 10/21/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Francis F. Lee Mgmt For For For 2 Elect Nelson C. Chan Mgmt For For For 3 Elect Richard L. Sanquini Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For Team Health Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status TMH CUSIP 87817A107 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Glenn A. Davenport Mgmt For For For 2 Elect Vicky B. Gregg Mgmt For For For 3 Elect Neil M. Kurtz Mgmt For For For 4 Ratification of Auditor Mgmt For For For Tenneco, Inc. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 880349105 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas C. Freyman Mgmt For For For 2 Elect Dennis J. Letham Mgmt For For For 3 Elect James S. Metcalf Mgmt For For For 4 Elect Roger B. Porter Mgmt For For For 5 Elect David B. Price, Jr. Mgmt For For For 6 Elect Gregg M. Sherrill Mgmt For For For 7 Elect Paul T. Stecko Mgmt For For For 8 Elect Jane L. Warner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For
TrueBlue, Inc. Ticker Security ID: Meeting Date Meeting Status TBI CUSIP 89785X101 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Colleen B. Brown Mgmt For For For 2 Elect Steven C. Cooper Mgmt For For For 3 Elect Thomas E. McChesney Mgmt For For For 4 Elect Gates McKibbin Mgmt For For For 5 Elect Jeffrey B. Sakaguchi Mgmt For For For 6 Elect Joseph P. Sambataro, Jr. Mgmt For For For 7 Elect Bonnie W. Soodik Mgmt For For For 8 Elect William W. Steele Mgmt For For For 9 Elect Craig E. Tall Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For Ultimate Software Group Inc. Ticker Security ID: Meeting Date Meeting Status ULTI CUSIP 90385D107 05/18/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Marc D. Scherr Mgmt For For For 2 Elect Rick A. Wilber Mgmt For For For 3 Elect James A. FitzPatrick, Jr. Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against United Natural Foods, Inc. Ticker Security ID: Meeting Date Meeting Status UNFI CUSIP 911163103 12/17/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ann Torre Bates Mgmt For For For 2 Elect Michael S. Funk Mgmt For For For 3 Elect Gail A. Graham Mgmt For For For 4 Elect James P. Heffernan Mgmt For For For 5 Elect Steven L. Spinner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Eliminate Supermajority Vote Requirements from Certificate of Incorporation and Bylaws Mgmt For For For 9 Amend Certificate of Incorporation and Bylaws to Allow Shareholders to Call a Special Meeting Mgmt For For For 10 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For 11 Shareholder Proposal Regarding Pay Ratios and Capping Executive Compensation ShrHldr Against Against For Universal Forest Products, Inc. Ticker Security ID: Meeting Date Meeting Status UFPI CUSIP 913543104 04/15/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Louis A. Smith Mgmt For For For 1.2 Elect Matthew J. Missad Mgmt For For For 1.3 Elect Thomas W. Rhodes Mgmt For For For 1.4 Elect Brian C. Walker Mgmt For For For 2 Amendment to the Director Retainer Stock Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For USG Corporation Ticker Security ID: Meeting Date Meeting Status USG CUSIP 903293405 05/13/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Jose Armario Mgmt For For For 1.2 Elect Gretchen R. Haggerty Mgmt For For For 1.3 Elect William H. Hernandez Mgmt For For For 2 Amendment to the Management Incentive Plan Mgmt For For For 3 Amendment to the 2010 Long Term Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For WageWorks, Inc. Ticker Security ID: Meeting Date Meeting Status WAGE CUSIP 930427109 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas A. Bevilacqua Mgmt For For For 1.2 Elect Bruce G. Bodaken Mgmt For For For 1.3 Elect Joseph L. Jackson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 4 Ratification of Auditor Mgmt For For For Willbros Group, Inc. Ticker Security ID: Meeting Date Meeting Status WG CUSIP 969203108 06/09/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Michael C. Lebens Mgmt For For For 2 Elect Phil D. Wedemeyer Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against Woodward, Inc. Ticker Security ID: Meeting Date Meeting Status WWD CUSIP 980745103 01/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Thomas A. Gendron Mgmt For For For 2 Elect John A. Halbrook Mgmt For For For 3 Elect Ronald M. Sega Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For
Yelp Inc. Ticker Security ID: Meeting Date Meeting Status YELP CUSIP 985817105 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Geoff Donaker Mgmt For For For 1.2 Elect Robert Gibbs Mgmt For For For 1.3 Elect Jeremy Stoppelman Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth Small Cap Value Equity Fund A. Schulman, Inc. Ticker Security ID: Meeting Date Meeting Status SHLM CUSIP 808194104 12/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Eugene R. Allspach Mgmt For For For 2 Elect Gregory T. Barmore Mgmt For For For 3 Elect David G. Birney Mgmt For For For 4 Elect Joseph M. Gingo Mgmt For For For 5 Elect Michael A. McManus, Jr. Mgmt For For For 6 Elect Lee D. Meyer Mgmt For For For 7 Elect James A. Mitarotonda Mgmt For For For 8 Elect Ernest J. Novak, Jr. Mgmt For For For 9 Elect Irvin D. Reid Mgmt For For For 10 Elect Bernard Rzepka Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 2014 Equity Incentive Plan Mgmt For For For AAR Corp. Ticker Security ID: Meeting Date Meeting Status AIR CUSIP 000361105 10/08/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Patrick J. Kelly Mgmt For For For 1.2 Elect Peter Pace Mgmt For For For 1.3 Elect Timothy J. Romenesko Mgmt For For For 1.4 Elect Ronald B. Woodard Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ABM Industries Incorporated Ticker Security ID: Meeting Date Meeting Status ABM CUSIP 000957100 03/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Linda L. Chavez Mgmt For For For 1.2 Elect J. Philip Ferguson Mgmt For For For 1.3 Elect Scott Salmirs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Approval of the 2006 Equity Incentive Plan Mgmt For For For Alexander & Baldwin Inc. Ticker Security ID: Meeting Date Meeting Status ALEX CUSIP 014491104 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Charles G. King Mgmt For For For 1.2 Elect Douglas M. Pasquale Mgmt For Withhold Against 1.3 Elect Jenai S. Wall Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Allete, Inc. Ticker Security ID: Meeting Date Meeting Status ALE CUSIP 018522300 05/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Kathryn W. Dindo Mgmt For For For 2 Elect Sidney W. Emery, Jr. Mgmt For For For 3 Elect George G. Goldfarb Mgmt For For For 4 Elect James S. Haines, Jr. Mgmt For For For 5 Elect Alan R. Hodnik Mgmt For For For 6 Elect James J. Hoolihan Mgmt For For For 7 Elect Heidi E. Jimmerson Mgmt For For For 8 Elect Madeleine W. Ludlow Mgmt For For For 9 Elect Douglas C. Neve Mgmt For For For 10 Elect Leonard C. Rodman Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Approval of Executive Long- Term Incentive Compensation Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For AMC Entertainment Holdings Inc. Ticker Security ID: Meeting Date Meeting Status AMC CUSIP 00165C104 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Lloyd Hill Mgmt For For For 1.2 Elect Ning Ye Mgmt For For For 1.3 Elect Howard W. Koch, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
Avista Corporation Ticker Security ID: Meeting Date Meeting Status AVA CUSIP 05379B107 05/07/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Erik J. Anderson Mgmt For For For 2 Elect Kristianne Blake Mgmt For For For 3 Elect Donald C. Burke Mgmt For For For 4 Elect John F. Kelly Mgmt For For For 5 Elect Rebecca A. Klein Mgmt For For For 6 Elect Scott L. Morris Mgmt For For For 7 Elect Marc F. Racicot Mgmt For For For 8 Elect Heidi B. Stanley Mgmt For For For 9 Elect R. John Taylor Mgmt For For For 10 Elect Janet D. Widmann Mgmt For For For 11 Elimination of Supermajority Requirement Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Long-Term Incentive Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For Badger Meter, Inc. Ticker Security ID: Meeting Date Meeting Status BMI CUSIP 056525108 04/24/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Ronald H. Dix Mgmt For For For 1.2 Elect Thomas J. Fischer Mgmt For For For 1.3 Elect Gale E. Klappa Mgmt For For For 1.4 Elect Gail A. Lione Mgmt For For For 1.5 Elect Richard A. Meeusen Mgmt For For For 1.6 Elect Andrew J. Policano Mgmt For For For 1.7 Elect Steven J. Smith Mgmt For For For 1.8 Elect Todd J. Teske Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Banco Latinoamericano de Comercio Exterior, S.A. Ticker Security ID: Meeting Date Meeting Status BLX CUSIP P16994132 04/16/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Approve Bank's Audited Financial Statements for Fiscal Year Ended December 31, 2014 Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3.1 Elect Miguel Heras Mgmt For For For 3.2 Elect Gonzalo Menendez Duque Mgmt For For For 3.3 Elect Rubens V. Amaral Jr. Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For Bank of Hawaii Corporation Ticker Security ID: Meeting Date Meeting Status BOH CUSIP 062540109 04/24/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect S. Haunani Apoliona Mgmt For For For 2 Elect Mary G.F. Bitterman Mgmt For For For 3 Elect Mark A. Burak Mgmt For For For 4 Elect Michael J. Chun Mgmt For For For 5 Elect Clinton R. Churchill Mgmt For For For 6 Elect Peter S. Ho Mgmt For For For 7 Elect Robert A. Huret Mgmt For For For 8 Elect Kent T. Lucien Mgmt For Against Against 9 Elect Victor K. Nichols Mgmt For For For 10 Elect Martin A. Stein Mgmt For For For 11 Elect Donald M. Takaki Mgmt For Against Against 12 Elect Barbara J. Tanabe Mgmt For For For 13 Elect Raymond P. Vara, Jr. Mgmt For For For 14 Elect Robert W. Wo Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 2015 Director Stock Compensation Plan Mgmt For For For 17 Ratification of Auditor Mgmt For For For Barnes Group Inc. Ticker Security ID: Meeting Date Meeting Status B CUSIP 067806109 05/08/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas O. Barnes Mgmt For For For 1.2 Elect Gary G. Benanav Mgmt For For For 1.3 Elect William S. Bristow, Jr. Mgmt For For For 1.4 Elect Patrick J. Dempsey Mgmt For For For 1.5 Elect Mylle H. Mangum Mgmt For Withhold Against 1.6 Elect Hassell H. McClellan Mgmt For For For 1.7 Elect JoAnna Sohovich Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For Black Box Corporation Ticker Security ID: Meeting Date Meeting Status BBOX CUSIP 091826107 08/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard L. Crouch Mgmt For For For 1.2 Elect Thomas W. Golonski Mgmt For For For 1.3 Elect Thomas G. Greig Mgmt For For For 1.4 Elect John S. Heller Mgmt For For For 1.5 Elect William H. Hernandez Mgmt For For For 1.6 Elect Michael McAndrew Mgmt For For For 1.7 Elect Joel T. Trammell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Bristow Group Inc. Ticker Security ID: Meeting Date Meeting Status BRS CUSIP 110394103 07/31/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas N. Amonett Mgmt For For For 1.2 Elect Jonathan E. Baliff Mgmt For For For 1.3 Elect Stephen J. Cannon Mgmt For For For 1.4 Elect Michael A. Flick Mgmt For For For 1.5 Elect Lori A. Gobillot Mgmt For For For 1.6 Elect Ian A. Godden Mgmt For For For 1.7 Elect Stephen A. King Mgmt For Withhold Against 1.8 Elect Thomas C. Knudson Mgmt For Withhold Against 1.9 Elect Mathew Masters Mgmt For Withhold Against 1.10 Elect Bruce H. Stover Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Brunswick Corporation Ticker Security ID: Meeting Date Meeting Status BC CUSIP 117043109 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Manuel A. Fernandez Mgmt For For For 2 Elect Mark D. Schwabero Mgmt For For For 3 Elect David V. Singer Mgmt For For For 4 Elect Jane L. Warner Mgmt For For For 5 Elect J. Steven Whisler Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Ratification of Auditor Mgmt For For For Cabot Corporation Ticker Security ID: Meeting Date Meeting Status CBT CUSIP 127055101 03/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John K. McGillicuddy Mgmt For For For 2 Elect John F. O'Brien Mgmt For For For 3 Elect Lydia W. Thomas Mgmt For For For 4 Elect Mark S. Wrighton Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Approval of the 2015 Directors' Stock Compensation Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For Calavo Growers, Inc. Ticker Security ID: Meeting Date Meeting Status CVGW CUSIP 128246105 04/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Lecil E. Cole Mgmt For For For 1.2 Elect George H. Barnes Mgmt For Withhold Against 1.3 Elect James D. Helin Mgmt For For For 1.4 Elect Donald M. Sanders Mgmt For For For 1.5 Elect Marc L. Brown Mgmt For Withhold Against 1.6 Elect Michael A. DiGregorio Mgmt For Withhold Against 1.7 Elect Scott Van Der Kar Mgmt For Withhold Against 1.8 Elect J. Link Leavens Mgmt For Withhold Against 1.9 Elect Dorcas H. Thille Mgmt For For For 1.10 Elect John M. Hunt Mgmt For Withhold Against 1.11 Elect Egidio Carbone, Jr. Mgmt For Withhold Against 1.12 Elect Harold Edwards Mgmt For Withhold Against 1.13 Elect Steven Hollister Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For California Water Service Group Ticker Security ID: Meeting Date Meeting Status CWT CUSIP 130788102 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Terry P. Bayer Mgmt For For For 2 Elect Edwin A. Guiles Mgmt For For For 3 Elect Bonnie G. Hill Mgmt For For For 4 Elect Martin A. Kropelnicki Mgmt For For For 5 Elect Thomas M. Krummel Mgmt For For For 6 Elect Richard P. Magnuson Mgmt For Against Against 7 Elect Linda R. Meier Mgmt For For For 8 Elect Peter C. Nelson Mgmt For For For 9 Elect Lester A. Snow Mgmt For For For 10 Elect George A. Vera Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For Carbo Ceramics Inc. Ticker Security ID: Meeting Date Meeting Status CRR CUSIP 140781105 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Sigmund L. Cornelius Mgmt For For For 1.2 Elect Chad C. Deaton Mgmt For For For 1.3 Elect James B. Jennings Mgmt For For For 1.4 Elect Gary A. Kolstad Mgmt For For For 1.5 Elect Henry E. Lentz Mgmt For For For 1.6 Elect Randy L. Limbacher Mgmt For For For 1.7 Elect William C. Morris Mgmt For For For 1.8 Elect Robert S. Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Carpenter Technology Corporation Ticker Security ID: Meeting Date Meeting Status CRS CUSIP 144285103 10/14/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Steven E. Karol Mgmt For Withhold Against 1.2 Elect Robert R. McMaster Mgmt For For For 1.3 Elect Gregory A. Pratt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Cash America International, Inc. Ticker Security ID: Meeting Date Meeting Status CSH CUSIP 14754D100 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Daniel E. Berce Mgmt For For For 1.2 Elect Jack R. Daugherty Mgmt For For For 1.3 Elect Daniel R. Feehan Mgmt For For For 1.4 Elect James H. Graves Mgmt For For For 1.5 Elect B.D. Hunter Mgmt For For For 1.6 Elect Timothy J. McKibben Mgmt For For For 1.7 Elect Alfred M. Micallef Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For
Cheesecake Factory Incorporated Ticker Security ID: Meeting Date Meeting Status CAKE CUSIP 163072101 05/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David Overton Mgmt For For For 2 Elect Alexander L. Cappello Mgmt For For For 3 Elect Jerome I. Kransdorf Mgmt For For For 4 Elect Laurence B. Mindel Mgmt For For For 5 Elect David B. Pittaway Mgmt For For For 6 Elect Douglas L. Schmick Mgmt For For For 7 Elect Herbert Simon Mgmt For Against Against 8 Amendment to 2010 Stock Incentive Plan Mgmt For For For 9 Approval of the 2015 Amended and Restated Annual Performance Incentive Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against Chico's FAS, Inc. Ticker Security ID: Meeting Date Meeting Status CHS CUSIP 168615102 06/25/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Ross E. Roeder Mgmt For For For 2 Elect Andrea M. Weiss Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Reapprove the Cash Bonus Incentive Plan Mgmt For For For China Yuchai International Limited Ticker Security ID: Meeting Date Meeting Status CYD CUSIP G21082105 06/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3.1 Elect KWEK Leng Peck Mgmt For Withhold Against 3.2 Elect GAN Khai Choon Mgmt For Withhold Against 3.3 Elect Weng Ming Hoh Mgmt For For For 3.4 Elect Tan Aik-Leang Mgmt For For For 3.5 Elect Neo Poh Kiat Mgmt For For For 3.6 Elect Yan Ping Mgmt For For For 3.7 Elect Han Yi Yong Mgmt For For For 3.8 Elect Raymond HO Chi-Keung Mgmt For For For 4 Board Size Mgmt For For For 5 Appointment of Auditor and Authority to Set Fees Mgmt For For For China Yuchai International Limited Ticker Security ID: Meeting Date Meeting Status CYD CUSIP G21082105 07/04/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3.1 Elect KWEK Leng Peck Mgmt For Withhold Against 3.2 Elect GAN Khai Choon Mgmt For Withhold Against 3.3 Elect Weng Ming Hoh Mgmt For For For 3.4 Elect Tan Aik-Leang Mgmt For For For 3.5 Elect Neo Poh Kiat Mgmt For For For 3.6 Elect Yan Ping Mgmt For For For 3.7 Elect Han Yi Yong Mgmt For For For 3.8 Elect Raymond HO Chi-Keung Mgmt For For For 4 Board Size Mgmt For For For 5 Appointment of Auditor and Authority to Set Fees Mgmt For For For 6 Equity Incentive Plan Mgmt For For For Clarcor Inc. Ticker Security ID: Meeting Date Meeting Status CLC CUSIP 179895107 03/24/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James W. Bradford, Jr. Mgmt For For For 1.2 Elect Wesley M. Clark Mgmt For For For 1.3 Elect James L. Packard Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Shareholder Proposal Regarding Sustainability Reporting ShrHldr Against Against For 4 Ratification of Auditor Mgmt For For For Cohen & Steers, Inc. Ticker Security ID: Meeting Date Meeting Status CNS CUSIP 19247A100 05/07/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Martin Cohen Mgmt For For For 2 Elect Robert H. Steers Mgmt For For For 3 Elect Peter L. Rhein Mgmt For For For 4 Elect Richard P. Simon Mgmt For Against Against 5 Elect Edmond D. Villani Mgmt For For For 6 Elect Frank T. Connor Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For CubeSmart Ticker Security ID: Meeting Date Meeting Status CUBE CUSIP 229663109 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect William M. Diefenderfer III Mgmt For For For 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Christopher P. Marr Mgmt For For For 1.4 Elect Marianne M. Keler Mgmt For For For 1.5 Elect Deborah Ratner Salzberg Mgmt For For For 1.6 Elect John F. Remondi Mgmt For For For 1.7 Elect Jeffrey F. Rogatz Mgmt For For For 1.8 Elect John W. Fain Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendments to Declaration of Trust to Simplify Ownership Limitation Provisions Mgmt For For For 4 Amendments to the Declaration of Trust to Increase Ownership Limit Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For
Daktronics, Inc. Ticker Security ID: Meeting Date Meeting Status DAKT CUSIP 234264109 09/03/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert G. Dutcher Mgmt For For For 1.2 Elect Nancy D. Frame Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against Destination Maternity Corporation Ticker Security ID: Meeting Date Meeting Status DEST CUSIP 25065D100 02/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Arnaud Ajdler Mgmt For For For 1.2 Elect Michael J. Blitzer Mgmt For For For 1.3 Elect Barry Erdos Mgmt For For For 1.4 Elect Melissa Payner-Gregor Mgmt For For For 1.5 Elect J. Daniel Plants Mgmt For For For 1.6 Elect Anthony M. Romano Mgmt For For For 1.7 Elect William A. Schwartz, Jr. Mgmt For For For 1.8 Elect B. Allen Weinstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Emcor Group, Inc. Ticker Security ID: Meeting Date Meeting Status EME CUSIP 29084Q100 06/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John W. Altmeyer Mgmt For For For 2 Elect Stephen W. Bershad Mgmt For For For 3 Elect David A.B. Brown Mgmt For For For 4 Elect Larry J. Bump Mgmt For For For 5 Elect Anthony J. Guzzi Mgmt For For For 6 Elect Richard F. Hamm, Jr. Mgmt For For For 7 Elect David H. Laidley Mgmt For For For 8 Elect Frank T. MacInnis Mgmt For For For 9 Elect Jerry E. Ryan Mgmt For For For 10 Elect Michael T. Yonker Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Approval of the Material Terms of the 2010 Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For Ensign Group, Inc. Ticker Security ID: Meeting Date Meeting Status ENSG CUSIP 29358P101 05/27/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Christopher R. Christensen Mgmt For For For 2 Elect Daren J. Shaw Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For Evercore Partners Inc. Ticker Security ID: Meeting Date Meeting Status EVR CUSIP 29977A105 06/08/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Roger C. Altman Mgmt For For For 1.2 Elect Richard I. Beattie Mgmt For For For 1.3 Elect Francois de Saint Phalle Mgmt For Withhold Against 1.4 Elect Gail B. Harris Mgmt For For For 1.5 Elect Curtis A. Hessler Mgmt For For For 1.6 Elect Robert B. Millard Mgmt For Withhold Against 1.7 Elect Willard J. Overlock, Jr. Mgmt For For For 1.8 Elect Ralph L. Schlosstein Mgmt For For For 1.9 Elect William Wheeler Mgmt For For For 2 Ratification of Auditor Mgmt For For For Fair Isaac Corporation Ticker Security ID: Meeting Date Meeting Status FICO CUSIP 303250104 02/24/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect A. George Battle Mgmt For For For 2 Elect Greg G. Gianforte Mgmt For For For 3 Elect Braden R Kelly Mgmt For For For 4 Elect James D. Kirsner Mgmt For For For 5 Elect William J. Lansing Mgmt For For For 6 Elect Joanna Rees Mgmt For For For 7 Elect David A. Rey Mgmt For For For 8 Elect Duane E. White Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For Globe Specialty Metals, Inc. Ticker Security ID: Meeting Date Meeting Status GSM CUSIP 37954N206 12/03/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Donald G. Barger, Jr. Mgmt For Withhold Against 1.2 Elect Bruce L. Crockett Mgmt For For For 1.3 Elect Stuart E. Eizenstat Mgmt For Withhold Against 1.4 Elect Alan Kestenbaum Mgmt For For For 1.5 Elect Franklin Leo Lavin Mgmt For For For 1.6 Elect Alan R. Schriber Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For Granite Construction Incorporated Ticker Security ID: Meeting Date Meeting Status GVA CUSIP 387328107 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect David H. Kelsey Mgmt For For For 2 Elect James W. Bradford, Jr. Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Annual Incentive Plan Mgmt For For For 5 Long Term Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Guess?, Inc. Ticker Security ID: Meeting Date Meeting Status GES CUSIP 401617105 06/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Maurice Marciano Mgmt For Withhold Against 1.2 Elect Gianluca Bolla Mgmt For For For 2 2015 Annual Incentive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Approval of Severance Agreements ShrHldr Against For Against Hanover Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status THG CUSIP 410867105 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Neal F. Finnegan Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Cynthia L. Egan Mgmt For For For 4 Elect Joseph R. Ramrath Mgmt For For For 5 Elect Harriett Tee Taggart Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Ratification of Auditor Mgmt For For For Haynes International, Inc. Ticker Security ID: Meeting Date Meeting Status HAYN CUSIP 420877201 03/02/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Donald C. Campion Mgmt For For For 2 Elect Mark Comerford Mgmt For For For 3 Elect John C. Corey Mgmt For For For 4 Elect Robert H. Getz Mgmt For For For 5 Elect Timothy J. McCarthy Mgmt For For For 6 Elect Michael L. Shor Mgmt For For For 7 Elect William P. Wall Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Approval of Performance Goals For 2009 Restricted Stock Plan Mgmt For For For HCC Insurance Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCC CUSIP 404132102 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Emmanuel T. Ballases Mgmt For For For 1.2 Elect Lydia I. Beebe Mgmt For For For 1.3 Elect Frank J. Bramanti Mgmt For For For 1.4 Elect Walter M. Duer Mgmt For For For 1.5 Elect Barbara J. Duganier Mgmt For For For 1.6 Elect James C. Flagg Mgmt For For For 1.7 Elect John N. Molbeck, Jr. Mgmt For For For 1.8 Elect Susan Rivera Mgmt For For For 1.9 Elect Hans D. Rohlf Mgmt For For For 1.10 Elect Robert A. Rosholt Mgmt For For For 1.11 Elect J. Mikesell Thomas Mgmt For For For 1.12 Elect Christopher J. B. Williams Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Hecla Mining Company Ticker Security ID: Meeting Date Meeting Status HL CUSIP 422704106 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect George R. Nethercutt, Jr. Mgmt For For For 1.2 Elect John H. Bowles Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Herman Miller, Inc. Ticker Security ID: Meeting Date Meeting Status MLHR CUSIP 600544100 10/06/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mary V. Andringa Mgmt For For For 1.2 Elect J. Barry Griswell Mgmt For For For 1.3 Elect Brian C. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Long- Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For Hill-Rom Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HRC CUSIP 431475102 03/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Rolf A. Classon Mgmt For For For 1.2 Elect William G. Dempsey Mgmt For For For 1.3 Elect James R. Giertz Mgmt For For For 1.4 Elect Charles E. Golden Mgmt For For For 1.5 Elect John J. Greisch Mgmt For For For 1.6 Elect William H. Kucheman Mgmt For For For 1.7 Elect Ronald A. Malone Mgmt For For For 1.8 Elect Eduardo R. Menasce Mgmt For For For 1.9 Elect Stacy Enxing Seng Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For Horace Mann Educators Corporation Ticker Security ID: Meeting Date Meeting Status HMN CUSIP 440327104 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Daniel A. Domenech Mgmt For For For 2 Elect Mary H. Futrell Mgmt For For For 3 Elect Stephen J. Hasenmiller Mgmt For For For 4 Elect Ronald J. Helow Mgmt For For For 5 Elect Beverley J. McClure Mgmt For For For 6 Elect Gabriel L. Shaheen Mgmt For For For 7 Elect Robert Stricker Mgmt For For For 8 Elect Steven O. Swyers Mgmt For For For 9 Elect Marita Zuraitis Mgmt For For For 10 Amendment to the 2010 Comprehensive Executive Compensation Plan Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For
HSN, Inc. Ticker Security ID: Meeting Date Meeting Status HSNI CUSIP 404303109 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect William Costello Mgmt For For For 1.2 Elect James M. Follo Mgmt For For For 1.3 Elect Mindy Grossman Mgmt For For For 1.4 Elect Stephanie Kugelman Mgmt For For For 1.5 Elect Arthur C. Martinez Mgmt For For For 1.6 Elect Thomas J. McInerney Mgmt For For For 1.7 Elect John B. Morse, Jr. Mgmt For For For 1.8 Elect Matthew E. Rubel Mgmt For For For 1.9 Elect Ann Sarnoff Mgmt For For For 1.10 Elect Courtnee Ulrich Mgmt For For For 2 Ratification of Auditor Mgmt For For For Interface, Inc. Ticker Security ID: Meeting Date Meeting Status TILE CUSIP 458665304 05/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect John P. Burke Mgmt For For For 1.2 Elect Edward C. Callaway Mgmt For For For 1.3 Elect Andrew B. Cogan Mgmt For For For 1.4 Elect Carl I. Gable Mgmt For For For 1.5 Elect Daniel T. Hendrix Mgmt For For For 1.6 Elect Christopher G. Kennedy Mgmt For For For 1.7 Elect K. David Kohler Mgmt For Withhold Against 1.8 Elect James B. Miller, Jr. Mgmt For For For 1.9 Elect Harold M. Paisner Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to Omnibus Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For Kelly Services, Inc. Ticker Security ID: Meeting Date Meeting Status KELYA CUSIP 488152208 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Terence E. Adderley Mgmt For For For 1.2 Elect Carol M. Adderley Mgmt For For For 1.3 Elect Carl T. Camden Mgmt For For For 1.4 Elect Robert S. Cubbin Mgmt For For For 1.5 Elect Jane E. Dutton Mgmt For For For 1.6 Elect Terrence B. Larkin Mgmt For For For 1.7 Elect Conrad L. Mallet, Jr. Mgmt For For For 1.8 Elect Leslie A. Murphy Mgmt For For For 1.9 Elect Donald R. Parfet Mgmt For For For 1.10 Elect B. Joseph White Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Approval of Amendment to Equity Incentive Plan Mgmt For Against Against 4 Approval of Amendment to Short-Term Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For Knoll, Inc. Ticker Security ID: Meeting Date Meeting Status KNL CUSIP 498904200 05/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Burton B. Staniar Mgmt For For For 1.2 Elect Sidney Lapidus Mgmt For Withhold Against 1.3 Elect Stephanie Stahl Mgmt For For For 1.4 Elect Christopher G. Kennedy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against Landauer, Inc. Ticker Security ID: Meeting Date Meeting Status LDR CUSIP 51476K103 03/06/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Stephen C. Mitchell Mgmt For For For 2 Elect Thomas M. White Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For Lithia Motors, Inc. Ticker Security ID: Meeting Date Meeting Status LAD CUSIP 536797103 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Sidney B. DeBoer Mgmt For For For 1.2 Elect Thomas Becker Mgmt For For For 1.3 Elect Susan O. Cain Mgmt For For For 1.4 Elect Bryan B. DeBoer Mgmt For For For 1.5 Elect Shau-wai Lam Mgmt For For For 1.6 Elect Kenneth E. Roberts Mgmt For For For 1.7 Elect William J. Young Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Luxfer Holdings PLC Ticker Security ID: Meeting Date Meeting Status LXFR CUSIP 550678106 05/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Peter Haslehurst Mgmt For For For 3 Elect Joseph Bonn Mgmt For For For 4 Elect Kevin S. Flannery Mgmt For For For 5 Elect David F. Landless Mgmt For For For 6 Elect Brian Purves Mgmt For For For 7 Elect Andrew Beaden Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Remuneration Report (Advisory) Mgmt For For For
Macquarie Infrastructure Company LLC Ticker Security ID: Meeting Date Meeting Status MIC CUSIP 55608B105 05/15/2015 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Conversion from Limited Liability Company to Corporation Mgmt For For For 2 Authorization of Preferred Stock Mgmt For Against Against 3 Right to Adjourn Meeting Mgmt For For For Macquarie Infrastructure Company LLC Ticker Security ID: Meeting Date Meeting Status MIC CUSIP 55608B105 05/20/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Norman H. Brown, Jr. Mgmt For For For 1.2 Elect George W. Carmany, III Mgmt For For For 1.3 Elect H. E. Lentz Mgmt For For For 1.4 Elect Ouma Sananikone Mgmt For For For 1.5 Elect William H. Webb Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Matthews International Corporation Ticker Security ID: Meeting Date Meeting Status MATW CUSIP 577128101 02/19/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect David A. Schawk Mgmt For For For 1.2 Elect Joseph C. Bartolacci Mgmt For For For 1.3 Elect Katherine E. Dietze Mgmt For For For 1.4 Elect Morgan K. O'Brien Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For Medical Properties Trust, Inc. Ticker Security ID: Meeting Date Meeting Status MPW CUSIP 58463J304 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Edward K. Aldag, Jr. Mgmt For For For 1.2 Elect G. Steven Dawson Mgmt For For For 1.3 Elect R. Steven Hamner Mgmt For Withhold Against 1.4 Elect Robert E. Holmes Mgmt For For For 1.5 Elect Sherry A. Kellett Mgmt For For For 1.6 Elect William G. McKenzie Mgmt For For For 1.7 Elect L. Glenn Orr, Jr. Mgmt For Withhold Against 1.8 Elect D. Paul Sparks Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Change to Majority with Resignation voting for directors Mgmt For Against Against Meredith Corporation Ticker Security ID: Meeting Date Meeting Status MDP CUSIP 589433101 11/12/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Philip A. Marineau Mgmt For Withhold Against 1.2 Elect Elizabeth E. Tallett Mgmt For Withhold Against 1.3 Elect Donald A. Baer Mgmt For For For 1.4 Elect Donald C. Berg Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 2014 Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For Monmouth Real Estate Investment Corporation Ticker Security ID: Meeting Date Meeting Status MNR CUSIP 609720107 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Catherine B. Elflein Mgmt For For For 1.2 Elect Eugene W. Landy Mgmt For For For 1.3 Elect Michael P. Landy Mgmt For For For 1.4 Elect Samuel A. Landy Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against MSA Safety Inc Ticker Security ID: Meeting Date Meeting Status MSA CUSIP 553498106 05/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas B. Hotopp Mgmt For For For 1.2 Elect John T. Ryan III Mgmt For For For 1.3 Elect Thomas H. Witmer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Mueller Water Products, Inc. Ticker Security ID: Meeting Date Meeting Status MWA CUSIP 624758108 01/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Shirley C. Franklin Mgmt For For For 1.2 Elect Thomas J. Hansen Mgmt For For For 1.3 Elect Gregory E. Hyland Mgmt For For For 1.4 Elect Jerry W. Kolb Mgmt For For For 1.5 Elect Joseph B. Leonard Mgmt For For For 1.6 Elect Mark J. O'Brien Mgmt For For For 1.7 Elect Bernard G. Rethore Mgmt For For For 1.8 Elect Neil A. Springer Mgmt For For For 1.9 Elect Lydia W. Thomas Mgmt For For For 1.10 Elect Michael T. Tokarz Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
NorthWestern Corporation Ticker Security ID: Meeting Date Meeting Status NWE CUSIP 668074305 04/23/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Stephen P. Adik Mgmt For For For 1.2 Elect Dorothy M. Bradley Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 1.4 Elect Dana J. Dykhouse Mgmt For For For 1.5 Elect Jan R. Horsfall Mgmt For For For 1.6 Elect Julia L. Johnson Mgmt For For For 1.7 Elect Denton Louis Peoples Mgmt For For For 1.8 Elect Robert C. Rowe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For NutriSystem, Inc. Ticker Security ID: Meeting Date Meeting Status NTRI CUSIP 67069D108 05/12/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert F. Bernstock Mgmt For For For 1.2 Elect Paul Guyardo Mgmt For For For 1.3 Elect Michael J. Hagan Mgmt For For For 1.4 Elect Jay Herratti Mgmt For For For 1.5 Elect Brian P. Tierney Mgmt For For For 1.6 Elect Andrea M. Weiss Mgmt For For For 1.7 Elect Stephen T. Zarrilli Mgmt For For For 1.8 Elect Dawn M. Zier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Oppenheimer Holdings Inc. Ticker Security ID: Meeting Date Meeting Status OPY CUSIP 683797104 05/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard Crystal Mgmt For For For 1.2 Elect William Ehrhardt Mgmt For For For 1.3 Elect Michael A.M. Keehner Mgmt For For For 1.4 Elect Albert G. Lowenthal Mgmt For For For 1.5 Elect Robert S. Lowenthal Mgmt For For For 1.6 Elect Kenneth W. McArthur Mgmt For For For 1.7 Elect A. Winn Oughtred Mgmt For For For 1.8 Elect Elaine K. Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Performance-Based Compensation Agreement for CEO A.G. Lowenthal Mgmt For For For Parkway Properties, Inc. Ticker Security ID: Meeting Date Meeting Status PKY CUSIP 70159Q104 05/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Avi Banyasz Mgmt For For For 1.2 Elect Charles T. Cannada Mgmt For For For 1.3 Elect Edward M. Casal Mgmt For For For 1.4 Elect Kelvin L. Davis Mgmt For Withhold Against 1.5 Elect Laurie L. Dotter Mgmt For For For 1.6 Elect James R. Heistand Mgmt For For For 1.7 Elect C. William Hosler Mgmt For For For 1.8 Elect Adam S. Metz Mgmt For Withhold Against 1.9 Elect Brenda J. Mixson Mgmt For Withhold Against 1.10 Elect James A. Thomas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 2015 Omnibus Equity Incentive Plan Mgmt For For For Patterson-UTI Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PTEN CUSIP 703481101 06/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Mark S. Siegel Mgmt For For For 1.2 Elect Kenneth N. Berns Mgmt For For For 1.3 Elect Charles O. Buckner Mgmt For For For 1.4 Elect Michael W. Conlon Mgmt For For For 1.5 Elect Curtis W. Huff Mgmt For For For 1.6 Elect Terry H. Hunt Mgmt For For For 1.7 Elect Tiffany J. Thom Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For Peabody Energy Corporation Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704549104 05/04/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Gregory H. Boyce Mgmt For For For 1.2 Elect William A. Coley Mgmt For For For 1.3 Elect William E. James Mgmt For For For 1.4 Elect Robert B. Karn III Mgmt For For For 1.5 Elect Glenn L. Kellow Mgmt For For For 1.6 Elect Henry E. Lentz Mgmt For For For 1.7 Elect Robert A. Malone Mgmt For For For 1.8 Elect William C. Rusnack Mgmt For For For 1.9 Elect Michael W. Sutherlin Mgmt For For For 1.10 Elect John F. Turner Mgmt For For For 1.11 Elect Sandra A. Van Trease Mgmt For For For 1.12 Elect Heather A. Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Approval of 2015 Long-Term Incentive Plan Mgmt For For For 5 Shareholder Proposal Regarding Proxy Access ShrHldr Against For Against
Plantronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLT CUSIP 727493108 08/01/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Marv Tseu Mgmt For For For 2 Elect Ken Kannappan Mgmt For For For 3 Elect Brian Dexheimer Mgmt For For For 4 Elect Robert C. Hagerty Mgmt For For For 5 Elect Greggory Hammann Mgmt For For For 6 Elect John Hart Mgmt For For For 7 Elect Marshall Mohr Mgmt For For For 8 Amendment to the Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For Post Properties, Inc. Ticker Security ID: Meeting Date Meeting Status PPS CUSIP 737464107 06/03/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Robert C. Goddard III Mgmt For For For 1.2 Elect David P. Stockert Mgmt For For For 1.3 Elect Herschel M. Bloom Mgmt For For For 1.4 Elect Walter M. Deriso, Jr. Mgmt For For For 1.5 Elect Russell R. French Mgmt For For For 1.6 Elect Toni Jennings Mgmt For For For 1.7 Elect Ronald de Waal Mgmt For For For 1.8 Elect Donald C. Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Progressive Waste Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status BIN CUSIP 74339G101 05/13/2015 Voted Meeting Type Country of Trade Special United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Appointment of Auditor and Authority to Set Fees Mgmt For For For 2.1 Elect John T. Dillon Mgmt For For For 2.2 Elect James J. Forese Mgmt For For For 2.3 Elect Larry S. Hughes Mgmt For For For 2.4 Elect Jeffrey L. Keefer Mgmt For For For 2.5 Elect Douglas W. Knight Mgmt For For For 2.6 Elect Susan Lee Mgmt For For For 2.7 Elect Daniel R. Milliard Mgmt For For For 2.8 Elect Joseph D. Quarin Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Adoption of Advanced Notice Provision Mgmt For For For 5 Amendment to Share Option Plan Mgmt For For For Ruth's Hospitality Group, Inc. Ticker Security ID: Meeting Date Meeting Status RUTH CUSIP 783332109 05/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Michael P. O'Donnell Mgmt For For For 1.2 Elect Robin P. Selati Mgmt For For For 1.3 Elect Carla R. Cooper Mgmt For For For 1.4 Elect Bannus B. Hudson Mgmt For For For 1.5 Elect Robert S. Merritt Mgmt For For For 1.6 Elect Alan Vituli Mgmt For For For 2 Adoption of Majority Vote for Election of Directors Mgmt For For For 3 Ratification of Auditor Mgmt For For For Scholastic Corporation Ticker Security ID: Meeting Date Meeting Status SCHL CUSIP 807066105 09/24/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect James W. Barge Mgmt For For For 1.2 Elect Marianne Caponnetto Mgmt For For For 1.3 Elect John L. Davies Mgmt For For For Sonic Automotive, Inc. Ticker Security ID: Meeting Date Meeting Status SAH CUSIP 83545G102 04/14/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect O. Bruton Smith Mgmt For For For 1.2 Elect B. Scott Smith Mgmt For For For 1.3 Elect David B. Smith Mgmt For For For 1.4 Elect William I. Belk Mgmt For For For 1.5 Elect William R. Brooks Mgmt For For For 1.6 Elect Bernard C. Byrd, Jr Mgmt For For For 1.7 Elect Victor H. Doolan Mgmt For For For 1.8 Elect John W. Harris, III Mgmt For For For 1.9 Elect H. Robert Heller Mgmt For For For 1.10 Elect R. Eugene Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the Stock Incentive Plan Mgmt For For For Sotheby's Ticker Security ID: Meeting Date Meeting Status BID CUSIP 835898107 05/07/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect John M. Angelo Mgmt For For For 2 Elect Jessica M. Bibliowicz Mgmt For For For 3 Elect Kevin C. Conroy Mgmt For For For 4 Elect Domenico De Sole Mgmt For For For 5 Elect The Duke of Devonshire Mgmt For For For 6 Elect Daniel S. Loeb Mgmt For For For 7 Elect Olivier Reza Mgmt For For For 8 Elect Marsha Simms Mgmt For For For 9 Elect Thomas S. Smith Mgmt For For For 10 Elect Robert S. Taubman Mgmt For For For 11 Elect Diana L. Taylor Mgmt For For For 12 Elect Dennis M. Weibling Mgmt For For For 13 Elect Harry J. Wilson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Stock Compensation Plan for Non- Employee Directors Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For
StanCorp Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status SFG CUSIP 852891100 05/11/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Virginia L. Anderson Mgmt For For For 2 Elect Rajana B. Clark Mgmt For For For 3 Elect Timothy A. Holt Mgmt For For For 4 Elect Kevin M. Murai Mgmt For For For 5 Elect Eric E. Parsons Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For STERIS Corporation Ticker Security ID: Meeting Date Meeting Status STE CUSIP 859152100 07/30/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Richard C. Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline B. Kosecoff Mgmt For For For 1.4 Elect David B. Lewis Mgmt For For For 1.5 Elect Kevin M. McMullen Mgmt For For For 1.6 Elect Walter M Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen M. Sohi Mgmt For For For 1.8 Elect John P. Wareham Mgmt For For For 1.9 Elect Loyal W. Wilson Mgmt For For For 1.10 Elect Michael B. Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Sun Hydraulics Corporation Ticker Security ID: Meeting Date Meeting Status SNHY CUSIP 866942105 06/01/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Allen J. Carlson Mgmt For For For 1.2 Elect Wolfgang H. Dangel Mgmt For For For 2 Amendment to the 2012 Nonemployee Director Fees Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For TAL International Group, Inc. Ticker Security ID: Meeting Date Meeting Status TAL CUSIP 874083108 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Brian M. Sondey Mgmt For For For 1.2 Elect Malcolm P. Baker Mgmt For For For 1.3 Elect Claude Germain Mgmt For For For 1.4 Elect Kenneth Hanau Mgmt For For For 1.5 Elect Helmut Kaspers Mgmt For For For 1.6 Elect Frederic H. Lindeberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For Tennant Company Ticker Security ID: Meeting Date Meeting Status TNC CUSIP 880345103 04/29/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Azita Arvani Mgmt For For For 1.2 Elect Steven A. Sonnenberg Mgmt For For For 1.3 Elect David S. Wichmann Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For The Manitowoc Company Ticker Security ID: Meeting Date Meeting Status MTW CUSIP 563571108 05/05/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Roy V. Armes Mgmt For For For 1.2 Elect Cynthia M. Egnotovich Mgmt For For For 1.3 Elect Dino Bianco Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/09/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect J. Allen Kosowsky Mgmt For For For 1.2 Elect Jan H. Suwinski Mgmt For For For 1.3 Elect Wilson Jones Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For Tidewater Inc. Ticker Security ID: Meeting Date Meeting Status TDW CUSIP 886423102 07/31/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James C. Day Mgmt For For For 1.3 Elect Richard T. du Moulin Mgmt For For For 1.4 Elect Morris E. Foster Mgmt For For For 1.5 Elect J. Wayne Leonard Mgmt For For For 1.6 Elect Richard A. Pattarozzi Mgmt For For For 1.7 Elect Jeffrey M. Platt Mgmt For For For 1.8 Elect Robert L. Potter Mgmt For For For 1.9 Elect Nicholas Sutton Mgmt For For For 1.10 Elect Cindy B. Taylor Mgmt For For For 1.11 Elect Jack E. Thompson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 2014 Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
TrustCo Bank Corp NY Ticker Security ID: Meeting Date Meeting Status TRST CUSIP 898349105 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Thomas O. Maggs Mgmt For For For 1.2 Elect Robert J. McCormick Mgmt For For For 1.3 Elect William J. Purdy Mgmt For For For 2 Amendment to the 2010 Equity Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For UMB Financial Corporation Ticker Security ID: Meeting Date Meeting Status UMBF CUSIP 902788108 04/28/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Warner L. Baxter Mgmt For For For 1.2 Elect Robin C. Beery Mgmt For For For 1.3 Elect Nancy K. Buese Mgmt For For For 1.4 Elect Peter J. deSilva Mgmt For For For 1.5 Elect Terrence P. Dunn Mgmt For For For 1.6 Elect Kevin C. Gallagher Mgmt For For For 1.7 Elect Greg M. Graves Mgmt For For For 1.8 Elect Alexander C. Kemper Mgmt For For For 1.9 Elect J. Mariner Kemper Mgmt For For For 1.10 Elect Kris A. Robbins Mgmt For For For 1.11 Elect L. Joshua Sosland Mgmt For For For 1.12 Elect Paul Uhlmann, III Mgmt For For For 1.13 Elect Thomas J. Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For Viad Corp. Ticker Security ID: Meeting Date Meeting Status VVI CUSIP 92552R406 05/21/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard H. Dozer Mgmt For For For 3 Elect Robert E. Munzenrider Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For WD-40 Company Ticker Security ID: Meeting Date Meeting Status WDFC CUSIP 929236107 12/09/2014 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Giles H. Bateman Mgmt For For For 1.2 Elect Peter D. Bewley Mgmt For For For 1.3 Elect Richard A. Collato Mgmt For For For 1.4 Elect Mario L. Crivello Mgmt For For For 1.5 Elect Linda A. Lang Mgmt For For For 1.6 Elect Garry O. Ridge Mgmt For For For 1.7 Elect Gregory A. Sandfort Mgmt For For For 1.8 Elect Neal E. Schmale Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Wolverine World Wide, Inc. Ticker Security ID: Meeting Date Meeting Status WWW CUSIP 978097103 04/22/2015 Voted Meeting Type Country of Trade Annual United States For/Agnst Issue No. Description Proponent Mgmt Rec Vote Cast Mgmt 1.1 Elect Roxane Divol Mgmt For For For 1.2 Elect Joseph R. Gromek Mgmt For For For 1.3 Elect Brenda J. Lauderback Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. RIDGEWORTH FUNDS By: /s/ Julia R. Short ------------------------------ Julia R. Short President Date: August 20, 2015