0001193125-14-321103.txt : 20140826 0001193125-14-321103.hdr.sgml : 20140826 20140826111112 ACCESSION NUMBER: 0001193125-14-321103 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140826 DATE AS OF CHANGE: 20140826 EFFECTIVENESS DATE: 20140826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RidgeWorth Funds CENTRAL INDEX KEY: 0000883939 IRS NUMBER: 232678674 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-06557 FILM NUMBER: 141064333 BUSINESS ADDRESS: STREET 1: 3333 PIEDMONT ROAD STREET 2: SUITE 1500 CITY: ATLANTA STATE: 2Q ZIP: 30305 BUSINESS PHONE: 888-784-3863 MAIL ADDRESS: STREET 1: 3333 PIEDMONT ROAD STREET 2: SUITE 1500 CITY: ATLANTA STATE: 2Q ZIP: 30305 FORMER COMPANY: FORMER CONFORMED NAME: RIDGEWORTH INVESTMENTS VARIABLE TRUST DATE OF NAME CHANGE: 20080414 FORMER COMPANY: FORMER CONFORMED NAME: RIDGEWORTH DATE OF NAME CHANGE: 20080414 FORMER COMPANY: FORMER CONFORMED NAME: STI CLASSIC FUNDS DATE OF NAME CHANGE: 19920929 0000883939 S000004658 RidgeWorth Large Cap Growth Stock Fund C000012678 A Shares STCIX C000012679 C Shares STCFX C000012680 I Shares STCAX C000144729 IS 0000883939 S000004661 RidgeWorth International Equity Fund C000012689 A Shares SCIIX C000012691 I Shares STITX 0000883939 S000004662 RidgeWorth International Equity Index Fund C000012692 A Shares SIIIX C000012694 I Shares SIEIX 0000883939 S000004664 RidgeWorth Mid-Cap Value Equity Fund C000012698 A Shares SAMVX C000012699 C Shares SMVFX C000012700 I Shares SMVTX C000144730 IS 0000883939 S000004665 RidgeWorth Small Cap Growth Stock Fund C000012701 A Shares SCGIX C000012702 C Shares SSCFX C000012703 I Shares SSCTX C000144731 IS 0000883939 S000004666 RidgeWorth Small Cap Value Equity Fund C000012704 A Shares SASVX C000012705 C Shares STCEX C000012706 I Shares SCETX 0000883939 S000004668 RidgeWorth Select Large Cap Growth Stock Fund C000012710 A Shares SXSAX C000012711 C Shares STTFX C000012712 I Shares STTAX 0000883939 S000004669 RidgeWorth Large Cap Value Equity Fund C000012713 A Shares SVIIX C000012714 C Shares SVIFX C000012715 I Shares STVTX C000144732 IS 0000883939 S000004673 RidgeWorth Aggressive Growth Stock Fund C000012728 A Shares SAGAX C000012730 I Shares SCATX 0000883939 S000004675 RidgeWorth U.S. Government Securities Ultra-Short Bond Fund C000012734 I Shares SIGVX 0000883939 S000004677 RidgeWorth Ultra-Short Bond Fund C000012736 I Shares SISSX 0000883939 S000004679 RidgeWorth High Grade Municipal Bond Fund C000012738 A Shares SFLTX C000012740 I Shares SCFTX 0000883939 S000004680 RidgeWorth Georgia Tax-Exempt Bond Fund C000012741 A Shares SGTEX C000012743 I Shares SGATX 0000883939 S000004681 RidgeWorth High Income Fund C000012744 A Shares SAHIX C000012745 R Shares STHIX C000012746 I Shares STHTX C000144733 IS 0000883939 S000004692 RidgeWorth Core Bond Fund C000012757 A Shares STGIX C000012758 R Shares SCIGX C000012759 I Shares STIGX 0000883939 S000004693 RidgeWorth Investment Grade Tax-Exempt Bond Fund C000012760 A Shares SISIX C000012762 I Shares STTBX 0000883939 S000004694 RidgeWorth Limited-Term Federal Mortgage Securities Fund C000012763 A Shares SLTMX C000012764 C Shares SCLFX C000012765 I Shares SLMTX 0000883939 S000004695 RidgeWorth Short-Term Municipal Bond Fund C000012766 A Shares SMMAX C000012768 I Shares CMDTX 0000883939 S000004696 RidgeWorth North Carolina Tax-Exempt Bond Fund C000012769 A Shares SNCIX C000012771 I Shares CNCFX 0000883939 S000004697 RidgeWorth Short-Term Bond Fund C000012772 A Shares STSBX C000012773 C Shares SCBSX C000012774 I SHares SSBTX 0000883939 S000004698 RidgeWorth Short-Term U.S. Treasury Securities Fund C000012775 A Shares STSFX C000012776 C Shares SSUSX C000012777 I Shares SUSTX 0000883939 S000004699 RidgeWorth Corporate Bond Fund C000012778 A Shares SAINX C000012779 C Shares STIFX C000012780 I Shares STICX 0000883939 S000004700 RidgeWorth U.S. Government Securities Fund C000012781 A Shares SCUSX C000012782 C Shares SGUSX C000012783 I Shares SUGTX 0000883939 S000004701 RidgeWorth Virginia Intermediate Municipal Bond Fund C000012784 A Shares CVIAX C000012786 I Shares CRVTX 0000883939 S000004723 RidgeWorth Total Return Bond Fund C000012868 A Shares CBPSX C000012869 R Shares SCBLX C000012870 I Shares SAMFX C000144734 IS 0000883939 S000004724 RidgeWorth Intermediate Bond Fund C000012871 A Shares IBASX C000012872 R Shares IBLSX C000012873 I Shares SAMIX 0000883939 S000004725 RidgeWorth Limited Duration Fund C000012874 I Shares SAMLX 0000883939 S000004735 RidgeWorth Aggressive Growth Allocation Strategy C000012891 A Shares SLAAX C000012893 I Shares CVMGX C000012894 C Shares CLVLX 0000883939 S000004736 RidgeWorth Conservative Allocation Strategy C000012895 A Shares SVCAX C000012897 I Shares SCCTX C000012898 C Shares SCCLX 0000883939 S000004737 RidgeWorth Growth Allocation Strategy C000012899 A Shares SGIAX C000012901 I Shares CLVGX C000012902 C Shares SGILX 0000883939 S000004738 RidgeWorth Moderate Allocation Strategy C000012903 A Shares SVMAX C000012905 I Shares CLVBX C000012906 C Shares SVGLX 0000883939 S000004750 RidgeWorth Seix High Yield Fund C000012926 A Shares HYPSX C000012927 R Shares HYLSX C000012928 I Shares SAMHX 0000883939 S000011297 RidgeWorth Seix Floating Rate High Income Fund C000031119 A Shares SFRAX C000031120 C Shares SFRCX C000031121 I Shares SAMBX N-PX 1 d772333dnpx.txt RIDGEWORTH FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06557 --------------------------------------------- RidgeWorth Funds -------------------------------------------------- (Exact name of registrant as specified in charter) RidgeWorth Capital Management, Inc. 3333 Piedmont Road, Suite 1500 Atlanta, GA 30305 -------------------------------------------------- (Address of principal executive offices)(Zip code) Julia Short President RidgeWorth Funds 3333 Piedmont Road, Suite 1500 Atlanta, GA 30305 (Name and Address of Agent for Service) Copies to: W. John McGuire, Esq. Thomas S. Harman, Esq. Bingham McCutchen LLP Bingham McCutchen LLP 2020 K Street, NW 2020 K Street, NW Washington, DC 20006 Washington, DC 20006 Registrant's telephone number, including area code: 1-888-784-3863 Date of fiscal year end: March 31 Date of reporting period: July 1, 2013 through June 30, 2014 Item 1. Proxy Voting Record. Registrant : RidgeWorth Funds Fund Name : RidgeWorth Corporate Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Georgia Tax-Exempt Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth High Grade Municipal Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Investment Grade Tax-Exempt Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Short-Term Municipal Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth North Carolina Tax-Exempt Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name : RidgeWorth Funds Fund Name : RidgeWorth Virginia Intermediate Municipal Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant : RidgeWorth Funds Fund Name : RidgeWorth Aggressive Growth Allocation Strategy
-------------------------------------------------------------------------------------------------------- RIDGEWORTH CORPORATE BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAINX CUSIP 76628T538 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors -------------------------------------------------------------------------------------------------------- RIDGEWORTH HIGH INCOME FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAHIX CUSIP 76628T504 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
-------------------------------------------------------------------------------------------------------- RIDGEWORTH INTERMEDIATE BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IBAX CUSIP 76628T801 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors -------------------------------------------------------------------------------------------------------- RIDGEWORTH INTERNATIONAL EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SCIIX CUSIP 76628R839 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
-------------------------------------------------------------------------------------------------------- RIDGEWORTH INTERNATIONAL EQUITY INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SIIIX CUSIP 76628R797 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors -------------------------------------------------------------------------------------------------------- RIDGEWORTH LARGE CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS STCIX CUSIP 76628R730 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
-------------------------------------------------------------------------------------------------------- RIDGEWORTH LARGE CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SVIX CUSIP 76628R664 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors -------------------------------------------------------------------------------------------------------- RIDGEWORTH MID-CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMVX CUSIP 76628R599 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
-------------------------------------------------------------------------------------------------------- RIDGEWORTH SEIX FLOATING RATE HIGH INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS SFRAX CUSIP 76628T660 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors -------------------------------------------------------------------------------------------------------- RIDGEWORTH SEIX HIGH YIELD FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS HYPSX CUSIP 76628T637 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
-------------------------------------------------------------------------------------------------------- RIDGEWORTH SELECT LARGE CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SXSAX CUSIP 76628R532 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors -------------------------------------------------------------------------------------------------------- RIDGEWORTH SMALL CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SCGIX CUSIP 76628R490 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust
3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors -------------------------------------------------------------------------------------------------------- RIDGEWORTH SMALL CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SASVX CUSIP 76628R466 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors -------------------------------------------------------------------------------------------------------- RIDGEWORTH TOTAL RETURN BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS CBPSX CUSIP 76628T496 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For
2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors -------------------------------------------------------------------------------------------------------- RIDGEWORTH U.S. GOVERNMENT SECURITIES ULTRA-SHORT BOND TICKER SECURITY ID: MEETING DATE MEETING STATUS SIGVX CUSIP 76628T439 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
-------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Mgmt For For For Hypothecating Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Aggressive Growth Stock Fund
----------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Bruce K. Anderson Mgmt For For For 2 Elect Roger H. Ballou Mgmt For For For 3 Elect Lawrence M. Benveniste Mgmt For For For 4 Elect D. Keith Cobb Mgmt For For For 5 Elect E. Linn Draper, Jr. Mgmt For For For 6 Elect Kenneth R. Jensen Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Ratification of Auditor Mgmt For For For ----------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Tom A. Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William B. Gordon Mgmt For For For 5 Elect Jamie S. Gorelick Mgmt For For For 6 Elect Alain Monie Mgmt For For For 7 Elect Jonathan Rubinstein Mgmt For For For 8 Elect Thomas O. Ryder Mgmt For Against Against 9 Elect Patricia Q. Stonesifer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditures Report ----------------------------------------------------------------------------------------------------- ARTISAN PARTNERS ASSET MANAGEMENT TICKER SECURITY ID: MEETING DATE MEETING STATUS APAM CUSIP 04316A108 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Matthew R. Barger Mgmt For Withhold Against 1.2 Elect Eric R. Colson Mgmt For For For
1.3 Elect Tench Coxe Mgmt For For For 1.4 Elect Stephanie G. DiMarco Mgmt For For For 1.5 Elect Jeffrey A. Joerres Mgmt For For For 1.6 Elect Allen R. Thorpe Mgmt For For For 1.7 Elect Andrew A. Ziegler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ----------------------------------------------------------------------------------------------------- ATWOOD OCEANICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATW CUSIP 050095108 02/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Deborah A. Beck Mgmt For For For 1.2 Elect George S. Dotson Mgmt For For For 1.3 Elect Jack E. Golden Mgmt For For For 1.4 Elect Hans Helmerich Mgmt For For For 1.5 Elect Jeffrey A. Miller Mgmt For For For 1.6 Elect James R. Montague Mgmt For For For 1.7 Elect Robert J. Saltiel Mgmt For For For 1.8 Elect Phil D. Wedemeyer Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Ratification of Auditor Mgmt For For For ----------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Michael F. Senft Mgmt For For For 1.2 Elect John T. Whates Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan ----------------------------------------------------------------------------------------------------- CATAMARAN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTRX CUSIP 148887102 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Mark A. Thierer Mgmt For For For 2 Elect Peter J. Bensen Mgmt For For For 3 Elect Steven Cosler Mgmt For Abstain Against 4 Elect William J. Davis Mgmt For Abstain Against 5 Elect Steven B. Epstein Mgmt For Abstain Against
6 Elect Betsy D. Holden Mgmt For Abstain Against 7 Elect Karen L. Katen Mgmt For For For 8 Elect Harry M. Kraemer Mgmt For Abstain Against 9 Elect Anthony Masso Mgmt For For For 10 Amendment to Incentive Plan Mgmt For For For 11 Amendment to the Long-Term Mgmt For For For Incentive Plan 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Appointment of Auditor and Mgmt For For For Authority to Set Fees ----------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert J. Hugin Mgmt For For For 1.2 Elect Richard W. Barker Mgmt For For For 1.3 Elect Michael D. Casey Mgmt For For For 1.4 Elect Carrie S. Cox Mgmt For For For 1.5 Elect Rodman L. Drake Mgmt For For For 1.6 Elect Michael A. Friedman Mgmt For For For 1.7 Elect Gilla Kaplan Mgmt For For For 1.8 Elect James J. Loughlin Mgmt For For For 1.9 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock 4 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Lobbying Report ----------------------------------------------------------------------------------------------------- CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Frank C. Herringer Mgmt For For For 2 Elect Stephen T. McLin Mgmt For Against Against 3 Elect Roger O. Walther Mgmt For For For 4 Elect Robert N. Wilson Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Report on Political Spending 8 Shareholder Proposal Regarding ShrHldr Against Against For Employment Diversity Report 9 Shareholder Proposal: Accelerated ShrHldr Against Against For vesting upon change in control
----------------------------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMG CUSIP 169656105 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John S. Charlesworth Mgmt For For For 1.2 Elect Montgomery F. Moran Mgmt For For For 1.3 Elect Kimbal Musk Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2011 Stock Mgmt For Against Against Incentive Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote ----------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Michael Patsalos-Fox Mgmt For For For 2 Elect Robert E. Weissman Mgmt For For For 3 Amendment to the 2009 Incentive Mgmt For For For Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For ----------------------------------------------------------------------------------------------------- DRESSER-RAND GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRC CUSIP 261608103 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect William E. Macaulay Mgmt For For For 2 Elect Vincent R. Volpe Jr. Mgmt For For For 3 Elect Rita V. Foley Mgmt For For For 4 Elect Louis A. Raspino Mgmt For For For 5 Elect Philip R. Roth Mgmt For Against Against 6 Elect Stephen A. Snider Mgmt For For For 7 Elect Michael L. Underwood Mgmt For For For 8 Elect Joseph C. Winkler III Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation
----------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Fred D. Anderson Mgmt For For For 1.2 Elect Edward W. Barnholt Mgmt For For For 1.3 Elect Scott D. Cook Mgmt For For For 1.4 Elect John J. Donahoe Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Amendment to 2008 Equity Mgmt For Against Against Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A PayPal Spin-Off ----------------------------------------------------------------------------------------------------- ENVESTNET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENV CUSIP 29404K106 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Ross K. Chapin Mgmt For For For 1.2 Elect Cynthia Egan Mgmt For For For 1.3 Elect Gates Hawn Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Approval of the 2010 Long-Term Mgmt For For For Incentive Plan ----------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect A. Gary Ames Mgmt For For For 2 Elect Stephen Smith Mgmt For For For 3 2014 Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
----------------------------------------------------------------------------------------------------- FACEBOOK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FB CUSIP 30303M102 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Marc L. Andreessen Mgmt For Withhold Against 1.2 Elect Erskine B. Bowles Mgmt For For For 1.3 Elect Susan D. Desmond-Hellmann Mgmt For For For 1.4 Elect Donald E. Graham Mgmt For For For 1.5 Elect Reed Hastings Mgmt For For For 1.6 Elect Sheryl K. Sandberg Mgmt For For For 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization 4 Shareholder Proposal Regarding ShrHldr Against For Against Lobbying Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Incorporation of Values in Political Spending 6 Shareholder Proposal Regarding ShrHldr Against Against For Report on Childhood Obesity Risks 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report ----------------------------------------------------------------------------------------------------- FINANCIAL ENGINES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNGN CUSIP 317485100 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Blake R. Grossman Mgmt For For For 1.2 Elect Robert A. Huret Mgmt For For For 1.3 Elect Jeffrey N. Maggioncalda Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation ----------------------------------------------------------------------------------------------------- FIREEYE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FEYE CUSIP 31816Q101 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William M. Coughran Jr Mgmt For For For 1.2 Elect Gaurav Garg Mgmt For For For 1.3 Elect Promod Haque Mgmt For For For 2 Ratification of Auditor Mgmt For For For
----------------------------------------------------------------------------------------------------- FIRST REPUBLIC BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS FRC CUSIP 33616C100 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect James H. Herbert, II Mgmt For For For 1.2 Elect Katherine August-deWilde Mgmt For For For 1.3 Elect Thomas J. Barrack, Jr. Mgmt For For For 1.4 Elect Frank J. Fahrenkopf, Jr. Mgmt For For For 1.5 Elect William E. Ford Mgmt For For For 1.6 Elect L.Martin Gibbs Mgmt For For For 1.7 Elect Sandra R. Hernandez Mgmt For For For 1.8 Elect Pamela Joyner Mgmt For For For 1.9 Elect Reynold Levy Mgmt For For For 1.10 Elect Jody S. Lindell Mgmt For For For 1.11 Elect George G. C. Parker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation ----------------------------------------------------------------------------------------------------- FLUIDIGM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLDM CUSIP 34385P108 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Patrick S. Jones Mgmt For For For 1.2 Elect Evan Jones Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For ----------------------------------------------------------------------------------------------------- FMC TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTI CUSIP 30249U101 05/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Clarence P. Cazalot, Jr. Mgmt For For For 2 Elect Eleazar de Carvalho Filho Mgmt For For For 3 Elect C. Maury Devine Mgmt For For For 4 Elect Claire S. Farley Mgmt For For For 5 Elect John T. Gremp Mgmt For For For 6 Elect Thomas Hamilton Mgmt For For For 7 Elect Peter Mellbye Mgmt For For For 8 Elect Joseph H. Netherland Mgmt For For For 9 Elect Richard A. Pattarozzi Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Advisory Vote on Executive Mgmt For For For Compensation
----------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect John F. Cogan Mgmt For For For 2 Elect Etienne F. Davignon Mgmt For For For 3 Elect Carla A. Hills Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect John W. Madigan Mgmt For For For 6 Elect John C. Martin Mgmt For For For 7 Elect Nicholas G. Moore Mgmt For For For 8 Elect Richard J. Whitley Mgmt For For For 9 Elect Gayle E. Wilson Mgmt For For For 10 Elect Per Wold-Olsen Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Adoption of Exclusive Forum Mgmt For Against Against Provision 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Patient Access ----------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For Withhold Against 1.5 Elect Diane B. Greene Mgmt For For For 1.6 Elect John L. Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Paul S. Otellini Mgmt For For For 1.9 Elect K. Ram Shriram Mgmt For For For 1.10 Elect Shirley M. Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization
5 Shareholder Proposal Regarding ShrHldr Against For Against Lobbying Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Tax Policy Principles 8 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman ----------------------------------------------------------------------------------------------------- HMS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HMSY CUSIP 40425J101 07/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Reincorporation Mgmt For For For 2 Elect Daniel N. Mendelson Mgmt For For For 3 Elect William F. Miller III Mgmt For For For 4 Elect Ellen A. Rudnick Mgmt For For For 5 Elect Richard H. Stowe Mgmt For Against Against 6 Elect Cora M. Tellez Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Ratification of Auditor Mgmt For For For ----------------------------------------------------------------------------------------------------- HOMEAWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AWAY CUSIP 43739Q100 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Jeffrey D. Brody Mgmt For For For 1.2 Elect Christopher P. Marshall Mgmt For For For 1.3 Elect Kevin Krone Mgmt For For For 2 Ratification of Auditor Mgmt For For For ----------------------------------------------------------------------------------------------------- IPC THE HOSPITALIST CO. INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCM CUSIP 44984A105 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Adam D. Singer Mgmt For For For 1.2 Elect Thomas P. Cooper Mgmt For For For 1.3 Elect Chuck Timpe Mgmt For For For 2 Amendment to Certificate of Mgmt For Against Against Incorporation to Confer on the Board of Directors the Power to Amend the Bylaws
3 Approval of an amendment of the Mgmt For Against Against By-laws of the Company to add a delaware exclusive forum provision 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation ----------------------------------------------------------------------------------------------------- LINKEDIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNKD CUSIP 53578A108 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Reid Hoffman Mgmt For For For 1.2 Elect Stanley J. Meresman Mgmt For For For 1.3 Elect David Sze Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Bonus Compensation Plan Mgmt For For For ----------------------------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LULU CUSIP 550021109 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Michael Casey Mgmt For For For 1.2 Elect RoAnn Costin Mgmt For For For 1.3 Elect Laurent Potdevin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 2014 Equity Incentive Plan Mgmt For For For ----------------------------------------------------------------------------------------------------- MEDIDATA SOLUTIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDSO CUSIP 58471A105 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tarek A. Sherif Mgmt For For For 1.2 Elect Glen M. de Vries Mgmt For For For 1.3 Elect Carlos Dominguez Mgmt For For For 1.4 Elect Neil M. Kurtz Mgmt For For For 1.5 Elect George W. McCulloch Mgmt For For For 1.6 Elect Lee A. Shapiro Mgmt For For For 1.7 Elect Robert B. Taylor Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 2014 Employee Stock Purchase Plan Mgmt For For For 4 Increase of Authorized Common Mgmt For Against Against Stock 5 Ratification of Auditor Mgmt For For For
----------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Susan L. Segal Mgmt For For For 1.2 Elect A. Michael Spence Mgmt For Withhold Against 1.3 Elect Mario Eduardo Vazquez Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For ----------------------------------------------------------------------------------------------------- MICHAEL KORS HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS KORS CUSIP G60754101 08/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Michael Kors Mgmt For For For 2 Elect Judy Gibbons Mgmt For For For 3 Elect Lawrence S. Stroll Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation ----------------------------------------------------------------------------------------------------- MITEK SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MITK CUSIP 606710200 02/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John M. Thornton Mgmt For For For 1.2 Elect James B. DeBello Mgmt For For For 1.3 Elect Vinton Cunningham Mgmt For For For 1.4 Elect Gerald I. Farmer Mgmt For Withhold Against 1.5 Elect Bruce E. Hansen Mgmt For For For 1.6 Elect Alex W. Hart Mgmt For For For 1.7 Elect Sally B. Thornton Mgmt For Withhold Against 2 Amendment to the 2012 Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation
----------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Reed Hastings Mgmt For Withhold Against 1.2 Elect Jay C. Hoag Mgmt For Withhold Against 1.3 Elect A. George Battle Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Performance Bonus Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against For Against Poison Pills 8 Shareholder Proposal Regarding ShrHldr Against Against For Voting Disclosure 9 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman ----------------------------------------------------------------------------------------------------- PANDORA MEDIA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS P CUSIP 698354107 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Peter Chernin Mgmt For For For 1.2 Elect Brian P. McAndrews Mgmt For For For 1.3 Elect Tim Westergren Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2014 Employee Stock Purchase Plan Mgmt For For For ----------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXD CUSIP 723787107 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Timothy L. Dove Mgmt For For For 2 Elect Stacy P. Methvin Mgmt For For For 3 Elect Charles E. Ramsey, Jr. Mgmt For For For 4 Elect Frank A. Risch Mgmt For For For 5 Elect Edison C. Buchanan Mgmt For For For 6 Elect Larry R. Grillot Mgmt For For For 7 Elect J. Kenneth Thompson Mgmt For For For 8 Elect Jim A. Watson Mgmt For For For
9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Reapproval of Material Terms of Mgmt For For For the 2006 Long-Term Incentive Plan ----------------------------------------------------------------------------------------------------- PORTFOLIO RECOVERY ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRAA CUSIP 73640Q105 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Scott M. Tabakin Mgmt For For For 1.2 Elect James M. Voss Mgmt For For For 1.3 Elect Marjorie M. Connelly Mgmt For For For 1.4 Elect James A. Nussle Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation ----------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Daniel J. Murphy Mgmt For For For 1.3 Elect Vernon E. Oechsle Mgmt For For For 1.4 Elect Rick Schmidt Mgmt For For For 1.5 Elect Richard L. Wambold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Amendment to the 2001 Stock Mgmt For For For Incentive Plan 5 Adoption of Majority Vote for Mgmt For For For Election of Directors ----------------------------------------------------------------------------------------------------- PRICELINE GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim Armstrong Mgmt For For For 1.2 Elect Howard W. Barker, Jr. Mgmt For For For 1.3 Elect Jeffrey H. Boyd Mgmt For For For 1.4 Elect Jan L. Docter Mgmt For For For
1.5 Elect Jeffrey E. Epstein Mgmt For For For 1.6 Elect James M. Guyette Mgmt For For For 1.7 Elect Darren R. Huston Mgmt For For For 1.8 Elect Nancy B. Peretsman Mgmt For For For 1.9 Elect Thomas E. Rothman Mgmt For For For 1.10 Elect Craig W. Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent ----------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Barbara T. Alexander Mgmt For For For 2 Elect Donald G. Cruickshank Mgmt For For For 3 Elect Raymond V. Dittamore Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Thomas W. Horton Mgmt For For For 6 Elect Paul E. Jacobs Mgmt For For For 7 Elect Sherry Lansing Mgmt For For For 8 Elect Steven M. Mollenkopf Mgmt For For For 9 Elect Duane A. Nelles Mgmt For For For 10 Elect Clark T. Randt, Jr. Mgmt For For For 11 Elect Francisco Ros Mgmt For For For 12 Elect Jonathan J. Rubinstein Mgmt For For For 13 Elect Brent Scowcroft Mgmt For For For 14 Elect Marc I. Stern Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation ----------------------------------------------------------------------------------------------------- ROCKET FUEL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FUEL CUSIP 773111109 06/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect John Gardner Mgmt For For For 2 Elect Monte Zweben Mgmt For For For 3 Ratification of Auditor Mgmt For For For
----------------------------------------------------------------------------------------------------- SALIX PHARMACEUTICALS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLXP CUSIP 795435106 06/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John F. Chappell Mgmt For Withhold Against 1.2 Elect Thomas W. D'Alonzo Mgmt For For For 1.3 Elect William P. Keane Mgmt For For For 1.4 Elect Carolyn J. Logan Mgmt For For For 1.5 Elect Mark A. Sirgo Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 2014 Stock Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation ----------------------------------------------------------------------------------------------------- SPLUNK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLK CUSIP 848637104 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John G. Connors Mgmt For For For 1.2 Elect Patricia B. Morrison Mgmt For For For 1.3 Elect Nicholas G. Sturiale Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation ----------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 85749P 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Mgmt For For For Senior Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For
9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Mgmt For For For Hypothecating Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For 13 Purchasing of Interests in Oil, Mgmt For For For Gas or Other Mineral Exploration or Development Programs ----------------------------------------------------------------------------------------------------- TESLA MOTORS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSLA CUSIP 88160R101 06/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Elon Musk Mgmt For For For 1.2 Elect Stephen T. Jurvetson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Amendment to the 2010 Equity Mgmt For Against Against Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote ----------------------------------------------------------------------------------------------------- TWITTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTR CUSIP 90184L102 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard Costolo Mgmt For For For 1.2 Elect Peter Fenton Mgmt For For For 1.3 Elect Marjorie Scardino Mgmt For For For 2 Ratification of Auditor Mgmt For For For ----------------------------------------------------------------------------------------------------- WORKDAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WDAY CUSIP 98138H101 06/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Christa Davies Mgmt For For For 1.2 Elect George J. Still Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
----------------------------------------------------------------------------------------------------- XOOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOOM CUSIP 98419Q101 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Roelof Fredrik Botha Mgmt For For For 1.2 Elect John Kunze Mgmt For For For 1.3 Elect Keith Rabois Mgmt For For For 2 Ratification of Auditor Mgmt For For For ----------------------------------------------------------------------------------------------------- YELP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YELP CUSIP 985817105 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Diane Irvine Mgmt For For For 1.2 Elect Max Levchin Mgmt For For For 1.3 Elect Mariam Naficy Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation ----------------------------------------------------------------------------------------------------- ZILLOW, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Z CUSIP 98954A107 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect J. William Gurley Mgmt For Withhold Against 1.2 Elect Jay C. Hoag Mgmt For For For 1.3 Elect Gregory B. Maffei Mgmt For Withhold Against
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Conservative Allocation Strategy
----------------------------------------------------------------------------------------------------- RIDGEWORTH CORPORATE BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAINX CUSIP 76628T538 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ----------------------------------------------------------------------------------------------------- RIDGEWORTH HIGH INCOME FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAHIX CUSIP 76628T504 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
----------------------------------------------------------------------------------------------------- RIDGEWORTH INTERMEDIATE BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IBAX CUSIP 76628T801 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ----------------------------------------------------------------------------------------------------- RIDGEWORTH INTERNATIONAL EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SCIIX CUSIP 76628R839 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
----------------------------------------------------------------------------------------------------- RIDGEWORTH INTERNATIONAL EQUITY INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SIIIX CUSIP 76628R797 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ----------------------------------------------------------------------------------------------------- RIDGEWORTH LARGE CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS STCIX CUSIP 76628R730 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
----------------------------------------------------------------------------------------------------- RIDGEWORTH LARGE CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SVIX CUSIP 76628R664 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ----------------------------------------------------------------------------------------------------- RIDGEWORTH MID-CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMVX CUSIP 76628R599 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
----------------------------------------------------------------------------------------------------- RIDGEWORTH SEIX FLOATING RATE HIGH INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS SFRAX CUSIP 76628T660 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ----------------------------------------------------------------------------------------------------- RIDGEWORTH SEIX HIGH YIELD FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS HYPSX CUSIP 76628T637 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
----------------------------------------------------------------------------------------------------- RIDGEWORTH SELECT LARGE CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SXSAX CUSIP 76628R532 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ----------------------------------------------------------------------------------------------------- RIDGEWORTH SMALL CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SCGIX CUSIP 76628R490 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
----------------------------------------------------------------------------------------------------- RIDGEWORTH SMALL CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SASVX CUSIP 76628R466 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ----------------------------------------------------------------------------------------------------- RIDGEWORTH TOTAL RETURN BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS CBPSX CUSIP 76628T496 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds
4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ----------------------------------------------------------------------------------------------------- RIDGEWORTH U.S. GOVERNMENT SECURITIES ULTRA-SHORT BOND TICKER SECURITY ID: MEETING DATE MEETING STATUS SIGVX CUSIP 76628T439 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ----------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For
1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Mgmt For For For Senior Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Mgmt For For For Hypothecating Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : Core Bond Fund
------------------------------------------------------------------------------------------------------ SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Mgmt For For For Senior Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Mgmt For For For Hypothecating Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Growth Allocation Strategy
------------------------------------------------------------------------------------------------------ RIDGEWORTH CORPORATE BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAINX CUSIP 76628T538 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ------------------------------------------------------------------------------------------------------ RIDGEWORTH HIGH INCOME FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAHIX CUSIP 76628T504 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ------------------------------------------------------------------------------------------------------ RIDGEWORTH INTERMEDIATE BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IBAX CUSIP 76628T801 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For
2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ------------------------------------------------------------------------------------------------------ RIDGEWORTH INTERNATIONAL EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SCIIX CUSIP 76628R839 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
------------------------------------------------------------------------------------------------------ RIDGEWORTH INTERNATIONAL EQUITY INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SIIIX CUSIP 76628R797 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ------------------------------------------------------------------------------------------------------ RIDGEWORTH LARGE CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS STCIX CUSIP 76628R730 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
------------------------------------------------------------------------------------------------------ RIDGEWORTH LARGE CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SVIX CUSIP 76628R664 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ------------------------------------------------------------------------------------------------------ RIDGEWORTH MID-CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMVX CUSIP 76628R599 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
------------------------------------------------------------------------------------------------------ RIDGEWORTH SEIX FLOATING RATE HIGH INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS SFRAX CUSIP 76628T660 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ------------------------------------------------------------------------------------------------------ RIDGEWORTH SEIX HIGH YIELD FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS HYPSX CUSIP 76628T637 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
------------------------------------------------------------------------------------------------------ RIDGEWORTH SELECT LARGE CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SXSAX CUSIP 76628R532 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ------------------------------------------------------------------------------------------------------ RIDGEWORTH SMALL CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SCGIX CUSIP 76628R490 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
------------------------------------------------------------------------------------------------------ RIDGEWORTH SMALL CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SASVX CUSIP 76628R466 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ------------------------------------------------------------------------------------------------------ RIDGEWORTH TOTAL RETURN BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS CBPSX CUSIP 76628T496 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
------------------------------------------------------------------------------------------------------ RIDGEWORTH U.S. GOVERNMENT SECURITIES ULTRA-SHORT BOND TICKER SECURITY ID: MEETING DATE MEETING STATUS SIGVX CUSIP 76628T439 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ------------------------------------------------------------------------------------------------------ SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For
1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Mgmt For For For Senior Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Mgmt For For For Hypothecating Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth High Income Fund
------------------------------------------------------------------------------------------------------ GENERAL MOTORS CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS GM CUSIP 37045V100 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Joseph J. Ashton Mgmt For For For 2 Elect Mary T. Barra Mgmt For For For 3 Elect Erroll B. Davis, Jr. Mgmt For Against Against 4 Elect Stephen J. Girsky Mgmt For Against Against 5 Elect E. Neville Isdell Mgmt For Against Against 6 Elect Kathryn V. Marinello Mgmt For Against Against 7 Elect Michael G. Mullen Mgmt For For For 8 Elect James J. Mulva Mgmt For Against Against 9 Elect Patricia F. Russo Mgmt For Against Against 10 Elect Thomas M. Schoewe Mgmt For For For 11 Elect Theodore M. Solso Mgmt For For For 12 Elect Carol M. Stephenson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 16 2014 Short-Term Incentive Plan Mgmt For For For 17 2014 Long-Term Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman ------------------------------------------------------------------------------------------------------ SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Mgmt For For For Senior Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Mgmt For For For Hypothecating Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Intermediate Bond Fund
------------------------------------------------------------------------------------------------------ RIDGEWORTH FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SCATX CUSIP 76628R 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special US FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Mgmt For For For Declaration of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Mgmt For For For Agreement between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ------------------------------------------------------------------------------------------------------ SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Mgmt For For For Senior Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Mgmt For For For Hypothecating Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth International Equity Fund
------------------------------------------------------------------------------------------------------ ADIDAS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CINS D0066B185 05/08/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Mgmt For TNA N/A Acts 9 Ratification of Supervisory Board Mgmt For TNA N/A Acts 10 Elect Stefan Jentzsch Mgmt For TNA N/A 11 Elect Herbert Kauffmann Mgmt For TNA N/A 12 Elect Igor Landau Mgmt For TNA N/A 13 Elect Willi Schwerdtle Mgmt For TNA N/A 14 Elect Katja Kraus Mgmt For TNA N/A 15 Elect Kathrin Menges Mgmt For TNA N/A 16 Supervisory Board Members' Fees Mgmt For TNA N/A 17 Authority to Issue Convertible Mgmt For TNA N/A Debt Instruments; Increase in Conditional Capital 18 Authority to Repurchase Shares Mgmt For TNA N/A 19 Authority to Repurchase Shares Mgmt For TNA N/A Using Equity Derivatives 20 Appointment of Auditor Mgmt For TNA N/A 21 Appointment of Auditor for Mgmt For TNA N/A Interim Statements ------------------------------------------------------------------------------------------------------ AEGON N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CINS N00927298 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Mgmt For For For Acts 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Robert W. Dineen to the Mgmt For For For Supervisory Board 10 Elect Corien M. Wortman-Kool to Mgmt For For For the Supervisory Board 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Suppress Preemptive Mgmt For For For Rights 13 Authority to Issue Shares for Mgmt For For For Equity Awards 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------ AGEAS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AGS CINS B0148L138 04/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Authority to Reduce Capital Mgmt For For For through the Cancellation of Shares 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Increase in Authorized Capital Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------ AGEAS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AGS CINS B0148L138 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Ratification of Auditor's Acts Mgmt For For For 7 Remuneration Report Mgmt For For For
8 Elect Roel Nieuwdorp to the Board Mgmt For For For of Directors 9 Elect Davina Bruckner to the Mgmt For For For Board of Directors 10 Cancellation of Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Increase in Authorized Capital Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For ------------------------------------------------------------------------------------------------------ AGEAS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AGS CINS B0148L138 09/16/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Authority to Reduce Capital Mgmt For For For through the Cancellation of Shares 5 Reduction in Par Value; Capital Mgmt For For For Repayment 6 Elect Richard David Jackson Mgmt For For For 7 Elect Lucrezia Reichlin Mgmt For For For ------------------------------------------------------------------------------------------------------ AGRICULTURAL BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1288 CINS Y00289119 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual China FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 4 Amendments to Articles Mgmt For For For 5 Type and number of securities to Mgmt For For For be issued 6 Duration Mgmt For For For 7 Method of Issuance Mgmt For For For 8 Subscribers of Issuance Mgmt For For For 9 Nominal Value and Issuance Price Mgmt For For For 10 Dividend Distribution Provisions Mgmt For For For 11 Optional Redemption Provisions Mgmt For For For 12 Mandatory Conversion Provisions Mgmt For For For 13 Restriction and Restoration of Mgmt For For For Voting Rights 14 Sequence of Settlement and Method Mgmt For For For of Liquidation 15 Use of Proceeds Mgmt For For For 16 Rating Arrangement Mgmt For For For
17 Guarantee Arrangement Mgmt For For For 18 Transfer Arrangement Mgmt For For For 19 Effective Period Mgmt For For For 20 Authorization of Issuance Mgmt For For For 21 Approve Compensation After Mgmt For For For Issuance of Preference Shares 22 Feasibility Analysis Report on Mgmt For For For the Use of Proceeds 23 Shareholder Return Plan 2014 - Mgmt For For For 2016 24 Directors Report Mgmt For For For 25 Supervisors' Report Mgmt For For For 26 Final Financial Report Mgmt For For For 27 Profit Distribution Plan Mgmt For For For 28 Fixed Assets Investment Budget Mgmt For For For 29 Elect Frederick MA Si Hang as Mgmt For For For Director 30 Elect WEN Tiejun as Director Mgmt For For For 31 Elect WANG Xingchun as Supervisor Mgmt For Against Against 32 Directors' and Supervisors' Fees Mgmt For For For 33 Appointment of Auditor Mgmt For For For 34 Elect ZHOU Ke as Director Mgmt For Against Against ------------------------------------------------------------------------------------------------------ ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/07/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Mgmt For TNA N/A Acts 9 Ratification of Supervisory Board Mgmt For TNA N/A Acts 10 Elect Jim Hagemann Snabe Mgmt For TNA N/A 11 Increase in Authorized Capital I Mgmt For TNA N/A 12 Increase in Authorized Capital II Mgmt For TNA N/A for Issuance of Shares to Employees 13 Authority to Issue Convertible Mgmt For TNA N/A Debt Instruments; Increase in Conditional Capital 14 Authority to Trade in Company Mgmt For TNA N/A Stock 15 Authority to Repurchase Shares Mgmt For TNA N/A 16 Authority to Repurchase Shares Mgmt For TNA N/A Using Derivatives 17 Amendments to Previously Approved Mgmt For TNA N/A Intra-Company Contracts
------------------------------------------------------------------------------------------------------ ANHEUSER-BUSCH INBEV SA/NV TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CINS B6399C107 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Subscription Mgmt For For For Rights Granted to Directors and Executives 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Increase in Authorized Capital Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Amendments to Articles 10 Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Ratification of Board Acts Mgmt For For For 16 Ratification of Auditor Acts Mgmt For For For 17 Elect Kees J. Storm Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Elect Mark Winkelman Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Elect Alexandre van Damme Mgmt For For For 23 Elect Gregoire de Spoelberch Mgmt For For For 24 Elect Carlos A. de Veiga Sicupira Mgmt For For For 25 Elect Marcel Herrmann Telles Mgmt For Against Against 26 Elect Paulo Alberto Lemann Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Elect Alexandre Behring Mgmt For For For 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Elect Elio Leoni Sceti Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Elect Maria Asuncion Mgmt For For For Aramburuzabala Larregui 33 Non-Voting Agenda Item N/A N/A N/A N/A 34 Elect Valentin Diez Morodo Mgmt For For For 35 Non-Voting Agenda Item N/A N/A N/A N/A 36 Non-Voting Agenda Item N/A N/A N/A N/A 37 Remuneration Report Mgmt For Against Against 38 Stock Options for Directors Mgmt For For For 39 Non-Voting Agenda Item N/A N/A N/A N/A 40 Coordinate Articles of Association Mgmt For For For
------------------------------------------------------------------------------------------------------ AOZORA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8304 CINS J0172K107 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Makoto Fukuda Mgmt For For For 3 Elect Shinsuke Baba Mgmt For For For 4 Elect Masaki Tanabe Mgmt For For For 5 Elect Shunsuke Takeda Mgmt For For For 6 Elect Hiroyuki Mizuta Mgmt For For For 7 Elect Ippei Murakami Mgmt For For For 8 Elect Tomonori Itoh Mgmt For For For 9 Elect Takeo Saitoh Mgmt For For For 10 Elect Shinichi Fujihira as Mgmt For For For Statutory Auditor 11 Elect Tomiaki Nagase as Alternate Mgmt For For For Statutory Auditor 12 Retirement Allowances for Non Mgmt For Against Against Full-Time Director and Outside Directors 13 Special Allowances for Full-Time Mgmt For Against Against Directors 14 Special Allowances for Outside Mgmt For Against Against Directors and Statutory Auditors 15 Equity Compensation Plan for Mgmt For For For Full-Time Directors ------------------------------------------------------------------------------------------------------ ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CINS G0593M107 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Leif Johansson Mgmt For For For 6 Elect Pascal Soriot Mgmt For For For 7 Elect Marc Dunoyer Mgmt For For For 8 Elect Genevieve B. Berger Mgmt For For For 9 Elect D. Bruce Burlington Mgmt For For For 10 Elect Ann Cairns Mgmt For For For 11 Elect Graham Chipchase Mgmt For For For 12 Elect Jean-Philippe Courtois Mgmt For Against Against 13 Elect Rudy H.P. Markham Mgmt For For For 14 Elect Nancy Rothwell Mgmt For For For 15 Elect Shriti Vadera Mgmt For For For 16 Elect John S. Varley Mgmt For For For 17 Elect Marcus Wallenberg Mgmt For Against Against 18 Remuneration Report (Advisory) Mgmt For For For
19 Remuneration Policy (Binding) Mgmt For For For 20 Authorisation of Political Mgmt For For For Donations 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 25 Performance Share Plan Mgmt For For For ------------------------------------------------------------------------------------------------------ AXA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CS CINS F06106102 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Remuneration of Henri de Mgmt For For For Castries, CEO 8 Remuneration of Denis Duverne, Mgmt For For For Deputy CEO 9 Related Party Transactions Mgmt For For For 10 Severance Agreement and Mgmt For For For Retirement Benefits of Henri de Castries, CEO 11 Severance Agreement and Mgmt For For For Retirement Benefits of Denis Duverne, Deputy CEO 12 Elect Henri de Castries Mgmt For For For 13 Elect Norbert Dentressangle Mgmt For For For 14 Elect Denis Duverne Mgmt For For For 15 Elect Isabelle Kocher Mgmt For For For 16 Elect Suet-Fern Lee Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Employee Stock Purchase Plan Mgmt For For For 20 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 21 Authority to Grant Stock Options Mgmt For For For 22 Authority to Grant Restricted Mgmt For For For Stock 23 Authority to Reduce Share Capital Mgmt For For For 24 Authorization of Legal Formalities Mgmt For For For
------------------------------------------------------------------------------------------------------ BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/02/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Supervisory Board Mgmt For TNA N/A Acts 9 Ratification of Management Board Mgmt For TNA N/A Acts 10 Appointment of Auditor Mgmt For TNA N/A 11 Elect Alison J. Carnwath Mgmt For TNA N/A 12 Elect Francois Diederich Mgmt For TNA N/A 13 Elect Michael Diekmann Mgmt For TNA N/A 14 Elect Franz Fehrenbach Mgmt For TNA N/A 15 Elect Jurgen Hambrecht Mgmt For TNA N/A 16 Elect Anke Schaferkordt Mgmt For TNA N/A 17 Increase in Authorized Capital Mgmt For TNA N/A 18 Amendments to Control Agreement Mgmt For TNA N/A with BASF Plant Science Company GmbH 19 Amendments to Control Agreement Mgmt For TNA N/A with BASF Pigment GmbH 20 Amendments to Control Agreement Mgmt For TNA N/A with BASF Immobilien-Gesellschaft mbH 21 Amendments to Control Agreement Mgmt For TNA N/A with BASF Handels- und Exportgesellschaft mbH 22 Amendments to Control Agreement Mgmt For TNA N/A with LUWOGE GmbH 23 Amendments to Control Agreement Mgmt For TNA N/A with BASF Schwarzeide GmbH 24 Amendments to Control Agreement Mgmt For TNA N/A with BASF Coatings GmbH 25 Amendments to Control Agreement Mgmt For TNA N/A with BASF Polyurethanes GmbH 26 Amendments to Control Agreement Mgmt For TNA N/A with BASF New Business GmbH
------------------------------------------------------------------------------------------------------ BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS BNP CINS F1058Q238 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Baudouin Prot Mgmt For Against Against 11 Elect Fields Wicker-Miurin Mgmt For For For 12 Ratify the Co-option of Monique Mgmt For For For Cohen 13 Elect Daniela Schwarzer Mgmt For For For 14 Remuneration of Baudouin Prot, Mgmt For Against Against Chairman. 15 Remuneration of Jean-Laurent Mgmt For For For Bonnafe, CEO. 16 Remuneration of COOs,Georges Mgmt For For For Chodron de Courcel, Philippe Bordenave & Francois Villeroy de Galhau 17 Remuneration of Executives and Mgmt For For For Certain Categories of Employees 18 Authorization to Set the Maximum Mgmt For For For Variable Remuneration for Persons Belonging to the Company's Identified Staff 19 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 20 Authority to Issue Shares and Mgmt For For For Convertible Securities w/o Preemptive Rights 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 22 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 23 Global Ceiling on Capital Mgmt For For For Increases and Debt Issuances w/o Preemptive Rights 24 Authority to Increase Capital Mgmt For For For Through Capitalizations 25 Global Ceiling on Capital Mgmt For For For Increases and Debt Issuances 26 Employee Stock Purchase Plan Mgmt For For For 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authorization of Legal Formalities Mgmt For For For
------------------------------------------------------------------------------------------------------ BODYCOTE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BOY CINS G1214R111 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For (Final) 3 Allocation of Profits/Dividends Mgmt For For For (Special) 4 Elect Alan M. Thomson Mgmt For For For 5 Elect Stephen C. Harris Mgmt For For For 6 Elect Eva Lindqvist Mgmt For For For 7 Elect David F. Landless Mgmt For For For 8 Elect John A. Biles Mgmt For For For 9 Elect Krishnamurthy Rajagopal Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Remuneration Report (Advisory) Mgmt For For For 13 Remuneration Policy (Binding) Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ------------------------------------------------------------------------------------------------------ BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BATS CINS G1510J102 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Richard Burrows Mgmt For For For 8 Elect Karen de Segundo Mgmt For For For 9 Elect Nicandro Durante Mgmt For For For 10 Elect Ann Godbehere Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Gerard Murphy Mgmt For For For 13 Elect Kieran Poynter Mgmt For For For
14 Elect Ben Stevens Mgmt For For For 15 Elect Richard Tubb Mgmt For For For 16 Elect Savio Kwan Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Mgmt For For For Donations 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ------------------------------------------------------------------------------------------------------ BT GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BT.A CINS G16612106 07/17/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Michael Rake Mgmt For For For 5 Elect Ian P. Livingston Mgmt For For For 6 Elect Tony Chanmugam Mgmt For For For 7 Elect Gavin Patterson Mgmt For For For 8 Elect Tony Ball Mgmt For For For 9 Elect Patricia Hewitt Mgmt For For For 10 Elect Phil Hodkinson Mgmt For For For 11 Elect Karen Richardson Mgmt For For For 12 Elect Nicholas Rose Mgmt For For For 13 Elect Jasmine Whitbread Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 20 Authorisation of Political Mgmt For For For Donations 21 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------ CANON INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 7751 CINS J05124144 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Fujio Mitarai Mgmt For Against Against 5 Elect Toshizoh Tanaka Mgmt For For For 6 Elect Toshiaki Ikoma Mgmt For For For 7 Elect Yohroku Adachi Mgmt For For For 8 Elect Yasuo Mitsuhashi Mgmt For For For 9 Elect Shigeyuki Matsumoto Mgmt For For For 10 Elect Toshio Homma Mgmt For For For 11 Elect Hideki Ozawa Mgmt For For For 12 Elect Masaya Maeda Mgmt For For For 13 Elect Yasuhiro Tani Mgmt For For For 14 Elect Kenichi Nagasawa Mgmt For For For 15 Elect Naoji Ohtsuka Mgmt For For For 16 Elect Masanori Yamada Mgmt For For For 17 Elect Aitake Wakiya Mgmt For For For 18 Elect Kazuto Ohno Mgmt For For For 19 Elect Akiyoshi Kimura Mgmt For For For 20 Elect Eiji Osanai Mgmt For For For 21 Elect Kunitaroh Saida Mgmt For For For 22 Elect Haruhiko Katoh Mgmt For For For 23 Elect Makoto Araki Mgmt For For For 24 Elect Osami Yoshida Mgmt For For For 25 Elect Kuniyoshi Kitamura Mgmt For For For 26 Bonus Mgmt For For For ------------------------------------------------------------------------------------------------------ CAP GEMINI SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CAP CINS F13587120 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Remuneration of Paul Hermelin, Mgmt For For For CEO & Chairman 9 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers Audit) 10 Appointment of Auditor (KPMG SA) Mgmt For For For 11 Appointment of Alternate Auditor Mgmt For For For (Jean-Christophe Georghiou) 12 Appointment of Alternate Auditor Mgmt For For For (KPMG Audit I.S. SAS) 13 Elect Anne Bouverot Mgmt For For For 14 Elect Serge Kampf Mgmt For For For 15 Elect Paul Hermelin Mgmt For For For 16 Elect Yann Delabriere Mgmt For For For 17 Elect Laurence Dors Mgmt For For For 18 Elect Phil Laskawy Mgmt For Against Against
19 Elect Xavier Musca Mgmt For For For 20 Elect Bruno Roger Mgmt For For For 21 Elect Caroline Watteeuw-Carlisle Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Cancel Shares and Mgmt For For For Reduce Capital 24 Authority to Increase Capital Mgmt For For For Through Capitalizations 25 Global Ceiling on Capital and Mgmt For For For Debt Issuances 26 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 28 Authority to Issue Shares through Mgmt For For For private placement 29 Authority to set offering price Mgmt For For For of shares 30 Greenshoe Mgmt For For For 31 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 32 Authority to Increase Capital in Mgmt For For For Case of Exchange offer 33 Employee Stock Purchase Plan Mgmt For For For 34 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 35 Amendment Regarding Beneficial Mgmt For For For Ownership Requirements for Directors 36 Authorization of Legal Formalities Mgmt For For For ------------------------------------------------------------------------------------------------------ CONTINENTAL AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CON CINS D16212140 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Jose A. Avila Mgmt For For For 7 Ratify Ralf Cramer Mgmt For For For 8 Ratify Elmar Degenhart Mgmt For For For 9 Ratify Frank Jourdan Mgmt For For For 10 Ratify Helmut Matschi Mgmt For For For 11 Ratify Wolfgang Schaefer Mgmt For For For 12 Ratify Nikolai Setzer Mgmt For For For 13 Ratify Elke Strathmann Mgmt For For For 14 Ratify Heinz-Gerhard Wente Mgmt For For For
15 Ratify Wolfgang Reitzle Mgmt For For For 16 Ratify Werner Bischoff Mgmt For For For 17 Ratify Michael Deister Mgmt For For For 18 Ratify Gunther Dunkel Mgmt For For For 19 Ratify Hans Fischl Mgmt For For For 20 Ratify Jurgen Geissinger Mgmt For For For 21 Ratify Peter Gutzmer Mgmt For For For 22 Ratify Peter Hausmann Mgmt For For For 23 Ratify Hans-Olaf Henkel Mgmt For For For 24 Ratify Michael Iglhaut Mgmt For For For 25 Ratify Joerg Koehlinger Mgmt For For For 26 Ratify Klaus Mangold Mgmt For For For 27 Ratify Hartmut Meine Mgmt For For For 28 Ratify Dirk Nordmann Mgmt For For For 29 Ratify Artur Otto Mgmt For For For 30 Ratify Klaus Rosenfeld Mgmt For For For 31 Ratify Georg F.W. Schaeffler Mgmt For For For 32 Ratify Maria-Elisabeth Schaeffler Mgmt For For For 33 Ratify Joerg Schoenfelder Mgmt For For For 34 Ratify Bernd W. Voss Mgmt For For For 35 Ratify Siegfried Wolf Mgmt For For For 36 Ratify Erwin Woerle Mgmt For For For 37 Appointment of Auditor Mgmt For For For 38 Elect Gunter Dunkel Mgmt For For For 39 Elect Peter Gutzmer Mgmt For For For 40 Elect Klaus Mangold Mgmt For For For 41 Elect Sabine Neuss Mgmt For For For 42 Elect Wolfgang Reitzle Mgmt For For For 43 Elect Klaus Rosenfeld Mgmt For For For 44 Elect Georg F. W. Schaeffler Mgmt For Against Against 45 Elect Maria-Elisabeth Schaeffler Mgmt For For For 46 Elect Siegfried Wolf Mgmt For For For 47 Elect Bernd W. Voss as Interim Mgmt For For For Supervisory Board Member 48 Elect Rolf Nonnenmacher Mgmt For For For 49 Remuneration Policy Mgmt For For For 50 Amendments to Intra-Company Mgmt For For For Contracts ------------------------------------------------------------------------------------------------------ DEUTSCHE LUFTHANSA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS LHA CINS D1908N106 04/29/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Mgmt For TNA N/A Acts 9 Ratification of Supervisory Board Mgmt For TNA N/A Acts
10 Increase in Capital for Employee Mgmt For TNA N/A Share Purchase Plan 11 Corporate Restructuring Mgmt For TNA N/A 12 Intra-company Control Agreement Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Elect Monika Ribar Mgmt For TNA N/A ------------------------------------------------------------------------------------------------------ DEUTSCHE POST AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DPW CINS D19225107 05/27/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Mgmt For TNA N/A Acts 9 Ratification of Supervisory Board Mgmt For TNA N/A Acts 10 Appointment of Auditor Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Repurchase Shares Mgmt For TNA N/A Using Equity Derivatives 13 Performance Share Plan; Increase Mgmt For TNA N/A in Conditional Capital 14 Elect Henning Kagermann Mgmt For TNA N/A 15 Elect Simone Menne Mgmt For TNA N/A 16 Elect Ulrich Schroder Mgmt For TNA N/A 17 Elect Stefan Schulte Mgmt For TNA N/A 18 Amendments to Previously Approved Mgmt For TNA N/A Intra-company Contracts ------------------------------------------------------------------------------------------------------ DIGITAL CHINA HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0861 CINS G2759B107 08/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YAN Guorong Mgmt For For For 6 Elect Andrew Y. YAN Mgmt For Against Against 7 Elect HU Zhaoguang Mgmt For For For 8 Elect NI Hong (Hope) Mgmt For For For 9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Mgmt For For For Authority to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Mgmt For Against Against Shares 14 Non-Voting Meeting Note N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------ FORTESCUE METALS GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS FMG CINS Q39360104 11/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Elizabeth Gaines Mgmt For For For 4 Elect Peter Meurs Mgmt For For For 5 Elect Sharon Warburton Mgmt For For For 6 Re-elect Mark Barnaba Mgmt For For For 7 Approve Equity Grants to Mgmt For For For Executive Directors ------------------------------------------------------------------------------------------------------ FRESENIUS SE & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS FREG CINS D27348123 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of General Partner Mgmt For For For Acts 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Amendments to Previously Approved Mgmt For For For Intra-company Contracts 10 Stock Split; Increase in Share Mgmt For For For Capital 11 Increase in Authorized Capital Mgmt For For For 12 Authority to Issue Convertible Mgmt For For For Debt Instruments; Increase in Conditional Capital 13 Authority to Repurchase and Trade Mgmt For For For in Company Shares 14 Authority to Repurchase Shares Mgmt For For For Using Equity Derivatives
------------------------------------------------------------------------------------------------------ HINO MOTORS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7205 CINS 433406105 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masakazu Ichikawa Mgmt For Against Against 4 Elect Yasuhiko Ichihashi Mgmt For For For 5 Elect Kenji Wagu Mgmt For For For 6 Elect Kohichi Ojima Mgmt For For For 7 Elect Hiroshi Kokaji Mgmt For For For 8 Elect Kenji Suzuki Mgmt For For For 9 Elect Hiroshi Kajikawa Mgmt For For For 10 Elect Susumu Mita Mgmt For For For 11 Bonus Mgmt For For For ------------------------------------------------------------------------------------------------------ HON HAI PRECISION INDUSTRY CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2317 CINS Y36861105 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Capitalization of Profits and Mgmt For For For Issuance of New Shares 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Non-compete Restrictions for Mgmt For For For Directors 12 Amendments to Procedural Rules: Mgmt For For For Acquisition and Disposal of Assets 13 Amendments to Articles Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------ HONDA MOTOR CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CINS J22302111 06/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Fumihiko Ike Mgmt For Against Against 4 Elect Takanobu Itoh Mgmt For For For 5 Elect Tetsuo Iwamura Mgmt For For For 6 Elect Takashi Yamamoto Mgmt For For For 7 Elect Yoshiharu Yamamoto Mgmt For For For 8 Elect Toshihiko Nonaka Mgmt For For For 9 Elect Masahiro Yoshida Mgmt For For For 10 Elect Nobuo Kuroyanagi Mgmt For For For 11 Elect Hideko Kunii Mgmt For For For 12 Elect Yuji Shiga Mgmt For For For 13 Elect Kohhei Takeuchi Mgmt For For For 14 Elect Shinji Aoyama Mgmt For For For 15 Elect Noriya Kaihara Mgmt For For For ------------------------------------------------------------------------------------------------------ INFINEON TECHNOLOGIES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS IFX CINS D35415104 02/13/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Mgmt For TNA N/A Acts 9 Ratification of Supervisory Board Mgmt For TNA N/A Acts 10 Appointment of Auditor Mgmt For TNA N/A 11 Amendment to Intra-company Mgmt For TNA N/A Contract with Infineon Technologies Finance GmbH 12 Cancellation of Conditional Mgmt For TNA N/A Capital 13 Authority to Issue Convertible Mgmt For TNA N/A Debt Instruments; Increase in Conditional Capital ------------------------------------------------------------------------------------------------------ INTESA SANPAOLO S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISP CINS T55067101 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Losses/Dividends Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Leveraged Employee Co-Investment Mgmt For For For Plan
5 Authority to Repurchase and Mgmt For For For Reissue Shares 6 Amendment to Articles Mgmt For For For 7 Authority to Increase Share Mgmt For For For Capital ------------------------------------------------------------------------------------------------------ ITOCHU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Eizoh Kobayashi Mgmt For Against Against 4 Elect Masahiro Okafuji Mgmt For For For 5 Elect Yohichi Kobayashi Mgmt For For For 6 Elect Tadayuki Seki Mgmt For For For 7 Elect Yoshihisa Aoki Mgmt For For For 8 Elect Kohji Takayanagi Mgmt For For For 9 Elect Tomofumi Yoshida Mgmt For For For 10 Elect Hitoshi Okamoto Mgmt For For For 11 Elect Takao Shiomi Mgmt For For For 12 Elect Yuji Fukuda Mgmt For For For 13 Elect Eiichi Yonekura Mgmt For For For 14 Elect Ichiroh Fujisaki Mgmt For For For 15 Elect Chikara Kawakita Mgmt For For For 16 Elect Harufumi Mochizuki as a Mgmt For For For Statutory Auditor ------------------------------------------------------------------------------------------------------ JFE HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 5411 CINS J2817M100 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Dividends Mgmt For For For 3 Bonus Mgmt For Against Against 4 Elect Hajime Bada Mgmt For Against Against 5 Elect Eiji Hayashida Mgmt For For For 6 Elect Shinichi Okada Mgmt For For For 7 Elect Akimitsu Ashida Mgmt For For For 8 Elect Masafumi Maeda Mgmt For For For 9 Elect Hiroyuki Itami Mgmt For For For 10 Elect Shigeo Ohyagi Mgmt For For For 11 Elect Isao Saiki as Alternate Mgmt For For For Statutory Auditor
------------------------------------------------------------------------------------------------------ KONINKLIJKE AHOLD N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Mgmt For For For Acts 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect L.J. Hijmans van den Bergh Mgmt For For For to the Management Board 10 Elect Judith A. Sprieser to the Mgmt For For For Supervisory Board 11 Elect Rene Hooft Graafland to the Mgmt For For For Supervisory Board 12 Supervisory Board Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Issue Shares Mgmt For For For 15 Suppression of Preemptive Rights Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Cancellation of shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------ KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 01/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Capital Repayment Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------ KOREA ELECTRIC POWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 015760 CINS Y48406105 10/29/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Korea, Republic of FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Removal of Director Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect PARK Jeong Keun Mgmt For Against Against 6 Elect LEE Hee Yong Mgmt For N/A N/A 7 Elect HUH Kyung Koo Mgmt For N/A N/A
------------------------------------------------------------------------------------------------------ LYONDELLBASELL INDUSTRIES N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS LYB CUSIP N53745100 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Jagjeet S. Bindra Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect Claire S. Farley Mgmt For For For 4 Elect Rudy M.J. van der Meer Mgmt For For For 5 Elect Isabella D. Goren Mgmt For For For 6 Elect Nance K. Dicciani Mgmt For For For 7 Elect Karyn F. Ovelman Mgmt For For For 8 Elect Craig B. Glidden Mgmt For For For 9 Elect Bhavesh V. Patel Mgmt For For For 10 Elect Patrick D. Quarles Mgmt For For For 11 Elect Timothy D. Roberts Mgmt For For For 12 ADOPTION OF ANNUAL ACCOUNTS FOR Mgmt For For For 2013 13 DISCHARGE FROM LIABILITY OF SOLE Mgmt For For For MEMBER OF THE MANAGEMENT BOARD 14 DISCHARGE FROM LIABILITY OF Mgmt For For For MEMBERS OF THE SUPERVISORY BOARD 15 Appointment of Auditor Mgmt For For For 16 Appointment Of Mgmt For For For PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts 17 Allocation of Dividends Mgmt For For For 18 Advisory Vote Approving Executive Mgmt For For For Compensation 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Cancel up to 10% of Mgmt For For For Share Capital Held in Treasury ------------------------------------------------------------------------------------------------------ MARUBENI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CINS J39788138 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Teruo Asada Mgmt For Against Against 3 Elect Fumiya Kokubu Mgmt For For For 4 Elect Michihiko Ohta Mgmt For For For 5 Elect Mitsuru Akiyoshi Mgmt For For For 6 Elect Shigeru Yamazoe Mgmt For For For 7 Elect Shinji Kawai Mgmt For For For 8 Elect Kazuaki Tanaka Mgmt For For For 9 Elect Yukihiko Matsumura Mgmt For For For 10 Elect Akira Terakawa Mgmt For For For
11 Elect Ichiroh Takahara Mgmt For For For 12 Elect Takao Kitabata Mgmt For For For 13 Elect Yukiko Kuroda @ Yukiko Mgmt For For For Matsumoto 14 Elect Kyohhei Takahashi as Mgmt For Against Against Statutory Auditor ------------------------------------------------------------------------------------------------------ MITSUBISHI UFJ FINANCIAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8306 CINS J44497105 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kiyoshi Sono Mgmt For For For 4 Elect Tatsuo Wakabayashi Mgmt For For For 5 Elect Nobuyuki Hirano Mgmt For For For 6 Elect Masaaki Tanaka Mgmt For For For 7 Elect Taihei Yuki Mgmt For For For 8 Elect Akihiko Kagawa Mgmt For For For 9 Elect Tadashi Kuroda Mgmt For For For 10 Elect Takashi Nagaoka Mgmt For For For 11 Elect Junichi Okamoto Mgmt For For For 12 Elect Hiroyuki Noguchi Mgmt For For For 13 Elect Tsutomu Okuda Mgmt For For For 14 Elect Ryuji Araki Mgmt For For For 15 Elect Kunie Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Haruka Matsuyama @ Haruka Mgmt For For For Katoh 18 Elect Yukihiro Satoh as a Mgmt For Against Against Statutory Auditor 19 Directors' Fees Mgmt For For For ------------------------------------------------------------------------------------------------------ MITSUI & CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CINS J44690139 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Shohei Utsuda Mgmt For For For 5 Elect Masami Iijima Mgmt For For For 6 Elect Daisuke Saiga Mgmt For For For 7 Elect Johji Okada Mgmt For For For 8 Elect Masayuki Kinoshita Mgmt For For For 9 Elect Shintaroh Ambe Mgmt For For For 10 Elect Kohichi Tanaka Mgmt For For For 11 Elect Hiroyuki Katoh Mgmt For For For 12 Elect Yoshihiro Honboh Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For
14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshiroh Mutoh Mgmt For For For 16 Elect Izumi Kobayashi Mgmt For For For 17 Elect Haruka Matsuyama @ Haruka Mgmt For For For Katoh as Statutory Auditor 18 Equity Compensation Plan Mgmt For For For 19 Shareholder Proposal Regarding ShrHldr Against Against For Adding Biodiesel and Treatment of Radiation Contaminated Water to Company Purpose 20 Shareholder Proposal Regarding ShrHldr Against Against For Eliminating GMOs and Certain Medical Facilities from Company Purpose 21 Shareholder Proposal Regarding ShrHldr Against Against For Removing Nuclear Generation and Adding Biomass Generation to Company Purpose 22 Shareholder Proposal Regarding ShrHldr Against Against For Excluding Production of Narcotics from Company Purpose 23 Shareholder Proposal Regarding ShrHldr Against Against For Deletion of Share Buyback Provision 24 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 25 Shareholder Proposal Regarding ShrHldr Against Against For Removal of Shoei Utsuda 26 Shareholder Proposal Regarding ShrHldr Against Against For Share Repurchases ------------------------------------------------------------------------------------------------------ NEW WORLD DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0017 CINS Y63084126 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Master Services Agreement Mgmt For For For ------------------------------------------------------------------------------------------------------ NEW WORLD DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0017 CINS Y63084126 06/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Scheme of Arrangement Mgmt For For For
------------------------------------------------------------------------------------------------------ NEW WORLD DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0017 CINS Y63084126 11/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Henry CHENG Kar Shun Mgmt For Against Against 6 Elect Adrian CHENG Chi-Kong Mgmt For For For 7 Elect AU Tak-Cheong Mgmt For For For 8 Elect William DOO Wai Hoi Mgmt For For For 9 Elect Howard YEUNG Ping Leung Mgmt For For For 10 Elect Payson CHA Mou Sing Mgmt For Against Against 11 Elect Thomas LIANG Cheung Biu Mgmt For Against Against 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Mgmt For For For Authority to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 16 Authority to Issue Repurchased Mgmt For Against Against Shares ------------------------------------------------------------------------------------------------------ NHK SPRING COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5991 CINS J49162126 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Kaoru Hatayama as Director Mgmt For Against Against 4 Elect Takeshi Ishiguro Mgmt For Against Against 5 Elect Keiichiroh Sue Mgmt For For For 6 Statutory Auditors' Fees Mgmt For For For ------------------------------------------------------------------------------------------------------ OMV AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OMV CINS A51460110 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Management Board Mgmt For For For Acts 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Long Term Incentive Plan 2014 Mgmt For For For 8 Matching Share Plan Mgmt For For For 9 Elect Murtadha Al Hashmi Mgmt For Against Against 10 Elect Alyazia Al Kuwaiti Mgmt For For For 11 Elect Wolfgang C.G. Berndt Mgmt For For For 12 Elect Elif Bilgi-Zapparoli Mgmt For Against Against 13 Elect Helmut Draxler Mgmt For For For 14 Elect Roy A. Franklin Mgmt For For For 15 Elect Rudolf Kemler Mgmt For Against Against 16 Elect Wolfram Littich Mgmt For For For 17 Elect Herbert Stepic Mgmt For Against Against 18 Elect Herbert Werner Mgmt For For For 19 Increase in Authorized Capital Mgmt For For For for Employee Incentive Plans ------------------------------------------------------------------------------------------------------ PUBLICIS GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PUB CINS F7607Z165 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Related Party Transaction (BNP Mgmt For For For Paribas) 9 Related Party Transaction Mgmt For For For (Societe Generale) 10 Elect Claudine Bienaime Mgmt For Against Against 11 Elect Michel Halperin Mgmt For For For 12 Supervisory Board Members' Fees Mgmt For For For 13 Remuneration of Maurice Levy, CEO Mgmt For Against Against 14 Remuneration of Jean-Michel Mgmt For For For Etienne, Jean-Yves Naouri and Kevin Roberts, Executives 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 17 Authority to Issue Shares and Mgmt For For For Convertible Securities w/o Preemptive Rights
18 Authority to Issue Shares and Mgmt For For For Convertible Securities Through Private Placement 19 Authority to Increase Capital Mgmt For For For Through Capitalizations 20 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 21 Greenshoe Mgmt For For For 22 Authority to Issue Restricted Mgmt For Against Against Shares 23 Employee Stock Purchase Plan Mgmt For For For 24 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 25 Authorization of Legal Formalities Mgmt For For For ------------------------------------------------------------------------------------------------------ RENAULT TICKER SECURITY ID: MEETING DATE MEETING STATUS RNO CINS F77098105 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Presentation of Report on Mgmt For For For Redeemable Shares 9 Elect Carlos Ghosn Mgmt For For For 10 Supplementary Retirement Benefits Mgmt For For For (Carlos Ghosn) 11 Remuneration of Carlos Ghosn, CEO Mgmt For For For 12 Elect Marc Ladreit de Lacharriere Mgmt For For For 13 Elect Franck Riboud Mgmt For For For 14 Elect Hiroto Saikawa Mgmt For For For 15 Elect Pascale Sourisse Mgmt For Against Against 16 Elect Patrick Thomas Mgmt For For For 17 Appointment of Auditor (Ernst & Mgmt For For For Young) and Alternate Statutory Auditor (Auditex) 18 Appointment of Auditor (KMPG S.A) Mgmt For For For and Alternate Statutory Auditor (KMPG Audit) 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Cancel Shares Reduce Mgmt For For For Capital 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
23 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement 24 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 25 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 26 Authority to Increase Capital Mgmt For For For Through Capitalizations 27 Employee Stock Purchase Plan Mgmt For For For 28 Authorization of Legal Formalities Mgmt For For For ------------------------------------------------------------------------------------------------------ RESONA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8308 CINS J6448E106 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuhiro Higashi Mgmt For For For 3 Elect Tetsuya Kan Mgmt For For For 4 Elect Yuji Furukawa Mgmt For For For 5 Elect Kaoru Isono Mgmt For For For 6 Elect Shuhsai Nagai Mgmt For For For 7 Elect Emi Ohsono Mgmt For For For 8 Elect Toshio Arima Mgmt For For For 9 Elect Yohko Sanuki Mgmt For For For 10 Elect Mitsudo Urano Mgmt For For For 11 Elect Tadamitsu Matsui Mgmt For For For ------------------------------------------------------------------------------------------------------ SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SAB CINS G77395104 07/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Guy Elliott Mgmt For For For 4 Elect Mark Armour Mgmt For For For 5 Elect Geoffrey Bible Mgmt For For For 6 Elect Alan Clark Mgmt For For For 7 Elect Dinyar S. Devitre Mgmt For Against Against 8 Elect Lesley Knox Mgmt For For For 9 Elect Graham Mackay Mgmt For For For 10 Elect John Manser Mgmt For For For 11 Elect John A. Manzoni Mgmt For For For 12 Elect Miles Morland Mgmt For For For 13 Elect Dambisa Moyo Mgmt For For For 14 Elect Carlos Alejandro Perez Mgmt For For For Davila
15 Elect Alejandro Santo Domingo Mgmt For For For 16 Elect Helen A. Weir Mgmt For For For 17 Elect Howard Willard Mgmt For For For 18 Elect Jamie Wilson Mgmt For For For 19 Allocation of Profits/Dividends Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ------------------------------------------------------------------------------------------------------ SANOFI TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CINS F5548N101 05/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Christopher Viehbacher Mgmt For For For 9 Elect Robert Castaigne Mgmt For For For 10 Elect Christian Mulliez Mgmt For For For 11 Elect Patrick Kron Mgmt For For For 12 Remuneration of Serge Weinberg, Mgmt For For For Chairman 13 Remuneration of Christopher Mgmt For For For Viehbacher, CEO 14 Authority to Repurchase Shares Mgmt For For For 15 Authorization of Legal Formalities Mgmt For For For ------------------------------------------------------------------------------------------------------ SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SAP CINS D66992104 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Mgmt For For For Acts 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Amendments to Agreement with SAP Mgmt For For For Erste Beteiligungs- und Vermogensverwaltungs GmbH 10 Amendments to Agreement with SAP Mgmt For For For Zweite Beteiligungs- und Vermogensverwaltungs GmbH 11 Control Agreement with SAP Mgmt For For For Ventures Investment GmbH 12 Change of Legal Form to a Mgmt For For For European Company 13 Elect Hasso Plattner Mgmt For Against Against 14 Elect Pekka Ala-Pietila Mgmt For For For 15 Elect Anja Feldmann Mgmt For For For 16 Elect Wilhelm Haarmann Mgmt For Against Against 17 Elect Bernard Liautaud Mgmt For For For 18 Elect Hartmut Mehdorn Mgmt For For For 19 Elect Erhard Schipporeit Mgmt For For For 20 Elect Jim Hagermann Snabe Mgmt For Against Against 21 Elect Klaus Wucherer Mgmt For Against Against ------------------------------------------------------------------------------------------------------ SBERBANK TICKER SECURITY ID: MEETING DATE MEETING STATUS SBER CINS 80585Y308 06/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Russian Federation FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Martin Grant Gilman Mgmt For For For 7 Elect Valery P. Goreglyad Mgmt For Abstain Against 8 Elect Herman O. Gref Mgmt For Abstain Against 9 Elect Evsey T. Gurvich Mgmt For Abstain Against 10 Elect Bella I. Zlatkis Mgmt For Abstain Against 11 Elect Nadezhda Y. Ivanova Mgmt For Abstain Against 12 Elect Sergey M. Ignatyev Mgmt For Abstain Against 13 Elect Peter Kraljic Mgmt For For For 14 Elect Alexey L. Kudrin Mgmt For Abstain Against 15 Elect Georgy I. Luntovsky Mgmt For Abstain Against 16 Elect Vladimir A. Mau Mgmt For For For 17 Elect Gennady G. Melikyan Mgmt For Abstain Against 18 Elect Leif Pagrotsky Mgmt For For For 19 Elect Alessandro Profumo Mgmt For Abstain Against 20 Elect Sergey G. Sinelnikov-Murylev Mgmt For For For 21 Elect Dmitry Tulin Mgmt For For For 22 Elect Nadia Wells Mgmt For For For 23 Elect Sergei A. Shvetsov Mgmt For Abstain Against
24 Elect Natalia P. Borodina Mgmt For For For 25 Elect Vladimir M. Volkov Mgmt For For For 26 Elect Tatiana A. Domanskaya Mgmt For For For 27 Elect Yulia Y. Isakhanova Mgmt For For For 28 Elect Alexei Minenko Mgmt For For For 29 Elect Olga V. Polyakova Mgmt For For For 30 Elect Revina Natalia Vladimirovna Mgmt For For For 31 Approval of New Charter Mgmt For For For 32 Approval of New Meeting Mgmt For For For Regulations 33 Approval of New Supervisory Board Mgmt For For For Regulations 34 Approval of New Audit Commission Mgmt For For For Regulations 35 Approval of New Management Board Mgmt For For For Regulations 36 Audit Commission Fees Mgmt For For For ------------------------------------------------------------------------------------------------------ SEKISUI CHEMICAL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4204 CINS J70703137 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Naofumi Negishi Mgmt For Against Against 4 Elect Teiji Kohge Mgmt For For For 5 Elect Kohzoh Takami Mgmt For For For 6 Elect Hajime Kubo Mgmt For For For 7 Elect Satoshi Uenoyama Mgmt For For For 8 Elect Syunichi Sekiguchi Mgmt For For For 9 Elect Keita Katoh Mgmt For For For 10 Elect Tohru Nagashima Mgmt For For For 11 Elect Kunio Ishizuka Mgmt For For For 12 Elect Takayoshi Matsunaga Mgmt For For For 13 Elect Tetsuo Ozawa Mgmt For For For 14 Equity Compensation Plan Mgmt For For For 15 Renewal of Takeover Defense Plan Mgmt For Against Against ------------------------------------------------------------------------------------------------------ SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CINS D69671218 01/28/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Mgmt For TNA N/A Acts 9 Ratification of Supervisory Board Mgmt For TNA N/A Acts 10 Compensation Policy Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Elect Jim Hagemann Snabe Mgmt For TNA N/A 13 Increase in Authorized Capital Mgmt For TNA N/A 14 Authority to Issue Convertible Mgmt For TNA N/A Debt Instruments; Increase in Conditional Capital 15 Cancellation of Conditional Share Mgmt For TNA N/A Capital 16 Amendments to Articles Mgmt For TNA N/A ------------------------------------------------------------------------------------------------------ SOCIETE GENERALE TICKER SECURITY ID: MEETING DATE MEETING STATUS GLE CINS F43638141 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Remuneration of Frederic Oudea, Mgmt For For For Chairman and CEO 9 Remuneration of Severin Mgmt For For For Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Executives 10 Remuneration of Key Risk Takers Mgmt For For For 11 Authorization to Set the Maximum Mgmt For For For Variable Remuneration for Persons Belonging to the Company's Identified Staff 12 Elect Robert Castaigne Mgmt For For For 13 Elect Lorenzo Bini Smaghi Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 16 Authority to Issue Shares and Mgmt For For For Convertible Securities w/o Preemptive Rights 17 Greenshoe Mgmt For For For
18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 19 Authority to Issue Shares and Mgmt For For For Convertible Securities Through Private Placement 20 Employee Stock Purchase Plan Mgmt For For For 21 Authority to Issue Performance Mgmt For For For Shares 22 Authority to Cancel Shares and Mgmt For For For Reduce Capital 23 Authorization of Legal Formalities Mgmt For For For ------------------------------------------------------------------------------------------------------ SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 85749P 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Mgmt For For For Senior Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Mgmt For For For Hypothecating Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For 13 Purchasing of Interests in Oil, Mgmt For For For Gas or Other Mineral Exploration or Development Programs
------------------------------------------------------------------------------------------------------ SUMITOMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuo Ohmori Mgmt For Against Against 4 Elect Kuniharu Nakamura Mgmt For For For 5 Elect Shinichi Sasaki Mgmt For For For 6 Elect Takuroh Kawahara Mgmt For For For 7 Elect Kazuhisa Togashi Mgmt For For For 8 Elect Yasuyuki Abe Mgmt For For For 9 Elect Naoki Hidaka Mgmt For For For 10 Elect Hiroyuki Inohara Mgmt For For For 11 Elect Michihiko Kanegae Mgmt For For For 12 Elect Masahiro Fujita Mgmt For For For 13 Elect Akio Harada Mgmt For For For 14 Elect Kazuo Matsunaga Mgmt For For For 15 Elect Nobuhiko Yuki as Statutory Mgmt For For For Auditor 16 Bonus Mgmt For For For ------------------------------------------------------------------------------------------------------ SUMITOMO MITSUI FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8316 CINS J7771X109 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohichi Miyata Mgmt For For For 4 Elect Nobuaki Kurumatani Mgmt For For For 5 Elect Atsuhiko Inoue Mgmt For For For 6 Elect Jun Ohta Mgmt For For For 7 Elect Yoshinori Yokoyama Mgmt For For For 8 Elect Kazuhiko Nakao as a Mgmt For Against Against Statutory Auditor ------------------------------------------------------------------------------------------------------ SWISS LIFE HOLDING TICKER SECURITY ID: MEETING DATE MEETING STATUS SLHN CINS ADPV20745 04/23/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Dividends from Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Amendments to Articles (General Mgmt For TNA N/A Changes)
9 Amendments to Articles Mgmt For TNA N/A (Compensation Related Changes) 10 Elect Rolf Dorig as Chairman Mgmt For TNA N/A 11 Elect Wolf Becke Mgmt For TNA N/A 12 Elect Gerold Buhrer Mgmt For TNA N/A 13 Elect Ueli Dietiker Mgmt For TNA N/A 14 Elect Damir Filipovic Mgmt For TNA N/A 15 Elect Frank W. Keuper Mgmt For TNA N/A 16 Elect Henry Peter Mgmt For TNA N/A 17 Elect Frank Schnewlin Mgmt For TNA N/A 18 Elect Franziska Tschudi Sauber Mgmt For TNA N/A 19 Elect Klaus Tschutscher Mgmt For TNA N/A 20 Elect Adrienne Corboud Fumagalli Mgmt For TNA N/A 21 Elect Gerold Buhrer as Mgmt For TNA N/A Compensation Committee Member 22 Elect Frank Schnewlin as Mgmt For TNA N/A Compensation Committee Member 23 Elect Franziska Tschudi Sauber as Mgmt For TNA N/A Compensation Committee Member 24 Appointment of Independent Proxy Mgmt For TNA N/A 25 Appointment of Auditor Mgmt For TNA N/A 26 Additional and/or ShrHldr N/A TNA N/A counter-proposals; no additional and/or counter-proposals have been submitted at this time ------------------------------------------------------------------------------------------------------ SWISS RE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SREN CINS H8431B109 04/11/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Dividend from Reserves Mgmt For TNA N/A 7 Special Dividend from Reserves Mgmt For TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Elect Walter B. Kielholz as Mgmt For TNA N/A Chairman 10 Elect Raymund Breu Mgmt For TNA N/A 11 Elect Mathis Cabiallavetta Mgmt For TNA N/A 12 Elect Raymond K.F. Ch'ien Mgmt For TNA N/A 13 Elect Renato Fassbind Mgmt For TNA N/A 14 Elect Mary Francis Mgmt For TNA N/A 15 Elect Rajna Gibson Brandon Mgmt For TNA N/A 16 Elect C. Robert Henrikson Mgmt For TNA N/A 17 Elect Hans Ulrich Maerki Mgmt For TNA N/A
18 Elect Carlos E. Represas Mgmt For TNA N/A 19 Elect Jean-Pierre Roth Mgmt For TNA N/A 20 Elect Susan L. Wagner Mgmt For TNA N/A 21 Elect Renato Fassbind as Mgmt For TNA N/A Compensation Committee Member 22 Elect C. Robert Henrikson as Mgmt For TNA N/A Compensation Committee Member 23 Elect Hans Ulrich Maerki as Mgmt For TNA N/A Compensation Committee Member 24 Elect Carlos E. Represas as Mgmt For TNA N/A Compensation Committee Member 25 Appointment of Independent Proxy Mgmt For TNA N/A 26 Appointment of Auditor Mgmt For TNA N/A 27 Amendments to Articles Relating Mgmt For TNA N/A to VeguV 28 Transaction of Other Business Mgmt For TNA N/A ------------------------------------------------------------------------------------------------------ TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CINS R21882106 05/14/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports; Allocation Mgmt For TNA N/A of Profits/Dividend 8 Authority to Set Auditor's Fees Mgmt For TNA N/A 9 Compensation Guidelines Mgmt For TNA N/A 10 Cancellation of Treasury Shares Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A for Cancellation 12 Governing Bodies' Fees Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ------------------------------------------------------------------------------------------------------ TOFAS TURK OTOMOBIL FABRIKASI A.S. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOASO CINS M87892101 07/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Turkey FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening; Election of Presiding Mgmt For For For Chairman 3 Amendments to Articles Mgmt For For For 4 Wishes Mgmt For For For
------------------------------------------------------------------------------------------------------ TOYOTA MOTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7203 CINS J92676113 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeshi Uchiyamada Mgmt For Against Against 4 Elect Akio Toyoda Mgmt For For For 5 Elect Satoshi Ozawa Mgmt For For For 6 Elect Nobuyori Kodaira Mgmt For For For 7 Elect Mitsuhisa Katoh Mgmt For For For 8 Elect Masamoto Maekawa Mgmt For For For 9 Elect Yasumori Ihara Mgmt For For For 10 Elect Seiichi Sudoh Mgmt For For For 11 Elect Kohhei Saga Mgmt For For For 12 Elect Tokuo Fukuichi Mgmt For For For 13 Elect Shigeki Terashi Mgmt For For For 14 Elect Yoshimasa Ishii Mgmt For For For 15 Elect Ikuo Uno Mgmt For Against Against 16 Elect Haruhiko Katoh Mgmt For For For 17 Elect Mark T. Hogan Mgmt For Against Against 18 Elect Masaki Nakatsugawa Mgmt For Against Against 19 Elect Teisuke Kitayama Mgmt For Against Against 20 Elect Ryuji Sakai as Alternate Mgmt For For For Statutory Auditor 21 Bonus Mgmt For For For 22 Approve of Disposition of Mgmt For For For Treasury Shares and Third Party Allotment ------------------------------------------------------------------------------------------------------ UNIPOL GRUPPO FINANZIARIO S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNI CINS T9532W106 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports; Allocation Mgmt For For For of Profits/Dividends 2 Elect Paolo Cattabiani Mgmt For Against Against 3 Remuneration Report Mgmt For For For 4 Performance Share Plan 2013-2015 Mgmt For For For 5 Authority to Repurchase and Mgmt For For For Reissue Shares of the Company and Finsoe S.p.A. 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------ VALEO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CINS F96221126 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Elect Daniel Camus Mgmt For For For 7 Elect Jerome Contamine Mgmt For For For 8 Elect Noelle Lenoir Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Remuneration of Pascal Colombani, Mgmt For For For Chairman of the Supervisory Board 12 Remuneration of Jacques Mgmt For For For Aschenbroich, CEO 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Performance Mgmt For For For Shares 16 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 17 Authorization of Legal Formalities Mgmt For For For ------------------------------------------------------------------------------------------------------ VINCI TICKER SECURITY ID: MEETING DATE MEETING STATUS DG CINS F5879X108 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Mgmt For For For Non Tax-Deductible Expenses 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Xavier Huillard Mgmt For For For 8 Elect Yves-Thibault de Silguy Mgmt For Against Against 9 Elect Henri Saint Olive Mgmt For Against Against 10 Elect Representative of Qatari Mgmt For Abstain Against Diar 11 Elect Marie-Christine Lombard Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For
13 Supplementary Pension Plan Mgmt For For For (Xavier Huillard) 14 Severance Agreement (Xavier Mgmt For Against Against Huillard) 15 Related Party Transactions Mgmt For Against Against (Renewal of Service Agreement with YTSeuropaconsultants) 16 Remumeration of Xavier Huillard, Mgmt For For For CEO 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 19 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 20 Amendments to Articles Regarding Mgmt For For For Employee Representatives 21 Authorization of Legal Formalities Mgmt For For For ------------------------------------------------------------------------------------------------------ VIVENDI SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Loss/Dividends Mgmt For For For 8 Remuneration of Jean-Francois Mgmt For For For Dubos, CEO 9 Remuneration of Philippe Capron, Mgmt For For For Former CFO 10 Elect Aliza Jabes Mgmt For For For 11 Elect Daniel Camus Mgmt For For For 12 Elect Katie Jacobs Stanton Mgmt For For For 13 Elect Virginie Morgon Mgmt For Against Against 14 Elect Philippe Benacin Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Mgmt For For For Reduce Share Capital 17 Authority to Issue Free Shares to Mgmt For For For Employees of the Group, and Employees and Officers of Subsidiaries 18 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan 19 Authority to Increase Capital Mgmt For For For Under Employee Savings Plan for Overseas Employees 20 Amendments to Articles Regarding Mgmt For For For Employee Representatives 21 Authorization of Legal Formalities Mgmt For For For
------------------------------------------------------------------------------------------------------ VOESTALPINE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOE CINS A9101Y103 07/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Management Board Mgmt For For For Acts 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Appointment of Auditor Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Issuance of Treasury Shares Mgmt For For For 9 Authority to Cancel Shares and Mgmt For For For Reduce Share Capital 10 Amendments to Articles Mgmt For For For ------------------------------------------------------------------------------------------------------ VOLKSWAGEN AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOW CINS D94523103 05/13/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Special Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Authority to Issue Convertible Mgmt For TNA N/A Debt Instruments; Increase in Conditional Capital ------------------------------------------------------------------------------------------------------ WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CINS G9788D103 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Remuneration Report (Non-UK Mgmt For Against Against Issuer--Advisory) 5 Remuneration Policy (Non-UK Mgmt For Against Against Issuer--Advisory) 6 Advisory Vote on Sustainability Mgmt For For For Report 7 Elect Roger Agnelli Mgmt For For For 8 Elect Jacques Aigrain Mgmt For For For 9 Elect Colin Day Mgmt For For For 10 Elect Philip Lader Mgmt For For For 11 Elect Ruigang Li Mgmt For For For 12 Elect Mark Read Mgmt For For For 13 Elect Paul Richardson Mgmt For For For 14 Elect Jeffrey A. Rosen Mgmt For For For 15 Elect Hugo Shong Mgmt For For For 16 Elect Timothy Shriver Mgmt For For For 17 Elect Martin S. Sorrell Mgmt For For For 18 Elect Sally Susman Mgmt For For For 19 Elect Solomon D. Trujillo Mgmt For For For 20 Elect John Hood Mgmt For For For 21 Elect Charlene T. Begley Mgmt For For For 22 Elect Nicole Seligman Mgmt For For For 23 Elect Daniela Riccardi Mgmt For For For 24 Appointment of Auditor and Mgmt For For For Authority to Set Fees 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Increase in Directors' Fee Cap Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Registrant : RidgeWorth Funds Fund Name : RidgeWorth International Equity Index Fund
---------------------------------------------------------------------------------------------------------- 3I GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS III CINS G88473148 07/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Jonathan Asquith Mgmt For For For 5 Elect Simon A. Borrows Mgmt For For For 6 Elect Alistair Cox Mgmt For For For 7 Elect Richard H. Meddings Mgmt For For For 8 Elect Willem Mesdag Mgmt For For For 9 Elect Sir Adrian Montague Mgmt For For For 10 Elect Martine Verluyten Mgmt For For For 11 Elect Julia Wilson Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authorisation of Political Donations Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Repurchase B Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- A.P. M0LLER-MAERSK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS MAERSK CINS K0514G135 03/31/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts 8 Allocation of Profits/Dividends Mgmt For For For 9 Elect Ane Maersk Mc-Kinney Uggla Mgmt For For For 10 Elect Jan Leschly Mgmt For For For 11 Elect Robert J. Routs Mgmt For Abstain Against 12 Elect Arne Karlsson Mgmt For For For 13 Elect John R.H. Bond Mgmt For For For 14 Elect Robert Maersk Uggla Mgmt For For For 15 Elect Niels Bjorn Christiansen Mgmt For For For 16 Elect Dorothee Blessing Mgmt For For For 17 Elect Renata Frolova Mgmt For For For 18 Elect Palle Vestergaard Rasmussen Mgmt For For For 19 Appointment of KPMG Mgmt For For For 20 Appointment of Pricewaterhousecoopers Mgmt For For For 21 Bonus Share Issue Mgmt For For For 22 Amendment to Incentive Remuneration Mgmt For For For Guidelines 23 Remuneration Guidelines Mgmt For Against Against 24 Amendments to Article Regarding Mgmt For For For Company Representation 25 Amendments to Article Regarding Number Mgmt For For For of Auditors 26 Amendments to Article Regarding Mgmt For For For Electronic Publication of Notice of Meeting 27 Amendments to Article Regarding Mgmt For For For Publication of Reports in English 28 Shareholder Proposal Regarding ShrHldr Against Against For Catering at General Meeting
---------------------------------------------------------------------------------------------------------- AAC TECHNOLOGIES HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2018 CINS G2953R114 05/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Richard MOK Joe Kuen Mgmt For For For 6 Elect Joseph POON Chung Yin Mgmt For For For 7 Elect TAN Bian Ee Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- ABB LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABBN CINS H0010V101 04/30/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Remuneration Report Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Increase in Conditional Capital for Mgmt For TNA N/A Employee Incentive Plans 9 Amendments to Articles Mgmt For TNA N/A 10 Elect Roger Agnelli Mgmt For TNA N/A 11 Elect Matti Alahuhta Mgmt For TNA N/A 12 Elect Louis R. Hughes Mgmt For TNA N/A 13 Elect Michel de Rosen Mgmt For TNA N/A 14 Elect Michael Treschow Mgmt For TNA N/A 15 Elect Jacob Wallenberg Mgmt For TNA N/A 16 Elect Ying Yeh Mgmt For TNA N/A 17 Elect Hubertus von Grunberg as Chairman Mgmt For TNA N/A 18 Elect Michel de Rosen Mgmt For TNA N/A 19 Elect Michael Treschow Mgmt For TNA N/A 20 Elect Ying Yeh Mgmt For TNA N/A 21 Appointment of Independent Proxy Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Transaction of Other Business Mgmt For TNA N/A
---------------------------------------------------------------------------------------------------------- ABC-MART TICKER SECURITY ID: MEETING DATE MEETING STATUS 2670 CINS J00056101 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kiichiroh Hattori as Director Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- ABERDEEN ASSET MANAGEMENT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ADN CINS G00434111 01/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Elect Julie Chakraverty Mgmt For For For 5 Elect Roger Cornick Mgmt For For For 6 Elect Anita Frew Mgmt For For For 7 Elect Martin J. Gilbert Mgmt For For For 8 Elect Andrew Laing Mgmt For For For 9 Elect Rod MacRae Mgmt For For For 10 Elect Richard S. Mully Mgmt For For For 11 Elect James Pettigrew Mgmt For For For 12 Elect Bill Rattray Mgmt For For For 13 Elect Anne Richards Mgmt For For For 14 Elect Simon Troughton Mgmt For For For 15 Elect Hugh Young Mgmt For For For 16 Elect Jutta af Rosenborg Mgmt For For For 17 Elect Akira Suzuki Mgmt For For For 18 Remuneration Report (Advisory) Mgmt For Against Against 19 Remuneration Policy (Binding) Mgmt For Against Against 20 Authority to Issue Shares w/Preemptive Mgmt For For For Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Authority to Repurchase Shares Mgmt For For For 24 Authorisation of Political Donations Mgmt For For For
---------------------------------------------------------------------------------------------------------- ABERTIS INFRAESTRUCTURAS TICKER SECURITY ID: MEETING DATE MEETING STATUS ABE CINS E0003D111 04/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Capitalization of Reserves for Bonus Mgmt For For For Issue 8 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights 9 Elect Susana Gallardo Torrededia Mgmt For Against Against 10 Employee Share Purchase Plan Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Remuneration Report Mgmt For Against Against 13 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- ACCOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS AC CINS F00189120 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Remuneration Elements (Sebastien Bazin) Mgmt For For For 9 Remuneration Elements (Sven Boinet) Mgmt For For For 10 Preservation of Right to Options Mgmt For Against Against (Denis Hennequin) 11 Severance Payment (Yann Calliere) Mgmt For Against Against 12 Related Party Transactions (Institut Mgmt For For For Paul Bocuse) 13 Elect Sebastien Bazin Mgmt For For For 14 Elect Iris Knobloch Mgmt For For For 15 Elect Virginie Morgon Mgmt For Against Against 16 Elect Jonathan Grunzweig Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Cancel Shares and Reduce Mgmt For For For Capital
19 Amendments to Articles Regarding Mgmt For For For Employee Representatives 20 Remuneration of Denis Hennequin, Mgmt For For For Former CEO 21 Remuneration of Yann Caillere, Former Mgmt For For For CEO 22 Remuneration of Sebastien Bazin, Mgmt For For For Chairman and CEO 23 Remuneration of Sven Boinet, Former Mgmt For For For Deputy CEO 24 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- ACOM COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8572 CINS J00105106 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Shigeyoshi Kinoshita Mgmt For Against Against 2 Elect Toshiaki Kajiura Mgmt For For For 3 Elect Kiyoshi Tachiki Mgmt For For For 4 Elect Satoru Tomimatsu Mgmt For For For 5 Elect Kazuo Fukumoto Mgmt For For For 6 Elect Tadachiyo Osada Mgmt For For For 7 Elect Mitsuhiro Umezu Mgmt For For For ---------------------------------------------------------------------------------------------------------- ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACS CINS E7813W163 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For profits 3 Corporate Social Responsibility Report Mgmt For For For 4 Remuneration Report Mgmt For Against Against 5 Ratification of Board Acts Mgmt For For For 6 Elect Sabina Fluxa Thienemann Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For 8 Capitalization of Reserves for Bonus Mgmt For For For Share Issue; Authority to Cancel Shares and Reduce Share Capital 9 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights 10 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 11 Authority to Repurchase and Cancel Mgmt For For For Treasury Shares 12 Election of Meeting Delegates Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- ACTELION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATLN CINS H0032X135 05/08/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits; Dividends from Mgmt For TNA N/A Reserves 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Cancellation of Shares and Reduction Mgmt For TNA N/A in Share Capital 7 Elect Jean-Pierre Garnier Mgmt For TNA N/A 8 Elect Jean-Paul Clozel Mgmt For TNA N/A 9 Elect Juhani Anttila Mgmt For TNA N/A 10 Elect Robert Bertolini Mgmt For TNA N/A 11 Elect Carl Feldbaum Mgmt For TNA N/A 12 Elect John Greisch Mgmt For TNA N/A 13 Elect Peter Gruss Mgmt For TNA N/A 14 Elect Werner Henrich Mgmt For TNA N/A 15 Elect Michael Jacobi Mgmt For TNA N/A 16 Elect Jean Malo Mgmt For TNA N/A 17 Elect Jean-Pierre Garnier as Chairman Mgmt For TNA N/A 18 Elect Werner Henrich as Compensation Mgmt For TNA N/A Committee Member 19 Elect Jean-Pierre Garnier as Mgmt For TNA N/A Compensation Committee Member 20 Elect John Greisch as Compensation Mgmt For TNA N/A Committee Member 21 Appointment of Independent Proxy Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Amendments to Articles (Relating to Mgmt For TNA N/A VeguV) 24 Amendments to Articles (Editorial Mgmt For TNA N/A Changes) 25 Increase in Authorized Capital; Mgmt For TNA N/A Reduction in Conditional Capital 26 IN CASE ADDITIONAL PROPOSALS OR ShrHldr For TNA N/A AMENDED PROPOSALS UNDER THE PUBLISHED AGENDA ITEMS OR UNDER AGENDA ITEMS ACCORDING TO ART. 700 PARA 3 CODE OF OBLIGATIONS ARE BEING SUBMITTED AT THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE THE INDEPENDENT PROXY TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION: YES = VOTE IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS; NO = VOTE AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS; ABSTAIN = ABSTAIN
---------------------------------------------------------------------------------------------------------- ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ADEN CINS H00392318 04/15/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Remuneration Report Mgmt For TNA N/A 4 Allocation of Profits Mgmt For TNA N/A 5 Dividends from Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Amendments to Articles (Compensation Mgmt For TNA N/A Provisions) 8 Amendments to Articles (General Mgmt For TNA N/A Changes) 9 Elect Rolf Dorig as Board Chairman Mgmt For TNA N/A 10 Elect Dominique-Jean Chertier Mgmt For TNA N/A 11 Elect Alexander Gut Mgmt For TNA N/A 12 Elect Andreas Jacobs Mgmt For TNA N/A 13 Elect Didier Lamouche Mgmt For TNA N/A 14 Elect Thomas C. O'Neill Mgmt For TNA N/A 15 Elect David N. Prince Mgmt For TNA N/A 16 Elect Wanda Rapaczynski Mgmt For TNA N/A 17 Elect Andreas Jacobs as Nomination and Mgmt For TNA N/A Compensation Committee Member 18 Elect Thomas O'Neill as Nomination and Mgmt For TNA N/A Compensation Committee Member
19 Elect Wanda Rapaczynski as Nomination Mgmt For TNA N/A and Compensation Committee Member 20 Appointment of Independent Proxy Mgmt For TNA N/A 21 Appointment of Auditor Mgmt For TNA N/A 22 Cancellation of Shares and Reduction Mgmt For TNA N/A in Share Capital 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Management recommends a FOR vote on ShrHldr For TNA N/A this proposal: Vote in accordance with the Board of Directors proposals regarding additional or amended motions 25 To disapprove of any additional or ShrHldr For TNA N/A amended motions 26 Not to represent my vote(s) ShrHldr For TNA N/A ---------------------------------------------------------------------------------------------------------- ADIDAS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CINS D0066B185 05/08/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Elect Stefan Jentzsch Mgmt For TNA N/A 11 Elect Herbert Kauffmann Mgmt For TNA N/A 12 Elect Igor Landau Mgmt For TNA N/A 13 Elect Willi Schwerdtle Mgmt For TNA N/A 14 Elect Katja Kraus Mgmt For TNA N/A 15 Elect Kathrin Menges Mgmt For TNA N/A 16 Supervisory Board Members' Fees Mgmt For TNA N/A 17 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital 18 Authority to Repurchase Shares Mgmt For TNA N/A 19 Authority to Repurchase Shares Using Mgmt For TNA N/A Equity Derivatives 20 Appointment of Auditor Mgmt For TNA N/A 21 Appointment of Auditor for Interim Mgmt For TNA N/A Statements
---------------------------------------------------------------------------------------------------------- ADMIRAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CINS G0110T106 04/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Report (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Jean Park Mgmt For For For 6 Elect Alastair D. Lyons Mgmt For For For 7 Elect Henry Engelhardt Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Kevin Chidwick Mgmt For For For 10 Elect Margaret Johnson Mgmt For For For 11 Elect Lucy Kellaway Mgmt For For For 12 Elect Manfred Aldag Mgmt For For For 13 Elect Colin P. Holmes Mgmt For For For 14 Elect Roger Abravanel Mgmt For For For 15 Elect Annette Court Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days. ---------------------------------------------------------------------------------------------------------- ADVANTEST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6857 CINS J00210104 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Toshio Maruyama Mgmt For For For 3 Elect Haruo Matsuno Mgmt For For For 4 Elect Yasushige Hagio Mgmt For For For 5 Elect Osamu Karatsu Mgmt For For For 6 Elect Seiichi Yoshikawa Mgmt For For For 7 Elect Shinichiroh Kuroe Mgmt For For For 8 Elect MYUNG Sae Bun Mgmt For For For 9 Elect Hiroshi Nakamura Mgmt For For For 10 Elect Yoshiaki Yoshida Mgmt For For For
---------------------------------------------------------------------------------------------------------- AEGON N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CINS N00927298 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect Robert W. Dineen to the Mgmt For For For Supervisory Board 10 Elect Corien M. Wortman-Kool to the Mgmt For For For Supervisory Board 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Suppress Preemptive Rights Mgmt For For For 13 Authority to Issue Shares for Equity Mgmt For For For Awards 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- AEON COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8267 CINS J00288100 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Yokoo Mgmt For For For 3 Elect Motoya Okada Mgmt For For For 4 Elect Yoshiki Mori Mgmt For For For 5 Elect Masaaki Toyoshima Mgmt For For For 6 Elect Masaharu Ikuta Mgmt For For For 7 Elect Takejiroh Sueyoshi Mgmt For For For 8 Elect Keiichi Tadaki Mgmt For For For 9 Elect Ken Satoh Mgmt For For For 10 Elect Yukako Uchinaga Mgmt For For For ---------------------------------------------------------------------------------------------------------- AEON FINANCIAL SERVICE CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8570 CINS J0021H107 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Akinori Yamashita Mgmt For For For 2 Elect Masao Mizuno Mgmt For For For 3 Elect Takamitsu Moriyama Mgmt For For For 4 Elect Takashi Kiyonaga Mgmt For For For
5 Elect Hideki Wakabayashi Mgmt For For For 6 Elect Yutaka Yuge Mgmt For For For 7 Elect Tsunekazu Haraguchi Mgmt For For For 8 Elect Hiroyuki Watanabe Mgmt For For For 9 Elect Motonari Ohtsuru Mgmt For For For 10 Elect Chieko Matsuda Mgmt For For For 11 Elect Hiroshi Katoh as Statutory Mgmt For For For Auditior ---------------------------------------------------------------------------------------------------------- AEON MALL TICKER SECURITY ID: MEETING DATE MEETING STATUS 8905 CINS J10005106 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Noriyuki Murakami Mgmt For Against Against 2 Elect Sohichi Okazaki Mgmt For For For 3 Elect Kaoru Iwamoto Mgmt For For For 4 Elect Seiichi Chiba Mgmt For For For 5 Elect Hiroshi Iwamoto Mgmt For For For 6 Elect Yoshiharu Umeda Mgmt For For For 7 Elect Akio Yoshida Mgmt For For For 8 Elect Motoya Okada Mgmt For Against Against 9 Elect Mitsugu Tamai Mgmt For For For 10 Elect Masato Murai Mgmt For For For 11 Elect Akio Mishima Mgmt For For For 12 Elect Mami Taira Mgmt For For For 13 Elect Yumiko Ichige as Statutory Mgmt For For For Auditor ---------------------------------------------------------------------------------------------------------- AEROPORTS DE PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS ADP CINS F00882104 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions (French Mgmt For For For Government) 8 Severance Agreement (Patrick Jeantet, Mgmt For Against Against Deputy CEO) 9 Authority to Repurchase Shares Mgmt For For For 10 Ratification of the Co-option of Mgmt For For For Geraldine Picaud 11 Ratification of the Appointment of Mgmt For For For Xavier Huillard as Censor
12 Ratification of the Appointment of Mgmt For For For Jerome Grivet as Censor 13 Elect Augustin De Romanet De Beaune Mgmt For For For 14 Elect Jos Nijhuis Mgmt For Against Against 15 Elect Els de Groot Mgmt For Against Against 16 Elect Jacques Gounon Mgmt For For For 17 Elect Societe Vinci Mgmt For Abstain Against 18 Elect Predica Prevoyance Dialogue du Mgmt For Abstain Against Credit Agricole 19 Elect Christine Janodet as Censor Mgmt For Against Against 20 Elect Bernard Irion as Censor Mgmt For Against Against 21 Remuneration of M. Augustin de Mgmt For For For Romanet, CEO 22 Relocation of Corporate Headquarters Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 25 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights Through Private Placement 26 Authority to Increase Share Issuance Mgmt For Against Against Limit 27 Authority to Increase Capital Through Mgmt For For For Capitalizations 28 Employee Stock Purchase Plan Mgmt For For For 29 Authority to Increase Capital in Case Mgmt For Against Against of Exchange Offer 30 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 31 Authority to Cancel Shares and Reduce Mgmt For For For Capital 32 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- AGEAS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AGS CINS B0148L138 04/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Authority to Reduce Capital through Mgmt For For For the Cancellation of Shares 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Increase in Authorized Capital Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- AGEAS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AGS CINS B0148L138 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Ratification of Auditor's Acts Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Elect Roel Nieuwdorp to the Board of Mgmt For For For Directors 9 Elect Davina Bruckner to the Board of Mgmt For For For Directors 10 Cancellation of Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Increase in Authorized Capital Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- AGEAS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AGS CINS B0148L138 09/16/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Authority to Reduce Capital through Mgmt For For For the Cancellation of Shares 5 Reduction in Par Value; Capital Mgmt For For For Repayment 6 Elect Richard David Jackson Mgmt For For For 7 Elect Lucrezia Reichlin Mgmt For For For ---------------------------------------------------------------------------------------------------------- AGGREKO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AGK CINS G0116S169 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Ian D. Merchant Mgmt For For For 6 Elect Ken Hanna Mgmt For For For 7 Elect Angus Cockburn Mgmt For For For 8 Elect Debajit Das Mgmt For For For 9 Elect Asterios Satrazemis Mgmt For For For 10 Elect David Taylor-Smith Mgmt For For For 11 Elect Russell J. King Mgmt For For For 12 Elect Diana Layfield Mgmt For For For 13 Elect Robert J. MacLeod Mgmt For For For 14 Elect Rebecca A. McDonald Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Directors' Fees Mgmt For For For 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- AGGREKO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AGK CINS G0116S169 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Return of Cash and Share Consolidation Mgmt For For For ---------------------------------------------------------------------------------------------------------- AGL ENERGY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AGK CINS Q01630104 10/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Bruce J. Phillips Mgmt For For For 5 Re-elect Belinda J. Hutchinson Mgmt For For For ---------------------------------------------------------------------------------------------------------- AIA GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1299 CINS Y002A1105 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Mohamed Azman Yahya Mgmt For For For 6 Elect Edmund TSE Sze Wing Mgmt For Against Against 7 Elect Jack SO Chak Kwong Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares under Mgmt For For For Restricted Share Unit Scheme 12 Amendments to Articles Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- AIR LIQUIDE TICKER SECURITY ID: MEETING DATE MEETING STATUS AI CINS F01764103 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Elect Benoit Potier Mgmt For For For 9 Elect Paul D. Skinner Mgmt For For For 10 Elect Jean-Paul Agon Mgmt For For For 11 Elect Sin Leng Low Mgmt For For For 12 Elect Annette Winkler Mgmt For For For 13 Severance Agreement and Supplementary Mgmt For For For Retirement Benefits (Benoit Potier) 14 Severance Agreement and Supplementary Mgmt For For For Retirement Benefits (Pierre Dufour) 15 Remuneration of Benoit Potier, Mgmt For For For Chairman and CEO 16 Remuneration of Pierre Dufour, Deputy Mgmt For For For CEO 17 Amendment to Article Regarding Mgmt For For For Employee Representatives 18 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 19 Authority to Increase Capital Through Mgmt For For For Capitalizations 20 Amendment to Article Regarding Mgmt For For For Employee Representatives 21 Amendment to Article Regarding Mgmt For For For Appointment of Lead Independent Director 22 Amendment to Article Regarding Loyalty Mgmt For For For Dividends 23 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- AIR WATER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 4088 CINS J00662114 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Aoki Mgmt For Against Against 3 Elect Masahiro Toyoda Mgmt For For For 4 Elect Yasuo Imai Mgmt For For For 5 Elect Toshihiko Akatsu Mgmt For For For 6 Elect Akira Fujita Mgmt For For For 7 Elect Kikuo Toyoda Mgmt For For For 8 Elect Junichi Nakagawa Mgmt For For For 9 Elect Yu Karato Mgmt For For For 10 Elect Yukio Matsubara Mgmt For For For 11 Elect Masato Machida Mgmt For For For 12 Elect Hideo Tsutsumi Mgmt For For For 13 Elect Minoru Nagata Mgmt For For For 14 Elect Yasushi Sogabe Mgmt For For For 15 Elect Yukio Murakami Mgmt For For For 16 Elect Kiyoshi Shirai Mgmt For For For 17 Elect Masayuki Hasegawa Mgmt For For For 18 Elect Kazuhiko Hatano Mgmt For For For 19 Elect Yukiko Sakamoto Mgmt For For For ---------------------------------------------------------------------------------------------------------- AIRBUS GROUP NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AIR CINS N0280E105 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Non-Executive Mgmt For For For Directors' Acts 7 Ratification of Executive Directors' Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Compensation Policy Amendments Mgmt For For For 10 Amendment to Article 2 (Company Name) Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (Stock Plans) 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kanshiroh Toyoda Mgmt For Against Against 4 Elect Fumio Fujimori Mgmt For For For 5 Elect Toshikazu Nagura Mgmt For For For 6 Elect Makoto Mitsuya Mgmt For For For 7 Elect Naofumi Fujie Mgmt For For For 8 Elect Kazumi Usami Mgmt For For For 9 Elect Takeshi Kawata Mgmt For For For 10 Elect Mutsumi Kawamoto Mgmt For For For 11 Elect Toshiyuki Mizushima Mgmt For For For 12 Elect Takashi Enomoto Mgmt For For For 13 Elect Yasuhide Shibata Mgmt For For For 14 Elect Toshio Kobayashi Mgmt For For For 15 Elect Tsunekazu Haraguchi Mgmt For For For 16 Elect Hikaru Takasu Mgmt For For For 17 Elect Takashi Morita Mgmt For Against Against 18 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- AJINOMOTO COMPANY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2802 CINS J00882126 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For ---------------------------------------------------------------------------------------------------------- AKER SOLUTIONS ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS AKSO CINS R0180X100 04/10/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Agenda Mgmt For TNA N/A 7 Election of Individuals to Check Mgmt For TNA N/A Minutes 8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Compensation Guidelines Mgmt For TNA N/A 12 Directors' Fees Mgmt For TNA N/A 13 Nomination Committee Fees Mgmt For TNA N/A 14 Election of Directors Mgmt For TNA N/A 15 Election of Nomination Committee Mgmt For TNA N/A 16 Authority to Set Auditor's Fees Mgmt For TNA N/A 17 Authority to Repurchase Shares for Mgmt For TNA N/A Mergers 18 Authority to Repurchase Shares for Mgmt For TNA N/A LTIPs 19 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation ---------------------------------------------------------------------------------------------------------- AKZO NOBEL N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKZA CINS N01803100 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect Byron E. Grote Mgmt For For For 10 Elect Antony Burgmans Mgmt For For For 11 Elect Louis R. Hughes Mgmt For For For 12 Supervisory Board Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Suppression of Preemptive Rights Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ALCATEL-LUCENT TICKER SECURITY ID: MEETING DATE MEETING STATUS ALU CINS F0191J101 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits Mgmt For For For 8 Elect Veronique Morali Mgmt For For For 9 Elect Francesco Caio Mgmt For For For 10 Elect Kim C. Goodman Mgmt For For For 11 Elect Jean-Cyril Spinetta Mgmt For For For 12 Remuneration of Michel Combes, CEO Mgmt For Against Against 13 Remuneration of Philippe Camus, Mgmt For For For Chairman 14 Relocation of Corporate Headquarters Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Reduce Mgmt For For For Capital 17 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 18 Authority to Issue Shares and Mgmt For For For Convertible Securities w/o Preemptive Rights 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement 20 Greenshoe Mgmt For For For 21 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 22 Authority to Increase Capital Through Mgmt For For For Capitalizations 23 Authority to Set Offering Price of Mgmt For For For Shares 24 Authority to Issue Performance Shares Mgmt For For For 25 Authority to Grant Stock Options Mgmt For For For 26 Employee Stock Purchase Plan Mgmt For For For 27 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- ALFA LAVAL AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALFA CINS W04008152 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Ratification of Board and Management Mgmt For For For Acts 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Board Size; Number of Auditors Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors; Appointment of Mgmt For For For Auditor 20 Compensation Guidelines Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ALFRESA HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 2784 CINS J0109X107 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kunio Fukujin Mgmt For Against Against 3 Elect Denroku Ishiguro Mgmt For For For 4 Elect Yasuo Takita Mgmt For For For 5 Elect Hiroyuki Kanome Mgmt For For For 6 Elect Hidetomi Takahashi Mgmt For For For 7 Elect Shohzoh Hasebe Mgmt For For For 8 Elect Tsuneo Shinohara Mgmt For For For 9 Elect Taizoh Kubo Mgmt For For For 10 Elect Shunichi Miyake Mgmt For For For 11 Elect Yasuki Izumi Mgmt For For For 12 Elect Haruo Shimada Mgmt For For For 13 Elect Kazuko Kimura Mgmt For For For 14 Elect Kenji Kuwayama Mgmt For Against Against 15 Elect Yuji Noguchi Mgmt For For For ---------------------------------------------------------------------------------------------------------- ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/07/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Elect Jim Hagemann Snabe Mgmt For TNA N/A 11 Increase in Authorized Capital I Mgmt For TNA N/A 12 Increase in Authorized Capital II for Mgmt For TNA N/A Issuance of Shares to Employees 13 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital 14 Authority to Trade in Company Stock Mgmt For TNA N/A 15 Authority to Repurchase Shares Mgmt For TNA N/A 16 Authority to Repurchase Shares Using Mgmt For TNA N/A Derivatives 17 Amendments to Previously Approved Mgmt For TNA N/A Intra-Company Contracts ---------------------------------------------------------------------------------------------------------- ALS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ALQ CINS Q0266A116 07/30/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Nerolie Withnall Mgmt For For For 3 Re-elect Mel Bridges Mgmt For For For 4 Renew Proportional Takeover Provisions Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (MD/CEO Greg Kilmister) Mgmt For For For ---------------------------------------------------------------------------------------------------------- ALSTOM TICKER SECURITY ID: MEETING DATE MEETING STATUS ALO cins F0259M475 07/02/2013 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non Mgmt For For For Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Amparo Moraleda Mgmt For For For
9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Cancel Shares and Reduce Mgmt For For For Capital 12 Authority to Issue Restricted Shares Mgmt For For For 13 Authority to Grant Stock Options Mgmt For For For 14 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- ALUMINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AWC CINS Q0269M109 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect G. John Pizzey Mgmt For For For 5 Elect W. Peter Day Mgmt For For For 6 Elect Michael Ferraro Mgmt For For For 7 Equity Grant (CEO Peter Wasow) Mgmt For For For 8 Amendments to Constitution Mgmt For For For 9 Board Spill Mgmt Against Against For ---------------------------------------------------------------------------------------------------------- AMADA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6113 CINS J01218106 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Mitsuo Okamoto Mgmt For Against Against 5 Elect Tsutomu Isobe Mgmt For For For 6 Elect Atsushige Abe Mgmt For For For 7 Elect Kohtaroh Shibata Mgmt For For For 8 Elect Takaya Shigeta Mgmt For For For 9 Elect Katsuhide Itoh Mgmt For For For 10 Elect Toshitake Chino Mgmt For For For 11 Elect Akira Takenouchi as Statutory Mgmt For For For Auditor 12 Elect Makoto Murata as Alternate Mgmt For For For Statutory Auditor 13 Bonus Mgmt For For For
---------------------------------------------------------------------------------------------------------- AMADEUS IT HOLDING SA TICKER SECURITY ID: MEETING DATE MEETING STATUS AMS CINS E04908112 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles Regarding Mgmt For For For Directors' Term Lengths 7 Elect Jose Antonio Tazon Garcia Mgmt For For For 8 Elect David Gordon Comyn Webster Mgmt For For For 9 Elect Francesco Loredan Mgmt For For For 10 Elect Stuart Anderson McAlpine Mgmt For For For 11 Elect Enrique Dupuy de Lome Chavarri Mgmt For For For 12 Elect Pierre-Henri Gourgeon Mgmt For For For 13 Elect Marc Verspyck Mgmt For For For 14 Elect Roland Busch Mgmt For For For 15 Elect Luis Maroto Camino Mgmt For For For 16 Remuneration Report Mgmt For Against Against 17 Directors' Fees Mgmt For For For 18 Executive Directors' Fees Mgmt For Against Against 19 Authority of Legal Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- AMCOR LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AMC CINS Q03080100 10/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Chris I. Roberts Mgmt For For For 3 Re-elect Armin Meyer Mgmt For For For 4 Re-elect Karen J. Guerra Mgmt For For For 5 Equity Grant (Share Rights to MD/CEO Mgmt For For For Ken MacKenzie) 6 Equity Grant (Options to MD/CEO Ken Mgmt For Against Against MacKenzie) 7 Remuneration Report Mgmt For For For
---------------------------------------------------------------------------------------------------------- AMCOR LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AMC CINS Q03080100 12/09/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Demerger Mgmt For For For ---------------------------------------------------------------------------------------------------------- AMCOR LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AMC CINS Q03080100 12/09/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Capital Reduction Mgmt For For For ---------------------------------------------------------------------------------------------------------- AMEC PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMEC CINS G02604117 04/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Remuneration Policy (Binding) Mgmt For For For 5 Elect John Connolly Mgmt For For For 6 Elect Samir Brikho Mgmt For For For 7 Elect Ian McHoul Mgmt For For For 8 Elect Linda Adamany Mgmt For For For 9 Elect Neil A.P. Carson Mgmt For For For 10 Elect Colin Day Mgmt For For For 11 Elect Simon R. Thompson Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- AMP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CINS Q0344G101 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Patricia Akopiantz Mgmt For For For 3 Re-elect Catherine M. Brenner Mgmt For For For 4 Re-elect J. Brian Clark Mgmt For For For 5 Re-elect Peter Shergold Mgmt For For For 6 Elect Trevor Matthews Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Equity Grant (MD/CEO Craig Meller) Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- ANA HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9202 CINS J51914109 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yohji Ohhashi Mgmt For For For 4 Elect Shinichiroh Itoh Mgmt For For For 5 Elect Shinya Katanozaka Mgmt For For For 6 Elect Shigeyuki Takemura Mgmt For For For 7 Elect Yoshinori Maruyama Mgmt For For For 8 Elect Kiyoshi Tonomoto Mgmt For For For 9 Elect Osamu Shinobe Mgmt For For For 10 Elect Shohsuke Mori Mgmt For Against Against 11 Elect Ado Yamamoto Mgmt For For For 12 Elect Izumi Kobayashi Mgmt For For For 13 Elect Shinichi Inoue Mgmt For Against Against 14 Elect Eiji Ogawa Mgmt For For For ---------------------------------------------------------------------------------------------------------- ANDRITZ AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ANDR CINS A11123105 03/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Monika Kircher Mgmt For For For 8 Elect Ralf W. Dieter Mgmt For For For 9 Stock Option Plan Mgmt For For For 10 Amendments to Articles Relating to Mgmt For For For GesRAG 11 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAL CINS G03764134 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Judy Diamini Mgmt For For For 4 Elect Mphu Ramatlapeng Mgmt For For For 5 Elect Jim Rutherford Mgmt For For For 6 Elect Mark Cutifani Mgmt For For For 7 Elect Byron E. Grote Mgmt For For For 8 Elect Sir Philip Hampton Mgmt For For For 9 Elect Rene Medori Mgmt For For For 10 Elect Phuthuma F. Nhleko Mgmt For For For 11 Elect Ray O'Rourke Mgmt For For For 12 Elect Sir John Parker Mgmt For For For 13 Elect Anne L. Stevens Mgmt For For For 14 Elect Jack E. Thompson Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Remuneration Policy (Binding) Mgmt For For For 18 Remuneration Report (Advisory) Mgmt For For For 19 Bonus Share Plan 2014 Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CINS B6399C107 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Subscription Rights Mgmt For For For Granted to Directors and Executives 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Increase in Authorized Capital Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Amendments to Articles 10 Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Ratification of Board Acts Mgmt For For For 16 Ratification of Auditor Acts Mgmt For For For
17 Elect Kees J. Storm Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Elect Mark Winkelman Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Elect Alexandre van Damme Mgmt For For For 23 Elect Gregoire de Spoelberch Mgmt For For For 24 Elect Carlos A. de Veiga Sicupira Mgmt For For For 25 Elect Marcel Herrmann Telles Mgmt For Against Against 26 Elect Paulo Alberto Lemann Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Elect Alexandre Behring Mgmt For For For 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Elect Elio Leoni Sceti Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Elect Maria Asuncion Aramburuzabala Mgmt For For For Larregui 33 Non-Voting Agenda Item N/A N/A N/A N/A 34 Elect Valentin Diez Morodo Mgmt For For For 35 Non-Voting Agenda Item N/A N/A N/A N/A 36 Non-Voting Agenda Item N/A N/A N/A N/A 37 Remuneration Report Mgmt For Against Against 38 Stock Options for Directors Mgmt For For For 39 Non-Voting Agenda Item N/A N/A N/A N/A 40 Coordinate Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------- ANTOFAGASTA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANTO CINS G0398N128 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Jean-Paul Luksic Fontbona Mgmt For For For 6 Elect William M. Hayes Mgmt For For For 7 Elect Gonzalo Menendez Duque Mgmt For For For 8 Elect Ramon F. Jara Mgmt For Against Against 9 Elect Juan Claro Gonzalez Mgmt For For For 10 Elect Hugo Dryland Mgmt For Against Against 11 Elect Timothy C. Baker Mgmt For For For 12 Elect Manuel Lino S. De Sousa-Oliveira Mgmt For For For 13 Elect Nelson Pizarro Mgmt For For For 14 Elect Andronico Luksic Craig Mgmt For For For 15 Elect Vivianne Blanlot Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period to 14 Days
---------------------------------------------------------------------------------------------------------- AOZORA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8304 CINS J0172K107 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Makoto Fukuda Mgmt For For For 3 Elect Shinsuke Baba Mgmt For For For 4 Elect Masaki Tanabe Mgmt For For For 5 Elect Shunsuke Takeda Mgmt For For For 6 Elect Hiroyuki Mizuta Mgmt For For For 7 Elect Ippei Murakami Mgmt For For For 8 Elect Tomonori Itoh Mgmt For For For 9 Elect Takeo Saitoh Mgmt For For For 10 Elect Shinichi Fujihira as Statutory Mgmt For For For Auditor 11 Elect Tomiaki Nagase as Alternate Mgmt For For For Statutory Auditor 12 Retirement Allowances for Non Mgmt For Against Against Full-Time Director and Outside Directors 13 Special Allowances for Full-Time Mgmt For Against Against Directors 14 Special Allowances for Outside Mgmt For Against Against Directors and Statutory Auditors 15 Equity Compensation Plan for Full-Time Mgmt For For For Directors ---------------------------------------------------------------------------------------------------------- APA GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CINS Q0437B100 10/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Re-elect Steven Crane Mgmt For For For 2 Re-elect John A. Fletcher Mgmt For For For 3 Amendments to Constitution (Australian Mgmt For For For Pipeline Trust) 4 Amendments to Constitution (APT Mgmt For For For Investment Trust)
---------------------------------------------------------------------------------------------------------- ARCELORMITTAL S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MT CINS L0302D129 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Consolidated Accounts and Reports Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Elect Lakshmi N. Mittal Mgmt For For For 8 Elect Lewis B. Kaden Mgmt For For For 9 Elect Antoine Spillmann Mgmt For For For 10 Elect Bruno Lafont Mgmt For For For 11 Elect Michel Wurth Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- ARKEMA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKE CINS F0392W125 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Elect Claire Pedini Mgmt For For For 10 Elect Isabelle Boccon-Gibod Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Elect Patrice Breant Mgmt For For For 13 Elect Helene Vaudroz Mgmt Against Against For 14 Directors' Fees Mgmt For For For 15 Remuneration of Thierry Le Henaff, CEO Mgmt For For For 16 Appointment of Auditor (KPMG Audit) Mgmt For For For 17 Appointment of Alternate Auditor (KPMG Mgmt For For For Audit IS) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement 22 Greenshoe Mgmt For For For
23 Global Ceiling on Capital Increase Mgmt For For For 24 Employee Stock Purchase Plan Mgmt For For For 25 Authorization of Legal Formalities Mgmt For For For 26 Shareholder Proposal Regarding ShrHldr Against Against For Dividend Payments ---------------------------------------------------------------------------------------------------------- ARM HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CINS G0483X122 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Remuneration Policy (Binding) Mgmt For For For 5 Elect Stuart Chambers Mgmt For For For 6 Elect Simon Segars Mgmt For For For 7 Elect Andy Green Mgmt For For For 8 Elect Larry Hirst Mgmt For For For 9 Elect Mike Muller Mgmt For For For 10 Elect Kathleen O'Donovan Mgmt For For For 11 Elect Janice Roberts Mgmt For For For 12 Elect Tim Score Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Increase in Directors' Fee Cap Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- ARYZTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ARYN CINS H0336B110 12/10/2013 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Dividend from Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Elect Charles Adair Mgmt For TNA N/A 9 Elect Owen Killian Mgmt For TNA N/A 10 Elect Andrew Morgan Mgmt For TNA N/A
11 Elect John Yamin Mgmt For TNA N/A 12 Increase in Authorized Capital Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 In the case of ad-hoc/Miscellaneous ShrHldr N/A TNA N/A shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. ---------------------------------------------------------------------------------------------------------- ASAHI GLASS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5201 CINS J02394120 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuhiko Ishimura Mgmt For For For 4 Elect Yuji Nishimi Mgmt For For For 5 Elect Takashi Fujino Mgmt For For For 6 Elect Yoshinori Hirai Mgmt For For For 7 Elect Masahiro Sakane Mgmt For For For 8 Elect Hiroshi Kimura Mgmt For For For 9 Elect Masako Egawa Mgmt For For For 10 Elect Tohru Hara as Statutory Auditor Mgmt For For For 11 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2502 CINS J02100113 03/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Naoki Izumiya Mgmt For For For 4 Elect Katsuyuki Kawatsura Mgmt For For For 5 Elect Shiroh Ikeda Mgmt For For For 6 Elect Katsutoshi Takahashi Mgmt For For For 7 Elect Yoshihide Okuda Mgmt For For For 8 Elect Akiyoshi Kohji Mgmt For For For 9 Elect Mariko Bandoh Mgmt For For For 10 Elect Naoki Tanaka Mgmt For For For 11 Elect Ichiroh Itoh Mgmt For For For 12 Elect Katsutoshi Saitoh as Statutory Mgmt For Against Against Auditor
---------------------------------------------------------------------------------------------------------- ASAHI KASEI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 3407 CINS J0242P110 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Ichiroh Itoh Mgmt For For For 4 Elect Toshio Asano Mgmt For For For 5 Elect Masahito Hirai Mgmt For For For 6 Elect Yuji Kobayashi Mgmt For For For 7 Elect Hideki Kobori Mgmt For For For 8 Elect Hiroshi Kobayashi Mgmt For For For 9 Elect Norio Ichino Mgmt For For For 10 Elect Masumi Shiraishi Mgmt For For For 11 Elect Kenyu Adachi Mgmt For For For 12 Elect Akio Makabe as Statutory Auditor Mgmt For For For 13 Retirement and Special Allowances for Mgmt For Against Against Directors and Statutory Auditors 14 Directors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS A17U CINS Y0205X103 06/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ASCIANO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AIO CINS Q0557G103 11/12/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Peter George Mgmt For For For 4 Equity Grant (MD/CEO John Mullen) Mgmt For For For
---------------------------------------------------------------------------------------------------------- ASICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7936 CINS J03234150 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Motoi Oyama Mgmt For Against Against 5 Elect Kohsuke Hashimoto Mgmt For For For 6 Elect Masao Hijikata Mgmt For For For 7 Elect Katsumi Katoh Mgmt For For For 8 Elect Toshiyuki Sano Mgmt For For For 9 Elect Kazuhito Matsuo Mgmt For For For 10 Elect Isao Katoh Mgmt For For For 11 Elect Katsuroh Tanaka Mgmt For Against Against 12 Elect Keiji Miyakawa Mgmt For For For 13 Elect Kenji Kajiwara Mgmt For For For 14 Elect Takeshi Hanai Mgmt For For For 15 Elect Yuko Mitsuya as Statutory Auditor Mgmt For For For 16 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- ASM PACIFIC TECHNOLOGY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00522 CINS G0535Q133 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Arthur H. del Prado Mgmt For Against Against 6 Elect LEE Wai Kwong Mgmt For For For 7 Elect James CHOW Chuen Mgmt For Against Against 8 Elect Robin G. NG Cher Tat Mgmt For For For 9 Director's Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights ---------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CINS N07059202 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For
5 Ratification of Management Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendment to Remuneration Policy Mgmt For For For 10 Performance Share Plan Grant Mgmt For For For 11 Authority to Issue Shares under Mgmt For For For Employee Incentive Plans 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Fritz W. Frohlich Mgmt For For For 14 Elect J.M.C. Stork Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Supervisory Board Fees Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Suppress Preemptive Rights Mgmt For For For 20 Authority to Issue Shares for Mgmt For For For Mergers/Acquisitions 21 Authority to Suppress Preemptive Rights Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Repurchase Additional Mgmt For For For Shares 24 Authority to Cancel Shares Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ASSA ABLOY AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ASSA-B CINS W0817X105 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors' and Auditors' Fees Mgmt For For For
19 Election of Directors; Appointment of Mgmt For For For Auditor 20 Nomination Committee Mgmt For For For 21 Remuneration Guidelines Mgmt For Against Against 22 Authority to Repurchase and Issue Mgmt For For For Treasury Shares 23 Long-Term Incentive Plan 2014 Mgmt For Against Against 24 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ASSICURAZIONI GENERALI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS G CINS T05040109 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 List Presented by Mediobanca S.p.A. Mgmt For N/A N/A 7 List Presented by Assogestioni Mgmt For For For 8 Statutory Auditors' Fees Mgmt For For For 9 Elect Jean-Rene Fourtou Mgmt For For For 10 Remuneration Report Mgmt For For For 11 Long Term Incentive Plan 2014-2016 Mgmt For For For 12 Authority to Repurchase and Reissue Mgmt For For For Shares to Service Incentive Plan 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights to Service Incentive Plan ---------------------------------------------------------------------------------------------------------- ASSOCIATED BRITISH FOODS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ABF CINS G05600138 12/06/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Emma Adamo Mgmt For For For 5 Elect John G. Bason Mgmt For For For 6 Elect Timothy Clarke Mgmt For For For 7 Elect Lord Michael Jay Mgmt For For For 8 Elect Javier Ferran Mgmt For For For 9 Elect Charles Sinclair Mgmt For For For 10 Elect Peter A. Smith Mgmt For For For 11 Elect George G. Weston Mgmt For For For 12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 17 Approval of Long Term Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- ASTELLAS PHARMA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4503 CINS J03393105 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masafumi Nogimori Mgmt For For For 4 Elect Yoshihiko Hatanaka Mgmt For For For 5 Elect Yoshiroh Miyokawa Mgmt For For For 6 Elect Naoki Aikawa Mgmt For For For 7 Elect Yutaka Kase Mgmt For For For 8 Elect Hironobu Yasuda Mgmt For For For 9 Elect Etsuko Okajima @ Etsuko Mino Mgmt For For For 10 Elect Tomokazu Fujisawa Mgmt For Against Against 11 Elect Toshiko Oka Mgmt For For For 12 Bonus Mgmt For For For 13 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CINS G0593M107 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Leif Johansson Mgmt For For For 6 Elect Pascal Soriot Mgmt For For For 7 Elect Marc Dunoyer Mgmt For For For 8 Elect Genevieve B. Berger Mgmt For For For 9 Elect D. Bruce Burlington Mgmt For For For 10 Elect Ann Cairns Mgmt For For For 11 Elect Graham Chipchase Mgmt For For For 12 Elect Jean-Philippe Courtois Mgmt For Against Against 13 Elect Rudy H.P. Markham Mgmt For For For 14 Elect Nancy Rothwell Mgmt For For For 15 Elect Shriti Vadera Mgmt For For For 16 Elect John S. Varley Mgmt For For For
17 Elect Marcus Wallenberg Mgmt For Against Against 18 Remuneration Report (Advisory) Mgmt For For For 19 Remuneration Policy (Binding) Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 25 Performance Share Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- ASX LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ASX CINS Q0604U105 09/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Shane D. Finemore Mgmt For For For 3 Elect Kenneth R. Henry Mgmt For For For 4 Equity Grant (MD/CEO Elmer Kupper) Mgmt For For For 5 Remuneration report Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ATLANTIA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATL CINS T05404107 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Authority to Repurchase and Reissue Mgmt For For For Shares 4 Remuneration Report Mgmt For Against Against 5 Amendment of Stock Option Plan 2011 Mgmt For For For and Stock Grant MBO Plan 6 Phantom Stock Option Plan 2014 Mgmt For Against Against 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- ATLANTIA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATL CINS T05404107 08/08/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Supplementary Clause to Merger by Mgmt For For For Incorporation of Gemina S.p.A. 3 Revocation of Approval for Merger by Mgmt For For For Incorporation of Gemina S.p.A. ---------------------------------------------------------------------------------------------------------- ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ATCO-A CINS W10020118 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Allocation of Profits/Dividends Mgmt For For For 14 Dividend Record Date Mgmt For For For 15 Board Size and Number of Auditors Mgmt For For For 16 Election of Directors; Appointment of Mgmt For Against Against Auditor 17 Directors' and Auditor's Fees Mgmt For For For 18 Remuneration Guidelines Mgmt For For For 19 Performance Option Plan 2014 Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For Pursuant to 2014 Performance Option Plan 21 Authority to Repurchase Shares Mgmt For For For Pursuant to Directors' Fees 22 Authority to Transfer Treasury Shares Mgmt For For For Pursuant to 2014 Performance Option Plan 23 Authority to Issue Treasury Shares Mgmt For For For Pursuant to Directors' Fees 24 Authority to Issue Treasury Shares Mgmt For For For Pursuant to 2009 2010 and 2011 Stock Option Plans 25 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ATCO-A CINS W10020134 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Allocation of Profits/Dividends Mgmt For For For 14 Dividend Record Date Mgmt For For For 15 Board Size and Number of Auditors Mgmt For For For 16 Election of Directors; Appointment of Mgmt For Against Against Auditor 17 Directors' and Auditor's Fees Mgmt For For For 18 Remuneration Guidelines Mgmt For For For 19 Performance Option Plan 2014 Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For Pursuant to 2014 Performance Option Plan 21 Authority to Repurchase Shares Mgmt For For For Pursuant to Directors' Fees 22 Authority to Transfer Treasury Shares Mgmt For For For Pursuant to 2014 Performance Option Plan 23 Authority to Issue Treasury Shares Mgmt For For For Pursuant to Directors' Fees 24 Authority to Issue Treasury Shares Mgmt For For For Pursuant to 2009 2010 and 2011 Stock Option Plans 25 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ATOS ORIGIN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ATO CINS F06116101 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Elect Nicolas Bazire Mgmt For For For 10 Elect Roland Busch Mgmt For For For 11 Elect Colette Neuville Mgmt For For For 12 Elect Michel Paris Mgmt For Against Against 13 Appointment of Auditor (Grant Thornton) Mgmt For For For 14 Appointment of Alternate Auditor Mgmt For For For (Cabinet IGEC) 15 Remuneration of Thierry Breton, Mgmt For Against Against Chairman and CEO 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 18 Authority to Issue Shares w/ Mgmt For Abstain Against Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For Abstain Against Preemptive Rights 20 Authority to Issue Shares Through Mgmt For Abstain Against Private Placement w/o Preemptive Rights 21 Authority to Increase Capital in Mgmt For Abstain Against Consideration for Contributions in Kind 22 Greenshoe Mgmt For Abstain Against 23 Increase in Authorized Capital Through Mgmt For For For Capitalizations 24 Employee Stock Purchase Plan Mgmt For For For 25 Adoption of Performance Share Plan Mgmt For Against Against 26 Amend Article 17 Mgmt For For For 27 Amend Article 7 Mgmt For For For 28 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- ATOS ORIGIN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ATO CINS F06116101 12/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Advisory Vote on the Company's Mgmt For For For Orientations for 2016 5 Authority to Repurchase Shares Mgmt For For For 6 Authorization of Legal Formalities Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- AUCKLAND INTERNATIONAL AIRPORT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AIA CINS Q06213104 02/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special New Zealand FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Approve Capital Return Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- AUCKLAND INTERNATIONAL AIRPORT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AIA CINS Q06213104 10/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual New Zealand FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Brett Godfrey Mgmt For For For 3 Re-elect Henry van der Heyden Mgmt For For For 4 Elect Michelle Guthrie Mgmt For For For 5 Approve Increase in NEDs' Fee Cap Mgmt For For For 6 Authorise Board to Set Auditor's Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- AURIZON HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AZJ CINS Q0695Q104 11/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Russell R. Caplan Mgmt For For For 3 Re-elect Andrea Staines Mgmt For For For 4 Re-elect Gene T. Tilbrook Mgmt For For For 5 Equity Grant (MD/CEO Lance Hockridge) Mgmt For For For 6 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ANZ CINS Q09504137 12/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For
3 Equity Grant (CEO Michael Smith) Mgmt For For For 4 Approve Preference Shares Buy-Back Mgmt For For For 5 Approve Convertible Preference Shares Mgmt For For For Buy-Back 6 Approve Convertible Preference Shares Mgmt For For For Buy-Back 7 Ratify Placement of Securities Mgmt For For For 8 Elect Graeme R. Liebelt Mgmt For For For 9 Re-elect Ian J. Macfarlane Mgmt For For For 10 Elect David Barrow Mgmt Against Against For ---------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Patricia Cross Mgmt For For For 6 Elect Michael Mire Mgmt For For For 7 Elect Thomas Stoddard Mgmt For For For 8 Elect Glyn Barker Mgmt For For For 9 Elect Michael Hawker Mgmt For For For 10 Elect Gay Huey Evans Mgmt For For For 11 Elect John McFarlane Mgmt For For For 12 Elect Sir Adrian Montague Mgmt For For For 13 Elect Robert W. Stein Mgmt For For For 14 Elect Scott Wheway Mgmt For For For 15 Elect Mark Wilson Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Repurchase 8 3/4% Mgmt For For For Preference Shares 23 Authority to Repurchase 8 3/8% Mgmt For For For Preference Shares 24 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- AXA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CS CINS F06106102 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Remuneration of Henri de Castries, CEO Mgmt For For For 8 Remuneration of Denis Duverne, Deputy Mgmt For For For CEO 9 Related Party Transactions Mgmt For For For 10 Severance Agreement and Retirement Mgmt For For For Benefits of Henri de Castries, CEO 11 Severance Agreement and Retirement Mgmt For For For Benefits of Denis Duverne, Deputy CEO 12 Elect Henri de Castries Mgmt For For For 13 Elect Norbert Dentressangle Mgmt For For For 14 Elect Denis Duverne Mgmt For For For 15 Elect Isabelle Kocher Mgmt For For For 16 Elect Suet-Fern Lee Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Employee Stock Purchase Plan Mgmt For For For 20 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 21 Authority to Grant Stock Options Mgmt For For For 22 Authority to Grant Restricted Stock Mgmt For For For 23 Authority to Reduce Share Capital Mgmt For For For 24 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- AXEL SPRINGER SE TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CINS D76169115 04/16/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A
9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Ratification of Friede Springer Mgmt For TNA N/A 11 Elect Oliver Heine Mgmt For TNA N/A 12 Elect Rudolf Knepper Mgmt For TNA N/A 13 Elect Lothar Lanz Mgmt For TNA N/A 14 Elect Nicola Leibinger-Kammuller Mgmt For TNA N/A 15 Elect Wolf Lepenies Mgmt For TNA N/A 16 Elect Wolfgang Reitzle Mgmt For TNA N/A 17 Elect Friede Springer Mgmt For TNA N/A 18 Elect Martin Varsavsky Mgmt For TNA N/A 19 Elect Giuseppe Vita Mgmt For TNA N/A 20 Spin-off and Transfer of Mgmt For TNA N/A Achtundsechzigste "Media" and Neunundsechzigste "Media" 21 Spin-off and Transfer of Siebzigste Mgmt For TNA N/A "Media" 22 Spin-off and Transfer of Mgmt For TNA N/A Einundsiebzigste "Media" 23 Appointment of Auditor for 2014 Mgmt For TNA N/A Financial Statements 24 Appointment of Auditor for 2014 Mgmt For TNA N/A Mid-Year Financial Report 25 Appointment of Auditor for Spin-off Mgmt For TNA N/A and Transfer Agreements 26 Authority to Repurchase Shares Mgmt For TNA N/A 27 Authority to Omit Disclosure Required Mgmt For TNA N/A by Relevant Legal Codes 28 Authority to Omit Individualized Mgmt For TNA N/A Executive Compensation Disclosure 29 Amendments to Articles Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BAB CINS G0689Q152 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Acquisition of Avincis Mgmt For For For ---------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BAB CINS G0689Q152 07/11/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael J. Turner Mgmt For For For 5 Elect Peter Rogers Mgmt For For For
6 Elect William Tame Mgmt For For For 7 Elect Archie Bethel Mgmt For For For 8 Elect Kevin Thomas Mgmt For For For 9 Elect Kate Swann Mgmt For For For 10 Elect Justin Crookenden Mgmt For For For 11 Elect Sir David Omand Mgmt For For For 12 Elect Ian Duncan Mgmt For For For 13 Elect John Davies Mgmt For For For 14 Elect Anna Stewart Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CINS G06940103 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Paul M. Anderson Mgmt For For For 6 Elect Harriet Green Mgmt For For For 7 Elect Ian G. King Mgmt For For For 8 Elect Peter Lynas Mgmt For For For 9 Elect Paula Rosput Reynolds Mgmt For For For 10 Elect Nicholas Rose Mgmt For For For 11 Elect Carl G. Symon Mgmt For For For 12 Elect Roger Carr Mgmt For For For 13 Elect Gerard J. DeMuro Mgmt For For For 14 Elect Chris Grigg Mgmt For For For 15 Elect Ian Tyler Mgmt For Against Against 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Long-Term Incentive Plan Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- BALOISE HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BALN CINS H04530202 04/24/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Amendments to Articles (Elections) Mgmt For TNA N/A 6 Amendments to Articles (Board Size) Mgmt For TNA N/A 7 Amendments to Articles (Terms of Mgmt For TNA N/A Office) 8 Amendments to Articles (Board Mgmt For TNA N/A Committees) 9 Amendments to Articles (Duties; Mgmt For TNA N/A Contracts) 10 Amendments to Articles (Remuneration) Mgmt For TNA N/A 11 Amendments to Articles (Remuneration Mgmt For TNA N/A Report) 12 Amendments to Articles (Voting Rights) Mgmt For TNA N/A 13 Amendments to Articles (Auditors) Mgmt For TNA N/A 14 Elect Michael Becker Mgmt For TNA N/A 15 Elect Andreas Beerli Mgmt For TNA N/A 16 Elect Georges-Antoine de Boccard Mgmt For TNA N/A 17 Elect Andreas Burckhardt Mgmt For TNA N/A 18 Elect Karin Keller-Sutter Mgmt For TNA N/A 19 Elect Werner Kummer Mgmt For TNA N/A 20 Elect Thomas Pleines Mgmt For TNA N/A 21 Elect Eveline Saupper Mgmt For TNA N/A 22 Elect Christoph Gloor Mgmt For TNA N/A 23 Election of Chairman Mgmt For TNA N/A 24 Elect Georges-Antoine de Boccard as Mgmt For TNA N/A Compensation Committee Member 25 Elect Karin Keller-Sutter as Mgmt For TNA N/A Compensation Committee Member 26 Elect Thomas Pleines as Compensation Mgmt For TNA N/A Committee Member 27 Elect Eveline Saupper as Compensation Mgmt For TNA N/A Committee Member 28 Appointment of Independent Proxy Mgmt For TNA N/A 29 Appointment of Auditor Mgmt For TNA N/A
30 Board Fees Mgmt For TNA N/A 31 Fixed Executive Remuneration Mgmt For TNA N/A 32 Bonus (Executive Committee) Mgmt For TNA N/A 33 Transaction of Other Business Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- BANCA MONTE DEI PASCHI DI SIENA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMPS CINS T1188A116 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Losses 4 Remuneration report Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BANCA MONTE DEI PASCHI DI SIENA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMPS CINS T1R00V745 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights ---------------------------------------------------------------------------------------------------------- BANCA MONTE DEI PASCHI DI SIENA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMPS CINS T1188A116 07/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Resolution Pursuant to Decree 161/1998 Mgmt N/A Abstain N/A 4 Election of Statutory Auditors Mgmt For Abstain Against 5 Amendments to Articles Mgmt For For For
---------------------------------------------------------------------------------------------------------- BANCA MONTE DEI PASCHI DI SIENA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMPS CINS T1188A116 12/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 4 Reverse Stock Split Mgmt For For For 5 Election of Directors Mgmt For Abstain Against 6 Cancellation of Shares Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBVA CINS E11805103 03/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 3 Elect Tomas Alfaro Drake Mgmt For For For 4 Elect Carlos Loring Martinez de Irujo Mgmt For For For 5 Elect Jose Luis Palao Garcia-Suelto Mgmt For For For 6 Elect Susana Rodriguez Vidarte Mgmt For For For 7 Elect Jose Manuel Gonzalez-Paramo Mgmt For For For Martinez-Murillo 8 Elect Lourdes Maiz Carro Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Bonus Issue Mgmt For For For 11 Bonus Issue Mgmt For For For 12 Bonus Issue Mgmt For For For 13 Bonus Issue Mgmt For For For 14 Long-Term Incentive Plan Mgmt For For For 15 Maximum Variable Pay Ratio Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Carry Out Formalities Mgmt For For For 18 Remuneration Report Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- BANCO DE SABADELL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SAB CINS E15819191 03/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 3 Capitalization of Reserves for Bonus Mgmt For For For Issue 4 Elect David Martinez Guzman Mgmt For For For 5 Elect Sol Daurella Comadran Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Remuneration Report Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Maximum Pay Ratio Mgmt For Against Against 11 Deferred Bonus Plan Mgmt For For For 12 Long-Term Incentive Plan Mgmt For Against Against 13 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights 14 Authority to Issue Non-Convertible Mgmt For For For Debt Instruments 15 Authority to Issue Convertible Debt Mgmt For For For Instruments 16 Authority to Repurchase Shares and Mgmt For For For Cancel Treasury Shares 17 Appointment of Auditor Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BANCO ESPIRITO SANTO S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BES CINS X0346X153 05/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Individual Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr N/A For N/A Ratification of Board and Supervisory Council Acts 6 Remuneration Report Mgmt For For For 7 Continuance of Operation of Subsidiary Mgmt For For For 8 Authority for the Company and Mgmt For For For Subsidiaries to Trade in Company Stock and Bonds 9 Approval to Subject the Spanish Branch Mgmt For For For to Spanish Legislation 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- BANCO POPULAR ESPANOL, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS POP CINS E2R98T283 04/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 4 Elect Antonio del Valle Ruiz Mgmt For Against Against 5 Elect Angel Carlos Ron Guimil Mgmt For For For 6 Elect Roberto Higuera Montejo Mgmt For For For 7 Elect Vicente Tardio Barutel Mgmt For For For 8 Amendments to Articles Regaring Board Mgmt For For For Size 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Scrip Dividend Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Scrip Dividend Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Scrip Dividend Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Scrip Dividend Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Capitalization of Reserves for Scrip Mgmt For For For Dividend 22 Share-Based Bonus Plan Mgmt For For For 23 Remuneration Report Mgmt For For For 24 Authorization of Legal Formalities Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BANCO SANTANDER S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CINS E19790109 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Javier Marin Romano Mgmt For For For 5 Elect Juan-Miguel Villar Mir Mgmt For For For 6 Elect Sheila C. Bair Mgmt For For For 7 Elect Ana Patricia Botin-Sanz de Mgmt For Against Against Sautuola y O'Shea 8 Elect Rodrigo Echenique Gordillo Mgmt For For For
9 Elect Esther Gimenez-Salinas i Colomer Mgmt For For For 10 Elect Vittorio Corbo Lioi Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Amendments to Articles 42, 58, 59. Mgmt For For For 14 Amendments to Articles 48, 49, 50, 53, Mgmt For For For 54, 62 and Include Articles 49bis and 54bis. 15 Amendments to Article 18. Mgmt For For For 16 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Scrip Dividend Mgmt For For For 19 Scrip Dividend Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Scrip Dividend Mgmt For For For 22 Authority to Issue Convertible Debt Mgmt For For For Instruments w/o Pre-emptive Rights 23 Authority to Issue Non-convertible Mgmt For For For Debt Instruments 24 Maximum Pay Ratio Mgmt For For For 25 Deferred and Conditional Variable Mgmt For For For Remuneration Plan 26 Performance Shares plan Mgmt For For For 27 Employee Share Purchase Plan - Mgmt For For For Santander UK plc 28 Employee Share Purchase Plan - Mgmt For For For Santander Insurance Services Limited 29 Authorization of Legal Formalities Mgmt For For For 30 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- BANK HAPOALIM TICKER SECURITY ID: MEETING DATE MEETING STATUS POLI CINS M1586M115 02/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For ---------------------------------------------------------------------------------------------------------- BANK HAPOALIM TICKER SECURITY ID: MEETING DATE MEETING STATUS POLI CINS M1586M115 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Yosef Yarom Mgmt For For For
---------------------------------------------------------------------------------------------------------- BANK HAPOALIM TICKER SECURITY ID: MEETING DATE MEETING STATUS POLI CINS M1586M115 09/12/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For Against Against 3 Elect Mali Baron Mgmt For For For 4 Elect Yacov Peer Mgmt For For For ---------------------------------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUMI CINS M16043107 02/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy (2013) Mgmt For For For 3 Compensation Policy (2014-2016) Mgmt For For For 4 Chairman Bonus (2013) Mgmt For For For 5 Chairman Bonus (2014-2016) Mgmt For For For 6 CEO Severance Terms Mgmt For For For 7 CEO Bonus (2013) Mgmt For For For 8 CEO Bonus (2014-2016) Mgmt For For For 9 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUMI CINS M16043107 10/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect David Brodet Mgmt N/A For N/A 6 Elect Moshe Dovrat Mgmt N/A For N/A 7 Elect Yoav Nardi Mgmt N/A Abstain N/A 8 Elect Avia Alef Mgmt N/A For N/A 9 Elect Eti Langermann Mgmt N/A For N/A 10 Elect Nurit Segal Mgmt N/A For N/A 11 Elect Mohammad Sayad Ahmed Mgmt N/A Abstain N/A 12 Elect Pinhas Barel Buchris Mgmt N/A Abstain N/A 13 Elect Shai Hermesh Mgmt N/A Abstain N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Gabriela Shalev Mgmt N/A For N/A 16 Elect Avi Bazura Mgmt N/A Abstain N/A 17 Related Party Transactions Mgmt For Abstain Against 18 Confirm Election of Haim Samet Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BANK OF IRELAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BKIR CINS G49374146 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Other Ireland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Elect Brad Martin Mgmt For For For 4 Elect Kent Atkinson Mgmt For For For 5 Elect Richie Boucher Mgmt For For For 6 Elect Pat Butler Mgmt For For For 7 Elect Patrick Haren Mgmt For For For 8 Elect Archie G. Kane Mgmt For For For 9 Elect Andrew Keating Mgmt For For For 10 Elect Patrick Kennedy Mgmt For For For 11 Elect Davida Marston Mgmt For For For 12 Elect Patrick Mulvihill Mgmt For For For 13 Elect Patrick O'Sullivan Mgmt For For For 14 Elect Wilbur L. Ross, Jr. Mgmt For Against Against 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Set Price Range for Mgmt For For For Re-Issuance of Treasury Shares 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (FOR CASH; 5%) 18 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights (OTHER THAN FOR CASH; 10%) 19 Authority to Issue Equity Convertible Mgmt For For For Notes 20 Authority to Set General Court Notice Mgmt For Against Against Period at 14 Days ---------------------------------------------------------------------------------------------------------- BANK OF KYOTO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8369 CINS J03990108 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yasuo Kashihara Mgmt For Against Against 4 Elect Hideo Takasaki Mgmt For For For 5 Elect Hisayoshi Nakamura Mgmt For For For 6 Elect Yoshio Nishi Mgmt For For For 7 Elect Katsuyuki Toyobe Mgmt For For For 8 Elect Masayuki Kobayashi Mgmt For For For
9 Elect Junji Inoguchi Mgmt For For For 10 Elect Nobuhiro Doi Mgmt For For For 11 Elect Takayuki Matsumura Mgmt For For For 12 Elect Masahiko Naka Mgmt For For For 13 Elect Hiroshi Hitomi Mgmt For For For 14 Elect Masaya Anami Mgmt For For For 15 Elect Toshiroh Iwahashi Mgmt For For For 16 Elect Akio Kioi as Alternate Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- BANK OF YOKOHAMA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8332 CINS J04242103 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tatsumaro Terazawa Mgmt For For For 3 Elect Chiyuki Ohkubo Mgmt For For For 4 Elect Kengo Takano Mgmt For For For 5 Elect Atsushi Mochizuki Mgmt For For For 6 Elect Susumu Koshida Mgmt For For For 7 Elect Yasuyoshi Ohya Mgmt For For For 8 Elect Kenichi Kawamura Mgmt For For For 9 Elect Yasuhiro Shibuya Mgmt For For For 10 Elect Harumi Sakamoto Mgmt For For For 11 Elect Minoru Morio Mgmt For For For 12 Elect Osamu Ishida as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- BANKIA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BKIA CINS E2R23Z123 03/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Individual Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Amendments to Articles Regarding Share Mgmt For For For Capital 7 Amendments to Articles Regarding Mgmt For For For General Meeting 8 Amendments to Articles Regarding Board Mgmt For For For of Directors 9 Amendments to Articles Regarding Board Mgmt For For For Committees 10 Amendments to Articles Regarding Mgmt For For For Corporate Governance
11 Amendments to General Meeting Mgmt For For For Regulations 12 Amendments to General Meeting Mgmt For For For Regulations Regarding Shareholder Rights 13 Amendments to General Meeting Mgmt For For For Regulations 14 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights 15 Authority to Issue Convertible Debt Mgmt For For For Instruments 16 Authority to Issue Debt Instruments Mgmt For For For 17 Authority to Repurchase Shares and Mgmt For For For Cancel Treasury Shares 18 Authority to Carry Out Formalities Mgmt For For For 19 Remuneration Report Mgmt For For For 20 Report on Amendments to Board of Mgmt For For For Directors Regulations 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BANQUE CANTONALE VAUDOISE TICKER SECURITY ID: MEETING DATE MEETING STATUS BCVN CINS H0482P863 05/01/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Dividends from Reserves Mgmt For TNA N/A 7 Amendments to Articles Relating to Mgmt For TNA N/A VeguV 8 Elect Ingrid Deltenre Mgmt For TNA N/A 9 Appointment of Independent Proxy Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BARC CINS G08036124 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For Against Against 3 Remuneration Policy (Binding) Mgmt For For For 4 Maximum Variable Pay Ratio Mgmt For For For 5 Elect Mike Ashley Mgmt For For For 6 Elect Wendy Lucas-Bull Mgmt For For For
7 Elect Tushar Morzaria Mgmt For For For 8 Elect Frits van Paasschen Mgmt For For For 9 Elect Stephen G. Thieke Mgmt For For For 10 Elect Tim Breedon Mgmt For For For 11 Elect Reuben Jeffery III Mgmt For For For 12 Elect Antony Jenkins Mgmt For For For 13 Elect Dambisa Moyo Mgmt For For For 14 Elect Sir Michael Rake Mgmt For For For 15 Elect Diane de Saint Victor Mgmt For For For 16 Elect Sir John Sunderland Mgmt For For For 17 Elect Sir David Walker Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Equity Conversion Mgmt For For For Notes w/ Preemptive Rights 24 Authority to Issue Equity Conversion Mgmt For For For Notes w/o Preemptive Rights 25 Authority to Repurchase Shares Mgmt For For For 26 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- BARRY CALLEBAUT TICKER SECURITY ID: MEETING DATE MEETING STATUS BARN CINS H05072105 12/11/2013 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Annual Report Mgmt For TNA N/A 3 Remuneration Report Mgmt For TNA N/A 4 Approval of Financial Statements Mgmt For TNA N/A 5 Transfer of Reserves Mgmt For TNA N/A 6 Dividends from Reserves Mgmt For TNA N/A 7 Allocation of Retained Earnings Mgmt For TNA N/A 8 Ratification of Board and Management Mgmt For TNA N/A Acts 9 Elect Andreas Jacobs Mgmt For TNA N/A 10 Elect Andreas Schmid Mgmt For TNA N/A 11 Elect Fernando Aguirre Mgmt For TNA N/A 12 Elect Jakob Baer Mgmt For TNA N/A 13 Elect James L. Donald Mgmt For TNA N/A 14 Elect Nicolas Jacobs Mgmt For TNA N/A 15 Elect Timothy E. Minges Mgmt For TNA N/A 16 Elect Ajai Puri Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A 18 In the case of ad-hoc/Miscellaneous ShrHldr N/A TNA N/A shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. 19 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/02/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Supervisory Board Acts Mgmt For TNA N/A 9 Ratification of Management Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Elect Alison J. Carnwath Mgmt For TNA N/A 12 Elect Francois Diederich Mgmt For TNA N/A 13 Elect Michael Diekmann Mgmt For TNA N/A 14 Elect Franz Fehrenbach Mgmt For TNA N/A 15 Elect Jurgen Hambrecht Mgmt For TNA N/A 16 Elect Anke Schaferkordt Mgmt For TNA N/A 17 Increase in Authorized Capital Mgmt For TNA N/A 18 Amendments to Control Agreement with Mgmt For TNA N/A BASF Plant Science Company GmbH 19 Amendments to Control Agreement with Mgmt For TNA N/A BASF Pigment GmbH 20 Amendments to Control Agreement with Mgmt For TNA N/A BASF Immobilien-Gesellschaft mbH 21 Amendments to Control Agreement with Mgmt For TNA N/A BASF Handels- und Exportgesellschaft mbH 22 Amendments to Control Agreement with Mgmt For TNA N/A LUWOGE GmbH 23 Amendments to Control Agreement with Mgmt For TNA N/A BASF Schwarzeide GmbH 24 Amendments to Control Agreement with Mgmt For TNA N/A BASF Coatings GmbH 25 Amendments to Control Agreement with Mgmt For TNA N/A BASF Polyurethanes GmbH 26 Amendments to Control Agreement with Mgmt For TNA N/A BASF New Business GmbH
---------------------------------------------------------------------------------------------------------- BAYER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BAY CINS D0712D163 04/29/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Presentation of Accounts and Reports; Mgmt For TNA N/A Allocation of Profits/Dividends 7 Ratification of Management Board Acts Mgmt For TNA N/A 8 Ratification of Supervisory Board Acts Mgmt For TNA N/A 9 Elect Simone Bagel-Trah Mgmt For TNA N/A 10 Elect Ernst-Ludwig Winnacker Mgmt For TNA N/A 11 Increase in Authorized Capital I Mgmt For TNA N/A 12 Increase in Authorized Capital II Mgmt For TNA N/A 13 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital 14 Authority to Repurchase Shares Mgmt For TNA N/A 15 Authority to Repurchase Shares Using Mgmt For TNA N/A Equity Derivatives 16 Intra-Company Control Agreement with Mgmt For TNA N/A Bayer Business Services GmbH 17 Intra-Company Control Agreement with Mgmt For TNA N/A Bayer Technology Services GmbH 18 Intra-Company Control Agreement with Mgmt For TNA N/A Bayer US IP GmbH 19 Intra-Company Control Agreement Mgmt For TNA N/A Contract with Bayer Bitterfeld GmbH 20 Intra-Company Control Agreement with Mgmt For TNA N/A Bayer Innovation GmbH 21 Intra-Company Control Agreement with Mgmt For TNA N/A Bayer Real Estate GmbH 22 Intra-Company Control Agreement with Mgmt For TNA N/A Erste K-W-A Beteiligungsgesellschaft mbH 23 Intra-Company Control Agreement with Mgmt For TNA N/A Zweite K-W-A Beteiligungsgesellschaft mbH 24 Appointment of Auditor Mgmt For TNA N/A
---------------------------------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG (BMW) TICKER SECURITY ID: MEETING DATE MEETING STATUS BMW CINS D12096109 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Franz Markus Haniel Mgmt For For For 10 Elect Susanne Klatten Mgmt For For For 11 Elect Robert W. Lane Mgmt For For For 12 Elect Wolfgang Mayrhuber Mgmt For Against Against 13 Elect Stefan Quandt Mgmt For Against Against 14 Authority to Repurchase Shares for Mgmt For For For Employee Share Scheme 15 Increase in Authorized Capital for Mgmt For For For Employee Share Scheme 16 Compensation Policy Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG (BMW) TICKER SECURITY ID: MEETING DATE MEETING STATUS BMW CINS D12096125 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Increase in Authorized Capital for Mgmt For For For Employee Share Scheme
---------------------------------------------------------------------------------------------------------- BEIERSDORF AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BEI CINS D08792109 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Michael Herz Mgmt For For For 10 Elect Hans Holzgreve Mgmt For Against Against 11 Elect Christine Martel Mgmt For For For 12 Elect Isabelle Parize Mgmt For For For 13 Elect Reinhard Pollath Mgmt For Against Against 14 Elect Poul Weihrauch Mgmt For For For 15 Elect Beatrice Dreyfus as Alternate Mgmt For For For Member 16 Amendments to Intra-Company Contracts Mgmt For For For ---------------------------------------------------------------------------------------------------------- BELGACOM SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BELG CINS B10414116 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 9 Remuneration Report Mgmt For For For 10 Ratification of Board Acts Mgmt For For For 11 Ratification of Board Acts for Retired Mgmt For For For Directors 12 Ratification of Board of Auditors' Acts Mgmt For For For 13 Ratification of Statutory Auditor's Mgmt For For For Acts 14 Election of Directors Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- BELGACOM SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BELG CINS B10414116 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Increase in Authorized Capital Mgmt For For For 4 Increase in Authorized Capital as Mgmt For Against Against Takeover Defense 5 Amendments to Articles Mgmt For For For 6 Amendments to Articles Mgmt For For For (Dematerialization of Shares) 7 Amendments to Articles Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares as a Mgmt For Against Against Takeover Defense 10 Amendments to Articles Mgmt For For For (Dematerialization of Shares) 11 Amendments to Articles Mgmt For For For (Dematerialization of Shares) 12 Coordination of Articles Mgmt For For For 13 Coordination of Articles (Publication Mgmt For For For on Website) 14 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BENDIGO AND ADELAIDE BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CINS Q1458B102 10/28/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Richard Hubbard Mgmt For For For 3 Re-elect James (Jim) Hazel Mgmt For For For 4 Re-elect Robert Johanson Mgmt For For For 5 Re-elect David Matthews Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (MD/CEO Mike Hirst) Mgmt For For For ---------------------------------------------------------------------------------------------------------- BENESSE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9783 CINS J0429N102 06/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Eikoh Harada Mgmt For For For 4 Elect Tamotsu Fukushima Mgmt For For For 5 Elect Kenichi Fukuhara Mgmt For For For 6 Elect Hitoshi Kobayashi Mgmt For For For 7 Elect Eiji Aketa Mgmt For For For 8 Elect Tamotsu Adachi Mgmt For For For 9 Elect Daisuke Iwase Mgmt For For For 10 Elect Shinjiroh Iwata Mgmt For For For 11 Elect Kiyoyuki Tsujimura Mgmt For For For 12 Elect Hideaki Fukutake Mgmt For For For 13 Directors' Fees Mgmt For For For
---------------------------------------------------------------------------------------------------------- BEZEQ THE ISRAEL TELECOMMUNICATION CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEZQ CINS M2012Q100 01/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ytzhak Edelman Mgmt For For For 3 Related Party Transaction Mgmt For For For 4 Related Party Transaction Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BEZEQ THE ISRAEL TELECOMMUNICATION CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEZQ CINS M2012Q100 03/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Compensation Policy Mgmt For For For 4 CEO Bonus Scheme for 2014 Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BEZEQ THE ISRAEL TELECOMMUNICATION CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEZQ CINS M2012Q100 03/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For ---------------------------------------------------------------------------------------------------------- BEZEQ THE ISRAEL TELECOMMUNICATION CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEZQ CINS M2012Q100 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Shaul Elovitch Mgmt For For For 5 Elect Or Elovitch Mgmt For Against Against
6 Elect Orna Elovitch Peled Mgmt For For For 7 Elect Amikam Shorer Mgmt For Against Against 8 Elect Felix Cohen Mgmt For For For 9 Elect Eldad Ben Moshe Mgmt For For For 10 Elect Yehoshua Rosenzweig Mgmt For For For 11 Elect Rami Nomkin Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Bonus of Previous CEO Mgmt For For For ---------------------------------------------------------------------------------------------------------- BEZEQ THE ISRAEL TELECOMMUNICATION CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEZQ CINS M2012Q100 08/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BEZEQ THE ISRAEL TELECOMMUNICATION CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEZQ CINS M2012Q100 09/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For ---------------------------------------------------------------------------------------------------------- BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BG CINS G1245Z108 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For Against Against 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Simon J. Lowth Mgmt For For For 6 Elect Pam Daley Mgmt For For For 7 Elect Martin Ferguson Mgmt For For For 8 Elect Vivienne Cox Mgmt For For For 9 Elect Chris Finlayson Mgmt For For For 10 Elect Andrew Gould Mgmt For For For 11 Elect Baroness Hogg Mgmt For For For 12 Elect John Hood Mgmt For For For 13 Elect Caio Koch-Weser Mgmt For For For 14 Elect LIM Haw Kuang Mgmt For For For 15 Elect Sir David Manning Mgmt For For For
16 Elect Mark Seligman Mgmt For For For 17 Elect Patrick W. Thomas Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/21/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports (BHP Billiton plc Mgmt For For For & BHP Billiton Limited) 3 Appoint Auditor (BHP Billiton plc) Mgmt For For For 4 Authorise Board to Set Auditor's Fees Mgmt For For For (BHP Billiton plc) 5 Authorise Board to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 6 Authorise Board to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 7 Authorise Board to Repurchase Shares Mgmt For For For (BHP Billiton plc) 8 Remuneration Report Mgmt For For For 9 Adopt New Long Term Incentive Plan Mgmt For For For 10 Equity Grant (CEO Andrew Mackenzie) Mgmt For For For 11 Elect Andrew Mackenzie Mgmt For For For 12 Re-elect Malcolm Broomhead Mgmt For For For 13 Re-elect Sir John Buchanan Mgmt For For For 14 Re-elect Carlos Cordeiro Mgmt For For For 15 Re-elect David Crawford Mgmt For For For 16 Re-elect Pat Davies Mgmt For For For 17 Re-elect Carolyn Hewson Mgmt For For For 18 Re-elect Lindsay P. Maxsted Mgmt For For For 19 Re-elect Wayne Murdy Mgmt For For For 20 Re-elect Keith C. Rumble Mgmt For For For 21 Re-elect John Schubert Mgmt For For For 22 Re-elect Shriti Vadera Mgmt For For For 23 Re-elect Jacques Nasser Mgmt For For For 24 Elect Ian Dunlop ShrHldr Against Against For
---------------------------------------------------------------------------------------------------------- BHP BILLITON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BLT CINS G10877101 10/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports (BHP Billiton plc Mgmt For For For & BHP Billiton Limited) 2 Appointment of Auditor (BHP Billiton Mgmt For For For plc) 3 Authority to Set Auditor's Fees Mgmt For For For 4 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 5 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 6 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 7 Directors' Remuneration Report Mgmt For For For 8 Adoption of New Long Term Incentive Mgmt For For For Plan 9 Approval of Equity Grant (CEO Andrew Mgmt For For For Mackenzie) 10 Elect Andrew Mackenzie Mgmt For For For 11 Elect Malcolm Broomhead Mgmt For For For 12 Elect Sir John Buchanan Mgmt For For For 13 Elect Carlos Cordeiro Mgmt For For For 14 Elect David Crawford Mgmt For For For 15 Elect Pat Davies Mgmt For For For 16 Elect Carolyn Hewson Mgmt For For For 17 Elect Lindsay P. Maxsted Mgmt For For For 18 Elect Wayne Murdy Mgmt For For For 19 Elect Keith C. Rumble Mgmt For For For 20 Elect John Schubert Mgmt For For For 21 Elect Shriti Vadera Mgmt For For For 22 Elect Jacques Nasser Mgmt For For For 23 Elect Ian Dunlop ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------- BIC (SOCIETE BIC) TICKER SECURITY ID: MEETING DATE MEETING STATUS BB CINS F10080103 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For
7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Francois Bich Mgmt For For For 10 Elect Marie-Pauline Chandon-Moet Mgmt For For For 11 Elect Frederic Rostand Mgmt For For For 12 Remuneration of Bruno Bich, Chairman Mgmt For For For of the Board of Directors 13 Remuneration of Mario Guevara, Mgmt For For For Director and CEO 14 Remuneration of Francois Bich, Mgmt For For For Executive Vice-President 15 Remuneration of Marie-Aimee Mgmt For For For Bich-Dufour, Executive Vice-President 16 Authority to Cancel Shares and Reduce Mgmt For For For Capital 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Greenshoe Mgmt For For For 19 Authority to Increase Capital Through Mgmt For For For Capitalizations 20 Employee Stock Purchase Plan Mgmt For For For 21 Disapplication of Preemptive Rights Mgmt For For For Pursuant to Employee Stock Purchase Plan 22 Amendment Regarding Share Ownership Mgmt For Against Against Disclosure Requirements 23 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS BNP CINS F1058Q238 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Baudouin Prot Mgmt For Against Against 11 Elect Fields Wicker-Miurin Mgmt For For For 12 Ratify the Co-option of Monique Cohen Mgmt For For For 13 Elect Daniela Schwarzer Mgmt For For For
14 Remuneration of Baudouin Prot, Mgmt For Against Against Chairman. 15 Remuneration of Jean-Laurent Bonnafe, Mgmt For For For CEO. 16 Remuneration of COOs,Georges Chodron Mgmt For For For de Courcel, Philippe Bordenave & Francois Villeroy de Galhau 17 Remuneration of Executives and Certain Mgmt For For For Categories of Employees 18 Authorization to Set the Maximum Mgmt For For For Variable Remuneration for Persons Belonging to the Company's Identified Staff 19 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 20 Authority to Issue Shares and Mgmt For For For Convertible Securities w/o Preemptive Rights 21 Authority to Increase Capital in Case Mgmt For For For of Exchange Offer 22 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 23 Global Ceiling on Capital Increases Mgmt For For For and Debt Issuances w/o Preemptive Rights 24 Authority to Increase Capital Through Mgmt For For For Capitalizations 25 Global Ceiling on Capital Increases Mgmt For For For and Debt Issuances 26 Employee Stock Purchase Plan Mgmt For For For 27 Authority to Cancel Shares and Reduce Mgmt For For For Capital 28 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 2388 CINS Y0920U103 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect TIAN Guoli Mgmt For For For 7 Elect HE Guangbei Mgmt For For For 8 Elect LI Zaohang Mgmt For For For 9 Elect ZHU Shumin Mgmt For For For 10 Elect YUE Yi Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For Against Against 15 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 2388 CINS Y0920U103 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Continuing Connected Transactions and Mgmt For For For New Caps ---------------------------------------------------------------------------------------------------------- BOLIDEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS BOL CINS W17218103 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Board Size; Number of Auditors Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Remuneration Guidelines Mgmt For Against Against 24 Nomination Committee Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- BORAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BLD CINS Q16969109 10/31/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Robert L. Every Mgmt For For For 4 Re-elect Eileen J. Doyle Mgmt For For For 5 Re-elect Richard A. Longes Mgmt For For For 6 Equity Grant (MD/CEO Mike Kane) Mgmt For For For ---------------------------------------------------------------------------------------------------------- BOUYGUES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS EN CINS F11487125 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Elect Herve Le Bouc Mgmt For Against Against 9 Elect Helman le Pas de Secheval Mgmt For For For 10 Elect Nonce Paolini Mgmt For Against Against 11 Remuneration of Martin Bouygues Mgmt For For For 12 Remuneration of Olivier Bouygues Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 15 Authority to Grant Stock Options Mgmt For Against Against 16 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defence 17 Authority to Use Capital Authorities Mgmt For Against Against as a Takeover Defence 18 Amendments to Articles Regarding Mgmt For For For Employee Representatives 19 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CINS G12793108 04/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For Against Against 3 Remuneration Policy (Binding) Mgmt For For For 4 Elect Robert W. Dudley Mgmt For For For 5 Elect Iain C. Conn Mgmt For For For 6 Elect Brian Gilvary Mgmt For For For 7 Elect Paul M. Anderson Mgmt For For For 8 Elect Frank L. Bowman Mgmt For For For 9 Elect Antony Burgmans Mgmt For For For 10 Elect Cynthia B. Carroll Mgmt For For For 11 Elect George David Mgmt For Against Against 12 Elect Ian E.L. Davis Mgmt For For For 13 Elect Dame Ann Dowling Mgmt For For For 14 Elect Brendan R. Nelson Mgmt For For For 15 Elect Phuthuma F. Nhleko Mgmt For For For 16 Elect Andrew B. Shilston Mgmt For For For 17 Elect Carl-Henric Svanberg Mgmt For For For 18 Appointment of Auditor and Authority Mgmt For For For to Set Fees 19 Executive Directors' Incentive Plan Mgmt For Against Against 20 Increase in NEDs' Fee Cap Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 26 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BRAMBLES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BXB CINS Q6634U106 10/22/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Anthony (Tony) G. Froggatt Mgmt For For For 4 Re-elect David P. Gosnell Mgmt For For For 5 Re-elect Luke Mayhew Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- BRAMBLES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BXB CINS Q6634U106 12/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Demerger/Spin-out of Recall Holdings Mgmt For For For ---------------------------------------------------------------------------------------------------------- BRAMBLES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BXB CINS Q6634U106 12/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Capital Reduction Mgmt For For For 3 Approve Executive Benefits Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BRENNTAG AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BNR CINS D12459109 06/17/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Stock Split Mgmt For TNA N/A 12 Increase in Authorized Capital Mgmt For TNA N/A 13 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital 14 Authority to Repurchase Shares Mgmt For TNA N/A 15 Amend Profit Transfer Agreement with Mgmt For TNA N/A Brenntag Holding GmbH
---------------------------------------------------------------------------------------------------------- BRIDGESTONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 5108 CINS J04578126 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masaaki Tsuya Mgmt For For For 4 Elect Kazuhisa Nishigai Mgmt For For For 5 Elect Yoshiyuki Morimoto Mgmt For For For 6 Elect Narumi Zaitsu Mgmt For For For 7 Elect Sakie Tachibana-Fukushima Mgmt For For For 8 Elect Kimiko Murofushi Mgmt For For For 9 Elect Scott Trevor Davis Mgmt For For For 10 Elect Yuri Okina Mgmt For For For 11 Elect Masahito Tsuji as Statutory Mgmt For Against Against Auditor 12 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BATS CINS G1510J102 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Richard Burrows Mgmt For For For 8 Elect Karen de Segundo Mgmt For For For 9 Elect Nicandro Durante Mgmt For For For 10 Elect Ann Godbehere Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Gerard Murphy Mgmt For For For 13 Elect Kieran Poynter Mgmt For For For 14 Elect Ben Stevens Mgmt For For For 15 Elect Richard Tubb Mgmt For For For 16 Elect Savio Kwan Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- BRITISH LAND COMPANY PLC (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS BLND CINS G15540118 07/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Aubrey Adams Mgmt For For For 4 Elect Lucinda Bell Mgmt For For For 5 Elect Simon A. Borrows Mgmt For Against Against 6 Elect John Gildersleeve Mgmt For For For 7 Elect Chris Grigg Mgmt For For For 8 Elect Dido Harding Mgmt For For For 9 Elect William Jackson Mgmt For For For 10 Elect Charles Maudsley Mgmt For For For 11 Elect Richard Pym Mgmt For For For 12 Elect Tim Roberts Mgmt For For For 13 Elect Lord Andrew Turnbull Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Long-Term Incentive Plan 2013 Mgmt For For For 22 Scrip Dividend Mgmt For For For ---------------------------------------------------------------------------------------------------------- BRITISH SKY BROADCASTING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BSY CINS G15632105 11/22/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Chase Carey Mgmt For For For 4 Elect Tracy Clarke Mgmt For For For 5 Elect Jeremy Darroch Mgmt For For For 6 Elect David F. DeVoe Mgmt For For For 7 Elect Nicholas Ferguson Mgmt For For For 8 Elect Martin J. Gilbert Mgmt For For For 9 Elect Adine Grate Mgmt For For For 10 Elect Andrew Griffith Mgmt For For For 11 Elect Andrew Higginson Mgmt For For For 12 Elect Dave Lewis Mgmt For For For 13 Elect James Murdoch Mgmt For Against Against 14 Elect Matthieu Pigasse Mgmt For Against Against 15 Elect Daniel Rimer Mgmt For For For 16 Elect Arthur M. Siskind Mgmt For Against Against 17 Elect Andy Sukawaty Mgmt For For For
18 Appointment of Auditor and Authority Mgmt For For For to Set Fees 19 Directors' Remuneration Report Mgmt For Against Against 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Authority to Repurchase Shares Mgmt For For For 25 Off-Market Repurchase of Shares Mgmt For For For 26 Related Party Transaction (Off-Market Mgmt For For For Repurchases) 27 Sharesave Scheme Mgmt For For For ---------------------------------------------------------------------------------------------------------- BROTHER INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6448 CINS 114813108 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Toshikazu Koike Mgmt For For For 3 Elect Shigeki Ishikawa Mgmt For For For 4 Elect Tomoyuki Hasegawa Mgmt For For For 5 Elect Jun Kamiya Mgmt For For For 6 Elect Ichiroh Sasaki Mgmt For For For 7 Elect Tadashi Ishiguro Mgmt For For For 8 Elect Yukihisa Hirano Mgmt For For For 9 Elect Atsushi Nishijoh Mgmt For For For 10 Elect Shigehiko Hattori Mgmt For For For 11 Elect Kohichi Fukaya Mgmt For For For 12 Elect Sohichi Matsuno Mgmt For For For 13 Performance-Linked Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------- BT GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BT.A CINS G16612106 07/17/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Michael Rake Mgmt For For For 5 Elect Ian P. Livingston Mgmt For For For 6 Elect Tony Chanmugam Mgmt For For For 7 Elect Gavin Patterson Mgmt For For For 8 Elect Tony Ball Mgmt For For For
9 Elect Patricia Hewitt Mgmt For For For 10 Elect Phil Hodkinson Mgmt For For For 11 Elect Karen Richardson Mgmt For For For 12 Elect Nicholas Rose Mgmt For For For 13 Elect Jasmine Whitbread Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 20 Authorisation of Political Donations Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- BUNZL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BNZL CINS G16968110 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Phillip G. Rogerson Mgmt For For For 4 Elect Michael J. Roney Mgmt For For For 5 Elect Pat Larmon Mgmt For For For 6 Elect Brian May Mgmt For For For 7 Elect Peter Johnson Mgmt For For For 8 Elect David Sleath Mgmt For For For 9 Elect Eugenia Ulasewicz Mgmt For For For 10 Elect Jean-Charles Pauze Mgmt For For For 11 Elect Meinie Oldersma Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Remuneration Report (Advisory) Mgmt For For For 15 Remuneration Report (Binding) Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 20 Long Term Incentive Plan Mgmt For For For
---------------------------------------------------------------------------------------------------------- BURBERRY GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BRBY CINS G1699R107 07/12/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect John Peace Mgmt For For For 5 Elect Angela Ahrendts Mgmt For For For 6 Elect Philip Bowman Mgmt For For For 7 Elect Ian Carter Mgmt For For For 8 Elect Stephanie George Mgmt For For For 9 Elect John Smith Mgmt For For For 10 Elect David Tyler Mgmt For For For 11 Elect Carol Fairweather Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authorisation of Political Donations Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- BUREAU VERITAS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BVI CINS F96888114 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Approval of Non Tax-Deductible Expenses Mgmt For For For 6 Consolidated Accounts & Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Ratification of the Co-Option of Mgmt For For For Pascal Lebard 10 Remuneration of Didier Michaud-Daniel, Mgmt For For For CEO 11 Authority to Repurchase Shares Mgmt For For For 12 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- BUWOG AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BWO CINS A1R56Z103 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Supervisory Board Size Mgmt For For For 2 Elect Vitus Eckert Mgmt For For For 3 Elect Eduard Zehetner Mgmt For For For 4 Elect Volker Riebel Mgmt For For For 5 Elect Klaus Hubner Mgmt For For For 6 Elect Unnamed Supervisory Board Member Mgmt For Abstain Against 7 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- CAIXABANK SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CABK CINS E2427M123 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Elect Antonio Sainz de Vicuna Barroso Mgmt For For For 7 Elect David LI Kwok-po Mgmt For Against Against 8 Elect Alain Minc Mgmt For For For 9 Elect Juan Rosell Lastortras Mgmt For For For 10 Elect Amparo Moraleda Mgmt For For For 11 Amendments to Articles 1 and 2 Mgmt For For For 12 First Scrip Dividend Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Second Scrip Dividend Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Third Scrip Dividend Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Fourth Scrip Dividend Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Directors' Fees Mgmt For For For 21 Variable Remuneration Scheme Mgmt For Against Against 22 Maximum Variable Pay Ratio Mgmt For For For 23 Authorization of Legal Formalities Mgmt For For For 24 Remuneration Report Mgmt For Against Against 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- CALBEE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 2229 CINS J05190103 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Akira Matsumoto Mgmt For For For 4 Elect Shuji Itoh Mgmt For For For 5 Elect Yuzaburoh Mogi Mgmt For For For 6 Elect Kohji Kioka Mgmt For For For 7 Elect Kazuo Ichijoh Mgmt For For For 8 Elect Umran Beba Mgmt For For For 9 Elect Wei Hong Ming Mgmt For For For 10 Elect Tadashi Ishida Mgmt For For For 11 Elect Isao Hirakawa Mgmt For For For 12 Elect Tomomi Yatsu Mgmt For Against Against 13 Elect Akira Kondoh Mgmt For For For 14 Bonus Mgmt For Against Against 15 Retirement Allowance for Statutory Mgmt For Against Against Auditor 16 Perfomance-Linked Equity Compensation Mgmt For For For Plan ---------------------------------------------------------------------------------------------------------- CALTEX AUSTRALIA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTX CINS Q19884107 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 REMUNERATION REPORT Mgmt For For For 3 Re-elect Greig Gailey Mgmt For For For 4 Elect Bruce W. D. Morgan Mgmt For For For ---------------------------------------------------------------------------------------------------------- CANON INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 7751 CINS J05124144 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Fujio Mitarai Mgmt For Against Against 5 Elect Toshizoh Tanaka Mgmt For For For 6 Elect Toshiaki Ikoma Mgmt For For For 7 Elect Yohroku Adachi Mgmt For For For 8 Elect Yasuo Mitsuhashi Mgmt For For For 9 Elect Shigeyuki Matsumoto Mgmt For For For 10 Elect Toshio Homma Mgmt For For For 11 Elect Hideki Ozawa Mgmt For For For 12 Elect Masaya Maeda Mgmt For For For 13 Elect Yasuhiro Tani Mgmt For For For 14 Elect Kenichi Nagasawa Mgmt For For For 15 Elect Naoji Ohtsuka Mgmt For For For 16 Elect Masanori Yamada Mgmt For For For 17 Elect Aitake Wakiya Mgmt For For For 18 Elect Kazuto Ohno Mgmt For For For
19 Elect Akiyoshi Kimura Mgmt For For For 20 Elect Eiji Osanai Mgmt For For For 21 Elect Kunitaroh Saida Mgmt For For For 22 Elect Haruhiko Katoh Mgmt For For For 23 Elect Makoto Araki Mgmt For For For 24 Elect Osami Yoshida Mgmt For For For 25 Elect Kuniyoshi Kitamura Mgmt For For For 26 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- CAP GEMINI SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CAP CINS F13587120 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Remuneration of Paul Hermelin, CEO & Mgmt For For For Chairman 9 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers Audit) 10 Appointment of Auditor (KPMG SA) Mgmt For For For 11 Appointment of Alternate Auditor Mgmt For For For (Jean-Christophe Georghiou) 12 Appointment of Alternate Auditor (KPMG Mgmt For For For Audit I.S. SAS) 13 Elect Anne Bouverot Mgmt For For For 14 Elect Serge Kampf Mgmt For For For 15 Elect Paul Hermelin Mgmt For For For 16 Elect Yann Delabriere Mgmt For For For 17 Elect Laurence Dors Mgmt For For For 18 Elect Phil Laskawy Mgmt For Against Against 19 Elect Xavier Musca Mgmt For For For 20 Elect Bruno Roger Mgmt For For For 21 Elect Caroline Watteeuw-Carlisle Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Cancel Shares and Reduce Mgmt For For For Capital 24 Authority to Increase Capital Through Mgmt For For For Capitalizations 25 Global Ceiling on Capital and Debt Mgmt For For For Issuances 26 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights
28 Authority to Issue Shares through Mgmt For For For private placement 29 Authority to set offering price of Mgmt For For For shares 30 Greenshoe Mgmt For For For 31 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 32 Authority to Increase Capital in Case Mgmt For For For of Exchange offer 33 Employee Stock Purchase Plan Mgmt For For For 34 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 35 Amendment Regarding Beneficial Mgmt For For For Ownership Requirements for Directors 36 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- CAPITA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPI CINS G1846J115 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Martin Bolland Mgmt For For For 6 Elect Andy Parker Mgmt For For For 7 Elect Gordon Hurst Mgmt For For For 8 Elect Maggi Bell Mgmt For Against Against 9 Elect Vic Gysin Mgmt For For For 10 Elect Dawn Marriott-Sims Mgmt For Against Against 11 Elect Gillian Sheldon Mgmt For For For 12 Elect Paul Bowtell Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days. 18 Authority to Repurchase Shares Mgmt For For For
---------------------------------------------------------------------------------------------------------- CAPITACOMMERCIAL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS C61U CINS Y1091F107 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Authority to Issue Units w/ or w/o Mgmt For For For Preemptive Rights 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Authority to Repurchase Units Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- CAPITALAND LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C31 CINS Y10923103 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect John P. Morschel Mgmt For For For 5 Elect James KOH Cher Siang Mgmt For For For 6 Elect Simon C. Israel Mgmt For Against Against 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect Phillip Nalliah Pillai Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Grant Awards and Issue Mgmt For For For Shares under Performance Share Plan and Restricted Share Plan 14 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- CAPITALAND LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C31 CINS Y10923103 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Authority to Repurchase Shares Mgmt For For For
---------------------------------------------------------------------------------------------------------- CAPITAMALL TRUST MANAGEMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS C38U CINS Y1100L160 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Authority to Issue Units w/ or w/o Mgmt For For For Preemptive Rights 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Authority to Repurchase Units Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- CAPITAMALLS ASIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS JS8 CINS Y1122V105 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Elect Amirsham bin A Aziz Mgmt For Against Against 6 Elect Olivier LIM Tse Ghow Mgmt For For For 7 Elect LIM Beng Chee Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Authority to Grant Awards and Issue Mgmt For For For Shares under Equity Incentive Plans 11 Authority to Issue Shares under Mgmt For For For Dividend Reinvestment Scheme ---------------------------------------------------------------------------------------------------------- CAPITAMALLS ASIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS JS8 CINS Y1122V105 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Shares Mgmt For For For
---------------------------------------------------------------------------------------------------------- CARLSBERG A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CARL-B CINS K36628137 03/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Amendments to Articles Regarding Mgmt For For For Language of Annual Reports 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports; Ratification of Mgmt For For For Board and Management Acts 8 Allocation of Profits/Dividends Mgmt For For For 9 Remuneration Guidelines Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Shareholder Proposal Regarding Meeting ShrHldr Against Against For Notice 13 Shareholder Proposal Regarding ShrHldr Against Against For Availability of Publications 14 Shareholder Proposal Regarding ShrHldr Against Against For Accessibility and Language of Publications 15 Shareholder Proposal Regarding ShrHldr Against Against For Refreshments at the Annual General Meeting 16 Elect Flemming Besenbacher Mgmt For For For 17 Elect Jess Soderberg Mgmt For For For 18 Elect Lars Stemmerik Mgmt For For For 19 Elect Richard Burrows Mgmt For For For 20 Elect Kees van der Graaf Mgmt For For For 21 Elect Donna Cordner Mgmt For For For 22 Elect Elisabeth Fleuriot Mgmt For For For 23 Elect Soren-Peter Fuchs Olesen Mgmt For For For 24 Elect Nina Smith Mgmt For For For 25 Elect Carl Bache Mgmt For For For 26 Appointment of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CINS G19081101 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Arnold W. Donald Mgmt For For For 4 Elect Richard J. Glasier Mgmt For For For 5 Elect Debra J. Kelly-Ennis Mgmt For For For 6 Elect Sir John Parker Mgmt For For For 7 Elect Stuart Subotnick Mgmt For For For 8 Elect Laura A. Weil Mgmt For For For
9 Elect Randall J. Weisenburger Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Remuneration Report (Advisory) Mgmt For Against Against 15 Remuneration Policy (Binding) Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 2014 Employee Share Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- CARREFOUR TICKER SECURITY ID: MEETING DATE MEETING STATUS CA CINS F13923119 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Remuneration of Georges Plassat, CEO Mgmt For Against Against 9 Elect Thomas J. Barrack, Jr. Mgmt For For For 10 Elect Amaury de Seze Mgmt For Against Against 11 Elect Bernard Arnault Mgmt For For For 12 Elect Jean-Laurent Bonnafe Mgmt For For For 13 Elect Rene Brillet Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Amendment to Articles Regarding Mgmt For For For Directors' Retirement Age Limit 16 Authority to Reduce Share Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON TICKER SECURITY ID: MEETING DATE MEETING STATUS CO CINS F14133106 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Remuneration of Jean-Charles Naouri, Mgmt For For For Chairman and CEO 8 Elect Gerald de Roquemaurel Mgmt For For For 9 Elect David Rene de Rothschild Mgmt For For For 10 Elect Frederic Saint-Geours Mgmt For For For 11 Elect Societe Euris Mgmt For Abstain Against 12 Elect Societe Fonciere Euris Mgmt For Abstain Against 13 Authority to Repurchase Shares Mgmt For For For 14 Merger by Absorption of Chalin Mgmt For For For 15 Merger by Absorption of Codival Mgmt For For For 16 Merger by Absorption of Damap's Mgmt For For For 17 Merger by Absorption of Faclair Mgmt For For For 18 Merger by Absorption of Keran Mgmt For For For 19 Merger by Absorption of Mapic Mgmt For For For 20 Merger by Absorption of Matal Mgmt For For For 21 Amendment to Article 6 Mgmt For For For 22 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- CASIO COMPUTER COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6952 CINS J05250139 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kazuo Kashio Mgmt For Against Against 5 Elect Fumitsune Murakami Mgmt For For For 6 Elect Akira Kashio Mgmt For For For 7 Elect Akinori Takagi Mgmt For For For 8 Elect Hiroshi Nakamura Mgmt For For For 9 Elect Yuichi Masuda Mgmt For For For 10 Elect Kazuhiro Kashio Mgmt For For For 11 Elect Toshiyuki Yamagishi Mgmt For For For 12 Elect Makoto Kobayashi Mgmt For For For 13 Elect Hirokazu Ishikawa Mgmt For For For 14 Elect Makoto Kotani Mgmt For For For ---------------------------------------------------------------------------------------------------------- CATHAY PACIFIC AIRWAYS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 293 CINS Y11757104 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect William E. J. Barrington Mgmt For For For 4 Elect Ivan CHU Kwok Leung Mgmt For For For
5 Elect James W.J. Hughes-Hallett Mgmt For Against Against 6 Elect John R. Slosar Mgmt For For For 7 Elect Merlin B. Swire Mgmt For Against Against 8 Elect HOGG Rupert Bruce Grantham Trower Mgmt For For For 9 Elect SONG Zhiyong Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights ---------------------------------------------------------------------------------------------------------- CATHAY PACIFIC AIRWAYS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y11757104 12/31/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Framework Agreement Mgmt For For For ---------------------------------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 9022 CINS J05523105 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiyuki Kasai Mgmt For For For 4 Elect Yoshiomi Yamada Mgmt For Against Against 5 Elect Kohei Tsuge Mgmt For For For 6 Elect Shin Kaneko Mgmt For For For 7 Elect Naotoshi Yoshikawa Mgmt For For For 8 Elect Yutaka Osada Mgmt For For For 9 Elect Katsumi Miyazawa Mgmt For For For 10 Elect Kimiaki Tanaka Mgmt For For For 11 Elect Hideyuki Shohji Mgmt For For For 12 Elect Yoshiki Suyama Mgmt For For For 13 Elect Kazuhiro Igarashi Mgmt For For For 14 Elect Fujio Choh Mgmt For For For 15 Elect Kenji Koroyasu Mgmt For For For 16 Elect Takashi Saeki Mgmt For Against Against 17 Elect Hidenori Fujii Mgmt For For For 18 Elect Hajime Ishizu Mgmt For For For 19 Elect Hiroyuki Ohta Mgmt For For For
---------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Rick Haythornthwaite Mgmt For For For 6 Elect Sam H. Laidlaw Mgmt For For For 7 Elect Margherita Della Valle Mgmt For For For 8 Elect Mary Francis Mgmt For For For 9 Elect Mark Hanafin Mgmt For For For 10 Elect Lesley Knox Mgmt For For For 11 Elect Mike Linn Mgmt For For For 12 Elect Nick Luff Mgmt For For For 13 Elect Ian K. Meakins Mgmt For For For 14 Elect Paul A. Rayner Mgmt For For For 15 Elect Chris Weston Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- CFS RETAIL PROPERTY TRUST GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CFX CINS Q21748118 03/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Ratify Private Placement of Stapled Mgmt For For For Securities 5 Internalization (CFX1 Unitholder Mgmt For For For Approval) 6 Internalization (CFX2 Unitholder Mgmt For For For Approval) 7 Amendments to CFX1's Constitution Mgmt For For For 8 Intra-Group Transactions Deed (CFX1 Mgmt For For For Unitholder Approval) 9 Intra-Group Transactions Deed (CFX2 Mgmt For For For Unitholder Approval) 10 De-Stapling of CFX1 from CFX2 (CFX1 Mgmt For For For Unitholder Approval)
11 De-Stapling of CFX2 from CFX1 (CFX2 Mgmt For For For Unitholder Approval) 12 Restructuring / Acquisition by CFX Co Mgmt For For For of CFX2 13 Amendments to CFX2's Constitution Mgmt For For For [Technical] ---------------------------------------------------------------------------------------------------------- CGG TICKER SECURITY ID: MEETING DATE MEETING STATUS GA CINS F1704T107 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Losses/Dividends Mgmt For For For 6 Transfer of Reserves Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Elect Remi Dorval Mgmt For For For 9 Elect Kathleen Sendall Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Concerning Mgmt For For For Remuneration of Senior Executives 14 Remuneration of Robert Brunk, Chairman Mgmt For For For 15 Remuneration of Jean-Georges Malcor, Mgmt For For For CEO 16 Remuneration of Stephane-Paul Frydman Mgmt For For For and Pascal Rouiller, Executives 17 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0001 CINS Y13213106 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI Ka-Shing Mgmt For Against Against 6 Elect Davy CHUNG Sun Keung Mgmt For For For 7 Elect Ezra PAU Yee Wan Mgmt For For For 8 Elect Frank J. Sixt Mgmt For Against Against 9 Elect George C. Magnus Mgmt For For For
10 Elect Simon Murray Mgmt For Against Against 11 Elect Henry CHEONG Ying Chew Mgmt For Against Against 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For Against Against 16 Amendments to Articles Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- CHEUNG KONG INFRASTRUCTURE HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1038 CINS G2098R102 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHAN Loi Shun Mgmt For For For 6 Elect Eva L. Kwok Mgmt For Against Against 7 Elect SNG Sow Mei alias POON Sow Mei Mgmt For Against Against 8 Elect Colin S. Russel Mgmt For Against Against 9 Elect David LAN Hong Tsung Mgmt For Against Against 10 Elect Angelina LEE Pui Ling Mgmt For For For 11 Elect George C. Magnus Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For Against Against to Set Fees 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For Against Against 16 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- CHIYODA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6366 CINS J06237101 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Kubota Mgmt For Against Against 4 Elect Shohgo Shibuya Mgmt For For For 5 Elect Keiichi Nakagaki Mgmt For For For 6 Elect Hiroshi Ogawa Mgmt For For For 7 Elect Masahito Kawashima Mgmt For For For 8 Elect Atsuo Nagasaka Mgmt For For For
9 Elect Ryousuke Shimizu Mgmt For For For 10 Elect Masahiko Kojima Mgmt For For For 11 Elect Masaji Santoh Mgmt For For For 12 Elect Mikio Kobayashi as Statutory Mgmt For For For Auditor 13 Elect Kohsei Watanabe as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CINS F26334106 10/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Segolene Gallienne Mgmt For For For 9 Elect Renaud Donnedieu de Vabres Mgmt For For For 10 Elect Eric Guerlain Mgmt For Against Against 11 Elect Christian de Labriffe Mgmt For Against Against 12 Remuneration of Bernard Arnault, CEO Mgmt For For For 13 Remuneration of Sidney Toledano, Mgmt For For For Deputy CEO 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares and Reduce Mgmt For For For Capital ---------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CINS F26334106 12/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Remuneration of Bernard Arnault, CEO Mgmt For For For 9 Remuneration of Sidney Toledano, Mgmt For For For Deputy CEO
10 Appointment of Auditor (Ernst & Young Mgmt For For For et Autres) 11 Appointment of Alternate Auditor Mgmt For For For (Auditex) 12 Appointment of Auditor (Mazars) Mgmt For For For 13 Appointment of Alternate Auditor Mgmt For For For (Gilles Rainaut) ---------------------------------------------------------------------------------------------------------- CHUBU ELECTRIC POWER COMPANY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9502 CINS J06510101 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Yoshifumi Iwata Mgmt For For For 4 Elect Tomohiko Ohno Mgmt For For For 5 Elect Satoru Katsuno Mgmt For For For 6 Elect Hideko Katsumata Mgmt For For For 7 Elect Chiyoji Kurata Mgmt For For For 8 Elect Masatoshi Sakaguchi Mgmt For For For 9 Elect Kohzoh Ban Mgmt For For For 10 Elect Masanori Matsuura Mgmt For For For 11 Elect Kazuhiro Matsubara Mgmt For For For 12 Elect Akihisa Mizuno Mgmt For For For 13 Elect Toshio Mita Mgmt For Against Against 14 Elect Yutaka Watanabe Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Electricity Rate Revisions 16 Shareholder Proposal Regarding ShrHldr Against Against For Decommissioning Nuclear Operations 17 Shareholder Proposal Regarding ShrHldr Against Against For Investment Priorities 18 Shareholder Proposal Regarding ShrHldr Against Against For Restrictions on Spending 19 Shareholder Proposal Regarding ShrHldr Against Against For Eliminating Radiation Exposure 20 Shareholder Proposal Regarding ShrHldr Against Against For Emergency Evacuation Measures 21 Shareholder Proposal Regarding ShrHldr Against Against For Sustainable Development ---------------------------------------------------------------------------------------------------------- CHUGAI PHARMACEUTICAL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4519 CINS J06930101 03/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Osamu Nagayama Mgmt For Against Against
3 Elect Motoo Ueno Mgmt For For For 4 Elect Tatsuroh Kosaka Mgmt For For For 5 Elect Yoshio Itaya Mgmt For For For 6 Elect Yutaka Tanaka Mgmt For For For 7 Elect Yasuo Ikeda Mgmt For For For 8 Elect Franz B. Humer Mgmt For For For 9 Elect Sophie Kornowski-Bonnet Mgmt For For For ---------------------------------------------------------------------------------------------------------- CHUGOKU BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8382 CINS J07014103 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshio Satoh as Director Mgmt For Against Against 5 Elect Shinji Inoue as Statutory Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- CHUGOKU ELECTRIC POWER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 9504 CINS J07098106 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Moriyoshi Ogawa Mgmt For For For 4 Elect Masaki Ono Mgmt For For For 5 Elect Tomohide Karita Mgmt For For For 6 Elect Akira Sakotani Mgmt For For For 7 Elect Mareshige Shimizu Mgmt For For For 8 Elect Hiroshi Segawa Mgmt For For For 9 Elect Hiroaki Tamura Mgmt For For For 10 Elect Kazuyuki Nobusue Mgmt For For For 11 Elect Masaki Hirano Mgmt For For For 12 Elect Yukio Furubayashi Mgmt For For For 13 Elect Hideo Matsuoka Mgmt For For For 14 Elect Hideo Matsumura Mgmt For For For 15 Elect Shigehiko Morimae Mgmt For For For 16 Elect Takashi Yamashita Mgmt For Against Against 17 Elect Nobuo Watanabe Mgmt For For For 18 Elect Kazuhiko Tamekumi as a Statutory Mgmt For For For Auditor 19 Shareholder Proposal Regarding ShrHldr Against Against For Decommissioning Nuclear Operations 20 Shareholder Proposal Regarding ShrHldr Against Against For Ecological Preservation 21 Shareholder Proposal Regarding ShrHldr Against Against For Separation of Business Activities 22 Shareholder Proposal Regarding Nuclear ShrHldr Against Against For Power Disaster Prevention Agreement 23 Shareholder Proposal Regarding Nuclear ShrHldr Against Against For Damage Compensation Agreement
---------------------------------------------------------------------------------------------------------- CITIZEN HOLDINGS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7762 CINS J07938111 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshio Tokura Mgmt For Against Against 4 Elect Ryohta Aoyagi Mgmt For For For 5 Elect Shigeru Kabata Mgmt For For For 6 Elect Takao Nakajima Mgmt For For For 7 Elect Keiichi Nakajima Mgmt For For For 8 Elect Teruaki Aoki Mgmt For For For 9 Elect Kenji Itoh Mgmt For For For ---------------------------------------------------------------------------------------------------------- CITY DEVELOPMENTS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C09 CINS V23130111 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect KWEK Leng Joo Mgmt For For For 5 Elect KWEK Leng Peck Mgmt For Against Against 6 Elect KWEK Leng Beng Mgmt For Against Against 7 Elect FOO See Juan Mgmt For Against Against 8 Elect TANG See Chim Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Related Party Transactions Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- CLP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0002 CINS Y1660Q104 01/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For Abstain Against 4 Elect Richard Kendall Lancaster Mgmt For For For 5 Elect Rajiv Behari Lall Mgmt For For For ---------------------------------------------------------------------------------------------------------- CLP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0002 CINS Y1660Q104 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect John Andrew Harry Leigh Mgmt For For For 5 Elect Roderick Ian Eddington Mgmt For For For 6 Elect Ronald James McAulay Mgmt For Against Against 7 Elect LEE Yui Bor Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- CNH INDUSTRIAL N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNHI CINS N20944109 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Richard J Tobin Mgmt For For For 9 Elect John Elkann Mgmt For For For 10 Elect Mina Gerowin Mgmt For For For 11 Elect Maria Patrizia Grieco Mgmt For For For 12 Elect Leo W. Houle Mgmt For For For 13 Elect Peter Kalantzis Mgmt For For For 14 Elect John Lanaway Mgmt For For For 15 Elect Guido Tabellini Mgmt For For For
16 Elect Jacqueline Tammenoms Bakker Mgmt For For For 17 Elect Jacques Theurillat Mgmt For For For 18 Remuneration Policy Mgmt For Against Against 19 Equity Incentive Plan Mgmt For Against Against 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- CNP ASSURANCES TICKER SECURITY ID: MEETING DATE MEETING STATUS CNP CINS F1876N318 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Remuneration of Jean-Paul Faugere, Mgmt For For For Chairman 9 Remuneration of Frederic Lavenir, CEO Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Amendment Regarding Director Term Mgmt For For For Lengths 12 Amendment Regarding Censor Term Lengths Mgmt For For For 13 Ratification of the Co-Option of Odile Mgmt For For For Renaud-Basso 14 Ratification of the Co-Option of Mgmt For For For Rose-Marie Van Lerberghe 15 Elec Olivier Mareuse Mgmt For Against Against 16 Ratification of the Co-Option of Mgmt For Against Against Olivier Mareuse 17 Ratification of the Co-Option of Remy Mgmt For For For Weber 18 Elect Remy Weber Mgmt For For For 19 Elect Jean-Yves Forel Mgmt For For For 20 Elect Francois Perol Mgmt For Against Against 21 Elect Franck Silvent Mgmt For For For 22 Elect Philippe Wahl Mgmt For For For 23 Appoint Pierre Garcin as Censor Mgmt For Against Against 24 Appoint Jean-Louis Davet as censor Mgmt For For For 25 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- COBHAM PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS COB CINS G41440143 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect D. Jonathan Flint Mgmt For For For 6 Elect Simon Nicholls Mgmt For For For 7 Elect John Devaney Mgmt For For For 8 Elect Michael W. Hagee Mgmt For For For 9 Elect Robert Murphy Mgmt For For For 10 Elect Mark H. Ronald Mgmt For For For 11 Elect Michael P. Wareing Mgmt For For For 12 Elect Alison Wood Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Savings-Related Share Option Scheme Mgmt For For For 16 Executive Share Option Plan Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- COCA-COLA AMATIL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CINS Q2594P146 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Wallace M. King Mgmt For Abstain Against 4 Re-elect David E. Meiklejohn Mgmt For For For 5 Elect Krishnakumar Thirumalai Mgmt For For For 6 Equity Grant (MD Alison Watkins) Mgmt For For For ---------------------------------------------------------------------------------------------------------- COCA-COLA HBC AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CCH CINS H1512E100 06/25/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Remuneration Report (Advisory) Mgmt For TNA N/A
4 Remuneration Policy (Advisory-- Non-UK Mgmt For TNA N/A Issuer) 5 Dividends from Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Amendments to Articles Mgmt For TNA N/A 8 Elect George A. David Mgmt For TNA N/A 9 Elect Antonio D'Amato Mgmt For TNA N/A 10 Elect Michael Llewellyn-Smith Mgmt For TNA N/A 11 Elect Susan Kilsby Mgmt For TNA N/A 12 Elect Dimitris Lois Mgmt For TNA N/A 13 Elect Anastassis G. David Mgmt For TNA N/A 14 Elect Irial Finan Mgmt For TNA N/A 15 Elect Christos Ioannou Mgmt For TNA N/A 16 Elect Nigel Macdonald Mgmt For TNA N/A 17 Elect Anastasios I. Leventis Mgmt For TNA N/A 18 Elect Christo Leventis Mgmt For TNA N/A 19 Elect Jose Octavio Reyes Lagunes Mgmt For TNA N/A 20 Elect John P. Sechi Mgmt For TNA N/A 21 Election of Independent Proxy Mgmt For TNA N/A 22 Re-Election of the statutory auditor Mgmt For TNA N/A 23 Advisory vote on re-appointment of the Mgmt For TNA N/A independent registered public accounting firm 24 Election of the audit expert for Mgmt For TNA N/A audits of capital increases 25 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- COCA-COLA WEST HOLDINGS COMPANY, LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2579 CINS J0814U109 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Norio Sueyoshi Mgmt For Against Against 4 Elect Tamio Yoshimatsu Mgmt For For For 5 Elect Nobuo Shibata Mgmt For For For 6 Elect Jiroh Wakasa Mgmt For For For 7 Elect Hideharu Takemori Mgmt For For For 8 Elect Toshio Fukami Mgmt For For For 9 Elect Shigeki Okamoto Mgmt For For For 10 Elect Yoshiki Fujiwara Mgmt For For For 11 Elect Yasunori Koga Mgmt For For For 12 Elect Shunichiroh Honboh Mgmt For For For 13 Elect Shiroh Kondoh Mgmt For For For 14 Elect Vikas Tiku Mgmt For For For
---------------------------------------------------------------------------------------------------------- COCHLEAR LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CINS Q25953102 10/15/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Re-elect Donal O'Dwyer Mgmt For For For 6 Re-elect Yasmin A. Allen Mgmt For For For 7 Equity Grant (CEO/President Mgmt For For For Christopher Roberts) 8 Board Spill Resolution Mgmt Against Against For 9 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- COLOPLAST A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS COLO-B CINS K16018192 12/05/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Amendments to Articles Regarding Age Mgmt For For For Limits 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Michael Pram Rasmussen Mgmt For Against Against 12 Elect Niels Peter Louis-Hansen Mgmt For For For 13 Elect Sven Hakan Bjorklund Mgmt For For For 14 Elect Per Magid Mgmt For For For 15 Elect Brian Petersen Mgmt For For For 16 Elect Jorgen Tang-Jensen Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- COLRUYT TICKER SECURITY ID: MEETING DATE MEETING STATUS COLR CINS B26882231 09/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Board of Directors' Report Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For 7 Distribution of Dividends Mgmt For For For 8 Allocation of Profits Mgmt For For For 9 Profit Sharing Scheme Mgmt For For For 10 Ratification of Board Acts Mgmt For For For 11 Ratification of Auditor's Acts Mgmt For For For 12 Elect Piet Colruyt Mgmt For Against Against 13 Elect Frans Colruyt Mgmt For Against Against 14 Elect Farik NV Mgmt For Against Against 15 Elect Astrid de Lathauwer Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- COLRUYT TICKER SECURITY ID: MEETING DATE MEETING STATUS COLR CINS B26882231 10/14/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Under Employee Incentive Plan 7 Approval of Share Issuance Price Mgmt For For For 8 Disapplication of Preemptive Rights Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Approval of Subscription Period Mgmt For For For 11 Authorization of Legal Formalities Mgmt For For For 12 Authority to Repurchase Shares as a Mgmt For Against Against Takeover Defense 13 Authority to Reissue Treasury Shares Mgmt For Against Against 14 Authority to Reissue Treasury Shares Mgmt For Against Against as a Takeover Defense ---------------------------------------------------------------------------------------------------------- COMFORTDELGRO CORPORATION LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS C52 CINS Y1690R106 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Adeline SUM Wai Fun Mgmt For Against Against 5 Elect David WONG Chin Huat Mgmt For Against Against
6 Elect LIM Jit Poh Mgmt For For For 7 Elect ONG Ah Heng Mgmt For Against Against 8 Elect KUA Hong Pak Mgmt For For For 9 Elect OO Soon Hee Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees ---------------------------------------------------------------------------------------------------------- COMMERZBANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CBK CINS D172W1279 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Auditor for Interim Mgmt For For For Statements 10 Elect Stefan Lippe Mgmt For For For 11 Elect Nicholas Teller Mgmt For For For 12 Elect Solms Wittig as Substitute Mgmt For For For Shareholder Representative 13 Amendments to Previously Approved Mgmt For For For Intra-company Contracts 14 Amendments to Previously Approved Mgmt For For For Profit-and-Loss Transfer Agreement ---------------------------------------------------------------------------------------------------------- COMMONWEALTH BANK OF AUSTRALIA TICKER SECURITY ID: MEETING DATE MEETING STATUS CBA CINS Q26915100 11/08/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect John A. Anderson Mgmt For For For 3 Re-elect Brian J. Long Mgmt For For For 4 Re-elect Jane S. Hemstritch Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (MD/CEO Ian M. Narev) Mgmt For For For 7 Authority to Buy-Back Stapled Mgmt For For For Securities 8 Authority to Cancel Stapled Securities Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- COMPAGNIE DE SAINT GOBAIN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SGO CINS F80343100 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Elect Pierre-Andre de Chalendar Mgmt For For For 9 Severance Agreement (Pierre-Andre de Mgmt For For For Chalendar) 10 Supplementary Retirement Benefits Mgmt For For For (Pierre-Andre de Chalendar) 11 Benefits for Pierre-Andre de Chalendar Mgmt For For For 12 Remuneration of Pierre-Andre Mgmt For For For Chalendar, Chairman and CEO 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Amendments to Articles Regarding Mgmt For For For Employee Representatives 16 Authority to Grant Stock Options Mgmt For For For 17 Authority to Issue Performance Shares Mgmt For For For 18 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CFR CINS H25662158 09/12/2013 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Elect Johann Rupert Mgmt For TNA N/A 7 Elect Franco Cologni Mgmt For TNA N/A
8 Elect Lord Douro Mgmt For TNA N/A 9 Elect Yves-Andre Istel Mgmt For TNA N/A 10 Elect Richard Lepeu Mgmt For TNA N/A 11 Elect Ruggero Magnoni Mgmt For TNA N/A 12 Elect Josua (Dillie) Malherbe Mgmt For TNA N/A 13 Elect Frederick Mostert Mgmt For TNA N/A 14 Elect Simon Murray Mgmt For TNA N/A 15 Elect Alain Dominique Perrin Mgmt For TNA N/A 16 Elect Guillaume Pictet Mgmt For TNA N/A 17 Elect Norbert Platt Mgmt For TNA N/A 18 Elect Alan G. Quasha Mgmt For TNA N/A 19 Elect Maria Ramos Mgmt For TNA N/A 20 Elect Lord Renwick of Clifton Mgmt For TNA N/A 21 Elect Jan Rupert Mgmt For TNA N/A 22 Elect Gary Saage Mgmt For TNA N/A 23 Elect Jurgen Schrempp Mgmt For TNA N/A 24 Elect Bernard Fornas Mgmt For TNA N/A 25 Elect Jean-Blaise Eckert Mgmt For TNA N/A 26 Appointment of Auditor Mgmt For TNA N/A 27 Dematerialization of Bearer Shares Mgmt For TNA N/A 28 In the case of ad-hoc/Miscellaneous ShrHldr N/A TNA N/A shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. 29 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- COMPASS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPG CINS G23296182 02/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Paul S. Walsh Mgmt For For For 6 Elect Dominic Blakemore Mgmt For For For 7 Elect Richard Cousins Mgmt For For For 8 Elect Gary Green Mgmt For For For 9 Elect Andrew Martin Mgmt For For For 10 Elect John G. Bason Mgmt For For For 11 Elect Susan E. Murray Mgmt For For For 12 Elect Don Robert Mgmt For For For 13 Elect Sir Ian Robinson Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- COMPASS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPG CINS G23296182 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Adoption of New Articles (Return of Mgmt For For For Cash and Share Consolidation) 2 Return of Cash and Share Consolidation Mgmt For For For 3 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 4 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 5 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- COMPUTERSHARE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CPU CINS Q2721E105 11/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect A. Les Owen Mgmt For For For 3 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- CONTACT ENERGY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CEN CINS Q2818G104 10/15/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual New Zealand FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Re-elect Whaimutu Dewes Mgmt For For For 2 Re-elect Karen Moses Mgmt For Against Against 3 Authorise Board to Set Auditor's Fees Mgmt For For For
---------------------------------------------------------------------------------------------------------- CONTINENTAL AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CON CINS D16212140 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Jose A. Avila Mgmt For For For 7 Ratify Ralf Cramer Mgmt For For For 8 Ratify Elmar Degenhart Mgmt For For For 9 Ratify Frank Jourdan Mgmt For For For 10 Ratify Helmut Matschi Mgmt For For For 11 Ratify Wolfgang Schaefer Mgmt For For For 12 Ratify Nikolai Setzer Mgmt For For For 13 Ratify Elke Strathmann Mgmt For For For 14 Ratify Heinz-Gerhard Wente Mgmt For For For 15 Ratify Wolfgang Reitzle Mgmt For For For 16 Ratify Werner Bischoff Mgmt For For For 17 Ratify Michael Deister Mgmt For For For 18 Ratify Gunther Dunkel Mgmt For For For 19 Ratify Hans Fischl Mgmt For For For 20 Ratify Jurgen Geissinger Mgmt For For For 21 Ratify Peter Gutzmer Mgmt For For For 22 Ratify Peter Hausmann Mgmt For For For 23 Ratify Hans-Olaf Henkel Mgmt For For For 24 Ratify Michael Iglhaut Mgmt For For For 25 Ratify Joerg Koehlinger Mgmt For For For 26 Ratify Klaus Mangold Mgmt For For For 27 Ratify Hartmut Meine Mgmt For For For 28 Ratify Dirk Nordmann Mgmt For For For 29 Ratify Artur Otto Mgmt For For For 30 Ratify Klaus Rosenfeld Mgmt For For For 31 Ratify Georg F.W. Schaeffler Mgmt For For For 32 Ratify Maria-Elisabeth Schaeffler Mgmt For For For 33 Ratify Joerg Schoenfelder Mgmt For For For 34 Ratify Bernd W. Voss Mgmt For For For 35 Ratify Siegfried Wolf Mgmt For For For 36 Ratify Erwin Woerle Mgmt For For For 37 Appointment of Auditor Mgmt For For For 38 Elect Gunter Dunkel Mgmt For For For 39 Elect Peter Gutzmer Mgmt For For For 40 Elect Klaus Mangold Mgmt For For For 41 Elect Sabine Neuss Mgmt For For For 42 Elect Wolfgang Reitzle Mgmt For For For 43 Elect Klaus Rosenfeld Mgmt For For For 44 Elect Georg F. W. Schaeffler Mgmt For Against Against 45 Elect Maria-Elisabeth Schaeffler Mgmt For For For 46 Elect Siegfried Wolf Mgmt For For For 47 Elect Bernd W. Voss as Interim Mgmt For For For Supervisory Board Member 48 Elect Rolf Nonnenmacher Mgmt For For For 49 Remuneration Policy Mgmt For For For 50 Amendments to Intra-Company Contracts Mgmt For For For
---------------------------------------------------------------------------------------------------------- CORIO N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CORA CINS N2273C104 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Scrip Dividend Option Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Appointment to Management Board Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Cancellation of shares Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- CREDIT AGRICOLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ACA CINS F22797108 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non Mgmt For For For Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Related Party Transactions (Caisses Mgmt For For For Regionales) 9 Ratification of the Co-option of Mgmt For For For Gerard Ouvrier-Buffet 10 Ratification the Co-option of Pascal Mgmt For For For Celerier 11 Elect Daniel Epron Mgmt For For For 12 Elect Jean-Pierre Gaillard Mgmt For For For 13 Elect Caroline Catoire Mgmt For For For 14 Elect Laurence Dors Mgmt For For For 15 Elect Francoise Gri Mgmt For For For 16 Elect Jean-Louis Delorme Mgmt For For For 17 Elect Gerard Ouvrier-Buffet Mgmt For For For 18 Elect Christian Streiff Mgmt For For For 19 Elect Francois Veverka Mgmt For For For 20 Directors' Fees Mgmt For For For 21 Remuneration of Jean-Marie Sander, Mgmt For Against Against Chairman
22 Remuneration of Jean-Paul Chifflet, CEO Mgmt For Against Against 23 Remuneration of Jean-Yves Hocher, Mgmt For Against Against Bruno de Laage and Xavier Musca, Executives 24 Remuneration of Key Risk Takers Mgmt For For For 25 Authorization to Set the Maximum Mgmt For Against Against Variable Remuneration for Persons Belonging to the Company's Identified Staff 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 29 Authority to Increase Capital in Case Mgmt For For For of Exchange Offer 30 Greenshoe Mgmt For For For 31 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 32 Authority to Set Offering Price of Mgmt For For For Shares 33 Global Ceiling on Capital Increases Mgmt For For For 34 Authority to Issue Debt Instruments Mgmt For For For 35 Authority to Increase Capital Through Mgmt For For For Capitalizations 36 Employee Stock Purchase Plan Mgmt For For For 37 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 38 Authority to Cancel Shares and Reduce Mgmt For For For Capital 39 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- CREDIT SAISON COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8253 CINS J7007M109 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Rinno Mgmt For Against Against 4 Elect Teruyuki Maekawa Mgmt For For For 5 Elect Naoki Takahashi Mgmt For For For 6 Elect Haruhisa Kaneko Mgmt For For For 7 Elect Hiroshi Yamamoto Mgmt For For For 8 Elect Masahiro Yamashita Mgmt For For For 9 Elect Junji Kakushoh Mgmt For For For
10 Elect Kazuhiro Hirase Mgmt For For For 11 Elect Sadamu Shimizu Mgmt For For For 12 Elect Akihiro Matsuda Mgmt For For For 13 Elect Teruhisa Aoyama Mgmt For For For 14 Elect Yoshihisa Yamamoto Mgmt For For For 15 Elect Tatsunari Okamoto Mgmt For For For 16 Elect Katsumi Mizuno Mgmt For For For 17 Elect Masako Takeda Mgmt For For For 18 Elect Yasuhisa Ueno Mgmt For For For ---------------------------------------------------------------------------------------------------------- CREDIT SUISSE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGN CINS H3698D419 05/09/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Compensation Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Allocation of Profits Mgmt For TNA N/A 7 Dividends from Reserves Mgmt For TNA N/A 8 Amendments to Articles (Relating to Mgmt For TNA N/A VeguV) 9 Increase in Conditional Capital for Mgmt For TNA N/A Employee Compensation Plan 10 Elect Urs Rohner as Chairman Mgmt For TNA N/A 11 Elect Jassim Al Thani Mgmt For TNA N/A 12 Elect Iris Bohnet Mgmt For TNA N/A 13 Elect Noreen Doyle Mgmt For TNA N/A 14 Elect Jean-Daniel Gerber Mgmt For TNA N/A 15 Elect Andreas Koopmann Mgmt For TNA N/A 16 Elect Jean Lanier Mgmt For TNA N/A 17 Elect Kaikhushru Nargolwala Mgmt For TNA N/A 18 Elect Anton van Rossum Mgmt For TNA N/A 19 Elect Richard Thornburgh Mgmt For TNA N/A 20 Elect John Tiner Mgmt For TNA N/A 21 Elect Severin Schwan Mgmt For TNA N/A 22 Elect Sebastian Thrun Mgmt For TNA N/A 23 Elect Iris Bohnet as Compensation Mgmt For TNA N/A Committee Member 24 Elect Andreas Koopmann as Compensation Mgmt For TNA N/A Committee Member 25 Elect Jean Lanier as Compensation Mgmt For TNA N/A Committee Member 26 Elect Kai Nargolwala as Compensation Mgmt For TNA N/A Committee Member 27 Appointment of Auditor Mgmt For TNA N/A 28 Appointment of Special Auditor Mgmt For TNA N/A 29 Appointment of Independent Proxy Mgmt For TNA N/A 30 Transaction of Other Business Mgmt For TNA N/A
---------------------------------------------------------------------------------------------------------- CRH PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRH CINS G25508105 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Remuneration Policy (Binding) Mgmt For For For 5 Elect Ernst Bartschi Mgmt For For For 6 Elect Maeve Carton Mgmt For For For 7 Elect William P. Egan Mgmt For For For 8 Elect Utz-Hellmuth Felcht Mgmt For For For 9 Elect Nicky Hartery Mgmt For For For 10 Elect John W. Kennedy Mgmt For For For 11 Elect Don McGovern Mgmt For For For 12 Elect Heather Ann McSharry Mgmt For For For 13 Elect Albert Manifold Mgmt For For For 14 Elect Daniel Noel O'Connor Mgmt For For For 15 Elect Henk Rottinghuis Mgmt For For For 16 Elect Mark S. Towe Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Reissue Treasury Shares Mgmt For For For 23 Scrip Dividend Mgmt For For For 24 Performance Share Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRDA CINS G25536106 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Sean Christie Mgmt For For For 6 Elect Alan Ferguson Mgmt For For For 7 Elect Martin Flower Mgmt For For For 8 Elect Steve E. Foots Mgmt For For For 9 Elect Helena Ganczakowski Mgmt For For For 10 Elect Keith Layden Mgmt For For For
11 Elect Nigel Turner Mgmt For For For 12 Elect Stephen Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 20 Performance Share Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- CROWN RESORTS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CWN CINS Q3014T106 10/30/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Geoff J. Dixon Mgmt For For For 3 Re-elect Ashok P. Jacob Mgmt For For For 4 Re-elect Harold C Mitchell Mgmt For For For 5 Re-elect James D. Packer Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Change in Company Name Mgmt For For For ---------------------------------------------------------------------------------------------------------- CSL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CSL CINS Q3018U109 10/16/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect John Akehurst Mgmt For For For 3 Elect Marie McDonald Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Paul Perreault) Mgmt For For For 6 Approve Termination Payments (Former Mgmt For For For CEO Brian McNamee)
---------------------------------------------------------------------------------------------------------- D.E MASTER BLENDERS 1753 NV TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CINS N2563N109 07/31/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amendments to Articles Relating to the Mgmt For For For Public Offer 4 Elect Bart Becht Mgmt For For For 5 Elect Gerd Peter Harf Mgmt For For For 6 Elect Olivier Goudet Mgmt For For For 7 Elect Alexandre van Damme Mgmt For For For 8 Elect Byron D. Trott Mgmt For For For 9 Elect Alejandro Santo Domingo Mgmt For For For 10 Elect M.M.G. Cup Mgmt For For For 11 Ratification of Board Acts (J. Bennink) Mgmt For Against Against 12 Ratification of Board Acts (N.R. Mgmt For Against Against Sorensen-Valdez) 13 Ratification of Board Acts (M.M.M. Mgmt For Against Against Corrales) 14 Ratification of Board Acts (G.J.M. Mgmt For Against Against Picaud) 15 Ratification of Board Acts (S.E. Mgmt For Against Against Taylor) 16 Ratification of Board Acts (A. Illy) Mgmt For For For 17 Ratification of Board Acts (R. Mgmt For For For Zwartendijk) 18 Ratification of Board Acts (C.J.A. van Mgmt For For For Lede) 19 Ratification of Board Acts (M.J. Mgmt For For For Herkemij) 20 Merger/Acquisition Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- DAI NIPPON PRINTING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 7912 CINS J10584100 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitoshi Kitajima Mgmt For Against Against 4 Elect Kohichi Takanami Mgmt For For For 5 Elect Masayoshi Yamada Mgmt For For For 6 Elect Yoshinari Kitajima Mgmt For For For 7 Elect Mitsuhiko Hakii Mgmt For For For 8 Elect Masahiko Wada Mgmt For For For 9 Elect Tetsuji Morino Mgmt For For For 10 Elect Kunikazu Akishige Mgmt For For For 11 Elect Motoharu Kitajima Mgmt For For For 12 Elect Masaki Tsukada Mgmt For For For 13 Elect Sakae Hikita Mgmt For For For 14 Elect Fujio Yamazaki Mgmt For For For 15 Elect Tokuji Kanda Mgmt For For For 16 Elect Takashi Saitoh Mgmt For For For 17 Elect Kohichi Hashimoto Mgmt For For For 18 Elect Satoru Inoue Mgmt For For For 19 Elect Tadao Tsukada Mgmt For Against Against 20 Elect Tsukasa Miyajima Mgmt For For For
---------------------------------------------------------------------------------------------------------- DAICEL CHEMICAL INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4202 CINS J08484149 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Misao Fudaba Mgmt For Against Against 3 Elect Masumi Fukuda Mgmt For For For 4 Elect Yoshimi Ogawa Mgmt For For For 5 Elect Hisao Nishimura Mgmt For For For 6 Elect Noboru Gotoh Mgmt For For For 7 Elect Akishige Okada Mgmt For For For 8 Elect Tadaoh Kondoh Mgmt For For For 9 Elect Kunie Okamoto Mgmt For Against Against 10 Elect Ryoh Ichida Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Statutory Auditors' Fees Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- DAIDO STEEL COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5471 CINS J08778110 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masatoshi Ozawa Mgmt For Against Against 3 Elect Tadashi Shimao Mgmt For For For 4 Elect Michio Okabe Mgmt For For For 5 Elect Motoshi Shinkai Mgmt For For For 6 Elect Takeshi Ishiguro Mgmt For For For 7 Elect Akira Miyajima Mgmt For For For 8 Elect Yasuhiro Itazuri Mgmt For For For 9 Elect Hajime Takahashi Mgmt For For For 10 Elect Kazuto Tachibana Mgmt For For For 11 Elect Tsukasa Nishimura Mgmt For For For 12 Elect Satoshi Tsujimoto Mgmt For For For 13 Elect Yoshitsugu Sakamoto Mgmt For For For 14 Elect Susumu Shimura Mgmt For For For 15 Elect Shuji Matsubuchi Mgmt For For For 16 Elect Shinji Naruse Mgmt For For For 17 Elect Takeshi Mutoh Mgmt For For For 18 Elect Kazuhiko Hirabayashi Mgmt For For For 19 Elect Hajime Amano Mgmt For For For 20 Elect Yoshiaki Mori Mgmt For For For 21 Elect Hirotaka Yoshinaga Mgmt For For For 22 Elect Atsumi Hatano Mgmt For For For 23 Elect Yutaka Hattori as Alternate Mgmt For For For Statutory Auditor
---------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohichi Ina Mgmt For Against Against 4 Elect Masanori Mitsui Mgmt For For For 5 Elect Tatsuya Kaneko Mgmt For For For 6 Elect Yasunori Nakawaki Mgmt For For For 7 Elect Naoto Kitagawa Mgmt For For For 8 Elect Sudirman Maman Rusdi Mgmt For For For 9 Elect Masahiro Fukutsuka Mgmt For For For 10 Elect Makoto Irie Mgmt For For For 11 Elect Norihide Bessho as Alternate Mgmt For Against Against Statutory Auditor 12 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- DAIICHI SANKYO COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Johji Nakayama Mgmt For For For 4 Elect Yuki Satoh Mgmt For For For 5 Elect Manabu Sakai Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Kazunori Hirokawa Mgmt For For For 8 Elect Hiroshi Hirabayashi Mgmt For For For 9 Elect Kunio Ishihara Mgmt For For For 10 Elect Sunao Manabe Mgmt For For For 11 Elect Noritaka Uji Mgmt For For For 12 Elect Hiroshi Toda Mgmt For For For 13 Elect Akiko Kimura Mgmt For For For 14 Elect Yutaka Katagiri Mgmt For For For 15 Elect Sumio Moriwaki as Alternate Mgmt For For For Statutory Auditor 16 Bonus Mgmt For For For
---------------------------------------------------------------------------------------------------------- DAIKIN INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6367 CINS J10038115 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Authority to Repurchase Shares Mgmt For For For 4 Elect Noriyuki Inoue Mgmt For Against Against 5 Elect Masanori Togawa Mgmt For For For 6 Elect Chiyono Terada Mgmt For For For 7 Elect Kosuke Ikebuchi Mgmt For For For 8 Elect Guntaroh Kawamura Mgmt For For For 9 Elect Ken Tayano Mgmt For For For 10 Elect Masatsugu Minaka Mgmt For For For 11 Elect Jiroh Tomita Mgmt For For For 12 Elect Takashi Matsuzaki Mgmt For For For 13 Elect Kohichi Takahashi Mgmt For For For 14 Elect Frans Hoorelbeke Mgmt For For For 15 Elect David L. Swift Mgmt For For For 16 Elect Ichiroh Ono as Alternate Mgmt For For For Statutory Auditor 17 Bonus Mgmt For For For 18 Directors' and Statutory Auditors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DAI CINS D1668R123 04/09/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Remuneration Policy Mgmt For TNA N/A 12 Elect Bernd Bohr Mgmt For TNA N/A 13 Elect Joe Kaeser Mgmt For TNA N/A 14 Elect Bernd Pischetsrieder Mgmt For TNA N/A 15 Increase in Authorized Capital Mgmt For TNA N/A 16 Supervisory Board Members' Fees Mgmt For TNA N/A 17 Amendments to Previously Approved Mgmt For TNA N/A Intra-Company Contracts 18 Cancellation and Reworking of Mgmt For TNA N/A Intra-Company Contracts
---------------------------------------------------------------------------------------------------------- DAINIPPON SUMITOMO PHARMA CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4506 CINS J10542116 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masayo Tada Mgmt For For For 4 Elect Hiroshi Noguchi Mgmt For For For 5 Elect Makoto Hara Mgmt For For For 6 Elect Yoshihiro Okada Mgmt For For For 7 Elect Masaru Ishidahara Mgmt For For For 8 Elect Hiroshi Nomura Mgmt For For For 9 Elect Hidehiko Satoh Mgmt For For For 10 Elect Hiroshi Satoh Mgmt For For For 11 Elect Nobuo Takeda Mgmt For Against Against 12 Elect Harumichi Uchida Mgmt For For For 13 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kanitsu Uchida Mgmt For For For 5 Elect Kei Takeuchi Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- DAIWA HOUSE INDUSTRY COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1925 CINS J11508124 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeo Higuchi Mgmt For Against Against 4 Elect Naotake Ohno Mgmt For For For 5 Elect Tetsuji Ogawa Mgmt For For For 6 Elect Tamio Ishibashi Mgmt For For For 7 Elect Tatsushi Nishimura Mgmt For For For 8 Elect Katsutomo Kawai Mgmt For For For 9 Elect Takuya Ishibashi Mgmt For For For 10 Elect Shigeru Numata Mgmt For For For 11 Elect Osamu Fujitani Mgmt For For For 12 Elect Takashi Hama Mgmt For For For 13 Elect Kazuto Tsuchida Mgmt For For For 14 Elect Makoto Yamamoto Mgmt For For For 15 Elect Fukujiroh Hori Mgmt For For For
16 Elect Takeshi Kohsokabe Mgmt For For For 17 Elect Keiichi Yoshii Mgmt For For For 18 Elect Masahiro Kiguchi Mgmt For For For 19 Elect Kohichi Kamikawa Mgmt For For For 20 Elect Kazuyoshi Kimura Mgmt For Against Against 21 Elect Yutaka Shigemori Mgmt For For For 22 Elect Kuniaki Matsumoto as a Statutory Mgmt For Against Against Auditor 23 Bonus Mgmt For Against Against 24 Condolence Payment for a Statutory Mgmt For For For Auditor ---------------------------------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8601 CINS J11718111 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Shigeharu Suzuki Mgmt For For For 4 Elect Takashi Hibino Mgmt For For For 5 Elect Nobuyuki Iwamoto Mgmt For For For 6 Elect Akio Takahashi Mgmt For For For 7 Elect Yoriyuki Kusaki Mgmt For For For 8 Elect Masaru Shirataki Mgmt For For For 9 Elect Ryuji Yasuda Mgmt For For For 10 Elect Nobuko Matsubara Mgmt For For For 11 Elect Keiichi Tadaki Mgmt For For For 12 Elect Hiroki Tsuda Mgmt For For For 13 Elect Hiroshi Nakamura Mgmt For For For 14 Elect Keiko Tashiro Mgmt For For For 15 Elect Tadashi Onodera Mgmt For For For 16 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- DANSKE BANK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS DDB CINS K22272114 03/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Ole Andersen Mgmt For For For 7 Elect Urban Backstrom Mgmt For For For 8 Elect Lars Forberg Mgmt For For For 9 Elect Jorn P. Jensen Mgmt For Against Against 10 Elect Carol Sergeant Mgmt For For For 11 Elect Jim Hagemann Snabe Mgmt For For For 12 Elect Trond O Westlie Mgmt For For For 13 Elect Rolv E. Ryssdal Mgmt For For For
14 Appointment of Auditor Mgmt For For For 15 Amendment to Articles Regarding Mgmt For For For Language of Annual Reports 16 Amendment to Articles Regarding Mgmt For For For Language of General Meetings 17 Amendment to Articles Regarding Mgmt For For For Registration by Name 18 Amendment to Articles Regarding Mgmt For For For Holding a Ballot 19 Amendment to Articles Regarding Proxy Mgmt For For For Voting 20 Amendment to Articles Regarding Mgmt For For For Secondary Names 21 Authority to Repurchase Shares Mgmt For For For 22 Directors' Fees Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Shareholder Proposal Regarding Meeting ShrHldr Against Against For Notice 25 Shareholder Proposal Regarding ShrHldr Against Against For Language of Publications 26 Shareholder Proposal Regarding Website ShrHldr Against Against For Disclosure 27 Shareholder Proposal Regarding ShrHldr Against Against For Catering at the Annual General Meeting 28 Shareholder Proposal Regarding an ShrHldr Against Against For Initiative for an Integration Institute 29 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Quoted Prices 30 Shareholder Proposal Regarding Trading ShrHldr Against Against For in Own Shares 31 Shareholder Proposal Regarding General ShrHldr Against Against For Fees 32 Shareholder Proposal Regarding ShrHldr Against Against For Customer Transactions 33 Shareholder Proposal Regarding ShrHldr Against Against For Corporate Language 34 Shareholder Proposal Regarding ShrHldr Against Against For Language of General Meetings 35 Shareholder Proposal Regarding ShrHldr Against Against For Repayment of Hybrid Capital 36 Shareholder Proposal Regarding ShrHldr Against Against For Shareholder 37 Shareholder Proposal Regarding Voting ShrHldr Against Against For by Ballot 38 Shareholder Proposal Regarding Tax ShrHldr Against Against For Havens 39 Shareholder Proposal Regarding Bank ShrHldr Against Against For Secrecy 40 Shareholder Proposal Regarding ShrHldr Against Against For Replacement of the Current Chairman
---------------------------------------------------------------------------------------------------------- DASSAULT SYSTEMES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS DSY CINS F2457H100 05/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Remuneration of Charles Edelstenne, Mgmt For For For Chairman of the Board 10 Remuneration of Bernard Charles, CEO Mgmt For Against Against 11 Elect Charles Edelstenne Mgmt For Against Against 12 Elect Bernard Charles Mgmt For For For 13 Elect Thibault de Tersant Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 17 Stock Split Mgmt For For For 18 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS D05 CINS Y20246107 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends on Mgmt For For For Ordinary Shares 3 Allocation of Profits/Dividends on Mgmt For For For Non-Voting Redeemable Convertible Preference Shares 4 Directors' Fees Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect Piyush Gupta Mgmt For For For 7 Elect Bart Joseph Broadman Mgmt For For For 8 Elect HO Tian Yee Mgmt For For For 9 Elect Nihal Vijaya Devadas Kaviratne Mgmt For For For 10 Authority to Grant Awards and Issue Mgmt For Against Against Shares under the DBSH Share Option Plan and DBSH Share Plan
11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Ordinary and Mgmt For For For Non-Voting Convertible Preference Shares under the DBSH Scrip Dividend Scheme for 2013 17 Authority to Issue Ordinary and Mgmt For For For Non-Voting Convertible Preference Shares under the DBSH Scrip Dividend Scheme for 2014 ---------------------------------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS D05 CINS Y20246107 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- DELEK GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CINS M27635107 01/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For ---------------------------------------------------------------------------------------------------------- DELEK GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CINS M27635107 09/11/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 CEO's Bonus Mgmt For For For
---------------------------------------------------------------------------------------------------------- DELEK REAL ESTATE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLKR CINS M27635107 07/31/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For Against Against 4 Elect Carmit Alroy Mgmt For For For 5 Compensation Paid to Moshe Amit Mgmt For For For 6 Bonus Paid to Gaby Last Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividend 7 Ratification of Board Acts Mgmt For For For 8 Ratification of Auditor's Acts Mgmt For For For 9 Elect Mats Jansson Mgmt For For For 10 Elect William G. McEwan Mgmt For For For 11 Elect Jack L. Stahl Mgmt For For For 12 Elect Johnny Thijs Mgmt For For For 13 Ratify Independence of Mats Jansson Mgmt For For For 14 Ratify Independence of William G. Mgmt For For For McEwan 15 Ratify Independence of Jack L. Stahl Mgmt For For For 16 Ratify Independence of Johnny Thijs Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Remuneration Report Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Performance Stock Unit Plan Mgmt For For For 21 Change in Control Clause (2014 EU Mgmt For Against Against Performance Stock Unit Plan) 22 Change of Control Provision (Credit Mgmt For Against Against Facility Agreement) 23 Change of Control Clause (Bonds, Mgmt For Against Against Convertible Bonds)
---------------------------------------------------------------------------------------------------------- DELTA LLOYD GROUP NV TICKER SECURITY ID: MEETING DATE MEETING STATUS DL CINS N25633103 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Elect Andre Bergen to the Supervisory Mgmt For For For Board 15 Elect Robert A. Ruijter to the Mgmt For For For Supervisory Board 16 Elect E.J. Fischer to the Supervisory Mgmt For For For Board 17 Elect J.G. Haars to the Supervisory Mgmt For For For Board 18 Elect S.G. Van der Lecq to the Mgmt For For For Supervisory Board 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Suppress Preemptive Rights Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- DENA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2432 CINS J1257N107 06/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yukinao Kondoh as Statutory Mgmt For For For Auditor ---------------------------------------------------------------------------------------------------------- DENSO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6902 CINS J12075107 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For
4 Elect Nobuaki Katoh Mgmt For Against Against 5 Elect Kohji Kobayashi Mgmt For For For 6 Elect Masahiko Miyaki Mgmt For For For 7 Elect Akio Shikamura Mgmt For For For 8 Elect Haruya Maruyama Mgmt For For For 9 Elect Shinji Shirasaki Mgmt For For For 10 Elect Akio Tajima Mgmt For For For 11 Elect Michio Adachi Mgmt For For For 12 Elect Hiroyuki Wakabayashi Mgmt For For For 13 Elect Satoshi Iwata Mgmt For For For 14 Elect Masahiko Itoh Mgmt For For For 15 Elect Shohichiroh Toyoda Mgmt For For For 16 Elect George Olcott Mgmt For For For 17 Elect Takashi Nawa Mgmt For For For 18 Elect Atsuhiko Shinmura as Statutory Mgmt For Against Against Auditor 19 Bonus Mgmt For Against Against 20 Statutory Auditors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- DENTSU INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4324 CINS J1207N108 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tadashi Ishii Mgmt For Against Against 4 Elect Syohichi Nakamoto Mgmt For For For 5 Elect Yuzuru Katoh Mgmt For For For 6 Elect Timothy Andree Mgmt For For For 7 Elect Akira Sugimoto Mgmt For For For 8 Elect Kunihiro Matsushima Mgmt For For For 9 Elect Yoshio Takada Mgmt For For For 10 Elect Akira Tonouchi Mgmt For For For 11 Elect Kazufumi Hattori Mgmt For For For 12 Elect Toshihiro Yamamoto Mgmt For For For 13 Elect Yutaka Nishizawa Mgmt For For For 14 Elect Masaki Fukuyama Mgmt For For For 15 Elect Kenichi Katoh as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DBK CINS D18190898 05/22/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Repurchase Shares Using Mgmt For TNA N/A Equity Derivatives 13 Maximum Variable Pay Ratio (Board of Mgmt For TNA N/A Management) 14 Maximum Variable Pay Ratio (All Mgmt For TNA N/A Employees) 15 Supervisory Board Members' Fees Mgmt For TNA N/A 16 Increase in Authorized Capital Mgmt For TNA N/A 17 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital 18 Authority to Issue Debt Instruments Mgmt For TNA N/A 19 Intra-Company Control Agreement with Mgmt For TNA N/A Deutsche Immobilien Leasing GmbH 20 Intra-Company Control Agreement with Mgmt For TNA N/A Deutsche Bank (Europe) GmbH ---------------------------------------------------------------------------------------------------------- DEUTSCHE BORSE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DB1 CINS D1882G119 05/15/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital 11 Supervisory Board Size Mgmt For TNA N/A 12 Amendments to Articles Regarding Mgmt For TNA N/A Payment of Dividend 13 Appointment of Auditor Mgmt For TNA N/A
---------------------------------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS LHA CINS D1908N106 04/29/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Increase in Capital for Employee Share Mgmt For TNA N/A Purchase Plan 11 Corporate Restructuring Mgmt For TNA N/A 12 Intra-company Control Agreement Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Elect Monika Ribar Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- DEUTSCHE POST AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DPW CINS D19225107 05/27/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Repurchase Shares Using Mgmt For TNA N/A Equity Derivatives 13 Performance Share Plan; Increase in Mgmt For TNA N/A Conditional Capital 14 Elect Henning Kagermann Mgmt For TNA N/A 15 Elect Simone Menne Mgmt For TNA N/A 16 Elect Ulrich Schroder Mgmt For TNA N/A 17 Elect Stefan Schulte Mgmt For TNA N/A 18 Amendments to Previously Approved Mgmt For TNA N/A Intra-company Contracts
---------------------------------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CINS D2035M136 05/15/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Elect Johannes Geismann Mgmt For TNA N/A 12 Elect Lars Hinrichs Mgmt For TNA N/A 13 Elect Ulrich Schroder Mgmt For TNA N/A 14 Elect Karl-Heinz Streibich Mgmt For TNA N/A 15 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in conditional capital ---------------------------------------------------------------------------------------------------------- DEXUS PROPERTY GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DXS CINS Q3190P100 10/29/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Ratify Craig D. Mitchell as a Director Mgmt For For For 4 Equity Grant (CEO Darren Steinberg) Mgmt For For For 5 Equity Grant (CFO Craig Mitchell) Mgmt For For For ---------------------------------------------------------------------------------------------------------- DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CINS G42089113 09/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peggy Bruzelius Mgmt For For For 5 Elect Laurence M. Danon Mgmt For For For
6 Elect Lord Mervyn Davies Mgmt For For For 7 Elect HO Kwon Ping Mgmt For For For 8 Elect Betsey D. Holden Mgmt For For For 9 Elect Franz B. Humer Mgmt For For For 10 Elect Deirdre Mahlan Mgmt For For For 11 Elect Ivan Menezes Mgmt For For For 12 Elect Philip Scott Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLG CINS G2871V106 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Michael Biggs Mgmt For For For 6 Elect Paul Geddes Mgmt For For For 7 Elect Jane Hanson Mgmt For For For 8 Elect Glyn Jones Mgmt For For For 9 Elect Andrew Palmer Mgmt For For For 10 Elect John Reizenstein Mgmt For For For 11 Elect Clare Thompson Mgmt For For For 12 Elect Priscilla Vacassin Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set Annual General Mgmt For Against Against Meeting Notice Period at 14 Days 19 Authorisation of Political Donations Mgmt For For For
---------------------------------------------------------------------------------------------------------- DISTRIBUIDORA INTERNACIONAL DE ALIMENTACION SA TICKER SECURITY ID: MEETING DATE MEETING STATUS DIA CINS E3685C104 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Transfer of Reserves Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Elect Richard T. Golding Mgmt For For For 7 Elect Mariano Martin Mampaso Mgmt For For For 8 Elect Nadra Moussalem Mgmt For For For 9 Elect Antonio Urcelay Alonso Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Long Term Incentive Plan 2014-2016 Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authorization of Legal Formalities Mgmt For For For 14 Remuneration Report Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- DNB ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS DNB CINS R1812S105 04/24/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Agenda Mgmt For TNA N/A 7 Minutes Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profit/Dividends 9 Authority to Set Auditor's Fees Mgmt For TNA N/A 10 Election of Supervisory Board Mgmt For TNA N/A 11 Election of Control Committee Mgmt For TNA N/A 12 Election Committee Mgmt For TNA N/A 13 Governing Bodies Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A 15 Compensation Guidelines (Advisory) Mgmt For TNA N/A 16 Incentive Guidelines (Binding) Mgmt For TNA N/A 17 Corporate Governance Report Mgmt For TNA N/A
---------------------------------------------------------------------------------------------------------- DON QUIJOTE TICKER SECURITY ID: MEETING DATE MEETING STATUS 7532 CINS J1235L108 09/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yukihiko Inoue as Statutory Mgmt For For For Auditor 4 Retirement Allowances for Statutory Mgmt For Against Against Auditor(s) ---------------------------------------------------------------------------------------------------------- DON QUIJOTE CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7532 CINS J1235L108 11/29/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Shift to Holding Company Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kenji Sekiguchi as Director Mgmt For Against Against 5 Elect Yasunori Yoshimura as Statutory Mgmt For For For Auditor ---------------------------------------------------------------------------------------------------------- DSM NV TICKER SECURITY ID: MEETING DATE MEETING STATUS DSM CINS N5017D122 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect R-D. Schwalb Mgmt For For For 10 Elect G. Matchett Mgmt For For For 11 Elect Robert J. Routs Mgmt For Against Against 12 Elect Tom De Swaan Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Cancellation of Shares/Authority to Mgmt For For For Reduce Share Capital 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- DSV A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS DSV CINS K3013J154 03/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Elect Kurt K. Larsen Mgmt For Abstain Against 11 Elect Erik B. Pedersen Mgmt For For For 12 Elect Annette Sadolin Mgmt For For For 13 Elect Birgit W. Norgaard Mgmt For For For 14 Elect Thomas Plenborg Mgmt For For For 15 Elect Robert Steen Kledal Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Auditor ShrHldr Abstain Abstain For Appointment 18 Authority to Cancel Shares and Reduce Mgmt For For For Capital 19 Compensation Guidelines Mgmt For Against Against 20 Amendments to Articles Regarding Proxy Mgmt For For For Voting 21 Amendments to Articles Regarding Mgmt For For For Auditor 22 SHP Regarding Meeting Notice ShrHldr Against Against For 23 SHP Regarding Website Disclosure ShrHldr Against Against For 24 SHP Regarding Catering at Annual ShrHldr Against Against For General Meeting 25 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- E.ON SE TICKER SECURITY ID: MEETING DATE MEETING STATUS EOAN CINS D24914133 04/30/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A
9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Appointment of Auditor for Interim Mgmt For TNA N/A Statements 12 Amendment to Intra-Company Control Mgmt For TNA N/A Agreement ---------------------------------------------------------------------------------------------------------- EAST JAPAN RAILWAY COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9020 CINS J1257M109 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Satoshi Seino Mgmt For Against Against 4 Elect Masaki Ogata Mgmt For For For 5 Elect Tetsuroh Tomita Mgmt For For For 6 Elect Yuji Fukasawa Mgmt For For For 7 Elect Naomichi Yagishita Mgmt For For For 8 Elect Yuji Morimoto Mgmt For For For 9 Elect Tsukasa Haraguchi Mgmt For For For 10 Elect Osamu Kawanobe Mgmt For For For 11 Elect Toshiroh Ichinose Mgmt For For For 12 Elect Takashi Sawamoto Mgmt For For For 13 Elect Masahiko Nakai Mgmt For For For 14 Elect Yasuyoshi Umehara Mgmt For For For 15 Elect Makoto Takahashi Mgmt For For For 16 Elect Yasushi Fukuda Mgmt For For For 17 Elect Takao Nishiyama Mgmt For For For 18 Elect Takashi Etoh Mgmt For For For 19 Elect Takeshi Sasaki Mgmt For For For 20 Elect Tomokazu Hamaguchi Mgmt For For For 21 Bonus Mgmt For Against Against 22 Shareholder Proposal Regarding ShrHldr Against Against For Earthquake Recovery 23 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Independent Committee to Develop Recovery Plans 24 Shareholder Proposal Regarding Company ShrHldr Against Against For Compliance 25 Shareholder Proposal Regarding Special ShrHldr Against Against For Committee for Compliance Surveillance 26 Shareholder Proposal Regarding ShrHldr Against For Against Compensation Disclosure 27 Shareholder Proposal Regarding Outside ShrHldr Against For Against Directors 28 Shareholder Proposal Regarding Removal ShrHldr Against For Against of Satoshi Seino 29 Shareholder Proposal Regarding Removal ShrHldr Against Against For of Masaki Ogata 30 Shareholder Proposal Regarding Removal ShrHldr Against Against For of Tetsuro Tomita
31 Shareholder Proposal Regarding Removal ShrHldr Against Against For of Yuji Fukasawa 32 Shareholder Proposal Regarding Removal ShrHldr Against Against For of Yuji Morimoto 33 Shareholder Proposal Regarding ShrHldr Against Against For Reduction of Director and Auditor Remuneration 34 Shareholder Proposal Regarding ShrHldr Against Against For Appropriation of Retained Earnings ---------------------------------------------------------------------------------------------------------- EASYJET PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS EZJ CINS G3030S109 02/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For (Ordinary) 5 Allocation of Profits/Dividends Mgmt For For For (Special) 6 Elect John Barton Mgmt For For For 7 Elect Charles Gurassa Mgmt For For For 8 Elect Carolyn McCall Mgmt For For For 9 Elect Chris Kennedy Mgmt For For For 10 Elect Adele Anderson Mgmt For For For 11 Elect David Bennett Mgmt For For For 12 Elect John Browett Mgmt For For For 13 Elect Rigas Doganis Mgmt For For For 14 Elect Keith Hamill Mgmt For For For 15 Elect Andrew Martin Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Authority to Repurchase Shares Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- EASYJET PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS EZJ CINS G3030S109 07/11/2013 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Fleet Acquisitions Mgmt For For For ---------------------------------------------------------------------------------------------------------- ECHO ENTERTAINMENT GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CINS Q3383N102 11/08/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Katie Lahey Mgmt For For For 4 Elect Richard Sheppard Mgmt For For For 5 Elect Gerard Bradley Mgmt For For For 6 Equity Grant (MD/CEO John Redmond) Mgmt For For For 7 Equity Grant (CFO Matthias Bekier) Mgmt For For For ---------------------------------------------------------------------------------------------------------- EDENRED SA TICKER SECURITY ID: MEETING DATE MEETING STATUS EDEN CINS F3192L109 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Remuneration of Jacques Stern, CEO and Mgmt For For For Chairman 9 Ratification of the Co-option of Mgmt For For For Jean-Romain Lhomme 10 Elect Jean-Romain Lhomme Mgmt For For For 11 Elect Gabriele Galateri di Genola Mgmt For For For 12 Elect Maelle Gavet Mgmt For For For 13 Elect Jacques Stern Mgmt For For For 14 Severance Agreement of Jacques Stern, Mgmt For For For CEO and chairman
15 Unemployment Insurance of Jacques Mgmt For For For Stern, CEO and Chairman 16 Death/Disability and Health Insurance Mgmt For For For Benefits of Jacques Stern, CEO and Chairman 17 Supplementary Retirement Benefits of Mgmt For For For Jacques Stern, CEO and Chairman 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Through Private Placement 23 Greenshoe Mgmt For For For 24 Increase in Authorized Capital in Mgmt For For For consideration for contributions in kind 25 Increase in Authorized Capital through Mgmt For For For capitalizations 26 Employee Stock Purchase Plan Mgmt For For For 27 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS EDP CINS X67925119 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Executive Board Acts Mgmt For For For 6 Ratification of General and Mgmt For For For Supervisory Board Acts 7 Ratification of Auditor Acts Mgmt For For For 8 Authority to Trade in Company Stock Mgmt For For For 9 Authority to Trade in Company Debt Mgmt For For For Instruments 10 Remuneration Report (Management Board) Mgmt For For For 11 Remuneration Report (Corporate Bodies) Mgmt For For For
---------------------------------------------------------------------------------------------------------- EISAI COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4523 CINS J12852117 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Tokuji Izumi Mgmt For Against Against 4 Elect Kiyochika Ohta Mgmt For For For 5 Elect Hideaki Matsui Mgmt For For For 6 Elect Nobuo Deguchi Mgmt For For For 7 Elect Graham Fry Mgmt For For For 8 Elect Osamu Suzuki Mgmt For For For 9 Elect Patricia Robinson Mgmt For For For 10 Elect Tohru Yamashita Mgmt For For For 11 Elect Ikuo Nishikawa Mgmt For For For 12 Elect Noboru Naoe Mgmt For For For ---------------------------------------------------------------------------------------------------------- ELAN CORPORATION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ELN CINS G29539106 11/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Court Ireland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------- ELAN CORPORATION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ELN CINS G29539106 11/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Ireland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Ordinary: Acquisition Mgmt For For For 2 Special: Cancellation of Shares Mgmt For For For 3 Ordinary: Issuance of Shares Mgmt For For For 4 Special: Amendments to Articles Mgmt For For For 5 Ordinary: Reduction in Share Premium Mgmt For For For Account to Create Distributable Reserves 6 Ordinary: Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------- ELECTRIC POWER DEVELOPMENT CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 9513 CINS J12915104 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Yasuo Maeda Mgmt For Against Against 4 Elect Masayoshi Kitamura Mgmt For For For 5 Elect Yoshihiko Sakanashi Mgmt For For For 6 Elect Minoru Hino Mgmt For For For 7 Elect Toshifumi Watanabe Mgmt For For For 8 Elect Seigoh Mizunuma Mgmt For For For 9 Elect Kuniharu Takemata Mgmt For For For 10 Elect Junji Nagashima Mgmt For For For 11 Elect Hitoshi Murayama Mgmt For For For 12 Elect Masato Uchiyama Mgmt For For For 13 Elect Naori Fukuda Mgmt For For For 14 Elect Goh Kajitani Mgmt For For For 15 Elect Mariko Fujii Mgmt For For For 16 Elect Hiroshi Fujioka as Statutory Mgmt For For For Auditor ---------------------------------------------------------------------------------------------------------- ELECTRICITE DE FRANCE TICKER SECURITY ID: MEETING DATE MEETING STATUS EDF CINS F2940H113 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against Against For Dividend Payments (Resolution A) 9 Scrip Dividend Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Remuneration of Henri Proglio, Mgmt For For For Chairman and CEO 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Issue Shares Through Mgmt For For For Private Placement 16 Greenshoe Mgmt For For For 17 Authority to Increase Capital through Mgmt For For For Capitalizations 18 Authority to Increase Capital in Case Mgmt For For For of Exchange Offer 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 20 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan
21 Authority to Cancel Shares and Reduce Mgmt For For For Capital 22 Amendments to Articles Mgmt For For For 23 Authorization of Legal Formalities Mgmt For For For 24 Elect Colette Lewiner Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- ELECTROLUX AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ELUX-B CINS W24713120 03/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Allocation of Profits/Dividends Mgmt For For For 14 Amendments to Articles Regarding Mgmt For For For Number of Auditors 15 Board Size Mgmt For For For 16 Directors' Fees; Auditor's Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Long-Term Incentive Plan Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Issuance of Treasury Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ELEKTA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS EKTA CINS W2479G107 09/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size Mgmt For For For 17 Directors and Auditors' Fees Mgmt For Against Against 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Election of Directors Mgmt For For For 20 Appointment of Auditor Mgmt For Against Against 21 Compensation Guidelines Mgmt For For For 22 Performance Share Plan 2013 Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Issue Treasury Shares Mgmt For For For 25 Authority to Issue Treasury Shares Mgmt For For For Pursuant to Performance Share Plan 2013 26 Authority to Issue Treasury Shares Mgmt For For For Pursuant to Performance Share Plans 2011 and 2012 27 Nomination Committee Mgmt For Against Against 28 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ELISA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS ELI1V CINS X1949T102 04/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Number of Auditors Mgmt For For For 16 Appointment of Auditor Mgmt For Against Against 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- EMS-CHEMIE HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EMSN CINS H22206199 08/10/2013 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Directors' Compensation Mgmt For TNA N/A 7 Vote on Executives' Compensation Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board and Management Mgmt For TNA N/A Acts 10 Elect Ulf Berg Mgmt For TNA N/A 11 Elect Magdalena Martullo Mgmt For TNA N/A 12 Elect Urs Fankhauser Mgmt For TNA N/A 13 Elect Joachim Streu Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 In the case of ad-hoc/Miscellaneous ShrHldr N/A TNA N/A shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. ---------------------------------------------------------------------------------------------------------- ENAGAS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENG CINS E41759106 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Elect Antonio Llarden Carratala Mgmt For For For 6 Elect Marcelino Oreja Arburua Mgmt For For For 7 Elect Ana Palacio Vallelersundi Mgmt For For For 8 Elect Isabel Tocino Biscarolasaga Mgmt For For For 9 Elect Antonio Hernandez Mancha Mgmt For For For 10 Elect Gonzalo Solano Gonzalez Mgmt For For For 11 Elect Luis Valero Artola Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Remuneration Report Mgmt For Against Against 14 Authority to Carry Out Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- ENEL GREEN POWER S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGPW CINS T3679C106 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 List Presented by Enel S.p.A. Mgmt For N/A N/A 7 List Presented by Fondazione Mgmt For For For E.N.P.A.M. and INARCASSA 8 Statutory Auditors' Fees Mgmt For Abstain Against 9 Remuneration Report Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- ENEL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Shareholder Proposal Regarding Mgmt N/A Against N/A Amendment to Article 14 6 Amendment to Article 13 Mgmt For For For 7 Board Size Mgmt For For For 8 Board Term Length Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 List Presented by the Ministry of Mgmt For N/A N/A Economy and Finance 11 List presented by Institutional Mgmt For For For Investors representing 1.2% of the Company's issued share capital 12 Election of Chairman Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Reduction in Executive Remuneration Mgmt For For For 15 Remuneration Report Mgmt For For For
---------------------------------------------------------------------------------------------------------- ENI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Repurchase and Reissue Mgmt For For For Shares 7 SHP Regarding Amendments to Article 17 Mgmt N/A Against N/A and Introduction of Article 17 bis 8 Amendments to Article 16 Mgmt For For For 9 Board Size Mgmt For For For 10 Board Term Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 List Presented by Ministry for Economy Mgmt For N/A N/A and Finance 13 List Presented by Group of Mgmt For For For Shareholders Holding 0.703% of Company's Issued Share Capital 14 Election of Chairman of Board Mgmt For For For 15 Directors' Fees Mgmt For Abstain Against 16 Remuneration of Executive Directors Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 List Presented by Ministry for Economy Mgmt N/A Abstain N/A and Finance 19 List Presented by Group of Mgmt N/A For N/A Shareholders Holding 0.703% of Company's Issued Share Capital 20 Election of Chairman of Statutory Mgmt For For For Auditors 21 Statutory Auditors' Fees Mgmt For Abstain Against 22 Magistrate of the Court of Auditors' Mgmt For Abstain Against Fees 23 Long-Term Monetary Incentive Plan Mgmt For For For 2014-2016 24 Remuneration Report Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ERSTE GROUP BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CINS A19494102 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Supervisory Board Members' Fees Mgmt For For For
8 Election of Supervisory Board; Mgmt For For For Supervisory Board Size 9 Elect Bettina Breiteneder Mgmt For For For 10 Elect Jan Homan Mgmt For For For 11 Elect Juan Maria Nin Genova Mgmt For Against Against 12 Elect Friedrich Rodler Mgmt For Against Against 13 Elect Elisabeth Bleykeben-Koren Mgmt For For For 14 Elect Gunter Griss Mgmt For For For 15 Elect Elisabeth Krainer Senger-Weiss Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Increase in Authorized Capital Mgmt For For For 18 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- ESSILOR INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EI CINS F31668100 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Philippe Alfroid Mgmt For For For 9 Elect Yi He Mgmt For For For 10 Elect Maurice Marchand-Tonel Mgmt For For For 11 Elect Aicha Mokdahi Mgmt For Against Against 12 Elect Michel Rose Mgmt For For For 13 Elect Hubert Sagnieres Mgmt For For For 14 Remuneration of Hubert Sagnieres, Mgmt For Against Against Chairman and CEO 15 Directors' Fees Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares and Reduce Mgmt For For For Capital 18 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Greenshoe Mgmt For For For 22 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 23 Authority to Issue Shares Through Mgmt For For For Private Placement 24 Authority to Set Offering Price of Mgmt For For For Shares
25 Global Ceiling on Capital Increases Mgmt For For For 26 Authority to Increase Capital Through Mgmt For For For Capitalizations 27 Amendment to Articles Regarding Mgmt For For For Directors' Term Length 28 Amendments to Articles Regarding Mgmt For For For Employee Representation 29 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- EURAZEO TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CINS F3296A108 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Consolidated Accounts and Reports Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Elect Michel David-Weill Mgmt For For For 11 Elect Anne Lalou Mgmt For For For 12 Elect Michel Mathieu Mgmt For Against Against 13 Elect Olivier Merveilleux du Vignaux Mgmt For Against Against 14 Elect Jean-Pierre Richardson as Censor Mgmt For Against Against 15 Severance Agreement and Retirement Mgmt For Against Against Benefits (Patrick Sayer) 16 Severance Agreement and Retirement Mgmt For Against Against Benefits (Bruno Keller) 17 Severance Agreement and Retirement Mgmt For Against Against Benefits (Virginie Morgon) 18 Severance Agreement and Retirement Mgmt For Against Against Benefits (Philippe Audouin) 19 Severance Agreement and Retirement Mgmt For Against Against Benefits (Fabrice de Gaudemar) 20 Remuneration of, Patrick Sayer, Chair Mgmt For Against Against of the Management Board
21 Remuneration of, Bruno Keller, Mgmt For Against Against Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, Management Board Members 22 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers Audit) 23 Appointment of Alternate Auditor Mgmt For For For (Jean-Christophe Georghiou) 24 Authority to Repurchase Shares Mgmt For Against Against 25 Authority to Increase Capital Through Mgmt For For For Capitalizations 26 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 27 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer 28 Authority to Issue Shares and/or Mgmt For Against Against Covertible Securities Through Private Placement 29 Authority to Set Offering Price of Mgmt For Against Against Shares 30 Greenshoe Mgmt For Against Against 31 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 32 Global Ceiling on Capital Increases Mgmt For For For 33 Employee Stock Purchase Plan Mgmt For For For 34 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 35 Authority to Issue Preference Shares Mgmt For Against Against 36 Authority to Issue Restricted Mgmt For Against Against Preference Shares Conversion of Ordinary Shares into Preference Shares 37 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ETL CINS F3692M128 11/07/2013 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non Mgmt For For For Tax-Deductible Expenses
5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Bertrand Mabille Mgmt For For For 9 Elect Ross McInnes Mgmt For For For 10 Remuneration of Michel de Rosen, CEO Mgmt For For For 11 Remuneration of Michel Azibert, Deputy Mgmt For For For CEO 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Cancel Shares and Reduce Mgmt For For For Capital 14 Authority to Increase Capital Through Mgmt For For For Capitalizations 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For For For Shares 19 Greenshoe Mgmt For For For 20 Authority to Increase Capital in Case Mgmt For For For of Exchange Offer 21 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights in Consideration for Securities Issued by a Subsidiary 23 Authority to Issue Debt Instruments Mgmt For For For 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plans 25 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- EXOR S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXP CINS T3833E113 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Remuneration Report Mgmt For Against Against 3 Authority to Repurchase and Reissue Mgmt For For For Shares 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- EXPERIAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPN CINS G32655105 07/17/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Deirdre Mahlan Mgmt For For For 4 Elect George Rose Mgmt For For For 5 Elect Fabiola Arredondo Mgmt For For For 6 Elect Chris Callero Mgmt For For For 7 Elect Brian Cassin Mgmt For For For 8 Elect Roger Davis Mgmt For For For 9 Elect Alan W. Jebson Mgmt For For For 10 Elect John Peace Mgmt For For For 11 Elect Don Robert Mgmt For For For 12 Elect Sir Alan Rudge Mgmt For For For 13 Elect Judith A. Sprieser Mgmt For For For 14 Elect Paul A. Walker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- FAMILYMART CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8028 CINS J13398102 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Junji Ueda Mgmt For Against Against 3 Elect Isamu Nakayama Mgmt For For For 4 Elect Toshio Katoh Mgmt For For For 5 Elect Motoo Takada Mgmt For For For 6 Elect Masaaki Kosaka Mgmt For For For 7 Elect Akinori Wada Mgmt For For For 8 Elect Yukihiko Komatsuzaki Mgmt For For For 9 Elect Hiroaki Tamamaki Mgmt For For For 10 Elect Kimio Kitamura Mgmt For For For 11 Elect Norio Tanabe as Statutory Auditor Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- FANUC LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 6954 CINS J13440102 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshiharu Inaba Mgmt For Against Against 5 Elect Kenji Yamaguchi Mgmt For For For 6 Elect Hiroyuki Uchida Mgmt For For For 7 Elect Yoshihiro Gonda Mgmt For For For 8 Elect Kiyonori Inaba Mgmt For For For 9 Elect Shunsuke Matsubara Mgmt For For For 10 Elect Hiroshi Noda Mgmt For For For 11 Elect Katsuo Kohari Mgmt For For For 12 Elect Toshiya Okada Mgmt For For For 13 Elect Richard E. Schneider Mgmt For For For 14 Elect Olaf C. Gehrels Mgmt For For For 15 Elect Masato Ono Mgmt For For For 16 Elect Masaharu Sumikawa Mgmt For For For 17 Statutory Auditors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- FAST RETAILING CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9983 CINS J1346E100 11/21/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Tadashi Yanai Mgmt For Abstain Against 2 Elect Tohru Hambayashi Mgmt For Abstain Against 3 Elect Nobumichi Hattori Mgmt For Abstain Against 4 Elect Tohru Murayama Mgmt For Abstain Against 5 Elect Masaaki Shintaku Mgmt For Abstain Against 6 Elect Takashi Nawa Mgmt For Abstain Against ---------------------------------------------------------------------------------------------------------- FEDERATION CENTRES TICKER SECURITY ID: MEETING DATE MEETING STATUS FDC CINS Q3752X103 10/31/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Robert J. Edgar Mgmt For For For 3 Elect W. Peter Day Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Steven Sewell) Mgmt For For For
---------------------------------------------------------------------------------------------------------- FERROVIAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FER CINS E49512119 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 First Scrip Dividend Mgmt For For For 7 Second Scrip Dividend Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Amendments to Articles 2 and 6 of Mgmt For For For Company's Articles of Association 10 Amendments to Article 57 of the Mgmt For For For Company's Articles of Association 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Convertible Debt Mgmt For Abstain Against Instruments 13 Authorization of Legal Formalities Mgmt For For For 14 Remuneration Report Mgmt For For For 15 Presentation of Report on Convertible Mgmt For For For Debt Instruments 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- FIAT INDUSTRIAL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FI CINS T42136100 07/09/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- FIAT S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS F CINS T4R136137 03/31/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Losses 3 Remuneration Report Mgmt For Against Against 4 Authority to Repurchase and Reissue Mgmt For For For Shares
---------------------------------------------------------------------------------------------------------- FINMECCANICA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNC CINS T4502J151 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Shareholder Proposal Regarding Mgmt For Against Against Amendments to Article 18 5 Accounts and Reports; Allocation of Mgmt For For For Losses 6 Board Size Mgmt For For For 7 Board Term Length Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 List Presented by Group of Mgmt For For For Shareholders Representing 1.43% of Share Capital 10 List presented by the Ministry of Mgmt For N/A N/A Economy and Finance 11 Election of Chairman Mgmt For For For 12 Directors' Fees Mgmt For Abstain Against 13 Authority to Approve Additional Mgmt For For For Auditor's Fees 14 Reduction in Executive Remuneration Mgmt For For For 15 Remuneration Report Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- FINMECCANICA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNC CINS T4502J151 07/04/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Director to Replace Franco Mgmt For Abstain Against Bonferroni 4 Elect Director to Replace Giuseppe Orsi Mgmt For Abstain Against 5 Elect Director to Replace Christian Mgmt For For For Streiff 6 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- FIRST PACIFIC COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 0142 CINS G34804107 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect Robert C. Nicholson Mgmt For Against Against 7 Elect Benny S. Santoso Mgmt For Against Against 8 Elect Graham L. Pickles Mgmt For Against Against 9 Elect Napoleon L. Nazareno Mgmt For Against Against 10 Elect Tedy Djuhar Mgmt For For For 11 Directors' Fees Mgmt For Against Against 12 Authority to Appoint Additional Mgmt For For For Directors 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For Against Against 16 Amendments to Bye-laws Mgmt For For For ---------------------------------------------------------------------------------------------------------- FLETCHER BUILDING LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS FBU CINS Q3915B105 10/16/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual New Zealand FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Re-elect Tony Carter Mgmt For For For 2 Re-elect John F. Judge Mgmt For For For 3 Re-elect Ralph G. Waters Mgmt For For For 4 Authorise Board to Set Auditor's Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- FLIGHT CENTRE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS FLT CINS Q39175106 10/31/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Gary W. Smith Mgmt For For For 3 Elect Robert Baker Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Approve Increase in NEDs' Fee Cap Mgmt For For For 6 Change in Company Name Mgmt For For For
---------------------------------------------------------------------------------------------------------- FONCIERE DES REGIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS FDR CINS F42399109 07/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Special France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Issuance of Shares in Exchange for Mgmt For Abstain Against Contribution of Fonciere Developpement Logements shares 5 Authorization of Legal Formalities Mgmt For Abstain Against ---------------------------------------------------------------------------------------------------------- FONCIERE DES REGIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS FDR CINS F42399109 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports : Ratification of Mgmt For For For Board Acts ; Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Sigrid Duhamel Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Remuneration of Jean Laurent, Chairman Mgmt For For For 11 Remuneration of Christophe Kullman, CEO Mgmt For For For 12 Remuneration of Olivier Esteve, Deputy Mgmt For For For CEO 13 Remuneration of Aldo Mazzocco, Deputy Mgmt For For For CEO 14 Authority to Increase Capital Through Mgmt For For For Capitalizations 15 Authority to Cancel Shares Reduce Mgmt For For For Capital 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 18 Employee Stock Purchase Plan Mgmt For For For 19 Authority to Issue Restricted Shares Mgmt For For For 20 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- FORTESCUE METALS GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS FMG CINS Q39360104 11/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Elizabeth Gaines Mgmt For For For 4 Elect Peter Meurs Mgmt For For For 5 Elect Sharon Warburton Mgmt For For For 6 Re-elect Mark Barnaba Mgmt For For For 7 Approve Equity Grants to Executive Mgmt For For For Directors ---------------------------------------------------------------------------------------------------------- FORTUM OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS FUM1V CINS X2978Z118 04/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- FRAPORT AG TICKER SECURITY ID: MEETING DATE MEETING STATUS FRA CINS D3856U108 05/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Stefan Schulte Mgmt For For For 7 Ratify Anke Giesen Mgmt For For For 8 Ratify Michael Muller Mgmt For For For 9 Ratify Peter Schmitz Mgmt For For For
10 Ratify Matthias Zieschang Mgmt For For For 11 Ratify Karlheinz Weimar Mgmt For For For 12 Ratify Gerold Schaub Mgmt For For For 13 Ratify Claudia Amier Mgmt For For For 14 Ratify Devrim Arslan Mgmt For For For 15 Ratify Uwe Becker Mgmt For For For 16 Ratify Hakan Cicek Mgmt For For For 17 Ratify Kathrin Dahnke Mgmt For For For 18 Ratify Peter Feldmann Mgmt For For For 19 Ratify Karl Ulrich Garnadt Mgmt For For For 20 Ratify Margarete Haase Mgmt For For For 21 Ratify Jorg-Uwe Hahn Mgmt For For For 22 Ratify Lothar Klemm Mgmt For For For 23 Ratify Roland Krieg Mgmt For For For 24 Ratify Michael Odenwald Mgmt For For For 25 Ratify Mehmet Ozdemir Mgmt For For For 26 Ratify Arno Prangenberg Mgmt For For For 27 Ratify Hans-Jurgen Schmidt Mgmt For For For 28 Ratify Werner Schmidt Mgmt For For For 29 Ratify Edgar Stejskal Mgmt For For For 30 Ratify Katja Windt Mgmt For For For 31 Appointment of Auditor Mgmt For For For 32 Elect Peter Gerber Mgmt For For For 33 Elect Frank-Peter Kaufmann Mgmt For For For 34 Amendments to Articles Regarding Mgmt For For For Management's Authority ---------------------------------------------------------------------------------------------------------- FRESENIUS MEDICAL CARE AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS FME CINS D2734Z107 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of General Partner Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Previously Approved Mgmt For For For Profit-and-Loss Transfer Agreement
---------------------------------------------------------------------------------------------------------- FRESENIUS SE & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS FREG CINS D27348123 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of General Partner Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Previously Approved Mgmt For For For Intra-company Contracts 10 Stock Split; Increase in Share Capital Mgmt For For For 11 Increase in Authorized Capital Mgmt For For For 12 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 13 Authority to Repurchase and Trade in Mgmt For For For Company Shares 14 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives ---------------------------------------------------------------------------------------------------------- FRESNILLO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS FRES CINS G371E2108 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Remuneration Report (Advisory) Mgmt For For For 5 Elect Alberto Bailleres Gonzalez Mgmt For For For 6 Elect Fernando Ruiz Sahagun Mgmt For Against Against 7 Elect Guy Wilson Mgmt For For For 8 Elect Juan Bordes Aznar Mgmt For For For 9 Elect Arturo Fernandez Perez Mgmt For For For 10 Elect Rafael MacGregor Anciola Mgmt For For For 11 Elect Jaime Lomelin Mgmt For For For 12 Elect Maria Asuncion Aramburuzabala Mgmt For For For Larregui 13 Elect Alejandro Bailleres Gual Mgmt For For For 14 Elect Barbara Garza Laguera Gonda Mgmt For For For 15 Elect Jaime Serra Mgmt For For For 16 Elect Charles Jacobs Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- FUGRO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS FUGRO CINS N3385Q197 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Remuneration Policy Mgmt For For For 11 Long-term Incentive Plan Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Elect P. van Riel to the Management Mgmt For For For Board 14 Elect Gert-Jan Kramer Mgmt For For For 15 Elect D.J. Wall Mgmt For For For 16 Elect A.J. Campo Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Suppress Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Cancellation of Shares/Authority to Mgmt For For For Reduce Share Capital 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- FUGRO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS FUGRO CINS N3385Q197 11/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Election to the Management Board; Mgmt For Against Against One-Off Bonus Grant 3 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- FUJI ELECTRIC CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 6504 CINS J14112106 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michihiro Kitazawa Mgmt For Against Against 3 Elect Yoshio Okuno Mgmt For For For 4 Elect Michio Abe Mgmt For For For 5 Elect Junichi Matsumoto Mgmt For For For 6 Elect Kenzoh Sugai Mgmt For For For 7 Elect Naoya Eguchi Mgmt For For For 8 Elect Hiroaki Kurokawa Mgmt For For For 9 Elect Motoyuki Suzuki Mgmt For For For 10 Elect Mareto Sako Mgmt For For For 11 Elect Toshio Shinosaki as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- FUJI HEAVY INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7270 CINS J14406136 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yasuyuki Yoshinaga Mgmt For Against Against 5 Elect Jun Kondoh Mgmt For For For 6 Elect Akira Mabuchi Mgmt For For For 7 Elect Naoto Mutoh Mgmt For For For 8 Elect Mitsuru Takahashi Mgmt For For For 9 Elect Takeshi Tachimori Mgmt For For For 10 Elect Toshio Arima Mgmt For For For 11 Elect Kenji Tamazawa as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- FUJIFILM HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4901 CINS J14208102 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shigetaka Komori Mgmt For Against Against 4 Elect Shigehiro Nakajima Mgmt For For For 5 Elect Kohichi Tamai Mgmt For For For 6 Elect Yuzoh Toda Mgmt For For For 7 Elect Takatoshi Ishikawa Mgmt For For For 8 Elect Kenji Sukeno Mgmt For For For
9 Elect Kazuhiko Furuya Mgmt For For For 10 Elect Masahiro Asami Mgmt For For For 11 Elect Tadahito Yamamoto Mgmt For For For 12 Elect Teisuke Kitayama Mgmt For For For 13 Elect Tohru Takahashi Mgmt For For For 14 Elect Hiroshi Inoue Mgmt For For For 15 Elect Takeo Kosugi as Statutory Auditor Mgmt For For For 16 Elect Hisayoshi Kobayakawa as Mgmt For For For Alternate Statutory Auditor ---------------------------------------------------------------------------------------------------------- FUJITSU LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6702 CINS J15708159 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michiyoshi Mazuka Mgmt For For For 3 Elect Masami Yamamoto Mgmt For For For 4 Elect Masami Fujita Mgmt For For For 5 Elect Chikafumi Urakawa Mgmt For For For 6 Elect Haruo Itoh Mgmt For For For 7 Elect Takashi Okimoto Mgmt For For For 8 Elect Tatsuzumi Furukawa Mgmt For For For 9 Elect Miyako Suda Mgmt For For For 10 Elect Yoshikazu Kudoh Mgmt For For For 11 Elect Norihiko Taniguchi Mgmt For For For 12 Elect Jun Yokota Mgmt For For For 13 Elect Kazuhiko Katoh as Statutory Mgmt For For For Auditor ---------------------------------------------------------------------------------------------------------- FUKUOKA FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8354 CINS J17129107 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masaaki Tani Mgmt For Against Against 4 Elect Takashige Shibato Mgmt For For For 5 Elect Takashi Yoshikai Mgmt For For For 6 Elect Masayuki Aoyagi Mgmt For For For 7 Elect Yasuhiko Yoshida Mgmt For For For 8 Elect Yuji Shirakawa Mgmt For For For 9 Elect Yasuaki Morikawa Mgmt For For For 10 Elect Ei Takeshita Mgmt For For For 11 Elect Fumio Sakurai Mgmt For For For 12 Elect Noritaka Murayama Mgmt For For For 13 Elect Shunsuke Yoshizawa Mgmt For For For 14 Elect Satoru Fukuda Mgmt For For For 15 Elect Ryuji Yasuda Mgmt For For For 16 Elect Hideaki Takahashi Mgmt For For For 17 Elect Kiyofumi Habu as Alternate Mgmt For Against Against Statutory Auditor
---------------------------------------------------------------------------------------------------------- G4S PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GFS CINS G39283109 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Long-Term Incentive Plan Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Himanshu Raja Mgmt For For For 7 Elect Ashley Almanza Mgmt For For For 8 Elect John Connolly Mgmt For For For 9 Elect Adam Crozier Mgmt For For For 10 Elect Mark Elliott Mgmt For For For 11 Elect Winnie Kin Wah Fok Mgmt For For For 12 Elect Grahame Gibson Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Paul Spence Mgmt For For For 15 Elect Clare Spottiswoode Mgmt For For For 16 Elect Tim Weller Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- GALAXY ENTERTAINMENT GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0027 CINS Y2679D118 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Paddy TANG LUI Wai Yu Mgmt For For For 5 Elect William YIP Shue Lam Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Authority to Issue Repurchased Shares Mgmt For Against Against 11 Deletion of Existing Articles Mgmt For Against Against 12 Amendments to Articles Mgmt For Against Against 13 Adoption of New Articles Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- GALP ENERGIA, SGPS, SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GALP CINS X3078L108 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Supervisory Mgmt For For For Council Acts 5 Remuneration Report Mgmt For For For 6 Authority to Trade in Company Stock Mgmt For For For 7 Authority to Trade in Company Debt Mgmt For For For Instruments 8 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- GAS NATURAL SDG S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CINS E5499B123 04/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports (Individual) Mgmt For For For 3 Accounts and Reports (Consolidated) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Antonio Brufau Niubo Mgmt For For For 8 Elect Enrique Alcantara-Garcia Irazoqui Mgmt For For For 9 Elect Luis Suarez de Lezo Mantilla Mgmt For For For 10 Remuneration Report Mgmt For For For 11 Spin-off Mgmt For For For 12 Authorization of Legal Formalities Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- GDF SUEZ TICKER SECURITY ID: MEETING DATE MEETING STATUS GSZ CINS F42768105 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Appointment of Auditor (Ernst & Young Mgmt For For For et Autres) 11 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 12 Appointment of Alternate Auditor Mgmt For For For (AUDITEX) 13 Appointment of Alternate Auditor (BEAS) Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Shares and Mgmt For For For Convertible Securities Through Private Placement 17 Greenshoe Mgmt For For For 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 19 Employee Stock Purchase Plan Mgmt For For For 20 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 21 Global Ceiling on Capital Increases Mgmt For For For 22 Authority to Increase Capital Through Mgmt For For For Capitalizations 23 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 24 Authority to Issue Bonus Shares to Mgmt For For For Employees, Including Overseas Employees 25 Authority to Issue Bonus Shares to Mgmt For For For Employees 26 Amendment to Article Regarding Loyalty Mgmt For Against Against Dividends 27 Authorization of Legal Formalities Mgmt For For For 28 Remuneration of Gerard Mestrallet, Mgmt For For For Chairman and CEO 29 Remuneration of Jean-Francois Cirelli, Mgmt For For For Vice Chairman and President 30 Shareholder Proposal Regarding ShrHldr Against Against For Allocation of Profits (Resolution A)
---------------------------------------------------------------------------------------------------------- GEA GROUP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS GEA cins D28304109 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For Against Against 10 Amendments to Previously Approved Mgmt For For For Intra-Company Control Agreements 11 Amendments to Previously Approved Mgmt For For For Intra-Company Control Agreements 12 Amendments to Previously Approved Mgmt For For For Profit-and-Loss Transfer Agreements ---------------------------------------------------------------------------------------------------------- GEBERIT AG TICKER SECURITY ID: MEETING DATE MEETING STATUS GEBN CINS H2942E124 04/03/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Remuneration Report Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Elect Albert M. Baehny as Chairman Mgmt For TNA N/A 7 Elect Felix R. Ehrat Mgmt For TNA N/A 8 Elect Hartmut Reuter Mgmt For TNA N/A 9 Elect Robert F. Spoerry Mgmt For TNA N/A 10 Elect Jorgen Tang-Jensen Mgmt For TNA N/A 11 Elect Robert F. Spoerry as Chairman of Mgmt For TNA N/A the Compensation Committee
12 Elect Hartmut Reuter as Compensation Mgmt For TNA N/A Committee Member 13 Elect Jorgen Tang-Jensen as Mgmt For TNA N/A Compensation Committee Member 14 Appointment of Independent Proxy Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Amendments to Articles Related to Mgmt For TNA N/A VeguV (General Changes) 17 Amendments to Articles Related to Mgmt For TNA N/A VeguV (Compensation Provisions) 18 Transaction of Other Business Mgmt For TNA N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- GECINA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GFC CINS F4268U171 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Transfer of Reserves Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Severance Agreement, Philippe Depoux Mgmt For For For 9 Remuneration of Bernard Michel, Former Mgmt For For For CEO 10 Remuneration of Bernard Michel, Mgmt For For For Chairman of the Board 11 Remuneration of Philippe Depoux, CEO Mgmt For Against Against 12 Elect Sylvia Fonseca Mgmt For For For 13 Ratification of the Co-option of Mgmt For For For Eduardo Paraja Quiros 14 Elect Bernard Michel Mgmt For For For 15 Elect Jacques-Yves Nicol Mgmt For For For 16 Elect Eduardo Paraja Quiros Mgmt For Against Against 17 Elect Meka Brunel Mgmt For Against Against 18 Resignation of Victoria Soler Lujan Mgmt For For For 19 Resignation of Vicente Fons Carrion Mgmt For For For 20 Elect Anthony Myers Mgmt For For For 21 Elect Claude Gendron Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- GEMALTO N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTO CINS N3465M108 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of CEO Acts Mgmt For For For 8 Ratification of Non-Executive Mgmt For For For Directors' Acts 9 Elect Philippe Alfroid to the Board of Mgmt For For For Directors 10 Amendments to Articles (One-Tier Board Mgmt For For For Structure) 11 Amendments to Articles (Regulatory Mgmt For For For Updates) 12 Amendments to Articles (Regulatory Mgmt For For For Changes) 13 Amendments to Articles (Technical Mgmt For For For Changes) 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights for Stock Purchase Plan 16 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Suppress Preemptive Mgmt For For For Rights in Connection with a Merger or Acquisition 19 Appointment of Auditor Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- GENTING SINGAPORE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS G13 CINS G3825Q102 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual ISLE OF MAN FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Directors' Fees Mgmt For For For 2 Elect LIM Kok Thay Mgmt For Against Against 3 Elect KOH Seow Chuan Mgmt For Against Against 4 Appointment of Auditor and Authority Mgmt For Against Against to Set Fees 5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- GETINGE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS GETI CINS W3443C107 03/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Ratification of Board and Management Mgmt For For For Acts 16 Board Size Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Remuneration Guidelines Mgmt For Against Against 20 Amendments to Articles Regarding Mgmt For For For Change of Registered Office 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- GIVAUDAN S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIVN CINS H3238Q102 03/20/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Amendments to Articles Regarding Mgmt For TNA N/A Removal of Rights Restrictions 7 Amendments to Articles Mgmt For TNA N/A
8 Amendments to Articles Relating to Mgmt For TNA N/A VeguV 9 Elect Jurg Witmer Mgmt For TNA N/A 10 Elect Andre Hoffmann Mgmt For TNA N/A 11 Elect Lilian Biner Mgmt For TNA N/A 12 Elect Peter Kappeler Mgmt For TNA N/A 13 Elect Thomas Rufer Mgmt For TNA N/A 14 Elect Nabil Sakkab Mgmt For TNA N/A 15 Elect Werner Bauer Mgmt For TNA N/A 16 Elect Calvin Grieder Mgmt For TNA N/A 17 Elect Jurg Witmer as Chairman Mgmt For TNA N/A 18 Elect Andre Hoffmann as Compensation Mgmt For TNA N/A Committee Member 19 Elect Peter Kappeler as Compensation Mgmt For TNA N/A Committee Member 20 Elect Werner Bauer as Compensation Mgmt For TNA N/A Committee Member 21 Appointment of Independent Proxy Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Board Compensation Mgmt For TNA N/A 24 Bonus (Executive Committee) Mgmt For TNA N/A 25 Executive Compensation Mgmt For TNA N/A 26 In the case of ad-hoc/Miscellaneous ShrHldr N/A TNA N/A shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors 27 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- GJENSIDIGE FORSIKRING ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS GJF CINS R2763X101 04/24/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Compliance with Rules of Convocation; Mgmt For TNA N/A Agenda 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Presentation of Remuneration Guidelines Mgmt For TNA N/A 8 Remuneration Guidelines Mgmt For TNA N/A 9 Incentive Guidelines Mgmt For TNA N/A 10 Authority to Repurchase Shares and to Mgmt For TNA N/A Issue Treasury Shares 11 Authority to Distribute Dividends Mgmt For TNA N/A
12 Elect Benedikte Bettina Bjorn Mgmt For TNA N/A 13 Elect Knud Peder Daugaard Mgmt For TNA N/A 14 Elect Randi Dille Mgmt For TNA N/A 15 Elect Marit Frogner Mgmt For TNA N/A 16 Elect Hanne Solheim Hansen Mgmt For TNA N/A 17 Elect Geir Holtet Mgmt For TNA N/A 18 Elect Bjorn Iversen Mgmt For TNA N/A 19 Elect Pal Olimb Mgmt For TNA N/A 20 Elect John Ove Ottestad Mgmt For TNA N/A 21 Elect Stephen Adler Petersen Mgmt For TNA N/A 22 Elect Lilly Tonnevold Stakkeland Mgmt For TNA N/A 23 Elect Christina Stray Mgmt For TNA N/A 24 Elect Even Softeland Mgmt For TNA N/A 25 Elect Terje Wold Mgmt For TNA N/A 26 Elect Ivar Kvinlaug Mgmt For TNA N/A 27 Elect Nils-Ragnar Myhra Mgmt For TNA N/A 28 Elect Hanne Ronneberg Mgmt For TNA N/A 29 Elect Bjornar Kleiven Mgmt For TNA N/A 30 Elect Bjorn Iversen as Chairman of the Mgmt For TNA N/A Supervisory Board 31 Elect Christina Stray as Deputy Mgmt For TNA N/A Chairman of the Supervisory Board 32 Elect Sven Iver Steen Mgmt For TNA N/A 33 Elect Liselotte Aune Lee Mgmt For TNA N/A 34 Elect Hallvard Stromme Mgmt For TNA N/A 35 Elect Vigdis Myhre N?sseth Mgmt For TNA N/A 36 Elect Bjorn Iversen Mgmt For TNA N/A 37 Elect Benedikte Bettina Bjorn Mgmt For TNA N/A 38 Elect Mai-Lill Ibsen Mgmt For TNA N/A 39 Elect Ivar Kvinlaug Mgmt For TNA N/A 40 Elect John Ove Ottestad Mgmt For TNA N/A 41 Governing Bodies/ Fees Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- GKN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GKN CINS G39004232 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael J. Turner Mgmt For For For 4 Elect Nigel M. Stein Mgmt For For For 5 Elect Marcus Bryson Mgmt For For For 6 Elect Andrew Reynolds Smith Mgmt For For For 7 Elect Adam Walker Mgmt For For For 8 Elect Angus Cockburn Mgmt For For For 9 Elect Tufan Erginbilgic Mgmt For For For 10 Elect Shonaid Jemmett-Page Mgmt For For For 11 Elect Richard Parry-Jones Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Remuneration Policy (Binding) Mgmt For For For 15 Remuneration Report (Advisory) Mgmt For For For
16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice at 14 Days. ---------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CINS G3910J112 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Elect Sir Christopher Gent Mgmt For Against Against 5 Elect Sir Andrew Witty Mgmt For For For 6 Elect Sir Roy Anderson Mgmt For For For 7 Elect Stephanie A. Burns Mgmt For For For 8 Elect Stacey Cartwright Mgmt For For For 9 Elect Simon Dingemans Mgmt For For For 10 Elect Lynn L. Elsenhans Mgmt For For For 11 Elect Judy C. Lewent Mgmt For For For 12 Elect Sir Deryck C. Maughan Mgmt For For For 13 Elect Daniel Podolsky Mgmt For For For 14 Elect Moncef Slaoui Mgmt For For For 15 Elect Tom de Swaan Mgmt For For For 16 Elect Jing Ulrich Mgmt For For For 17 Elect Hans Wijers Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Exemption from Statement of Senior Mgmt For For For Auditor's Name 25 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- GLENCORE XSTRATA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GLEN CINS G39420107 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Change in Company Name Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Anthony B. Hayward Mgmt For Against Against 6 Elect Leonhard Fischer Mgmt For For For 7 Elect William E. Macaulay Mgmt For For For 8 Elect Ivan Glasenberg Mgmt For For For 9 Elect Peter R. Coates Mgmt For For For 10 Elect John Mack Mgmt For For For 11 Elect Peter T. Grauer Mgmt For For For 12 Remuneration Policy (Advisory--Non-UK Mgmt For For For issuer) 13 Remuneration Report (Advisory) Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Scrip Dividend Mgmt For For For 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- GLOBAL LOGISTIC PROPERTIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS MC0 CINS Y27187106 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Issuance of Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- GLOBAL LOGISTIC PROPERTIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS MC0 CINS Y27187106 07/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Jeffrey H. Schwartz Mgmt For For For 4 Elect Steven LIM Kok Hoong Mgmt For For For 5 Elect Dipak C. Jain Mgmt For Against Against 6 Elect WEI Benhua Mgmt For For For 7 Elect LIM Swe Guan Mgmt For For For 8 Elect Paul CHENG Ming Fun Mgmt For For For 9 Elect Yohichiroh Furuse Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees
12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Authority to Grant Awards and Issue Mgmt For For For Shares under Equity Incentive Plans 14 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- GOLDEN AGRI-RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS E5H CINS V39076134 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Mauritius FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Frankie (Djafar) Widjaja Mgmt For Against Against 5 Elect LEW Syn Pau Mgmt For For For 6 Elect Jacques Desire Laval Elliah Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Related Party Transactions Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- GOODMAN GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS GMG CINS Q4229W132 11/22/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports (Goodman Mgmt For For For Logistics (HK) Limited) 3 Appoint Auditor and Authorise Board to Mgmt For For For Set Fees (Goodman Logistics (HK) Limited) 4 Re-elect Phillip Pryke Mgmt For For For 5 Elect Philip Pearce Mgmt For For For 6 Elect Danny Peeters Mgmt For For For 7 Elect Anthony Rozic Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Equity Grant (CEO Gregory Goodman) Mgmt For For For 10 Equity Grant (MD, Greater China Philip Mgmt For For For Pearce) 11 Equity Grant (Executive Director, Mgmt For For For Continental Europe and Brazil Danny Peeters) 12 Equity Grant (Deputy CEO Anthony Mgmt For For For Rozic) 13 Amendments to Constitution (Goodman Mgmt For For For Industrial Trust) 14 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- GPT GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS GPT CINS Q4252X155 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Re-elect Gene T. Tilbrook Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Approve Amendment to Group Stapled Mgmt For For For Security Rights Plan 6 Equity Grant (MD/CEO Michael Cameron) Mgmt For For For 7 Equity Grant (MD/CEO Michael Cameron) Mgmt For For For 8 Amendments to Trust Constitution Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- GREE INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3632 CINS J18807107 09/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Eiji Araki Mgmt For For For 4 Elect Sanku Shino Mgmt For Against Against 5 Elect Jin Akiyama Mgmt For For For 6 Elect Yuta Maeda Mgmt For For For ---------------------------------------------------------------------------------------------------------- GRIFOLS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GRF CINS E5706X124 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports (Individual); Mgmt For For For Allocation of Profits/Dividends 2 Accounts and Reports (Consolidated) Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Appointment of Auditor (Individual) Mgmt For For For
5 Appointment of Auditor (Consolidated) Mgmt For For For 6 Election of Directors; Board Size Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Remuneration Report Mgmt For Against Against 9 Stock Split and Reduction in Par Value Mgmt For For For 10 Renewal of Authority to List Securities Mgmt For For For 11 Authorization of Legal Formalities Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- GRIFOLS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GRF CINS E5706X124 12/16/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split and Reduction in Par Value Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Authority to List Securities Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GBLB CINS B4746J115 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For For For Profit/Dividends 7 Ratification of Board Acts Mgmt For For For 8 Ratification of Auditor's Acts Mgmt For For For 9 Elect Paul Desmarais III to the Board Mgmt For For For of Directors 10 Change in Control Clause Mgmt For Against Against 11 Remuneration Report Mgmt For Against Against 12 Authority to Grant Stock Options Mgmt For Against Against 13 Change in Control Clause Mgmt For Against Against 14 Authority to Set Maximum Share Value Mgmt For Against Against
15 Presentation of Board Report on Stock Mgmt For For For Option Plan 16 Authorization of Legal Formalities Mgmt For For For 17 Other Business Mgmt For For For ---------------------------------------------------------------------------------------------------------- GROUPE DANONE TICKER SECURITY ID: MEETING DATE MEETING STATUS BN CINS F12033134 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Scrip Dividend Mgmt For For For 7 Elect Bruno Bonnell Mgmt For For For 8 Elect Bernard Hours Mgmt For For For 9 Elect Isabelle Seillier Mgmt For For For 10 Elect Jean-Michel Severino Mgmt For For For 11 Elect Gaelle Olivier Mgmt For For For 12 Elect Lionel Zinsou-Derlin Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions (J.P. Mgmt For For For Morgan) 15 Related Party Transactions (Danone Mgmt For For For Trading B.V.) 16 Severance Agreement (Bernard Hours) Mgmt For For For 17 Compensation of Franck Riboud, CEO Mgmt For For For 18 Compensation of Emmanuel Faber, Deputy Mgmt For For For CEO 19 Compensation of Bernard Hours, Deputy Mgmt For For For CEO 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Issue Performance Shares Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Authorization of Legal Formalities Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- GROUPE EUROTUNNEL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GET CINS F477AL114 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jacques Gounon Mgmt For For For 10 Elect Philippe Camu Mgmt For For For 11 Elect Patricia Hewitt Mgmt For For For 12 Elect Robert Rochefort Mgmt For For For 13 Elect Philippe Vasseur Mgmt For For For 14 Elect Tim Yeo Mgmt For For For 15 Remuneration of Jacques Gounon, Mgmt For For For Managing Director 16 Authority to Issue Restricted Shares Mgmt For For For 17 Authority to Issue Performance Shares Mgmt For Against Against 18 Authority to Issue Restricted Mgmt For Against Against Preference Shares 19 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 20 Authority to Cancel Shares and Reduce Mgmt For For For Capital 21 Authority to Change Corporate Form Mgmt For For For 22 Amendments Regarding Company Name Mgmt For For For 23 Amendments Regarding Company Form Mgmt For For For 24 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- GROUPE FNAC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FNAC CINS F4604M107 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions (Expenses Mgmt For For For agreement with Kering SA) 8 Related Party Transactions Mgmt For For For (Non-Compete Agreement with Alexandre Bompard, Chairman and CEO)
9 Supplementary Retirement Benefits Mgmt For For For (Alexandre Bompard, Chairman and CEO) 10 Related Party Transactions (Issuance Mgmt For For For of Deeply Subordinated Notes to Kering BV) 11 Related Party Transactions (Tax Mgmt For For For consolidation agreement with Kering SA) 12 Related Party Transactions (Tax Mgmt For For For Consolidation Agreement with subsidiaries) 13 Elect Carole Ferrand Mgmt For For For 14 Elect Brigitte Taitinger-Jouyet Mgmt For For For 15 Elect Alban Greget Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Remuneration of Alexandre Bompard, Mgmt For For For Chairman and CEO 18 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- GUNGHO ONLINE ENTERTAINMENT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3765 CINS J18912105 03/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Elect Taizoh Son Mgmt For Against Against 3 Elect Kazuki Morishita Mgmt For For For 4 Elect Kazuya Sakai Mgmt For For For 5 Elect Yoshinori Kitamura Mgmt For For For 6 Elect Masao Ochi Mgmt For For For 7 Elect Kohji Yoshida Mgmt For For For 8 Elect Norikazu Ohba Mgmt For For For ---------------------------------------------------------------------------------------------------------- GUNMA BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8334 CINS J17766106 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Yomo Mgmt For Against Against 4 Elect Kazuo Saitoh Mgmt For For For 5 Elect Kazuo Kibe Mgmt For For For 6 Elect Kenichi Takai Mgmt For For For 7 Elect Hisao Tsunoda Mgmt For For For 8 Elect Takaya Kimura Mgmt For For For 9 Elect Isamu Tsukui Mgmt For For For 10 Elect Hiroshi Kurihara Mgmt For For For 11 Elect Nobuyuki Horie Mgmt For For For
12 Elect Akihiko Fukai Mgmt For For For 13 Elect Shigeaki Ninomiya Mgmt For For For 14 Elect Shigeyoshi Minami Mgmt For For For 15 Elect Yohichi Hirasawa Mgmt For For For 16 Elect Yuji Kanai Mgmt For For For 17 Elect Yoshihiro Hagiwara Mgmt For Against Against 18 Elect Kaneo Fukushima Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- H & M HENNES & MAURITZ AB TICKER SECURITY ID: MEETING DATE MEETING STATUS HM-B CINS W41422101 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Ratification of Board and Management Mgmt For For For Acts 18 Board Size Mgmt For For For 19 Directors and Auditors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Nomination Committee Mgmt For Against Against 22 Remuneration Guidelines Mgmt For Against Against 23 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- HACHIJUNI BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8359 CINS J17976101 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiyuki Yamaura Mgmt For Against Against 4 Elect Kunio Hamamura Mgmt For For For 5 Elect Kenji Miyazawa Mgmt For For For 6 Elect Hiroshi Miyashita Mgmt For For For
---------------------------------------------------------------------------------------------------------- HAKUHODO DY HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2433 CINS J19174101 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Junji Narita Mgmt For Against Against 3 Elect Hirokazu Toda Mgmt For For For 4 Elect Kunihiko Sawada Mgmt For For For 5 Elect Mitsumasa Matsuzaki Mgmt For For For 6 Elect Masanori Nishioka Mgmt For For For 7 Elect Yoshitaka Nakatani Mgmt For For For 8 Elect Osamu Nishimura Mgmt For For For 9 Elect Hiroshi Ochiai Mgmt For For For 10 Elect Yasunori Nakada Mgmt For For For 11 Elect Hisao Ohmori Mgmt For For For 12 Elect Otoharu Hoshiko Mgmt For For For 13 Elect Minoru Uchida Mgmt For For For 14 Bonus Mgmt For For For 15 Retirement Allowances for Director and Mgmt For Against Against Statutory Auditor ---------------------------------------------------------------------------------------------------------- HAMAMATSU PHOTONICS TICKER SECURITY ID: MEETING DATE MEETING STATUS 6965 CINS J18270108 12/20/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Teruo Hiruma Mgmt For Against Against 4 Elect Akira Hiruma Mgmt For For For 5 Elect Haruji Ohtsuka Mgmt For For For 6 Elect Kohei Yamamoto Mgmt For For For 7 Elect Junichi Takeuchi Mgmt For For For 8 Elect Hitoshi Iida Mgmt For For For 9 Elect Kenji Suzuki Mgmt For For For 10 Elect Mitsutaka Takemura Mgmt For For For 11 Elect Tsutomu Hara Mgmt For For For 12 Elect Kenji Yoshida Mgmt For For For 13 Elect Hirofumi Uchiyama Mgmt For For For 14 Elect Takashi Koike Mgmt For For For 15 Elect Tadahiko Shimazu Mgmt For For For 16 Elect Sohichiroh Okudaira Mgmt For For For
---------------------------------------------------------------------------------------------------------- HAMMERSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HMSO CINS G4273Q107 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect David Atkins Mgmt For For For 6 Elect Gwyn Burr Mgmt For For For 7 Elect Peter Cole Mgmt For For For 8 Elect Timon Drakesmith Mgmt For For For 9 Elect Terry Duddy Mgmt For For For 10 Elect Jacques Espinasse Mgmt For For For 11 Elect Judy Gibbons Mgmt For For For 12 Elect Jean-Philippe Mouton Mgmt For For For 13 Elect David Tyler Mgmt For For For 14 Elect Anthony Watson Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- HANG LUNG PROPERTIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0101 CINS Y30166105 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Nelson YUEN Wai Leung Mgmt For For For 6 Elect CHENG Hon Kwan Mgmt For For For 7 Elect Laura CHEN Lok Yee Mgmt For Against Against 8 Elect LIU Pak Wai Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For Against Against 14 Amendments to Articles Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- HANG SENG BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 11 CINS Y30327103 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For
4 Elect Raymond K.F. Ch'ien Mgmt For Against Against 5 Elect Nixon CHAN Lik Sang Mgmt For For For 6 Elect CHIANG Lai Yuen Mgmt For For For 7 Elect Sarah C. Legg Mgmt For For For 8 Elect Kenneth NG Sing Yip Mgmt For For For 9 Elect Micheal WU Wei Kuo Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Amendments to Articles Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- HANKYU HANSHIN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 9042 CINS J18439109 06/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuo Sumi Mgmt For Against Against 4 Elect Shinya Sakai Mgmt For For For 5 Elect Noriyuki Inoue Mgmt For For For 6 Elect Shohsuke Mori Mgmt For For For 7 Elect Isao Matsuoka Mgmt For For For 8 Elect Shunichi Sugioka Mgmt For For For 9 Elect Takaoki Fujiwara Mgmt For For For 10 Elect Ichiroh Namai Mgmt For For For 11 Elect Seisaku Okafuji Mgmt For For For 12 Elect Mitsuo Nozaki Mgmt For For For 13 Elect Masao Shin Mgmt For For For 14 Elect Yoshihiro Nakagawa Mgmt For For For 15 Elect Naohisa Nogami Mgmt For For For 16 Elect Haruo Sakaguchi Mgmt For Against Against 17 Elect Junzoh Ishii Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG SE (HANNOVER RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNR1 CINS D3015J135 05/07/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A
9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Elect Herbert K. Haas Mgmt For TNA N/A 11 Elect Klaus Sturany Mgmt For TNA N/A 12 Elect Wolf-Dieter Baumgartl Mgmt For TNA N/A 13 Elect Andrea Pollak Mgmt For TNA N/A 14 Elect Immo Querner Mgmt For TNA N/A 15 Elect Erhard Schipporeit Mgmt For TNA N/A 16 Amendment of Profit Transfer Agreement Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- HARGREAVES LANSDOWN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HL CINS G43940108 10/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Elect Michael Evans Mgmt For For For 5 Elect Ian Gorham Mgmt For For For 6 Elect Tracey Taylor Mgmt For For For 7 Elect Peter Hargreaves Mgmt For For For 8 Elect Chris Barling Mgmt For For For 9 Elect Stephen Robertson Mgmt For For For 10 Elect Dharmash Mistry Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights ---------------------------------------------------------------------------------------------------------- HARVEY NORMAN HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS HVN CINS Q4525E117 11/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Declare a Dividend Mgmt For For For 5 Re-elect Kay L. Page Mgmt For For For 6 Re-elect David M. Ackery Mgmt For Against Against 7 Re-elect John E. Slack-Smith Mgmt For Against Against 8 Re-elect Kenneth W. Gunderson-Briggs Mgmt For For For
---------------------------------------------------------------------------------------------------------- HEIDELBERGCEMENT AG TICKER SECURITY ID: MEETING DATE MEETING STATUS HEI CINS D31709104 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Bernd Scheifele Mgmt For For For 7 Ratify Dominik von Achten Mgmt For For For 8 Ratify Daniel Gauthier Mgmt For For For 9 Ratify Andreas Kern Mgmt For For For 10 Ratify Lorenz Naeger Mgmt For For For 11 Ratify Albert Scheuer Mgmt For For For 12 Ratify Fritz-Jurgen Heckmann Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Roger Feiger Mgmt For For For 15 Ratify Josef Heumann Mgmt For For For 16 Ratify Max Dietrich Kley Mgmt For For For 17 Ratify Hans Georg Kraut Mgmt For For For 18 Ratify Ludwig Merckle Mgmt For For For 19 Ratify Tobias Merckle Mgmt For For For 20 Ratify Alan James Murray Mgmt For For For 21 Ratify Werner Schraeder Mgmt For For For 22 Ratify Frank-Dirk Steiniger Mgmt For For For 23 Ratify Marion Weissenberger-Eibl Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Elect Fritz-Jurgen Heckmann Mgmt For For For 26 Elect Ludwig Merckle Mgmt For Against Against 27 Elect Tobias Merckle Mgmt For For For 28 Elect Alan Murray Mgmt For For For 29 Elect Jurgen M. Schneider Mgmt For For For 30 Elect Marion A. Weissenberger-Eibl Mgmt For For For 31 Remuneration Policy Mgmt For For For 32 Amendment to Intra-company Control Mgmt For For For Agreement ---------------------------------------------------------------------------------------------------------- HEINEKEN HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEIO CINS N39338194 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Board Acts Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights
9 Authority to Suppress Preemptive Rights Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Elect Jose Antonio Fernandez Carbajal Mgmt For For For to the Board of Directors 12 Retirement of K. Vuursteen Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- HEINEKEN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS HEIA CINS N39427211 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Suppress Preemptive Rights Mgmt For For For 11 Amendment to Remuneration Policy Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Elect Annemiek M. Fentener van Mgmt For For For Vlissingen 14 Elect Jose Antonio Fernandez Carbajal Mgmt For For For 15 Elect J.G. Astaburuaga Sanjines Mgmt For For For 16 Elect Jean-Marc Huet Mgmt For For For ---------------------------------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0012 CINS Y31476107 06/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LEE Ka Kit Mgmt For For For 6 Elect LEE Ka Shing Mgmt For For For 7 Elect SUEN Kwok Lam Mgmt For For For 8 Elect FUNG LEE Woon King Mgmt For For For
9 Elect Eddie LAU Yum Chuen Mgmt For For For 10 Elect Angelina LEE Pui Ling Mgmt For Against Against 11 Elect WU King Cheong Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Bonus Share Issuance Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For Against Against 17 Amendments to Articles Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- HENKEL AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS HEN CINS D3207M102 04/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Personally Liable Mgmt For For For Partner's Acts 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Ratification of Shareholder's Mgmt For For For Committee Acts 9 Appointment of Auditor Mgmt For For For 10 Elect Barbara Kux Mgmt For For For ---------------------------------------------------------------------------------------------------------- HEXAGON AB TICKER SECURITY ID: MEETING DATE MEETING STATUS HEXA CINS W40063104 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For
16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors; Appointment of Mgmt For For For Auditor 20 Nomination Committee Mgmt For For For 21 Remuneration Guidelines Mgmt For Against Against 22 Authority to Repurchase and Reissue Mgmt For For For Shares 23 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- HINO MOTORS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7205 CINS 433406105 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masakazu Ichikawa Mgmt For Against Against 4 Elect Yasuhiko Ichihashi Mgmt For For For 5 Elect Kenji Wagu Mgmt For For For 6 Elect Kohichi Ojima Mgmt For For For 7 Elect Hiroshi Kokaji Mgmt For For For 8 Elect Kenji Suzuki Mgmt For For For 9 Elect Hiroshi Kajikawa Mgmt For For For 10 Elect Susumu Mita Mgmt For For For 11 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- HIROSE ELECTRIC CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 6806 CINS J19782101 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Yoshikazu Chiba Mgmt For For For 4 Elect Kentaroh Miura Mgmt For For For 5 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- HIROSHIMA BANK LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8379 CINS J03864105 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kichisoh Miyoshi Mgmt For Against Against 3 Elect Yasunori Kojima Mgmt For Against Against 4 Elect Seiichi Takaki as Statutory Mgmt For Against Against Auditor
---------------------------------------------------------------------------------------------------------- HISAMITSU PHARMACEUTICAL TICKER SECURITY ID: MEETING DATE MEETING STATUS 4530 CINS J20076121 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hirotaka Nakatomi Mgmt For Against Against 3 Elect Kazuhide Nakatomi Mgmt For For For 4 Elect Tetsuo Akiyama Mgmt For For For 5 Elect Kohsuke Sugiyama Mgmt For For For 6 Elect Toshiaki Tsuruta Mgmt For For For 7 Elect Naruhito Higo Mgmt For For For 8 Elect Mitsumasa Kabashima Mgmt For For For 9 Elect Shinichiroh Takao Mgmt For For For 10 Elect Hisashi Saitoh Mgmt For For For 11 Elect Nobuo Tsutsumi Mgmt For For For 12 Elect Shinichi Murayama Mgmt For For For 13 Retirement Allowances for Directors Mgmt For Against Against 14 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- HITACHI CHEMICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4217 CINS J20160107 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Elect Takashi Kawamura Mgmt For For For 3 Elect Yoshio Ohsawa Mgmt For For For 4 Elect Takemoto Ohto Mgmt For For For 5 Elect Chieko Matsuda Mgmt For For For 6 Elect Kazuyuki Tanaka Mgmt For Against Against 7 Elect Yoshihiro Nomura Mgmt For For For 8 Elect Shigeru Azuhata Mgmt For For For 9 Elect George C. Olcott Mgmt For For For 10 Elect Kazuyoshi Tsunoda Mgmt For For For ---------------------------------------------------------------------------------------------------------- HITACHI CONSTRUCTION MACHINERY CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6305 CINS J20244109 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For
3 Elect Takashi Kawamura Mgmt For For For 4 Elect Shigeru Azuhata Mgmt For For For 5 Elect Hideto Mitamura Mgmt For For For 6 Elect Yukio Arima Mgmt For For For 7 Elect Osamu Okada Mgmt For Against Against 8 Elect Mitsuhiro Tabei Mgmt For For For 9 Elect Yuichi Tsujimoto Mgmt For Against Against 10 Elect Hiroshi Tokushige Mgmt For For For 11 Elect Tsutomu Mizutani Mgmt For For For ---------------------------------------------------------------------------------------------------------- HITACHI HIGH-TECHNOLOGIES TICKER SECURITY ID: MEETING DATE MEETING STATUS 8036 CINS J20416103 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuhiro Mori Mgmt For Against Against 3 Elect Masao Hisada Mgmt For Against Against 4 Elect Yoshikazu Dairaku Mgmt For For For 5 Elect Hideyo Hayakawa Mgmt For Against Against 6 Elect Hiromichi Toda Mgmt For For For 7 Elect Toyoaki Nakamura Mgmt For For For ---------------------------------------------------------------------------------------------------------- HITACHI LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6501 CINS J20454112 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Katsumata Mgmt For For For 3 Elect Cynthia B. Carroll Mgmt For For For 4 Elect Sadayuki Sakakibara Mgmt For For For 5 Elect George W. Buckley Mgmt For For For 6 Elect Harufumi Mochizuki Mgmt For Against Against 7 Elect Philip YEO Mgmt For For For 8 Elect Hiroaki Yoshihara Mgmt For For For 9 Elect Hiroaki Nakanishi Mgmt For For For 10 Elect Takashi Hatchohji Mgmt For For For 11 Elect Toshiaki Higashihara Mgmt For For For 12 Elect Takashi Miyoshi Mgmt For Against Against 13 Elect Nobuo Mochida Mgmt For For For ---------------------------------------------------------------------------------------------------------- HITACHI METALS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5486 CINS J20538112 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Taiji Yamada Mgmt For For For 2 Elect Kazuyuki Konishi Mgmt For For For
3 Elect Hideaki Takahashi Mgmt For For For 4 Elect Yasutoshi Noguchi Mgmt For For For 5 Elect Hisashi Machida Mgmt For For For 6 Elect Kohji Tanaka Mgmt For For For 7 Elect Toshikazu Nishino Mgmt For Against Against 8 Elect Nobuhiko Shima Mgmt For For For ---------------------------------------------------------------------------------------------------------- HK ELECTRIC INVESTMENTS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2638 CINS Y32359104 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Canning FOK Kin Ning Mgmt For For For 5 Elect TSO Kai Sum Mgmt For For For 6 Elect WAN Chi Tin Mgmt For For For 7 Elect Ronald J. Arculli Mgmt For For For 8 Elect CHAN Loi Shun Mgmt For For For 9 Elect Francis CHENG Cho Ying Mgmt For For For 10 Elect Susan CHOW WOO Mo Fong Mgmt For For For 11 Elect Alex FONG Chi Wai Mgmt For For For 12 Elect Francis LEE Lan Yee Mgmt For For For 13 Elect George C. Magnus Mgmt For For For 14 Elect Donald J. Roberts Mgmt For For For 15 Elect YUEN Sui See Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For Abstain Against to Set Fees 17 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights ---------------------------------------------------------------------------------------------------------- HKT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS 6823 CINS Y3R29Z107 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Alexander A. Arena Mgmt For For For 5 Elect Mico CHUNG Cho Yee Mgmt For For For 6 Elect Raymond G. H. Seitz Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights
---------------------------------------------------------------------------------------------------------- HOCHTIEF AG TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CINS D33134103 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Amendment to Corporate Purpose Mgmt For For For 11 Supervisory Board Size Mgmt For For For 12 Intra-company Control Agreement with Mgmt For For For HOCHTIEF Americas GmbH 13 Intra-company Control Agreement with Mgmt For For For HOCHTIEF Asia Pacific GmbH 14 Intra-company Control Agreement with Mgmt For For For HOCHTIEF Global One GmbH 15 Intra-company Control Agreement with Mgmt For For For HOCHTIEF Insurance Broking and Risk Management Solutions GmbH 16 Intra-company Control Agreement with Mgmt For For For HOCHTIEF Projektentwicklung GmbH 17 Intra-company Control Agreement with Mgmt For For For A.L.E.X.-Bau Gesellschaft mit beschrankter Haftung 18 Intra-company Control Agreement with Mgmt For For For Deutsche Bau- und Siedlungs- Gesellschaft mit beschrankter Haftung 19 Intra-company Control Agreement with Mgmt For For For Eurafrica Baugesellschaft mit beschrankter Haftung 20 Intra-company Control Agreement with Mgmt For For For I.B.G. Immobilien- und Beteiligungsgesellschaft Thuringen-Sachsen mbH 21 Amendments to Profit-and-Loss Transfer Mgmt For For For Agreement with HOCHTIEF Americas GmbH
22 Amendments to Profit-and-Loss Transfer Mgmt For For For Agreement with HOCHTIEF Asia Pacific GmbH 23 Amendments to Profit-and-Loss Transfer Mgmt For For For Agreement with HOCHTIEF Global One GmbH 24 Amendments to Profit-and-Loss Transfer Mgmt For For For Agreement with HOCHTIEF Insurance Broking and Risk Management Solutions GmbH 25 Amendments to Profit-and-Loss Transfer Mgmt For For For Agreement with A.L.E.X.-Bau Gesellschaft mit beschrankter Haftung 26 Amendments to Profit-and-Loss Transfer Mgmt For For For Agreement with I.B.G. Immobilien- un Beteiligungsgesellschaft mit beschrankter Haftung ---------------------------------------------------------------------------------------------------------- HOKKAIDO ELECTRIC POWER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9509 CINS J21378104 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital and Earned Mgmt For For For Reserve 3 Amendments to Articles Regarding Mgmt For For For Change in Business Purpose 4 Amendments to Articles Mgmt For For For 5 Private Placement of Class A Preferred Mgmt For For For Shares 6 Elect Hiroyuki Onmura Mgmt For For For 7 Elect Katsuhiko Kawai Mgmt For For For 8 Elect Ichiroh Sakai Mgmt For For For 9 Elect Osamu Sakai Mgmt For For For 10 Elect Ryohko Sasaki Mgmt For For For 11 Elect Yoshitaka Satoh Mgmt For Against Against 12 Elect Michihiro Sohma Mgmt For For For 13 Elect Kenyu Takahashi Mgmt For For For 14 Elect Taiji Togashi Mgmt For For For 15 Elect Hiroyuki Hayashi Mgmt For For For 16 Elect Akihiko Mayumi Mgmt For For For 17 Elect Masahiro Mori Mgmt For For For 18 Elect Yukihiro Shimomura as Statutory Mgmt For Against Against Auditor 19 Shareholder Proposal Regarding ShrHldr Against Against For Suspension of Nuclear Operations 20 Shareholder Proposal Regarding ShrHldr Against Against For Entering the Decommissioning Business
21 Shareholder Proposal Regarding ShrHldr Against Against For Disaster Prevention Business 22 Shareholder Proposal Regarding Access ShrHldr Against For Against to Registry of Shareholders 23 Shareholder Proposal Regarding ShrHldr Against For Against Counting and Recording of Votes 24 Shareholder Proposal Regarding ShrHldr Against For Against Individual Compensation Disclosure ---------------------------------------------------------------------------------------------------------- HOKUHOKU FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8377 CINS J21903109 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshihiro Sekihachi Mgmt For Against Against 4 Elect Eishin Ihori Mgmt For For For 5 Elect Hidenori Mugino Mgmt For For For 6 Elect Masahiro Sasahara Mgmt For For For 7 Elect Takashi Nakano Mgmt For For For 8 Elect Tsutomu Morita Mgmt For For For 9 Elect Hirotaka Nikaidoh Mgmt For For For 10 Elect Yuji Ohshima Mgmt For For For 11 Elect Junichi Inaba as Statutory Mgmt For Against Against Auditor 12 Elect Satoshi Kikushima as Alternate Mgmt For Against Against Statutory Auditor ---------------------------------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CINS J22050108 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Junichi Akamaru Mgmt For For For 4 Elect Shiroh Ojima Mgmt For For For 5 Elect Yutaka Kanai Mgmt For For For 6 Elect Susumu Kyuwa Mgmt For For For 7 Elect Isao Nagahara Mgmt For Against Against 8 Elect Akizumi Nishino Mgmt For For For 9 Elect Toshiyuki Hasegawa Mgmt For For For 10 Elect Yuichi Hori Mgmt For For For 11 Elect Masayuki Horita Mgmt For For For 12 Elect Mitsuaki Minabe Mgmt For For For 13 Elect Shigeru Yano Mgmt For For For 14 Elect Shigeo Takagi as a Statutory Mgmt For Against Against Auditor
15 Shareholder Proposal Regarding ShrHldr Against Against For Suspension of Nuclear Operations and Establishment of Renewable Energy Network 16 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Decommissioning Entity 17 Shareholder Proposal Regarding ShrHldr Against Against For Reprocessing Spent Nuclear Fuel 18 Shareholder Proposal Regarding Size ShrHldr Against Against For and Gender Diversity of Board 19 Shareholder Proposal Regarding ShrHldr Against For Against Individual Compensation Disclosure ---------------------------------------------------------------------------------------------------------- HOLCIM LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLN CINS H36940130 04/29/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Remuneration Report Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits Mgmt For TNA N/A 6 Dividend from Reserves Mgmt For TNA N/A 7 Elect Wolfgang Reitzle Mgmt For TNA N/A 8 Elect Wolfgang Reitzle as Chairman Mgmt For TNA N/A 9 Elect Beat Hess Mgmt For TNA N/A 10 Elect Alexander Gut Mgmt For TNA N/A 11 Elect Adrian Loader Mgmt For TNA N/A 12 Elect Thomas Schmidheiny Mgmt For TNA N/A 13 Elect Hanne Birgitte Breinbjerg Mgmt For TNA N/A Sorensen 14 Elect Dieter Spalti Mgmt For TNA N/A 15 Elect Anne Wade Mgmt For TNA N/A 16 Elect Jurg Oleas Mgmt For TNA N/A 17 Elect Adrian Loader as Nominating and Mgmt For TNA N/A Compensation Committee Member 18 Elect Wolfgang Reitzle as Nominating Mgmt For TNA N/A and Compensation Committee Member 19 Elect Thomas Schmidheiny as Nominating Mgmt For TNA N/A and Compensation Committee Member 20 Elect Hanne Birgitte Breinbjerg Mgmt For TNA N/A Sorensen as Nominating and Compensation Committee Member 21 Appointment of Auditor Mgmt For TNA N/A 22 Appointment of Independent Proxy Mgmt For TNA N/A 23 Transaction of Other Business Mgmt For TNA N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CINS J22302111 06/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Fumihiko Ike Mgmt For Against Against 4 Elect Takanobu Itoh Mgmt For For For 5 Elect Tetsuo Iwamura Mgmt For For For 6 Elect Takashi Yamamoto Mgmt For For For 7 Elect Yoshiharu Yamamoto Mgmt For For For 8 Elect Toshihiko Nonaka Mgmt For For For 9 Elect Masahiro Yoshida Mgmt For For For 10 Elect Nobuo Kuroyanagi Mgmt For For For 11 Elect Hideko Kunii Mgmt For For For 12 Elect Yuji Shiga Mgmt For For For 13 Elect Kohhei Takeuchi Mgmt For For For 14 Elect Shinji Aoyama Mgmt For For For 15 Elect Noriya Kaihara Mgmt For For For ---------------------------------------------------------------------------------------------------------- HONG KONG AND CHINA GAS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0003 CINS Y33370100 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect David LI Kwok-po Mgmt For Against Against 6 Elect LEE Ka Kit Mgmt For For For 7 Elect LEE Ka Shing Mgmt For For For 8 Elect Peter WONG Wai Yee Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Bonus Share Issuance Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For Against Against 15 Adoption of New Articles of Association Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0388 CINS Y3506N139 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Bill KWOK Chi Piu Mgmt For For For 6 Elect Vincent M. LEE Kwan Ho Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Directors' Fees Mgmt For For For 11 Committee Members' Fees Mgmt For For For 12 Adoption of New Articles of Association Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- HOPEWELL HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0054 CINS Y37129163 10/21/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Gordon WU Ying Sheung Mgmt For Against Against 6 Elect Thomas J. WU Mgmt For For For 7 Elect William WONG Wing Lam Mgmt For For For 8 Elect Carmelo LEE Ka Sze Mgmt For Against Against 9 Elect Ahito NAKAMURA Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For Against Against to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For Against Against 15 Adoption of New Share Option Scheme Mgmt For Against Against 16 Adoption of the Hopewell Highway Mgmt For Against Against Infrastructure Limited Share Option Scheme
---------------------------------------------------------------------------------------------------------- HOYA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7741 CINS J22848105 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yukiharu Kodama Mgmt For For For 3 Elect Itaru Koeda Mgmt For For For 4 Elect Yutaka Asoh Mgmt For For For 5 Elect Yukako Uchinaga Mgmt For For For 6 Elect Mitsudo Urano Mgmt For For For 7 Elect Takeo Takasu Mgmt For For For 8 Elect Hiroshi Suzuki Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Election of Directors (1) 10 Shareholder Proposal Regarding ShrHldr Against Against For Election of Directors (2) 11 Shareholder Proposal Regarding ShrHldr Against Against For Election of Directors (3) 12 Shareholder Proposal Regarding Voting ShrHldr Against Against For Rights 13 Shareholder Proposal Regarding ShrHldr Against For Against Compensation Disclosure 14 Shareholder Proposal Regarding Outside ShrHldr Against For Against Chairman 15 Shareholder Proposal Regarding Removal ShrHldr Against Against For of Auditor 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Explanation for Outside Director Length of Tenure 17 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Explanation for Directors Aged Over 72 Years Old 18 Shareholder Proposal Regarding ShrHldr Against Against For Director Training 19 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Hereditary Succession Appointments 20 Shareholder Proposal Regarding ShrHldr Against Against For Opposing Proposals and Amendment Proposals 21 Shareholder Proposal Regarding Time ShrHldr Against Against For Limits for Explaining Shareholder Proposals at Annual Meetings 22 Shareholder Proposal Regarding ShrHldr Against For Against Proposals for Advisory Resolutions 23 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Special Committee to Study Expansion into Ophthalmology-Pharma Business
24 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Special Committee for Loss in Enterprise Value 25 Shareholder Proposal Regarding ShrHldr Against Against For Establishing a Technology Management Committee 26 Shareholder Proposal Regarding Vote on ShrHldr Against For Against Compensation (Say-on-Pay) 27 Shareholder Proposal Regarding False ShrHldr Against Against For Transcripts ---------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CINS G4634U169 05/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Maximum Variable Pay Ratio Mgmt For For For 5 Elect Kathleen Casey Mgmt For For For 6 Elect Jonathan Evans Mgmt For For For 7 Elect Marc Moses Mgmt For For For 8 Elect Jonathan Symonds Mgmt For For For 9 Elect Safra A. Catz Mgmt For For For 10 Elect Laura CHA May Lung Mgmt For For For 11 Elect Marvin CHEUNG Kin Tung Mgmt For For For 12 Elect Joachim Faber Mgmt For For For 13 Elect Rona Fairhead Mgmt For For For 14 Elect Renato Fassbind Mgmt For For For 15 Elect Douglas J. Flint Mgmt For For For 16 Elect Stuart T. Gulliver Mgmt For For For 17 Elect Sam H. Laidlaw Mgmt For For For 18 Elect John P Lipsky Mgmt For For For 19 Elect J. Rachel Lomax Mgmt For For For 20 Elect Iain J. Mackay Mgmt For For For 21 Elect Sir Simon M. Robertson Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Authority to Set Auditor's Fees Mgmt For For For 24 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 25 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 26 Authority to Issue Repurchased Shares Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Issue Contingent Mgmt For For For Convertible Securities w/ Preemptive Rights 29 Authority to Issue Contingent Mgmt For For For Convertible Securities w/o Preemptive Rights 30 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- HUGO BOSS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BOS3 CINS D34902102 05/13/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Increase in Authorized Capital Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- HULIC CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3003 CINS J23594112 03/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Saburoh Nishiura Mgmt For For For 5 Elect Hidehiro Shiga Mgmt For For For 6 Elect Shinji Furuichi Mgmt For For For 7 Elect Hajime Kobayashi Mgmt For For For 8 Elect Takaya Maeda Mgmt For For For 9 Elect Tsukasa Miyajima Mgmt For For For 10 Elect Hideo Yamada Mgmt For For For 11 Elect Atsuko Fukushima Mgmt For For For 12 Elect Masatoshi Satoh Mgmt For For For 13 Elect Kenichi Sekiguchi as Statutory Mgmt For For For Auditor
---------------------------------------------------------------------------------------------------------- HUSQVARNA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS HUSQ'B CINS W4235G116 04/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Compensation Guidelines Mgmt For For For 19 Long-term Incentive Program Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Issue Treasury Shares Mgmt For For For 22 Authority to Transfer Shares Pursuant Mgmt For For For to LTIP 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 24 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- HUTCHISON PORT HOLDINGS TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS NS8U CINS Y3780D104 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Authority to Issue Units w/ or w/o Mgmt For For For Preemptive Rights 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- HUTCHISON PORT HOLDINGS TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS NS8U CINS Y3780D104 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Trust Deed Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0013 CINS Y38024108 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Canning FOK Kin Ning Mgmt For Against Against 6 Elect Dominic LAI Kai Ming Mgmt For For For 7 Elect KAM Hing Lam Mgmt For Against Against 8 Elect William Shurniak Mgmt For For For 9 Elect WONG Chung Hin Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For Against Against 14 Amendments to Articles Mgmt For Against Against 15 Change in Company Name Mgmt For For For 16 Amendments to Articles - Change in Mgmt For For For Company Name ---------------------------------------------------------------------------------------------------------- HYSAN DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 14 CINS Y38203124 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Irene LEE Yun Lien Mgmt For Against Against 5 Elect Nicolas C. Allen Mgmt For For For 6 Elect Hans M. Jebsen Mgmt For For For 7 Elect Anthony LEE Hsien Pin Mgmt For Against Against 8 Fees for Audit Committee Chairperson Mgmt For For For and Remuneration Committee Chairperson 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- IBERDROLA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBE CINS E6165F166 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts Mgmt For For For 4 Management Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Bonus Share Issuance Mgmt For For For 9 Bonus Share Issuance Mgmt For For For 10 Deferred Share Bonus Plan Mgmt For For For 11 Elect Georgina Yamilet Kessel Martinez Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Amendment to Article 34.5 Mgmt For For For 14 Amendments to Article 44.3 Mgmt For For For 15 Authority to Cancel Treasury Shares Mgmt For For For and Reduce Share Capital 16 Authority to Carry Out Formalities Mgmt For For For 17 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- IBIDEN COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4062 CINS J23059116 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroki Takenaka Mgmt For Against Against 3 Elect Hironobu Kodaka Mgmt For For For 4 Elect Shigeyasu Kurita Mgmt For For For 5 Elect Keiichi Sakashita Mgmt For For For 6 Elect Yohichi Kuwayama Mgmt For For For 7 Elect Katsumi Sagisaka Mgmt For For For 8 Elect Tsuyoshi Nishida Mgmt For For For 9 Elect Takeshi Aoki Mgmt For For For 10 Elect Yoshiyuki Iwata Mgmt For For For 11 Elect Kazushige Ohno Mgmt For For For 12 Elect Masahiko Ikuta Mgmt For For For 13 Elect Shohzoh Saitoh Mgmt For For For 14 Elect Chiaki Yamaguchi Mgmt For For For
---------------------------------------------------------------------------------------------------------- ICADE TICKER SECURITY ID: MEETING DATE MEETING STATUS ICAD CINS F4931M119 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Non Mgmt For For For Tax-Deductible Expenses 6 Related Party Transactions Mgmt For For For 7 Ratification of CEO and Board Acts Mgmt For For For 8 Allocation of Losses/Dividends Mgmt For For For 9 Consolidated Accounts and Reports Mgmt For For For 10 Remuneration for Serge Grzybowski, CEO Mgmt For For For & Chairman 11 Ratification of the Co-option of Mgmt For Against Against Franck Silvent 12 Elect Franck Silvent Mgmt For Against Against 13 Elect Olivier de Poulpiquet Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Reduce Mgmt For For For Capital 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 19 Employee Stock Purchase Plan Mgmt For For For 20 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- ICADE TICKER SECURITY ID: MEETING DATE MEETING STATUS ICAD CINS F4931M119 12/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Special France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Merger by Absorption of Silic SA Mgmt For For For 5 Issuance of Shares w/o Preemptive Mgmt For For For Rights 6 Transfer of Silic Options Mgmt For For For 7 Transfer of Silic Restricted Stock Mgmt For For For 8 Transfer of Silic Convertible Bonds Mgmt For For For 9 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- ICAP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IAP CINS G46981117 07/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Charles Gregson Mgmt For For For 4 Elect Michael Spencer Mgmt For For For 5 Elect John Nixon Mgmt For For For 6 Elect Iain Torrens Mgmt For For For 7 Elect Diane L. Schueneman Mgmt For For For 8 Elect John Sievwright Mgmt For For For 9 Elect Robert Standing Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Directors' Remuneration Report Mgmt For Against Against 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 18 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- IDEMITSU KOSAN COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5019 CINS J2388K103 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Kazuhisa Nakano Mgmt For Against Against 4 Elect Takashi Tsukioka Mgmt For For For 5 Elect Yoshihisa Matsumoto Mgmt For For For 6 Elect Daisuke Seki Mgmt For For For 7 Elect Yasunori Maeda Mgmt For For For 8 Elect Hiroshi Seki Mgmt For For For 9 Elect Katsumi Saitoh Mgmt For For For 10 Elect Takashi Matsushita Mgmt For For For 11 Elect Shunichi Kitoh Mgmt For For For 12 Elect Eri Yokota Mgmt For For For 13 Elect Ryohsuke Itoh Mgmt For For For 14 Elect Takanori Kuniyasu Mgmt For Against Against 15 Elect Shohichiroh Niwayama Mgmt For For For
---------------------------------------------------------------------------------------------------------- IHI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuaki Kama Mgmt For Against Against 4 Elect Tamotsu Saitoh Mgmt For For For 5 Elect Fusayoshi Nakamura Mgmt For For For 6 Elect Sadao Degawa Mgmt For For For 7 Elect Toshinori Sekido Mgmt For For For 8 Elect Johji Sakamoto Mgmt For For For 9 Elect Ichiroh Terai Mgmt For For For 10 Elect Hiroshi Iwamoto Mgmt For For For 11 Elect Hiromitsu Hamamura Mgmt For For For 12 Elect Eiichi Yoshida Mgmt For For For 13 Elect Tomokazu Hamaguchi Mgmt For For For 14 Elect Tadashi Okamura Mgmt For Against Against 15 Elect Tsugio Mitsuoka Mgmt For For For 16 Elect Hiroyuki Ootani Mgmt For For For 17 Elect Akinori Abe Mgmt For For For 18 Statutory Auditors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- IIDA GROUP HOLDINGS CO.LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3291 CINS J23426109 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Isamu Arai as Alternate Mgmt For Against Against Statutory Auditor 3 Directors' and Statutory Auditors' Fees Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- ILIAD SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ILD CINS F4958P102 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Remuneration of Cyril Poidatz, Chairman Mgmt For For For 9 Remuneration of Maxime Lombardini, CEO Mgmt For Against Against 10 Remuneration of Rani Assaf, Antoine Mgmt For Against Against Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEO 11 Authority to Repurchase Shares Mgmt For Against Against
12 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 13 Authority to Grant Stock Options Mgmt For Against Against 14 Authority to Issue Restricted Shares Mgmt For Against Against 15 Employee Stock Purchase Plan Mgmt Against Against For 16 Authority to Cancel Shares and Reduce Mgmt For For For Capital 17 Amendment Regarding Share Ownership Mgmt For Abstain Against Disclosure Requirements 18 Amendments Regarding Shareholder Mgmt For Abstain Against Meetings 19 Authorization of Legal Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ILUKA RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ILU CINS Q4875J104 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Jenny A. Seabrook Mgmt For For For 3 Elect Marcelo H. Bastos Mgmt For For For 4 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- IMERYS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS NK CINS F49644101 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Remuneration of Gilles Michel, CEO and Mgmt For For For Chairman of the Board 9 Elect Gerard Buffiere Mgmt For For For 10 Elect Aldo Cardoso Mgmt For For For 11 Elect Marion Guillou Mgmt For For For 12 Elect Arielle Malard de Rothschild Mgmt For For For 13 Elect Paul Desmarais III Mgmt For For For 14 Elect Arnaud Laviolette Mgmt For For For 15 Directors' Fees Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Grant Stock Options Mgmt For Against Against 18 Authority to Grant Performance Shares Mgmt For For For 19 Authority to Grant Warrants Mgmt For For For 20 Amendments to Articles Regarding Mgmt For For For Employee Representatives 21 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- IMI PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMI CINS G47152106 02/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Adoption of New Articles Mgmt For For For 2 Return of Cash and Share Consolidation Mgmt For For For 3 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 4 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 5 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- IMI PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMI CINS G47152114 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Remuneration Policy (Binding) Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Mark Selway Mgmt For For For 7 Elect Douglas Hurt Mgmt For For For 8 Elect Roy M. Twite Mgmt For For For 9 Elect Phil Bentley Mgmt For For For 10 Elect Carl-Peter Forster Mgmt For For For 11 Elect Anita Frew Mgmt For For For 12 Elect Roberto Quarta Mgmt For For For 13 Elect Birgit W. Norgaard Mgmt For For For 14 Elect Bob J. Stack Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authorisation of Political Donations Mgmt For For For
19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- IMMOFINANZ AG TICKER SECURITY ID: MEETING DATE MEETING STATUS IIA CINS A27849149 03/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Partial Spin-off Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- IMMOFINANZ IMMOBILIEN ANLAGEN AG TICKER SECURITY ID: MEETING DATE MEETING STATUS IIA CINS A27849149 10/02/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Supervisory Board Members' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMT CINS G4721W102 02/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Ken Burnett Mgmt For For For 6 Elect Alison Cooper Mgmt For For For 7 Elect David J Haines Mgmt For For For 8 Elect Michael Herlihy Mgmt For For For 9 Elect Susan E. Murray Mgmt For For For
10 Elect Matthew Phillips Mgmt For For For 11 Elect Oliver Tant Mgmt For For For 12 Elect Mark Williamson Mgmt For For For 13 Elect Malcolm Wyman Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- INCITEC PIVOT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IPL CINS Q4887E101 12/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect John Marlay Mgmt For For For 3 Equity Grant (MD/CEO James Fazzino) Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL S.A. - INDITEX, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITX CINS E6282J109 07/16/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports (Individual) Mgmt For For For 3 Accounts and Reports (Consolidated); Mgmt For For For Ratification of Board Acts 4 Company Balance Sheet (New Tax Regime) Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Long-Term Performance Share Plan Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Authorization of Legal Formalities Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- INDUSTRIVARDEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS INDU CINS W45430126 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Dividend Record Date Mgmt For For For 18 Ratification of Board and Management Mgmt For For For Acts 19 Board Size Mgmt For For For 20 Directors' Fees Mgmt For For For 21 Election of Directors Mgmt For For For 22 Number of Auditors Mgmt For For For 23 Authority to Set Auditor's Fees Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Compensation Guidelines Mgmt For For For 26 Share Saving Plan Mgmt For For For 27 Shareholder Proposals Regarding ShrHldr N/A Against N/A Lobbying Swedish Government 28 Shareholder Proposals Regarding ShrHldr N/A Against N/A Establishment of Shareholder Association 29 Shareholder Proposals Regarding ShrHldr N/A Against N/A Representation of Small and Midsize Shareholders on Board and Nominating Committee 30 Shareholder Proposals Regarding ShrHldr N/A Against N/A Unequal Voting Rights 31 Shareholder Proposals Regarding ShrHldr N/A Against N/A Examination Through a Special Examiner 32 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS IFX CINS D35415104 02/13/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Amendment to Intra-company Contract Mgmt For TNA N/A with Infineon Technologies Finance GmbH 12 Cancellation of Conditional Capital Mgmt For TNA N/A 13 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital ---------------------------------------------------------------------------------------------------------- ING GROUP N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS INGA CINS N4578E413 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Amendment to Remuneration Policy Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendments to Par-Value; Increase Mgmt For For For Authorized Capital 10 Amendments to Par-Value; Return of Mgmt For For For Capital 11 Amendments to Articles Regarding Mgmt For For For Representation of the Company 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Ratification of Management Board Acts Mgmt For For For 14 Ratification of Supervisory Board Acts Mgmt For For For 15 Elect Eric Boyer de la Giroday to the Mgmt For For For Supervisory Board
16 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights in Connection with Mergers and Acquisitions 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Repurchase Shares in Mgmt For For For Connection with Major Capital Restructuring 20 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- INMARSAT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ISAT CINS G4807U103 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For Against Against 3 Remuneration Policy (Binding) Mgmt For Against Against 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Abraham Peled Mgmt For For For 6 Elect Simon Bax Mgmt For For For 7 Elect Robert C. Kehler Mgmt For For For 8 Elect Andrew J. Sukawaty Mgmt For For For 9 Elect Rupert Pearce Mgmt For For For 10 Elect Sir Bryan Carsberg Mgmt For Against Against 11 Elect Stephen Davidson Mgmt For Against Against 12 Elect Kathleen R. Flaherty Mgmt For Against Against 13 Elect Janice I. Obuchowski Mgmt For For For 14 Elect John L. Rennocks Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Sharesave Plan, Share Incentive Plan Mgmt For Against Against and Executive Share Plan 22 Increase in Directors' Fee Cap Mgmt For For For 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- INPEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 1605 CINS J2467E101 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Naoki Kuroda Mgmt For Against Against 4 Elect Masatoshi Sugioka Mgmt For For For 5 Elect Toshiaki Kitamura Mgmt For For For 6 Elect Seiji Yui Mgmt For For For 7 Elect Masaharu Sano Mgmt For For For 8 Elect Shunichiroh Sugaya Mgmt For For For 9 Elect Masahiro Murayama Mgmt For For For 10 Elect Seiya Itoh Mgmt For For For 11 Elect Wataru Tanaka Mgmt For For For 12 Elect Takahiko Ikeda Mgmt For For For 13 Elect Yoshikazu Kurasawa Mgmt For For For 14 Elect Kazuo Wakasugi Mgmt For For For 15 Elect Yoshiyuki Kagawa Mgmt For For For 16 Elect Seiji Katoh Mgmt For For For 17 Elect Rentaroh Tonoike Mgmt For For For 18 Elect Yasuhiko Okada Mgmt For For For 19 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- INSURANCE AUSTRALIA GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IAG CINS Q49361100 10/30/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (MD/CEO Michael Wilkins) Mgmt For For For 4 Re-elect Peter Bush Mgmt For For For 5 Re-elect Brian Schwartz Mgmt For For For 6 Elect Alison Deans Mgmt For For For 7 Elect Raymond LIM Siang Keat Mgmt For For For 8 Elect Nora Scheinkestel Mgmt For For For 9 Approve Increase in NEDs' Fee Cap Mgmt For For For ---------------------------------------------------------------------------------------------------------- INTERCONTINENTAL HOTELS GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4804L130 06/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Special Dividend and Share Mgmt For For For Consolidation 2 Authority to Repurchase Shares Mgmt For For For
---------------------------------------------------------------------------------------------------------- INTERCONTINENTAL HOTELS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IHG CINS G4804L130 05/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Policy Mgmt For For For (Binding) 3 Directors' Remuneration Report Mgmt For For For (Advisory) 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Ian Dyson Mgmt For For For 6 Elect Paul Edgecliffe-Johnson Mgmt For For For 7 Elect Jill McDonald Mgmt For For For 8 Elect Patrick Cescau Mgmt For For For 9 Elect David Kappler Mgmt For For For 10 Elect Kirk Kinsell Mgmt For For For 11 Elect Jennifer Laing Mgmt For For For 12 Elect Jonathan S. Linen Mgmt For For For 13 Elect Luke Mayhew Mgmt For For For 14 Elect Dale Morrison Mgmt For For For 15 Elect Tracy Robbins Mgmt For For For 16 Elect Richard Solomons Mgmt For For For 17 Elect Ying Yeh Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Long Term Incentive Plan Mgmt For For For 23 Annual Performance Plan Mgmt For For For 24 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 25 Authority to Repurchase Shares Mgmt For For For 26 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- INTERNATIONAL CONSOLIDATED AIRLINES GROUP, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS IAG CINS E67674106 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Elect Antonio Vazquez Romero Mgmt For For For 9 Elect Martin Broughton Mgmt For For For 10 Elect Willie Walsh Mgmt For For For 11 Elect Cesar Alierta Izuel Mgmt For Against Against 12 Elect Patrick Cescau Mgmt For For For
13 Elect Enrique Dupuy de Lome Chavarri Mgmt For For For 14 Elect Denise Kingsmill Mgmt For For For 15 Elect James A. Lawrence Mgmt For For For 16 Elect Jose Pedro Perez Llorca Mgmt For Against Against 17 Elect Kieran Poynter Mgmt For For For 18 Elect Alberto Miguel Terol Esteban Mgmt For For For 19 Ratification of the Co-Option of Mgmt For For For Marjorie Scardino 20 Ratification of the Co-Option of Maria Mgmt For For For Fernanda Mejia Campuzano 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Issue Convertible Debt Mgmt For For For Instruments 24 Disapplication of Preemptive Rights Mgmt For For For 25 Authority to Issue Debt Instruments Mgmt For For For 26 Adoption of Consolidated Tax Regime Mgmt For For For 27 Remuneration Report Mgmt For For For 28 Authorization of Legal Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- INTERNATIONAL CONSOLIDATED AIRLINES GROUP, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS IAG CINS E67674106 09/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Aircraft Purchase Mgmt For For For 3 Aircraft Purchase Mgmt For For For 4 Aircraft Purchase Mgmt For For For 5 Elect Enrique Dupuy de Lome Chavarri Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- INTERTEK GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITRK CINS G4911B108 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Sir David Reid Mgmt For For For 6 Elect Edward Astle Mgmt For For For 7 Elect Alan Brown Mgmt For For For 8 Elect Wolfhart Hauser Mgmt For For For 9 Elect Christopher J. Knight Mgmt For For For 10 Elect Louise Makin Mgmt For For For 11 Elect Lloyd Pitchford Mgmt For For For 12 Elect Michael P. Wareing Mgmt For For For 13 Elect Mark Williams Mgmt For For For 14 Elect Lena Wilson Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authorisation of Political Donations Mgmt For For For 19 Amendment to Long Term Incentive Plan Mgmt For For For 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- INTESA SANPAOLO S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISP CINS T55067101 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Losses/Dividends Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Leveraged Employee Co-Investment Plan Mgmt For For For 5 Authority to Repurchase and Reissue Mgmt For For For Shares 6 Amendment to Articles Mgmt For For For 7 Authority to Increase Share Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------- INTU PROPERTIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS INTU CINS G18687106 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Patrick H. Burgess Mgmt For For For 4 Elect John Whittaker Mgmt For For For 5 Elect David A. Fischel Mgmt For For For
6 Elect Matthew Roberts Mgmt For For For 7 Elect Adele Anderson Mgmt For For For 8 Elect Richard Gordon Mgmt For For For 9 Elect Andrew J. Huntley Mgmt For For For 10 Elect Louise A.V.C. Patten Mgmt For For For 11 Elect Neil Sachdev Mgmt For For For 12 Elect Andrew D. Strang Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Remuneration Report (Advisory) Mgmt For For For 15 Remuneration Policy (Binding) Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ISYS CINS G49133203 07/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Wayne Edmunds Mgmt For For For 4 Elect Bay Green Mgmt For For For 5 Elect Victoria Hull Mgmt For For For 6 Elect Paul J. Lester Mgmt For For For 7 Elect Deena Mattar Mgmt For For For 8 Elect Michael D. Parker Mgmt For For For 9 Elect Martin Read Mgmt For For For 10 Elect Anthony N.R. Rudd Mgmt For For For 11 Elect David Thomas Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 18 Authorisation of Political Donations Mgmt For For For ---------------------------------------------------------------------------------------------------------- INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ISYS CINS G49133203 10/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition Mgmt For For For
---------------------------------------------------------------------------------------------------------- INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ISYS CINS G49133203 10/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------- INVESTEC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS INL CINS G49188116 07/09/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Authority to Cancel Authorised Capital Mgmt For For For 2 Amendments to Memorandum (Cancellation Mgmt For For For of Shares) 3 Authority to Increase Authorised Mgmt For For For Capital 4 Amendment to Memorandum (Creation of Mgmt For For For Shares) 5 Amendments to Memorandum (Terms and Mgmt For For For Conditions of Shares) 6 Authority to Issue Preference Shares Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- INVESTEC PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS INVP CINS G49188116 07/09/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Divestiture/Spin-off Mgmt For For For 2 Approve Financial Assistance Mgmt For For For ---------------------------------------------------------------------------------------------------------- INVESTEC PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS INVP CINS G49188116 08/08/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Re-elect George F.O. Alford Mgmt For For For 2 Re-elect Glynn R. Burger Mgmt For For For 3 Re-elect Cheryl A. Carolus Mgmt For For For
4 Re-elect Perry K.O. Crosthwaite Mgmt For For For 5 Re-elect Olivia C. Dickson Mgmt For For For 6 Re-elect Hendrik du Toit Mgmt For For For 7 Re-elect Bradley Fried Mgmt For Against Against 8 Re-elect Haruko Fukuda Mgmt For For For 9 Re-elect Bernard Kantor Mgmt For For For 10 Re-elect Ian R. Kantor Mgmt For For For 11 Re-elect Stephen Koseff Mgmt For For For 12 Re-elect M. Peter Malungani Mgmt For For For 13 Re-elect Sir David Prosser Mgmt For For For 14 Re-elect Peter R.S. Thomas Mgmt For For For 15 Re-elect Fani Titi Mgmt For Against Against 16 Elect David Friedland Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authorisation of Legal Formalities Mgmt For For For (Investec Limited) 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Allocation of Interim Dividend for Mgmt For For For Ordinary Shareholders (Investec Limited) 23 Allocation of Interim Dividend for Mgmt For For For Preference Shareholders (Investec Limited) 24 Allocation of Final Dividend for Mgmt For For For Ordinary and Preference Shareholders (Investec Limited) 25 Appointment of Auditor (Ernst & Young) Mgmt For For For (Investec Limited) 26 Appointment of Auditor (KPMG) Mgmt For For For (Investec Limited) 27 General Authority to Issue Ordinary Mgmt For For For Shares (Investec Limited) 28 General Authority to Issue Preference Mgmt For Against Against Shares (Investec Limited) 29 General Authority to Issue Mgmt For Against Against Non-Participating Preference Shares (Investec Limited) 30 General Authority to Issue Special Mgmt For For For Convertible Shares (Investec Limited) 31 Authority to Issue Ordinary Shares for Mgmt For For For Cash (Investec Limited) 32 Authority to Repurchase Shares Mgmt For For For (Investec Limited) 33 Approve Financial Assistance (Investec Mgmt For For For Limited) 34 Approve NEDs' Fees (Investec Limited) Mgmt For For For 35 Amendments to Memorandum of Mgmt For For For Incorporation (Investec Limited) 36 Amendments to Memorandum of Mgmt For For For Incorporation (Investec Limited)
37 Amendments to Memorandum of Mgmt For For For Incorporation (Investec Limited) 38 Increase in Authorised Share Capital Mgmt For For For (Investec Limited) 39 Amendments to Memorandum of Mgmt For For For Incorporation Annex (Investec Limited) 40 Amendments to Memorandum of Mgmt For For For Incorporation (Investec Limited) 41 General Authority to Issue New Mgmt For Against Against Preference Shares (Investec Limited) 42 Accounts and Reports Mgmt For For For 43 Allocation of Interim Dividend Mgmt For For For 44 Allocation of Final Dividend Mgmt For For For 45 Appointment of Auditor and Authority Mgmt For For For to Set Fees 46 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 47 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 48 Authority to Repurchase Ordinary Shares Mgmt For For For 49 Authority to Repurchase Preference Mgmt For For For Shares 50 Amendments to Articles of Association Mgmt For For For 51 Authorisation of Political Donations Mgmt For For For 52 Non-Voting Meeting Note N/A N/A N/A N/A 53 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- INVESTEC PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS INVP CINS G49188116 08/08/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Executive Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- INVESTMENT AB KINNEVIK TICKER SECURITY ID: MEETING DATE MEETING STATUS KINV'B CINS W4832D110 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Ratification of Board and Management Mgmt For For For Acts 18 Board Size Mgmt For For For 19 Directors and Auditors' Fees Mgmt For For For 20 Election of Directors Mgmt For Against Against 21 Nomination Committee Mgmt For Against Against 22 Remuneration Guidelines Mgmt For For For 23 Call Option Plan Mgmt For For For 24 Synthetic Call Option Plan Mgmt For For For 25 Authority to Repurchase Shares Mgmt For For For 26 Shareholder Proposal Regarding the ShrHldr N/A Against N/A Minutes of the 2013 AGM 27 Shareholder Proposal Regarding ShrHldr N/A Against N/A Chairperson Negligence at the 2013 AGM 28 Shareholder Proposal Regarding the ShrHldr N/A Against N/A Delivery of the Transcript of the 2013 AGM to the Swedish Bar Association. 29 Shareholder Proposal Regarding AGM ShrHldr N/A Against N/A Recordings 30 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- INVESTOR AB TICKER SECURITY ID: MEETING DATE MEETING STATUS INVE CINS W48102128 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Ratification of Board And Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Board Size Mgmt For For For 16 Number of Auditors Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For
19 Election of Directors Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Remuneration Guidelines Mgmt For For For 22 Long-Term Incentive Plan Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Issue Treasury Shares Mgmt For For For Pursuant to Long Term-Incentive Plan 25 Shareholder Proposal Regarding ShrHldr Against Against For Liquidation of the Company 26 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ISETAN MITSUKOSHI HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3099 CINS J25038100 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kunio Ishizuka Mgmt For Against Against 4 Elect Hiroshi Ohnishi Mgmt For For For 5 Elect Ken Akamatsu Mgmt For For For 6 Elect Toshihiko Sugie Mgmt For For For 7 Elect Hidenori Takeda Mgmt For For For 8 Elect Takuya Matsuo Mgmt For For For 9 Elect Shohei Utsuda Mgmt For For For 10 Elect Yoshinori Ida Mgmt For For For 11 Elect Katsunori Nagayasu Mgmt For For For 12 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- ISRAEL CHEMICALS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICL CINS M5920A109 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Registration Rights Agreement with Mgmt For For For Controlling Shareholder 3 Change to U.S. Reporting Format Mgmt For For For 4 Liability Insurance of Directors & Mgmt For For For Officers
---------------------------------------------------------------------------------------------------------- ISRAEL CHEMICALS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICL CINS M5920A109 08/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Update of Employment Terms of CEO Mgmt For For For Stefan Borgas 4 CEO's Bonus Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Nir Gilad Mgmt For For For 8 Elect Avisar Paz Mgmt For For For 9 Elect Eran Sarig Mgmt For For For 10 Elect Avraham Shochat Mgmt For For For 11 Elect Victor Medina Mgmt For For For 12 Elect Chaim Erez Mgmt For For For 13 Elect Ovadia Eli Mgmt For For For ---------------------------------------------------------------------------------------------------------- ISRAEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ILCO CINS M8785N109 02/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Elect Ron Moskovitz Mgmt For For For 5 Elect Amnon Lion Mgmt For For For 6 Elect Zeev Nahari Mgmt For For For 7 Elect Zehavit Cohen Mgmt For For For 8 Elect Yoav Doppelt Mgmt For For For 9 Elect Aviad Kaufman Mgmt For For For 10 Elect Eitan Raff Mgmt For For For 11 Elect Dan Suesskind Mgmt For For For 12 Elect Michael Bricker Mgmt For For For 13 Directors' Fees Mgmt For Abstain Against ---------------------------------------------------------------------------------------------------------- ISRAEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ILCO CINS M8785N109 03/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Oded Degani Mgmt For For For ---------------------------------------------------------------------------------------------------------- ISRAEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ILCO CINS M8785N109 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For
---------------------------------------------------------------------------------------------------------- ISRAEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ILCO CINS M8785N109 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Restructuring of Subsidiary Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ISRAEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ILCO CINS M8785N109 07/11/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Gideon Langholtz Mgmt For For For 3 Elect Ofer Termechi Mgmt For For For ---------------------------------------------------------------------------------------------------------- ISRAEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ILCO CINS M8785N109 09/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- ISUZU MOTORS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7202 CINS J24994105 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Share Consolidation/Reverse Stock Split Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Elect Susumu Hosoi Mgmt For Against Against 6 Elect Takanobu Furuta Mgmt For For For 7 Elect Kazuhiko Itoh Mgmt For For For 8 Elect Makoto Kawahara Mgmt For For For 9 Elect Kuniharu Nakagawa Mgmt For For For 10 Elect Kazuhiro Mori Mgmt For For For 11 Elect Fumihide Kumazawa as Statutory Mgmt For Against Against Auditor
---------------------------------------------------------------------------------------------------------- ITOCHU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Eizoh Kobayashi Mgmt For Against Against 4 Elect Masahiro Okafuji Mgmt For For For 5 Elect Yohichi Kobayashi Mgmt For For For 6 Elect Tadayuki Seki Mgmt For For For 7 Elect Yoshihisa Aoki Mgmt For For For 8 Elect Kohji Takayanagi Mgmt For For For 9 Elect Tomofumi Yoshida Mgmt For For For 10 Elect Hitoshi Okamoto Mgmt For For For 11 Elect Takao Shiomi Mgmt For For For 12 Elect Yuji Fukuda Mgmt For For For 13 Elect Eiichi Yonekura Mgmt For For For 14 Elect Ichiroh Fujisaki Mgmt For For For 15 Elect Chikara Kawakita Mgmt For For For 16 Elect Harufumi Mochizuki as a Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- ITOCHU TECHNO-SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4739 CINS J25022104 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Satoshi Kikuchi Mgmt For Against Against 3 Elect Shuji Ikeda Mgmt For For For 4 Elect Tohru Matsushima Mgmt For For For 5 Elect Masaaki Matsuzawa Mgmt For For For 6 Elect Shigemitsu Takatori Mgmt For For For 7 Elect Takahiro Susaki Mgmt For For For 8 Elect Katsuyuki Shirota Mgmt For For For 9 Elect Tadataka Ohkubo Mgmt For For For 10 Elect Makiko Nakamori Mgmt For For For 11 Elect Toshio Obi @ Toshio Nakamura Mgmt For For For 12 Elect Shunsuke Noda Mgmt For For For
---------------------------------------------------------------------------------------------------------- ITV PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITV CINS G4984A110 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Special Dividend Mgmt For For For 6 Elect Peter Bazalgette Mgmt For For For 7 Elect Adam Crozier Mgmt For For For 8 Elect Roger Faxon Mgmt For For For 9 Elect Ian Griffiths Mgmt For For For 10 Elect Andy Haste Mgmt For For For 11 Elect Lucy Neville-Rolfe Mgmt For For For 12 Elect Archie Norman Mgmt For For For 13 Elect John Ormerod Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 ITV plc Long Term Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- IYO BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8385 CINS J25596107 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeshi Ichikawa as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- J SAINSBURY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SBRY CINS G77732173 07/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Lady Susan Rice Mgmt For For For 5 Elect Jean Tomlin Mgmt For For For 6 Elect Matt Brittin Mgmt For For For 7 Elect Mike Coupe Mgmt For For For 8 Elect Mary Harris Mgmt For For For 9 Elect Gary Hughes Mgmt For For For 10 Elect Justin King Mgmt For For For 11 Elect John McAdam Mgmt For For For
12 Elect John Rogers Mgmt For For For 13 Elect David Tyler Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- J. FRONT RETAILING CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3086 CINS J28711109 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Reverse Stock Split Mgmt For For For 4 Elect Shunichi Samura Mgmt For For For 5 Elect Ryohichi Yamamoto Mgmt For For For 6 Elect Tatsuya Yoshimoto Mgmt For For For 7 Elect Kohzoh Makiyama Mgmt For For For 8 Elect Yasuyuki Kobayashi Mgmt For For For 9 Elect Toshiyasu Hayashi Mgmt For For For 10 Elect Haruyoshi Fujino Mgmt For For For 11 Elect Tsuyoshi Takayama Mgmt For For For 12 Elect Sakie Tachibana-Fukushima Mgmt For For For 13 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- JAMES HARDIE INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS JHX CINS N4723D104 08/12/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Re-elect David D. Harrison Mgmt For For For 5 Re-elect Donald G. McGauchie Mgmt For For For 6 Authorise Board to Set Auditor's Fees Mgmt For For For 7 Equity Grant (CEO Louis Gries) - ROCE Mgmt For For For RSUs 8 Equity Grant (CEO Louis Gries) - TSR Mgmt For For For RSUs
---------------------------------------------------------------------------------------------------------- JAPAN AIRLINES COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9201 CINS J25979121 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Masaru Ohnishi Mgmt For For For 5 Elect Yoshiharu Ueki Mgmt For For For 6 Elect Nobuhiro Satoh Mgmt For For For 7 Elect Hirohide Kamikawa Mgmt For For For 8 Elect Junko Ohkawa Mgmt For For For 9 Elect Tadashi Fujita Mgmt For For For 10 Elect Norikazu Saitoh Mgmt For For For 11 Elect Tatsuo Kainaka Mgmt For For For 12 Elect Kimie Iwata Mgmt For For For ---------------------------------------------------------------------------------------------------------- JAPAN EXCHANGE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8697 CINS J2740B106 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Masakazu Hayashi Mgmt For For For 3 Elect Atsushi Saitoh Mgmt For For For 4 Elect Michio Yoneda Mgmt For For For 5 Elect Akira Kiyota Mgmt For For For 6 Elect Hiromi Yamaji Mgmt For For For 7 Elect Christina Ahmadjian Mgmt For For For 8 Elect Tsutomu Okuda Mgmt For For For 9 Elect Hideaki Kubori Mgmt For For For 10 Elect Michiko Tomonaga Mgmt For For For 11 Elect Masayuki Hirose Mgmt For For For 12 Elect Katsuhiko Honda Mgmt For For For 13 Elect Kunihiro Matsuo Mgmt For Against Against 14 Elect Shigeru Morimoto Mgmt For For For 15 Elect Charles D. Lake Mgmt For For For ---------------------------------------------------------------------------------------------------------- JAPAN PETROLEUM EXPLORATION CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1662 CINS J2740Q103 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motofumi Hyohdoh as Director Mgmt For Against Against
4 Elect Norio Nakajima as Statutory Mgmt For Against Against Auditor 5 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditors 6 Bonus Mgmt For Against Against 7 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- JAPAN PRIME REALTY INVESTMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8955 CINS J2741H102 09/11/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Elect Hirohito Kaneko as Executive Mgmt For For For Director 3 Elect Satoshi Ohkubo as Alternate Mgmt For For For Executive Director 4 Elect Sohsuke Yasuda Mgmt For For For 5 Elect Masato Denawa Mgmt For For For 6 Elect Masaaki Sugiyama as Alternate Mgmt For For For Supervisory Director ---------------------------------------------------------------------------------------------------------- JAPAN REAL ESTATE INVESTMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8952 CINS J27523109 02/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles: Acquisition of Mgmt For For For Own Units, Resolutions and Resolutions of Board of Directors 2 Amendments to Articles: Incentive Fee Mgmt For For For 3 Amendments to Articles: Merger Fee Mgmt For For For ---------------------------------------------------------------------------------------------------------- JAPAN RETAIL FUND INVESTMENT CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 8953 CINS J27544105 11/29/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Elect Shuichi Namba as Executive Mgmt For For For Director 3 Elect Masahiko Nishida Mgmt For For For 4 Elect Masaharu Usuki Mgmt For For For 5 Elect Fuminori Imanishi as Alternate Mgmt For For For Executive Director 6 Elect Shuhei Murayama as Alternate Mgmt For For For Supervisory Director
---------------------------------------------------------------------------------------------------------- JAPAN STEEL WORKS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5631 CINS J27743103 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Ikuo Satoh Mgmt For Against Against 3 Elect Yoshitomo Tanaka Mgmt For For For 4 Elect Yutaka Mizutani Mgmt For For For 5 Elect Akira Kadota Mgmt For For For 6 Elect Nobuaki Shimizu Mgmt For For For 7 Elect Kenji Watanabe Mgmt For For For 8 Elect Yutaka Higashiizumi Mgmt For For For 9 Elect Motonobu Satoh Mgmt For For For 10 Elect Takao Ishidoh as Statutory Mgmt For Against Against Auditors 11 Bonus Mgmt For Against Against 12 Renewal of Take Over Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- JAPAN TOBACCO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2914 CINS J27869106 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yasutake Tango Mgmt For For For 5 Elect Mitsuomi Koizumi Mgmt For For For 6 Elect Yasushi Shingai Mgmt For For For 7 Elect Noriaki Ohkubo Mgmt For For For 8 Elect Akira Saeki Mgmt For For For 9 Elect Hideki Miyazaki Mgmt For For For 10 Elect Motoyuki Oka Mgmt For For For 11 Elect Main Kohda @ Tokuko Sawa Mgmt For For For 12 Elect Michio Masaki as Alternate Mgmt For For For Statutory Auditor 13 Shareholder Proposal Regarding ShrHldr Against Against For Distribution of Dividends 14 Shareholder Proposal Regarding Share ShrHldr Against Against For Repurchases 15 Shareholder Proposal Regarding ShrHldr Against Against For Shareholder Authority to Cancel Treasury Shares 16 Shareholder Proposal Regarding ShrHldr Against Against For Cancellation of Treasury Shares 17 Shareholder Proposal Regarding ShrHldr Against Against For Shareholder Authority to Set Stock Options
---------------------------------------------------------------------------------------------------------- JARDINE CYCLE & CARRIAGE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS C07 CINS Y43703100 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect James Watkins Mgmt For Against Against 5 Elect Azlan bin Mohd Zainol Mgmt For Against Against 6 Elect Mark Greenberg Mgmt For Against Against 7 Elect BOON Yoon Chiang Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Related Party Transactions Mgmt For For For ---------------------------------------------------------------------------------------------------------- JC DECAUX SA TICKER SECURITY ID: MEETING DATE MEETING STATUS DEC CINS F5333N100 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification of Mgmt For For For Board Acts 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Losses/Dividends Mgmt For For For 7 Approval of Non Tax-Deductible Expenses Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Elect Monique Cohen Mgmt For For For 10 Elect Jean-Pierre Decaux Mgmt For Against Against 11 Elect Pierre-Alain Pariente Mgmt For For For 12 Remuneration of Jean-Francois Decaux, Mgmt For For For Chairman of the Executive Board 13 Remuneration of Laurence Debroux, Mgmt For For For Jean-Charles Decaux, Jean-Sebastien Decaux and Jeremy Male, Executive Board Members 14 Supervisory Board Members Fees Mgmt For For For
15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 17 Amendments to Articles Regarding Mgmt For For For Employee Representative 18 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- JERONIMO MARTINS, SGPS S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CINS X40338109 12/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Shareholder Proposal Regarding ShrHldr For For For Resignation of Directors 3 Shareholder Proposal Regarding ShrHldr For Against Against Appointment of Chairman ---------------------------------------------------------------------------------------------------------- JERONIMO MARTINS, SGPS S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CINS X40338109 04/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr N/A For N/A Ratification of Board and Supervisory Council Acts 6 Remuneration Report Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr N/A For N/A Election of Chairman of General Meeting 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- JFE HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 5411 CINS J2817M100 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Dividends Mgmt For For For 3 Bonus Mgmt For Against Against 4 Elect Hajime Bada Mgmt For Against Against
5 Elect Eiji Hayashida Mgmt For For For 6 Elect Shinichi Okada Mgmt For For For 7 Elect Akimitsu Ashida Mgmt For For For 8 Elect Masafumi Maeda Mgmt For For For 9 Elect Hiroyuki Itami Mgmt For For For 10 Elect Shigeo Ohyagi Mgmt For For For 11 Elect Isao Saiki as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- JGC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 1963 CINS J26945105 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masayuki Satoh Mgmt For For For 4 Elect Kohichi Kawana Mgmt For Against Against 5 Elect Tadashi Ishizuka Mgmt For For For 6 Elect Yutaka Yamazaki Mgmt For For For 7 Elect Tsutomu Akabane Mgmt For For For 8 Elect Hideaki Miura Mgmt For For For 9 Elect Satoshi Satoh Mgmt For For For 10 Elect Hiroyuki Miyoshi Mgmt For For For 11 Elect Masanori Suzuki Mgmt For For For 12 Elect Shigeru Endoh Mgmt For For For 13 Elect Kohichi Ohno as Statutory Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------- JOHNSON MATTHEY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS JMAT CINS G51604158 07/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Colin Matthews Mgmt For For For 5 Elect Odile Desforges Mgmt For For For 6 Elect Tim Stevenson Mgmt For For For 7 Elect Neil A.P. Carson Mgmt For For For 8 Elect Alan Ferguson Mgmt For For For 9 Elect Robert J. MacLeod Mgmt For For For 10 Elect Lawrence C. Pentz Mgmt For For For 11 Elect Michael J. Roney Mgmt For For For 12 Elect William F. Sandford Mgmt For For For 13 Elect Dorothy C. Thompson Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- JOYO BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8333 CINS J28541100 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For ---------------------------------------------------------------------------------------------------------- JSR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4185 CINS J2856K106 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsunobu Koshiba Mgmt For For For 4 Elect Hozumi Satoh Mgmt For For For 5 Elect Hisao Hasegawa Mgmt For For For 6 Elect Hayato Hirano Mgmt For For For 7 Elect Takuya Gotoh Mgmt For For For 8 Elect Michio Kariya Mgmt For For For 9 Elect Kazunori Yagi Mgmt For For For 10 Elect Hisako Katoh as Statutory Auditor Mgmt For For For 11 Elect Makoto Doi Mgmt For For For 12 Elect Sohtaroh Mori Mgmt For For For 13 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- JTEKT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6473 CINS J2946V104 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Atsushi Niimi Mgmt For Against Against 4 Elect Tetsuo Agata Mgmt For For For 5 Elect Seihoh Kawakami Mgmt For For For 6 Elect Masakazu Isaka Mgmt For For For 7 Elect Noriya Murase Mgmt For For For
8 Elect Shiroh Nakano Mgmt For For For 9 Elect Atsushi Kume Mgmt For For For 10 Elect Hiroyuki Miyazaki Mgmt For For For 11 Elect Hiroyuki Kaijima Mgmt For For For 12 Elect Shinji Uetake Mgmt For For For 13 Elect Masatake Enomoto Mgmt For For For 14 Elect Kohichi Fukaya Mgmt For Against Against 15 Elect Masaaki Kobayashi Mgmt For For For 16 Elect Kohei Saga Mgmt For Against Against 17 Elect Hiroshi Takenaka Mgmt For Against Against 18 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- JULIUS BAER GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAER CINS H4414N103 04/09/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Elect Daniel Sauter Mgmt For TNA N/A 7 Elect Gilbert Achermann Mgmt For TNA N/A 8 Elect Andreas Amschwand Mgmt For TNA N/A 9 Elect Heinrich Baumann Mgmt For TNA N/A 10 Elect Claire Giraut Mgmt For TNA N/A 11 Elect Gareth Penny Mgmt For TNA N/A 12 Elect Charles Stonehill Mgmt For TNA N/A 13 Elect Daniel Sauter as Chairman Mgmt For TNA N/A 14 Elect Gilbert Achermann as Mgmt For TNA N/A Compensation Committee Member 15 Elect Heinrich Baumann as Compensation Mgmt For TNA N/A Committee Member 16 Elect Gareth Penny as Compensation Mgmt For TNA N/A Committee Member 17 Appointment of Auditor Mgmt For TNA N/A 18 Amendments to Articles Mgmt For TNA N/A 19 Appointment of Independent Proxy Mgmt For TNA N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- JX HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 5020 CINS J29699105 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yasushi Kimura Mgmt For For For 4 Elect Isao Matsushita Mgmt For For For 5 Elect Yukio Uchida Mgmt For For For 6 Elect Junichi Kawada Mgmt For For For 7 Elect Rentaroh Tonoike Mgmt For For For 8 Elect Akira Ohmachi Mgmt For For For 9 Elect Ichiroh Uchijima Mgmt For For For 10 Elect Tsutomu Sugimori Mgmt For For For 11 Elect Shunsaku Miyake Mgmt For For For 12 Elect Shigeru Ohi Mgmt For For For 13 Elect Hiroshi Komiyama Mgmt For For For 14 Elect Hiroko Ohta Mgmt For For For 15 Elect Mutsutake Ohtsuka Mgmt For For For 16 Elect Seiichi Kondoh Mgmt For For For 17 Elect Takashi Setogawa Mgmt For For For 18 Elect Naomi Ushio Mgmt For For For ---------------------------------------------------------------------------------------------------------- K & S AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SDF CINS D48164129 05/14/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Amendment to Control Agreement with Mgmt For TNA N/A K+S Beteiligungs GmbH 12 Amendment to Profit-and-Loss Transfer Mgmt For TNA N/A Agreement with K+S Consulting GmbH 13 Amendment to Control Agreement with Mgmt For TNA N/A K+S Entsorgungs GmbH 14 Amendment to Control Agreement with Mgmt For TNA N/A K+S IT-Services GmbH 15 Amendment to Control Agreement with Mgmt For TNA N/A K+S Kali GmbH 16 Amendment to Control Agreement with Mgmt For TNA N/A K+S Salz GmbH 17 Amendment to Control Agreement with Mgmt For TNA N/A K+S Transport GmbH 18 Amendment to Control Agreement with Mgmt For TNA N/A K+S Versicherungsvermittlungs GmbH 19 Amendment to Control Agreement with Mgmt For TNA N/A Wohnbau Salzdetfurth GmbH
---------------------------------------------------------------------------------------------------------- KABEL DEUTSCHLAND HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS KD8 CINS D6424C104 02/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Intra-company Control Agreement with Mgmt For For For Vodafone Vierte Verwaltungs AG ---------------------------------------------------------------------------------------------------------- KABEL DEUTSCHLAND HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS KD8 CINS D6424C104 10/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Profit-and-Loss Transfer Agreement Mgmt For For For with Kabel Deutschland Holding Erste Beteiligungs GmbH 10 Profit-and-Loss Transfer Agreement Mgmt For For For with Kabel Deutschland Holding Zweite Beteiligungs GmbH
---------------------------------------------------------------------------------------------------------- KAJIMA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 1812 CINS J29223120 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsuyoshi Nakamura Mgmt For Against Against 4 Elect Hiroshi Kaneko Mgmt For For For 5 Elect Takashi Hinago Mgmt For For For 6 Elect Hiroshi Ishikawa Mgmt For For For 7 Elect Hironobu Takano Mgmt For For For 8 Elect Nobuyuki Hiraizumi Mgmt For For For 9 Elect Shohichi Kajima Mgmt For Against Against 10 Elect Masayasu Kayano Mgmt For For For 11 Elect Kinroh Nakamura Mgmt For Against Against 12 Elect Kimio Kodama Mgmt For For For ---------------------------------------------------------------------------------------------------------- KAKAKU.COM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 2371 CINS J29258100 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kaoru Hayashi Mgmt For Against Against 5 Elect Minoru Tanaka Mgmt For For For 6 Elect Shohnosuke Hata Mgmt For For For 7 Elect Taizoh Ieuji Mgmt For For For 8 Elect Kenji Fujiwara Mgmt For For For 9 Elect Hajime Uemura Mgmt For For For 10 Elect Shingo Yuki Mgmt For For For 11 Elect Atsuhiro Murakami Mgmt For For For 12 Elect Ohki Matsumoto Mgmt For Against Against 13 Elect Yoshiharu Hayakawa Mgmt For For For 14 Elect Ryuhei Akiyama Mgmt For For For 15 Elect Toshio Takano as Statutory Mgmt For For For Auditor ---------------------------------------------------------------------------------------------------------- KAMIGUMI CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 9364 CINS J29438116 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masami Kubo Mgmt For Against Against 4 Elect Yoshihiro Fukai Mgmt For For For 5 Elect Hideo Makita Mgmt For For For 6 Elect Toshio Hirase Mgmt For For For 7 Elect Kuniharu Saeki Mgmt For For For 8 Elect Norihito Tahara Mgmt For For For 9 Elect Toshihiro Horiuchi Mgmt For For For 10 Elect Yohichiroh Ichihara Mgmt For For For 11 Elect Katsumi Murakami Mgmt For For For 12 Elect Tatsuhiko Miyazaki Mgmt For For For 13 Elect Masahide Komae Mgmt For For For 14 Elect Katsumasa Muneyoshi Mgmt For For For
---------------------------------------------------------------------------------------------------------- KANEKA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4118 CINS J2975N106 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kimikazu Sugawara Mgmt For Against Against 3 Elect Mamoru Kadokura Mgmt For For For 4 Elect Hirosaku Nagano Mgmt For For For 5 Elect Toshio Nakamura Mgmt For For For 6 Elect Shigeru Kamemoto Mgmt For For For 7 Elect Minoru Tanaka Mgmt For For For 8 Elect Masami Kishine Mgmt For For For 9 Elect Akira Iwazawa Mgmt For For For 10 Elect Hidesuke Amachi Mgmt For For For 11 Elect Shinichiroh Kametaka Mgmt For For For 12 Elect Takeo Inokuchi Mgmt For For For 13 Elect Yasuhiro Uozumi as Alternate Mgmt For Against Against Statutory Auditor 14 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- KANSAI ELECTRIC POWER CO. INC. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 9503 CINS J30169106 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Shohsuke Mori Mgmt For Against Against 5 Elect Makoto Yagi Mgmt For For For 6 Elect Masao Ikoma Mgmt For For For 7 Elect Hideki Toyomatsu Mgmt For For For 8 Elect Jiroh Kagawa Mgmt For For For 9 Elect Shigeki Iwane Mgmt For For For 10 Elect Noriaki Hashimoto Mgmt For For For 11 Elect Yohichi Mukae Mgmt For For For 12 Elect Yoshihiro Doi Mgmt For For For 13 Elect Masahiro Iwatani Mgmt For For For 14 Elect Yasuhiro Yashima Mgmt For For For 15 Elect Yasushi Sugimoto Mgmt For For For 16 Elect Ryohhei Shirai Mgmt For For For 17 Elect Noriyuki Inoue Mgmt For For For 18 Elect Akio Tsujii Mgmt For For For 19 Elect Takamune Okihara Mgmt For For For 20 Shareholder Proposal Regarding Mission ShrHldr Against Against For Statement 21 Shareholder Proposal Regarding ShrHldr Against Against For Corporate Social Responsibility
22 Shareholder Proposal Regarding ShrHldr Against For Against Disclosure of Shareholder Meeting Minutes 23 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Responsibility 24 Shareholder Proposal Regarding ShrHldr Against Against For Employee Well-Being 25 Shareholder Proposal Regarding ShrHldr Against Against For Investment in Infrastructure and Workforce 26 Shareholder Proposal Regarding Energy ShrHldr Against Against For Efficient Appliances 27 Shareholder Proposal Regarding ShrHldr Against Against For Allocation of Profits/Dividends 28 Shareholder Proposal Regarding Removal ShrHldr Against Against For of Makoto Yagi 29 Shareholder Proposal Regarding ShrHldr Against Against For Suspension of Nuclear Operations 30 Shareholder Proposal Regarding ShrHldr Against Against For Individual Compensation Disclosure (1) 31 Shareholder Proposal Regarding Ban of ShrHldr Against Against For Nuclear Chemical Reprocessing 32 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Denuclearization Committee 33 Shareholder Proposal Regarding ShrHldr Against Against For Restrictions on Investments 34 Shareholder Proposal Regarding ShrHldr Against Against For Increasing Corproate Transparency 35 Shareholder Proposal Regarding ShrHldr Against For Against Individual Compensation Disclosure (2) 36 Shareholder Proposal Regarding ShrHldr Against Against For Diversifying Energy Sources 37 Shareholder Proposal Regarding ShrHldr Against Against For Separation of Business Activities 38 Shareholder Proposal Regarding Energy ShrHldr Against Against For Demand and Promotion of Energy Conservation 39 Shareholder Proposal Regarding ShrHldr Against Against For Prohibition of Re-Employing Government Employees 40 Shareholder Proposal Regarding Board ShrHldr Against Against For Size 41 Shareholder Proposal Regarding Nuclear ShrHldr Against Against For Plant Operations 42 Shareholder Proposal Regarding ShrHldr Against Against For Corproate Culture 43 Shareholder Proposal Regarding ShrHldr Against Against For Election of Dissident Nominee 44 Shareholder Proposal Regarding ShrHldr Against Against For Denuclearization
---------------------------------------------------------------------------------------------------------- KANSAI PAINT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4613 CINS J30255129 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Jun Ueda as Alternate Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- KAO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4452 CINS J30642169 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michitaka Sawada Mgmt For For For 4 Elect Katsuhiko Yoshida Mgmt For For For 5 Elect Toshiaki Takeuchi Mgmt For For For 6 Elect Sohnosuke Kadonaga Mgmt For For For 7 Elect Tohru Nagashima Mgmt For For For 8 Elect Masayuki Oku Mgmt For For For 9 Elect Yumiko Waseda as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7012 CINS J31502107 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kyohhei Matsuoka Mgmt For For For 4 Elect Hiroshi Takata Mgmt For For For 5 Elect Shigeru Murayama Mgmt For Against Against 6 Elect Johji Iki Mgmt For For For 7 Elect Eiji Inoue Mgmt For For For 8 Elect Yoshinori Kanehana Mgmt For For For 9 Elect Minoru Makimura Mgmt For For For 10 Elect Akio Murakami Mgmt For For For 11 Elect Yoshihiko Morita Mgmt For For For 12 Elect Munenori Ishikawa Mgmt For For For 13 Elect Kazuo Hida Mgmt For For For 14 Elect Shigehiko Kiyama Mgmt For For For 15 Elect Kenji Tomida Mgmt For For For 16 Elect Takafumi Shibahara as a Mgmt For Against Against Statutory Auditor
---------------------------------------------------------------------------------------------------------- KBC GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS KBC CINS B5337G162 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Ratification of Board Acts Mgmt For For For 10 Ratification of Board Acts (KBC Global Mgmt For For For Services) 11 Ratification of Auditor Acts Mgmt For For For 12 Ratification of Auditor Acts (KBC Mgmt For For For Global Services) 13 Elect Marc De Ceuster Mgmt For Against Against 14 Elect Piet Vanthemsche Mgmt For Against Against 15 Elect Marc Wittemans Mgmt For Against Against 16 Elect Julia Kiraly Mgmt For For For 17 Elect Christine van Rijsseghem Mgmt For Against Against 18 Ratify Thomas Leysen as Independent Mgmt For Against Against Director 19 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KDDI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9433 CINS J31843105 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Dividends Mgmt For For For 3 Elect Tadashi Onodera Mgmt For Against Against 4 Elect Takashi Tanaka Mgmt For For For 5 Elect Hirofumi Morozumi Mgmt For For For 6 Elect Makoto Takahashi Mgmt For For For 7 Elect Yuzoh Ishikawa Mgmt For For For 8 Elect Masahiro Inoue Mgmt For For For 9 Elect Hideo Yuasa Mgmt For For For 10 Elect Tsutomu Fukuzaki Mgmt For For For 11 Elect Hidehiko Tajima Mgmt For For For 12 Elect Yoshiaki Uchida Mgmt For For For 13 Elect Tetsuo Kuba Mgmt For Against Against 14 Elect Nobuyori Kodaira Mgmt For For For 15 Elect Shinji Fukukawa Mgmt For For For 16 Elect Hiroshi Kobayashi as Statutory Mgmt For For For Auditor 17 Directors' Fees Mgmt For For For
---------------------------------------------------------------------------------------------------------- KEIKYU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9006 CINS J3217R103 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tsuneo Ishiwata Mgmt For Against Against 4 Elect Kazuyuki Harada Mgmt For For For 5 Elect Shinsuke Tanaka Mgmt For For For 6 Elect Toshiyuki Ogura Mgmt For For For 7 Elect Shin Kokushoh Mgmt For For For 8 Elect Masaru Kotani Mgmt For For For 9 Elect Mikio Kawamura Mgmt For For For 10 Elect Yoshikazu Takeda Mgmt For For For 11 Elect Mamoru Imai Mgmt For For For 12 Elect Yuichiroh Hirokawa Mgmt For For For 13 Elect Takashi Michihira Mgmt For For For 14 Elect Akiyoshi Shibasaki Mgmt For For For 15 Elect Toshiaki Honda Mgmt For For For 16 Elect Takeshi Hirai Mgmt For For For 17 Elect Kenryo Ueno Mgmt For For For 18 Elect Shohsuke Ohga Mgmt For For For 19 Elect Michiko Tomonaga Mgmt For Against Against 20 Elect Akisato Saruta Mgmt For For For 21 Bonus Mgmt For Against Against 22 Retirement Allowances and Special Mgmt For Against Against Allowances for Director(s) and Statutory Auditor(s) 23 Directors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- KEIO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9008 CINS J32190126 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kan Katoh Mgmt For Against Against 4 Elect Tadashi Nagata Mgmt For For For 5 Elect Taizoh Takahashi Mgmt For For For 6 Elect Mamoru Yamamoto Mgmt For For For 7 Elect Ichiroh Komada Mgmt For For For 8 Elect Soh Maruyama Mgmt For For For 9 Elect Kunihiko Yasuki Mgmt For For For 10 Elect Kazunori Nakaoka Mgmt For For For 11 Elect Atsushi Takahashi Mgmt For For For 12 Elect Sadao Katoh Mgmt For For For 13 Elect Yasuhiro Shimura Mgmt For For For 14 Elect Toshiaki Kanoh Mgmt For For For 15 Elect Noriaki Kawasugi Mgmt For For For
16 Elect Yasushi Kohmura Mgmt For For For 17 Elect Yoshinobu Matsuzaka Mgmt For For For 18 Elect Akinobu Kawase Mgmt For For For 19 Elect Yoshihiko Itoh Mgmt For For For 20 Elect Hideyuki Tohmiya Mgmt For For For 21 Elect Norio Kuroiwa Mgmt For For For 22 Elect Keiko Kitamura Mgmt For For For 23 Elect Masashi Kaneko Mgmt For For For ---------------------------------------------------------------------------------------------------------- KEISEI ELECTRIC RAILWAY COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9009 CINS J32233108 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Tsutomu Hanada Mgmt For Against Against 4 Elect Norio Saigusa Mgmt For For For 5 Elect Takehiro Mikoda Mgmt For For For 6 Elect Kenichiroh Hirata Mgmt For For For 7 Elect Toshiya Kobayashi Mgmt For For For 8 Elect Yukihito Mashimo Mgmt For For For 9 Elect Eiichiroh Matsukami Mgmt For For For 10 Elect Ken Ohmuro Mgmt For For For 11 Elect Hiroyuki Miyata Mgmt For For For 12 Elect Hiroshi Sakayori Mgmt For For For 13 Elect Takashi Saitoh Mgmt For For For 14 Elect Atsushi Shinozaki Mgmt For For For 15 Elect Masaya Katoh Mgmt For For For 16 Elect Toshiaki Koyama Mgmt For For For 17 Elect Fumiya Akai Mgmt For Against Against 18 Elect Yasunobu Furukawa Mgmt For For For 19 Elect Kyohichiroh Uenishi as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BN4 CINS Y4722Z120 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tony CHEW Leong-Chee Mgmt For For For 4 Elect TOW Heng Tan Mgmt For For For 5 Elect Danny TEOH Leong Kay Mgmt For For For 6 Elect LOH Chin Hua Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Related Party Transactions Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BN4 CINS Y4722Z120 08/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scrip Dividend Mgmt For For For ---------------------------------------------------------------------------------------------------------- KEPPEL LAND LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS K17 CINS V87778102 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect HENG Chiang Meng Mgmt For For For 4 Elect OON Kum Loon Mgmt For Against Against 5 Elect YAP Chee Meng Mgmt For For For 6 Elect HUANG Jing Mgmt For For For 7 Elect TAN Yam Pin Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Related Party Transactions Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- KEPPEL REIT TICKER SECURITY ID: MEETING DATE MEETING STATUS K71U CINS Y4740G104 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For Against Against to Set Fees 4 Elect Audrey Marie CHIN Wei-Li Mgmt For For For 5 Elect NG Hsueh Ling Mgmt For For For 6 Elect TAN Chin Hwee Mgmt For Against Against 7 Elect LEE Chiang Huat Mgmt For Against Against 8 Elect Daniel CHAN Choong Seng Seng Mgmt For Against Against 9 Elect LOR Bak Liang Mgmt For Against Against 10 Elect ANG Wee Gee Mgmt For For For 11 Elect TAN Cheng Han Mgmt For For For 12 Elect LIM Kei Hin Mgmt For For For 13 Authority to Issue Units w/ or w/o Mgmt For For For Preemptive Rights 14 Transaction of Other Business Mgmt Against Against For ---------------------------------------------------------------------------------------------------------- KERING SA TICKER SECURITY ID: MEETING DATE MEETING STATUS KER CINS F5433L103 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Daniela Riccardi Mgmt For For For 9 Elect Laurence Boone Mgmt For For For 10 Elect Yseulys Costes Mgmt For Against Against 11 Directors' Fees Mgmt For For For 12 Remuneration of Francois-Henri Mgmt For For For Pinault, CEO & Chairman 13 Remuneration of Jean-Francois Palus, Mgmt For For For Group Managing Director 14 Appointment of Auditor Mgmt For For For 15 Appointment of Alternate Statutory Mgmt For For For Auditor 16 Authority to Repurchase Shares Mgmt For For For 17 Amendments to Articles Regarding Mgmt For For For Employee Representative 18 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- KERRY GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KRZ CINS G52416107 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Ahern Mgmt For For For 4 Elect Hugh Brady Mgmt For For For 5 Elect James Devane Mgmt For For For 6 Elect John Joseph O'Connor Mgmt For For For 7 Elect Denis Buckley Mgmt For For For 8 Elect Gerry Behan Mgmt For For For 9 Elect Michael Dowling Mgmt For For For 10 Elect Joan Garahy Mgmt For For For 11 Elect Flor Healy Mgmt For For For 12 Elect James C Kenny Mgmt For For For 13 Elect Stan McCarthy Mgmt For For For 14 Elect Brian Mehigan Mgmt For For For 15 Elect Philip Toomey Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Remuneration Report (Advisory) Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- KERRY LOGISTICS NETWORK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0636 CINS G52418103 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Virgin Islands (British) FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect George YEO Yong-Boon Mgmt For For For 6 Elect William MA Wing Kai Mgmt For For For 7 Elect Edwardo Erni Mgmt For For For 8 Elect KUOK Khoon Hua Mgmt For For For 9 Elect QIAN Shaohua Mgmt For For For 10 Elect Marina WONG Yu Pok Mgmt For For For 11 Elect WAN Kam To Mgmt For For For 12 Elect Philip YEO Liat Kok Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees
15 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Repurchased Shares Mgmt For Against Against 18 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KERRY PROPERTIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0683 CINS G52440107 05/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect HO Shut Kan Mgmt For For For 6 Elect Bryan Pallop GAW Mgmt For For For 7 Elect Marina WONG Yu Pok Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- KERRY PROPERTIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0683 CINS G52440107 11/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adoption of Share Option Schemes Mgmt For Against Against 4 Amendments to Bye-Laws Mgmt For For For ---------------------------------------------------------------------------------------------------------- KESKO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS KESBV CINS X44874109 04/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Ratification of Board and Management Mgmt For For For Acts 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For Against Against 15 Authority to Set Auditor's Fees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Charitable Donations Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KEYENCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6861 CINS J32491102 06/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Takemitsu Takizaki Mgmt For Against Against 4 Elect Akinori Yamamoto Mgmt For For For 5 Elect Akira Kanzawa Mgmt For For For 6 Elect Tsuyoshi Kimura Mgmt For For For 7 Elect Masayuki Konishi Mgmt For For For 8 Elect Keiichi Kimura Mgmt For For For 9 Elect Masayuki Miki Mgmt For For For 10 Elect Michio Sasaki Mgmt For For For 11 Elect Masato Fujimoto Mgmt For For For 12 Elect Yoshihiro Ueda as Statutory Mgmt For Against Against Auditor 13 Directors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- KIKKOMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 2801 CINS J32620106 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yuzaburoh Mogi Mgmt For Against Against 4 Elect Noriaki Horikiri Mgmt For For For 5 Elect Kenichi Saitoh Mgmt For For For 6 Elect Kohji Negishi Mgmt For For For 7 Elect Toshihiko Shigeyama Mgmt For For For 8 Elect Katsumi Amano Mgmt For For For 9 Elect Kohichi Yamazaki Mgmt For For For 10 Elect Masanao Shimada Mgmt For For For
11 Elect Toshihiko Fukui Mgmt For For For 12 Elect Mamoru Ozaki Mgmt For For For 13 Elect Takeo Inoguchi Mgmt For For For 14 Elect Tohru Kajikawa as Statutory Mgmt For For For Auditor 15 Elect Kazuyoshi Endoh as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- KINDEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 1944 CINS J33093105 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Bonus Mgmt For For For 3 Elect Norihiko Saitoh Mgmt For Against Against 4 Elect Kunihiko Fujita Mgmt For For For 5 Elect Yukikazu Maeda Mgmt For For For 6 Elect Mitsunori Kawaguchi Mgmt For For For 7 Elect Eiji Kawagoe Mgmt For For For 8 Elect Sumio Urashima Mgmt For For For 9 Elect Hidetaka Maeda Mgmt For For For 10 Elect Kohji Ishida Mgmt For For For 11 Elect Yoshio Ohnishi Mgmt For For For 12 Elect Kenji Kobayashi Mgmt For For For 13 Elect Shiroh Matsuo Mgmt For For For 14 Elect Harunori Yoshida Mgmt For For For 15 Elect Ikuzoh Satake as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Daniel Bernard Mgmt For For For 6 Elect Andrew Bonfield Mgmt For For For 7 Elect Pascal Cagni Mgmt For For For 8 Elect Clare Chapman Mgmt For For For 9 Elect Ian Cheshire Mgmt For For For 10 Elect Anders Dahlvig Mgmt For For For 11 Elect Janis Kong Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Tible Mgmt For For For 15 Elect Karen Witts Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For
18 Authorisation of Political Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Authority to Repurchase Shares Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 29 Amendments to Articles Mgmt For For For 30 Kingfisher Incentive Share Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- KINTETSU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9041 CINS J33136128 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Shift to Holding Company Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Elect Masanori Yamaguchi Mgmt For Against Against 6 Elect Tetsuya Kobayashi Mgmt For For For 7 Elect Michiyoshi Wadabayashi Mgmt For For For 8 Elect Yoshinori Yoshida Mgmt For For For 9 Elect Hidenori Akasaka Mgmt For For For 10 Elect Kazuyasu Ueda Mgmt For For For 11 Elect Takashi Miwa Mgmt For For For 12 Elect Hirohisa Tabuchi Mgmt For For For 13 Elect Takashi Futamura Mgmt For For For 14 Elect Toshihide Ogura Mgmt For For For 15 Elect Yoshihiro Yasumoto Mgmt For For For 16 Elect Kazuhiro Morishima Mgmt For For For 17 Elect Takashi Nishimura Mgmt For For For 18 Elect Hajimu Maeda Mgmt For For For 19 Elect Kunie Okamoto Mgmt For For For 20 Elect Naotaka Obata Mgmt For For For 21 Elect Mikio Araki Mgmt For For For 22 Elect Masahiro Maeda Mgmt For For For 23 Elect Kazuhide Kudoh Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- KIRIN HOLDINGS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2503 CINS 497350108 03/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Senji Miyake Mgmt For Against Against 4 Elect Hirotake Kobayashi Mgmt For For For 5 Elect Hajime Nakajima Mgmt For For For 6 Elect Keisuke Nishimura Mgmt For For For 7 Elect Akihiro Itoh Mgmt For For For 8 Elect Shigemitsu Miki Mgmt For For For 9 Elect Toshio Arima Mgmt For For For 10 Elect Masahito Suzuki Mgmt For For For 11 Elect Fukutaka Hashimoto Mgmt For For For 12 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- KLEPIERRE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS LI CINS F5396X102 04/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Dominique Aubernon Mgmt For For For 9 Elect Catherine Simoni Mgmt For For For 10 Remuneration of Laurent Morel, Mgmt For For For President 11 Remuneration of Jean-Michel Gault, Mgmt For For For Deputy CEO and Jean-Marc Jestin, COO 12 Supervisory Board Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Share and Reduce Mgmt For For For Share Capital 15 Authority to Issue Restricted Shares Mgmt For Against Against 16 Amendments to Articles Mgmt For For For 17 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- KOBE STEEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5406 CINS J34555144 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Satoh Mgmt For Against Against 3 Elect Hiroya Kawasaki Mgmt For For For 4 Elect Jun Tanaka Mgmt For For For 5 Elect Kazuhide Naraki Mgmt For For For 6 Elect Tsuyoshi Kasuya Mgmt For For For 7 Elect Takao Kitabata Mgmt For For For 8 Elect Yoshinori Onoe Mgmt For For For 9 Elect Akira Kaneko Mgmt For For For 10 Elect Naoto Umehara Mgmt For For For 11 Elect Yasuaki Sugizaki Mgmt For For For 12 Elect Hiroshi Ochi Mgmt For For For 13 Elect Hiroaki Fujiwara Mgmt For For For 14 Elect Yoshimasa Yamamoto Mgmt For For For ---------------------------------------------------------------------------------------------------------- KOITO MANUFACTURING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 7276 CINS J34899104 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For ---------------------------------------------------------------------------------------------------------- KOMATSU LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6301 CINS J35759125 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kunio Noji Mgmt For For For 4 Elect Tetsuji Ohhashi Mgmt For For For 5 Elect Mikio Fujitsuka Mgmt For For For 6 Elect Fujitoshi Takamura Mgmt For For For 7 Elect Hisashi Shinozuka Mgmt For For For 8 Elect Kazunori Kuromoto Mgmt For For For 9 Elect Masanao Mori Mgmt For For For 10 Elect Kohichi Ikeda Mgmt For For For 11 Elect Masayuki Oku Mgmt For For For 12 Elect Mitoji Yabunaka Mgmt For For For 13 Elect Hirohide Yamaguchi as Statutory Mgmt For For For Auditor 14 Bonus Mgmt For Against Against 15 Stock Option Compensation for Mgmt For Against Against Employees of the Company and Directors of Major Subsidiaries
---------------------------------------------------------------------------------------------------------- KONAMI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9766 CINS J35996107 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kagemasa Kohzuki Mgmt For For For 3 Elect Takuya Kohzuki Mgmt For For For 4 Elect Kimihiko Higashio Mgmt For For For 5 Elect Fumiaki Tanaka Mgmt For For For 6 Elect Satoshi Sakamoto Mgmt For For For 7 Elect Tomokazu Godai Mgmt For For For 8 Elect Hiroyuki Mizuno Mgmt For For For 9 Elect Akira Genma Mgmt For For For 10 Elect Kaori Yamaguchi Mgmt For For For ---------------------------------------------------------------------------------------------------------- KONE OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS KNEBV CINS X4551T105 02/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KONE OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS KNEBV CINS X4551T105 12/02/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Special Dividend Mgmt For For For 8 Stock Split Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- KONICA MINOLTA HOLDING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4902 CINS J36060119 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Masatoshi Matsuzaki Mgmt For For For 3 Elect Shohei Yamana Mgmt For For For 4 Elect Shohji Kondoh Mgmt For For For 5 Elect Hirokazu Yoshikawa Mgmt For For For 6 Elect Takashi Enomoto Mgmt For For For 7 Elect Kazuaki Kama Mgmt For For For 8 Elect Akio Kitani Mgmt For For For 9 Elect Yoshiaki Andoh Mgmt For For For 10 Elect Takashi Sugiyama Mgmt For For For 11 Elect Ken Ohsuga Mgmt For For For 12 Elect Seiji Hatano Mgmt For For For ---------------------------------------------------------------------------------------------------------- KONINKLIJKE AHOLD N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect L.J. Hijmans van den Bergh to Mgmt For For For the Management Board 10 Elect Judith A. Sprieser to the Mgmt For For For Supervisory Board 11 Elect Rene Hooft Graafland to the Mgmt For For For Supervisory Board 12 Supervisory Board Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Issue Shares Mgmt For For For 15 Suppression of Preemptive Rights Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Cancellation of shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 01/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Capital Repayment Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KONINKLIJKE KPN N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS KPN CINS N4297B146 01/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Amendments to Par-Value; Increase Mgmt For Against Against Authorized Capital 3 Cancellation of B Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KONINKLIJKE KPN N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS KPN CINS N4297B146 04/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor (2014) Mgmt For For For 9 Appointment of Auditor (2015) Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Elect C Zuiderwijk to the Supervisory Mgmt For For For Board 12 Elect Duco Sickinghe to the Mgmt For For For Supervisory Board 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Amendment to Remuneration Policy Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Cancellation of Shares Mgmt For For For
18 Authority to Issue Shares Mgmt For For For w/ Preemptive Rights 19 Supression of Preemptive Rights Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KONINKLIJKE KPN N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS KPN CINS N4297B146 10/02/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Divestiture/Spin-off Mgmt For For For 3 Amendment to the LTIP Mgmt For For For 4 Retention Bonus Mgmt For Against Against 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KONINKLIJKE PHILIPS ELECTRONICS N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS PHIA CINS N6817P109 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Elect Orit Gadiesh to the Supervisory Mgmt For For For Board 9 Appointment of Auditor Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Suppress Preemptive Rights Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Cancel Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- KONINKLIJKE VOPAK NV TICKER SECURITY ID: MEETING DATE MEETING STATUS VPK CINS N5075T159 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Elect E.M Hoekstra to the Management Mgmt For For For Board 11 Elect F. Eulderink to the Management Mgmt For For For Board 12 Elect Carel van den Driest to the Mgmt For Against Against Supervisory Board 13 Authority to Repurchase Shares Mgmt For For For 14 Cancellation of Cumulative Financing Mgmt For For For Preference Shares 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KONINKLIJKE VOPAK NV TICKER SECURITY ID: MEETING DATE MEETING STATUS VPK CINS N5075T159 09/17/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Authority to Issue Cumulative Mgmt For For For Preference C Shares 3 Suppression of Preemptive Rights Mgmt For For For 4 Amendments to Articles: Creation of Mgmt For For For Cumulative Preference C Share Class 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Scrip Dividend Mgmt For For For 7 Authority to Issue Protective Mgmt For Against Against Preference Shares 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- KUBOTA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6326 CINS J36662138 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yasuo Masumoto Mgmt For For For
3 Elect Masatoshi Kimata Mgmt For For For 4 Elect Toshihiro Kubo Mgmt For For For 5 Elect Shigeru Kimura Mgmt For For For 6 Elect Kenshiroh Ogawa Mgmt For For For 7 Elect Yuichi Kitao Mgmt For For For 8 Elect Yukitoshi Funo Mgmt For For For 9 Elect Yuzuru Matsuda Mgmt For For For 10 Elect Satoru Sakamoto Mgmt For For For 11 Elect Toshikazu Fukuyama Mgmt For For For 12 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- KUEHNE & NAGEL INTERNATIONAL AG TICKER SECURITY ID: MEETING DATE MEETING STATUS KNIN CINS H4673L145 05/06/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Elect Renato Fassbind Mgmt For TNA N/A 7 Elect Jurgen Fitschen Mgmt For TNA N/A 8 Elect Karl Gernandt Mgmt For TNA N/A 9 Elect Klaus-Michael Kuhne Mgmt For TNA N/A 10 Elect Hans Lerch Mgmt For TNA N/A 11 Elect Thomas Staehelin Mgmt For TNA N/A 12 Elect Joerg Wolle Mgmt For TNA N/A 13 Elect Bernd Wrede Mgmt For TNA N/A 14 Elect Martin Wittig Mgmt For TNA N/A 15 Elect Karl Gernandt as Chairman Mgmt For TNA N/A 16 Elect Karl Gernandt as Nominating and Mgmt For TNA N/A Compensation Committee Committee Member 17 Elect Klaus-Michael Kuhne as Mgmt For TNA N/A Nominating and Compensation Committee Committee Member 18 Elect Hans Lerch as Nominating and Mgmt For TNA N/A Compensation Committee Committee Member 19 Elect Jorg Wolle as Nominating and Mgmt For TNA N/A Compensation Committee Committee Member 20 Elect Bernd Wrede as Nominating and Mgmt For TNA N/A Compensation Committee Committee Member 21 Appointment of Independent Proxy Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Increase in Authorized Capital Mgmt For TNA N/A 24 Transaction of Other Business Mgmt For TNA N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- KURARAY CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 3405 CINS J37006137 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Fumio Itoh Mgmt For For For 5 Elect Setsuo Yamashita Mgmt For For For 6 Elect Keiji Murakami Mgmt For For For 7 Elect Kazuhiro Tenkumo Mgmt For For For 8 Elect Yuichi Kawarasaki Mgmt For For For 9 Elect Kunio Yukiyoshi Mgmt For For For 10 Elect Nobuo Fujii Mgmt For For For 11 Elect Sadaaki Matsuyama Mgmt For For For 12 Elect Kazuhiko Kugawa Mgmt For For For 13 Elect Masaaki Itoh Mgmt For For For 14 Elect Takafusa Shioya Mgmt For For For 15 Elect Tomokazu Hamaguchi Mgmt For For For 16 Elect Mikio Nakura as Statutory Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------- KURITA WATER INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6370 CINS J37221116 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshiyuki Nakai Mgmt For Against Against 4 Elect Kaoru Kajii Mgmt For For For 5 Elect Kohichi Iioka Mgmt For For For 6 Elect Kiyoshi Itoh Mgmt For For For 7 Elect Takahito Namura Mgmt For For For 8 Elect Yohichi Kurokawa Mgmt For For For 9 Elect Toshitaka Kodama Mgmt For For For 10 Elect Yoshio Yamada Mgmt For For For 11 Elect Michiya Kadota Mgmt For For For 12 Elect Seiji Nakamura Mgmt For For For 13 Elect Yoshihiro Tsuji as an Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- KYOCERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6971 CINS J37479110 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
---------------------------------------------------------------------------------------------------------- KYOWA HAKKO KIRIN COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4151 CINS J38296117 03/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Nobuo Hanai Mgmt For Against Against 4 Elect Hiroyuki Kawai Mgmt For For For 5 Elect Kazuyoshi Tachibana Mgmt For For For 6 Elect Fumihiro Nishino Mgmt For For For 7 Elect Toshifumi Mikayama Mgmt For For For 8 Elect Hajime Nakajima Mgmt For For For 9 Elect Kohichiroh Nishikawa Mgmt For For For 10 Elect Nobuhisa Yamazaki as Statutory Mgmt For Against Against Auditor 11 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- KYUSHU ELECTRIC POWER CO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 9508 CINS J38468104 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Amendments to Articles Regarding Mgmt For For For Creation of Class A Preferred Shares 4 Private Placement of Class A Preferred Mgmt For For For Shares 5 Elect Masayoshi Nuki Mgmt For Against Against 6 Elect Michiaki Uriu Mgmt For For For 7 Elect Haruyoshi Yamamoto Mgmt For For For 8 Elect Masanao Chinzei Mgmt For For For 9 Elect Tohru Yoshizako Mgmt For For For 10 Elect Naofumi Satoh Mgmt For For For 11 Elect Tomoyuki Aramaki Mgmt For For For 12 Elect Sohju Hirata Mgmt For For For 13 Elect Hiroshi Ohshima Mgmt For For For 14 Elect Kazuhiro Izaki Mgmt For For For 15 Elect Hideomi Yakushinji Mgmt For For For 16 Elect Yuzoh Sasaki Mgmt For For For 17 Elect Akiyoshi Watanabe Mgmt For For For 18 Elect Toshiaki Hirano as Statutory Mgmt For Against Against Auditor 19 Elect Kazuyuki Yamade as Alternate Mgmt For For For Statutory Auditor 20 Shareholder Proposal Regarding ShrHldr Against Against For Cogeneration Business
21 Shareholder Proposal Regarding ShrHldr Against Against For Restrictions on Investments 22 Shareholder Proposal Regarding ShrHldr Against Against For Suspension of Nuclear Power Operations 23 Shareholder Proposal Regarding Energy ShrHldr Against Against For Prices 24 Shareholder Proposal Regarding ShrHldr Against Against For Decommissioning of Kawauchi Nuclear Power Plant ---------------------------------------------------------------------------------------------------------- L'OREAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OR CINS F58149133 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Belen Garijo Mgmt For For For 9 Elect Jean-Paul Agon Mgmt For For For 10 Elect Xavier Fontanet Mgmt For Against Against 11 Directors' Fees Mgmt For For For 12 Remuneration of Jean-Paul Agon, CEO Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Authority to Cancel Shares and Reduce Mgmt For For For Capital 16 Amendments to Articles Regarding Mgmt For For For Employee Representatives 17 Authorization of Legal Formalities Mgmt For For For 18 Divestiture of Galderma Mgmt For For For ---------------------------------------------------------------------------------------------------------- LAFARGE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS LG CINS F54432111 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Veronique Weill Mgmt For For For 9 Elect Mina Gerowin Mgmt For For For 10 Elect Christine Ramon Mgmt For For For 11 Remuneration of Bruno Lafont, CEO Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Amendments to Articles Regarding Mgmt For For For Employee Representatives 14 Amendments to Articles Regarding Age Mgmt For For For Limit for Directors 15 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- LAGARDERE SCA TICKER SECURITY ID: MEETING DATE MEETING STATUS MMB CINS F5485U100 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Special Dividend Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Remuneration of Arnaud Lagardere, Mgmt For Against Against Managing Director 10 Remuneration of the Management Board Mgmt For Against Against 11 Elect Xavier de Sarrau Mgmt For For For 12 Elect Martine Chene Mgmt For For For 13 Elect Francois David Mgmt For For For 14 Elect Pierre Lescure Mgmt For Against Against 15 Elect Jean-Claude Magendie Mgmt For For For 16 Elect Javier Monzon Mgmt For Against Against 17 Elect Patrick Valroff Mgmt For For For 18 Elect Yves Guillemot Mgmt For Against Against 19 Appointment of Statutory and Alternate Mgmt For For For Auditors 20 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- LAND SECURITIES GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LAND CINS G5375M118 07/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Policy Report Mgmt For For For 4 Directors' Remuneration Implementation Mgmt For For For Report 5 Elect Alison J. Carnwath Mgmt For For For 6 Elect Robert Noel Mgmt For For For 7 Elect Martin Greenslade Mgmt For For For 8 Elect Richard Akers Mgmt For For For 9 Elect Kevin O'Byrne Mgmt For For For 10 Elect Sir Stuart Rose Mgmt For For For 11 Elect Simon Palley Mgmt For For For 12 Elect David Rough Mgmt For For For 13 Elect Chris Bartram Mgmt For For For 14 Elect Stacey Rauch Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- LANXESS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS LXSG CINS D5032B102 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Claudia Nemat Mgmt For For For 10 Amend Agreement with LANXESS Mgmt For For For Deutschland GmbH 11 Amend Agreement with LANXESS Mgmt For For For International Holding GmbH
---------------------------------------------------------------------------------------------------------- LAWSON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2651 CINS J3871L103 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeshi Niinami Mgmt For For For 4 Elect Genichi Tamatsuka Mgmt For For For 5 Elect Sadanobu Takemasu Mgmt For For For 6 Elect Masakatsu Gohnai Mgmt For For For 7 Elect Reiko Yonezawa Mgmt For For For 8 Elect Takehiko Kakiuchi Mgmt For For For 9 Elect Emi Ohsono Mgmt For For For 10 Elect Yutaka Kyohya Mgmt For For For 11 Elect Sakie Akiyama Mgmt For For For 12 Stock Option Compensation for Directors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Lizabeth Zlatkus Mgmt For For For 4 Elect Mark Zinkula Mgmt For For For 5 Elect Lindsay Tomlinson Mgmt For For For 6 Elect Stuart Popham Mgmt For For For 7 Elect Julia Wilson Mgmt For For For 8 Elect Mark Gregory Mgmt For For For 9 Elect Rudy H.P. Markham Mgmt For For For 10 Elect John Pollock Mgmt For For For 11 Elect John Stewart Mgmt For For For 12 Elect Nigel Wilson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Remuneration Policy (Binding) Mgmt For For For 16 Remuneration Report (Advisory) Mgmt For For For 17 2014 Performance Share Plan Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authorisation of Political Donations Mgmt For For For 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- LEGRAND TICKER SECURITY ID: MEETING DATE MEETING STATUS LGR CINS F56196185 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Olivier Bazil Mgmt For For For 8 Elect Francois Grappotte Mgmt For For For 9 Elect Dongsheng Li Mgmt For Against Against 10 Elect Gilles Schnepp Mgmt For For For 11 Remuneration of Gilles Schnepp, Mgmt For For For Chairman and CEO 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Issue Shares Through Mgmt For For For Private Placement 18 Greenshoe Mgmt For For For 19 Authority to Increase Capital Through Mgmt For For For Capitalizations 20 Employee Stock Purchase Plan Mgmt For For For 21 Authority to Increase Capital in Mgmt For For For Consideration for Contribution in Kind 22 Global Ceiling on Capital Increases Mgmt For For For 23 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- LEIGHTON HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LEI CINS Q55190104 05/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 REMUNERATION REPORT Mgmt For For For 4 Elect Michael J. Hutchinson Mgmt For For For 5 Elect Pedro Jose Lopez Jimenez Mgmt For For For 6 Elect Jose Luis del Valle Perez Mgmt For For For 7 Approve Termination Benefits (Hamish Mgmt For Against Against Tyrwhitt) 8 Approve Termination Benefits (Peter Mgmt For Against Against Gregg)
---------------------------------------------------------------------------------------------------------- LEND LEASE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS LLC CINS Q55368114 11/15/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect David Crawford Mgmt For For For 3 Re-elect Jane S. Hemstritch Mgmt For For For 4 Re-elect David J. Ryan Mgmt For For For 5 Elect Nicola Wakefield Evans Mgmt For For For 6 Equity Grant (MD/CEO Stephen McCann) Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Board Spill Mgmt Against Against For 9 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- LI & FUNG LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0494 CINS G5485F169 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect William FUNG Kwok Lun Mgmt For For For 6 Elect Allan WONG Chi Yun Mgmt For For For 7 Elect Paul E. Selway-Swift Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Adoption of Share Option Scheme Mgmt For Against Against 13 Reduction in Share Premium Account Mgmt For For For ---------------------------------------------------------------------------------------------------------- LINDE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS LIN CINS D50348107 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------- LIXIL GROUP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 5938 CINS J3893W103 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yohichiroh Ushioda Mgmt For For For 3 Elect Yoshiaki Fujimori Mgmt For For For 4 Elect Takashi Tsutsui Mgmt For For For 5 Elect Yoshizumi Kanamori Mgmt For For For 6 Elect Yoshinobu Kikuchi Mgmt For Against Against 7 Elect Keiichiroh Ina Mgmt For For For 8 Elect Fumio Sudo Mgmt For Against Against 9 Elect Hidehiko Satoh Mgmt For For For 10 Elect Tsutomu Kawaguchi Mgmt For For For 11 Elect Main Kohda @ Tokuko Sawa Mgmt For For For ---------------------------------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LLOY CINS G5533W248 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Juan Colombas Mgmt For For For 3 Elect Dyfrig John Mgmt For For For 4 Elect Lord Blackwell Mgmt For For For 5 Elect George Culmer Mgmt For For For 6 Elect Carolyn Fairbairn Mgmt For For For 7 Elect Anita Frew Mgmt For For For 8 Elect Antonio Horta-Osorio Mgmt For For For 9 Elect Nicholas Luff Mgmt For For For 10 Elect David L. Roberts Mgmt For For For 11 Elect Anthony Watson Mgmt For For For 12 Elect Sara Weller Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Regulatory Capital Mgmt For For For Convertible Instruments w/ Preemptive Rights 18 Scrip Dividend Mgmt For For For 19 Remuneration Policy (Binding) Mgmt For For For
20 Remuneration Report (Advisory) Mgmt For For For 21 Maximum Variable Pay Ratio Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Authority to Issue Regulatory Capital Mgmt For For For Convertible Instruments w/o Preemptive Rights 25 Authority to Repurchase Ordinary Shares Mgmt For For For 26 Authority to Repurchase Preference Mgmt For For For Shares 27 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 28 Related Party Transactions (Her Mgmt For For For Majesty's Treasury) ---------------------------------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LSE CINS G5689U103 07/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Christopher S. Gibson-Smith Mgmt For For For 5 Elect Paul Heiden Mgmt For For For 6 Elect Raffaele Jerusalmi Mgmt For For For 7 Elect Andrea Munari Mgmt For For For 8 Elect Xavier Rolet Mgmt For For For 9 Elect Paolo Scaroni Mgmt For Against Against 10 Elect Massimo Tononi Mgmt For For For 11 Elect David Warren Mgmt For For For 12 Elect Robert S. Webb Mgmt For For For 13 Elect Jaques Aigrain Mgmt For For For 14 Elect Stuart Lewis Mgmt For For For 15 Elect Stephen O'Connor Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authorisation of Political Donations Mgmt For For For 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- LONZA GROUP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS LONN CINS H50524133 04/16/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect Patrick Aebischer Mgmt For TNA N/A 8 Elect Werner Bauer Mgmt For TNA N/A 9 Elect Thomas Ebeling Mgmt For TNA N/A 10 Elect Jean-Daniel Gerber Mgmt For TNA N/A 11 Elect Margot Scheltema Mgmt For TNA N/A 12 Elect Rolf Soiron Mgmt For TNA N/A 13 Elect Antonio Trius Mgmt For TNA N/A 14 Elect Barbara Richmond Mgmt For TNA N/A 15 Elect Jurgen Steinemann Mgmt For TNA N/A 16 Elect Rolf Soiron as Chairman Mgmt For TNA N/A 17 Elect Thomas Ebeling as Nominating and Mgmt For TNA N/A Compensation Committee Member 18 Elect Jean-Daniel Gerber as Nominating Mgmt For TNA N/A and Compensation Committee Chairman 19 Elect Jurgen Steinemann as Nominating Mgmt For TNA N/A and Compensation Committee Member 20 Appointment of Auditor Mgmt For TNA N/A 21 Appointment of Independent Proxy Mgmt For TNA N/A 22 Amendments to Articles Relating to Mgmt For TNA N/A VeguV 23 If at the time of the Annual General ShrHldr For TNA N/A Meeting, the Board of Directors or shareholders make unannounced proposals with respect to those agenda items set forth above, or new agenda items are put forth before the Annual General Meeting, I/we instruct the independent proxy to vote my/our shares as follows (YES=in accordance with the proposal of the Board of Director, AGAINST=Rejection, ABSTAIN=Abstention)
---------------------------------------------------------------------------------------------------------- LUNDIN PETROLEUM AB TICKER SECURITY ID: MEETING DATE MEETING STATUS LUPE CINS W64566107 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Board Size Mgmt For For For 18 Elect Peggy Bruzelius Mgmt For For For 19 Elect Ashley Heppenstall Mgmt For For For 20 Elect Asbjorn Larsen Mgmt For For For 21 Elect Ian H. Lundin Mgmt For Against Against 22 Elect Lukas H. Lundin Mgmt For Against Against 23 Elect William A. Rand Mgmt For Against Against 24 Elect Magnus Unger Mgmt For For For 25 Elect Cecilia Vieweg Mgmt For For For 26 Elect Ian H. Lundin as Chairman Mgmt For Against Against 27 Directors' Fees Mgmt For For For 28 Shareholder Proposal Regarding ShrHldr N/A Against N/A Remuneration to Chairman for Special Assignments Outside the Directorship 29 Appointment of Auditor Mgmt For For For 30 Authority to Set Auditor's Fees Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Compensation Guidelines Mgmt For For For 33 Long-term Incentive Plan 2014 Mgmt For For For 34 Reduction in Share Capital Mgmt For For For 35 Bonus Issue Mgmt For For For 36 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 37 Authority to Repurchase and Issue Mgmt For For For Treasury Shares 38 Nomination Committee Mgmt For For For 39 Non-Voting Agenda Item N/A N/A N/A N/A 40 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- LUXOTTICA GROUP S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUX CINS T6444Z110 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MC CINS F58485115 04/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For Against Against 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Delphine Arnault Mgmt For For For 9 Elect Nicolas Bazire Mgmt For For For 10 Elect Antonio Belloni Mgmt For For For 11 Elect Diego Della Valle Mgmt For For For 12 Elect Pierre Gode Mgmt For For For 13 Elect Marie-Josee Kravis Mgmt For For For 14 Elect Paolo Bulgari as Censor Mgmt For Against Against 15 Elect Patrick Houel as Censor Mgmt For Against Against 16 Elect Felix G. Rohatyn as Censor Mgmt For Against Against 17 Elect Marie-Laure Sauty de Chalon Mgmt For For For 18 Approval of Remuneration of Bernard Mgmt For Against Against Arnault, Chairman & CEO 19 Approval of Remuneration of Antonio Mgmt For Against Against Belloni, Group Managing Director 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Cancel Shares and Reduce Mgmt For For For Capital 22 Reincorporation as Societas Europaea Mgmt For For For 23 Adoption of New Articles Pursuant to Mgmt For For For Reincorporation
---------------------------------------------------------------------------------------------------------- M3, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2413 CINS J4697J108 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Itaru Tanimura Mgmt For Against Against 4 Elect Tomoyuki Nagata Mgmt For For For 5 Elect Osamu Chujoh Mgmt For For For 6 Elect Satoshi Yokoi Mgmt For For For 7 Elect Yasuhiko Yoshida Mgmt For For For 8 Elect Takahiro Tsuji Mgmt For For For 9 Elect Akihiko Tomaru Mgmt For For For 10 Elect Akinori Urae Mgmt For For For 11 Elect Kenichiroh Yoshida Mgmt For For For 12 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- MABUCHI MOTOR CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 6592 CINS J39186101 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For ---------------------------------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS MQG CINS Q57085104 07/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Michael Hawker Mgmt For For For 3 Elect Michael J. Coleman Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Approve Termination Benefits Mgmt For For For 6 Equity Grant (MD/CEO Nicholas Moore) Mgmt For For For 7 Ratify Placement of Securities Mgmt For For For ---------------------------------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS MQG CINS Q57085104 12/12/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Constitution Mgmt For For For 2 Approve Return of Capital Mgmt For For For 3 Approve Share Consolidation Mgmt For For For
---------------------------------------------------------------------------------------------------------- MAKITA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6586 CINS J39584107 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- MAN SE TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CINS D51716104 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Losses Mgmt For For For 6 Ratify Georg Pachta-Reyhofen Mgmt For For For 7 Ratify Ulf Berkenhagen Mgmt For For For 8 Ratify Frank Lutz Mgmt For For For 9 Ratify Jochen Schumm Mgmt For For For 10 Ratify Rene Umlauft Mgmt For For For 11 Ratify Ferdinand Piech Mgmt For For For 12 Ratify Jurgen Kerner Mgmt For For For 13 Ratify Ekkehard Schulz Mgmt For For For 14 Ratify Michael Behrendt Mgmt For For For 15 Ratify Marek Berdychowski Mgmt For For For 16 Ratify Detlef Dirks Mgmt For For For 17 Ratify Jurgen Dorn Mgmt For For For 18 Ratify Gerhard Kreutzer Mgmt For For For 19 Ratify Wilfrid Loos Mgmt For For For 20 Ratify Nicola Lopopolo Mgmt For For For 21 Ratify Leif Ostling Mgmt For For For 22 Ratify Thomas Otto Mgmt For For For 23 Ratify Angelika Pohlenz Mgmt For For For 24 Ratify Hans Dieter Potsch Mgmt For For For 25 Ratify Karina Schnur Mgmt For For For 26 Ratify Erich Schwarz Mgmt For For For 27 Ratify Rupert Stadler Mgmt For For For 28 Ratify Martin Winterkorn Mgmt For For For 29 Approval of D&O Settlement Agreement Mgmt For For For 30 Indemnification of Hakan Samuelsson Mgmt For For For 31 Indemnification of Anton Weinman Mgmt For For For 32 Indemnification of Karlheinz Hornung Mgmt For For For 33 Amendments to Intra-Company Control Mgmt For For For Agreement with MAN IT Services GmbH 34 Amendments to Intra-Company Control Mgmt For For For Agreement with MAN HR Services GmbH
35 Amendments to Intra-Company Control Mgmt For For For Agreement with MAN GHH Immobilien GmbH 36 Amendments to Intra-Company Control Mgmt For For For Agreement with MAN Grundstuckgesellschaft mit beschrankter Haftung 37 Appointment of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------- MAPFRE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAP CINS E3449V125 03/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Ratification of the Co-Option of Mgmt For For For Catalina Minarro Brugarolas 5 Elect Antonio Huertas Mejias Mgmt For Against Against 6 Elect Francisco Vallejo Vallejo Mgmt For For For 7 Elect Rafael Beca Borrego Mgmt For For For 8 Elect Rafael Fontoira Suris Mgmt For For For 9 Elect Andres Jimenez Herradon Mgmt For For For 10 Elect Rafael Marquez Osorio Mgmt For For For 11 Elect Francisca Martin Tabernero Mgmt For For For 12 Elect Matias Salva Bennasar Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Remuneration Report Mgmt For Against Against 15 Appointment of Auditor Mgmt For For For 16 Authority to Carry Out Formalities Mgmt For For For 17 Authority to Clarify and Explain the Mgmt For For For Meeting Proposals 18 Salutations Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MKS CINS G5824M107 07/09/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Patrick Bousquet-Chavanne Mgmt For For For 5 Elect Andy Halford Mgmt For For For 6 Elect Steve Rowe Mgmt For For For
7 Elect Manvinder Banga Mgmt For For For 8 Elect Marc Bolland Mgmt For For For 9 Elect Miranda Curtis Mgmt For For For 10 Elect John Dixon Mgmt For For For 11 Elect Martha Lane Fox Mgmt For For For 12 Elect Steven Holliday Mgmt For For For 13 Elect Jan du Plessis Mgmt For For For 14 Elect Alan Stewart Mgmt For For For 15 Elect Robert Swannell Mgmt For For For 16 Elect Laura Wade-Gery Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Authorisation of Political Donations Mgmt For For For ---------------------------------------------------------------------------------------------------------- MARUBENI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CINS J39788138 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Teruo Asada Mgmt For Against Against 3 Elect Fumiya Kokubu Mgmt For For For 4 Elect Michihiko Ohta Mgmt For For For 5 Elect Mitsuru Akiyoshi Mgmt For For For 6 Elect Shigeru Yamazoe Mgmt For For For 7 Elect Shinji Kawai Mgmt For For For 8 Elect Kazuaki Tanaka Mgmt For For For 9 Elect Yukihiko Matsumura Mgmt For For For 10 Elect Akira Terakawa Mgmt For For For 11 Elect Ichiroh Takahara Mgmt For For For 12 Elect Takao Kitabata Mgmt For For For 13 Elect Yukiko Kuroda @ Yukiko Matsumoto Mgmt For For For 14 Elect Kyohhei Takahashi as Statutory Mgmt For Against Against Auditor
---------------------------------------------------------------------------------------------------------- MARUI GROUP CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8252 CINS J40089104 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits and Dividends Mgmt For For For 3 Elect Hiroshi Aoi Mgmt For For For 4 Elect Motohiko Satoh Mgmt For For For 5 Elect Masao Nakamura Mgmt For For For 6 Elect Kohichiroh Horiuchi Mgmt For For For 7 Elect Etsuko Okajima Mgmt For For For 8 Elect Takashi Wakashima Mgmt For For For 9 Elect Tomoo Ishii Mgmt For For For 10 Elect Toshikazu Takimoto Mgmt For For For 11 Elect Nariaki Fuse Mgmt For For For 12 Elect Hajime Sasaki Mgmt For For For 13 Elect Tetsuji Sunami as Statutory Mgmt For Against Against Auditor 14 Elect Akira Nozaki as Alternate Mgmt For For For Statutory Auditor 15 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- MARUICHI STEEL TUBE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5463 CINS J40046104 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Elect Hiroyuki Suzuki Mgmt For Against Against 3 Elect Yoshinori Yoshimura Mgmt For For For 4 Elect Daiji Horikawa Mgmt For For For 5 Elect Shohzoh Suzuki Mgmt For For For 6 Elect Yoshitaka Meguro Mgmt For For For 7 Elect Yoshifumi Takasago Mgmt For For For 8 Elect Kenjiroh Nakano Mgmt For For For ---------------------------------------------------------------------------------------------------------- MAZDA MOTOR CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 7261 CINS J41551102 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Share Consolidation/Reverse Stock Split Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Elect Seita Kanai Mgmt For For For 6 Elect Masamichi Kogai Mgmt For For For 7 Elect Akira Marumoto Mgmt For For For 8 Elect Hirofumi Kawamura as Statutory Mgmt For For For Auditor
---------------------------------------------------------------------------------------------------------- MCDONALD'S HOLDINGS COMPANY JAPAN TICKER SECURITY ID: MEETING DATE MEETING STATUS 2702 CINS J4261C109 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Sarah L. Casanova as Director Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- MEDIOBANCA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MB CINS T10584117 10/28/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Resolution Pursuant to Decree 161/1998 Mgmt N/A Abstain N/A 4 Election of Director Mgmt For Abstain Against 5 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- MEDIPAL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7459 CINS J4189T101 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Sadatake Kumakura Mgmt For For For 3 Elect Shuichi Watanabe Mgmt For For For 4 Elect Toshihide Yoda Mgmt For For For 5 Elect Yuji Sakon Mgmt For For For 6 Elect Yasuhiro Chohfuku Mgmt For For For 7 Elect Takuroh Hasegawa Mgmt For For For 8 Elect Shinjiroh Watanabe Mgmt For For For 9 Elect Kohji Orime Mgmt For For For 10 Elect Michiko Kawanobe Mgmt For For For 11 Elect Mitsuko Kagami Mgmt For For For ---------------------------------------------------------------------------------------------------------- MEGGITT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MGGT CINS G59640105 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Sir Colin Terry Mgmt For For For 6 Elect Stephen Young Mgmt For For For 7 Elect Guy Berruyer Mgmt For For For 8 Elect Philip G. Cox Mgmt For For For 9 Elect Philip E Green Mgmt For For For 10 Elect Paul Heiden Mgmt For For For 11 Elect Brenda L. Reichelderfer Mgmt For For For 12 Elect David Williams Mgmt For For For 13 Elect Doug Webb Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Long Term Incentive Plan Mgmt For For For 22 Long Term Incentive Plan (Overseas) Mgmt For For For ---------------------------------------------------------------------------------------------------------- MEIJI HOLDINGS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2269 CINS J41729104 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shigetaroh Asano Mgmt For For For 3 Elect Masahiko Matsuo Mgmt For For For 4 Elect Takashi Hirahara Mgmt For For For 5 Elect Michiroh Saza Mgmt For For For 6 Elect Jun Furuta Mgmt For For For 7 Elect Shuichi Iwashita Mgmt For For For 8 Elect Kazuo Kawamura Mgmt For For For 9 Elect Daikichiroh Kobayashi Mgmt For For For 10 Elect Hidetoshi Yajima Mgmt For For For 11 Elect Yohko Sanuki Mgmt For For For 12 Elect Makoto Imamura as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CINS G5973J103 02/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Return of Capital and Share Mgmt For For For Consolidation
---------------------------------------------------------------------------------------------------------- MELROSE INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CINS ADPV24824 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For Against Against 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Christopher Miller Mgmt For For For 6 Elect David Roper Mgmt For For For 7 Elect Simon Peckham Mgmt For For For 8 Elect Geoffrey Martin Mgmt For For For 9 Elect Perry K.O. Crosthwaite Mgmt For For For 10 Elect John Grant Mgmt For For For 11 Elect Justin Dowley Mgmt For For For 12 Elect Liz Hewitt Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- MERCK KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CINS D5357W103 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Wolfgang Buchele Mgmt For For For 11 Elect Michaela Freifrau von Glenck Mgmt For For For 12 Elect Albrecht Merck Mgmt For For For 13 Elect Helga Rubsamen-Schaeff Mgmt For For For 14 Elect Gregor Schulz Mgmt For For For 15 Elect Theo Siegert Mgmt For For For 16 Stock Split Mgmt For For For 17 Increase in Authorized Capital Mgmt For For For 18 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 19 Amendments to Articles Mgmt For For For
---------------------------------------------------------------------------------------------------------- METCASH LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS MTS CINS Q6014C106 08/28/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Fiona Balfour Mgmt For For For 3 Re-elect Neil D. Hamilton Mgmt For For For 4 Elect Patrick Allaway Mgmt For For For 5 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 02/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Fredy Raas Mgmt For For For 10 Compensation Policy Mgmt For For For ---------------------------------------------------------------------------------------------------------- METSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO1V CINS X53579102 03/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For
10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- METSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO1V CINS X53579102 10/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Demerger Mgmt For For For 8 Board Size [Valmet] Mgmt For For For 9 Directors' Fees [Valmet] Mgmt For For For 10 Election of Directors [Valmet] Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For [Valmet] 12 Appointment of Auditor [Valmet] Mgmt For For For 13 Board Size [Metso] Mgmt For For For 14 Directors' Fees [Metso] Mgmt For For For 15 Election of Directors [Metso] Mgmt For For For 16 Authority to Repurchase Shares [Valmet] Mgmt For For For 17 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights [Valmet] 18 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- MGM CHINA HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2282 CINS G60744102 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Pansy Catilina HO Chui King Mgmt For Against Against 6 Elect Daniel J. D'Arrigo Mgmt For Against Against
7 Elect William M. Scott IV Mgmt For For For 8 Elect Patricia LAM Sze Wan Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchase Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- MICHELIN SCA TICKER SECURITY ID: MEETING DATE MEETING STATUS ML CINS F61824144 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Remuneration of Jean-Dominique Senard, Mgmt For For For CEO 10 Elect Laurence Parisot Mgmt For For For 11 Elect Pat Cox Mgmt For For For 12 Elect Cyrille Poughon Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Issue Debt Instruments Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement 18 Greenshoe Mgmt For For For 19 Increase in Authorized Capital Through Mgmt For For For Capitalizations 20 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Global Ceiling on Capital Increases Mgmt For For For 23 Authority to Cancel Shares and Reduce Mgmt For For For Capital 24 Authority to Issue Performance Shares Mgmt For For For 25 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- MILLICOM INTERNATIONAL CELLULAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MICSDB CINS L6388F128 05/27/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Luxembourg FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Board and Management Mgmt For TNA N/A Acts 9 Board Size Mgmt For TNA N/A 10 Elect Mia Brunell Livfors Mgmt For TNA N/A 11 Elect Paul Donovan Mgmt For TNA N/A 12 Elect Alejandro Santo Domingo Mgmt For TNA N/A 13 Elect Lorenzo Grabau Mgmt For TNA N/A 14 Elect Ariel Eckstein Mgmt For TNA N/A 15 Elect Cristina Stenbeck Mgmt For TNA N/A 16 Elect Amelia C. Fawcett Mgmt For TNA N/A 17 Elect Dominique Lafont Mgmt For TNA N/A 18 Elect Tomas Eliasson Mgmt For TNA N/A 19 Elect Cristina Stenbeck as Chairman Mgmt For TNA N/A 20 Directors' Fees Mgmt For TNA N/A 21 Appointment of Auditor Mgmt For TNA N/A 22 Authority to Set Auditor's Fees Mgmt For TNA N/A 23 Nomination Committee Mgmt For TNA N/A 24 Share Repurchase Plan Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Remuneration Guidelines Mgmt For TNA N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Increase in Authorized Capital Mgmt For TNA N/A 32 Presentation of the Board on Mgmt For TNA N/A Limitation of Preferential Subscription Rights 33 Non-Voting Agenda Item N/A N/A N/A N/A 34 Amendments to Articles Regarding the Mgmt For TNA N/A Date of Annual General Meeting
---------------------------------------------------------------------------------------------------------- MILLICOM INTERNATIONAL CELLULAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MICSDB CINS L6388F128 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Ratification of Board and Management Mgmt For For For Acts 10 Board Size Mgmt For For For 11 Elect Mia Brunell Livfors Mgmt For For For 12 Elect Paul Donovan Mgmt For For For 13 Elect Alejandro Santo Domingo Mgmt For For For 14 Elect Lorenzo Grabau Mgmt For For For 15 Elect Ariel Eckstein Mgmt For For For 16 Elect Cristina Stenbeck Mgmt For For For 17 Elect Amelia C. Fawcett Mgmt For For For 18 Elect Dominique Lafont Mgmt For For For 19 Elect Tomas Eliasson Mgmt For For For 20 Elect Cristina Stenbeck as Chairman Mgmt For For For 21 Directors' Fees Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Authority to Set Auditor's Fees Mgmt For For For 24 Nomination Committee Mgmt For For For 25 Share Repurchase Plan Mgmt For For For 26 Remuneration Guidelines Mgmt For For For ---------------------------------------------------------------------------------------------------------- MILLICOM INTERNATIONAL CELLULAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MICSDB CINS L6388F128 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Luxembourg FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Increase in Authorized Capital Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendments to Articles Regarding the Mgmt For For For Date of Annual General Meeting
---------------------------------------------------------------------------------------------------------- MIRACA HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 4544 CINS J4352B101 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiromasa Suzuki Mgmt For For For 3 Elect Shinji Ogawa Mgmt For For For 4 Elect Takeshi Koyama Mgmt For For For 5 Elect Nobumichi Hattori Mgmt For For For 6 Elect Yasunori Kaneko Mgmt For For For 7 Elect Hisatsugu Nohnaka Mgmt For For For 8 Elect Naoki Iguchi Mgmt For For For 9 Elect Miyuki Ishiguro Mgmt For For For 10 Elect Ryohji Itoh Mgmt For For For 11 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- MIRVAC GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS MGR CINS Q62377108 11/14/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect James Millar Mgmt For For For 3 Re-elect John F. Mulcahy Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Amendments to Articles (Mirvac Mgmt For For For Limited) - Capital Reallocation 6 Amendments to Articles (Mirvac Mgmt For For For Limited) - Other 7 Amendments to Articles (Mirvac Mgmt For For For Property Trust) - Capital Reallocation 8 Amendments to Articles (Mirvac Mgmt For For For Property Trust) - Other 9 Renew Long Term Performance Plan Mgmt For For For 10 Renew General Employee Exemption Plan Mgmt For For For 11 Equity Grant (MD/CEO Susan Mgmt For For For Lloyd-Hurwitz) 12 Ratify Placement of Securities Mgmt For For For ---------------------------------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4188 CINS J44046100 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshimitsu Kobayashi Mgmt For Against Against 4 Elect Noboru Tsuda Mgmt For For For 5 Elect Hiroaki Ishizuka Mgmt For For For 6 Elect Takumi Ubagai Mgmt For For For
7 Elect Hitoshi Ochi Mgmt For For For 8 Elect Takeo Kikkawa Mgmt For For For 9 Elect Masayuki Mitsuka Mgmt For For For 10 Elect Glenn H. Fredrickson Mgmt For For For 11 Elect Kazuchika Yamaguchi Mgmt For Against Against 12 Elect Kazuhiro Watanabe Mgmt For For For 13 Elect Taigi Itoh Mgmt For For For ---------------------------------------------------------------------------------------------------------- MITSUBISHI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8058 CINS J43830116 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yorihiko Kojima Mgmt For For For 5 Elect Ken Kobayashi Mgmt For For For 6 Elect Hideto Nakahara Mgmt For For For 7 Elect Jun Yanai Mgmt For For For 8 Elect Jun Kinukawa Mgmt For For For 9 Elect Takahisa Miyauchi Mgmt For For For 10 Elect Shuma Uchino Mgmt For For For 11 Elect Kazuyuki Mori Mgmt For For For 12 Elect Yasuhito Hirota Mgmt For For For 13 Elect Kunio Itoh Mgmt For For For 14 Elect Kazuo Tsukuda Mgmt For For For 15 Elect Ryohzoh Katoh Mgmt For For For 16 Elect Hidehiro Konno Mgmt For For For 17 Elect Sakie Tachibana-Fukushima Mgmt For For For 18 Elect Hideyuki Nabeshima as a Mgmt For Against Against Statutory Auditor 19 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6503 CINS J43873116 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kenichiroh Yamanishi Mgmt For For For 3 Elect Masaki Sakuyama Mgmt For For For 4 Elect Hiroki Yoshimatsu Mgmt For For For 5 Elect Noritomo Hashimoto Mgmt For For For 6 Elect Nobuyuki Ohkuma Mgmt For Against Against 7 Elect Akihiro Matsuyama Mgmt For For For 8 Elect Takashi Sasakawa Mgmt For For For 9 Elect Mikio Sasaki Mgmt For Against Against 10 Elect Shigemitsu Miki Mgmt For Against Against 11 Elect Fujiatsu Makino Mgmt For For For 12 Elect Mitoji Yabunaka Mgmt For For For 13 Elect Hiroshi Ohbayashi Mgmt For For For
---------------------------------------------------------------------------------------------------------- MITSUBISHI ESTATE CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8802 CINS J43916113 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keiji Kimura Mgmt For For For 4 Elect Hirotaka Sugiyama Mgmt For For For 5 Elect Yutaka Yanagisawa Mgmt For For For 6 Elect Toshihiko Kazama Mgmt For For For 7 Elect Joh Katoh Mgmt For For For 8 Elect Naoto Aiba Mgmt For For For 9 Elect Masamichi Ono Mgmt For For For 10 Elect Tohru Ohkusa Mgmt For For For 11 Elect Junichi Tanisawa Mgmt For For For 12 Elect Isao Matsuhashi Mgmt For For For 13 Elect Fumikatsu Tokiwa Mgmt For For For 14 Elect Yasumasa Gomi Mgmt For For For 15 Elect Shu Tomioka Mgmt For For For 16 Elect Kenji Matsuo as a Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- MITSUBISHI GAS CHEMICAL COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4182 CINS J43959113 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuo Sakai Mgmt For Against Against 3 Elect Toshikiyo Kurai Mgmt For For For 4 Elect Takayuki Watanabe Mgmt For For For 5 Elect Yukio Sakai Mgmt For For For 6 Elect Katsuhiko Sugita Mgmt For For For 7 Elect Yoshihiro Yamane Mgmt For For For 8 Elect Kunio Kawa Mgmt For For For 9 Elect Katsushige Hayashi Mgmt For For For 10 Elect Masahiro Johno Mgmt For For For 11 Elect Kenji Inamasa Mgmt For For For 12 Elect Yoshimasa Nihei Mgmt For For For 13 Elect Jin Hata Mgmt For Against Against 14 Elect Takashi Kimura Mgmt For Against Against 15 Reserved Retirement Allowances for Mgmt For Against Against Directors
---------------------------------------------------------------------------------------------------------- MITSUBISHI HEAVY INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 7011 CINS J44002129 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hideaki Ohmiya Mgmt For Against Against 4 Elect Shunichi Miyanaga Mgmt For For For 5 Elect Atsushi Maekawa Mgmt For For For 6 Elect Yohichi Kujirai Mgmt For For For 7 Elect Hisakazu Mizutani Mgmt For For For 8 Elect Tatsuhiko Nojima Mgmt For For For 9 Elect Takashi Funato Mgmt For For For 10 Elect Toshio Kodama Mgmt For For For 11 Elect Kazuaki Kimura Mgmt For For For 12 Elect Yorihiko Kojima Mgmt For Against Against 13 Elect Christina Ahmadjian Mgmt For For For 14 Elect Hiroki Tsuda Mgmt For For For ---------------------------------------------------------------------------------------------------------- MITSUBISHI LOGISTICS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9301 CINS J44561108 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tetsuroh Okamoto Mgmt For Against Against 4 Elect Akio Matsui Mgmt For For For 5 Elect Yuichi Hashimoto Mgmt For For For 6 Elect Yoshinori Watabe Mgmt For For For 7 Elect Masato Hohki Mgmt For For For 8 Elect Kazuhiko Takayama Mgmt For For For 9 Elect Takanori Miyazaki Mgmt For For For 10 Elect Minoru Makihara Mgmt For For For 11 Elect Shigemitsu Miki Mgmt For Against Against 12 Elect Kenji Irie Mgmt For For For 13 Elect Kohji Miyahara Mgmt For For For 14 Elect Yoshiji Ohara Mgmt For For For 15 Elect Yohichiroh Hara Mgmt For For For 16 Elect Kenji Sakurai as a Statutory Mgmt For For For Auditor 17 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- MITSUBISHI MATERIALS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 5711 CINS J44024107 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akihiko Ide Mgmt For Against Against 3 Elect Hiroshi Yao Mgmt For For For
4 Elect Toshinori Katoh Mgmt For For For 5 Elect Akira Takeuchi Mgmt For For For 6 Elect Akio Hamaji Mgmt For For For 7 Elect Masaru Aramaki Mgmt For For For 8 Elect Osamu Iida Mgmt For For For 9 Elect Yukio Okamoto Mgmt For For For 10 Elect Naoki Ono Mgmt For For For 11 Elect Akio Utsumi Mgmt For Against Against 12 Elect Naoto Kasai Mgmt For For For ---------------------------------------------------------------------------------------------------------- MITSUBISHI MOTORS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 7211 CINS J44131167 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Osamu Masuko Mgmt For Against Against 5 Elect Tetsuroh Aikawa Mgmt For For For 6 Elect Hiroshi Harunari Mgmt For For For 7 Elect Ryugo Nakao Mgmt For For For 8 Elect Gayu Uesugi Mgmt For For For 9 Elect Shuichi Aoto Mgmt For For For 10 Elect Toshihiko Hattori Mgmt For For For 11 Elect Seiji Izumisawa Mgmt For For For 12 Elect Mikio Sasaki Mgmt For Against Against 13 Elect Harumi Sakamoto Mgmt For For For 14 Elect Yutaka Tabata Mgmt For For For 15 Elect Takeshi Andoh Mgmt For For For 16 Elect Shunichi Miyanaga Mgmt For For For 17 Elect Takeshi Niinami Mgmt For For For 18 Elect Katsunori Nagayasu Mgmt For Against Against 19 Elect Toshimitsu Iwanami Mgmt For Against Against 20 Retirement and Special Allowances for Mgmt For Against Against Directors 21 Retirement Allowances for Statutory Mgmt For Against Against Auditors 22 Statutory Auditors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- MITSUBISHI MOTORS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 7211 CINS J44131167 12/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Regarding Mgmt For For For Increase of Authorized Shares 3 Amendments to Articles Regarding Mgmt For For For Preferred Shares 4 Repurchase of Preferred Stock Mgmt For For For 5 Amendments to Articles Regarding Mgmt For For For Increase of Authorized Shares 6 Amendments to Articles Regarding Mgmt For For For Preferred Shares
---------------------------------------------------------------------------------------------------------- MITSUBISHI TANABE PHARMA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4508 CINS J4448H104 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michihiro Tsuchiya Mgmt For For For 4 Elect Masayuki Mitsuka Mgmt For For For 5 Elect Kohji Nakamura Mgmt For For For 6 Elect Takashi Kobayashi Mgmt For For For 7 Elect Yoshiaki Ishizaki Mgmt For For For 8 Elect Kenkichi Kosakai Mgmt For For For 9 Elect Shigehiko Hattori Mgmt For For For 10 Elect Shigetaka Satoh Mgmt For For For 11 Elect Kenichi Yanagisawa as Statutory Mgmt For Against Against Auditor 12 Elect Hidetaka Tomita as Alternate Mgmt For Against Against Statutory Auditor ---------------------------------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8306 CINS J44497105 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kiyoshi Sono Mgmt For For For 4 Elect Tatsuo Wakabayashi Mgmt For For For 5 Elect Nobuyuki Hirano Mgmt For For For 6 Elect Masaaki Tanaka Mgmt For For For 7 Elect Taihei Yuki Mgmt For For For 8 Elect Akihiko Kagawa Mgmt For For For 9 Elect Tadashi Kuroda Mgmt For For For 10 Elect Takashi Nagaoka Mgmt For For For 11 Elect Junichi Okamoto Mgmt For For For 12 Elect Hiroyuki Noguchi Mgmt For For For 13 Elect Tsutomu Okuda Mgmt For For For 14 Elect Ryuji Araki Mgmt For For For 15 Elect Kunie Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Haruka Matsuyama @ Haruka Katoh Mgmt For For For 18 Elect Yukihiro Satoh as a Statutory Mgmt For Against Against Auditor 19 Directors' Fees Mgmt For For For
---------------------------------------------------------------------------------------------------------- MITSUBISHI UFJ LEASE & FINANCE CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8593 CINS J4706D100 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Ryuichi Murata Mgmt For Against Against 2 Elect Tadashi Shiraishi Mgmt For For For 3 Elect Kazuo Seki Mgmt For For For 4 Elect Kohichi Sakamoto Mgmt For For For 5 Elect Nobuyoshi Ishii Mgmt For For For 6 Elect Yasuyuki Sakata Mgmt For For For 7 Elect Kiyoshi Tada Mgmt For For For 8 Elect Tatsuhisa Takahashi Mgmt For For For 9 Elect Hideki Kobayakawa Mgmt For For For 10 Elect Tsuyoshi Nonoguchi Mgmt For For For 11 Elect Teruyuki Minoura Mgmt For For For 12 Elect Eiichi Tanabe Mgmt For For For 13 Elect Tadashi Kuroda Mgmt For For For 14 Elect Hajime Inomata Mgmt For For For 15 Elect Toshio Haigoh Mgmt For For For 16 Elect Kaoru Matsumoto Mgmt For Against Against 17 Elect Kunihiko Satoh Mgmt For Against Against 18 Elect Shohta Yasuda Mgmt For Against Against 19 Elect Shinichiroh Hayakawa Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- MITSUI & CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CINS J44690139 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Shohei Utsuda Mgmt For For For 5 Elect Masami Iijima Mgmt For For For 6 Elect Daisuke Saiga Mgmt For For For 7 Elect Johji Okada Mgmt For For For 8 Elect Masayuki Kinoshita Mgmt For For For 9 Elect Shintaroh Ambe Mgmt For For For 10 Elect Kohichi Tanaka Mgmt For For For 11 Elect Hiroyuki Katoh Mgmt For For For 12 Elect Yoshihiro Honboh Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshiroh Mutoh Mgmt For For For 16 Elect Izumi Kobayashi Mgmt For For For 17 Elect Haruka Matsuyama @ Haruka Katoh Mgmt For For For as Statutory Auditor
18 Equity Compensation Plan Mgmt For For For 19 Shareholder Proposal Regarding Adding ShrHldr Against Against For Biodiesel and Treatment of Radiation Contaminated Water to Company Purpose 20 Shareholder Proposal Regarding ShrHldr Against Against For Eliminating GMOs and Certain Medical Facilities from Company Purpose 21 Shareholder Proposal Regarding ShrHldr Against Against For Removing Nuclear Generation and Adding Biomass Generation to Company Purpose 22 Shareholder Proposal Regarding ShrHldr Against Against For Excluding Production of Narcotics from Company Purpose 23 Shareholder Proposal Regarding ShrHldr Against Against For Deletion of Share Buyback Provision 24 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 25 Shareholder Proposal Regarding Removal ShrHldr Against Against For of Shoei Utsuda 26 Shareholder Proposal Regarding Share ShrHldr Against Against For Repurchases ---------------------------------------------------------------------------------------------------------- MITSUI CHEMICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4183 CINS J4466L102 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tsutomu Tannowa Mgmt For For For 3 Elect Yasuji Ohmura Mgmt For For For 4 Elect Minoru Koshibe Mgmt For For For 5 Elect Masaharu Kubo Mgmt For For For 6 Elect Shigeru Isayama Mgmt For For For 7 Elect Akio Ayukawa Mgmt For For For 8 Elect Kenji Ueki Mgmt For For For 9 Elect Taeko Nagai Mgmt For For For 10 Elect Yoshio Suzuki Mgmt For For For 11 Elect Yoshinori Koga as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- MITSUI FUDOSAN CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8801 CINS J4509L101 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For
---------------------------------------------------------------------------------------------------------- MITSUI O.S.K LINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9104 CINS J45013109 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kohichi Mutoh Mgmt For For For 5 Elect Kazuhiro Satoh Mgmt For For For 6 Elect Tsuneo Watanabe Mgmt For For For 7 Elect Junichiroh Ikeda Mgmt For For For 8 Elect Masahiro Tanabe Mgmt For For For 9 Elect Shizuo Takahashi Mgmt For For For 10 Elect Takeshi Komura Mgmt For For For 11 Elect Masayuki Matsushima Mgmt For For For 12 Elect Atsutoshi Nishida Mgmt For For For 13 Elect Hideki Yamashita as Statutory Mgmt For For For Auditor 14 Elect Masaomi Fujiyoshi as Alternate Mgmt For For For Statutory Auditor 15 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MZTF CINS M7031A135 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Bonus of Previous Chairman Mgmt For Against Against 3 Liability Insurance of Directors & Mgmt For Against Against Officers ---------------------------------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MZTF CINS M7031A135 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Updated Compensation Policy Mgmt For For For 3 Compensation of CEO Mgmt For For For 4 Discretionary Bonus of Chairman Mgmt For For For
---------------------------------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MZTF CINS M7031A135 08/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Avi Zigelman Mgmt For For For 3 Approval of compensation policy Mgmt For For For ---------------------------------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MZTF CINS M7031A135 10/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Osnat Ronen Mgmt For For For 4 Elect Joseph Shachak Mgmt For For For ---------------------------------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MZTF CINS M7031A135 12/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Moshe Vidman Mgmt For For For 4 Elect Moshe Wertheim Mgmt For For For 5 Elect Zvi Ephrat Mgmt For Against Against 6 Elect Ron Gazit Mgmt For Against Against 7 Elect Liora Ofer Mgmt For For For 8 Elect Mordechai Meir Mgmt For For For 9 Elect Jonathan Kaplan Mgmt For For For 10 Elect Joav-Asher Nachshon Mgmt For For For 11 Appointment of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------- MIZUHO FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8411 CINS J4599L102 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yasuhiro Satoh Mgmt For For For 5 Elect Yasunori Tsujita Mgmt For For For 6 Elect Ryusuke Aya Mgmt For For For 7 Elect Junichi Shinpo Mgmt For For For
8 Elect Kohji Fujiwara Mgmt For For For 9 Elect Hideyuki Takahashi Mgmt For Against Against 10 Elect Nobukatsu Funaki Mgmt For For For 11 Elect Akihiko Nomiyama Mgmt For For For 12 Elect Mitsuo Ohhashi Mgmt For For For 13 Elect Takashi Kawamura Mgmt For For For 14 Elect Tatsuo Kainaka Mgmt For For For 15 Elect Kanemitsu Anraku Mgmt For For For 16 Elect Hiroko Ohta Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Evaluation Reports for Corporate Valuations 18 Shareholder Proposal Regarding ShrHldr Against Against For Distribution of Dividends 19 Shareholder Proposal Regarding ShrHldr Against For Against Disclosure of Concurrent Offices 20 Shareholder Proposal Regarding ShrHldr Against Against For Exercise of Voting Rights 21 Shareholder Proposal Regarding Ban on ShrHldr Against Against For Use of Disciminatory Term Against Foreign Investors 22 Shareholder Proposal Regarding Adding ShrHldr Against Against For 'My Number' to the Company's Administrative Procedures 23 Shareholder Proposal Regarding Loans ShrHldr Against Against For to Anti-Social Elements 24 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Voting Results of Shareholders with Fiduciary Responsibilities 25 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Securities Information Related to Green Sheets Market ---------------------------------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CINS J4687C105 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hisahito Suzuki Mgmt For For For 4 Elect Yasuyoshi Karasawa Mgmt For For For 5 Elect Toshiaki Egashira Mgmt For For For 6 Elect Mitsuhiro Tsuchiya Mgmt For For For 7 Elect Susumu Fujimoto Mgmt For For For 8 Elect Shiroh Fujii Mgmt For For For 9 Elect Yasuzoh Kanasugi Mgmt For For For 10 Elect Nanpei Yanagawa Mgmt For For For 11 Elect Junichi Ui Mgmt For For For 12 Elect Akira Watanabe Mgmt For For For 13 Elect Daiken Tsunoda Mgmt For For For 14 Elect Tadashi Ogawa Mgmt For For For 15 Elect Mari Matsunaga Mgmt For For For
---------------------------------------------------------------------------------------------------------- MTR CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0066 CINS Y6146T101 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Alasdair George Morrison Mgmt For For For 6 Elect NG Leung Sing Mgmt For For For 7 Elect Abraham SHEK Lai Him Mgmt For Against Against 8 Elect Pamela Chan Wong Shui Mgmt For For For 9 Elect Dorothy Chan Yuen Tak-fai Mgmt For For For 10 Elect Frederick Ma Si-hang Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For Against Against 15 Scrip Dividend Mgmt For For For 16 Amendments to Articles Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS AG (MUNICH RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS MUV2 CINS D55535104 04/30/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Remuneration Policy Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Repurchase Shares Using Mgmt For TNA N/A Derivatives 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Elect Ann-Kristin Achleitner Mgmt For TNA N/A 29 Elect Benita Ferrero-Waldner Mgmt For TNA N/A 30 Elect Ursula Gather Mgmt For TNA N/A 31 Elect Peter Gruss Mgmt For TNA N/A 32 Elect Gerd Hausler Mgmt For TNA N/A 33 Elect Henning Kagermann Mgmt For TNA N/A 34 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 35 Elect Bernd Pischetsrieder Mgmt For TNA N/A 36 Elect Anton van Rossum Mgmt For TNA N/A 37 Elect Ron Sommer Mgmt For TNA N/A 38 Amendments to Intra-Company Contract Mgmt For TNA N/A with MR Beteiligungen 1. GmbH 39 Amendments to Intra-Company Contract Mgmt For TNA N/A with Silvanus Vermogensverwaltungsgesellschaft mbH 40 Amendments to Intra-Company Contract Mgmt For TNA N/A with MR RENT-Investment GmbH 41 Amendments to Intra-Company Contract Mgmt For TNA N/A with MR Beteiligungen 14. GmbH 42 Amendments to Intra-Company Contract Mgmt For TNA N/A with MR Beteiligungen 15. GmbH 43 Amendments to Intra-Company Contract Mgmt For TNA N/A with MR Beteiligungen 16. GmbH 44 Amendments to Intra-Company Contract Mgmt For TNA N/A with Schloss Hohenkammer GmbH ---------------------------------------------------------------------------------------------------------- MURATA MANUFACTURING CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6981 CINS J46840104 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitaka Fujita Mgmt For For For 4 Elect Hiroaki Yoshihara Mgmt For For For 5 Elect Masakazu Toyoda as Statutory Mgmt For For For Auditor
---------------------------------------------------------------------------------------------------------- NABTESCO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6268 CINS J4707Q100 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuaki Kotani Mgmt For For For 4 Elect Yohsuke Mishiro Mgmt For For For 5 Elect Tsutomu Sakamoto Mgmt For For For 6 Elect Hiroyuki Aoi Mgmt For For For 7 Elect Nobutaka Osada Mgmt For For For 8 Elect Kenichi Nakamura Mgmt For For For 9 Elect Hiroaki Sakai Mgmt For For For 10 Elect Toshio Yoshikawa Mgmt For For For 11 Elect Nobuyoshi Yamanaka Mgmt For For For 12 Elect Yutaka Fujiwara Mgmt For For For 13 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- NAMCO BANDAI HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 7832 CINS J48454102 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles - Change in Mgmt For For For Company Name 4 Elect Shukuo Ishikawa Mgmt For For For 5 Elect Kazunori Ueno Mgmt For For For 6 Elect Shuji Ohtsu Mgmt For For For 7 Elect Yuji Asako Mgmt For For For 8 Elect Satoshi Ohshita Mgmt For For For 9 Elect Hitoshi Hagiwara Mgmt For For For 10 Elect Nobuo Sayama Mgmt For For For 11 Elect Tomohisa Tabuchi Mgmt For For For 12 Elect Yuzuru Matsuda Mgmt For For For 13 Elect Kazuo Asami Mgmt For For For 14 Elect Katsuhiko Kohtari Mgmt For For For 15 Elect Osamu Sudoh Mgmt For For For 16 Elect Katsuhiko Kamijoh Mgmt For For For
---------------------------------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS NAB CINS Q65336119 12/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Securities Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Equity Grant (MD/CEO Cameron Clyne) Mgmt For For For 5 Re-elect Daniel T. Gilbert Mgmt For For For 6 Re-elect Jillian S. Segal Mgmt For For For 7 Re-elect Anthony KT Yuen Mgmt For For For 8 Elect David Barrow Mgmt Against Against For 9 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- NATIONAL GRID PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS NG CINS G6375K151 07/29/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir Peter Gershon Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Andrew Bonfield Mgmt For For For 6 Elect Thomas B. King Mgmt For For For 7 Elect Nick Winser Mgmt For For For 8 Elect Philip Aiken Mgmt For Against Against 9 Elect Nora Brownell Mgmt For For For 10 Elect Jonathan Dawson Mgmt For For For 11 Elect Paul Golby Mgmt For For For 12 Elect Ruth Kelly Mgmt For For For 13 Elect Maria Richter Mgmt For For For 14 Elect Mark Williamson Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- NATIXIS TICKER SECURITY ID: MEETING DATE MEETING STATUS KN CINS F6483L100 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For
4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Severance Agreement and Non-Compete Mgmt For Against Against Agreement of Laurent Mignon, CEO 8 Remuneration of Francois Perol, Mgmt For For For Chairman 9 Remuneration of Laurent Mignon, CEO Mgmt For Against Against 10 Remuneration of Key Risk Takers Mgmt For Against Against 11 Authorization to Set the Maximum Mgmt For For For Variable Remuneration for Persons Belonging to the Company's Identified Staff 12 Elect Michel Grass Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authorization of Legal Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- NATIXIS TICKER SECURITY ID: MEETING DATE MEETING STATUS KN CINS F6483L100 07/31/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Transfer of Reserves Mgmt For For For 5 Distribution of Special Dividend Mgmt For For For 6 Elect Nicolas de Tavernost Mgmt For For For 7 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- NEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6701 CINS J48818124 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kaoru Yano Mgmt For Against Against 3 Elect Nobuhiro Endoh Mgmt For For For 4 Elect Takashi Niino Mgmt For For For 5 Elect Junji Yasui Mgmt For For For 6 Elect Takaaki Shimizu Mgmt For For For 7 Elect Isamu Kawashima Mgmt For For For 8 Elect Takeshi Kunibe Mgmt For For For 9 Elect Hitoshi Ogita Mgmt For For For
10 Elect Kaori Sasaki Mgmt For For For 11 Elect Motoyuki Oka Mgmt For For For 12 Elect Kunio Noji Mgmt For For For 13 Elect Tetsuya Fujioka Mgmt For Against Against 14 Elect Kyoko Okumiya Mgmt For For For 15 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- NESTE OIL OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NES1V CINS X5688A109 04/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and CEO Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Treasury Shares Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- NESTLE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/10/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 8 Elect Paul Bulcke Mgmt For TNA N/A 9 Elect Andreas Koopmann Mgmt For TNA N/A 10 Elect Rolf Hanggi Mgmt For TNA N/A
11 Elect Beat Hess Mgmt For TNA N/A 12 Elect Daniel Borel Mgmt For TNA N/A 13 Elect Steven G. Hoch Mgmt For TNA N/A 14 Elect Naina Lal Kidwai Mgmt For TNA N/A 15 Elect Titia de Lange Mgmt For TNA N/A 16 Elect Jean-Pierre Roth Mgmt For TNA N/A 17 Elect Ann Veneman Mgmt For TNA N/A 18 Elect Henri de Castries Mgmt For TNA N/A 19 Elect Eva Cheng Mgmt For TNA N/A 20 Election of Chairman Mgmt For TNA N/A 21 Elect Beat Hess as Compensation Mgmt For TNA N/A Committee Member 22 Elect Daniel Borel as Compensation Mgmt For TNA N/A Committee Member 23 Elect Andreas Koopmann as Compensation Mgmt For TNA N/A Committee Member 24 Elect Jean-Pierre Roth as Compensation Mgmt For TNA N/A Committee Member 25 Appointment of Auditor Mgmt For TNA N/A 26 Appointment of Independent Proxy Mgmt For TNA N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 MANAGEMENT RECOMMENDS A FOR VOTE ON Mgmt For TNA N/A THIS PROPOSAL: Management recommends a FOR vote on this proposal: Vote in accordance with the proposal of the Board of Directors 29 PLEASE NOTE THAT THIS RESOLUTION IS A Mgmt For TNA N/A SHAREHOLDER PROPOSAL: Vote against the proposal of the Board of Directors 30 PLEASE NOTE THAT THIS RESOLUTION IS A Mgmt For TNA N/A SHAREHOLDER PROPOSAL: Abstain ---------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0017 CINS Y63084126 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Master Services Agreement Mgmt For For For
---------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0017 CINS Y63084126 06/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Scheme of Arrangement Mgmt For For For ---------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0017 CINS Y63084126 11/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Henry CHENG Kar Shun Mgmt For Against Against 6 Elect Adrian CHENG Chi-Kong Mgmt For For For 7 Elect AU Tak-Cheong Mgmt For For For 8 Elect William DOO Wai Hoi Mgmt For For For 9 Elect Howard YEUNG Ping Leung Mgmt For For For 10 Elect Payson CHA Mou Sing Mgmt For Against Against 11 Elect Thomas LIANG Cheung Biu Mgmt For Against Against 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- NEWCREST MINING LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS NCM CINS Q6651B114 10/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Philip Aiken Mgmt For For For 3 Elect Peter Hay Mgmt For For For 4 Re-elect Richard Lee Mgmt For For For 5 Re-elect Timothy Poole Mgmt For For For 6 Re-elect John Spark Mgmt For For For 7 Remuneration Report Mgmt For For For
---------------------------------------------------------------------------------------------------------- NEXON COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3659 CINS J4914X104 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Owen Mahoney Mgmt For For For 2 Elect PARK Ji Won Mgmt For For For 3 Elect KIM Jeong Ju Mgmt For For For 4 Elect Satoshi Honda Mgmt For For For 5 Elect Shiroh Kuniya Mgmt For For For 6 Directors' Fees Mgmt For Against Against 7 Equity Compensation Plan for Inside Mgmt For Against Against Directors and Employees 8 Equity Compensation Plan for Directors Mgmt For Against Against and Employees ---------------------------------------------------------------------------------------------------------- NEXT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS NXT CINS G6500M106 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect John Barton Mgmt For For For 6 Elect Christos Angelides Mgmt For For For 7 Elect Steve Barber Mgmt For For For 8 Elect Jonathan Dawson Mgmt For For For 9 Elect Caroline Goodall Mgmt For For For 10 Elect David Keens Mgmt For For For 11 Elect Michael Law Mgmt For For For 12 Elect Francis Salway Mgmt For For For 13 Elect Jane Shields Mgmt For For For 14 Elect Simon Wolfson Mgmt For For For 15 Appointment of Auditor and Authority Mgmt For For For to Set Fees 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For Off-Market 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- NGK INSULATORS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5333 CINS J49076110 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Eiji Hamamoto Mgmt For For For 3 Elect Taku Ohshima Mgmt For For For 4 Elect Hiroshi Fujito Mgmt For For For 5 Elect Toshiyuki Hamanaka Mgmt For For For 6 Elect Yukihisa Takeuchi Mgmt For For For 7 Elect Susumu Sakabe Mgmt For For For 8 Elect Ryohhei Iwasaki Mgmt For For For 9 Elect Hiroshi Kanie Mgmt For For For 10 Elect Hideaki Saitoh Mgmt For For For 11 Elect Nobumitsu Saji Mgmt For Against Against 12 Elect Hiroyuki Kamano Mgmt For For For 13 Elect Toshio Nakamura Mgmt For For For 14 Elect Takeyuki Mizuno as Statutory Mgmt For Against Against Auditor 15 Elect Shuhzoh Hashimoto as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- NGK SPARK PLUG CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5334 CINS J49119100 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Shinichi Odoh Mgmt For Against Against 2 Elect Takafumi Ohshima Mgmt For For For 3 Elect Shinji Shibagaki Mgmt For For For 4 Elect Shogo Kawajiri Mgmt For For For 5 Elect Takeshi Nakagawa Mgmt For For For 6 Elect Hideyuki Koiso Mgmt For For For 7 Elect Teppei Ohkawa Mgmt For For For 8 Elect Morihiko Ohtaki Mgmt For For For 9 Elect Kanemaru Yasui Mgmt For For For ---------------------------------------------------------------------------------------------------------- NHK SPRING COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5991 CINS J49162126 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Kaoru Hatayama as Director Mgmt For Against Against 4 Elect Takeshi Ishiguro Mgmt For Against Against 5 Elect Keiichiroh Sue Mgmt For For For 6 Statutory Auditors' Fees Mgmt For For For
---------------------------------------------------------------------------------------------------------- NICE-SYSTEMS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS NICE CINS M7494X101 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect David Kostman Mgmt For For For 4 Elect Joseph Atsmon Mgmt For For For 5 Elect Rimon Ben-Shaoul Mgmt For Against Against 6 Elect Yehoshua Ehrlich Mgmt For For For 7 Elect Leo Apotheker Mgmt For For For 8 Elect Joseph L. Cowan Mgmt For For For 9 Option Grants of Directors Mgmt For For For 10 Compensation of CEO Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- NICE-SYSTEMS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS NICE CINS M7494X101 08/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect David Kostman Mgmt For For For 3 Elect Joseph Atsmon Mgmt For For For 4 Elect Rimon Ben-Shaoul Mgmt For For For 5 Elect Yehoshua Ehrlich Mgmt For For For 6 Elect Zeev Bregman Mgmt For For For 7 Elect Leo Apotheker Mgmt For For For 8 Elect Joseph L. Cowan Mgmt For For For 9 Elect Dan Falk Mgmt For Against Against 10 Elect Yocheved Dvir Mgmt For For For 11 Approval of Chairman's Special Annual Mgmt For For For Fee 12 Grant of Options to Directors Mgmt For For For 13 Approve Certain Components of CEO's Mgmt For For For Compensation 14 Approve Separation Bonus For Former Mgmt For For For Chairman 15 Approval of Compensation Policy Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees
---------------------------------------------------------------------------------------------------------- NIDEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6594 CINS J52968104 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Articles Mgmt For For For 3 Elect Shigenobu Nagamori Mgmt For For For 4 Elect Bunsei Kure Mgmt For For For 5 Elect Hiroshi Kobe Mgmt For For For 6 Elect Akira Satoh Mgmt For For For 7 Elect Tadaaki Hamada Mgmt For For For 8 Elect Masuo Yoshimatsu Mgmt For For For 9 Elect Toshihiko Miyabe Mgmt For For For 10 Elect Kazuya Hayafune Mgmt For For For 11 Elect Toshiaki Ohtani Mgmt For For For 12 Elect Mutsuo Tahara Mgmt For For For 13 Elect Kyoto Ido Mgmt For For For 14 Elect Noriko Ishida Mgmt For For For 15 Elect Ikuo Nishikawa as Statutory Mgmt For For For Auditor 16 Elect Susumu Ohno Mgmt For For For 17 Elect Chihiro Suematsu Mgmt For For For ---------------------------------------------------------------------------------------------------------- NIKON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7731 CINS 654111103 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Makoto Kimura Mgmt For Against Against 4 Elect Kazuo Ushida Mgmt For For For 5 Elect Junichi Itoh Mgmt For For For 6 Elect Yasuyuki Okamoto Mgmt For For For 7 Elect Norio Hashizume Mgmt For For For 8 Elect Hiroshi Ohki Mgmt For For For 9 Elect Takaharu Honda Mgmt For For For 10 Elect Tomohide Hamada Mgmt For For For 11 Elect Toshiyuki Masai Mgmt For For For 12 Elect Kenji Matsuo Mgmt For For For 13 Elect Kohkei Higuchi Mgmt For For For 14 Elect Kohichi Fujiu as Statutory Mgmt For Against Against Auditor 15 Bonus Mgmt For For For
---------------------------------------------------------------------------------------------------------- NINTENDO CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7974 CINS J51699106 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Satoru Iwata Mgmt For Against Against 5 Elect Genyoh Takeda Mgmt For For For 6 Elect Shigeru Miyamoto Mgmt For For For 7 Elect Tatsumi Kimishima Mgmt For For For 8 Elect Shigeyuki Takahashi Mgmt For For For 9 Elect Satoshi Yamato Mgmt For For For 10 Elect Susumu Tanaka Mgmt For For For 11 Elect Shinya Takahashi Mgmt For For For 12 Elect Hirokazu Shinshi Mgmt For For For 13 Elect Naoki Mizutani Mgmt For For For ---------------------------------------------------------------------------------------------------------- NIPPON ELECTRIC GLASS COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5214 CINS J53247110 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yuzoh Izutsu Mgmt For Against Against 5 Elect Masayuki Arioka Mgmt For For For 6 Elect Shiegru Yamamoto Mgmt For For For 7 Elect Kohichi Inamasu Mgmt For For For 8 Elect Motoharu Matsumoto Mgmt For For For 9 Elect Masahiro Tomamoto Mgmt For For For 10 Elect Hirokazu Takeuchi Mgmt For For For 11 Elect Akihisa Saeki Mgmt For For For 12 Elect Kazuya Ishii as Statutory Auditor Mgmt For For For 13 Elect Keijiroh Kimura as Alternate Mgmt For For For Statutory Auditor 14 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- NIPPON EXPRESS CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9062 CINS J53376117 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Kawai Mgmt For Against Against 4 Elect Kenji Watanabe Mgmt For For For 5 Elect Jiroh Nakamura Mgmt For For For 6 Elect Akira Ohhinata Mgmt For For For 7 Elect Mitsuru Saitoh Mgmt For For For 8 Elect Takahiro Ideno Mgmt For For For 9 Elect Hideo Hanaoka Mgmt For For For 10 Elect Takaaki Ishii Mgmt For For For 11 Elect Yasuaki Nii Mgmt For For For
12 Elect Hisao Taketsu Mgmt For For For 13 Elect Yutaka Itoh Mgmt For For For 14 Elect Masahiko Hata Mgmt For For For 15 Elect Noboru Shibusawa Mgmt For For For 16 Elect Masahiro Sugiyama Mgmt For For For 17 Elect Shigeo Nakayama Mgmt For For For 18 Elect Takashi Wada as Statutory Auditor Mgmt For Against Against 19 Bonus Mgmt For For For 20 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- NIPPON MEAT PACKERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 2282 CINS J54752142 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Elect Hiroshi Kobayashi Mgmt For For For 3 Elect Noboru Takezoe Mgmt For For For 4 Elect Hiroji Ohkoso Mgmt For For For 5 Elect Kohji Uchida Mgmt For For For 6 Elect Juichi Suezawa Mgmt For For For 7 Elect Yoshihide Hata Mgmt For For For 8 Elect Kohji Kawamura Mgmt For For For 9 Elect Toshiko Katayama Mgmt For For For 10 Elect Iwao Taka Mgmt For For For 11 Elect Takahiko Shinohara Mgmt For For For 12 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- NIPPON PAINT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4612 CINS J55053128 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Shift to Holding Company Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kenji Sakai Mgmt For Against Against 5 Elect Hiroaki Ueno Mgmt For For For 6 Elect Kanji Nishijima Mgmt For For For 7 Elect Hideo Nakamura Mgmt For For For 8 Elect Hiroshi Miwa Mgmt For For For 9 Elect Manabu Minami Mgmt For For For 10 Elect Tetsushi Tadoh Mgmt For For For 11 Elect GOH Hup Jin Mgmt For For For 12 Elect Masatoshi Ohara Mgmt For For For 13 Elect Akihiro Kanakura Mgmt For For For 14 Elect Tsukasa Takahashi Mgmt For For For 15 Elect Takeru Matsumoto Mgmt For For For 16 Directors' and Statutory Auditors' Fees Mgmt For For For
---------------------------------------------------------------------------------------------------------- NIPPON STEEL & SUMITOMO METAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 5401 CINS J55678106 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Shohji Muneoka Mgmt For Against Against 5 Elect Hiroshi Tomono Mgmt For For For 6 Elect Kohsei Shindoh Mgmt For For For 7 Elect Shinya Higuchi Mgmt For For For 8 Elect Katsuhiko Ohta Mgmt For For For 9 Elect Akihiro Miyasaka Mgmt For For For 10 Elect Kinya Yanagawa Mgmt For For For 11 Elect Sohichiroh Sakuma Mgmt For For For 12 Elect Yasumitsu Saeki Mgmt For For For 13 Elect Shinji Morinobu Mgmt For For For 14 Elect Shinji Fujino Mgmt For For For 15 Elect Ritsuya Iwai Mgmt For For For 16 Elect Mutsutake Ohtsuka Mgmt For For For 17 Elect Ichiroh Fujisaki Mgmt For For For 18 Elect Hiroshi Ohbayashi Mgmt For For For 19 Elect Jiroh Makino Mgmt For For For ---------------------------------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CINS J59396101 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Satoshi Miura Mgmt For Against Against 4 Elect Hiroo Unoura Mgmt For For For 5 Elect Hiromichi Shinohara Mgmt For For For 6 Elect Jun Sawada Mgmt For For For 7 Elect Mitsuyoshi Kobayashi Mgmt For For For 8 Elect Akira Shimada Mgmt For For For 9 Elect Hiroshi Tsujigami Mgmt For For For 10 Elect Tsunehisa Okuno Mgmt For For For 11 Elect Hiroki Kuriyama Mgmt For For For 12 Elect Katsuhiko Shirai Mgmt For For For 13 Elect Sadayuki Sakakibara Mgmt For For For 14 Elect Akiko Ide Mgmt For Against Against 15 Elect Takashi Iida Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- NIPPON YUSEN KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS 9101 CINS J56515133 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Miyahara Mgmt For Against Against 4 Elect Yasumi Kudoh Mgmt For For For 5 Elect Tadaaki Naitoh Mgmt For For For 6 Elect Naoya Tazawa Mgmt For For For 7 Elect Kenji Mizushima Mgmt For For For 8 Elect Hitoshi Nagasawa Mgmt For For For 9 Elect Kohichi Chikaraishi Mgmt For For For 10 Elect Hidetoshi Maruyama Mgmt For For For 11 Elect Masahiro Samitsu Mgmt For For For 12 Elect Hitoshi Ohshika Mgmt For For For 13 Elect Kazuo Ogasawara Mgmt For For For 14 Elect Yukio Okamoto Mgmt For For For 15 Elect Yuri Okina Mgmt For For For ---------------------------------------------------------------------------------------------------------- NISHI-NIPPON CITY BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8327 CINS J56773104 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Isao Kubota Mgmt For Against Against 4 Elect Hiromichi Tanigawa Mgmt For For For 5 Elect Seiji Isoyama Mgmt For For For 6 Elect Sohichi Kawamoto Mgmt For For For 7 Elect Shigeru Urayama Mgmt For For For 8 Elect Kiyota Takata Mgmt For For For 9 Elect Yasuyuki Ishida Mgmt For For For 10 Elect Hiroyuki Irie Mgmt For For For 11 Elect Michiharu Kitazaki Mgmt For For For 12 Elect Shinya Hirota Mgmt For For For 13 Elect Hideyuki Murakami Mgmt For For For 14 Elect Toshihiko Sadano Mgmt For For For 15 Elect Michiaki Uriu Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- NISSAN MOTOR CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7201 CINS J57160129 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Hideyuki Sakamoto Mgmt For For For 4 Elect Fumiaki Matsumoto Mgmt For Against Against 5 Elect Bernard Rey Mgmt For Against Against 6 Elect Hidetoshi Imazu Mgmt For Against Against 7 Elect Toshiyuki Nakamura Mgmt For Against Against 8 Elect Motoh Nagai Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- NISSHIN SEIFUN GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2002 CINS J57633109 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Oheda Mgmt For Against Against 4 Elect Kazuo Ikeda Mgmt For For For 5 Elect Masao Nakagawa Mgmt For For For 6 Elect Michinori Takizawa Mgmt For For For 7 Elect Takashi Harada Mgmt For For For 8 Elect Yasuhiko Ogawa Mgmt For For For 9 Elect Akira Mohri Mgmt For For For 10 Elect Masashi Nakagawa Mgmt For For For 11 Elect Kohichi Iwasaki Mgmt For For For 12 Elect Takao Yamada Mgmt For For For 13 Elect Nobuki Kenmoku Mgmt For For For 14 Elect Ariyoshi Okumura Mgmt For For For 15 Elect Akio Mimura Mgmt For For For 16 Elect Kiyoshi Satoh Mgmt For For For 17 Elect Satoshi Itoh Mgmt For For For 18 Elect Kazuya Yoshinare Mgmt For For For 19 Equity Compensation Plan for Directors Mgmt For For For 20 Equity Compensation Plan for Executive Mgmt For For For Officers of the Company and Directors of Domestic Subsidiaries ---------------------------------------------------------------------------------------------------------- NISSIN FOOD PRODUCTS CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 2897 CINS J58063124 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohki Andoh Mgmt For Against Against 4 Elect Susumu Nakagawa Mgmt For For For 5 Elect Noritaka Andoh Mgmt For For For 6 Elect Akihide Matsuo Mgmt For For For 7 Elect Tsunao Kijima Mgmt For For For 8 Elect Mitsuru Tanaka Mgmt For For For 9 Elect Yukio Yokoyama Mgmt For For For 10 Elect Yoshinori Miura Mgmt For For For
11 Elect Kiyotaka Andoh Mgmt For For For 12 Elect Ken Kobayashi Mgmt For Against Against 13 Elect Masahiro Okafuji Mgmt For Against Against 14 Elect Yohko Ishikura Mgmt For For For 15 Elect Hideki Hattori as Statutory Mgmt For Against Against Auditor 16 Elect Kiyotaka Matsumiya as Alternate Mgmt For For For Statutory Auditor 17 Directors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- NITORI HOLDINGS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9843 CINS J58214107 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Elect Akio Nitori Mgmt For Against Against 3 Elect Kiyoshi Sugiyama Mgmt For For For 4 Elect Toshiyuki Shirai Mgmt For For For 5 Elect Shoushin Komiya Mgmt For For For 6 Elect Masanori Ikeda Mgmt For For For 7 Elect Fumihiro Sudoh Mgmt For For For 8 Elect Takaharu Andoh Mgmt For For For 9 Elect Kazuhiko Takeshima Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Stock Option Compensation for Mgmt For For For Directors and Statutory Auditors 12 Stock Option Plan for Employees Mgmt For For For ---------------------------------------------------------------------------------------------------------- NITTO DENKO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6988 CINS J58472119 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For 4 Elect Yukio Nagira Mgmt For Against Against 5 Elect Hideo Takasaki Mgmt For For For 6 Elect Yohichiroh Sakuma Mgmt For For For 7 Elect Toshihiko Omote Mgmt For For For 8 Elect Tohru Takeuchi Mgmt For For For 9 Elect Yohichiroh Furuse Mgmt For For For 10 Elect Kohshi Mizukoshi Mgmt For For For 11 Equity Compensation Plan Mgmt For For For
---------------------------------------------------------------------------------------------------------- NKSJ HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8630 CINS J58699109 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles - Change in Mgmt For For For Company Name 4 Elect Masaya Futamiya Mgmt For For For 5 Elect Kengo Sakurada Mgmt For For For 6 Elect Shinji Tsuji Mgmt For For For 7 Elect Shohichiroh Takemoto Mgmt For For For 8 Elect Keiji Nishizawa Mgmt For For For 9 Elect Shigeru Ehara Mgmt For For For 10 Elect Atsushi Kumanomidoh Mgmt For For For 11 Elect Takaya Isogai Mgmt For For For 12 Elect Sawako Nohara Mgmt For For For 13 Elect Isao Endoh Mgmt For For For 14 Elect Tamami Murata Mgmt For For For 15 Elect Scott Trevor Davis Mgmt For For For 16 Elect Toshiyuki Takata Mgmt For For For 17 Elect Naoki Yanagida Mgmt For For For ---------------------------------------------------------------------------------------------------------- NOBLE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS N21 CINS G6542T119 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yusuf Alireza Mgmt For For For 4 Elect Iain F. Bruce Mgmt For Against Against 5 Elect Burton Levin Mgmt For For For 6 Elect William J. Randall Mgmt For For For 7 Elect Richard Paul Margolis Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Noble Group Share Option Scheme 2004 Mgmt For For For 13 Scrip Dividend Scheme Mgmt For For For 14 Noble Group Performance Share Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- NOBLE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS N21 CINS G6542T119 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Disposal and Call Option Mgmt For Abstain Against
---------------------------------------------------------------------------------------------------------- NOBLE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS N21 CINS G6542T119 09/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Equity Grant to Yusuf Alireza Mgmt For Against Against 2 Equity Grant to William James Randall Mgmt For Against Against 3 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- NOK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7240 CINS J54967104 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masato Tsuru Mgmt For Against Against 3 Elect Kiyoshi Doi Mgmt For For For 4 Elect Jiroh Iida Mgmt For For For 5 Elect Yasuhiko Kuroki Mgmt For For For 6 Elect Akira Watanabe Mgmt For For For 7 Elect Tetsuji Tsuru Mgmt For For For 8 Elect Toshifumi Kobayashi Mgmt For For For ---------------------------------------------------------------------------------------------------------- NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK1V CINS X61873133 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Directors' Fees Mgmt For For For 15 Board Size Mgmt For For For 16 Elect Vivek Badrinath Mgmt For For For 17 Elect Bruce Brown Mgmt For For For
18 Elect Elizabeth Doherty Mgmt For For For 19 Elect Jouko Karvinen Mgmt For For For 20 Elect Marten Mickos Mgmt For For For 21 Elect Elizabeth A. Nelson Mgmt For For For 22 Elect Risto Siilasmaa Mgmt For For For 23 Elect Kari Stadigh Mgmt For For For 24 Elect Dennis F. Strigl Mgmt For For For 25 Authority to Set Auditor's Fees Mgmt For For For 26 Appointment of Auditor Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 29 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK1V CINS X61873133 11/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Disposal of Devices & Services Business Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- NOKIAN RENKAAT OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NRE1V CINS X5862L103 04/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Ratification of Board and Management Mgmt For For For Acts 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For Against Against 15 Authority to Set Auditor's Fees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- NOMURA HOLDINGS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8604 CINS J59009159 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuyuki Koga Mgmt For Against Against 3 Elect Kohji Nagai Mgmt For For For 4 Elect Atsushi Yoshikawa Mgmt For For For 5 Elect Hiroyuki Suzuki Mgmt For For For 6 Elect David Benson Mgmt For For For 7 Elect Masahiro Sakane Mgmt For For For 8 Elect Takao Kusakari Mgmt For For For 9 Elect Tsuguoki Fujinuma Mgmt For For For 10 Elect Toshinori Kanemoto Mgmt For For For 11 Elect Clara Furse Mgmt For For For 12 Elect Michael LIM Choo San Mgmt For For For ---------------------------------------------------------------------------------------------------------- NOMURA REAL ESTATE HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 3231 CINS J5893B104 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Eiji Kutsukake Mgmt For For For 4 Elect Seiichi Miyajima Mgmt For For For 5 Elect Toshiaki Seki Mgmt For For For 6 Elect Hiroyuki Kimura Mgmt For For For 7 Elect Satoko Shinohara Mgmt For Against Against 8 Elect Takao Orihara as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- NOMURA REAL ESTATE OFFICE FUND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8959 CINS J5900B105 07/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Elect Yoshiyuki Itoh Mgmt For For For 3 Elect Saneaki Ichijoh Mgmt For For For 4 Elect Naohito Miya Mgmt For For For 5 Elect Sadahiko Yoshimura as Alternate Mgmt For For For Supervisory Director
---------------------------------------------------------------------------------------------------------- NOMURA RESEARCH INSTITUTE TICKER SECURITY ID: MEETING DATE MEETING STATUS 4307 CINS J5900F106 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akihisa Fujinuma Mgmt For For For 3 Elect Akira Maruyama Mgmt For For For 4 Elect Tadashi Shimamoto Mgmt For For For 5 Elect Masahiro Muroi Mgmt For For For 6 Elect Mitsuru Sawada Mgmt For For For 7 Elect Hiroshi Itano Mgmt For For For 8 Elect Keiichi Ishibashi Mgmt For For For 9 Elect Takashi Sawada Mgmt For For For 10 Elect Shoei Utsuda Mgmt For For For 11 Elect Minoru Aoki Mgmt For Against Against 12 Elect Kiyotaka Yamazaki Mgmt For For For ---------------------------------------------------------------------------------------------------------- NORDEA BANK AB TICKER SECURITY ID: MEETING DATE MEETING STATUS NDA CINS W57996105 03/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Nomination Committee Mgmt For For For 20 Authority to Issue Convertible Debt Mgmt For For For Instruments 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Treasury Shares Mgmt For For For 23 Authority to Repurchase Shares for Mgmt For For For Securities Trading 24 Compensation Guidelines Mgmt For Against Against 25 Maximum Variable Pay Ratio Mgmt For For For 26 Shareholder Proposal Regarding Special ShrHldr N/A Against N/A Examination 27 Shareholder Proposal Regarding an ShrHldr N/A Against N/A Initiative for an Integration Institute
---------------------------------------------------------------------------------------------------------- NORSK HYDRO ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS NHY CINS R61115102 05/07/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Agenda Mgmt For TNA N/A 6 Election of Individuals to Check Mgmt For TNA N/A Minutes 7 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 8 Authority to Set Auditor's Fees Mgmt For TNA N/A 9 Corporate Governance Report Mgmt For TNA N/A 10 Compensation Guidelines Mgmt For TNA N/A 11 Amendments to Articles Regarding the Mgmt For TNA N/A Term Length of Board of Directors 12 Amendments to Articles Regarding the Mgmt For TNA N/A Term Length of Nomination Committee Members 13 Amendments to Articles Regarding the Mgmt For TNA N/A Term Length of Corporate Assembly Members 14 Amendments to Articles Regarding Age Mgmt For TNA N/A Limits 15 Elect Leif Teksum Mgmt For TNA N/A 16 Elect Idar Kreutzer Mgmt For TNA N/A 17 Elect Sten-Arthur Saelor Mgmt For TNA N/A 18 Elect Anne-Margrethe Firing Mgmt For TNA N/A 19 Elect Terje Venold Mgmt For TNA N/A 20 Elect Unni Steinsmo Mgmt For TNA N/A 21 Elect Tove Wangensten Mgmt For TNA N/A 22 Elect Anne Kverneland Bogsnes Mgmt For TNA N/A 23 Elect Birger Solberg Mgmt For TNA N/A 24 Elect Susanne Munch Thore Mgmt For TNA N/A 25 Elect Nils Bastiansen Mgmt For TNA N/A 26 Elect Shahzad Abid Mgmt For TNA N/A 27 Elect Jan Fredrik Meling Mgmt For TNA N/A 28 Elect Ylva Lindberg Mgmt For TNA N/A 29 Elect Berit Ledel Henriksen Mgmt For TNA N/A 30 Elect Jorunn Saetre Mgmt For TNA N/A 31 Elect Leif Teksum Mgmt For TNA N/A 32 Elect Terje Venold Mgmt For TNA N/A 33 Elect Mette I. Wikborg Mgmt For TNA N/A 34 Elect Susanne Munch Thore Mgmt For TNA N/A 35 Corporate Assembly Fees Mgmt For TNA N/A 36 Nomination Committee Fees Mgmt For TNA N/A
---------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CINS H5820Q150 02/25/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Board Compensation Mgmt For TNA N/A 6 Executive Compensation Mgmt For TNA N/A 7 Elect Jorg Reinhardt Mgmt For TNA N/A 8 Elect Dimitri Azar Mgmt For TNA N/A 9 Elect Verena A. Briner Mgmt For TNA N/A 10 Elect Srikant Datar Mgmt For TNA N/A 11 Elect Ann M. Fudge Mgmt For TNA N/A 12 Elect Pierre Landolt Mgmt For TNA N/A 13 Elect Ulrich Lehner Mgmt For TNA N/A 14 Elect Andreas von Planta Mgmt For TNA N/A 15 Elect Charles L. Sawyers Mgmt For TNA N/A 16 Elect Enrico Vanni Mgmt For TNA N/A 17 Elect William T. Winters Mgmt For TNA N/A 18 Elect Compensation Committee Member Mgmt For TNA N/A (Srikant Datar) 19 Elect Compensation Committee Member Mgmt For TNA N/A (Ann Fudge) 20 Elect Compensation Committee Member Mgmt For TNA N/A (Ulrich Lehner) 21 Elect Compensation Committee Member Mgmt For TNA N/A (Enrico Vanni) 22 Appointment of Auditor Mgmt For TNA N/A 23 Appointment of Independent Proxy Mgmt For TNA N/A 24 In the case of ad-hoc/Miscellaneous ShrHldr N/A TNA N/A shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors ---------------------------------------------------------------------------------------------------------- NOVO NORDISK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVO-B CINS K72807132 03/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For
5 Directors' Fees for 2013 Mgmt For For For 6 Directors' Fees for 2014 Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Goran A. Ando as Chairman Mgmt For For For 9 Elect Jeppe Christiansen as Vice Mgmt For For For Chairman 10 Elect Bruno Angelici Mgmt For For For 11 Elect Liz Hewitt Mgmt For For For 12 Elect Thomas P Koestler Mgmt For For For 13 Elect Finn Helge Lund Mgmt For For For 14 Elect Hannu Ryopponen Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Cancellation of Shares Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Charitable Donations Mgmt For For For 19 Amendments to Articles Regarding Mgmt For For For Language of Annual Reports 20 Amendments to Articles Regarding Mgmt For For For Language of General Meetings 21 Amendments to Remuneration Principles Mgmt For For For 22 Shareholder Proposal Regarding ShrHldr Against Against For Financial Information in Notice of Meeting 23 Shareholder Proposal Regarding ShrHldr Against Against For Presentation of Financial Information 24 Shareholder Proposal Regarding Access ShrHldr Against Against For to Financial Information 25 Shareholder Proposal Regarding ShrHldr Against Against For Refreshments at Annual General Meetings ---------------------------------------------------------------------------------------------------------- NOVOZYMES A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS NZYM'B CINS K7317J133 02/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Amendments to Articles Regarding Mgmt For For For Corporate Language 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Elect Henrik Gurtler Mgmt For Abstain Against 11 Elect Agnete Raaschou-Nielsen Mgmt For For For 12 Elect Lena Olving Mgmt For For For 13 Elect Jorgen Buhl Rasmussen Mgmt For For For
14 Elect Mathias Uhlen Mgmt For For For 15 Elect Lars Green Mgmt For For For 16 Appointment of Auditor Mgmt For Against Against 17 SHP Regarding Meeting Notice ShrHldr Against Against For 18 SHP Regarding Meal ShrHldr Against Against For 19 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- NSK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6471 CINS J55505101 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Norio Ohtsuka Mgmt For For For 3 Elect Toshihiro Uchiyama Mgmt For For For 4 Elect Masahide Matsubara Mgmt For For For 5 Elect Naoki Mitsue Mgmt For For For 6 Elect Hideyuki Shibamoto Mgmt For For For 7 Elect Shigeyuki Suzuki Mgmt For For For 8 Elect Saimon Nogami Mgmt For For For 9 Elect Tatsuo Ichikawa Mgmt For For For 10 Elect Kazuo Suzuki Mgmt For For For 11 Elect Yukio Obara Mgmt For For For 12 Elect Kazuaki Kama Mgmt For For For 13 Elect Ichiroh Tai Mgmt For For For 14 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- NTT DATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9613 CINS J59386102 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Dividends Mgmt For For For 3 Elect Yoh Homma Mgmt For Against Against 4 Elect Yukio Okamoto Mgmt For For For 5 Elect Yukio Ishijima as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- NTT DOCOMO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CINS J59399121 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Dividends Mgmt For For For 3 Elect Kaoru Katoh Mgmt For Against Against
4 Elect Kazuhiro Yoshizawa Mgmt For For For 5 Elect Yoshikiyo Sakai Mgmt For For For 6 Elect Akira Terasaki Mgmt For For For 7 Elect Seizoh Onoe Mgmt For For For 8 Elect Hirotaka Satoh Mgmt For For For 9 Elect Kazuhiro Takagi Mgmt For For For 10 Elect Hiroyasu Asami Mgmt For For For 11 Elect Shohji Sutoh Mgmt For For For 12 Elect Kiyohiro Ohmatsuzawa Mgmt For For For 13 Elect Toshiki Nakayama Mgmt For For For 14 Elect Hajime Kii Mgmt For For For 15 Elect Makoto Tani Mgmt For For For 16 Elect Teruyasu Murakami Mgmt For For For 17 Elect Takashi Nakamura Mgmt For For For 18 Elect Tohru Kobayashi Mgmt For For For 19 Elect Toshimune Okihara Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- NTT URBAN DEVELOPMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8933 CINS J5940Z104 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sadao Maki Mgmt For Against Against 4 Elect Yoshiharu Nishimura Mgmt For For For 5 Elect Satoshi Shinoda Mgmt For For For 6 Elect Kazuhiro Hasegawa Mgmt For For For 7 Elect Shiroh Nakahara Mgmt For For For 8 Elect Masayuki Kusumoto Mgmt For For For 9 Elect Akiyoshi Kitamura Mgmt For For For 10 Elect Kanya Shiokawa Mgmt For For For 11 Elect Masaki Mitsumura Mgmt For For For 12 Elect Akira Komatsu Mgmt For For For 13 Elect Shigehito Katsuki Mgmt For For For 14 Elect Yoshihito Kichijoh Mgmt For For For 15 Elect Koh Ikeda Mgmt For For For 16 Elect Mitsuhiro Watanabe Mgmt For For For 17 Elect Hisako Katoh Mgmt For For For 18 Elect Shinji Kume Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- NWS HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 659 CINS G66897110 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Revised Annual Cap for the Existing Mgmt For For For NWD Master Services Agreement 4 New CTF Enterprises Master Services Mgmt For For For Agreement 5 New NWD Master Services Agreement Mgmt For For For 6 New DOO Master Services Agreement Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- NWS HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 659 CINS G66897110 11/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect TSANG Yam Pui Mgmt For Against Against 6 Elect Gerald TO Hin Tsun Mgmt For Against Against 7 Elect Dominic LAI Mgmt For Against Against 8 Elect Gordon KWONG Che Keung Mgmt For Against Against 9 Elect Abraham SHEK Lai Him Mgmt For Against Against 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For Against Against 15 Amendments to Bye-Laws Mgmt For For For 16 Adoption of New Bye-Laws Mgmt For For For ---------------------------------------------------------------------------------------------------------- OBAYASHI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 1802 CINS J59826107 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeo Ohbayashi Mgmt For Against Against 4 Elect Tohru Shiraishi Mgmt For For For 5 Elect Tadahiko Noguchi Mgmt For For For 6 Elect Makoto Kanai Mgmt For For For 7 Elect Shohzoh Harada Mgmt For For For 8 Elect Makoto Kishida Mgmt For For For 9 Elect Akihisa Miwa Mgmt For For For 10 Elect Kenichi Shibata Mgmt For For For 11 Elect Nao Sugiyama Mgmt For For For 12 Elect Shinichi Ohtake Mgmt For For For 13 Elect Masaru Mizuno Mgmt For For For 14 Elect Yasutaka Kakiuchi Mgmt For For For 15 Elect Hiroshi Murao Mgmt For For For
---------------------------------------------------------------------------------------------------------- OCI N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCI CINS N6667A111 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports;Allocation of Mgmt For For For Profits/Dividends 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Executive Directors' Mgmt For For For Acts 7 Ratification of Non-Executive Mgmt For For For Directors' Acts 8 Elect Robert-Jan van de Kraats to the Mgmt For For For Board of Directors 9 Elect Jerome Guiraud to the Board of Mgmt For For For Directors 10 Remuneration Policy Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Supress Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ODAKYU ELECTRIC RAILWAY CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9007 CINS J59568139 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yorihiko Ohsuga Mgmt For Against Against 5 Elect Toshimitsu Yamaki Mgmt For For For 6 Elect Kazuyoshi Arai Mgmt For For For 7 Elect Osamu Kaneda Mgmt For For For 8 Elect Mikio Ogawa Mgmt For For For 9 Elect Yasuyuki Asahi Mgmt For For For 10 Elect Kohji Hoshino Mgmt For For For 11 Elect Ichiroh Kaneko Mgmt For For For 12 Elect Hiroyuki Dakiyama Mgmt For For For 13 Elect Tomijiroh Morita Mgmt For For For 14 Elect Michinobu Fujinami Mgmt For For For 15 Elect Izumi Amano Mgmt For For For 16 Elect Yoshihiko Shimooka Mgmt For For For 17 Elect Jun Koyanagi Mgmt For For For
---------------------------------------------------------------------------------------------------------- OJI HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 3861 CINS J6031N109 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuhisa Shinoda Mgmt For Against Against 3 Elect Kiyotaka Shindoh Mgmt For For For 4 Elect Susumu Yajima Mgmt For For For 5 Elect Takeshi Azuma Mgmt For For For 6 Elect Ryohji Watari Mgmt For For For 7 Elect Kazuo Fuchigami Mgmt For For For 8 Elect Genmei Shimamura Mgmt For For For 9 Elect Yoshiki Koseki Mgmt For For For 10 Elect Hidehiko Aoyama Mgmt For For For 11 Elect Masatoshi Kaku Mgmt For For For 12 Elect Osamu Akiyama Mgmt For For For 13 Elect Michihiro Nara Mgmt For For For 14 Elect Mikinao Kitada as Statutory Mgmt For For For Auditor 15 Renewal of Takeover Defense Plan Mgmt For Against Against 16 Shareholder Proposal Regarding ShrHldr Against Against For Limitation on Director Compensation ---------------------------------------------------------------------------------------------------------- OLAM INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS O32 CINS Y6421B106 10/30/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Rangareddy Jayachandran Mgmt For For For 4 Elect Robert M. Tomlin Mgmt For For For 5 Elect Jean-Paul Pinard Mgmt For For For 6 Elect Sunny G. Verghese Mgmt For For For 7 Directors' Fees Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Authority to Issue Shares under Olam Mgmt For For For Employee Share Option Scheme 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares under Olam Mgmt For For For Scrip Dividend Scheme
---------------------------------------------------------------------------------------------------------- OLD MUTUAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS OML CINS G67395114 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Zoe Cruz Mgmt For For For 4 Elect Adiba Ighodaro Mgmt For For For 5 Elect Nkosana Moyo Mgmt For For For 6 Elect Mike Arnold Mgmt For For For 7 Elect Alan Gillespie Mgmt For For For 8 Elect Danuta Gray Mgmt For For For 9 Elect Reuel Khoza Mgmt For For For 10 Elect Roger Marshall Mgmt For For For 11 Elect Nku Nyembezi-Heita Mgmt For For For 12 Elect Patrick O'Sullivan Mgmt For For For 13 Elect Julian V.F. Roberts Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Remuneration Policy (Binding) Mgmt For For For 17 Remuneration Report (Advisory) Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Contingent Purchase Contracts Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- OLYMPUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7733 CINS J61240107 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital and Earned Mgmt For For For Reserves 3 Elect Yasuyuki Kimoto Mgmt For For For 4 Elect Hiroyuki Sasa Mgmt For For For 5 Elect Hideaki Fujizuka Mgmt For For For 6 Elect Yasuo Takeuchi Mgmt For For For 7 Elect Shigeo Hayashi Mgmt For For For 8 Elect Takuya Gotoh Mgmt For For For 9 Elect Shiroh Hiruta Mgmt For For For 10 Elect Sumitaka Fujita Mgmt For For For 11 Elect Motoyoshi Nishikawa Mgmt For For For 12 Elect Hikari Imai Mgmt For For For 13 Elect Kiyotaka Fujii Mgmt For For For 14 Elect Keiko Unotoro Mgmt For For For 15 Elect Masaru Katoh Mgmt For For For 16 Renewal of Takeover Defense Plan Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- OMRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6645 CINS J61374120 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Fumio Tateishi Mgmt For For For 4 Elect Yoshihito Yamada Mgmt For For For 5 Elect Yoshinori Suzuki Mgmt For For For 6 Elect Akio Sakumiya Mgmt For For For 7 Elect Kohji Nitto Mgmt For For For 8 Elect Kazuhiko Toyama Mgmt For For For 9 Elect Eizoh Kobayashi Mgmt For For For 10 Elect Tohru Watanabe as Alternate Mgmt For For For Statutory Auditor 11 Bonus Mgmt For For For 12 Bonus Plan Linked to Medium-Term Mgmt For For For Performance ---------------------------------------------------------------------------------------------------------- OMV AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OMV CINS A51460110 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Long Term Incentive Plan 2014 Mgmt For For For 8 Matching Share Plan Mgmt For For For 9 Elect Murtadha Al Hashmi Mgmt For Against Against 10 Elect Alyazia Al Kuwaiti Mgmt For For For 11 Elect Wolfgang C.G. Berndt Mgmt For For For 12 Elect Elif Bilgi-Zapparoli Mgmt For Against Against 13 Elect Helmut Draxler Mgmt For For For 14 Elect Roy A. Franklin Mgmt For For For 15 Elect Rudolf Kemler Mgmt For Against Against 16 Elect Wolfram Littich Mgmt For For For 17 Elect Herbert Stepic Mgmt For Against Against 18 Elect Herbert Werner Mgmt For For For 19 Increase in Authorized Capital for Mgmt For For For Employee Incentive Plans
---------------------------------------------------------------------------------------------------------- ONO PHARMACEUTICAL COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4528 CINS J61546115 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Gyoh Sagara Mgmt For For For 4 Elect Hiroshi Awata Mgmt For For For 5 Elect Kei Sano Mgmt For For For 6 Elect Kazuhito Kawabata Mgmt For For For 7 Elect Shinji Fujiyoshi Mgmt For For For 8 Elect Isao Ono Mgmt For For For 9 Elect Daikichi Fukushima Mgmt For For For 10 Elect Yutaka Kato Mgmt For For For 11 Elect Jun Kurihara Mgmt For For For 12 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- OPAP S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPAP CINS X3232T104 11/07/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Greece FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election of Directors; Board Size Mgmt For Against Against 5 Election of Audit Committee Members Mgmt For For For 6 Board Transactions Mgmt For For For 7 Approve Remuneration of Kamil Zeigler Mgmt For For For (Chairman/CEO) 8 Approve Remuneration of Michel Houst Mgmt For For For (Executive Director) ---------------------------------------------------------------------------------------------------------- ORACLE CORPORATION JAPAN TICKER SECURITY ID: MEETING DATE MEETING STATUS 4716 CINS J6165M109 08/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Takao Endoh Mgmt For For For 2 Elect Shigeru Nosaka Mgmt For For For 3 Elect Derek H. Williams Mgmt For Against Against 4 Elect John L. Hall Mgmt For Against Against 5 Elect Eric R. Ball Mgmt For Against Against 6 Elect Gregory R. Davis Mgmt For Against Against 7 Elect Satoshi Ohgishi Mgmt For For For 8 Elect Shuhei Murayama Mgmt For For For 9 Equity Compensation Plan Mgmt For For For
---------------------------------------------------------------------------------------------------------- ORANGE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ORA CINS F6866T100 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Stephane Richard Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect Patrice Brunet Mgmt N/A Abstain N/A 11 Elect Jean-Luc Burgain Mgmt N/A For N/A 12 Directors' Fees Mgmt For For For 13 Remuneration of Stephane Richard, Mgmt For Against Against Chairman and CEO 14 Remuneration of Gervais Pellissier, Mgmt For Against Against Deputy CEO 15 Authority to Repurchase Shares Mgmt For For For 16 Amend Article 15 Mgmt For For For 17 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 18 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- ORICA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 01/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Russell R. Caplan Mgmt For For For 3 Re-elect Ian D. Cockerill Mgmt For Against Against 4 Re-elect LIM Chee Onn Mgmt For For For 5 Elect Maxine Brenner Mgmt For For For 6 Elect Alberto Calderon Mgmt For For For 7 Elect Gene T. Tilbrook Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Equity Grant (MD/CEO Ian Smith) Mgmt For For For 10 Renew Partial Takeover Provisions Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- ORIENT OVERSEAS INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 0316 CINS G67749153 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Andrew TUNG Lieh Cheung Mgmt For For For 6 Elect Philip CHOW Yiu Wah Mgmt For For For 7 Elect Simon Murray Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- ORIENTAL LAND COMPANY LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4661 CINS J6174U100 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tetsuo Suda as Statutory Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- ORIGIN ENERGY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ORG CINS Q71610101 10/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Bruce W D Morgan Mgmt For For For 3 Re-elect Gordon Cairns Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Renew Proportional Takeover Provisions Mgmt For For For
---------------------------------------------------------------------------------------------------------- ORION OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS ORNBV CINS X6002Y112 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Amendments to Articles Regarding Mgmt For For For Publishing of Notice of Meeting 17 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ORIX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8591 CINS J61933123 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Makoto Inoue Mgmt For For For 3 Elect Haruyuki Urata Mgmt For For For 4 Elect Tamio Umaki Mgmt For For For 5 Elect Kazuo Kojima Mgmt For For For 6 Elect Yoshiyuki Yamaya Mgmt For For For 7 Elect Katsunobu Kamei Mgmt For For For 8 Elect Hideaki Takahashi Mgmt For For For 9 Elect Takeshi Sasaki Mgmt For For For 10 Elect Eiko Tsujiyama Mgmt For For For 11 Elect Robert Feldman Mgmt For For For 12 Elect Takeshi Niinami Mgmt For For For 13 Elect Nobuaki Usui Mgmt For For For 14 Elect Ryuji Yasuda Mgmt For For For ---------------------------------------------------------------------------------------------------------- ORKLA ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS ORK CINS R67787102 04/10/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Opening of Meeting; Election of Mgmt For TNA N/A Presiding Chairman 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividend 7 Remuneration Guidelines Mgmt For TNA N/A 8 Equity Compensation Plan Mgmt For TNA N/A 9 Authority to Repurchase Shares and Mgmt For TNA N/A Issue Treasury Shares 10 Authority to Reduce Share Capital Mgmt For TNA N/A 11 Authority to Set Notice Period at 14 Mgmt For TNA N/A Days 12 Elect Stein Erik Hagen Mgmt For TNA N/A 13 Elect Grace Reksten Skaugen Mgmt For TNA N/A 14 Elect Jo Lunder Mgmt For TNA N/A 15 Elect Ingrid Jonasson Blank Mgmt For TNA N/A 16 Elect Lisbeth Valther Pallesen Mgmt For TNA N/A 17 Elect Lars Dahlgren Mgmt For TNA N/A 18 Elect Nils Selte Mgmt For TNA N/A 19 Elect Stein Erik Hagen as Chairman of Mgmt For TNA N/A the Board 20 Elect Grace Reksten Skaugen as Vice Mgmt For TNA N/A Chairman 21 Election of Leiv Askvig Mgmt For TNA N/A 22 Election of Anders Christian Stray Mgmt For TNA N/A Ryssdal 23 Election of Karin Bing Orgland Mgmt For TNA N/A 24 Election of Anders Christian Stray Mgmt For TNA N/A Ryssdal as Chairman of the Nomination Committee 25 Directors' Fees Mgmt For TNA N/A 26 Authority to Set Auditor's Fees Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- OSAKA GAS CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9532 CINS J62320114 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Ozaki Mgmt For Against Against 4 Elect Masato Kitamae Mgmt For For For 5 Elect Takehiro Honjoh Mgmt For For For 6 Elect Hirofumi Kyutoku Mgmt For For For 7 Elect Hidetaka Matsuzaka Mgmt For For For 8 Elect Kenji Ikejima Mgmt For For For 9 Elect Masaki Fujita Mgmt For For For 10 Elect Yasuo Ryohki Mgmt For For For 11 Elect Tesuo Setoguchi Mgmt For For For 12 Elect Kazuhisa Yano Mgmt For For For 13 Elect Eiichi Inamura Mgmt For For For 14 Elect Shunzoh Morishita Mgmt For For For 15 Elect Hideo Miyahara Mgmt For For For 16 Elect Yohko Kimura as Statutory Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------- OSRAM LICHT AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OSR CINS D5963B113 02/27/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Elect Peter Bauer Mgmt For TNA N/A 12 Elect Christine Bortenlanger Mgmt For TNA N/A 13 Elect Roland Busch Mgmt For TNA N/A 14 Elect Joachim Faber Mgmt For TNA N/A 15 Elect Lothar Frey Mgmt For TNA N/A 16 Elect Frank H. Lakerveld Mgmt For TNA N/A 17 Remuneration Report Mgmt For TNA N/A 18 Supervisory Board Members' Fees Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- OTSUKA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4768 CINS J6243L107 03/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For ---------------------------------------------------------------------------------------------------------- OTSUKA HOLDINGS CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4578 CINS J63117105 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Akihiko Ohtsuka Mgmt For For For 4 Elect Ichiroh Ohtsuka Mgmt For For For 5 Elect Tatsuo Higuchi Mgmt For For For 6 Elect Atsumasa Makise Mgmt For For For 7 Elect Yoshiroh Matsuo Mgmt For For For 8 Elect Sadanobu Tobe Mgmt For For For
9 Elect Tatsuroh Watanabe Mgmt For For For 10 Elect Yasuyuki Hirotomi Mgmt For For For 11 Elect Junichi Kawaguchi Mgmt For For For 12 Elect Tadaaki Kohnose Mgmt For For For 13 Elect Takaharu Imai Mgmt For Against Against 14 Elect Akihito Nakai Mgmt For For For 15 Elect Kenichi Yahagi Mgmt For For For 16 Elect Hiroshi Sugawara Mgmt For For For ---------------------------------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect CHEONG Choong Kong Mgmt For For For 5 Elect LEE Seng Wee Mgmt For Against Against 6 Elect TEH Kok Peng Mgmt For For For 7 Elect TAN Ngiap Joo Mgmt For For For 8 Elect WEE Joo Yeow Mgmt For For For 9 Elect Samuel N. Tsien Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Authority to Issue Bonus Shares to Mgmt For For For Non-Executive Directors 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Grant Awards and Issue Mgmt For For For Shares under the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 17 Authority to Issue Shares under the Mgmt For For For OCBC Scrip Dividend Scheme 18 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Authority to Repurchase Shares Mgmt For For For 2 Renewal of OCBC Employee Share Mgmt For For For Purchase Plan 3 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- PANASONIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6752 CINS J6354Y104 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shusaku Nagae Mgmt For Against Against 3 Elect Masayuki Matsushita Mgmt For For For 4 Elect Kazuhiro Tsuga Mgmt For For For 5 Elect Yoshihiko Yamada Mgmt For For For 6 Elect Kazunori Takami Mgmt For For For 7 Elect Hideaki Kawai Mgmt For For For 8 Elect Yoshiyuki Miyabe Mgmt For For For 9 Elect Tamio Yoshioka Mgmt For For For 10 Elect Takashi Tohyama Mgmt For For For 11 Elect Mamoru Yoshida Mgmt For For For 12 Elect Tsuyoshi Nomura Mgmt For For For 13 Elect Ikuo Uno Mgmt For Against Against 14 Elect Masayuki Oku Mgmt For For For 15 Elect Hiroko Ohta Mgmt For For For 16 Elect Yoshio Itoh Mgmt For For For 17 Elect Jun Ishii Mgmt For For For 18 Elect Mototsugu Satoh Mgmt For For For 19 Elect Yoshio Satoh Mgmt For For For 20 Elect Toshio Kinoshita Mgmt For For For 21 Directors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- PARGESA HOLDING SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PARG CINS H60477207 05/06/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Elect Marc-Henri Chaudet Mgmt For TNA N/A 5 Elect Bernard Daniel Mgmt For TNA N/A 6 Elect Amaury de Seze Mgmt For TNA N/A 7 Elect Victor Delloye Mgmt For TNA N/A 8 Elect Andre Desmarais Mgmt For TNA N/A 9 Elect Paul Desmarais, Jr. Mgmt For TNA N/A 10 Elect Albert Frere Mgmt For TNA N/A 11 Elect Cedric Frere Mgmt For TNA N/A 12 Elect Gerald Frere Mgmt For TNA N/A 13 Elect Segolene Gallienne Mgmt For TNA N/A 14 Elect Michel Pebereau Mgmt For TNA N/A 15 Elect Michel Plessis-Belair Mgmt For TNA N/A
16 Elect Gilles Samyn Mgmt For TNA N/A 17 Elect Arnaud Vial Mgmt For TNA N/A 18 Elect Barbara Kux Mgmt For TNA N/A 19 Elect Paul Desmarais III Mgmt For TNA N/A 20 Elect Paul Desmarais Jr as Chairman Mgmt For TNA N/A 21 Elect Bernard Daniel as Compensation Mgmt For TNA N/A Committee Member 22 Elect Barbara Kux as Compensation Mgmt For TNA N/A Committee Member 23 Elect Amaury de Seze as Compensation Mgmt For TNA N/A Committee Member 24 Elect Michel Plessis-Belair as Mgmt For TNA N/A Compensation Committee Member 25 Elect Gilles Samyn as Compensation Mgmt For TNA N/A Committee Member 26 Appointment of Independent Proxy Mgmt For TNA N/A 27 Appointment of Auditor Mgmt For TNA N/A 28 Increase in Authorized Capital Mgmt For TNA N/A 29 Transaction of Other Business Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- PARK 24 CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4666 CINS J63581102 01/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohichi Nishikawa Mgmt For Against Against 4 Elect Kenichi Sasaki Mgmt For For For 5 Elect Norifumi Kawakami Mgmt For For For 6 Elect Keisuke kawaasaki Mgmt For For For 7 Elect Seishi Uenishi Mgmt For For For 8 Elect Tsunekazu Takeda Mgmt For Against Against 9 Retirement Allowances for Director(s) Mgmt For Against Against and Statutory Auditor(s) 10 Special Allowances for Director(s) and Mgmt For Against Against Statutory Auditor(s)
---------------------------------------------------------------------------------------------------------- PARTNERS GROUP HOLDING TICKER SECURITY ID: MEETING DATE MEETING STATUS PGHN CINS H6120A101 05/15/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Authority to Repurchase Shares Mgmt For TNA N/A 6 Executive Remuneration; Board Fees Mgmt For TNA N/A (2014) 7 Executive Remuneration; Board Fees Mgmt For TNA N/A (2015) 8 Ratification of Board and Management Mgmt For TNA N/A Acts 9 Elect Peter Wuffli Mgmt For TNA N/A 10 Elect Alfred Gantner Mgmt For TNA N/A 11 Elect Marcel Erni Mgmt For TNA N/A 12 Elect Urs Wietlisbach Mgmt For TNA N/A 13 Elect Steffen Meister Mgmt For TNA N/A 14 Elect Charles Dallara Mgmt For TNA N/A 15 Elect Eric Strutz Mgmt For TNA N/A 16 Elect Patrick Ward Mgmt For TNA N/A 17 Elect Wolfgang Zurcher Mgmt For TNA N/A 18 Elect Wolfgang Zurcher as Nomination Mgmt For TNA N/A and Compensation Committee Member 19 Elect Peter Wuffli as Nomination and Mgmt For TNA N/A Compensation Committee Member 20 Elect Steffen Meister as Nomination Mgmt For TNA N/A and Compensation Committee Member 21 Appointment of Independent Proxy Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Transaction of Other Business Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- PCCW LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0008 CINS Y6802P120 02/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------- PCCW LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0008 CINS Y6802P120 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Susanna HUI Hon Hing Mgmt For For For 6 Elect Robert LEE Chi Hong Mgmt For For For 7 Elect LI Fushen Mgmt For For For 8 Elect LI Gang Mgmt For Against Against 9 Elect David WEI Zhe Mgmt For For For 10 Elect David Christopher CHANCE Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For Against Against 16 Adoption of Share Option Scheme Mgmt For Against Against 17 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- PCCW LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0008 CINS Y6802P120 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Disposal Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSON CINS G69651100 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect David Arculus Mgmt For For For 4 Elect Vivienne Cox Mgmt For For For 5 Elect John Fallon Mgmt For For For 6 Elect Robin Freestone Mgmt For For For 7 Elect Kenneth Hydon Mgmt For For For 8 Elect S. Joshua Lewis Mgmt For For For 9 Elect Glen R. Moreno Mgmt For For For 10 Elect Linda Koch Lorimer Mgmt For For For 11 Elect Harish M. Manwani Mgmt For For For 12 Remuneration Policy (Binding) Mgmt For For For 13 Remuneration Report (Advisory) Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights
17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 20 Renew Worldwide Save for Shares Plan Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- PERNOD RICARD SA TICKER SECURITY ID: MEETING DATE MEETING STATUS RI CINS F72027109 11/06/2013 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non Mgmt For For For Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Daniele Ricard Mgmt For For For 9 Elect Laurent Burelle Mgmt For For For 10 Elect Michel Chambaud Mgmt For For For 11 Elect Representative of Societe Paul Mgmt For Abstain Against Ricard 12 Elect Anders Narvinger Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Remuneration of Daniele Ricard, Mgmt For For For Chairman of the Board 15 Remuneration of Pierre Pringuet, Vice Mgmt For For For Chairman of the Board and CEO 16 Remuneration of Alexandre Ricard, Mgmt For For For Deputy CEO 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Cancel Shares and Reduce Mgmt For For For Capital 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 21 Greenshoe Mgmt For For For 22 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 23 Authority to Increase Capital in Case Mgmt For For For of Exchange Offer 24 Authority to Issue Debt Instruments Mgmt For For For
25 Authority to Increase Capital Through Mgmt For For For Capitalizations 26 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 27 Amendments to Articles Mgmt For For For 28 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- PERSIMMON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSN CINS G70202109 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For Against Against 3 Remuneration Report (Advisory) Mgmt For Against Against 4 Elect Nicholas Wrigley Mgmt For For For 5 Elect Jeff Fairburn Mgmt For For For 6 Elect Mike Killoran Mgmt For For For 7 Elect Nigel Greenaway Mgmt For For For 8 Elect David Jenkinson Mgmt For For For 9 Elect Richard Pennycook Mgmt For For For 10 Elect Jonathan Davie Mgmt For For For 11 Elect Mark Preston Mgmt For For For 12 Elect Marion Sears Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Return of Capital Mgmt For For For 15 Related Party Transactions (Nigel Mgmt For For For Greenaway) 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Period at 14 days 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- PETROFAC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS PFC CINS G7052T101 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Remuneration Report (Advisory) Mgmt For For For 5 Elect Kathleen Hogenson Mgmt For For For 6 Elect Norman Murray Mgmt For For For 7 Elect Thomas Thune Andersen Mgmt For For For 8 Elect Stefano Cao Mgmt For For For
9 Elect Roxanne Decyk Mgmt For For For 10 Elect Rene Medori Mgmt For For For 11 Elect Rijnhard van Tets Mgmt For For For 12 Elect Ayman Asfari Mgmt For For For 13 Elect Marwan Chedid Mgmt For For For 14 Elect Tim Weller Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Performance Share Plan Mgmt For For For 22 Deferred Bonus Share Plan Mgmt For For For 23 Share Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- PIRELLI & C. S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PC CINS T76434199 06/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Board Size Mgmt For For For 5 Board Term Length Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 List presented by Camfin S.p.A. Mgmt For N/A N/A 8 List Presented by Group of Mgmt For For For Shareholders Representing 1.3% of the Company's Share Capital 9 Directors' Fees Mgmt For For For 10 Remuneration Report Mgmt For For For 11 Long Term Incentive Plan Mgmt For For For 12 Authority to Repurchase and Reissue Mgmt For For For Shares ---------------------------------------------------------------------------------------------------------- POHJOLA PANKKI OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS POH1S CINS X5942F340 03/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends; Mgmt For For For Charitable Donation 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 17 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- PORTUGAL TELECOM SGPS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PTC CINS X6769Q104 03/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capital Increase and Asset Contribution Mgmt For For For ---------------------------------------------------------------------------------------------------------- PORTUGAL TELECOM SGPS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PTC CINS X6769Q104 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Portugal FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board and Supervisory Mgmt For For For Council Acts 6 Authority to Trade in Company Stock Mgmt For For For 7 Authority to Issue Debt Instruments Mgmt For For For 8 Authority to Trade in Company Debt Mgmt For For For Instruments 9 Remuneration Policy Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 0006 CINS Y7092Q109 01/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Spin-off Mgmt For For For ---------------------------------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 0006 CINS Y7092Q109 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Canning K.N. Fok Mgmt For Against Against 6 Elect Andrew John Hunter Mgmt For For For 7 Elect Albert IP Yuk Keung Mgmt For For For 8 Elect Victor LI Tzar Kuoi Mgmt For Against Against 9 Elect Charles TSAI Chao Chung Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- PROSIEBENSAT.1 MEDIA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS PSM CINS D6216S143 06/26/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Elect Lawrence Aidem Mgmt For TNA N/A
12 Elect Antoinette P Aris Mgmt For TNA N/A 13 Elect Werner Brandt Mgmt For TNA N/A 14 Elect Adam Cahan Mgmt For TNA N/A 15 Elect Stefan Dziarski Mgmt For TNA N/A 16 Elect Philipp Freise Mgmt For TNA N/A 17 Elect Marion Helmes Mgmt For TNA N/A 18 Elect Erik Adrianus Hubertus Huggers Mgmt For TNA N/A 19 Elect Harald Wiedmann Mgmt For TNA N/A 20 Supervisory Board Members' Fees Mgmt For TNA N/A 21 Increase in Authorized Capital Mgmt For TNA N/A 22 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments 23 Increase in Conditional Capital Mgmt For TNA N/A 24 Amendments to Articles Mgmt For TNA N/A 25 Amendment to Control Agreement with Mgmt For TNA N/A ProSiebenSat.1 Produktion GmbH 26 Amendment to Control Agreement with Mgmt For TNA N/A maxdome GmbH 27 Amendment to Control Agreement with Mgmt For TNA N/A Seven Scores Musikverlag GmbH 28 Amendment to Control Agreement with Mgmt For TNA N/A 29 Amendment to Control Agreement with Mgmt For TNA N/A PSH Entertainment GmbH 30 Amendment to Control Agreement with Mgmt For TNA N/A ProSiebenSat.1 Digital & Adjacent GmbH 31 Amendment to Profit-and-Loss Transfer Mgmt For TNA N/A Agreement with 9Live Fernsehen GmbH 32 Amendment to Control Agreement with Mgmt For TNA N/A ProSiebenSat.1 Erste Verwaltungsgesellschaft mbH 33 Amendment to Control Agreement with Mgmt For TNA N/A SevenOne Brands GmbH 34 Amendment to Control Agreement with Mgmt For TNA N/A P7S1 Erste SBS Holding GmbH 35 Amendment to Control Agreement with Mgmt For TNA N/A P7S1 Zweite SBS Holding GmbH 36 Amendment to Control Agreement with Mgmt For TNA N/A ProSiebenSat.1 Applications GmbH 37 Amendment to Control Agreement with Mgmt For TNA N/A Red Arrow Entertainment Group GmbH 38 Amendment to Control Agreement with Mgmt For TNA N/A ProSiebenSat.1 TV Deutschland GmbH
39 Amendment to Control Agreement with Mgmt For TNA N/A ProSiebenSat.1 Achte Verwaltungsgesellschaft mbH 40 Amendment to Profit-and-Loss Transfer Mgmt For TNA N/A Agreement with PSH Entertainment GmbH 41 Amendment to Profit-and-Loss Transfer Mgmt For TNA N/A Agreement with ProSiebenSat.1 Digital & Adjacent GmbH 42 Amendment to Control Agreement with Mgmt For TNA N/A ProSiebenSat.1 Vierzehnte Verwaltungsgesellschaft mbH 43 Amendment to Control Agreement with Mgmt For TNA N/A ProSiebenSat.1 Funfzehnte Verwaltungsgesellschaft mbH 44 Amendment to Control Agreement with Mgmt For TNA N/A SevenVentures GmbH 45 Amendment to Control Agreement with Mgmt For TNA N/A 9Live Fernsehen GmbH ---------------------------------------------------------------------------------------------------------- PROSIEBENSAT.1 MEDIA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS PSM CINS D6216S101 07/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Special Resolution for Preference Mgmt For For For Shareholders: Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital 5 Special Resolution for Preference Mgmt For For For Shareholders: Conversion of Preference Shares ---------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CINS G72899100 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Remuneration Report (Advisory) Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Pierre-Olivier Bouee Mgmt For For For 7 Elect Jackie Hunt Mgmt For For For 8 Elect Anthony J. L. Nightingale Mgmt For Against Against 9 Elect Alice Shroeder Mgmt For For For 10 Elect Howard J. Davies Mgmt For For For 11 Elect Ann Godbehere Mgmt For For For 12 Elect Alexander Johnston Mgmt For For For 13 Elect Paul Manduca Mgmt For For For 14 Elect Michael G. A. McLintock Mgmt For For For 15 Elect Kaikhushru Nargolwala Mgmt For For For 16 Elect Nic Nicandrou Mgmt For For For 17 Elect Philip Remnant Mgmt For For For 18 Elect Barry Stowe Mgmt For For For 19 Elect Tidjane Thiam Mgmt For For For 20 Elect Lord Andrew Turnbull Mgmt For For For 21 Elect Michael A. Wells Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Authority to Set Auditor's Fees Mgmt For For For 24 Authorisation of Political Donations Mgmt For For For 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Authority to Issue Repurchased Shares Mgmt For For For W/ Preemptive Rights 27 Authority to Issue Preference Shares Mgmt For For For 28 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 29 Authority to Repurchase Shares Mgmt For For For 30 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- PRYSMIAN S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRY CINS T7630L105 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Elect Massimo Battaini Mgmt For For For 3 Authority to Repurchase and Reissue Mgmt For For For Shares 4 Long-Term Incentive Plan 2014-2016 Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights to Service Incentive Plan 7 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- PUBLICIS GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PUB CINS F7607Z165 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Related Party Transaction (BNP Paribas) Mgmt For For For 9 Related Party Transaction (Societe Mgmt For For For Generale) 10 Elect Claudine Bienaime Mgmt For Against Against 11 Elect Michel Halperin Mgmt For For For 12 Supervisory Board Members' Fees Mgmt For For For 13 Remuneration of Maurice Levy, CEO Mgmt For Against Against 14 Remuneration of Jean-Michel Etienne, Mgmt For For For Jean-Yves Naouri and Kevin Roberts, Executives 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 17 Authority to Issue Shares and Mgmt For For For Convertible Securities w/o Preemptive Rights 18 Authority to Issue Shares and Mgmt For For For Convertible Securities Through Private Placement 19 Authority to Increase Capital Through Mgmt For For For Capitalizations 20 Authority to Increase Capital in Case Mgmt For For For of Exchange Offer 21 Greenshoe Mgmt For For For 22 Authority to Issue Restricted Shares Mgmt For Against Against 23 Employee Stock Purchase Plan Mgmt For For For 24 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 25 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- QANTAS AIRWAYS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS QAN CINS Q77974105 10/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Leigh Clifford Mgmt For For For 3 Re-elect Paul Rayner Mgmt For For For 4 Elect Maxine Brenner Mgmt For For For 5 Elect Jacqueline Hey Mgmt For For For 6 Approve Increase in NEDs' Fee Cap Mgmt For For For 7 Equity Grant (MD/CEO Alan Joyce) Mgmt For For For 8 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- QBE INSURANCE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS QBE CINS Q78063114 04/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (CEO John Neal) Mgmt For For For 4 Elect Marty Becker Mgmt For For For 5 Elect Margaret Leung Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- QIAGEN N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS QGEN CINS N72482107 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect Werner Brandt Mgmt For For For 10 Elect Stephane Bancel Mgmt For For For 11 Elect Metin Colpan Mgmt For For For 12 Elect Manfred Karobath Mgmt For Against Against 13 Elect Lawrence A Rosen Mgmt For For For 14 Elect Elizabeth E. Tallett Mgmt For For For 15 Elect Elaine Mardis Mgmt For For For 16 Elect Peer Schatz Mgmt For For For 17 Elect Roland Sackers Mgmt For For For 18 Remuneration Policy Mgmt For For For 19 Supervisory Board Fees Mgmt For For For 20 Equity Grant to Supervisory Board Mgmt For For For Members 21 Appointment of Auditor Mgmt For For For
22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Suppress Preemptive Rights Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 2014 Stock Plan Mgmt For Against Against 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- RAIFFEISEN INTERNATIONAL BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS RIBH CINS A7111G104 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Supervisory Board Members' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Martin Schaller Mgmt For Against Against 10 Elect Kurt Geiger Mgmt For For For 11 Elect Bettina Selden Mgmt For For For 12 Increase in Authorized Capital Mgmt For Against Against 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Repurchase Shares for Mgmt For For For Securities Trading 15 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- RAKUTEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4755 CINS J64264104 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Hiroshi Mikitani Mgmt For Against Against 4 Elect Atsushi Kunishige Mgmt For For For 5 Elect Yoshihisa Yamada Mgmt For For For 6 Elect Masatada Kobayashi Mgmt For For For 7 Elect Tohru Shimada Mgmt For For For 8 Elect Akio Sugihara Mgmt For For For 9 Elect Kazunori Takeda Mgmt For For For 10 Elect Kentaroh Hyakuno Mgmt For For For 11 Elect Hiroaki Yasutake Mgmt For For For 12 Elect Charles B. Baxter Mgmt For For For
13 Elect Kohichi Kusano Mgmt For Against Against 14 Elect Ken Kutaragi Mgmt For For For 15 Elect Joshua G. James Mgmt For Against Against 16 Elect Hiroshi Fukino Mgmt For For For 17 Elect Jun Murai Mgmt For For For 18 Elect Masayuki Hosaka Mgmt For For For 19 Elect Hiroshi Takahashi as Alternate Mgmt For Against Against Statutory Auditor 20 Equity Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- RAMSAY HEALTH CARE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RHC CINS Q7982Y104 11/14/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Anthony J. Clark Mgmt For Against Against 4 Re-elect Peter J. Evans Mgmt For Against Against 5 Re-elect Bruce R. Soden Mgmt For Against Against 6 Equity Grant (MD/CEO Christopher Rex) Mgmt For For For 7 Equity Grant (Finance Director Bruce Mgmt For For For Soden) 8 Approve Increase in NEDs' Fee Cap Mgmt For For For ---------------------------------------------------------------------------------------------------------- RANDGOLD RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RRS CINS G73740113 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For Against Against 4 Remuneration Policy (Advisory -- Mgmt For For For Non-UK issuer) 5 Elect D. Mark Bristow Mgmt For For For 6 Elect Norborne P. Cole, Jr. Mgmt For For For 7 Elect Christopher Coleman Mgmt For For For 8 Elect Kadri Dagdelen Mgmt For For For 9 Elect Jemal-ud-din Kassum Mgmt For For For 10 Elect Jeanine Mabunda Lioko Mgmt For For For 11 Elect Andrew Quinn Mgmt For For For 12 Elect Graham Shuttleworth Mgmt For For For 13 Elect Karl Voltaire Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Increase in Authorised Capital Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Directors' Fees (Share Grants) Mgmt For For For
19 Directors' Fees (Increase Fee Cap) Mgmt For For For 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Scrip dividend Mgmt For For For 24 Electronic communications Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- RANDSTAD HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS RAND CINS N7291Y137 04/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect Chris Heutink to the Management Mgmt For For For Board 10 Elect Giovanna Kampouri Monnas Mgmt For For For 11 Elect Frank Dorjee Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Suppression of Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- RATOS AB TICKER SECURITY ID: MEETING DATE MEETING STATUS RATO CINS W72177111 03/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors and Appointment Mgmt For Against Against of Auditors 18 Nomination Committee Mgmt For For For 19 Remuneration Guidelines Mgmt For For For 20 Authority to Issue Call Options on Mgmt For For For Treasury Shares 21 Authority to Issue Treasury Shares for Mgmt For For For Employees 22 2014 Option Programme Mgmt For For For 23 Creation of New Share Class Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Issue Class B Shares w/ Mgmt For For For or w/o Preemptive Rights 26 Authority to Issue Class C Shares/and Mgmt For For For or Class D w/ or w/o Preemptive Rights 27 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- RECKITT BENCKISER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RB CINS G74079107 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For Against Against 3 Remuneration Report (Advisory) Mgmt For Against Against 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Adrian D.P. Bellamy Mgmt For For For 6 Elect Gerd Peter Harf Mgmt For For For 7 Elect Adrian Hennah Mgmt For For For 8 Elect Kenneth Hydon Mgmt For For For 9 Elect Rakesh Kapoor Mgmt For For For 10 Elect Andre Lacroix Mgmt For For For 11 Elect Judith A. Sprieser Mgmt For For For 12 Elect Warren G. Tucker Mgmt For For For 13 Elect Nicandro Durante Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Repurchase Shares Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- RED ELECTRICA CORPORACION, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS REE CINS E42807102 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Ratification of the Co-Option of Jose Mgmt For For For Angel Partearroyo Martin 7 Elect Socorro Fernandez Larrea Mgmt For For For 8 Elect Antonio Gomez Ciria Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Share Purchase Plan Mgmt For For For 11 Revocation of Existing Authority to Mgmt For For For Repurchase Shares 12 Remuneration Report Mgmt For Against Against 13 Directors' Fees 2013 Mgmt For Against Against 14 Directors' Fees 2014 Mgmt For For For 15 Authorization of Legal Formalities Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Ratification of Executive Directors' Mgmt For For For Acts 7 Ratification of Non-Executive Mgmt For For For Directors' Acts
8 Allocation of Profits/Dividends Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Appointment of Nick Luff as Executive Mgmt For For For Director; One-Off-Award Grants 11 Elect Anthony Habgood Mgmt For For For 12 Elect Wolfhart Hauser Mgmt For For For 13 Elect Adrian Hennah Mgmt For For For 14 Elect Lisa Hook Mgmt For For For 15 Elect Marike van Lier Lels Mgmt For For For 16 Elect Robert Polet Mgmt For For For 17 Elect Linda S. Sanford Mgmt For For For 18 Elect Ben van der Veer Mgmt For For For 19 Elect Erik Engstrom Mgmt For For For 20 Elect Duncan J. Palmer Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Suppress Preemptive Rights Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- REED ELSEVIER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS REL CINS G74570121 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Nick Luff Mgmt For For For 8 Elect Erik Engstrom Mgmt For For For 9 Elect Anthony Habgood Mgmt For For For 10 Elect Wolfhart Hauser Mgmt For For For 11 Elect Adrian Hennah Mgmt For For For 12 Elect Lisa Hook Mgmt For For For 13 Elect Duncan J. Palmer Mgmt For For For 14 Elect Robert Polet Mgmt For For For 15 Elect Linda S. Sanford Mgmt For For For 16 Elect Ben van der Veer Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- REMY COINTREAU SA TICKER SECURITY ID: MEETING DATE MEETING STATUS RCO CINS F7725A100 09/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Non Mgmt For For For Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Ratification of Board and Auditor Acts Mgmt For For For 10 Elect Marc Heriard Dubreuil Mgmt For Against Against 11 Elect Florence Rollet Mgmt For For For 12 Elect Yves Guillemot Mgmt For For For 13 Elect Olivier Jolivet Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For Against Against 16 Authorization of Legal Formalities Mgmt For For For 17 Authority to Cancel Shares and Reduce Mgmt For For For Capital 18 Authority to Increase Capital through Mgmt For For For Capitalizations 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 20 Employee Stock Purchase Plan Mgmt For For For 21 Authority to Use Previous Authorities Mgmt For Against Against as a Takeover Defense 22 Transfer of Reserves Mgmt For For For 23 Amendments to Article 8.2 Mgmt For Abstain Against 24 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- RENAULT TICKER SECURITY ID: MEETING DATE MEETING STATUS RNO CINS F77098105 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Presentation of Report on Redeemable Mgmt For For For Shares 9 Elect Carlos Ghosn Mgmt For For For 10 Supplementary Retirement Benefits Mgmt For For For (Carlos Ghosn) 11 Remuneration of Carlos Ghosn, CEO Mgmt For For For 12 Elect Marc Ladreit de Lacharriere Mgmt For For For 13 Elect Franck Riboud Mgmt For For For 14 Elect Hiroto Saikawa Mgmt For For For 15 Elect Pascale Sourisse Mgmt For Against Against 16 Elect Patrick Thomas Mgmt For For For 17 Appointment of Auditor (Ernst & Young) Mgmt For For For and Alternate Statutory Auditor (Auditex) 18 Appointment of Auditor (KMPG S.A) and Mgmt For For For Alternate Statutory Auditor (KMPG Audit) 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Cancel Shares Reduce Mgmt For For For Capital 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement 24 Authority to Increase Capital in Case Mgmt For For For of Exchange Offer 25 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 26 Authority to Increase Capital Through Mgmt For For For Capitalizations 27 Employee Stock Purchase Plan Mgmt For For For 28 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- REPSOL, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Losses 3 Ratification of Board Acts Mgmt For For For 4 Appointment of auditor Mgmt For For For 5 Agreement with Argentina Mgmt For For For 6 Scrip Dividend Mgmt For For For 7 Scrip Dividend Mgmt For For For
8 Authority to Repurchase Shares and Mgmt For For For Cancel Treasury Shares 9 Amendments to Articles Regarding Mgmt For Against Against Articles 15, 22, 3 and 13 10 Amendments to Articles Regarding Mgmt For For For Articles 39 bis and 37 11 Amendments to Articles Regarding Mgmt For For For Payment of Interim Dividends 12 Amendments to Articles Regarding Mgmt For For For Articles 23, 5 and 7 13 Amendments to Articles Regarding Mgmt For For For Annual Remuneration Report 14 Elect Paulina Beato Blanco Mgmt For For For 15 Elect Artur Carulla Font Mgmt For For For 16 Elect Javier Echenique Landiribar Mgmt For For For 17 Elect Henri Philippe Reichstul Mgmt For For For 18 Elect Arturo F. Henriquez Autrey Mgmt For For For 19 Remuneration Report Mgmt For For For 20 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- RESOLUTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Guernsey FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect David Allvey Mgmt For For For 8 Elect Andy Briggs Mgmt For For For 9 Elect Mel G. Carvill Mgmt For For For 10 Elect Peter Gibbs Mgmt For For For 11 Elect Marian Glen Mgmt For For For 12 Elect Nick Lyons Mgmt For For For 13 Elect Roger Perkins Mgmt For For For 14 Elect Robin Phipps Mgmt For For For 15 Elect Belinda Richards Mgmt For For For 16 Elect Karl S. Sternberg Mgmt For For For 17 Elect Tim J.W. Tookey Mgmt For For For 18 Elect Tim Wade Mgmt For For For 19 Elect Sir Malcolm Williamson Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For
21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 PERFORMANCE SHARE PLAN Mgmt For For For 23 Change of Company Name Mgmt For For For 24 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 25 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- RESONA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8308 CINS J6448E106 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuhiro Higashi Mgmt For For For 3 Elect Tetsuya Kan Mgmt For For For 4 Elect Yuji Furukawa Mgmt For For For 5 Elect Kaoru Isono Mgmt For For For 6 Elect Shuhsai Nagai Mgmt For For For 7 Elect Emi Ohsono Mgmt For For For 8 Elect Toshio Arima Mgmt For For For 9 Elect Yohko Sanuki Mgmt For For For 10 Elect Mitsudo Urano Mgmt For For For 11 Elect Tadamitsu Matsui Mgmt For For For ---------------------------------------------------------------------------------------------------------- REXAM PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS REX CINS G1274K212 05/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Ros Rivaz Mgmt For For For 6 Elect Stuart Chambers Mgmt For For For 7 Elect Graham Chipchase Mgmt For For For 8 Elect David Robbie Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Leo Oosterveer Mgmt For For For 11 Elect Johanna Waterous Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- REXAM PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS REX CINS G1274K212 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Return of Cash and Share Consolidation Mgmt For For For 2 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 3 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 4 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- REXEL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS RXL CINS F7782J366 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Severance agreement (Catherine Mgmt For For For Guillouard) 10 Severance package applicable to Rudy Mgmt For For For Provoost, Pascal Martin, Catherine Guillouard 11 Severance package applicable to Pascal Mgmt For For For Martin 12 Severance package applicable to Mgmt For For For Catherine Guillouard 13 Remuneration of Rudy Provoost, CEO Mgmt For For For 14 Remuneration of Catherine Guillouard Mgmt For For For and Pascal Martin 15 Elect Pier Luigi Sigismondi Mgmt For For For 16 Ratification of the Co-option of Mgmt For For For Monika Ribar 17 Ratification of the Co-option of Mgmt For For For Francois Henrot 18 Ratification of the Co-option of Mgmt For For For Hendrica Verhagen 19 Elect Hendrica Verhagen Mgmt For For For 20 Elect Patrick Sayer Mgmt For Against Against 21 Authority to Repurchase Shares Mgmt For For For
22 Supervisory Board Members' Fees Mgmt For For For 23 Relocation of Corporate Headquarters Mgmt For For For 24 Authority to Cancel Shares and Reduce Mgmt For For For Capital 25 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 26 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 27 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement 28 Greenshoe Mgmt For Against Against 29 Authority to Set Offering Price of Mgmt For Against Against Shares 30 Employee Stock Purchase Plan Mgmt For For For 31 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 32 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 33 Authority to Increase Capital in Case Mgmt For Against Against of Exchange Offer 34 Authority to Increase Capital Through Mgmt For For For Capitalizations 35 Amendments to Articles Regarding Mgmt For Against Against Disclosure Thresholds 36 Adoption of a new governance structure Mgmt For Against Against 37 Authority to Issue Performance Shares Mgmt For For For 38 Elect Rudy Provost Mgmt For For For 39 Elect Roberto Quarta Mgmt For For For 40 Elect Patrick Sayer Mgmt For Against Against 41 Elect Vivianne Akriche Mgmt For For For 42 Elect Thomas Farrell Mgmt For For For 43 Elect Fritz Frohlich Mgmt For For For 44 Elect Francois Henrot Mgmt For For For 45 Elect Monika Ribar Mgmt For For For 46 Elect Pier Luigi Sigismond Mgmt For For For 47 Elect Hendrica Verhagen Mgmt For For For 48 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- RICOH COMPANY, LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7752 CINS J64683105 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shiroh Kondoh Mgmt For Against Against 4 Elect Zenji Miura Mgmt For For For
5 Elect Nobuo Inaba Mgmt For For For 6 Elect Yohzoh Matsuura Mgmt For For For 7 Elect Yoshinori Yamashita Mgmt For For For 8 Elect Kunihiko Satoh Mgmt For For For 9 Elect Mochio Umeda Mgmt For Against Against 10 Elect Kunio Noji Mgmt For For For 11 Elect Makoto Azuma Mgmt For For For 12 Elect Kiyohisa Horie as Alternate Mgmt For For For Statutory Auditor 13 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- RINNAI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5947 CINS J65199101 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Susumu Naitoh Mgmt For Against Against 5 Elect Kenji Hayashi Mgmt For For For 6 Elect Hiroyasu Naitoh Mgmt For For For 7 Elect Tsunenori Narita Mgmt For For For 8 Elect Masao Kosugi Mgmt For For For 9 Elect Yuji Kondoh Mgmt For For For 10 Elect Nobuyuki Matsui Mgmt For For For 11 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- RIO TINTO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS Q81437107 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Policy (Binding - UK) Mgmt For For For 4 Remuneration Report (Advisory - UK) Mgmt For For For 5 Remuneration Report (Advisory - AUS) Mgmt For For For 6 Approve Termination Benefits Mgmt For For For 7 Elect Anne Lauvergeon Mgmt For For For 8 Elect Simon R. Thompson Mgmt For For For 9 Elect Robert E. Brown Mgmt For For For 10 Elect Jan du Plessis Mgmt For For For 11 Elect Michael Fitzpatrick Mgmt For For For 12 Elect Ann Godbehere Mgmt For For For 13 Elect Richard R. Goodmanson Mgmt For For For
14 Elect Lord John Kerr of Kinlochard Mgmt For For For 15 Elect Chris J. Lynch Mgmt For For For 16 Elect Paul M. Tellier Mgmt For For For 17 Elect John S. Varley Mgmt For For For 18 Elect Samuel M.C. Walsh Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authorise Board to Set Auditor's Fees Mgmt For For For 21 Renew Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS G75754104 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding - UK) Mgmt For For For 3 Remuneration Report (Advisory - UK) Mgmt For For For 4 Remuneration Report (Advisory - AUS) Mgmt For For For 5 Approve Termination Payments Mgmt For For For 6 Elect Anne Lauvergeon Mgmt For For For 7 Elect Simon R. Thompson Mgmt For For For 8 Elect Robert E. Brown Mgmt For For For 9 Elect Jan du Plessis Mgmt For For For 10 Elect Michael Fitzpatrick Mgmt For For For 11 Elect Ann Godbehere Mgmt For For For 12 Elect Richard R. Goodmanson Mgmt For For For 13 Elect Lord John Kerr of Kinlochard Mgmt For For For 14 Elect Chris J. Lynch Mgmt For For For 15 Elect Paul M. Tellier Mgmt For For For 16 Elect John S. Varley Mgmt For For For 17 Elect Samuel M.C. Walsh Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Scrip Dividend Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- ROHM CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 6963 CINS J65328122 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- ROLLS-ROYCE HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RR CINS G76225104 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Elect Lee Hsien Yang Mgmt For For For 5 Elect Warren A. East Mgmt For For For 6 Elect Ian E.L. Davis Mgmt For For For 7 Elect John Rishton Mgmt For For For 8 Elect Helen Alexander Mgmt For For For 9 Elect Lewis W.K. Booth Mgmt For For For 10 Elect Frank Chapman Mgmt For For For 11 Elect James M. Guyette Mgmt For For For 12 Elect John McAdam Mgmt For For For 13 Elect Mark Morris Mgmt For For For 14 Elect John Neill Mgmt For For For 15 Elect Colin P. Smith Mgmt For For For 16 Elect Jasmin Staiblin Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Redeemable Dividend (C Shares) Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Performance Share Plan Mgmt For For For 22 Deferred Shared Bonus Plan Mgmt For For For 23 Increase Directors' Fee Cap Mgmt For For For 24 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 25 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 26 Authority to Repurchase Shares Mgmt For For For
---------------------------------------------------------------------------------------------------------- ROYAL BOSKALIS WESTMINSTER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS BOKA CINS N14952266 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Opportunity for Shareholders to Mgmt For For For Nominate a Person for the Supervisory Board 12 Elect H J Hazewinkel to the Mgmt For For For Supervisory Board 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CINS G7690A100 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Elect Euleen Goh Mgmt For For For 5 Elect Patricia A. Woertz Mgmt For For For 6 Elect Ben Van Beurden Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Simon Henry Mgmt For For For 9 Elect Charles O. Holliday, Jr. Mgmt For For For 10 Elect Gerard Kleisterlee Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Sir Nigel Sheinwald Mgmt For For For 13 Elect Linda G. Stuntz Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Elect Gerrit Zalm Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
20 Authority to Repurchase Shares Mgmt For For For 21 Long Term Incentive Plan Mgmt For For For 22 Deferred Bonus Plan Mgmt For For For 23 Restricted Share Plan Mgmt For For For 24 Authorisation of Political Donations Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CINS G7690A118 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Elect Euleen Goh Mgmt For For For 5 Elect Patricia A. Woertz Mgmt For For For 6 Elect Ben Van Beurden Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Simon Henry Mgmt For For For 9 Elect Charles O. Holliday, Jr. Mgmt For For For 10 Elect Gerard Kleisterlee Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Sir Nigel Sheinwald Mgmt For For For 13 Elect Linda G. Stuntz Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Elect Gerrit Zalm Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Long Term Incentive Plan Mgmt For For For 22 Deferred Bonus Plan Mgmt For For For 23 Restricted Share Plan Mgmt For For For 24 Authorisation of Political Donations Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- RSA INSURANCE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RSA CINS G7705H116 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 2014 Performance Share Plan Mgmt For For For 5 Elect Martin Scicluna Mgmt For For For
6 Elect Stephen Hester Mgmt For For For 7 Elect Richard Houghton Mgmt For For For 8 Elect Adrian Brown Mgmt For For For 9 Elect Alastair William Stewart Barbour Mgmt For Against Against 10 Elect Kath Cates Mgmt For For For 11 Elect Hugh Mitchell Mgmt For For For 12 Elect Joseph B.M. Streppel Mgmt For For For 13 Elect Johanna Waterous Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Scrip Dividend Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Share Subdivision and Consolidation Mgmt For For For 20 Amendments to Articles (Deferred Mgmt For For For Shares) 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- RTL GROUP S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS RTL CINS L80326108 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Ratification of Auditor Acts Mgmt For For For 7 Ratification of Cooption of Achim Berg Mgmt For For For 8 Elect Jonathan F. Miller Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- RWE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS RWE CINS D6629K109 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Appointment of Auditor for Interim Mgmt For For For Statements 11 Authority to Repurchase Shares Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For 13 Amendments to Intra-Company Contracts Mgmt For For For ---------------------------------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RYA CINS G7727C145 09/20/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles McCreevy Mgmt For For For 3 Elect Declan McKeon Mgmt For For For 4 Elect Julie O' Neill Mgmt For For For 5 Elect Louise Phelan Mgmt For For For 6 Elect Dick Milliken Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Share Option Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SAB CINS G77395104 07/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Guy Elliott Mgmt For For For 4 Elect Mark Armour Mgmt For For For 5 Elect Geoffrey Bible Mgmt For For For 6 Elect Alan Clark Mgmt For For For 7 Elect Dinyar S. Devitre Mgmt For Against Against 8 Elect Lesley Knox Mgmt For For For 9 Elect Graham Mackay Mgmt For For For 10 Elect John Manser Mgmt For For For 11 Elect John A. Manzoni Mgmt For For For
12 Elect Miles Morland Mgmt For For For 13 Elect Dambisa Moyo Mgmt For For For 14 Elect Carlos Alejandro Perez Davila Mgmt For For For 15 Elect Alejandro Santo Domingo Mgmt For For For 16 Elect Helen A. Weir Mgmt For For For 17 Elect Howard Willard Mgmt For For For 18 Elect Jamie Wilson Mgmt For For For 19 Allocation of Profits/Dividends Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- SAFRAN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SAF CINS F4035A557 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports ; Approval of Non Mgmt For For For Tax- Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Supplementary Retirement Benefits Mgmt For Against Against (Stephane Abrial, deputy CEO) 8 Supplementary Retirement Benefits Mgmt For For For (Jean-Paul Herteman, Chairman and CEO) 9 Supplementary Retirement Benefits Mgmt For For For (Stephane Abrial, Ross McInnes and Marc Ventre) 10 Related Party Transactions Mgmt For Against Against 11 Directors' Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Remuneration of Jean-Paul Herteman, Mgmt For Against Against Chairman CEO 14 Remuneration of Deputy CEOs. Mgmt For Against Against 15 Authority to Cancel Shares and Reduce Mgmt For For For Capital 16 Amendment Regarding Employee Mgmt For For For Representatives 17 Shareholder Proposal Regarding ShrHldr Against Against For Dividend Payouts
18 Shareholder Proposal Regarding ShrHldr Against Against For Directors' Fees 19 Authorization of Legal Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SAIPEM S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPM CINS T82000117 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Board Term Length Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List presented by Eni S.p.A. Mgmt For N/A N/A 9 List presented by group of investors Mgmt For For For representing 1.298% of the Company's issued share capital 10 Election of Chairman of Board of Mgmt For For For Directors 11 Directors' Fees Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 List presented by Eni S.p.A. Mgmt N/A Abstain N/A 14 List presented by group of investors Mgmt N/A For N/A representing 1.298% of the Company's issued share capital 15 Election of Chairman of Board of Mgmt For For For Statutory Auditors 16 Statutory Auditors' Fees Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Long-Term Monetary Incentive Plan Mgmt For For For 19 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- SAMPO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMAS CINS X75653109 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SANDS CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1928 CINS G7800X107 05/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Rachel CHIANG Yun Mgmt For For For 6 Elect Iain F. Bruce Mgmt For Against Against 7 Elect Charles Daniel Forman Mgmt For For For 8 Elect Robert Glen Goldstein Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SANDS CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1928 CINS G7800X107 07/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- SANDVIK AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SAND CINS W74857165 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Ratification of Board and Management Mgmt For For For Acts 16 Allocation of Profits/Dividends Mgmt For For For 17 Board Size; Report of the Nomination Mgmt For For For Committee 18 Directors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 Long-Term Incentive Plan Mgmt For For For 22 Shareholder Proposals Regarding ShrHldr N/A Against N/A Corporate Operations 23 Shareholder Proposal Regarding ShrHldr N/A Against N/A Appointment of Independent Audit Committee 24 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SANKYO CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6417 CINS J67844100 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hideyuki Busujima Mgmt For Against Against 4 Elect Kimihisa Tsutsui Mgmt For For For 5 Elect Akihiko Ishihara Mgmt For For For 6 Elect Ichiroh Tomiyama Mgmt For For For 7 Special Allowances for Directors Mgmt For Against Against 8 Special Allowances for Statutory Mgmt For Against Against Auditors 9 Equity Compensation Plan Mgmt For For For
---------------------------------------------------------------------------------------------------------- SANOFI TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CINS F5548N101 05/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Christopher Viehbacher Mgmt For For For 9 Elect Robert Castaigne Mgmt For For For 10 Elect Christian Mulliez Mgmt For For For 11 Elect Patrick Kron Mgmt For For For 12 Remuneration of Serge Weinberg, Mgmt For For For Chairman 13 Remuneration of Christopher Mgmt For For For Viehbacher, CEO 14 Authority to Repurchase Shares Mgmt For For For 15 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- SANRIO COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8136 CINS J68209105 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shintaroh Tsuji Mgmt For For For 3 Elect Susumu Emori Mgmt For For For 4 Elect Kazuyoshi Fukushima Mgmt For For For 5 Elect Rehito Hatoyama Mgmt For For For 6 Elect Takehide Nakaya Mgmt For For For 7 Elect Saburoh Miyauchi Mgmt For For For 8 Elect Yuko Sakiyama Mgmt For For For 9 Elect Yoshio Furuhashi Mgmt For For For 10 Elect Kohshoh Nomura Mgmt For For For 11 Elect Yohichiroh Shimomura Mgmt For For For 12 Elect Jiroh Kishimura Mgmt For For For 13 Elect Norio Kitamura Mgmt For For For 14 Elect Mitsuaki Shimaguchi Mgmt For For For 15 Elect Yoshiharu Hayakawa Mgmt For For For 16 Elect Haruki Satomi Mgmt For For For 17 Retirement Allowances for Directors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SANTEN PHARMACEUTICAL COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4536 CINS J68467109 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akira Kurokawa Mgmt For For For
4 Elect Sadatoshi Furukado Mgmt For For For 5 Elect Noboru Kotani Mgmt For For For 6 Elect Akihiro Okumura Mgmt For For For 7 Elect Takayuki Katayama Mgmt For For For 8 Elect Yoshihiro Nohtsuka Mgmt For For For 9 Elect Kohichi Matsuzawa Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SANTOS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS STO CINS Q82869118 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Peter R. Coates Mgmt For For For 3 Elect Scott D. Sheffield Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO David Knox) Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Withdrawal From Narrabri Gas Project ---------------------------------------------------------------------------------------------------------- SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SAP CINS D66992104 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Agreement with SAP Mgmt For For For Erste Beteiligungs- und Vermogensverwaltungs GmbH 10 Amendments to Agreement with SAP Mgmt For For For Zweite Beteiligungs- und Vermogensverwaltungs GmbH 11 Control Agreement with SAP Ventures Mgmt For For For Investment GmbH 12 Change of Legal Form to a European Mgmt For For For Company 13 Elect Hasso Plattner Mgmt For Against Against 14 Elect Pekka Ala-Pietila Mgmt For For For 15 Elect Anja Feldmann Mgmt For For For 16 Elect Wilhelm Haarmann Mgmt For Against Against
17 Elect Bernard Liautaud Mgmt For For For 18 Elect Hartmut Mehdorn Mgmt For For For 19 Elect Erhard Schipporeit Mgmt For For For 20 Elect Jim Hagermann Snabe Mgmt For Against Against 21 Elect Klaus Wucherer Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SBI HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8473 CINS J6991H100 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshitaka Kitao Mgmt For For For 3 Elect Takashi Nakagawa Mgmt For For For 4 Elect Tomoya Asakura Mgmt For For For 5 Elect Shumpei Morita Mgmt For For For 6 Elect LI Peilun Mgmt For For For 7 Elect Masato Takamura Mgmt For For For 8 Elect Masaki Yoshida Mgmt For For For 9 Elect Kiyoshi Nagano Mgmt For For For 10 Elect Keiji Watanabe Mgmt For For For 11 Elect Akihiro Tamaki Mgmt For For For 12 Elect Masanao Marumono Mgmt For For For 13 Elect Teruhide Satoh Mgmt For For For 14 Elect Katsuya Kawashima Mgmt For For For 15 Elect Satofumi Kawata Mgmt For For For 16 Elect Kazuhiro Nakatsuka Mgmt For For For 17 Elect Atsushi Fujii Mgmt For For For 18 Elect Minoru Tada Mgmt For Against Against 19 Elect Yasuo Sekiguchi Mgmt For For For 20 Elect Kentaroh Uryu Mgmt For For For 21 Elect Hideaki Asayama as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- SCHINDLER HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHN CINS H7258G233 03/17/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Amendments to Articles Mgmt For TNA N/A 7 Board Compensation Mgmt For TNA N/A 8 Executive Compensation Mgmt For TNA N/A 9 Elect Jurgen Tinggren Mgmt For TNA N/A 10 Elect Alfred N. Schindler as Chairman Mgmt For TNA N/A 11 Elect Luc Bonnard Mgmt For TNA N/A
12 Elect Hubertus von Grunberg as a Mgmt For TNA N/A Director and a Compensation Committee Member 13 Elect Pius Baschera as a Director and Mgmt For TNA N/A a Compensation Committee Member 14 Elect Rudolf Fischer as a Director and Mgmt For TNA N/A a Compensation Committee Member 15 Elect Monika Butler Mgmt For TNA N/A 16 Elect Carole Vischer Mgmt For TNA N/A 17 Elect Karl Hofstetter Mgmt For TNA N/A 18 Elect Anthony Nightingale Mgmt For TNA N/A 19 Elect Rolf Schweiger Mgmt For TNA N/A 20 Elect Klaus Wellershoff Mgmt For TNA N/A 21 Appointment of Independent Proxy Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Cancellation of Shares Mgmt For TNA N/A 24 Cancellation of Participation Capital Mgmt For TNA N/A 25 In the case of ad-hoc/Miscellaneous ShrHldr For TNA N/A shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors ---------------------------------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CINS F86921107 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Losses Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Remuneration Elements (Jean-Pascal Mgmt For For For Tricoire) 10 Remuneration Elements (Emmanuel Mgmt For For For Babeau) 11 Remuneration of Jean-Pascal Tricoire, Mgmt For For For CEO 12 Remuneration of Emmanuel Babeau, Mgmt For For For Executive Vice President 13 Elect Linda Knoll Mgmt For For For 14 Elect Noel Forgeard Mgmt For For For 15 Elect Willy R. Kissling Mgmt For For For
16 Elect Catherine Kopp Mgmt For For For 17 Elect Henri Lachmann Mgmt For For For 18 Elect G. Richard Thoman Mgmt For For For 19 Elect Jeong H. Kim Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Conversion of Corporate Form Mgmt For For For 22 Amendments Regarding Company Name Mgmt For For For 23 Amendments Regarding Corporate Form Mgmt For For For 24 Employee Stock Purchase Plan Mgmt For For For 25 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 26 Authorization of Legal Formalities Mgmt For For For 27 Elect Lone Fonss Schroder Mgmt For For For ---------------------------------------------------------------------------------------------------------- SCHRODERS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SDR CINS G7860B102 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For Against Against 4 Remuneration Policy (Binding) Mgmt For Against Against 5 Elect Richard Keers Mgmt For For For 6 Elect Andrew Beeson Mgmt For For For 7 Elect Ashley Almanza Mgmt For For For 8 Elect Luc Bertrand Mgmt For For For 9 Elect Robin Buchanan Mgmt For For For 10 Elect Michael Dobson Mgmt For For For 11 Elect Lord Philip E. Howard Mgmt For For For 12 Elect Philip Mallinckrodt Mgmt For For For 13 Elect Nichola Pease Mgmt For For For 14 Elect Bruno Schroder Mgmt For For For 15 Elect Massimo Tosato Mgmt For For For 16 Appointment of Auditor Mgmt For Against Against 17 Authority to Set Auditor's Fees Mgmt For Against Against 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- SCOR S.E. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCR CINS F15561677 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Remuneration of Denis Kessler, CEO Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Elect Kevin J Knoer Mgmt For For For 11 Appointment of Auditor (EY Audit) Mgmt For For For 12 Appointment of Auditor (Mazars) Mgmt For For For 13 Appointment of Alternate Auditor Mgmt For For For (Pierre Planchon) 14 Appointment of Alternate Auditor Mgmt For For For (Lionel Gotlieb) 15 Authority to Repurchase Shares Mgmt For For For 16 Authorization of Legal Formalities Mgmt For For For 17 Authority to Increase Capital Through Mgmt For For For Capitalizations 18 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 19 Authority to Issue Shares and Mgmt For For For Convertible Securities w/o Preemptive Rights 20 Authority to Issue Shares and Mgmt For For For Convertible Securities Through Private Placement 21 Authority to Increase Capital in Case Mgmt For For For of Exchange Offer 22 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 23 Greenshoe Mgmt For For For 24 Authority to Issue Warrants as Mgmt For For For Contingent Capital 25 Authority to Cancel Shares and Reduce Mgmt For For For Capital 26 Authority to Grant Stock Options Mgmt For Against Against 27 Authority to Issue Restricted Shares Mgmt For Against Against 28 Employee Stock Purchase Plan Mgmt For For For 29 Global Ceiling on Capital Increases Mgmt For For For and Debt Issuances 30 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- SEADRILL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SDRL CINS G7945E105 09/20/2013 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Elect John Fredriksen Mgmt For TNA N/A 6 Elect Tor Olav Troim Mgmt For TNA N/A 7 Elect Kate Blankenship Mgmt For TNA N/A 8 Elect Kathrine Fredriksen Mgmt For TNA N/A 9 Elect Carl Erik Steen Mgmt For TNA N/A 10 Elect Bert Bekker Mgmt For TNA N/A 11 Elect Paul Leand, Jr. Mgmt For TNA N/A 12 Amendments to Articles Mgmt For TNA N/A 13 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 14 Directors' Fees Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- SECOM CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 9735 CINS J69972107 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Makoto Iida Mgmt For For For 5 Elect Shuji Maeda Mgmt For Against Against 6 Elect Hiroshi Itoh Mgmt For For For 7 Elect Yasuo Nakayama Mgmt For For For 8 Elect Kazuaki Anzai Mgmt For For For 9 Elect Junzoh Nakayama Mgmt For For For 10 Elect Kenichi Furukawa Mgmt For For For 11 Elect Yasuyuki Yoshida Mgmt For For For 12 Elect Tatsuroh Fuse Mgmt For For For 13 Elect Takaharu Hirose Mgmt For For For 14 Elect Takashi Sawada Mgmt For For For ---------------------------------------------------------------------------------------------------------- SECURITAS AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SECU-B CINS W7912C118 05/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Dividend Record Date Mgmt For For For 18 Ratification of Board and Management Mgmt For For For Acts 19 Board Size Mgmt For For For 20 Directors and Auditors' Fees Mgmt For For For 21 Election of Directors Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Nomination Committee Mgmt For For For 24 Remuneration Guidelines Mgmt For Against Against 25 Authority to Repurchase Shares Mgmt For For For 26 Incentive Scheme Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SEEK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SEK CINS Q8382E102 11/28/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Denise I. Bradley Mgmt For For For 4 Renew Proportional Takeover Provisions Mgmt For For For 5 Equity Grant (Performance Right) Mgmt For For For 6 Equity Grant (Options) Mgmt For For For 7 Approve Increase in NEDs' Fee Cap Mgmt For For For ---------------------------------------------------------------------------------------------------------- SEGA SAMMY HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 6460 CINS J7028D104 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Hajime Satomi Mgmt For For For 4 Elect Naoya Tsurumi Mgmt For For For 5 Elect Akira Sugano Mgmt For For For 6 Elect Haruki Satomi Mgmt For For For 7 Elect Shigeru Aoki Mgmt For For For 8 Elect Hideki Okamura Mgmt For For For 9 Elect Hisao Oguchi Mgmt For For For 10 Elect Yuji Iwanaga Mgmt For For For
11 Elect Takeshi Natsuno Mgmt For Against Against 12 Elect Yukito Sakaue as Statutory Mgmt For For For Auditor 13 Equity Compensation Plan for Directors Mgmt For For For 14 Equity Compensation Plan for Employees Mgmt For For For ---------------------------------------------------------------------------------------------------------- SEGRO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SGRO CINS G80277141 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Remuneration Policy (Binding) Mgmt For For For 5 Elect Nigel Rich Mgmt For For For 6 Elect Christopher Fisher Mgmt For For For 7 Elect Baroness Margaret Ford Mgmt For For For 8 Elect Justin R. Read Mgmt For For For 9 Elect Mark Robertshaw Mgmt For For For 10 Elect David Sleath Mgmt For For For 11 Elect Doug Webb Mgmt For For For 12 Elect Andy Gulliford Mgmt For For For 13 Elect Phil Redding Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- SEIKO EPSON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6724 CINS J7030F105 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Minoru Usui Mgmt For Against Against 4 Elect Noriyuki Hama Mgmt For For For 5 Elect Shigeki Inoue Mgmt For For For 6 Elect Yoneharu Fukushima Mgmt For For For 7 Elect Kohichi Kubota Mgmt For For For 8 Elect Motonori Okumura Mgmt For For For
9 Elect Junichi Watanabe Mgmt For For For 10 Elect Masayuki Kawana Mgmt For For For 11 Elect Toshiharu Aoki Mgmt For For For 12 Elect Hideaki Ohmiya Mgmt For For For 13 Elect Kenji Kubota Mgmt For For For 14 Elect Seiichi Hirano Mgmt For Against Against 15 Bonus Mgmt For For For 16 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SEKISUI CHEMICAL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4204 CINS J70703137 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Naofumi Negishi Mgmt For Against Against 4 Elect Teiji Kohge Mgmt For For For 5 Elect Kohzoh Takami Mgmt For For For 6 Elect Hajime Kubo Mgmt For For For 7 Elect Satoshi Uenoyama Mgmt For For For 8 Elect Syunichi Sekiguchi Mgmt For For For 9 Elect Keita Katoh Mgmt For For For 10 Elect Tohru Nagashima Mgmt For For For 11 Elect Kunio Ishizuka Mgmt For For For 12 Elect Takayoshi Matsunaga Mgmt For For For 13 Elect Tetsuo Ozawa Mgmt For For For 14 Equity Compensation Plan Mgmt For For For 15 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SEKISUI HOUSE, LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1928 CINS J70746136 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Isami Wada Mgmt For Against Against 4 Elect Toshinori Abe Mgmt For For For 5 Elect Sumio Wada Mgmt For For For 6 Elect Shiroh Inagaki Mgmt For For For 7 Elect Teruyuki Saegusa Mgmt For For For 8 Elect Shiroh Wakui Mgmt For For For 9 Elect Fumiaki Hirabayashi Mgmt For For For 10 Elect Tetsuo Iku Mgmt For For For 11 Elect Takashi Uchida Mgmt For For For 12 Elect Fumiyasu Suguro Mgmt For For For 13 Elect Kunpei Nishida Mgmt For For For 14 Elect Kengo Yoshida as Statutory Mgmt For Against Against Auditor 15 Bonus Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mohd H. Marican Mgmt For Against Against 4 Elect THAM Kui Seng Mgmt For Against Against 5 Elect ANG Kong Hua Mgmt For For For 6 Elect GOH Geok Ling Mgmt For For For 7 Elect Evert Henkes Mgmt For For For 8 Directors' Fees for Fiscal Year 2013 Mgmt For For For 9 Directors' Fees for Fiscal Year 2014 Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Grant Awards and Issue Mgmt For Against Against Shares under Sembcorp Industries' Share Plans 16 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Related Party Transactions Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect LIM Ah Doo Mgmt For For For 4 Elect WONG Weng Sun Mgmt For For For 5 Elect KOH Chiap Khiong Mgmt For For For
6 Elect Eric Ang Teik LIM Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Grant Awards under the Mgmt For Against Against Sembcorp Marine Performance Share Plan 2010 and Restricted Share Plan 2010 14 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Related Party Transactions Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- SERCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SRP CINS G80400107 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Edward J. Casey Mgmt For For For 6 Elect Rupert Soames Mgmt For For For 7 Elect Mike Clasper Mgmt For For For 8 Elect J. Rachel Lomax Mgmt For For For 9 Elect Tamara Ingram Mgmt For For For 10 Elect Alastair D. Lyons Mgmt For For For 11 Elect Andrew M. Jenner Mgmt For For For 12 Elect Malcolm Wyman Mgmt For For For 13 Elect Ralph D. Crosby, Jr. Mgmt For For For 14 Elect Angie Risley Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- SES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS 28734 CINS L8300G135 04/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Approval of Dividends Mgmt For For For 9 Allocation of Profits Mgmt For For For 10 Ratification of Board Acts Mgmt For For For 11 Ratification of Auditor's Acts Mgmt For For For 12 Appointment of Auditor and Set Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Elect Marc J.A. Beuls Mgmt For For For 16 Elect Marcus Bicknell Mgmt For For For 17 Elect Bridget Cosgrave Mgmt For For For 18 Elect Ramu Potarazu Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Elect Rene Steichen Mgmt For For For 21 Elect Jean-Paul Zens Mgmt For For For 22 Directors' Fees Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SEVEN & I HOLDINGS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3382 CINS J7165H108 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshifumi Suzuki Mgmt For For For 4 Elect Noritoshi Murata Mgmt For For For 5 Elect Katsuhiro Gotoh Mgmt For For For 6 Elect Tsuyoshi Kobayashi Mgmt For For For 7 Elect Junroh Itoh Mgmt For For For 8 Elect Kunio Takahashi Mgmt For For For 9 Elect Akihiko Shimizu Mgmt For For For 10 Elect Ryuichi Isaka Mgmt For For For 11 Elect Takashi Anzai Mgmt For For For 12 Elect Zenkoh Ohtaka Mgmt For For For 13 Elect Scott Trevor Davis Mgmt For For For
14 Elect Yoshio Tsukio Mgmt For For For 15 Elect Kunio Itoh Mgmt For For For 16 Elect Toshiroh Yonemura Mgmt For For For 17 Elect Hideo Nomura Mgmt For For For 18 Elect Tadao Hayakawa Mgmt For For For 19 Elect Yohko Suzuki Mgmt For For For 20 Elect Tsuguoki Fujinuma Mgmt For Against Against 21 Elect Rudy Kazuko @ Kazuko Yokoyama Mgmt For For For 22 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- SEVEN BANK, LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8410 CINS J7164A104 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Takashi Anzai Mgmt For For For 3 Elect Masatoshi Wakasugi Mgmt For For For 4 Elect Kensuke Futagoishi Mgmt For For For 5 Elect Yasuaki Funatake Mgmt For For For 6 Elect Kazuhiko Ishiguro Mgmt For For For 7 Elect Taku Ohizumi Mgmt For For For 8 Elect Yohji Ohhashi Mgmt For For For 9 Elect Yuko Miyazaki Mgmt For For For 10 Elect Shuji Ohhashi Mgmt For For For 11 Elect Yuri Okina Mgmt For For For 12 Elect Akihiko Shimizu Mgmt For For For 13 Elect Tetsuya Katada Mgmt For For For 14 Elect Isamu Hirai Mgmt For For For ---------------------------------------------------------------------------------------------------------- SEVERN TRENT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SVT CINS G8056D159 07/17/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Tony Ballance Mgmt For For For 5 Elect Bernard Bulkin Mgmt For For For 6 Elect Richard Davey Mgmt For For For 7 Elect Andrew J. Duff Mgmt For For For 8 Elect Gordon Fryett Mgmt For For For 9 Elect Martin Kane Mgmt For For For 10 Elect Martin Lamb Mgmt For For For 11 Elect Michael J.E. McKeon Mgmt For For For 12 Elect Baroness Sheila Noakes Mgmt For For For 13 Elect Andy Smith Mgmt For For For 14 Elect Tony Wray Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For
17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- SGS SOCIETE GENERALE DE SURVEILLANCE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SGSN CINS H7484G106 03/13/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A 8 Amendments to Articles Mgmt For TNA N/A 9 Elect Sergio Marchionne as Chairman Mgmt For TNA N/A 10 Elect Paul Desmarais, Jr. Mgmt For TNA N/A 11 Elect August von Finck; Elect Mr. von Mgmt For TNA N/A Finck as Nomination and Remuneration Committee Member 12 Elect August Francois von Finck Mgmt For TNA N/A 13 Elect Ian Gallienne; Elect Mr. Mgmt For TNA N/A Gallienne as Nomination and Remuneration Committee Member 14 Elect Cornelius Grupp Mgmt For TNA N/A 15 Elect Peter Kalantzis Mgmt For TNA N/A 16 Elect Gerard Lamarche Mgmt For TNA N/A 17 Elect Shelby R. du Pasquier; Elect Mr. Mgmt For TNA N/A du Pasquier as Nomination and Remuneration Committee Member 18 Elect Sergio Marchionne as Chairman Mgmt For TNA N/A 19 Elect August von Finck; Elect Mr. von Mgmt For TNA N/A Finck as Nomination and Remuneration Committee Member 20 Elect Ian Gallienne; Elect Mr. Mgmt For TNA N/A Gallienne as Nomination and Remuneration Committee Member
21 Elect Shelby R. du Pasquier; Elect Mr. Mgmt For TNA N/A du Pasquier as Nomination and Remuneration Committee Member 22 Appointment of Auditor Mgmt For TNA N/A 23 Appointment of Independent Proxy Mgmt For TNA N/A 24 In the case of ad-hoc/Miscellaneous ShrHldr For TNA N/A shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors 25 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SGS SOCIETE GENERALE DE SURVEILLANCE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SGSN CINS H7484G106 07/10/2013 Take No Action MEETING TYPE COUNTRY OF TRADE Special Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect Paul Desmarais, Jr. Mgmt For TNA N/A 5 Elect Ian Gallienne Mgmt For TNA N/A 6 Elect Gerard Lamarche Mgmt For TNA N/A 7 In the case of ad-hoc/Miscellaneous ShrHldr N/A TNA N/A shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors ---------------------------------------------------------------------------------------------------------- SHANGRI-LA ASIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0069 CINS G8063F106 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect KUOK Khoon Chen Mgmt For Against Against 5 Elect Madhu Rama Chandra Rao Mgmt For For For 6 Elect Arthur LI Kwok Cheung Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees
9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SHARP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6753 CINS J71434112 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kohzoh Takahashi Mgmt For For For 3 Elect Shigeaki Mizushima Mgmt For For For 4 Elect Tetsuo Ohnishi Mgmt For For For 5 Elect Norikazu Hohshi Mgmt For For For 6 Elect Yoshihiro Hashimoto Mgmt For For For 7 Elect Yumiko Itoh Mgmt For For For 8 Elect Makoto Katoh Mgmt For For For 9 Elect Fujikazu Nakayama Mgmt For For For 10 Elect Akihiro Hashimoto Mgmt For For For 11 Elect Shigeo Ohyagi Mgmt For For For 12 Elect Mikinao Kitada Mgmt For For For 13 Elect Yujiroh Nishio as Statutory Mgmt For For For Auditor 14 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SHIKOKU ELECTRIC POWER CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9507 CINS J72079106 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Arai Mgmt For For For 3 Elect Junichi Ietaka Mgmt For For For 4 Elect Michiyo Ihara Mgmt For For For 5 Elect Kazutaka Kakinoki Mgmt For For For 6 Elect Hayato Saeki Mgmt For For For 7 Elect Hitoshi Suezawa Mgmt For For For 8 Elect Katsuhiko Takesaki Mgmt For For For 9 Elect Kohichi Tamagawa Mgmt For For For 10 Elect Akira Chiba Mgmt For For For 11 Elect Momoki Tokiwa Mgmt For Against Against 12 Elect Toshihiro Mizobuchi Mgmt For For For 13 Elect Yoshinori Miyauchi Mgmt For For For 14 Elect Kohji Yamaji Mgmt For For For 15 Elect Hiromichi Wada Mgmt For For For 16 Elect Kohji Morita as a Statutory Mgmt For Against Against Auditor
17 Shareholder Proposal Regarding ShrHldr Against Against For Suspension of Nuclear Operations 18 Shareholder Proposal Regarding Honest ShrHldr Against Against For Business Practices 19 Shareholder Proposal Regarding ShrHldr Against Against For Limitation of Director Membership and Compensation ---------------------------------------------------------------------------------------------------------- SHIMADZU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7701 CINS J72165129 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shigehiko Hattori Mgmt For Against Against 3 Elect Akira Nakamoto Mgmt For For For 4 Elect Ichiroh Kowaki Mgmt For For For 5 Elect Satoru Suzuki Mgmt For For For 6 Elect Teruhisa Ueda Mgmt For For For 7 Elect Hiroshi Fujino Mgmt For For For 8 Elect Yasuo Miura Mgmt For For For 9 Elect Minoru Sawaguchi Mgmt For For For 10 Elect Taketsugu Fujiwawa Mgmt For For For 11 Elect Hitoshi Kihara as Alternate Mgmt For Against Against Statutory Auditor 12 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SHIMAMURA CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8227 CINS J72208101 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shintaroh Seki as Director Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SHIMANO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 7309 CINS J72262108 03/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yohzoh Shimano Mgmt For Against Against 4 Elect Etsuyoshi Watarai Mgmt For For For 5 Elect Yoshihiro Hirata Mgmt For For For 6 Elect Taizoh Shimano Mgmt For For For 7 Elect Kiyoshi Tarutani Mgmt For For For
8 Elect Masahiro Tsuzaki Mgmt For For For 9 Elect Takashi Toyoshima Mgmt For For For 10 Elect Yasuhiro Hitomi Mgmt For For For 11 Elect Hiroshi Matsui Mgmt For For For 12 Elect Hideo Katsuoka Mgmt For Against Against 13 Elect Gohei Matsumoto Mgmt For For For 14 Elect Kanako Nozue Mgmt For For For ---------------------------------------------------------------------------------------------------------- SHIMIZU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 1803 CINS J72445117 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Osamu Terada as Director Mgmt For Against Against 5 Elect Junichi Takami Mgmt For Against Against 6 Elect Tetsuya Nishikawa Mgmt For For For ---------------------------------------------------------------------------------------------------------- SHIN-ETSU CHEMICAL CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4063 CINS J72810120 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Chihiro Kanagawa Mgmt For Against Against 3 Elect Shunzoh Mori Mgmt For For For 4 Elect Fumio Akiya Mgmt For For For 5 Elect Kiichi Habata Mgmt For For For 6 Elect Masahiko Todoroki Mgmt For For For 7 Elect Toshiya Akimoto Mgmt For For For 8 Elect Fumio Arai Mgmt For For For 9 Elect Masashi Kaneko Mgmt For Against Against 10 Elect Hiroshi Komiyama Mgmt For For For 11 Elect Kenji Ikegami Mgmt For For For 12 Elect Toshio Shiobara Mgmt For For For 13 Elect Yoshihito Kosaka as Statutory Mgmt For For For Auditor 14 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SHINSEI BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8303 CINS J7385L103 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shigeki Tohma Mgmt For For For
3 Elect Yukio Nakamura Mgmt For For For 4 Elect J. Christopher Flowers Mgmt For Against Against 5 Elect Ernest M. Higa Mgmt For For For 6 Elect Shigeru Kani Mgmt For For For 7 Elect Jun Makihara Mgmt For For For 8 Elect Kozue Shiga Mgmt For For For 9 Elect Ryuhichi Tomimura Mgmt For For For 10 Elect Kohjiroh Taima Mgmt For For For 11 Elect Makiko Yasuda Mgmt For For For 12 Retirement Allowances for Statutory Mgmt For Against Against Auditors ---------------------------------------------------------------------------------------------------------- SHIONOGI & CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4507 CINS J74229105 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Akio Nomura Mgmt For For For 6 Elect Teppei Mogi Mgmt For For For 7 Elect Katsuhiko Machida Mgmt For For For ---------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CINS G8124V108 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Elect Dominic Blakemore Mgmt For For For 5 Elect William M. Burns Mgmt For For For 6 Elect Steven Gillis Mgmt For For For 7 Elect David Ginsburg Mgmt For For For 8 Elect David Kappler Mgmt For For For 9 Elect Susan Kilsby Mgmt For For For 10 Elect Anne Minto Mgmt For For For 11 Elect Flemming Ornskov Mgmt For For For 12 Elect David M. Stout Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Amendment to Borrowing Powers Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- SHISEIDO CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4911 CINS J74358144 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiko Uotani Mgmt For For For 4 Elect Carsten Fischer Mgmt For For For 5 Elect Tsunehiko Iwai Mgmt For For For 6 Elect Yu Okazawa Mgmt For For For 7 Elect Tohru Sakai Mgmt For For For 8 Elect Shohichiroh Iwata Mgmt For For For 9 Elect Taeko Nagai Mgmt For For For 10 Elect Tatsuo Uemura Mgmt For For For 11 Elect Yoshinori Nishimura as a Mgmt For For For Statutory Auditor 12 Bonus Mgmt For For For 13 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- SHIZUOKA BANK LTD (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8355 CINS J74444100 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Katsunori Nakanishi Mgmt For Against Against 4 Elect Masahiro Gotoh Mgmt For For For 5 Elect Akihiro Nakamura Mgmt For For For 6 Elect Itsuroh Hitosugi Mgmt For For For 7 Elect Hiroki Saitoh Mgmt For For For 8 Elect Yoshihiro Nagasawa Mgmt For For For 9 Elect Hisashi Shibata Mgmt For For For 10 Elect Minoru Yagi Mgmt For For For 11 Elect Yukihiro Fushimi Mgmt For For For 12 Elect Kumi Fujisawa Mgmt For For For 13 Elect Yoshinori Mitsui as Alternate Mgmt For For For Statutory Auditor
---------------------------------------------------------------------------------------------------------- SHOWA DENKO KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS 4004 CINS J75046136 03/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kyohei Takahashi Mgmt For Against Against 4 Elect Hideo Ichikawa Mgmt For For For 5 Elect Shinji Sakai Mgmt For For For 6 Elect Akira Koinuma Mgmt For For For 7 Elect Shunji Fukuda Mgmt For For For 8 Elect Masaru Amano Mgmt For For For 9 Elect Saburoh Mutoh Mgmt For For For 10 Elect Tomofumi Akiyama Mgmt For For For 11 Elect Akiyoshi Morita Mgmt For For For 12 Elect Yukio Obara as Statutory Auditor Mgmt For Against Against 13 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SHOWA SHELL SEKIYU KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS 5002 CINS J75390104 03/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shigeya Katoh Mgmt For Against Against 3 Elect Douglas Wood Mgmt For For For 4 Elect Yukio Masuda Mgmt For For For 5 Elect Takashi Nakamura Mgmt For For For 6 Elect Minoru Takeda Mgmt For For For 7 Elect CHIEW Nguyang-Yong Mgmt For For For 8 Elect Ahmed M. Alkhunaini Mgmt For Against Against 9 Elect Nabil A. Al-Nuaim Mgmt For Against Against 10 Elect Midori Miyazaki Mgmt For For For 11 Elect Misao Hamamoto Mgmt For Against Against 12 Directors' Fees Mgmt For Against Against 13 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CINS D69671218 01/28/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Compensation Policy Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A 12 Elect Jim Hagemann Snabe Mgmt For TNA N/A 13 Increase in Authorized Capital Mgmt For TNA N/A 14 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital 15 Cancellation of Conditional Share Mgmt For TNA N/A Capital 16 Amendments to Articles Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- SIKA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIK CINS H7631K158 04/15/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Ratification of Board Acts Mgmt For TNA N/A 4 Amendments to Articles Regarding VeguV Mgmt For TNA N/A 5 Elect Paul Halg Mgmt For TNA N/A 6 Elect Urs Burkard Mgmt For TNA N/A 7 Elect Frits van Dijk Mgmt For TNA N/A 8 Elect Willi Leimer Mgmt For TNA N/A 9 Elect Monika Ribar Mgmt For TNA N/A 10 Elect Daniel Sauter Mgmt For TNA N/A 11 Elect Ulrich Suter Mgmt For TNA N/A 12 Elect Christoph Tobler Mgmt For TNA N/A 13 Elect Jurgen Tinggren Mgmt For TNA N/A 14 Elect Frits van Dijk as Nominating and Mgmt For TNA N/A Compensation Committee Member 15 Elect Urs Burkard as Nominating and Mgmt For TNA N/A Compensation Committee Member 16 Elect Daniel Sauter as Nominating and Mgmt For TNA N/A Compensation Committee Member 17 Appointment of Auditor Mgmt For TNA N/A 18 Appointment of Independent Proxy Mgmt For TNA N/A 19 Compensation Report Mgmt For TNA N/A 20 Board of Directors' Compensation Mgmt For TNA N/A 21 Group Management Compensation Mgmt For TNA N/A 22 Transaction of Other Business Mgmt For TNA N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C6L CINS Y7992P128 07/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Goh Choon Phong Mgmt For For For 4 Elect Lucien Wong Yuen Kuai Mgmt For For For 5 Elect Hsieh Tsun-yan Mgmt For For For 6 Elect Gautam Banerjee Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Grant Awards and Issue Mgmt For For For Shares under Employee Incentive Plans 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C6L CINS Y7992P128 07/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Authority to Repurchase Shares Mgmt For For For 2 Related Party Transactions Mgmt For For For ---------------------------------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS S68 CINS Y79946102 09/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect CHEW Choon Seng Mgmt For Against Against 4 Elect Magnus Bocker Mgmt For For For 5 Elect Thaddeus T. Beczak Mgmt For For For 6 Elect Jane Diplock AO Mgmt For For For 7 Chairman's Fees Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Elect NG Kok Song Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SINGAPORE PRESS HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS T39 CINS Y7990F106 11/29/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect CHAM Tao Soon Mgmt For For For 5 Elect SUM Soon Lim Mgmt For For For 6 Elect LEE Boon Yang Mgmt For For For 7 Elect NG Ser Miang Mgmt For For For 8 Elect QUEK See Tiat Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Transaction of Other Business Mgmt For Against Against 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Equity Compensation Plan Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SINGAPORE TECHNOLOGIES ENGINEERING TICKER SECURITY ID: MEETING DATE MEETING STATUS S63 CINS Y7996W103 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect TAN Pheng Hock Mgmt For For For 4 Elect QUEK Tong Boon Mgmt For Against Against 5 Elect KHOO Boon Hui Mgmt For Against Against 6 Elect NG Chee Meng Mgmt For For For 7 Elect QUEK See Tiat Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Awards and Issue Mgmt For For For Shares under Employee Incentive Plans 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- SINGAPORE TECHNOLOGIES ENGINEERING TICKER SECURITY ID: MEETING DATE MEETING STATUS S63 CINS Y7996W103 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Related Party Transactions Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS Z74 CINS Y79985209 07/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Simon C. Israel Mgmt For For For 4 Elect Peter E. Mason Mgmt For For For 5 Elect David M. Gonski Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Grant Awards and Issue Mgmt For For For Shares under the SingTel Performance Share Plan 13 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS Z74 CINS Y79985209 07/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Authority to Repurchase Shares Mgmt For For For 2 Grant of Shares to Chua Sock Koong Mgmt For For For
---------------------------------------------------------------------------------------------------------- SINO LAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0083 CINS Y80267126 10/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Daryl NG Win Kong Mgmt For Against Against 6 Elect Ringo CHAN Wing Kwong Mgmt For For For 7 Elect Gordon LEE Ching Keung Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SJM HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 880 CINS Y8076V106 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect SO Shu Fai Mgmt For For For 6 Elect Rui Jose da Cunha Mgmt For Against Against 7 Elect Angela LEONG On Kei Mgmt For Against Against 8 Elect Timothy FOK Tsun Ting Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Grant Options Under Share Mgmt For Against Against Option Scheme 12 Authority to Repurchase Shares Mgmt For For For 13 Amendments to Articles Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SKANDINAVISKA ENSKILDA BANKEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SEB-A CINS W25381141 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size; Number of Auditors Mgmt For For For 17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Remuneration Guidelines Mgmt For Against Against 21 Share Deferral Programme Mgmt For For For 22 Share Matching Programme Mgmt For For For 23 All Employee Programme Mgmt For For For 24 Authority to Repurchase Shares for Mgmt For For For Securities Trading 25 Authority to Repurchase Shares Mgmt For For For 26 Transfer of Shares Pursuant to LTIPs Mgmt For For For 27 Maximum Variable Pay Ratio Mgmt For For For 28 Appointment of Auditors in Foundations Mgmt For For For 29 Shareholder Proposal Regarding ShrHldr N/A Against N/A Integration Institute 30 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SKANSKA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SKA-B CINS W83567110 04/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Amendments to Articles Regarding Mgmt For For For Change in Registered Office 16 Board Size Mgmt For For For
17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For Against Against 19 Appointment of Auditor Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Transfer Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SKF AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SKFB CINS W84237143 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Ratification of Board and CEO Acts Mgmt For Against Against 12 Amendments to Articles Regarding Board Mgmt For For For Size 13 Board Size Mgmt For Against Against 14 Directors' Fees Mgmt For For For 15 Share Based Directors' Fees Mgmt For For For 16 Committee Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Remuneration Guidelines Mgmt For For For 20 Performance Share Plan Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Nomination Committee Regarding Mgmt For For For Resignation 23 Nomination Committee Regarding Mgmt For For For Proposals 24 Nomination Committee Regarding Duties Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- SKYCITY ENTERTAINMENT GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SKC CINS Q8513Z115 10/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual New Zealand FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Nigel Morrison Mgmt For For For 3 Re-elect Bruce Carter Mgmt For For For 4 Re-elect Chris Moller Mgmt For For For 5 Equity Grant (MD/CEO Nigel Morrison) Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- SMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6273 CINS J75734103 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshiyuki Takada Mgmt For Against Against 5 Elect Katsunori Maruyama Mgmt For For For 6 Elect Ikuji Usui Mgmt For For For 7 Elect Katsunori Tomita Mgmt For For For 8 Elect Seiji Kosugi Mgmt For For For 9 Elect Masahiko Satake Mgmt For For For 10 Elect Yoshiki Takada Mgmt For For For 11 Elect Eiji Ohhashi Mgmt For For For 12 Elect Osamu Kuwahara Mgmt For For For 13 Elect Iwao Mogi Mgmt For For For 14 Elect Kohichi Shikakura Mgmt For For For 15 Elect Kohji Ogura Mgmt For For For 16 Elect Motoichi Kawada Mgmt For For For 17 Elect Susumu Takada Mgmt For For For 18 Elect German Berakoetxea Mgmt For For For 19 Elect CHAN Lup Yin Mgmt For For For 20 Elect Masanobu Kaizu Mgmt For For For 21 Elect Steve Bangs Mgmt For For For 22 Retirement Allowances for Director Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SMITH & NEPHEW PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SN CINS G82343164 04/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Ian E. Barlow Mgmt For For For 6 Elect Olivier Bohuon Mgmt For For For 7 Elect Virginia Bottomley Mgmt For For For 8 Elect Julie Brown Mgmt For For For 9 Elect Michael A. Friedman Mgmt For For For 10 Elect Pamela J. Kirby Mgmt For For For 11 Elect Brian Larcombe Mgmt For For For
12 Elect Joseph C. Papa Mgmt For For For 13 Elect Roberto Quarta Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- SMITHS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SMIN CINS G82401111 11/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Bruno Angelici Mgmt For For For 5 Elect Philip Bowman Mgmt For For For 6 Elect David J. Challen Mgmt For For For 7 Elect Tanya Fratto Mgmt For For For 8 Elect Anne Quinn Mgmt For For For 9 Elect Sir Kevin Tebbit Mgmt For For For 10 Elect Peter A. Turner Mgmt For For For 11 Elect George Buckley Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 18 Authorisation of Political Donations Mgmt For For For 19 Allocation of Profits/Dividends Mgmt For For For (Special Dividend)
---------------------------------------------------------------------------------------------------------- SNAM S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRG CINS T8578L107 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SOCIETE GENERALE TICKER SECURITY ID: MEETING DATE MEETING STATUS GLE CINS F43638141 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Remuneration of Frederic Oudea, Mgmt For For For Chairman and CEO 9 Remuneration of Severin Cabannes, Mgmt For For For Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Executives 10 Remuneration of Key Risk Takers Mgmt For For For 11 Authorization to Set the Maximum Mgmt For For For Variable Remuneration for Persons Belonging to the Company's Identified Staff 12 Elect Robert Castaigne Mgmt For For For 13 Elect Lorenzo Bini Smaghi Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 16 Authority to Issue Shares and Mgmt For For For Convertible Securities w/o Preemptive Rights 17 Greenshoe Mgmt For For For 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 19 Authority to Issue Shares and Mgmt For For For Convertible Securities Through Private Placement 20 Employee Stock Purchase Plan Mgmt For For For
21 Authority to Issue Performance Shares Mgmt For For For 22 Authority to Cancel Shares and Reduce Mgmt For For For Capital 23 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- SODEXO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SW CINS F84941123 01/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Consolidated Mgmt For For For Accounts and Reports; Ratification of Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For Against Against 6 Elect Michel Landel Mgmt For For For 7 Elect Paul Jeanbart Mgmt For For For 8 Elect Patricia Bellinger Mgmt For For For 9 Elect Peter Thompson Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Remuneration of Pierre Bellon, Mgmt For For For Chairman of the Board of Directors 12 Remuneration of Michel Landel, CEO Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Increase Capital Through Mgmt For For For Capitalizations 17 Employee Stock Purchase Plan Mgmt For For For 18 Amendments to Articles Regarding Mgmt For For For Employee Representative 19 Authorization of Legal Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SOFTBANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9984 CINS J75963108 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Yoshimitsu Gotoh Mgmt For For For 4 Elect Kazuhiko Fujiwara Mgmt For For For 5 Elect Shigenobu Nagamori Mgmt For For For ---------------------------------------------------------------------------------------------------------- SOJITZ CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 2768 CINS J7608R101 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yutaka Kase Mgmt For For For 4 Elect Takashi Hara Mgmt For For For 5 Elect Yohji Satoh Mgmt For For For 6 Elect Shigeki Dantani Mgmt For For For 7 Elect Yoshio Mogi Mgmt For For For 8 Elect Yohko Ishikura Mgmt For For For 9 Elect Yukio Kitazume Mgmt For For For ---------------------------------------------------------------------------------------------------------- SOLVAY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SOLB CINS B82095116 04/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Amendments to Article 1 Mgmt For For For 5 Amendments to Article 6 Mgmt For For For 6 Amendments to Article 7 Mgmt For For For 7 Amendments to Article 9 Mgmt For For For 8 Amendments to Article 10 Mgmt For For For 9 Authorize Share Repurchase as Takeover Mgmt For Against Against Defense 10 Authority to Repurchase Shares Mgmt For For For 11 Amendments to Article 11 Mgmt For For For 12 Amendments to Article 13 Mgmt For For For 13 Amendments to Article 13A Mgmt For For For 14 Amendments to Article 19 Mgmt For For For 15 Amendments to Article 20 Mgmt For For For 16 Amendments to Article 21 Mgmt For For For 17 Amendments to Article 21 Mgmt For For For 18 Amendments to Article 23 Mgmt For For For 19 Amendments to Article 24 Mgmt For For For 20 Amendments to Article 25 Mgmt For For For 21 Amendments to Article 26 Mgmt For For For 22 Amendments to Article 27 Mgmt For For For 23 Amendments to Article 33 Mgmt For For For 24 Amendments to Article 37 Mgmt For For For 25 Amendments to Article 41 Mgmt For For For 26 Amendments to Article 42 Mgmt For For For 27 Amendments to Article 46 Mgmt For For For 28 Renumbering of the Articles of Mgmt For For For Association 29 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- SOLVAY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SOLB CINS B82095116 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Remuneration Report Mgmt For Against Against 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For For For Profits 7 Ratification of Board Acts Mgmt For For For 8 Ratification of Auditor Acts Mgmt For For For 9 Elect Denis Solvay Mgmt For For For 10 Elect Bernhard Scheuble Mgmt For For For 11 Ratification of Independence (Bernhard Mgmt For For For Scheuble) 12 Elect Rosemary Thorne Mgmt For For For 13 Ratification of Independence (Rosemary Mgmt For For For Thorne) 14 Elect Gilles Michel Mgmt For For For 15 Ratification of Independence (Gilles Mgmt For For For Michel) 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Amendments to Article 1 Mgmt For For For 19 Amendments to Article 6 Mgmt For For For 20 Amendments to Article 7 Mgmt For For For 21 Amendments to Article 9 Mgmt For For For 22 Amendments to Article 10 Mgmt For For For 23 Authorize Share Repurchase as Takeover Mgmt For Against Against Defense 24 Authority to Repurchase Shares Mgmt For For For 25 Amendments to Article 11 Mgmt For For For 26 Amendments to Article 13 Mgmt For For For 27 Amendments to Article 13A Mgmt For For For 28 Amendments to Article 19 Mgmt For For For 29 Amendments to Article 20 Mgmt For For For 30 Amendments to Article 21 Mgmt For For For 31 Amendments to Article 21 Mgmt For For For 32 Amendments to Article 23 Mgmt For For For 33 Amendments to Article 24 Mgmt For For For 34 Amendments to Article 25 Mgmt For For For 35 Amendments to Article 26 Mgmt For For For 36 Amendments to Article 27 Mgmt For For For 37 Amendments to Article 33 Mgmt For For For 38 Amendments to Article 37 Mgmt For For For 39 Amendments to Article 41 Mgmt For For For 40 Amendments to Article 42 Mgmt For For For 41 Amendments to Article 46 Mgmt For For For 42 Renumbering of the Articles of Mgmt For For For Association
---------------------------------------------------------------------------------------------------------- SONIC HEALTHCARE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SHL CINS Q8563C107 11/21/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kate D. Spargo Mgmt For For For 3 Elect Jane Wilson Mgmt For For For 4 Elect Philip Dubois Mgmt For Against Against 5 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- SONOVA HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SOON CINS H8024W106 06/17/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Elect Robert Spoerry as Chairman Mgmt For TNA N/A 7 Elect Beat Hess Mgmt For TNA N/A 8 Elect Michael Jacobi Mgmt For TNA N/A 9 Elect Andy Rihs Mgmt For TNA N/A 10 Elect Anssi Vanjoki Mgmt For TNA N/A 11 Elect Ronald van der Vis Mgmt For TNA N/A 12 Elect Jinlong Wang Mgmt For TNA N/A 13 Elect John Zei Mgmt For TNA N/A 14 Elect Stacy Enxing Seng Mgmt For TNA N/A 15 Elect Robert Spoerry Mgmt For TNA N/A 16 Elect Beat Hess Mgmt For TNA N/A 17 Elect John Zei Mgmt For TNA N/A 18 Appointment of Auditor Mgmt For TNA N/A 19 Appointment of Independent Proxy Mgmt For TNA N/A 20 Amendments to Articles (Compensation) Mgmt For TNA N/A 21 Amendments to Articles (Other Mgmt For TNA N/A Amendments) 22 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- SONY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6758 CINS J76379106 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuo Hirai Mgmt For For For 3 Elect Kenichiroh Yoshida Mgmt For For For 4 Elect Kanemitsu Anraku Mgmt For For For 5 Elect Osamu Nagayama Mgmt For For For 6 Elect Takaaki Nimura Mgmt For For For 7 Elect Eikoh Harada Mgmt For For For 8 Elect Johichi Itoh Mgmt For For For 9 Elect Tim Schaaff Mgmt For For For 10 Elect Kazuo Matsunaga Mgmt For For For 11 Elect Kohichi Miyata Mgmt For For For 12 Elect John V. Roos Mgmt For For For 13 Elect Eriko Sakurai Mgmt For For For 14 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- SONY FINANCIAL HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8729 CINS J76337104 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Katsumi Ihara Mgmt For For For 4 Elect Hirotoshi Watanabe Mgmt For For For 5 Elect Yutaka Itoh Mgmt For For For 6 Elect Masamitsu Shimaoka Mgmt For For For 7 Elect Shigeru Ishii Mgmt For For For 8 Elect Atsuo Niwa Mgmt For For For 9 Elect Takemi Nagasaka Mgmt For For For 10 Elect Isao Yamamoto Mgmt For For For 11 Elect Siroh Kuniya Mgmt For For For 12 Elect Toraki Inoue as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- SP AUSNET TICKER SECURITY ID: MEETING DATE MEETING STATUS SPN CINS Q8604X102 07/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect NG Kee Choe Mgmt For For For 4 Remuneration Report (Companies only) Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Approve Issue of Stapled Securities Mgmt For For For (Singapore law) - Companies & Trust 7 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- SSE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SSE CINS G8842P102 07/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Katie Bickerstaffe Mgmt For For For 5 Elect Jeremy Beeton Mgmt For For For 6 Elect Lord Robert Smith of Kelvin Mgmt For For For 7 Elect Gregor Alexander Mgmt For For For 8 Elect Alistair Phillips-Davies Mgmt For For For 9 Elect Lady Susan Rice Mgmt For For For 10 Elect Richard Gillingwater Mgmt For For For 11 Elect Thomas Thune Andersen Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 85749P 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities
6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For 13 Purchasing of Interests in Oil, Gas or Mgmt For For For Other Mineral Exploration or Development Programs ---------------------------------------------------------------------------------------------------------- ST MICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CINS N83574108 06/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Losses Mgmt For For For 7 Distribution of Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Election to the Management Board Mgmt For For For 11 Stock Grant to CEO Mgmt For Against Against 12 Elect Didier Lombard Mgmt For For For 13 Elect Maurizio Tamagnini Mgmt For For For 14 Elect Jean d'Arthuys Mgmt For Against Against 15 Elect Alessandro Rivera Mgmt For Against Against 16 Elect Jean-Georges Malcor Mgmt For For For 17 Elect Heleen H. Kersten Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ST MICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CINS N83574108 12/02/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Interim Dividends Mgmt For For For
3 Amendments to Articles Regarding Mgmt For For For Dividend Distribution 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN CINS G84228157 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For Against Against 4 Remuneration Report (Advisory) Mgmt For For For 5 Elect Kurt Campbell Mgmt For For For 6 Elect Christine Hodgson Mgmt For For For 7 Elect Naguib Kheraj Mgmt For For For 8 Elect Om Prakesh Bhatt Mgmt For For For 9 Elect Jaspal S. Bindra Mgmt For For For 10 Elect Louis CHEUNG Chi Yan Mgmt For For For 11 Elect HAN Seung-Soo Mgmt For For For 12 Elect Simon J. Lowth Mgmt For For For 13 Elect Ruth Markland Mgmt For For For 14 Elect John G.H. Paynter Mgmt For For For 15 Elect John Peace Mgmt For For For 16 Elect A. Michael G. Rees Mgmt For For For 17 Elect Peter A. Sands Mgmt For For For 18 Elect Viswanathan Shankar Mgmt For For For 19 Elect Paul D. Skinner Mgmt For For For 20 Elect Lars H. Thunell Mgmt For For For 21 Disapplication of Shareholding Mgmt For For For Requirement (Kurt Campbell) 22 Appointment of Auditor Mgmt For For For 23 Authority to Set Auditor's Fees Mgmt For For For 24 Authorisation of Political Donations Mgmt For For For 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Authority to Issue Repurchased Shares Mgmt For For For w/ Preemptive Rights 27 Authority to Issue Equity Conversion Mgmt For For For Notes w/ Preemptive Rights 28 Scrip Dividend Mgmt For For For 29 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 30 Authority to Issue Equity Conversion Mgmt For For For Notes w/o Preemptive Rights 31 Authority to Repurchase Shares Mgmt For For For 32 Authority to Repurchase Preference Mgmt For For For Shares 33 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 34 Maximum Variable Payment Ratio Mgmt For For For 35 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- STANDARD LIFE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SL CINS G84278103 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Report (Advisory) Mgmt For For For 6 Remuneration Policy (Binding) Mgmt For For For 7 Executive Long-Term Incentive Plan Mgmt For For For 8 Elect Gerry Grimstone Mgmt For For For 9 Elect Pierre Danon Mgmt For For For 10 Elect Crawford Gillies Mgmt For For For 11 Elect David Grigson Mgmt For For For 12 Elect Noel Harwerth Mgmt For For For 13 Elect David Nish Mgmt For For For 14 Elect John G.H. Paynter Mgmt For For For 15 Elect Lynne Peacock Mgmt For For For 16 Elect Keith Skeoch Mgmt For For For 17 Elect Martin Pike Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- STANLEY ELECTRIC CO, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6923 CINS J76637115 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Takanori Kitano Mgmt For Against Against 2 Elect Makio Natsusaka Mgmt For For For 3 Elect Yutaka Hiratsuka Mgmt For For For 4 Elect Tohru Tanabe Mgmt For For For 5 Elect Shinji Tominaga Mgmt For For For 6 Elect Katsutoshi Iino Mgmt For For For 7 Elect Masakatsu Mori Mgmt For For For 8 Elect Kohji Shimoda Mgmt For For For 9 Elect Hiroyuki Takamori Mgmt For For For 10 Elect Mitsuhiro Amitani as Statutory Mgmt For For For Auditor
---------------------------------------------------------------------------------------------------------- STARHUB LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CC3 CINS Y8152F132 04/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect KUA Hong Pak Mgmt For For For 3 Elect Nihal Vijaya Devadas Kaviratne Mgmt For For For 4 Elect TAN Guong Ching Mgmt For Against Against 5 Elect Peter SEAH Lim Huat Mgmt For Against Against 6 Elect Steven Terrell Clontz Mgmt For For For 7 Elect Nasser Marafih Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Grant Awards and Issue Mgmt For For For Shares under Starhub Pte. Ltd. Share Option Plan ---------------------------------------------------------------------------------------------------------- STARHUB LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CC3 CINS Y8152F132 04/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Authority to Repurchase Shares Mgmt For For For 2 Related Party Transactions Mgmt For For For 3 Adoption of the PSP 2014 Mgmt For Against Against 4 Adoption of the RSP 2014 Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CINS R8413J103 05/14/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Election of Presiding Chairman Mgmt For TNA N/A 8 Agenda Mgmt For TNA N/A 9 Minutes Mgmt For TNA N/A 10 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 11 Shareholder Proposal Regarding ShrHldr Against TNA N/A Withdrawal from Canadian Oil Sands 12 Shareholder Proposal Regarding Arctic ShrHldr Against TNA N/A Operations 13 Corporate Governance Report Mgmt For TNA N/A 14 Remuneration Guidelines Mgmt For TNA N/A 15 Authority to Set Auditor's Fees Mgmt For TNA N/A 16 Elect Olaug Svarva Mgmt For TNA N/A 17 Elect Idar Kreutzer Mgmt For TNA N/A 18 Elect Karin Aslaksen Mgmt For TNA N/A 19 Elect Greger Mannsverk Mgmt For TNA N/A 20 Elect Steinar Olsen Mgmt For TNA N/A 21 Elect Ingvald Strommen Mgmt For TNA N/A 22 Elect Rune Bjerke Mgmt For TNA N/A 23 Elect Siri Kalvig Mgmt For TNA N/A 24 Elect Barbro Haetta Mgmt For TNA N/A 25 Elect Terje Venold Mgmt For TNA N/A 26 Elect Tone Lunde Bakker Mgmt For TNA N/A 27 Elect Kjersti Kleven Mgmt For TNA N/A 28 Elect Arthur Sletteberg Mgmt For TNA N/A 29 Elect Bassim Haj Mgmt For TNA N/A 30 Elect Nina Kivijervi Jonassen Mgmt For TNA N/A 31 Elect Birgitte Vartdal Mgmt For TNA N/A 32 Corporate Assembly Fees Mgmt For TNA N/A 33 Elect Olaug Svarva Mgmt For TNA N/A 34 Elect Tom Rathke Mgmt For TNA N/A 35 Elect Elisabeth Berge Mgmt For TNA N/A 36 Elect Tone Lunde Bakker Mgmt For TNA N/A 37 Nomination Committee Fees Mgmt For TNA N/A 38 Authority to Distribute Dividends Mgmt For TNA N/A 39 Authority to Repurchase Shares in Mgmt For TNA N/A Relation to Share Saving Plan 40 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 41 Shareholder Proposal Regarding GHG ShrHldr Against TNA N/A Emissions and Angola and Azerbaijan Operations ---------------------------------------------------------------------------------------------------------- STOCKLAND TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CINS Q8773B105 10/29/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 2013 Equity Grant (MD/CEO Mark Mgmt For For For Steinert)
4 2014 Equity Grant (MD/CEO Mark Mgmt For For For Steinert) 5 Re-elect Carol Schwartz Mgmt For For For 6 Re-elect Duncan M. Boyle Mgmt For For For 7 Re-elect Barry H.R. Neil Mgmt For For For 8 Re-elect Graham J. Bradley Mgmt For For For 9 Amendment to Constitution of the Mgmt For For For Company (Capital Reallocation) 10 Amendments to Constitution of Mgmt For For For Stockland Trust (Capital Reallocation) 11 Approve Capital Reallocation Mgmt For For For 12 Approve Capital Reallocation Mgmt For For For 13 Amendments to Constitution of the Mgmt For For For Company 14 Amendments to Constitution of Mgmt For For For Stockland Trust ---------------------------------------------------------------------------------------------------------- STORA ENSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS STERV CINS X8T9CM113 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and CEO Acts Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Board Size Mgmt For For For 16 Election of Directors Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Nomination Committee Mgmt For For For 20 Shareholder Proposal Regarding Special ShrHldr N/A Against N/A Examination 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- SUBSEA 7 S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUBC CINS L8882U106 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Kristian Siem Mgmt For For For 8 Elect Peter Mason Mgmt For For For 9 Elect Eystein Eriksrud Mgmt For For For 10 Elect Jean P. Cahuzac Mgmt For For For 11 Elect Robert Long Mgmt For For For ---------------------------------------------------------------------------------------------------------- SUEDZUCKER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SZU CINS D82781101 08/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------- SUEZ ENVIRONNEMENT COMPANY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SEV CINS F4984P118 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Ines Kolmsee Mgmt For For For 8 Elect Gilles Benoist Mgmt For Against Against 9 Elect Alain Chaigneau Mgmt For Against Against 10 Elect Penelope Chalmers Small Mgmt For Against Against 11 Elect Guillaume Pepy Mgmt For For For 12 Elect Jerome Tolot Mgmt For Against Against
13 Directors' Fees Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Appointment of Alternate Auditor Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Remuneration of Gerard Mestrallet, Mgmt For For For Chairman 18 Remuneration of Jean-Louis Chaussade, Mgmt For For For CEO 19 Authority to Repurchase Shares Mgmt For For For 20 Amendments to Articles Regarding Age Mgmt For For For Limit for Chairman and CEO 21 Amendments to Articles Regarding Mgmt For For For Employee Representatives 22 Authority to Cancel Shares and Reduce Mgmt For For For Capital 23 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ Preemptive Rights 24 Authority to Issue Shares and Mgmt For For For Convertible Securities w/o Preemptive Rights 25 Authority to Issue Shares and Mgmt For For For Convertible Securities Through Private Placement 26 Greenshoe Mgmt For For For 27 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 28 Authority to Increase Capital in Case Mgmt For For For of Exchange Offer 29 Authority to Issue Debt Instruments Mgmt For For For 30 Employee Stock Purchase Plan Mgmt For For For 31 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 32 Global Ceiling on Capital Increases Mgmt For For For and Debt Issuances 33 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- SULZER HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SUN CINS H83580284 03/20/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Remuneration Report Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Amendments to Articles Mgmt For TNA N/A 7 Elect Thomas Glanzmann Mgmt For TNA N/A
8 Elect Jill Lee Mgmt For TNA N/A 9 Elect Marco Musetti Mgmt For TNA N/A 10 Elect Luciano Respini Mgmt For TNA N/A 11 Elect Klaus Sturany Mgmt For TNA N/A 12 Elect Peter Loscher as Chairman Mgmt For TNA N/A 13 Elect Matthias Bichsel Mgmt For TNA N/A 14 Elect Compensation Committee Member Mgmt For TNA N/A Thomas Glanzmann 15 Elect Compensation Committee Member Mgmt For TNA N/A Marco Musetti 16 Elect Compensation Committee Member Mgmt For TNA N/A Luciano Respini 17 Appointment of Auditor Mgmt For TNA N/A 18 Appointment of Independent Proxy Mgmt For TNA N/A 19 In the case of ad-hoc/Miscellaneous ShrHldr For TNA N/A shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors ---------------------------------------------------------------------------------------------------------- SUMCO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3436 CINS J76896109 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mayuki Hashimoto Mgmt For Against Against 4 Elect Michiharu Takii Mgmt For For For 5 Elect Yohichi Tsuchiya Mgmt For For For 6 Elect Harumitsu Endoh Mgmt For For For 7 Elect Hisashi Furuya Mgmt For For For 8 Elect Kazuo Hiramoto Mgmt For For For 9 Elect Makoto Nakaoka Mgmt For For For 10 Elect Hirotake Ohta Mgmt For For For 11 Elect Masahiro Mitomi Mgmt For For For ---------------------------------------------------------------------------------------------------------- SUMITOMO CHEMICAL CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4005 CINS J77153120 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Osamu Ishitobi Mgmt For Against Against 3 Elect Masakazu Tokura Mgmt For For For 4 Elect Yoshimasa Takao Mgmt For For For 5 Elect Toshihisa Deguchi Mgmt For For For 6 Elect Yoshihiko Okamoto Mgmt For For For
7 Elect Rei Nishimoto Mgmt For For For 8 Elect Tomohisa Ohno Mgmt For For For 9 Elect Kunio Nozaki Mgmt For For For 10 Elect Kunio Itoh Mgmt For For For 11 Elect Shinichi Yokoyama as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- SUMITOMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuo Ohmori Mgmt For Against Against 4 Elect Kuniharu Nakamura Mgmt For For For 5 Elect Shinichi Sasaki Mgmt For For For 6 Elect Takuroh Kawahara Mgmt For For For 7 Elect Kazuhisa Togashi Mgmt For For For 8 Elect Yasuyuki Abe Mgmt For For For 9 Elect Naoki Hidaka Mgmt For For For 10 Elect Hiroyuki Inohara Mgmt For For For 11 Elect Michihiko Kanegae Mgmt For For For 12 Elect Masahiro Fujita Mgmt For For For 13 Elect Akio Harada Mgmt For For For 14 Elect Kazuo Matsunaga Mgmt For For For 15 Elect Nobuhiko Yuki as Statutory Mgmt For For For Auditor 16 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CINS J77411114 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Masayoshi Matsumoto Mgmt For Against Against 5 Elect Hiroyuki Takenaka Mgmt For For For 6 Elect Fumikiyo Uchioke Mgmt For For For 7 Elect Mitsuo Nishida Mgmt For For For 8 Elect Shigeru Tanaka Mgmt For For For 9 Elect Makoto Nakajima Mgmt For For For 10 Elect Atsushi Yano Mgmt For For For 11 Elect Fumiyoshi Kawai Mgmt For For For 12 Elect Nozomi Ushijima Mgmt For For For 13 Elect Kazuo Hiramatsu Mgmt For For For 14 Elect Shigeo Saitoh Mgmt For For For 15 Elect Junji Itoh Mgmt For For For 16 Elect Makoto Tani Mgmt For For For 17 Elect Yoshitomo Kasui Mgmt For For For 18 Elect Hideaki Inayama Mgmt For Against Against 19 Elect Kan Hayashi Mgmt For For For 20 Bonus Mgmt For For For
---------------------------------------------------------------------------------------------------------- SUMITOMO HEAVY INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6302 CINS J77497113 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshinobu Nakamura Mgmt For Against Against 4 Elect Shunsuke Betsukawa Mgmt For For For 5 Elect Shinji Nishimura Mgmt For For For 6 Elect Yuji Takaishi Mgmt For For For 7 Elect Akio Yoshikawa Mgmt For For For 8 Elect Toshiharu Tanaka Mgmt For For For 9 Elect Yoshiyuki Tomita Mgmt For For For 10 Elect Kazuto Kaneshige Mgmt For For For 11 Elect Mikio Ide Mgmt For For For 12 Elect Susumu Takahashi Mgmt For For For 13 Elect Kazumi Fujita as Statutory Mgmt For Against Against Auditor 14 Elect Seishiroh Tsukada as Alternate Mgmt For For For Statutory Auditor 15 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- SUMITOMO METAL MINING CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5713 CINS J77712123 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Nobumasa Kemori Mgmt For Against Against 4 Elect Yoshiaki Nakazato Mgmt For For For 5 Elect Takeshi Kubota Mgmt For For For 6 Elect Naoyuki Tsuchida Mgmt For For For 7 Elect Mikinobu Ogata Mgmt For For For 8 Elect Norifumi Ushirone Mgmt For For For 9 Elect Akira Nozaki Mgmt For For For 10 Elect Tsutomu Ushijima Mgmt For For For 11 Elect Hajime Satoh as Statutory Auditor Mgmt For Against Against 12 Elect Hitoshi Taimatsu as Alternate Mgmt For For For Statutory Auditor 13 Bonus Mgmt For For For
---------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8316 CINS J7771X109 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohichi Miyata Mgmt For For For 4 Elect Nobuaki Kurumatani Mgmt For For For 5 Elect Atsuhiko Inoue Mgmt For For For 6 Elect Jun Ohta Mgmt For For For 7 Elect Yoshinori Yokoyama Mgmt For For For 8 Elect Kazuhiko Nakao as a Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hitoshi Tsunekage Mgmt For For For 4 Elect Kunitaroh Kitamura Mgmt For For For 5 Elect Akio Ohtsuka Mgmt For For For 6 Elect Nobuo Iwasaki Mgmt For For For 7 Elect Testuo Ohkubo Mgmt For For For 8 Elect Masaru Hashimoto Mgmt For For For 9 Elect Jun Okuno Mgmt For For For 10 Elect Kiyoshi Mukohhara Mgmt For For For 11 Elect Toshio Hoshino Mgmt For For For 12 Elect Sohichi Shinohara Mgmt For For For 13 Elect Mitsuhiko Sugita as Statuotry Mgmt For For For Auditor 14 Equity Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- SUMITOMO REALTY & DEVELOPMENT CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8830 CINS J77841112 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yohzoh Izuhara as a Statutory Mgmt For For For Auditor
---------------------------------------------------------------------------------------------------------- SUMITOMO RUBBER INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5110 CINS J77884112 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tetsuji Mino Mgmt For Against Against 5 Elect Ikuji Ikeda Mgmt For For For 6 Elect Hiroaki Tanaka Mgmt For For For 7 Elect Kenji Onga Mgmt For For For 8 Elect Minoru Nishi Mgmt For For For 9 Elect Yasutaka Ii Mgmt For For For 10 Elect Hiroki Ishida Mgmt For For For 11 Elect Yutaka Kuroda Mgmt For For For 12 Elect Keizoh Kohsaka Mgmt For For For 13 Elect Fumikiyo Uchioke Mgmt For For For 14 Elect Toshiyuki Noguchi Mgmt For For For 15 Elect Tadao Kagono Mgmt For For For 16 Elect Tetsuji Akamatsu Mgmt For For For ---------------------------------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0016 CINS Y82594121 11/14/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Margaret LEUNG KO May Yee Mgmt For Against Against 6 Elect Raymond KWOK Ping Luen Mgmt For For For 7 Elect Mike WONG Chik Wing Mgmt For For For 8 Elect Eric LI Ka Cheung Mgmt For Against Against 9 Elect Walter KWOK Ping Sheung Mgmt For Against Against 10 Elect WOO Po Shing Mgmt For Against Against 11 Elect Thomas CHAN Kui Yuen Mgmt For Against Against 12 Elect KWONG Chun Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 17 Authority to Issue Repurchased Shares Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- SUNCORP GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SUN CINS Q88040110 10/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (MD/CEO Patrick Snowball) Mgmt For For For 4 Re-elect Ilana Atlas Mgmt For For For 5 Re-elect Geoffrey T. Ricketts Mgmt For Against Against 6 Amendments to Constitution Mgmt For Against Against 7 Adopt Partial Takeover Provisions Mgmt For For For ---------------------------------------------------------------------------------------------------------- SUNTORY BEVERAGE & FOOD LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2587 CINS J78186103 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Nobuhiro Torii Mgmt For Against Against 4 Elect Yoshihiko Kakimi Mgmt For For For 5 Elect Saburoh Kogoh Mgmt For For For 6 Elect Nobuhiro Kurihara Mgmt For For For 7 Elect Shinichiroh Hizuka Mgmt For For For 8 Elect Masato Tsuchida Mgmt For For For 9 Elect Yasuhiko Kamada Mgmt For For For 10 Elect Shigehiro Aoyama Mgmt For For For 11 Elect Hitoshi Kashiwaki Mgmt For For For 12 Elect Mitsuhiro Amitani as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- SURUGA BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8358 CINS J78400108 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Mitsuyoshi Okano Mgmt For For For 3 Elect Kinosuke Okano Mgmt For For For 4 Elect Toshihiko Shirai Mgmt For For For 5 Elect Kazuya Mochizuki Mgmt For For For 6 Elect Yoshiroh Uchiyama Mgmt For For For 7 Elect Toshiyuki Haibara Mgmt For For For 8 Elect Takeshi Yagi Mgmt For For For 9 Elect Tsuneo Yahagi Mgmt For For For 10 Elect Makoto Naruke Mgmt For For For 11 Elect Yoshinori Andoh Mgmt For For For 12 Elect Tetsuo Itoh as Alternate Mgmt For Against Against Statutory Auditor
---------------------------------------------------------------------------------------------------------- SUZUKEN CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9987 CINS J78454105 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshiki Bessho Mgmt For Against Against 3 Elect Hiroshi Ohta Mgmt For For For 4 Elect Takahito Itoh Mgmt For For For 5 Elect Nobuo Suzuki Mgmt For For For 6 Elect Harutaka Yamashita Mgmt For For For 7 Elect Hiromi Miyata Mgmt For For For 8 Elect Keiji Yoza Mgmt For For For 9 Elect Keisuke Ueda Mgmt For For For 10 Elect Masahiko Ima Mgmt For Against Against 11 Elect Tatsuya Inoue Mgmt For For For 12 Elect Meiji Katoh as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- SUZUKI MOTOR CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 7269 CINS J78529138 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Suzuki Mgmt For For For 4 Elect Minoru Tamura Mgmt For For For 5 Elect Osamu Honda Mgmt For For For 6 Elect Toshihiro Suzuki Mgmt For For For 7 Elect Yasuhito Harayama Mgmt For For For 8 Elect Naoki Aizawa Mgmt For For For 9 Elect Eiji Mochizuki Mgmt For For For 10 Elect Masakazu Iguchi Mgmt For For For 11 Elect Sakutaroh Tanino Mgmt For For For 12 Elect Shunji Matsumoto as Statutory Mgmt For For For Auditor 13 Bonus Mgmt For Against Against 14 Equity Compensation Plan for Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------- SVENSKA CELLULOSA AKTIEBOLAGET SCA TICKER SECURITY ID: MEETING DATE MEETING STATUS SCA.A CINS W90152120 04/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Director and Auditor's Fees Mgmt For Against Against 17 Election of Directors Mgmt For Against Against 18 Appointment of Auditor Mgmt For Against Against 19 Remuneration Guidelines Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SHB-A CINS W90937181 03/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends; Mgmt For For For Dividend Record Date 16 Ratification of Board and Management Mgmt For For For Acts 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Repurchase Shares for Mgmt For For For Securities Trading 19 Authority to Issue Convertible Bonds Mgmt For For For to Employees 20 Board Size Mgmt For For For 21 Number of Auditors Mgmt For For For 22 Directors' Fees and Indemnity Against Mgmt For Against Against Fines 23 Election of Directors Mgmt For Against Against 24 Appointment of Auditor Mgmt For For For 25 Compensation Guidelines Mgmt For For For 26 Appointment of Auditors in Foundations Mgmt For For For
27 Shareholder Proposal Regarding ShrHldr N/A Against N/A Investment in Nuclear Weapons 28 Shareholder Proposal Regarding ShrHldr N/A Against N/A Integration Institute 29 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SWATCH GROUP LTD. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS UHR CINS H83949141 05/14/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For TNA N/A 2 Ratification of Board and Management Mgmt For TNA N/A Acts 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Elect Nayla Hayek Mgmt For TNA N/A 5 Elect Esther Grether Mgmt For TNA N/A 6 Elect Ernst Tanner Mgmt For TNA N/A 7 Elect Georges Hayek Mgmt For TNA N/A 8 Elect Claude Nicollier Mgmt For TNA N/A 9 Elect Jean-Pierre Roth Mgmt For TNA N/A 10 Elect Nayla Hayek as Chairwoman Mgmt For TNA N/A 11 Elect Nayla Hayek as Compensation Mgmt For TNA N/A Committee Member 12 Elect Esther Grether as Compensation Mgmt For TNA N/A Committee Member 13 Elect Ernst Tanner as Compensation Mgmt Against TNA N/A Committee Member 14 Elect Georges Hayek as Compensation Mgmt For TNA N/A Committee Member 15 Elect Claude Nicollier as Compensation Mgmt For TNA N/A Committee Member 16 Elect Jean-Pierre Roth as Compensation Mgmt For TNA N/A Committee Member 17 Appointment of Independent Proxy Mgmt For TNA N/A 18 Appointment of Auditor Mgmt For TNA N/A 19 Transaction of Other Business Mgmt For TNA N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- SWATCH GROUP LTD. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS UHR CINS H83949133 05/14/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Elect Nayla Hayek Mgmt For TNA N/A 6 Elect Esther Grether Mgmt For TNA N/A 7 Elect Ernst Tanner Mgmt For TNA N/A 8 Elect Georges Hayek Mgmt For TNA N/A 9 Elect Claude Nicollier Mgmt For TNA N/A 10 Elect Jean-Pierre Roth Mgmt For TNA N/A 11 Elect Nayla Hayek as Chairwoman Mgmt For TNA N/A 12 Elect Nayla Hayek as Compensation Mgmt For TNA N/A Committee Member 13 Elect Esther Grether as Compensation Mgmt For TNA N/A Committee Member 14 Elect Ernst Tanner as Compensation Mgmt Against TNA N/A Committee Member 15 Elect Georges Hayek as Compensation Mgmt For TNA N/A Committee Member 16 Elect Claude Nicollier as Compensation Mgmt For TNA N/A Committee Member 17 Elect Jean-Pierre Roth as Compensation Mgmt For TNA N/A Committee Member 18 Appointment of Independent Proxy Mgmt For TNA N/A 19 Appointment of Auditor Mgmt For TNA N/A 20 Transaction of Other Business Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- SWEDBANK AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SWED CINS W9423X102 03/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Election of Nomination Committee Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 Amendments to Articles Regarding Mgmt For For For Preference Shares 22 Authority to Repurchase Shares for Mgmt For For For Securities Trading 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Issue Convertible Debt Mgmt For For For Instruments 25 Long Term Incentive Plan 2014 (Eken) Mgmt For For For 26 Long Term Incentive Plan 2014 (IP 2014) Mgmt For For For 27 Authority to Issue Treasury Shares for Mgmt For For For Equity Compensation Plans 28 Shareholder Proposal Regarding an ShrHldr N/A Against N/A Independent Investigation of Board Acts 29 Shareholder Proposal Regarding an ShrHldr N/A Against N/A Initiative for an Integration institute 30 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SWEDISH MATCH AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SWMA CINS W92277115 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and President Mgmt For For For Acts 14 Reduction in Share Capital Mgmt For For For 15 Bonus Issue Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Remuneration Guidelines Mgmt For For For 18 Board Size Mgmt For For For
19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Number of Auditors Mgmt For For For 22 Authority to Set Auditor's Fees Mgmt For For For 23 Appointment of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0019 CINS Y83310105 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Martin Cubbon Mgmt For For For 4 Elect Baroness L. Dunn Mgmt For For For 5 Elect Timothy G. Freshwater Mgmt For For For 6 Elect LEE Chien Mgmt For For For 7 Elect Ian SAI Cheung Shiu Mgmt For For For 8 Elect Michael SZE Cho Cheung Mgmt For For For 9 Elect Ivan CHU Kwok Leung Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights ---------------------------------------------------------------------------------------------------------- SWIRE PROPERTIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1972 CINS Y83191109 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Michelle LOW Mei Shuen Mgmt For For For 4 Elect John R. Slosar Mgmt For For For 5 Elect Raymond LIM Siang Keat Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights ---------------------------------------------------------------------------------------------------------- SWISS LIFE HOLDING TICKER SECURITY ID: MEETING DATE MEETING STATUS SLHN CINS ADPV20745 04/23/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Dividends from Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Amendments to Articles (General Mgmt For TNA N/A Changes) 9 Amendments to Articles (Compensation Mgmt For TNA N/A Related Changes) 10 Elect Rolf Dorig as Chairman Mgmt For TNA N/A 11 Elect Wolf Becke Mgmt For TNA N/A 12 Elect Gerold Buhrer Mgmt For TNA N/A 13 Elect Ueli Dietiker Mgmt For TNA N/A 14 Elect Damir Filipovic Mgmt For TNA N/A 15 Elect Frank W. Keuper Mgmt For TNA N/A 16 Elect Henry Peter Mgmt For TNA N/A 17 Elect Frank Schnewlin Mgmt For TNA N/A 18 Elect Franziska Tschudi Sauber Mgmt For TNA N/A 19 Elect Klaus Tschutscher Mgmt For TNA N/A 20 Elect Adrienne Corboud Fumagalli Mgmt For TNA N/A 21 Elect Gerold Buhrer as Compensation Mgmt For TNA N/A Committee Member 22 Elect Frank Schnewlin as Compensation Mgmt For TNA N/A Committee Member 23 Elect Franziska Tschudi Sauber as Mgmt For TNA N/A Compensation Committee Member 24 Appointment of Independent Proxy Mgmt For TNA N/A 25 Appointment of Auditor Mgmt For TNA N/A 26 Additional and/or counter-proposals; ShrHldr N/A TNA N/A no additional and/or counter-proposals have been submitted at this time ---------------------------------------------------------------------------------------------------------- SWISS PRIME SITE TICKER SECURITY ID: MEETING DATE MEETING STATUS SPSN CINS H8403W107 04/15/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits Mgmt For TNA N/A 6 Dividends from Reserves Mgmt For TNA N/A 7 Elect Hans Peter Wehrli Mgmt For TNA N/A 8 Elect Thomas Wetzel Mgmt For TNA N/A 9 Elect Christopher Chambers Mgmt For TNA N/A 10 Elect Bernhard Hammer Mgmt For TNA N/A
11 Elect Rudolf Huber Mgmt For TNA N/A 12 Elect Mario Seris Mgmt For TNA N/A 13 Elect Klaus Wecken Mgmt For TNA N/A 14 Elect Hans Peter Wehrli as Chairman Mgmt For TNA N/A 15 Elect Thomas Wetzel as Compensation Mgmt For TNA N/A Committee Member 16 Elect Christopher Chambers as Mgmt For TNA N/A Compensation Committee Member 17 Elect Mario Seris as Compensation Mgmt For TNA N/A Committee Member 18 Appointment of Independent Proxy Mgmt For TNA N/A 19 Appointment of Auditor Mgmt For TNA N/A 20 Increase in Authorized Capital Mgmt For TNA N/A 21 Amendments to Articles (Organisational Mgmt For TNA N/A Changes) 22 Amendments to Articles (Compensation Mgmt For TNA N/A Related Changes) 23 Additional and/or counter-proposals; ShrHldr For TNA N/A no additional and/or counter-proposals have been submitted at this time 24 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- SWISS RE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SREN CINS H8431B109 04/11/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Dividend from Reserves Mgmt For TNA N/A 7 Special Dividend from Reserves Mgmt For TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Elect Walter B. Kielholz as Chairman Mgmt For TNA N/A 10 Elect Raymund Breu Mgmt For TNA N/A 11 Elect Mathis Cabiallavetta Mgmt For TNA N/A 12 Elect Raymond K.F. Ch'ien Mgmt For TNA N/A 13 Elect Renato Fassbind Mgmt For TNA N/A 14 Elect Mary Francis Mgmt For TNA N/A 15 Elect Rajna Gibson Brandon Mgmt For TNA N/A 16 Elect C. Robert Henrikson Mgmt For TNA N/A 17 Elect Hans Ulrich Maerki Mgmt For TNA N/A 18 Elect Carlos E. Represas Mgmt For TNA N/A 19 Elect Jean-Pierre Roth Mgmt For TNA N/A 20 Elect Susan L. Wagner Mgmt For TNA N/A
21 Elect Renato Fassbind as Compensation Mgmt For TNA N/A Committee Member 22 Elect C. Robert Henrikson as Mgmt For TNA N/A Compensation Committee Member 23 Elect Hans Ulrich Maerki as Mgmt For TNA N/A Compensation Committee Member 24 Elect Carlos E. Represas as Mgmt For TNA N/A Compensation Committee Member 25 Appointment of Independent Proxy Mgmt For TNA N/A 26 Appointment of Auditor Mgmt For TNA N/A 27 Amendments to Articles Relating to Mgmt For TNA N/A VeguV 28 Transaction of Other Business Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- SWISSCOM AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/07/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Amendments to Articles (General Mgmt For TNA N/A Changes) 8 Amendments to Articles (Compensation Mgmt For TNA N/A Related Changes) 9 Amendments to Articles (Other Changes) Mgmt For TNA N/A 10 Elect Barbara Frei Mgmt For TNA N/A 11 Elect Hugo Gerber Mgmt For TNA N/A 12 Elect Michel Gobet Mgmt For TNA N/A 13 Elect Torsten G. Kreindl Mgmt For TNA N/A 14 Elect Catherine Muhlemann Mgmt For TNA N/A 15 Elect Theophil H. Schlatter Mgmt For TNA N/A 16 Elect Frank Esser Mgmt For TNA N/A 17 Elect Hansueli Loosli Mgmt For TNA N/A 18 Elect Hansueli Loosli as Chairman Mgmt For TNA N/A 19 Elect Barbara Frei as Compensation Mgmt For TNA N/A Committee Member 20 Elect Thorsten G. Kreindl as Mgmt For TNA N/A Compensation Committee Member
21 Elect Hansueli Loosli as Compensation Mgmt For TNA N/A Committee Member 22 Elect Theophil Schlatter as Mgmt For TNA N/A Compensation Committee Member 23 Elect Hans Werder as Compensation Mgmt For TNA N/A Committee Member 24 Appointment of Independent Proxy Mgmt For TNA N/A 25 Appointment of Auditor Mgmt For TNA N/A 26 Additional and/or counter-proposals; ShrHldr N/A TNA N/A no additional and/or counter-proposals have been submitted at this time ---------------------------------------------------------------------------------------------------------- SYDNEY AIRPORT TICKER SECURITY ID: MEETING DATE MEETING STATUS SYD CINS Q8808P103 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Stephen Ward Mgmt For For For 5 Elect Ann Sherry AO Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Patrick Gourley Mgmt For For For ---------------------------------------------------------------------------------------------------------- SYDNEY AIRPORT TICKER SECURITY ID: MEETING DATE MEETING STATUS SYD CINS Q8808P103 09/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Special Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Issue of Securities (MTAA) Mgmt For For For 4 Approve Issue of Securities (UniSuper) Mgmt For For For 5 Ratify Placement of Securities (HTA) Mgmt For For For 6 Ratify Placement of Securities (Future Mgmt For For For Fund) 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Approve Issue of Securities (MTAA) Mgmt For For For 9 Approve Issue of Securities (UniSuper) Mgmt For For For 10 Ratify Placement of Securities (HTA) Mgmt For For For 11 Ratify Placement of Securities (Future Mgmt For For For Fund)
---------------------------------------------------------------------------------------------------------- SYDNEY AIRPORT TICKER SECURITY ID: MEETING DATE MEETING STATUS SYD CINS Q8808P103 11/22/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Change the Responsible Entity of SAT1 Mgmt For For For 4 Unstapling of SAT1 Units and SAT2 Units Mgmt For For For 5 Amendments to Constitution (SAT1) Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Amendments to Constitution (SAT2) Mgmt For For For 8 Acquisition Resolution to Effect the Mgmt For For For Scheme 9 Unstapling of SAT1 Units and SAT2 Units Mgmt For For For ---------------------------------------------------------------------------------------------------------- SYNGENTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNN CINS H84140112 04/29/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Cancellation of Shares and Reduction Mgmt For TNA N/A in Share Capital 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Amendments to Articles Relating to Mgmt For TNA N/A VeguV 9 Elect Vinita Bali Mgmt For TNA N/A 10 Elect Stefan Borgas Mgmt For TNA N/A 11 Elect Gunnar Brock Mgmt For TNA N/A 12 Elect Michel Demare Mgmt For TNA N/A 13 Elect Eleni Gabre-Madhin Mgmt For TNA N/A 14 Elect David Lawrence Mgmt For TNA N/A 15 Elect Michael Mack Mgmt For TNA N/A 16 Elect Eveline Saupper Mgmt For TNA N/A 17 Elect Jacques Vincent Mgmt For TNA N/A 18 Elect Jurg Witmer Mgmt For TNA N/A 19 Elect Michel Demare as Chairman Mgmt For TNA N/A
20 Elect Eveline Saupper as Compensation Mgmt For TNA N/A Committee Member 21 Elect Jacques Vincent as Compensation Mgmt For TNA N/A Committee Member 22 Elect Jurg Witmer as Compensation Mgmt For TNA N/A Committee Member 23 Appointment of Independent Proxy Mgmt For TNA N/A 24 Appointment of Auditor Mgmt For TNA N/A 25 Transaction of Other Business Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- SYSMEX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6869 CINS J7864H102 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kaoru Asano Mgmt For For For 4 Elect Kenji Tachibana Mgmt For Against Against 5 Elect Kohichi Ohnishi as Statutory Mgmt For For For Auditor ---------------------------------------------------------------------------------------------------------- T&D HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 8795 CINS J86796109 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sohnosuke Usui Mgmt For For For 4 Elect Tamiji Matsumoto Mgmt For Against Against 5 Elect Kohichi Seike Mgmt For Against Against 6 Elect Ryuji Hori Mgmt For For For 7 Elect Takashi Shimoda as Statutory Mgmt For Against Against Auditor 8 Elect Masayuki Ezaki as Alternate Mgmt For For For Statutory Auditor ---------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 10/31/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Paula J. Dwyer Mgmt For For For
3 Re-elect Justin Milne Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO David Mgmt For For For Attenborough) 6 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- TAIHEIYO CEMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 5233 CINS J7923L110 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Keiji Tokuue Mgmt For Against Against 5 Elect Shuhji Fukuda Mgmt For For For 6 Elect Shoh Kurasaki Mgmt For For For 7 Elect Kohji Ishii Mgmt For For For 8 Elect Kenji Ogawa Mgmt For For For 9 Elect Takaki Minato Mgmt For For For 10 Elect Hidehiko Kasamura Mgmt For For For 11 Elect Ken Kikuchi Mgmt For For For 12 Elect Yuichi Kitabayashi Mgmt For For For 13 Elect Shigeru Matsushima Mgmt For For For 14 Elect Keiichi Ootagaki Mgmt For For For 15 Elect Noriyuki Ishii as Statutory Mgmt For Against Against Auditor 16 Elect Wakako Mitani as Alternate Mgmt For For For Statutory Auditor 17 Appointment of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------- TAISEI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 1801 CINS J79561130 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For ---------------------------------------------------------------------------------------------------------- TAISHO PHARMACEUTICAL HOLDINGS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4581 CINS J79885109 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
---------------------------------------------------------------------------------------------------------- TAIYO NIPPON SANSO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4091 CINS J55440119 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohtaroh Yoshimura Mgmt For For For 4 Elect Shinji Tanabe Mgmt For For For 5 Elect Kunishi Hazama Mgmt For For For 6 Elect Yujiroh Ichihara Mgmt For For For 7 Elect Tadashige Maruyama Mgmt For For For 8 Elect Hiroshi Taguchi Mgmt For For For 9 Elect Yoshikazu Yamano Mgmt For For For 10 Elect Shigeru Amada Mgmt For For For 11 Elect William Kroll Mgmt For For For 12 Elect Hiroshi Katsumata Mgmt For For For 13 Elect Kinji Mizunoe Mgmt For For For 14 Elect Akihiko Umekawa Mgmt For For For 15 Elect Shinichiroh Hiramine Mgmt For For For 16 Elect Keiki Ariga Mgmt For Against Against 17 Elect Yuki Hajikano Mgmt For Against Against 18 Elect Jun Ishikawa Mgmt For Against Against 19 Elect Yoshihide Kenmochi Mgmt For Against Against 20 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- TAKASHIMAYA CO., LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8233 CINS J81195125 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Suzuki Mgmt For For For 4 Elect Shigeru Kimoto Mgmt For For For 5 Elect Miharu Koezuka Mgmt For For For 6 Elect Yutaka Masuyama Mgmt For For For 7 Elect Hiroaki Akiyama Mgmt For For For 8 Elect Shunzoh Takayama Mgmt For For For 9 Elect Yasuhiko Matsumoto Mgmt For For For 10 Elect Kaoru Nakajima Mgmt For For For 11 Elect Akira Gotoh Mgmt For For For 12 Elect Keiko Torigoe Mgmt For For For 13 Elect Hiroshi Nishimura as Alternate Mgmt For For For Statutory Auditor 14 Bonus Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 4502 CINS J8129E108 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yasuchika Hasegawa Mgmt For For For 5 Elect Yasuhiko Yamanaka Mgmt For For For 6 Elect Tadataka Yamada Mgmt For For For 7 Elect Masato Iwasaki Mgmt For For For 8 Elect Shinji Honda Mgmt For For For 9 Elect Fumio Sudo Mgmt For For For 10 Elect Yorihiko Kojima Mgmt For For For 11 Elect Christopher Weber Mgmt For For For 12 Elect Francois Roger Mgmt For For For 13 Elect Masahiro Sakane Mgmt For For For 14 Elect Katsushi Kuroda as Alternate Mgmt For For For Statutory Auditor 15 Directors' Fees Mgmt For For For 16 Bonus Mgmt For For For 17 Performance-Linked Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------- TATE & LYLE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TATE CINS G86838128 07/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Peter Gershon Mgmt For For For 5 Elect Javed Ahmed Mgmt For For For 6 Elect Tim Lodge Mgmt For For For 7 Elect Liz Airey Mgmt For For For 8 Elect William Camp Mgmt For For For 9 Elect Douglas Hurt Mgmt For For For 10 Elect Virginia Kamsky Mgmt For For For 11 Elect Anne Minto Mgmt For For For 12 Elect Ajai Puri Mgmt For For For 13 Elect Robert M. Walker Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Increase Cap on Non-executive Director Mgmt For For For Fees 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- TATTS GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TTS CINS Q8852J102 10/31/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Lyndsey Cattermole Mgmt For For For 4 Re-elect Brian Jamieson Mgmt For For For 5 Renew Proportional Takeover Provisions Mgmt For For For 6 Equity Grant (Three year period) Mgmt For For For 7 Equity Grant (Financial year 2013) Mgmt For For For ---------------------------------------------------------------------------------------------------------- TDC A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS TDC CINS K94545116 03/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Ratification of Board and Management Mgmt For For For Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Vagn Ove Sorensen Mgmt For Abstain Against 9 Elect Pierre Danon Mgmt For Abstain Against 10 Elect Stine Bosse Mgmt For For For 11 Elect Angus Porter Mgmt For For For 12 Elect Soren Thorup Sorensen Mgmt For For For 13 Elect Pieter Knook Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Remuneration Guidelines Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendment to Authority to Issue Shares Mgmt For For For w/ or w/o Preemptive Rights 20 Disclosure of Reports Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- TDK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6762 CINS J82141136 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takehiro Kamigama Mgmt For For For 4 Elect Atsuo Kobayashi Mgmt For For For 5 Elect Hiroyuki Uemura Mgmt For For For 6 Elect Junji Yoneyama Mgmt For For For 7 Elect Yukio Yanase Mgmt For For For 8 Elect Makoto Sumita Mgmt For For For 9 Elect Kazumasa Yoshida Mgmt For For For 10 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- TECHNIP TICKER SECURITY ID: MEETING DATE MEETING STATUS TEC CINS F90676101 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Remuneration of Thierry Pilenko, CEO Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 11 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement 13 Authority to Issue Performance Shares Mgmt For For For to Employees of the Group and Employees and Officers of Subsidiaries 14 Authority to Issue Performance Shares Mgmt For For For to Corporate Officers of the Group 15 Authority to Grant Stock Options to Mgmt For For For Employees of the Group, and Employees and Officers of Subsidiaries
16 Authority to Grant Stock Options to Mgmt For For For Corporate Officers of the Group 17 Employee Stock Purchase Plan Mgmt For For For 18 Employee Stock Purchase Plan For Mgmt For For For Overseas Employees 19 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- TEIJIN LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 3401 CINS J82270117 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shigeo Ohyagi Mgmt For For For 3 Elect Jun Suzuki Mgmt For For For 4 Elect Osamu Nishikawa Mgmt For For For 5 Elect Yoshio Fukuda Mgmt For For For 6 Elect Yoh Gotoh Mgmt For For For 7 Elect Yoshihisa Sonobe Mgmt For For For 8 Elect Hajime Sawabe Mgmt For For For 9 Elect Yutaka Iimura Mgmt For For For 10 Elect Nobuo Seki Mgmt For For For 11 Elect Kenichiroh Senoo Mgmt For For For ---------------------------------------------------------------------------------------------------------- TELE2 AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL2-B CINS W95878166 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Ratification of Board and Mgmt For For For Management Acts 16 Board Size Mgmt For For For 17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Nomination Committee Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Compensation Guidelines Mgmt For For For 23 Long-Term Incentive Plan Mgmt For For For 24 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights pursuant to the Long-term incentive plan 25 Authority to Repurchase Shares Mgmt For For For pursuant to the Long-term Incentive plan 26 Authority to Transfer Shares pursuant Mgmt For For For to the Long-term Incentive plan 27 Authority to Repurchase Shares Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- TELECOM CORPORATION OF NEW ZEALAND TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CINS Q89499109 11/08/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual New Zealand FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Authorise Board to Set Auditor's Fees Mgmt For For For 2 Re-elect Maury Leyland Mgmt For For For 3 Re-elect Charles Sitch Mgmt For For For 4 Re-elect Justine Smyth Mgmt For For For ---------------------------------------------------------------------------------------------------------- TELECOM ITALIA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIT CINS T92778108 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Allocation of Mgmt For For For Losses 5 Distribution of Dividend Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Set the Board Size at 13 Mgmt For For For 10 Set the Board Size at 11 Mgmt For For For 11 Directors' Fees; Board Size; Board Mgmt For For For Term Length 12 Directors' Fees; Board Size; Board Mgmt For For For Term Length 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 List Presented by Telco S.p.A. Mgmt For N/A N/A 15 List Presented by Findim S.p.A. Mgmt For N/A N/A
16 List Presented by Group of Mgmt For For For Institutional Investors Representing Approximately 1.82% of the Company's Share Capital 17 Authorization of Competing Activities Mgmt For Against Against 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Elect Giuseppe Recchi Mgmt N/A For N/A 20 Elect Vito Alfonso Gamberale Mgmt N/A Against N/A 21 Statutory Auditors' Fees Mgmt For For For 22 Stock Option Plan Mgmt For For For 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Reduction of Revaluation Reserves Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- TELECOM ITALIA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIT CINS T92778108 12/20/2013 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Shareholder Proposal Regarding Removal ShrHldr Against For Against of Current Directors 3 Board Size Mgmt N/A For N/A 4 Length of Term in Office Mgmt N/A For N/A 5 Directors' Fees Mgmt N/A For N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List Presented by Telco S.p.A. Mgmt For N/A N/A 9 List Presented by Assogestioni Mgmt For For For 10 Elect Angelo Provasoli Mgmt For For For 11 Elect Director to Replace Franco Mgmt For Abstain Against Bernabe 12 Elimination of Par Value Mgmt For Against Against 13 Issuance of Share w/out Preemptive Mgmt For Against Against Rights ---------------------------------------------------------------------------------------------------------- TELEFONAKTIEBOLAGET LM ERICSSON TICKER SECURITY ID: MEETING DATE MEETING STATUS ERIC.A CINS W26049119 04/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Auditor's Fees Mgmt For For For 19 Number of Auditors Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Remuneration Guidelines Mgmt For For For 22 Stock Purchase Plan Mgmt For For For 23 Transfer of treasury shares for the Mgmt For For For Stock Purchase Plan 24 Equity Swap Agreement for the Stock Mgmt For For For Purchase Plan 25 Key Contributor Retention Program Mgmt For For For 26 Transfer of treasury shares for the Mgmt For For For Key Contributor Retention Program 27 Equity Swap Agreement for the Key Mgmt For For For Contributor Retention Program 28 Executive Performance Stock Plan Mgmt For For For 29 Transfer of treasury shares for the Mgmt For For For Executive Performance Stock Plan 30 Equity Swap Agreement for the Mgmt For For For Executive Performance Stock Plan 31 Authority to Issue Treasury Shares Mgmt For For For 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Shareholder Proposal Regarding Unequal ShrHldr N/A For N/A Voting Rights 34 Shareholder Proposal Regarding ShrHldr N/A Against N/A Shareholders/ Association 35 Shareholder Proposal Regarding Voting ShrHldr N/A Against N/A Power 36 Shareholder Proposal Regarding Board ShrHldr N/A Against N/A Composition 37 Shareholder Proposal Regarding Unequal ShrHldr N/A Against N/A Voting Rights 38 Shareholder Proposal Regarding Special ShrHldr N/A Against N/A Audit 39 Non-Voting Agenda Item N/A N/A N/A N/A ----------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------- TELEFONICA DEUTSCHLAND HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS O2D CINS D8T9CK101 02/11/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Special Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Rights Offering Mgmt For TNA N/A 7 E-Plus Acquisition Mgmt For TNA N/A 8 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital ---------------------------------------------------------------------------------------------------------- TELEFONICA DEUTSCHLAND HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS O2D CINS D8T9CK101 05/20/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Supervisory Board Size Mgmt For TNA N/A 12 Elect Sally Anne Ashford Mgmt For TNA N/A 13 Elect Antonio Manuel Ledesma Santiago Mgmt For TNA N/A 14 Rights Offering Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- TELEFONICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF CINS 879382109 05/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Appointment of Auditor Mgmt For For For 3 Scrip Dividend Mgmt For For For 4 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 5 Authority to Repurchase Shares Mgmt For For For 6 Performance & Investment Plan Mgmt For For For 7 Employee Stock Purchase Plan Mgmt For For For 8 Authorization of Legal Formalities Mgmt For For For 9 Remuneration Report Mgmt For For For
---------------------------------------------------------------------------------------------------------- TELEKOM AUSTRIA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS A8502A102 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendments to Articles Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- TELENET GROUP HOLDING NV TICKER SECURITY ID: MEETING DATE MEETING STATUS TNET CINS B89957110 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Remuneration Report Mgmt For Against Against 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Ratification of Board Acts Mgmt For For For 11 Ratify Duco Sickinghe Mgmt For For For 12 Ratify John Porter Mgmt For For For 13 Ratify Alex Brabers Mgmt For For For 14 Ratify Julien De Wilde Mgmt For For For 15 Ratify Friso van Oranje-Nassau Mgmt For For For 16 Ratify Michel Delloye Mgmt For For For 17 Ratify Charles Bracken Mgmt For For For 18 Ratify Jim Ryan Mgmt For For For 19 Ratify Ruth Pirie Mgmt For For For 20 Ratify Diederik Karsten Mgmt For For For 21 Ratify Manuel Kohnstamm Mgmt For For For 22 Ratify Balan Nair Mgmt For For For 23 Ratify Angela McMullen Mgmt For For For
24 Ratification of Auditor's Acts Mgmt For For For 25 Elect Jim Ryan Mgmt For For For 26 Elect Bert De Graeve (IDw Consult BVBA) Mgmt For For For 27 Elect Stefan Descheemaeker (SDS Invest Mgmt For For For NV) 28 Directors' Fees Mgmt For For For 29 Appointment of Auditor and Authority Mgmt For For For to Set Fees 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Amendments to Articles Mgmt For For For 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Authority to Repurchase Shares Mgmt For For For 34 Authority to Reissue Treasury Shares Mgmt For For For 35 Authority to Cancel Shares Mgmt For For For 36 Change-in-control provision Mgmt For Against Against 37 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CINS R21882106 05/14/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividend 8 Authority to Set Auditor's Fees Mgmt For TNA N/A 9 Compensation Guidelines Mgmt For TNA N/A 10 Cancellation of Treasury Shares Mgmt For TNA N/A 11 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 12 Governing Bodies' Fees Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- TELIASONERA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TLSN CINS W95890104 04/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For Against Against Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Election of Chairman and Vice Chairman Mgmt For For For of the Board of Directors 19 Number of Auditors Mgmt For For For 20 Authority to Set Auditor's Fees Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Nomination Committee Mgmt For For For 23 Remuneration Guidelines Mgmt For Against Against 24 Authority to Repurchase Shares Mgmt For For For 25 Performance Share Program 2014/2017 Mgmt For For For 26 Transfer of Shares Pursuant to Mgmt For For For Incentive Program 27 Shareholder Proposal Regarding Special ShrHldr For Against Against Investigation ---------------------------------------------------------------------------------------------------------- TELSTRA CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TLS CINS Q8975N105 10/15/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Chin Hu Lim Mgmt For For For 3 Re-elect Nora Scheinkestel Mgmt For For For 4 Equity Grant (CEO David Thodey) Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- TENARIS S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN CINS L90272102 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Presentation of Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Company Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For For For
6 Election of Directors Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Electronic Communications Mgmt For For For ---------------------------------------------------------------------------------------------------------- TERNA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRN CINS T9471R100 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Shareholder Proposal Regarding Mgmt For Against Against Amendment to Article 15 4 Amendments to Articles Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Board Size; Board Term Length Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 List presented by Cassa Depositi and Mgmt For N/A N/A Prestiti S.p.A. 10 List Presented by Group of Mgmt For For For Shareholders Representing 3.37% of Share Capital 11 Election of Chairman Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 List presented by Cassa Depositi and Mgmt N/A Abstain N/A Prestiti S.p.A 15 List Presented by Group of Mgmt N/A For N/A Shareholders Representing 3.37% of Share Capital 16 Statutory Auditors' Fees Mgmt For For For 17 Reduction in Executive Remuneration Mgmt For For For 18 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- TERUMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4543 CINS J83173104 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Nakao Mgmt For For For 4 Elect Yutaroh Shintaku Mgmt For For For 5 Elect Hiroshi Matsumura Mgmt For For For 6 Elect Takayoshi Mimura Mgmt For For For 7 Elect Akira Oguma Mgmt For For For 8 Elect Hideo Arase Mgmt For For For 9 Elect Kuniko Shohji Mgmt For For For
10 Elect Toshiaki Takagi Mgmt For For For 11 Elect Shinjiroh Satoh Mgmt For For For 12 Elect David Perez Mgmt For For For 13 Elect Tadao Kakizoe Mgmt For For For 14 Elect Mari Matsunaga Mgmt For For For 15 Elect Ikuo Mori Mgmt For For For 16 Elect Tomohisa Tabuchi as Alternate Mgmt For For For Statutory Auditor 17 Bonus Mgmt For For For 18 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TSCO CINS G87621101 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Mark Armour Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Philip Clarke Mgmt For For For 8 Elect Gareth Bullock Mgmt For For For 9 Elect Patrick Cescau Mgmt For For For 10 Elect Stuart Chambers Mgmt For For For 11 Elect Olivia Garfield Mgmt For For For 12 Elect Ken Hanna Mgmt For For For 13 Elect Deanna W. Oppenheimer Mgmt For For For 14 Elect Jacqueline Tammenoms Bakker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CUSIP 881624209 02/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 CEO Employment Terms Mgmt For For For
---------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CINS M8769Q102 02/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 CEO Employment Terms Mgmt For For For ---------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CUSIP 881624209 08/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Moshe Many Mgmt For For For 2 Elect Arie S. Belldegrun Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Yitzhak Peterburg Mgmt For For For 5 Cash Bonus for President and CEO Mgmt For For For 6 Vote FOR if you have a personal Mgmt N/A Against N/A interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. 7 Bonus Plan for President and CEO Mgmt For For For 8 Vote FOR if you have a personal Mgmt N/A Against N/A interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. 9 Approval of Compensation Policy Mgmt For For For 10 Vote FOR if you have a personal Mgmt N/A Against N/A interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. 11 Allocation of Profits/Dividends Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees
---------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CINS M8769Q102 08/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Israel FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Moshe Many Mgmt For For For 3 Elect Arie S. Belldegrun Mgmt For For For 4 Elect Amir Elstein Mgmt For For For 5 Elect Yitzhak Peterburg Mgmt For For For 6 Cash Bonus for President and CEO Mgmt For For For 7 Bonus Plan for President and CEO Mgmt For For For 8 Approval of Compensation Policy Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees ---------------------------------------------------------------------------------------------------------- THALES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS HO CINS F9156M108 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Non Mgmt For For For Tax-Deductible Expenses 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Jean-Bernard Levy Mgmt For For For 8 Elect Charles Edelstenne Mgmt For Against Against 9 Elect Marie-Francoise Walbaum Mgmt For For For 10 Elect Laurence Broseta Mgmt For For For 11 Remuneration of Jean-Bernard Levy Mgmt For Against Against 12 Severance Agreement of Jean-Bernard Mgmt For Against Against Levy, Chairman and CEO 13 Unemployment Insurance of Jean-Bernard Mgmt For For For Levy, Chairman and CEO 14 Supplementary Retirement Agreement of Mgmt For For For Jean-Bernard Levy, Chairman and CEO 15 Cession of patents from the Company to Mgmt For For For Technicolor 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 19 Authority to Issue Shares Through Mgmt For Against Against Private Placement w/o Preemptive Rights
20 Greenshoe Mgmt For Against Against 21 Increase in Authorized Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Global Ceiling Mgmt For For For 23 Employee Stock Purchase Plan Mgmt For For For 24 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- THE BANK OF EAST ASIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0023 CINS Y06942109 05/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Elect Arthur LI Kwok Cheung Mgmt For For For 6 Elect Thomas KWOK Ping Kwong Mgmt For For For 7 Elect Richard LI Tzar Kai Mgmt For For For 8 Elect William DOO Wai Hoi Mgmt For For For 9 Elect KUOK Khoon Ean Mgmt For Against Against 10 Elect Peter LEE Ka-kit Mgmt For For For 11 Amendments to Articles Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- THE CHIBA BANK, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8331 CINS J05670104 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kyohichi Hanashima Mgmt For For For 4 Elect Osamu Kimura Mgmt For For For 5 Elect Masao Morimoto Mgmt For For For 6 Elect Tohru Nomura Mgmt For For For 7 Elect Eiji Taniguchi Mgmt For For For 8 Elect Masahiro Ohwaku Mgmt For Against Against 9 Elect Kenichi Sawai Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- THE DAI-ICHI LIFE INSURANCE CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8750 CINS J09748112 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Katsutoshi Saitoh Mgmt For Against Against 4 Elect Kohichiroh Watanabe Mgmt For For For 5 Elect Shigeo Tsuyuki Mgmt For For For 6 Elect Kazuma Ishii Mgmt For For For 7 Elect Tomoyasu Asano Mgmt For For For 8 Elect Hideo Teramoto Mgmt For For For 9 Elect Kenji Sakurai Mgmt For For For 10 Elect Morinobu Nagahama Mgmt For For For 11 Elect Haruo Funabashi Mgmt For For For 12 Elect Michiko Miyamoto Mgmt For For For 13 Elect Atsushi Nagayama Mgmt For For For 14 Elect Masasuke Ohmori Mgmt For For For 15 Elect Takashi Wachi Mgmt For For For ---------------------------------------------------------------------------------------------------------- THE LINK REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS 0823 CINS Y5281M111 02/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Expanded Geographical Investment Scope Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Investment Scope Trust Deed Amendments Mgmt For For For 6 Trust Deed Amendments: Authorized Mgmt For For For Investments 7 Trust Deed Amendments: Units and/or Mgmt For For For Convertible Instruments 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Trust Deed Amendments: Borrowing Mgmt For For For Ability 10 Trust Deed Amendments: Procedural or Mgmt For For For Administrative Matters 11 Other Trust Deed Amendments Mgmt For For For
---------------------------------------------------------------------------------------------------------- THE LINK REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS 0823 CINS Y5281M111 07/31/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Ian K. Griffiths Mgmt For For For 4 Elect Nicholas R. Sallnow-Smith Mgmt For For For 5 Elect Richard WONG Yue Chim Mgmt For For For 6 Elect Patrick FUNG Yuk Bun Mgmt For For For 7 Elect May Siew Boi TAN Mgmt For For For 8 Elect Elaine Carole YOUNG Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- THE ROYAL BANK OF SCOTLAND GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RBS CINS G7S86Z172 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Morten Friis Mgmt For For For 3 Elect Morten Friis Mgmt For For For 4 Elect Robert Gillespie Mgmt For For For 5 Elect Robert Gillespie Mgmt For For For 6 Elect Ross McEwan Mgmt For For For 7 Elect Ewen Stevenson Mgmt For For For 8 Elect Sir Sandy Crombie Mgmt For For For 9 Elect Sir Sandy Crombie Mgmt For For For 10 Elect Alison Davis Mgmt For For For 11 Elect Alison Davis Mgmt For For For 12 Elect Sir Philip Hampton Mgmt For For For 13 Elect Penny Hughes Mgmt For For For 14 Elect Penny Hughes Mgmt For For For 15 Elect Brendan R. Nelson Mgmt For For For 16 Elect Brendan R. Nelson Mgmt For For For 17 Elect Baroness Sheila Noakes Mgmt For For For 18 Elect Baroness Sheila Noakes Mgmt For For For 19 Elect Philip Scott Mgmt For For For 20 Elect Philip Scott Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Authority to Set Auditor's Fees Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 25 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 26 Authorisation of Political Donations Mgmt For For For 27 Remuneration Policy (Binding) Mgmt For For For 28 Remuneration Report (Advisory) Mgmt For For For 29 Employee Share Plan Mgmt For For For
---------------------------------------------------------------------------------------------------------- THE ROYAL BANK OF SCOTLAND GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RBS CINS G7S86Z172 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Approve Entry Into Dividend Access Mgmt For For For Share Retirement Agreement 2 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- THE ROYAL BANK OF SCOTLAND GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RBS CINS G7S86Z172 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Authority to Issue Equity Convertible Mgmt For For For Notes 2 Authority to Issue B shares Mgmt For For For 3 Disapply Preemption Rights (Equity Mgmt For For For Convertible Notes) ---------------------------------------------------------------------------------------------------------- THE SAGE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SGE CINS G7771K142 03/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Donald Brydon Mgmt For For For 4 Elect Guy Berruyer Mgmt For For For 5 Elect Neil A. Berkett Mgmt For For For 6 Elect Drummond Hall Mgmt For For For 7 Elect Steve Hare Mgmt For For For 8 Elect Jonathan Howell Mgmt For For For 9 Elect Ruth Markland Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Remuneration Report (Advisory) Mgmt For For For 13 Remuneration Policy (Binding) Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- THE WEIR GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WEIR CINS G95248137 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Remuneration Report (Binding) Mgmt For For For 5 Elect Mary Jo Jacobi Mgmt For For For 6 Elect Charles Berry Mgmt For For For 7 Elect Keith Cochrane Mgmt For For For 8 Elect Alan Ferguson Mgmt For For For 9 Elect Melanie Gee Mgmt For For For 10 Elect Richard Menell Mgmt For For For 11 Elect John Mogford Mgmt For For For 12 Elect Lord George Robertson Mgmt For For For 13 Elect Jon Stanton Mgmt For For For 14 Appointment of Auditor Mgmt For Against Against 15 Authority to Set Auditor's Fees Mgmt For Against Against 16 2014 LTIP Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- THE WHARF (HOLDINGS) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0004 CINS Y8800U127 06/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Vincent FANG Kang Mgmt For For For 5 Elect Hans M. Jebsen Mgmt For For For 6 Elect LI Wyman Mgmt For For For 7 Elect David Muir Turnbull Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Change in Company Name Mgmt For For For 10 Amendments to Articles Mgmt For Against Against 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- THK CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6481 CINS J83345108 06/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akihiro Teramachi Mgmt For For For 4 Elect Toshihiro Teramachi Mgmt For For For 5 Elect Hiroshi Imano Mgmt For For For 6 Elect Takashi Ohkubo Mgmt For For For 7 Elect Junichi Sakai Mgmt For For For 8 Elect Takashi Teramachi Mgmt For For For 9 Elect Masaaki Kainoshoh Mgmt For For For 10 Elect Masakatsu Hioki Mgmt For For For 11 Elect Kazunori Igarashi Mgmt For For For 12 Elect Hideyuki Kiuchi Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- THYSSENKRUPP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS D8398Q119 01/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Losses Mgmt For For For 6 Ratify Heinrich Hiesinger Mgmt For For For 7 Ratify Olaf Berlien Mgmt For Against Against 8 Ratify Oliver Burkhard Mgmt For For For 9 Ratify Jurgen Claassen Mgmt For Against Against 10 Ratify Edwin Eichler Mgmt For Against Against 11 Ratify Guido Kerkhoff Mgmt For For For 12 Ratify Ralph Labonte Mgmt For For For 13 Ratify Gerhard Cromme Mgmt For Against Against 14 Ratify Ulrich Lehner Mgmt For For For 15 Ratify Bertin Eichler Mgmt For For For 16 Ratify Martin Dreher Mgmt For For For 17 Ratify Markus Grolms Mgmt For For For 18 Ratify Susanne Herberger Mgmt For For For 19 Ratify Bernd Kalwa Mgmt For For For 20 Ratify Hans-Peter Keitel Mgmt For For For 21 Ratify Ernst-August Kiel Mgmt For For For 22 Ratify Sabine Maaben Mgmt For For For 23 Ratify Ralf Nentwig Mgmt For For For 24 Ratify Bernhard Pellens Mgmt For For For 25 Ratify Peter Remmler Mgmt For For For 26 Ratify Kersten von Schenck Mgmt For For For 27 Ratify Carola von Schmettow Mgmt For For For 28 Ratify Wilhelm Segerath Mgmt For For For 29 Ratify Carsten Spohr Mgmt For For For 30 Ratify Peer Steinbruck Mgmt For For For 31 Ratify Lothar Steinebach Mgmt For For For 32 Ratify Christian Streiff Mgmt For For For 33 Ratify Jurgen Thumann Mgmt For For For
34 Ratify Fritz Weber Mgmt For For For 35 Ratify Beatrice Weder di Mauro Mgmt For For For 36 Ratify Klaus Wiercimok Mgmt For For For 37 Elect Rene Obermann Mgmt For For For 38 Appointment of Auditor Mgmt For For For 39 Supervisory Board Members' Fees Mgmt For For For 40 Increase in Authorized Capital Mgmt For For For 41 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 42 Intra-company Control Agreement with Mgmt For For For Krupp Hoesch Stahl GmbH 43 Amendment to Intra-company Control Mgmt For For For Agreement ---------------------------------------------------------------------------------------------------------- TNT EXPRESS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS TNTE CINS N8726Y106 04/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Ratification of Management Board Acts Mgmt For For For 10 Ratification of Supervisory Board Acts Mgmt For For For 11 Amendment to Remuneration Policy Mgmt For For For 12 Elect Roger King to the Supervisory Mgmt For For For Board 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Suppress Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- TOBU RAILWAY CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 9001 CINS J84162148 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshizumi Nezu Mgmt For Against Against 4 Elect Kenichi Tsunoda Mgmt For For For 5 Elect Zengo Takeda Mgmt For For For 6 Elect Osamu Makino Mgmt For For For 7 Elect Kazuhiko Hirata Mgmt For For For 8 Elect Shinji Inomori Mgmt For For For 9 Elect Michiaki Suzuki Mgmt For For For 10 Elect Hiroaki Miwa Mgmt For For For 11 Elect Noritaka Ohkatsu Mgmt For For For 12 Elect Akihiro Ojiro Mgmt For For For 13 Elect Yutaka Iwase Mgmt For For For 14 Elect Toshiaki Koshimura Mgmt For Against Against 15 Elect Nobuaki Sakamaki Mgmt For For For 16 Elect Yasuyoshi Ohkuma Mgmt For For For ---------------------------------------------------------------------------------------------------------- TOHO CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9602 CINS J84764117 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yasushi Ishizuka Mgmt For For For 3 Elect Nobuyuki Tako Mgmt For Against Against 4 Elect Kazuhiko Seta Mgmt For Against Against 5 Elect Hiroyasu Matsuoka Mgmt For Against Against 6 Elect Tatsuya Shimada as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- TOHO GAS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9533 CINS J84850106 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Takashi Saeki Mgmt For Against Against 3 Elect Kohichi Yasui Mgmt For For For 4 Elect Nobuaki Matsushima Mgmt For For For 5 Elect Yoshiharu Sagoh Mgmt For For For 6 Elect Hiromu Ohji Mgmt For For For 7 Elect Osamu Nakamura Mgmt For For For 8 Elect Yoshiroh Tominari Mgmt For For For 9 Elect Shinji Niwa Mgmt For For For 10 Elect Katsuaki Watanabe Mgmt For For For 11 Elect Michiyo Hamada as Statutory Mgmt For Against Against Auditor 12 Bonus Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- TOHOKU ELECTRIC POWER CO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 9506 CINS J85108108 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Takahashi Mgmt For Against Against 4 Elect Makoto Kaiwa Mgmt For For For 5 Elect Nobuaki Abe Mgmt For For For 6 Elect Yasuo Yahagi Mgmt For For For 7 Elect Shigeru Inoue Mgmt For For For 8 Elect Hiroya Harada Mgmt For For For 9 Elect Naokatsu Sakuma Mgmt For For For 10 Elect Masahiko Miura Mgmt For For For 11 Elect Yoshihiro Mukohda Mgmt For For For 12 Elect Takao Watanabe Mgmt For For For 13 Elect Noboru Hasegawa Mgmt For For For 14 Elect Shunji Yamamoto Mgmt For For For 15 Elect Shinichi Okanobu Mgmt For For For 16 Elect Ryohichi Ishimori Mgmt For For For 17 Elect Toshiroh Sasagawa Mgmt For For For 18 Elect Satoshi Seino Mgmt For For For 19 Shareholder Proposal Regarding ShrHldr Against Against For Suspension of Nuclear Operations 20 Shareholder Proposal Regarding ShrHldr Against Against For Long-Term Energy Supply Plan 21 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Management and Operations ---------------------------------------------------------------------------------------------------------- TOKIO MARINE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8766 CINS J86298106 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shuzoh Sumi Mgmt For For For 4 Elect Tsuyoshi Nagano Mgmt For For For 5 Elect Masashi Ohba Mgmt For For For 6 Elect Hirokazu Fujita Mgmt For For For 7 Elect Takashi Itoh Mgmt For For For 8 Elect Kunio Itoh Mgmt For Against Against 9 Elect Akio Mimura Mgmt For For For 10 Elect Mikio Sasaki Mgmt For For For 11 Elect Kunihiko Fujii Mgmt For For For 12 Elect Shinichi Hirose Mgmt For For For 13 Elect Yuko Kawamoto Mgmt For For For 14 Elect Takaaki Tamai Mgmt For For For 15 Elect Akihiro Wani Mgmt For For For
---------------------------------------------------------------------------------------------------------- TOKYO ELECTRIC POWER COMPANY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9501 CINS J86914108 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Takafumi Anegawa Mgmt For For For 3 Elect Hideko Kunii Mgmt For For For 4 Elect Yoshimitsu Kobayashi Mgmt For For For 5 Elect Toshihiro Sano Mgmt For For For 6 Elect Takashi Shimada Mgmt For For For 7 Elect Fumio Sudo Mgmt For For For 8 Elect Masahiko Sudoh Mgmt For For For 9 Elect Yoshihiro Naitoh Mgmt For Against Against 10 Elect Naomi Hirose Mgmt For Against Against 11 Elect Yoshiaki Fujimori Mgmt For For For 12 Elect Hiroya Masuda Mgmt For For For 13 Elect Hiroyuki Kawai ShrHldr Against Against For 14 Elect Shigeaki Koga ShrHldr Against Against For 15 Elect Tetsuya Iida ShrHldr Against Against For 16 Shareholder Proposal Regarding ShrHldr Against Against For Suspension of Nuclear Power Operations 17 Shareholder Proposal Regarding the ShrHldr Against Against For Decommissioning of the Kashiwazaki-Kariwa Nuclear Power Plant 18 Shareholder Proposal Regarding ShrHldr Against Against For Decommissioning of the Fukushima Daini Nuclear Power Station 19 Shareholder Proposal Regarding ShrHldr Against Against For Accident Restoration Work 20 Shareholder Proposal Regarding ShrHldr Against Against For Competitve Tenders for Restoration Work 21 Shareholder Proposal Regarding ShrHldr Against Against For Withdrawal from Reprocessing Business 22 Shareholder Proposal Regarding ShrHldr Against Against For Cancelling Construction of Higashidori Nuclear Power Station 23 Shareholder Proposal Regarding ShrHldr Against Against For Eliminating Radiation Exposure 24 Shareholder Proposal Regarding ShrHldr Against Against For Shareholder Derivative Lawsuits
---------------------------------------------------------------------------------------------------------- TOKYO ELECTRON LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8035 CINS J86957115 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For For For 3 Elect Tetsuroh Higashi Mgmt For Against Against 4 Elect Tetsuo Tsuneishi Mgmt For For For 5 Elect Hirofumi Kitayama Mgmt For For For 6 Elect Hikaru Itoh Mgmt For For For 7 Elect Kenji Washino Mgmt For For For 8 Elect Yoshiteru Harada Mgmt For For For 9 Elect Tetsuroh Hori Mgmt For For For 10 Elect Hiroshi Inoue Mgmt For For For 11 Elect Masahiro Sakane Mgmt For For For ---------------------------------------------------------------------------------------------------------- TOKYO GAS CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9531 CINS J87000105 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tsuyoshi Okamoto Mgmt For Against Against 4 Elect Shigeru Muraki Mgmt For For For 5 Elect Michiaki Hirose Mgmt For For For 6 Elect Matsuhiko Hataba Mgmt For For For 7 Elect Yutaka Kunigoh Mgmt For For For 8 Elect Kazuo Yoshino Mgmt For For For 9 Elect Masahiro Mikami Mgmt For For For 10 Elect Hiroaki Kobayashi Mgmt For For For 11 Elect Yukio Satoh Mgmt For For For 12 Elect Ryuichi Tomizawa Mgmt For For For 13 Elect Yoshihiko Nakagaki Mgmt For For For 14 Elect Wako Tohjima as Statutory Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------- TOKYO TATEMONO REAL ESTATE SALES CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 3225 CINS J88333117 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tsutomu Ikeda Mgmt For Against Against 4 Elect Nobuyoshi Takahashi Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- TOKYU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9005 CINS J88720123 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshiaki Koshimura Mgmt For Against Against 4 Elect Hirofumi Nomoto Mgmt For For For 5 Elect Toshio Imamura Mgmt For For For 6 Elect Haruka Takahashi Mgmt For For For 7 Elect Tsuneyasu Kuwahara Mgmt For For For 8 Elect Masao Tomoe Mgmt For For For 9 Elect Isao Watanabe Mgmt For For For 10 Elect Toshiyuki Hoshino Mgmt For For For 11 Elect Kazuo Takahashi Mgmt For For For 12 Elect Yoshiki Sugita Mgmt For For For 13 Elect Hiroshi Ohno Mgmt For For For 14 Elect Fumiaki Shiroishi Mgmt For For For 15 Elect Tsuneo Kihara Mgmt For For For 16 Elect Setsu Hamana Mgmt For For For 17 Elect Yoshizumi Nezu Mgmt For Against Against 18 Elect Keiichi Konaga Mgmt For For For 19 Elect Kiyoshi Kanazashi Mgmt For For For ---------------------------------------------------------------------------------------------------------- TOKYU FUDOSAN HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 3289 CINS J88764105 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masatake Ueki Mgmt For Against Against 4 Elect Kiyoshi Kanazashi Mgmt For For For 5 Elect Yoshihiro Nakajima Mgmt For For For 6 Elect Ushio Okamoto Mgmt For For For 7 Elect Toshiyuki Saegusa Mgmt For For For 8 Elect Yuji Ohkuma Mgmt For For For 9 Elect Hirofumi Nomoto Mgmt For For For 10 Elect Kohichi Iki Mgmt For For For 11 Elect Shinji Sakaki Mgmt For For For 12 Elect Kazuto Nakajima Mgmt For Against Against 13 Elect Toshio Imamura Mgmt For Against Against 14 Directors and Auditors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- TOLL HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CINS Q9104H100 10/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Barry Cusack Mgmt For For For 4 Re-elect Mark G. Smith Mgmt For For For 5 Elect Kenneth Ryan Mgmt For For For 6 Approve Increase in NEDs' Fee Cap Mgmt For For For 7 Equity Grant (LTI - MD Brian Kruger) Mgmt For For For 8 Equity Grant (STI - MD Brian Kruger) Mgmt For For For
---------------------------------------------------------------------------------------------------------- TONENGENERAL SEKIYU KK TICKER SECURITY ID: MEETING DATE MEETING STATUS 5012 CINS J8657U110 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yuuji Saita Mgmt For For For 4 Elect Hiroyuki Yokota Mgmt For Against Against 5 Elect Akira Hattori as Statutory Mgmt For For For Auditor 6 Special Allowances for Statutory Mgmt For Against Against Auditors ---------------------------------------------------------------------------------------------------------- TOPPAN PRINTING CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7911 CINS 890747108 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Naoki Adachi Mgmt For Against Against 3 Elect Shingo Kaneko Mgmt For For For 4 Elect Yoshihiro Furuya Mgmt For For For 5 Elect Mitsuru Ohminato Mgmt For For For 6 Elect Yoshiyuki Nagayama Mgmt For For For 7 Elect Yuichi Kumamoto Mgmt For For For 8 Elect Shinichi Ohkubo Mgmt For For For 9 Elect Atsushi Itoh Mgmt For For For 10 Elect Hidetaka Kakiya Mgmt For For For 11 Elect Makoto Arai Mgmt For For For 12 Elect Hideharu Maro Mgmt For For For 13 Elect Kunio Sakuma Mgmt For Against Against 14 Elect Yoshinobu Noma Mgmt For Against Against 15 Elect Naoyuki Matsuda Mgmt For For For 16 Elect Nobuaki Satoh Mgmt For For For 17 Elect Katsuhiro Kinemura Mgmt For For For 18 Elect Taroh Izawa Mgmt For For For 19 Elect Sumio Ezaki Mgmt For For For 20 Elect Yasuhiko Yamano Mgmt For For For 21 Elect Yuhichiroh Kotani Mgmt For For For 22 Elect Hiroshi Iwase Mgmt For For For 23 Elect Norio Yamanaka Mgmt For For For 24 Elect Mitsuhiro Nakao Mgmt For For For 25 Elect Yuji Satoh Mgmt For For For 26 Elect Kazunori Sakai Mgmt For For For
27 Elect Haruhiko Noguchi Mgmt For For For 28 Elect Jitsumei Takamiyagi Mgmt For For For 29 Elect Shuya Nomura Mgmt For For For 30 Elect Hiroyuki Shigematsu Mgmt For For For ---------------------------------------------------------------------------------------------------------- TORAY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3402 CINS J89494116 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Sadayuki Sakakibara Mgmt For Against Against 5 Elect Akihiro Nikkaku Mgmt For For For 6 Elect Eizoh Tanaka Mgmt For For For 7 Elect Nobuo Suzui Mgmt For For For 8 Elect Kohichi Abe Mgmt For For For 9 Elect Moriyuki Ohnishi Mgmt For For For 10 Elect Shinichi Okuda Mgmt For For For 11 Elect Kazushi Hashimoto Mgmt For For For 12 Elect Ryoh Murayama Mgmt For For For 13 Elect Akira Uchida Mgmt For For For 14 Elect Shohgo Masuda Mgmt For For For 15 Elect Akira Umeda Mgmt For For For 16 Elect Yukichi Deguchi Mgmt For For For 17 Elect Hiroshi Murakami Mgmt For For For 18 Elect Akio Satoh Mgmt For For For 19 Elect Hiroshi Ohtani Mgmt For For For 20 Elect Minoru Yoshinaga Mgmt For For For 21 Elect Kunihiko Yoshida Mgmt For For For 22 Elect Tohru Fukasawa Mgmt For For For 23 Elect Satoru Hagiwara Mgmt For For For 24 Elect Yasuo Suga Mgmt For For For 25 Elect Hirofumi Kobayashi Mgmt For For For 26 Elect Masashi Fujita Mgmt For For For 27 Elect Kazuhiko Shutoh Mgmt For For For 28 Elect Tetsuya Tsunekawa Mgmt For For For 29 Elect Kunio Itoh Mgmt For Against Against 30 Elect Kohichi Kobayashi as Alternate Mgmt For For For Statutory Auditor 31 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- TOSHIBA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6502 CINS J89752117 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Norio Sasaki Mgmt For For For 3 Elect Hisao Tanaka Mgmt For For For 4 Elect Hidejiroh Shimomitsu Mgmt For For For
5 Elect Makoto Kubo Mgmt For Against Against 6 Elect Masahiko Fukakushi Mgmt For For For 7 Elect Kiyoshi Kobayashi Mgmt For For For 8 Elect Fumiaki Ushio Mgmt For For For 9 Elect Masashi Muromachi Mgmt For For For 10 Elect Hiroyuki Itami Mgmt For For For 11 Elect Ken Shimanouchi Mgmt For Against Against 12 Elect Kiyomi Saitoh @ Kiyomi Takei Mgmt For For For 13 Elect Toshio Masaki Mgmt For For For 14 Elect Naoto Nishida Mgmt For For For 15 Elect Keizoh Maeda Mgmt For Against Against 16 Elect Seiya Shimaoka Mgmt For Against Against 17 Elect Sakutaroh Tanino Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Exercise of Voting Rights 19 Shareholder Proposal Regarding Capital ShrHldr Against Against For Allocation 20 Shareholder Proposal Regarding Share ShrHldr Against Against For Repurchases 21 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Equipment Used at TEPCO's Fukushima Nuclear Power Plant ---------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS F92124100 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Patricia Barbizet Mgmt For For For 10 Elect Marie-Christine Coisne-Roquette Mgmt For For For 11 Elect Paul Desmarais, Jr. Mgmt For Against Against 12 Elect Barbara Kux Mgmt For For For 13 Remuneration of Christophe de Mgmt For For For Margerie, CEO 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights; Authority to Increase Capital through Capitalizations 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Greenshoe Mgmt For For For
17 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 18 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 19 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 20 Authority to Issue Performance Shares Mgmt For For For 21 Amendment to Article Regarding Mgmt For For For Employee Representatives 22 Amendment Regarding Age Limit of Mgmt For For For Chairman 23 Amendment Regarding Age Limit of CEO Mgmt For For For 24 Amendment Regarding Shareholder Mgmt For For For Representatives at the Annual General Meeting 25 Shareholder Proposal Regarding the ShrHldr Against Against For Distribution of a Newsletter 26 Shareholder Proposal Regarding Linking ShrHldr Against Against For Executive Pay to Industrial Safety 27 Shareholder Proposal Regarding Loyalty ShrHldr Against Against For Dividend 28 Shareholder Proposal Regarding the ShrHldr Against Against For Inclusion of Employee Representatives in Board Committees 29 Shareholder Proposal Regarding ShrHldr Against Against For Directors' Fees ---------------------------------------------------------------------------------------------------------- TOTO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5332 CINS J90268103 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kunio Harimoto Mgmt For Against Against 3 Elect Madoka Kitamura Mgmt For For For 4 Elect Tatsuhiko Saruwatari Mgmt For For For 5 Elect Kiyoshi Furube Mgmt For For For 6 Elect Shunji Yamada Mgmt For For For 7 Elect Noriaki Kiyota Mgmt For For For 8 Elect Yuji Ebisumoto Mgmt For For For 9 Elect Nozomu Morimura Mgmt For For For 10 Elect Sohichi Abe Mgmt For For For 11 Elect Yuichi Narukiyo Mgmt For For For 12 Elect Hiroki Ogawa Mgmt For For For 13 Elect Kazuhiko Masuda Mgmt For For For 14 Elect Satoshi Miyazaki Mgmt For Against Against 15 Elect Motohiro Oniki Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- TOYO SEIKAN GROUP HOLDINGS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5901 CINS J92289107 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shunji Kaneko Mgmt For For For 3 Elect Takao Nakai Mgmt For For For 4 Elect Fujio Yamagata Mgmt For For For 5 Elect Yoshitsugu Maruhashi Mgmt For For For 6 Elect Atsuo Fujii Mgmt For For For 7 Elect Mitsuo Arai Mgmt For For For 8 Elect Takahiko Mio Mgmt For For For 9 Elect Hideaki Kobayashi Mgmt For For For 10 Elect Toshitaka Uesugi as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- TOYO SUISAN KAISHA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2875 CINS 892306101 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Tadasu Tsutsumi Mgmt For Against Against 4 Elect Masanari Imamura Mgmt For For For 5 Elect Hiroji Yoshino Mgmt For For For 6 Elect Kazuo Yamamoto Mgmt For For For 7 Elect Hiroyuki Minami Mgmt For For For 8 Elect Noritaka Sumimoto Mgmt For For For 9 Elect Masaharu Oikawa Mgmt For For For 10 Elect Tadashi Fujiya Mgmt For For For 11 Elect Hitoshi Oki Mgmt For For For 12 Elect Tsutomu Toyoda Mgmt For For For 13 Elect Rieko Makiya Mgmt For For For 14 Elect Tomoko Hamada Mgmt For For For 15 Elect Kiyoshi Takahashi Mgmt For For For 16 Elect Katsuhiko Ishiguro Mgmt For For For 17 Elect Tadashi Sumi Mgmt For For For 18 Elect Isamu Mori as Statutory Auditor Mgmt For For For 19 Elect Tsutomu Ushijima as Alternate Mgmt For For For Statutory Auditor 20 Bonus Mgmt For For For
---------------------------------------------------------------------------------------------------------- TOYODA GOSEI CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7282 CINS J91128108 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tadashi Arashima Mgmt For Against Against 3 Elect Naoki Miyazaki Mgmt For For For 4 Elect Nobuyuki Shimizu Mgmt For For For 5 Elect Nobuo Fujiwara Mgmt For For For 6 Elect Masayoshi Ichikawa Mgmt For For For 7 Elect Kazumi Ohtake Mgmt For For For 8 Elect Daisuke Kobayashi Mgmt For For For 9 Elect Yoshiroh Hayashi Mgmt For For For 10 Elect Masami Hadama Mgmt For Against Against 11 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- TOYOTA BOSHOKU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3116 CINS J91214106 06/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shuhei Toyoda Mgmt For Against Against 3 Elect Shuichi Koyama Mgmt For For For 4 Elect Kazuhiko Miyadera Mgmt For For For 5 Elect Takamichi Taki Mgmt For For For 6 Elect Hiroshi Ueda Mgmt For For For 7 Elect Kenichi Noda Mgmt For For For 8 Elect Fumitaka Itoh Mgmt For For For 9 Elect Kohhei Hori Mgmt For For For 10 Elect Tokuji Yamauchi Mgmt For For For 11 Elect Yoshihiro Itoh Mgmt For For For 12 Elect Mitsuhisa Katoh Mgmt For For For 13 Elect Michio Adachi Mgmt For For For 14 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- TOYOTA INDUSTRIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6201 CINS J92628106 06/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tetsuroh Toyoda Mgmt For Against Against 4 Elect Akira Ohnishi Mgmt For For For 5 Elect Chiaki Yamaguchi Mgmt For For For 6 Elect Kazue Sasaki Mgmt For For For 7 Elect Hirotaka Morishita Mgmt For For For 8 Elect Shinya Furukawa Mgmt For For For 9 Elect Masaharu Suzuki Mgmt For For For 10 Elect Norio Sasaki Mgmt For For For 11 Elect Toshifumi Ogawa Mgmt For For For 12 Elect Toshifumi Ohnishi Mgmt For For For 13 Elect Takaki Ogawa Mgmt For For For
14 Elect Kan Ohtsuka Mgmt For For For 15 Elect Fujio Choh Mgmt For For For 16 Elect Taku Yamamoto Mgmt For For For 17 Elect Keiichi Fukunaga Mgmt For For For 18 Elect Shuzoh Sumi Mgmt For For For 19 Elect Toshio Mita Mgmt For For For 20 Elect Hans-Juergen Marx Mgmt For For For 21 Elect Kohhei Nozaki Mgmt For For For 22 Elect Satoshi Ozawa Mgmt For Against Against 23 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- TOYOTA MOTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7203 CINS J92676113 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeshi Uchiyamada Mgmt For Against Against 4 Elect Akio Toyoda Mgmt For For For 5 Elect Satoshi Ozawa Mgmt For For For 6 Elect Nobuyori Kodaira Mgmt For For For 7 Elect Mitsuhisa Katoh Mgmt For For For 8 Elect Masamoto Maekawa Mgmt For For For 9 Elect Yasumori Ihara Mgmt For For For 10 Elect Seiichi Sudoh Mgmt For For For 11 Elect Kohhei Saga Mgmt For For For 12 Elect Tokuo Fukuichi Mgmt For For For 13 Elect Shigeki Terashi Mgmt For For For 14 Elect Yoshimasa Ishii Mgmt For For For 15 Elect Ikuo Uno Mgmt For Against Against 16 Elect Haruhiko Katoh Mgmt For For For 17 Elect Mark T. Hogan Mgmt For Against Against 18 Elect Masaki Nakatsugawa Mgmt For Against Against 19 Elect Teisuke Kitayama Mgmt For Against Against 20 Elect Ryuji Sakai as Alternate Mgmt For For For Statutory Auditor 21 Bonus Mgmt For For For 22 Approve of Disposition of Treasury Mgmt For For For Shares and Third Party Allotment ---------------------------------------------------------------------------------------------------------- TOYOTA TSUSHO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8015 CINS J92719111 06/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Junzoh Shimizu Mgmt For Against Against 5 Elect Yoshio Shirai Mgmt For For For
6 Elect Jun Karube Mgmt For For For 7 Elect Mikio Asano Mgmt For For For 8 Elect Yasuhiko Yokoi Mgmt For For For 9 Elect Kuniaki Yamagiwa Mgmt For For For 10 Elect Takumi Shirai Mgmt For For For 11 Elect Sohichiroh Matsudaira Mgmt For For For 12 Elect Nobuyuki Minowa Mgmt For For For 13 Elect Takashi Hattori Mgmt For For For 14 Elect Yuichi Ohi Mgmt For For For 15 Elect Yoshiki Miura Mgmt For For For 16 Elect Hideki Yanase Mgmt For For For 17 Elect Jiroh Takahashi Mgmt For For For 18 Elect Yoriko Kawaguchi Mgmt For For For 19 Elect Kumi Fujisawa Mgmt For For For 20 Elect Seiichiroh Adachi Mgmt For For For 21 Elect Yoshihiro Shiji Mgmt For Against Against 22 Elect Kazunori Tajima Mgmt For For For 23 Bonus Mgmt For Against Against 24 Statutory Auditors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------- TRANSOCEAN LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CINS H8817H100 05/16/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Allocation of Available Earnings Mgmt For TNA N/A 5 Dividend from Capital Reserves Mgmt For TNA N/A 6 Authorized Share Capital Mgmt For TNA N/A 7 Reduce Board Size to 11 Mgmt For TNA N/A 8 Amendments to Articles (Elections; Mgmt For TNA N/A Assorted Changes) 9 Amendments to Articles (Ratification Mgmt For TNA N/A of Compensation) 10 Amendments to Articles (Supplementary Mgmt For TNA N/A Amount) 11 Amendments to Articles (Principles of Mgmt For TNA N/A Compensation) 12 Amendments to Articles (Employment Mgmt For TNA N/A Contracts) 13 Amendments to Articles (External Mgmt For TNA N/A Mandates) 14 Amendments to Articles (Loans and Mgmt For TNA N/A Retirement Benefits) 15 Adoption of Majority Vote for Election Mgmt For TNA N/A of Directors 16 Adoption of Advance Notice Requirement Mgmt For TNA N/A in Order to Conform with German Articles 17 Elect Ian C. Strachan Mgmt For TNA N/A 18 Elect Glyn Barker Mgmt For TNA N/A 19 Elect Vanessa C.L. Chang Mgmt For TNA N/A
20 Elect Frederico F. Curado Mgmt For TNA N/A 21 Elect Chad Deaton Mgmt For TNA N/A 22 Elect Martin B. McNamara Mgmt For TNA N/A 23 Elect Samuel J. Merksamer Mgmt For TNA N/A 24 Elect Edward R. Muller Mgmt For TNA N/A 25 Elect Steven L. Newman Mgmt For TNA N/A 26 Elect TAN Ek Kia Mgmt For TNA N/A 27 Elect Vincent J. Intrieri Mgmt For TNA N/A 28 Election of Chairman Mgmt For TNA N/A 29 Elect Director Curado to Compensation Mgmt For TNA N/A Committee Member 30 Elect Director McNamara to Mgmt For TNA N/A Compensation Committee Member 31 Elect Director Tan Ek Kia to Mgmt For TNA N/A Compensation Committee Member 32 Elect Vincent Intrieri to Compensation Mgmt For TNA N/A Committee Member 33 Appointment of Independent Proxy Mgmt For TNA N/A 34 Appointment of Auditor Mgmt For TNA N/A 35 Advisory Vote on Executive Compensation Mgmt For TNA N/A 36 Amendment to the Long-Term Incentive Mgmt For TNA N/A Plan for Purposes of Section 162(m) of the IRC ---------------------------------------------------------------------------------------------------------- TRANSURBAN GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS TCL CINS Q9194A106 10/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Lindsay P. Maxsted Mgmt For For For 3 Re-elect Samantha Mostyn Mgmt For For For 4 Remuneration Report (THL and TIL) Mgmt For For For 5 Equity Grant (CEO Scott Charlton) Mgmt For For For (THL, TIL and THT) ---------------------------------------------------------------------------------------------------------- TRAVIS PERKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TPK CINS G90202105 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Christopher Rogers Mgmt For For For 6 Elect John Coleman Mgmt For For For 7 Elect Andrew H. Simon Mgmt For For For 8 Elect Ruth Anderson Mgmt For For For 9 Elect Tony Buffin Mgmt For For For 10 Elect John K. Carter Mgmt For For For 11 Elect Robert M. Walker Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Share Matching Scheme Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 days 18 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- TREASURY WINE ESTATES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TWE CINS Q9194S107 10/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Paul Rayner Mgmt For For For 4 Re-elect Warwick Every-Burns Mgmt For For For 5 Renew Proportional Takeover Provisions Mgmt For For For 6 Appointment of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------- TREND MICRO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4704 CINS J9298Q104 03/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For ---------------------------------------------------------------------------------------------------------- TRYG A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS TRYG CINS K9640A102 04/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts 8 Allocation of Profits/Dividends Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Authority to Reduce Share Capital Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Compensation Guideliness Mgmt For Against Against 14 Amendment to Articles Mgmt For For For 15 Elect Torben Nielsen Mgmt For For For 16 Elect Paul Bergqvist Mgmt For For For 17 Elect Lene Skole Mgmt For For For 18 Elect Mari Thjomoe Mgmt For For For 19 Appointment of Auditor Mgmt For Abstain Against 20 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- TSUMURA & CO TICKER SECURITY ID: MEETING DATE MEETING STATUS 4540 CINS J93407120 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Terukazu Katoh Mgmt For Against Against 4 Elect Tohru Sugita Mgmt For For For 5 Elect Ryuji Takasaki Mgmt For For For 6 Elect Shuichi Takeda Mgmt For For For 7 Elect Terunari Nakayama Mgmt For For For 8 Elect Yasunori Fuji Mgmt For For For 9 Elect Tsuyoshi Iwasawa Mgmt For For For 10 Elect Shigeru Sugimoto Mgmt For For For ---------------------------------------------------------------------------------------------------------- TUI TRAVEL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TT CINS G9127H104 02/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Renew Performance Share Plan Mgmt For For For 5 Renew Deferred Annual Bonus Scheme Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Friedrich Joussen Mgmt For For For 8 Elect Sir Michael Hodgkinson Mgmt For For For 9 Elect Peter Long Mgmt For For For
10 Elect Johan Lundgren Mgmt For For For 11 Elect William Waggott Mgmt For For For 12 Elect Horst Baier Mgmt For For For 13 Elect Sebastian Ebel Mgmt For For For 14 Elect Janis Kong Mgmt For For For 15 Elect Coline McConville Mgmt For For For 16 Elect Minnow Powell Mgmt For For For 17 Elect Erhard Schipporeit Mgmt For Against Against 18 Elect Albert Schunk Mgmt For For For 19 Elect Harold Sher Mgmt For For For 20 Elect Valerie F. Gooding Mgmt For For For 21 Elect Vladimir Yakushev Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Authority to Set Auditor's Fees Mgmt For For For 24 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 25 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- TUI TRAVEL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TT CINS G9127H104 07/09/2013 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Acquisition of Boeing Aircrafts Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- TULLOW OIL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TLW CINS G91235104 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Remuneration Report (Advisory) Mgmt For For For 5 Elect Jeremy R Wilson Mgmt For For For 6 Elect Tutu Agyare Mgmt For For For 7 Elect Anne Drinkwater Mgmt For For For 8 Elect Ann Grant Mgmt For For For 9 Elect Aidan Heavey Mgmt For For For 10 Elect Steve Lucas Mgmt For For For 11 Elect Graham Martin Mgmt For For For 12 Elect Angus McCoss Mgmt For For For 13 Elect Paul McDade Mgmt For For For 14 Elect Ian Springett Mgmt For For For 15 Elect Simon R. Thompson Mgmt For For For 16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- UBE INDUSTRIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CINS J93796100 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michio Takeshita Mgmt For For For 4 Elect Yuzuru Yamamoto Mgmt For For For 5 Elect Masato Izumihara Mgmt For For For 6 Elect Takanobu Kubota Mgmt For For For 7 Elect Mitsutaka Motoda Mgmt For For For 8 Elect Takashi Kusama Mgmt For For For 9 Elect Keikoh Terui Mgmt For For For 10 Elect Daisuke Kohriya as Alternate Mgmt For For For Statutory Auditor 11 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- UBI BANCA - UNIONE DI BANCHE ITALIANE S.C.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UBI CINS T1681V104 04/30/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For TNA N/A 4 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 5 Election of Arbitrators Mgmt For TNA N/A 6 Supervisory Board Members' Fees Mgmt For TNA N/A 7 Adoption of Meeting Regulations Mgmt For TNA N/A 8 Remuneration Report Mgmt For TNA N/A 9 Remuneration Policy Mgmt For TNA N/A 10 Variable Compensation Plan Mgmt For TNA N/A 11 Maximum Variable Pay Ratio Mgmt For TNA N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- UBS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS UBSN CINS H89231338 05/07/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Amendments to Articles Related to VeguV Mgmt For TNA N/A 7 Maximum Variable Payment Ratio Mgmt For TNA N/A 8 Elect Axel A. Weber Mgmt For TNA N/A 9 Elect Michel Demare Mgmt For TNA N/A 10 Elect David H. Sidwell Mgmt For TNA N/A 11 Elect Reto Francioni Mgmt For TNA N/A 12 Elect Ann Godbehere Mgmt For TNA N/A 13 Elect Axel P. Lehmann Mgmt For TNA N/A 14 Elect Helmut G. W. Panke Mgmt For TNA N/A 15 Elect William G. Parrett Mgmt For TNA N/A 16 Elect Isabelle Romy Mgmt For TNA N/A 17 Elect Beatrice Weder di Mauro Mgmt For TNA N/A 18 Elect Joseph YAM Chi Kwong Mgmt For TNA N/A 19 Elect Ann. F. Godbehere Mgmt For TNA N/A 20 Elect Michel Demare Mgmt For TNA N/A 21 Elect Helmut Panke Mgmt For TNA N/A 22 Elect Reto Francioni Mgmt For TNA N/A 23 Appointment of Independent Proxy Mgmt For TNA N/A 24 Appointment of Auditor Mgmt For TNA N/A 25 Transaction of Other Business Mgmt For TNA N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- UCB SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UCB CINS B93562120 03/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Increase in Authorized Capital Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Amendments to Articles (Share Mgmt For For For Repurchase as Takeover Defense) 7 Amendments to Articles Mgmt For For For (Dematerialization of Shares) 8 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- UCB SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UCB CINS B93562120 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For For For Dividends 7 Remuneration Report Mgmt For For For 8 Ratification of Board Acts Mgmt For For For 9 Ratification of Auditor Acts Mgmt For For For 10 Elect Kay Davies Mgmt For For For 11 Ratification of the Independence of Mgmt For For For Kay Davies 12 Elect Cedric Van Rijckevorsel Mgmt For For For 13 Elect Jean-Christophe Tellier Mgmt For For For 14 Approve Restricted Stock Plan Mgmt For For For 15 Amendment to the EMTN Program Mgmt For Against Against Regarding a Change of Control Clause 16 Change of Control Clause Regarding Mgmt For Against Against Debt Transactions 17 Change of Control Clause Regarding Mgmt For Against Against Credit Facility Agreement 18 Change of Control Clause Regarding Mgmt For Against Against European Investment Bank Co-Development Agreement 19 Change of Control Clause Regarding Mgmt For Against Against European Investment Bank Loan 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Increase in Authorized Capital Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Amendments to Articles (Share Mgmt For For For Repurchase as Takeover Defense) 24 Amendments to Articles Mgmt For For For (Dematerialization of Shares) 25 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- UMICORE NV/SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UMI CINS B95505168 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Belgium FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Acts Mgmt For For For 6 Ratification of Auditor's Acts Mgmt For For For 7 Elect Ines Kolmsee Mgmt For For For 8 Elect Uwe-Ernst Bufe Mgmt For For For 9 Elect Arnoud de Pret Mgmt For For For 10 Elect Jonathan Oppenheimer Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Change-in-control clause Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- UNI CHARM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8113 CINS J94104114 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Amendments to Articles Mgmt For For For 2 Elect Keiichiroh Takahara Mgmt For For For 3 Elect Takahisa Takahara Mgmt For Against Against 4 Elect Gunpei Futagami Mgmt For For For 5 Elect Eiji Ishikawa Mgmt For For For 6 Elect Shinji Mori Mgmt For For For 7 Elect Kennosuke Nakano Mgmt For For For 8 Elect Yoshiroh Andoh Mgmt For For For 9 Elect Masakatsu Takai Mgmt For For For 10 Elect Yoshihiro Miyabayashi Mgmt For For For 11 Elect Katsuhiko Sakaguchi Mgmt For For For 12 Elect Shigeo Moriyama Mgmt For For For ---------------------------------------------------------------------------------------------------------- UNIBAIL-RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS UL CINS F95094110 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Remuneration of Christophe Cuvillier, Mgmt For For For CEO 9 Remuneration of Management Board Mgmt For For For Members
10 Remuneration of Guillaume Poitrinal, Mgmt For For For Former CEO 11 Remuneration of Catherine Pourre, Mgmt For For For former Executive 12 Elect Robert ter Haar Mgmt For For For 13 Elect Jose-Luis Duran Mgmt For For For 14 Elect Yves Lyon-Caen Mgmt For For For 15 Elect Dagmar Kollmann Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Reduce Share Capital Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Greenshoe Mgmt For For For 21 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 22 Authority to Grant Stock Options Mgmt For For For 23 Employee Stock Purchase Plan Mgmt For For For 24 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- UNICREDIT S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UCG CINS T960AS101 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Coverage of Loss Mgmt For For For 3 Scrip Dividend Mgmt For For For 4 Transfer of Reserves Mgmt For For For 5 Nominee Presented by Assogestioni Mgmt For For For 6 Common Representative's Fees Mgmt For For For 7 Maximum Variable Pay Ratio Mgmt For For For 8 Remuneration Report Mgmt For For For 9 2014 GROUP INCENTIVE SYSTEM Mgmt For For For 10 2014 Employee Share Ownership Plan Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- UNILEVER N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNA CINS N8981F271 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Approval of Remuneration Policy Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Directors' Mgmt For For For Acts 6 Ratification of Non-Executive Mgmt For For For Directors' Acts 7 Elect Paul Polman Mgmt For For For 8 Elect Jean-Marc Huet Mgmt For For For 9 Elect Laura M. Cha Mgmt For For For 10 Elect Louise O. Fresco Mgmt For For For 11 Elect Ann M. Fudge Mgmt For For For 12 Elect Byron E. Grote Mgmt For For For 13 Elect Mary Ma Mgmt For For For 14 Elect Hixonia Nyasulu Mgmt For For For 15 Elect Malcolm Rifkind Mgmt For For For 16 Elect John Rishton Mgmt For For For 17 Elect Kees J. Storm Mgmt For For For 18 Elect Michael Treschow Mgmt For For For 19 Elect Paul S. Walsh Mgmt For For For 20 Elect Feike Sijbesma Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Reduce Share Capital Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ULVR CINS G92087165 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Laura CHA May Lung Mgmt For For For 7 Elect Louise O. Fresco Mgmt For For For 8 Elect Ann M. Fudge Mgmt For For For 9 Elect Byron E. Grote Mgmt For For For 10 Elect Mary Ma Mgmt For For For 11 Elect Hixonia Nyasulu Mgmt For For For 12 Elect Malcolm Rifkind Mgmt For For For 13 Elect John Rishton Mgmt For For For 14 Elect Kees J. Storm Mgmt For For For 15 Elect Michael Treschow Mgmt For For For 16 Elect Paul S. Walsh Mgmt For For For
17 Elect Feike Sijbesma Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Authorisation of Political Donations Mgmt For For For 24 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- UNIPOLSAI ASSICURAZIONI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSA CINS T9647G103 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Reduction of Revaluation Reserves Mgmt For For For 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Elect Paolo Cattabiani Mgmt For Against Against 4 Election of Statutory Auditors Mgmt For Abstain Against 5 Remuneration Report Mgmt For For For 6 Performance Shares Plan 2013-2015 Mgmt For For For 7 Authority to Repurchase and Reissue Mgmt For For For Shares 8 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- UNITED INTERNET AG TICKER SECURITY ID: MEETING DATE MEETING STATUS UTDI CINS D8542B125 05/22/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A
12 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital 13 Amendments to Profit-and-Loss Transfer Mgmt For TNA N/A Agreement with United Internet Ventures AG 14 Control Agreement with 1&1 Internet AG Mgmt For TNA N/A 15 Control Agreement with United Internet Mgmt For TNA N/A Ventures AG 16 Profit-and-Loss Agreement with 1&1 Mgmt For TNA N/A Telecommunication Service SE 17 Control Agreement with 1&1 Mgmt For TNA N/A Telecommunication Service SE 18 Amendments to Profit-and-Loss Transfer Mgmt For TNA N/A Agreement with 1&1 Telecom Service Holding Montabaur ---------------------------------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U11 CINS Y9T10P105 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Fees to WEE Cho Yaw Mgmt For Against Against 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect WONG Meng Meng Mgmt For Against Against 7 Elect Willie CHENG Jue Hiang Mgmt For For For 8 Elect WEE Cho Yaw Mgmt For Against Against 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to issue shares under the Mgmt For For For UOB Scrip Dividend Scheme 14 Authority to Issue Preferred Shares Mgmt For Abstain Against 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to renew Share Purchase Mgmt For For For Mandate 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS UU CINS G92755100 07/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect John McAdam Mgmt For For For 5 Elect Steven L. Mogford Mgmt For For For 6 Elect Russ Houlden Mgmt For For For 7 Elect Catherine Bell Mgmt For For For 8 Elect Brian May Mgmt For For For 9 Elect Nick Salmon Mgmt For For For 10 Elect Sara Weller Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Approval of Long-Term Plan 2013 Mgmt For For For 17 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 18 Authorisation of Political Donations Mgmt For For For ---------------------------------------------------------------------------------------------------------- UOL GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS U14 CINS Y9299W103 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect WEE Cho Yaw Mgmt For For For 5 Elect GWEE Lian Kheng Mgmt For For For 6 Elect WEE Ee Lim Mgmt For Against Against 7 Elect WEE Sin Tho Mgmt For For For 8 Elect TAN Tiong Cheng Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Amendments to Articles Mgmt For For For 11 Authority to Grant Awards and Issue Mgmt For For For Shares under UOL 2012 Share Option Scheme 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Shares under UOL Mgmt For For For Scrip Dividend Scheme
---------------------------------------------------------------------------------------------------------- UPM-KYMMENE OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Charitable Donations Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- USS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4732 CINS J9446Z105 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yukihiro Andoh Mgmt For For For 5 Elect Dai Seta Mgmt For For For 6 Elect Motohiro Masuda Mgmt For For For 7 Elect Toshio Mishima Mgmt For For For 8 Elect Masafumi Yamanaka Mgmt For For For 9 Elect Hiromitsu Ikeda Mgmt For For For 10 Elect Masayuki Akase Mgmt For For For 11 Elect Hitoshi Tamura Mgmt For For For 12 Elect Akihiko Katoh Mgmt For For For 13 Elect Mitsuhiro Asoh Mgmt For For For
---------------------------------------------------------------------------------------------------------- VALEO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CINS F96221126 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Elect Daniel Camus Mgmt For For For 7 Elect Jerome Contamine Mgmt For For For 8 Elect Noelle Lenoir Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Remuneration of Pascal Colombani, Mgmt For For For Chairman of the Supervisory Board 12 Remuneration of Jacques Aschenbroich, Mgmt For For For CEO 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Performance Shares Mgmt For For For 16 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 17 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- VALLOUREC S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS VK CINS F95922104 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Severance Agreement for Olivier Mgmt For For For Mallet, CFO 9 Remuneration of Philippe Crouzet, Mgmt For For For Chairman of the Management Board 10 Remuneration of Jean-Pierre Michel, Mgmt For For For COO and Olivier Mallet, CFO 11 Elect Vivienne Cox Mgmt For For For 12 Elect Michel de Fabiani Mgmt For Against Against 13 Elect Alexandra Schaapveld Mgmt For For For
14 Elect Cedric de Bailliencourt Mgmt For Against Against 15 Elect Henri Poupart-Lafarge Mgmt For For For 16 Supervisory Board Members' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Employee Stock Purchase Plan Mgmt For For For 19 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 20 Authority to Increase Capital for Mgmt For For For Overseas Employees as an Alternative to Employee Savings Plan 21 Authority to Issue Restricted Shares Mgmt For For For Under Employee Savings Plans 22 Authority to Grant Stock Options Mgmt For For For 23 Authority to Issue Performance Shares Mgmt For For For 24 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- VALMET CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS VALMT CINS X96478114 03/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and CEO Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 18 Establishment of a Shareholder's Mgmt For For For Nomination Board 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- VEDANTA RESOURCES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VED CINS G9328D100 01/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Related Party Transaction (Cairn India Mgmt For For For Limited Share Repurchase) ---------------------------------------------------------------------------------------------------------- VEDANTA RESOURCES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VED CINS G9328D100 08/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Deepak S. Parekh Mgmt For Against Against 5 Elect Anil Agarwal Mgmt For For For 6 Elect Navin Agarwal Mgmt For For For 7 Elect Euan Macdonald Mgmt For For For 8 Elect Aman Mehta Mgmt For Against Against 9 Elect Mahendra (MS) Mehta Mgmt For For For 10 Elect Geoffrey Green Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- VEDANTA RESOURCES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VED CINS G9328D100 10/30/2013 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Renewal of Hindustan Zinc Acquisition Mgmt For For For 2 Renewal of Bharat Aluminium Acquisition Mgmt For For For
---------------------------------------------------------------------------------------------------------- VEOLIA ENVIRONNEMENT TICKER SECURITY ID: MEETING DATE MEETING STATUS VIE CINS F9686M107 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Approval of Non Tax-Deductible Expenses Mgmt For For For 8 Allocation of Dividends Mgmt For For For 9 Scrip Dividend Mgmt For For For 10 Related Party Transactions Mgmt For Against Against 11 Supplementary Retirement Benefits Mgmt For For For (Antoine Frerot) 12 Severance Agreement (Antoine Frerot) Mgmt For For For 13 Elect Antoine Frerot Mgmt For For For 14 Elect Daniel Bouton Mgmt For For For 15 Elect Olivier Costa de Beauregard Mgmt For For For (WITHDRAWN) 16 Elect Khaled Al Sayed Mgmt For For For 17 Remuneration of Antoine Frerot, CEO Mgmt For Against Against 18 Directors' Fees Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares and Mgmt For Abstain Against Convertible Securities w/ Preemptive Rights 21 Authority to Issue Shares and Mgmt For Abstain Against Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights 22 Authority to Issue Shares and/or Mgmt For Abstain Against Convertible Securities Through Private Placement 23 Increase in Authorized Capital in Mgmt For Abstain Against Consideration for Contributions in Kind 24 Greenshoe Mgmt For Abstain Against 25 Increase in Authorized Capital Through Mgmt For For For Capitalization 26 Employee Stock Purchase Plan Mgmt For For For 27 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 28 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 29 Amendments to Articles Regarding Mgmt For For For Employee Representatives 30 Authorization of Legal Formalities Mgmt For For For
---------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CINS 92343V104 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Shellye L. Archambeau Mgmt For For For 2 Elect Richard L. Carrion Mgmt For For For 3 Elect Melanie L. Healey Mgmt For For For 4 Elect M. Frances Keeth Mgmt For For For 5 Elect Robert W. Lane Mgmt For For For 6 Elect Lowell C. McAdam Mgmt For For For 7 Elect Donald T. Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Rodney E. Slater Mgmt For For For 10 Elect Kathryn A. Tesija Mgmt For For For 11 Elect Gregory D. Wasson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Adoption of Proxy Access Mgmt For For For 15 Shareholder Proposal Regarding Network ShrHldr Against Against For Neutrality 16 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Approval of Severance Agreements 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 20 Shareholder Proposal Regarding ShrHldr Against Against For Counting Shareholder Votes 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- VIENNA INSURANCE GROUP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VIG CINS A9142L128 06/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Bernhard Backovsky Mgmt For For For 8 Elect Martina Dobringer Mgmt For For For 9 Elect Rudolf Ertl Mgmt For For For 10 Elect Gunter Geyer Mgmt For For For 11 Elect Maria Kubitschek Mgmt For For For 12 Elect Heinz Ohler Mgmt For For For 13 Elect Reinhard Ortner Mgmt For For For 14 Elect Georg Riedl Mgmt For For For 15 Elect Karl Skyba Mgmt For For For 16 Elect Gertrude Tumpel-Gugerell Mgmt For For For
---------------------------------------------------------------------------------------------------------- VINCI TICKER SECURITY ID: MEETING DATE MEETING STATUS DG CINS F5879X108 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Non Mgmt For For For Tax-Deductible Expenses 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Xavier Huillard Mgmt For For For 8 Elect Yves-Thibault de Silguy Mgmt For Against Against 9 Elect Henri Saint Olive Mgmt For Against Against 10 Elect Representative of Qatari Diar Mgmt For Abstain Against 11 Elect Marie-Christine Lombard Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Supplementary Pension Plan (Xavier Mgmt For For For Huillard) 14 Severance Agreement (Xavier Huillard) Mgmt For Against Against 15 Related Party Transactions (Renewal of Mgmt For Against Against Service Agreement with YTSeuropaconsultants) 16 Remumeration of Xavier Huillard, CEO Mgmt For For For 17 Authority to Cancel Shares and Reduce Mgmt For For For Capital 18 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 19 Employee Stock Purchase Plan for Mgmt For For For Overseas Employees 20 Amendments to Articles Regarding Mgmt For For For Employee Representatives 21 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- VIVENDI SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Loss/Dividends Mgmt For For For 8 Remuneration of Jean-Francois Dubos, Mgmt For For For CEO 9 Remuneration of Philippe Capron, Mgmt For For For Former CFO 10 Elect Aliza Jabes Mgmt For For For 11 Elect Daniel Camus Mgmt For For For 12 Elect Katie Jacobs Stanton Mgmt For For For 13 Elect Virginie Morgon Mgmt For Against Against 14 Elect Philippe Benacin Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 17 Authority to Issue Free Shares to Mgmt For For For Employees of the Group, and Employees and Officers of Subsidiaries 18 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 19 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan for Overseas Employees 20 Amendments to Articles Regarding Mgmt For For For Employee Representatives 21 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VOD CINS G93882135 01/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme: Verizon Wireless Transaction, Mgmt For For For Return of Value and Share Consolidation ---------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VOD CINS G93882135 01/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Ordinary: Disposal of Verizon Wireless Mgmt For For For and Acquisition of Vodafone Italy 2 Special: Return of Value and Share Mgmt For For For Consolidation 3 Special: Authority to Repurchase Shares Mgmt For For For 4 Special: Authority to Ratify and Mgmt For For For Execute Approved Resolutions
---------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VOD CINS G93882135 07/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Gerard Kleisterlee Mgmt For For For 3 Elect Vittorio Colao Mgmt For For For 4 Elect Andy Halford Mgmt For For For 5 Elect Steve Pusey Mgmt For For For 6 Elect Renee J. James Mgmt For For For 7 Elect Alan W. Jebson Mgmt For For For 8 Elect Samuel E. Jonah Mgmt For For For 9 Elect Omid Kordestani Mgmt For For For 10 Elect Nick Land Mgmt For For For 11 Elect Anne Lauvergeon Mgmt For For For 12 Elect Luc Vandevelde Mgmt For For For 13 Elect Anthony Watson Mgmt For For For 14 Elect Philip Yea Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Directors' Remuneration Report Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- VOESTALPINE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOE CINS A9101Y103 07/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For 8 Issuance of Treasury Shares Mgmt For For For 9 Authority to Cancel Shares and Reduce Mgmt For For For Share Capital 10 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------- VOLKSWAGEN AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOW CINS D94523145 05/13/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratify Martin Winterkorn Mgmt For TNA N/A 8 Ratify Francisco Garcia Sanz Mgmt For TNA N/A 9 Ratify Jochem Heizmann Mgmt For TNA N/A 10 Ratify Christian Klingler Mgmt For TNA N/A 11 Ratify Michael Macht Mgmt For TNA N/A 12 Ratify Horst Neumann Mgmt For TNA N/A 13 Ratify Leif Ostling Mgmt For TNA N/A 14 Ratify Hans Dieter Potsch Mgmt For TNA N/A 15 Ratify Rupert Stadler Mgmt For TNA N/A 16 Ratify Ferdinand Piech Mgmt For TNA N/A 17 Ratify Berthold Huber Mgmt For TNA N/A 18 Ratify Hussain Ali Al-Abdulla Mgmt For TNA N/A 19 Ratify Jassim Al Kuwari Mgmt For TNA N/A 20 Ratify Ahmad Al-Sayed Mgmt For TNA N/A 21 Ratify Jorg Bode Mgmt For TNA N/A 22 Ratify Jurgen Dorn Mgmt For TNA N/A 23 Ratify Annika Falkengren Mgmt For TNA N/A 24 Ratify Hans-Peter Fischer Mgmt For TNA N/A 25 Ratify Uwe Fritsch Mgmt For TNA N/A 26 Ratify Babette Frohlich Mgmt For TNA N/A 27 Ratify Olaf Lies Mgmt For TNA N/A 28 Ratify David McAllister Mgmt For TNA N/A 29 Ratify Hartmut Meine Mgmt For TNA N/A 30 Ratify Peter Mosch Mgmt For TNA N/A 31 Ratify Bernd Osterloh Mgmt For TNA N/A 32 Ratify Hans Michel Piech Mgmt For TNA N/A 33 Ratify Ursula Piech Mgmt For TNA N/A 34 Ratify Ferdinand Porsche Mgmt For TNA N/A 35 Ratify Wolfgang Porsche Mgmt For TNA N/A 36 Ratify Stephan Weil Mgmt For TNA N/A 37 Ratify Stephan Wolf Mgmt For TNA N/A 38 Ratify Thomas Zwiebler Mgmt For TNA N/A 39 Elect Ahmad Al-Sayed Mgmt For TNA N/A 40 Elect Hans Michel Piech Mgmt For TNA N/A 41 Elect Ferdinand Porsche Mgmt For TNA N/A 42 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital
43 Amend Control Agreement with Autostadt Mgmt For TNA N/A GmbH 44 Amend Control Agreement Contract with Mgmt For TNA N/A AutoVision GmbH 45 Amend Control Agreement with MMI Mgmt For TNA N/A Marketing Management Institut GmbH 46 Amend Control Agreement with Truck & Mgmt For TNA N/A Bus GmbH 47 Amend Control Agreement with Mgmt For TNA N/A Volkswagen Group Partner Services GmbH 48 Amend Control Agreement with Mgmt For TNA N/A Volkswagen Immobilien GmbH 49 Amend Control Agreement with Mgmt For TNA N/A Volkswagen Sachsen GmbH 50 Amend Control Agreement with Mgmt For TNA N/A Volkswagen Zubehor GmbH 51 Amend Control Agreement with VW Mgmt For TNA N/A Kraftwerke GmbH 52 Amend Profit-and-Loss Transfer Mgmt For TNA N/A Agreement with VGRD GmbH 53 Appointment of Auditor Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------- VOLKSWAGEN AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOW CINS D94523103 05/13/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Special Germany FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Authority to Issue Convertible Debt Mgmt For TNA N/A Instruments; Increase in Conditional Capital ---------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLV.A CINS 928856301 04/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For Against Against 17 Authority to Set Auditor's Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Amendments to Nomination Committee Mgmt For For For Instructions 22 Compensation Guidelines Mgmt For For For 23 Long-term Incentive Plan Mgmt For For For 24 Issuance of Treasury Shares Pursuant Mgmt For For For to LTIP ---------------------------------------------------------------------------------------------------------- WARTSILA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRTBV CINS X98155116 03/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares; Issue Mgmt For For For Treasury Shares 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- WENDEL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MF CINS F98370103 06/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Dominique Heriard Dubreuil Mgmt For For For 9 Elect Guylaine Saucier Mgmt For For For 10 Elect Christian Van Zeller d'Oosthove Mgmt For Against Against 11 Appointment of Alternate Auditor Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Renumeration of Frederic Lemoine, Mgmt For For For Chairman of the Executive Board 14 Remuneration of Bernard Gautier, Mgmt For For For Member of the Executive Board 15 Amend Article 12 Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 18 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement 19 Authority to Set Offering Price of Mgmt For Against Against Shares 20 Greenshoe Mgmt For Against Against 21 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Capital Through Mgmt For For For Capitalizations 23 Global Ceiling on Capital Increases Mgmt For For For 24 Employee Stock Purchase Plan Mgmt For For For 25 Authority to Grant Stock Options Mgmt For For For 26 Authority to Issue Performance Shares Mgmt For For For 27 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- WESFARMERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WES CINS Q95870103 11/07/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Anthony (Tony) Howarth Mgmt For For For
3 Re-elect Wayne G. Osborn Mgmt For For For 4 Re-elect Vanessa Wallace Mgmt For For For 5 Elect Jennifer Westacott Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (MD Richard Goyder) Mgmt For For For 8 Equity Grant (Finance Director Terry Mgmt For For For Bowen) 9 Approve Return of Capital Mgmt For For For 10 Approve Share Consolidation Mgmt For For For ---------------------------------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO TICKER SECURITY ID: MEETING DATE MEETING STATUS 9021 CINS J95094108 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takayuki Sasaki Mgmt For For For 4 Elect Tadashi Ishikawa Mgmt For For For 5 Elect Yumiko Satoh Mgmt For For For 6 Elect Yuzoh Murayama Mgmt For For For 7 Elect Norihiko Saitoh Mgmt For For For 8 Elect Hideo Miyahara Mgmt For For For 9 Elect Seiji Manabe Mgmt For For For 10 Elect Akiyoshi Yamamoto Mgmt For For For 11 Elect Shizuka Yabuki Mgmt For For For 12 Elect Tatsuo Kijima Mgmt For For For 13 Elect Akihiro Horisaka Mgmt For For For 14 Elect Kazuaki Hasegawa Mgmt For For For 15 Elect Norihiko Yoshie Mgmt For For For 16 Elect Nobutoshi Nikaidoh Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against For Against Individual Compensation Disclosure 18 Shareholder Proposal Regarding ShrHldr Against Against For Valuations of Wholly-Owned Subsidiaries ---------------------------------------------------------------------------------------------------------- WESTFIELD GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS WDC CINS Q97062105 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Frank P. Lowy Mgmt For For For 4 Re-elect Brian M. Schwartz Mgmt For For For 5 Re-elect Steven M. Lowy Mgmt For For For 6 Re-elect Ilana Atlas Mgmt For For For
---------------------------------------------------------------------------------------------------------- WESTFIELD GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS WDC CINS Q97062105 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Approve Scheme Mgmt For For For ---------------------------------------------------------------------------------------------------------- WESTFIELD GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS WDC CINS Q97062105 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Capital Reduction (Westfield Holdings) Mgmt For For For 2 Conversion of Stock Mgmt For For For 3 Amendments to Constitution (Westfield Mgmt For For For Trust) 4 Amendments to Constitution (Westfield Mgmt For For For America Trust) 5 Approve Transaction Mgmt For For For 6 Amendments to Constitution (Westfield Mgmt For For For Holdings) 7 Approve Stapling Deed Mgmt For For For 8 Change in Company Name (Westfield Mgmt For For For Holdings) 9 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- WESTFIELD RETAIL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRT CINS Q97145108 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Ratify Andrew Harmos as a Director Mgmt For For For 2 Approve Merger Mgmt For For For 3 Amendments to Constitution (WRT1) Mgmt For For For 4 Amendments to Constitution (WRT2) Mgmt For For For 5 Approve Termination of Corporate Mgmt For For For Governance Deeds 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
---------------------------------------------------------------------------------------------------------- WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CINS Q97417101 12/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (CEO Gail Kelly) Mgmt For For For 4 Approve Stapled Securities Buy-Back Mgmt For For For (on mandatory conversion date) 5 Approve Stapled Securities Buy-Back Mgmt For For For (before mandatory conversion date) 6 Re-elect Elizabeth Bryan Mgmt For For For 7 Re-elect Peter Hawkins Mgmt For For For 8 Elect Ewan Crouch Mgmt For For For 9 Elect Peter Marriott Mgmt For For For 10 Elect David Barrow Mgmt Against Against For 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- WHEELOCK & COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0020 CINS Y9553V106 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Douglas WOO Chun Kuen Mgmt For Against Against 5 Elect Winston LEONG Kwok Wai Mgmt For For For 6 Elect Kenneth TING Woo Shou Mgmt For For For 7 Elect Nancy TSE Sau Ling Mgmt For For For 8 Elect Ricky WONG Kwong Yiu Mgmt For For For 9 Elect Glenn YEE Sekkemn Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Amendments to Articles Mgmt For Against Against 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WTB CINS G9606P197 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy (Binding) Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Richard Baker Mgmt For For For 6 Elect Wendy Becker Mgmt For For For 7 Elect Nicholas Cadbury Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Patrick Dempsey Mgmt For For For 10 Elect Anthony Habgood Mgmt For For For 11 Elect Andrew Harrison Mgmt For For For 12 Elect Simon Melliss Mgmt For For For 13 Elect Christopher Rogers Mgmt For For For 14 Elect Louise Smalley Mgmt For For For 15 Elect Susan Taylor Martin Mgmt For For For 16 Elect Stephen Williams Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Approve Long-Term Incentive Plan 2014 Mgmt For For For 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------- WHITEHAVEN COAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WHC CINS Q97664108 11/04/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (MD/CEO Paul Flynn) Mgmt For For For 4 Elect Raymond Zage Mgmt For For For 5 Re-elect Tony Haggarty Mgmt For For For 6 Re-elect John Conde Mgmt For For For 7 Re-elect Rick Gazzard Mgmt For For For ---------------------------------------------------------------------------------------------------------- WILLIAM DEMANT HOLDINGS A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS WDH CINS K9898W129 04/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Amendments to Articles Mgmt For For For 7 Accounts and Reports Mgmt For For For
8 Directors' Fees Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Elect Lars Norby Johansen Mgmt For For For 11 Elect Peter Foss Mgmt For For For 12 Elect Niels Bjorn Christiansen Mgmt For For For 13 Elect Benedikte Leroy Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authorization of Legal Formalities Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- WILLIAM HILL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WMH CINS G9645P117 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Sir Roy Gardner Mgmt For For For 6 Elect Gareth Davis Mgmt For For For 7 Elect Ralph Topping Mgmt For For For 8 Elect Neil Cooper Mgmt For For For 9 Elect Georgina Harvey Mgmt For For For 10 Elect Ashley Highfield Mgmt For For For 11 Elect David S. Lowden Mgmt For For For 12 Elect Imelda Walsh Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Performance Share Plan Mgmt For For For 18 Performance Share Plan (Overseas) Mgmt For For For 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice period at 14 Days ---------------------------------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F34 CINS Y9586L109 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For 4 Elect KUOK Khoon Hong Mgmt For Against Against 5 Elect TEO Kim Yong Mgmt For Against Against 6 Elect KWAH Thiam Hock Mgmt For Against Against 7 Elect YEO Teng Yang Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Related Party Transactions Mgmt For For For 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Authority to grant options and issue Mgmt For For For and allot shares under Wilmar Executives Share Options Scheme 2009 ---------------------------------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F34 CINS Y9586L109 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRW CINS G62748119 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report (Advisory) Mgmt For For For 3 Remuneration Policy (Binding) Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Sir Ian Gibson Mgmt For For For 6 Elect Dalton Philips Mgmt For For For 7 Elect Trevor Strain Mgmt For For For 8 Elect Philip G. Cox Mgmt For For For 9 Elect Richard Gillingwater Mgmt For For For 10 Elect Penny Hughes Mgmt For For For 11 Elect Johanna Waterous Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
---------------------------------------------------------------------------------------------------------- WOLSELEY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WOS CINS G9736L116 11/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Tessa E. Bamford Mgmt For For For 5 Elect Michael Clarke Mgmt For For For 6 Elect Gareth Davis Mgmt For For For 7 Elect Pilar Lopez Mgmt For For For 8 Elect John Martin Mgmt For For For 9 Elect Ian K. Meakins Mgmt For For For 10 Elect Alan Murray Mgmt For For For 11 Elect Frank W. Roach Mgmt For For For 12 Elect Michael P. Wareing Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Special Dividend and Share Mgmt For For For Consolidation 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- WOLTERS KLUWER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS WKL CINS ADPV09931 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Elect Rima Qureshi to the Supervisory Mgmt For For For Board 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights
12 Authority to Suppress Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- WOODSIDE PETROLEUM LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WPL CINS 980228100 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Michael A. Chaney Mgmt For For For 3 Re-elect David I. McEvoy Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Approve Increase in NEDs' Fees Mgmt For For For 6 Amendment to Constitution Mgmt For For For ---------------------------------------------------------------------------------------------------------- WOOLWORTHS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WOW CINS Q98418108 11/26/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Carla (Jayne) Hrdlicka Mgmt For For For 3 Re-elect Ian J. Macfarlane Mgmt For For For 4 Renew Long Term Incentive Plan Mgmt For For For 5 Equity Grant (MD/CEO Grant O'Brien) Mgmt For For For 6 Equity Grant (Finance Director Tom Mgmt For For For Pockett) 7 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------- WORLEYPARSONS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WOR CINS Q9857K102 10/09/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect John M. Grill Mgmt For For For 3 Re-elect Larry Benke Mgmt For For For 4 Re-elect John Green Mgmt For For For 5 Re-elect Catherine B. Livingstone Mgmt For For For 6 Re-elect J. B. McNeil Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Equity Grant (CEO Andrew Wood) Mgmt For For For 9 Renew Proportional Takeover Provisions Mgmt For For For 10 Approve Termination Payments Mgmt For For For
---------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CINS G9788D103 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Remuneration Report (Non-UK Mgmt For Against Against Issuer--Advisory) 5 Remuneration Policy (Non-UK Mgmt For Against Against Issuer--Advisory) 6 Advisory Vote on Sustainability Report Mgmt For For For 7 Elect Roger Agnelli Mgmt For For For 8 Elect Jacques Aigrain Mgmt For For For 9 Elect Colin Day Mgmt For For For 10 Elect Philip Lader Mgmt For For For 11 Elect Ruigang Li Mgmt For For For 12 Elect Mark Read Mgmt For For For 13 Elect Paul Richardson Mgmt For For For 14 Elect Jeffrey A. Rosen Mgmt For For For 15 Elect Hugo Shong Mgmt For For For 16 Elect Timothy Shriver Mgmt For For For 17 Elect Martin S. Sorrell Mgmt For For For 18 Elect Sally Susman Mgmt For For For 19 Elect Solomon D. Trujillo Mgmt For For For 20 Elect John Hood Mgmt For For For 21 Elect Charlene T. Begley Mgmt For For For 22 Elect Nicole Seligman Mgmt For For For 23 Elect Daniela Riccardi Mgmt For For For 24 Appointment of Auditor and Authority Mgmt For For For to Set Fees 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Increase in Directors' Fee Cap Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights ---------------------------------------------------------------------------------------------------------- WYNN MACAU LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1128 CINS G98149100 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Ian M. Coughlan Mgmt For For For 6 Elect Nicholas R. Sallnow-Smith Mgmt For For For 7 Elect Allan Zeman Mgmt For Against Against 8 Elect Gamal Aziz Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For Against Against 14 Adoption of the Employee Ownership Mgmt For For For Scheme 15 Authority to Issue Shares Under the Mgmt For For For Employee Ownership Scheme 16 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- YAHOO JAPAN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4689 CINS J95402103 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Manabu Miyasaka Mgmt For For For 3 Elect Masayoshi Son Mgmt For Against Against 4 Elect Kentaroh Kawabe Mgmt For For For 5 Elect Toshiki Ohya Mgmt For For For 6 Elect Ken Miyauchi Mgmt For For For 7 Elect Yasuyuki Imai Mgmt For For For 8 Elect Kenneth Goldman Mgmt For For For ---------------------------------------------------------------------------------------------------------- YAKULT HONSHA CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2267 CINS J95468120 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Sumiya Hori Mgmt For Against Against 2 Elect Takashige Negishi Mgmt For For For 3 Elect Yoshihiro Kawabata Mgmt For For For 4 Elect Masahiro Negishi Mgmt For For For 5 Elect Hiroshi Narita Mgmt For For For 6 Elect Richard Hall Mgmt For For For 7 Elect Ryuji Yasuda Mgmt For For For 8 Elect Masayuki Fukuoka Mgmt For For For 9 Elect Christian Neu Mgmt For Against Against 10 Elect Bertrand Austruy Mgmt For Against Against 11 Elect Yasuo Ohzeki Mgmt For For For 12 Elect Kohsoh Yamamoto Mgmt For For For 13 Elect Takashi Matsuzono Mgmt For For For 14 Elect Kenichi Shiino Mgmt For For For 15 Elect Masanori Itoh Mgmt For For For
---------------------------------------------------------------------------------------------------------- YAMADA DENKI CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9831 CINS J95534103 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendment to Articles Mgmt For For For 4 Elect Noboru Yamada Mgmt For Against Against 5 Elect Tadao Ichimiya Mgmt For For For 6 Elect Hiroyasu Iizuka Mgmt For For For 7 Elect Jun Okamoto Mgmt For For For 8 Elect Ginji Karasawa Mgmt For For For 9 Elect Masaaki Kurihara Mgmt For For For 10 Elect Mitsumasa Kuwano Mgmt For For For 11 Elect Haruhiko Higuchi Mgmt For For For 12 Elect Tatsuo Kobayashi Mgmt For For For 13 Elect Shinichi Samata Mgmt For For For 14 Elect Akira Fukui Mgmt For For For 15 Elect Shigeaki Yamada Mgmt For For For 16 Elect Masaru Yamada Mgmt For For For 17 Elect Kenichi Koyano Mgmt For For For 18 Elect Shohji Orita Mgmt For For For 19 Elect Tsukasa Tokuhira Mgmt For For For 20 Elect Makoto Igarashi as Statutory Mgmt For Against Against Auditor ---------------------------------------------------------------------------------------------------------- YAMAGUCHI FINANCIAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8418 CINS J9579M103 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Kohichi Fukuda Mgmt For For For 2 Elect Hiromichi Morimoto Mgmt For Against Against 3 Elect Fumio Nosaka Mgmt For For For 4 Elect Toshio Katoh Mgmt For For For 5 Elect Hirohide Umemoto Mgmt For For For 6 Elect Takeshi Yoshimura Mgmt For For For 7 Elect Hiroaki Tamura Mgmt For For For 8 Elect Toshio Fujiyoshi Mgmt For Against Against 9 Elect Michiaki Kunimasa Mgmt For For For
---------------------------------------------------------------------------------------------------------- YAMAHA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7951 CINS J95732103 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takuya Nakata Mgmt For Against Against 4 Elect Motoki Takahashi Mgmt For For For 5 Elect Haruo Kitamura Mgmt For For For 6 Elect Hiroyuki Yanagi Mgmt For Against Against 7 Elect Yoshikatsu Ohta Mgmt For For For 8 Elect Masao Kondoh Mgmt For For For 9 Elect Masato Ohike Mgmt For For For 10 Elect Masahito Hosoi as Statuory Mgmt For Against Against Auditor 11 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------- YAMAHA MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7272 CINS J95776126 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroyuki Yanagi Mgmt For Against Against 4 Elect Takaaki Kimura Mgmt For For For 5 Elect Kohzoh Shinozaki Mgmt For For For 6 Elect Nobuya Hideshima Mgmt For For For 7 Elect Masahiro Takizawa Mgmt For For For 8 Elect Hiroyuki Suzuki Mgmt For For For 9 Elect Yoshiaki Hashimoto Mgmt For For For 10 Elect Masamitsu Sakurai Mgmt For For For 11 Elect Tamotsu Adachi Mgmt For For For 12 Elect Katsuaki Watanabe Mgmt For For For 13 Elect Toshizumi Katoh Mgmt For For For 14 Elect Takuya Nakata Mgmt For For For 15 Elect Masayuki Satake as Alternate Mgmt For For For Statutory Auditor 16 Bonus Mgmt For For For 17 Directors' Compensation Policy Mgmt For For For ---------------------------------------------------------------------------------------------------------- YAMATO HOLDINGS CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 9064 CINS J96612114 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kaoru Seto Mgmt For For For 3 Elect Makoto Kigawa Mgmt For For For 4 Elect Haruo Kanda Mgmt For For For 5 Elect Kenji Minaki Mgmt For For For 6 Elect Masaki Yamauchi Mgmt For For For 7 Elect Toshitaka Hagiwara Mgmt For For For 8 Elect Masakatsu Mori Mgmt For For For 9 Elect Kazuko Takahara as Statutory Mgmt For For For Auditor 10 Elect Hiroshi Kawada Mgmt For For For 11 Elect Kohji Ohkawa Mgmt For For For
---------------------------------------------------------------------------------------------------------- YAMATO KOGYO CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5444 CINS J96524111 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kazumi Kajihara Mgmt For For For 3 Elect Takafumi Yoshida Mgmt For Against Against 4 Elect Mikio Kobayashi Mgmt For Against Against 5 Elect Shigeo Kawata Mgmt For For For 6 Retirement Allowances for Directors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- YAMAZAKI BAKING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2212 CINS J96656103 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Nobuhiro Iijima Mgmt For Against Against 4 Elect Kensuke Yamada Mgmt For For For 5 Elect Teruhisa Yoshida Mgmt For For For 6 Elect Hiroshi Maruoka Mgmt For For For 7 Elect Mikio Iijima Mgmt For For For 8 Elect Michio Yokohama Mgmt For For For 9 Elect Masahisa Aida Mgmt For For For 10 Elect Isamu Inutsuka Mgmt For For For 11 Elect Sachihiko Iijima Mgmt For For For 12 Elect Yoshikazu Shohji Mgmt For For For 13 Elect Makoto Sonoda Mgmt For For For 14 Elect Ryohichi Yoshidaya Mgmt For For For 15 Elect Osamu Sekine Mgmt For For For 16 Elect Tadashi Fukasawa Mgmt For For For 17 Elect Akio Harada Mgmt For Against Against 18 Retirement Allowances for Directors Mgmt For Against Against
---------------------------------------------------------------------------------------------------------- YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BS6 CINS Y9728A102 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Timothy Teck Leng CHEN Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 7 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------- YARA INTERNATIONAL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS YAR CINS R9900C106 05/05/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Opening of Meeting; Agenda Mgmt For TNA N/A 6 Election of Presiding Chairman and Mgmt For TNA N/A Individuals to Check Minutes 7 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 8 Remuneration Guidelines Mgmt For TNA N/A 9 REPORT ON CORPORATE GOVERNANCE Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Directors' Fees Mgmt For TNA N/A 12 Nomination Committee Fees Mgmt For TNA N/A 13 Election of Directors Mgmt For TNA N/A 14 Nomination Committee Mgmt For TNA N/A 15 Amendment to Articles Regarding Mgmt For TNA N/A Retirement Age 16 Cancellation of Shares Mgmt For TNA N/A 17 Authority to Repurchase Shares Mgmt For TNA N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- YASUKAWA ELECTRIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6506 CINS J9690T102 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Junji Tsuda Mgmt For Against Against 5 Elect Noboru Usami Mgmt For For For 6 Elect Toshihiro Sawa Mgmt For For For 7 Elect Hiroshi Ogasawara Mgmt For For For 8 Elect Shuji Murakami Mgmt For For For
9 Elect Yuji Nakayama Mgmt For For For 10 Elect Yoshiki Akita Mgmt For For For 11 Elect Masahiko Oda as Statutory Auditor Mgmt For Against Against 12 Elect Yasuto Tanaka as Alternate Mgmt For Against Against Statutory Auditor ---------------------------------------------------------------------------------------------------------- YOKOGAWA ELECTRIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6841 CINS J97272124 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shuzoh Kaihori Mgmt For For For 4 Elect Takashi Nishijima Mgmt For For For 5 Elect Satoru Kurosu Mgmt For For For 6 Elect Hitoshi Nara Mgmt For For For 7 Elect Masatoshi Nakahara Mgmt For For For 8 Elect Junichi Anabuki Mgmt For For For 9 Elect Yasuroh Tanahashi Mgmt For For For 10 Elect Mitsudo Urano Mgmt For For For 11 Elect Noritaka Uji Mgmt For For For 12 Elect Izumi Yamashita as Statutory Mgmt For For For Auditor ---------------------------------------------------------------------------------------------------------- YOKOHAMA RUBBER CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5101 CINS J97536122 03/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tadanobu Nagumo Mgmt For Against Against 3 Elect Hikomitsu Noji Mgmt For For For 4 Elect Tohru Kobayashi Mgmt For For For 5 Elect Yuji Gotoh Mgmt For For For 6 Elect Takao Ohishi Mgmt For For For 7 Elect Fumio Morita Mgmt For For For 8 Elect Hideto Katsuragawa Mgmt For For For 9 Elect Tetsuya Kuze Mgmt For For For 10 Elect Shigeo Komatsu Mgmt For For For 11 Elect Naozumi Furukawa Mgmt For Against Against 12 Elect Hideichi Okada Mgmt For For For 13 Elect Akio Yamada as Statutory Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------- YUE YUEN INDUSTRIAL (HOLDINGS) LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 0551 CINS G98803144 05/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LU Chin Chu Mgmt For For For 6 Elect LEE Shao Wu Mgmt For For For 7 Elect TSAI Ming-Lun Mgmt For For For 8 Elect George LIU Hong-Chih Mgmt For For For 9 Elect LEUNG Yee Sik Mgmt For For For 10 Elect Alfred HSIEH Yung Hsiang Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------- ZARDOYA OTIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ZOT CINS E9853W160 05/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Ordinary Spain FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Ratification of Board Acts; Mgmt For For For Distribution of Dividends 6 Special Dividend Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Philippe Delpech Mgmt For Against Against 9 Elect Mark George Mgmt For Against Against 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Capitalization of Reserves for Bonus Mgmt For For For Issue 12 Remuneration Report Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights 15 Authorization of Legal Formalities Mgmt For For For 16 Questions & Comments Mgmt For For For 17 Minutes Mgmt For For For
---------------------------------------------------------------------------------------------------------- ZIGGO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS ZIGGO CINS N9837R105 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Suppress Preemptive Rights Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------- ZODIAC AEROSPACE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ZC CINS F98947108 01/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Mix France FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Didier Domange Mgmt For Against Against 10 Elect Elisabeth Domange Mgmt For For For 11 Elect Marc Assa Mgmt For For For 12 Elect Robert Marechal Mgmt For For For 13 Resignation of Edmond Marchegay as Mgmt For For For Supervisory Board Member 14 Elect Patrick Daher Mgmt For For For 15 Elect Robert Peugeot (FFP Invest) Mgmt For Against Against 16 Remuneration of Olivier Zarrouati, Mgmt For Against Against Managing Director 17 Remuneration of Maurice Pinault, Mgmt For Against Against Deputy Managing Director 18 Authority to Cancel Shares and Reduce Mgmt For For For Capital 19 Stock Split Mgmt For For For 20 Amendments to Articles Regarding Board Mgmt For For For Term Length 21 Amendments to Articles Regarding Mgmt For For For Employee Representatives 22 Authority to Issue Share Options Mgmt For Against Against
23 Authority to Issue Restricted Shares Mgmt For Against Against 24 Employee Stock Purchase Plan Mgmt For For For 25 Authorization of Legal Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ZURN CINS H9870Y105 04/02/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Remuneration Report Mgmt For TNA N/A 4 Allocation of Profits Mgmt For TNA N/A 5 Dividend from Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Tom de Swaan as Chairman Mgmt For TNA N/A 8 Elect Susan Bies Mgmt For TNA N/A 9 Elect Alison Carnwath Mgmt For TNA N/A 10 Elect Rafael del Pino y Calvo-Sotelo Mgmt For TNA N/A 11 Elect Thomas Escher Mgmt For TNA N/A 12 Elect Fred Kindle Mgmt For TNA N/A 13 Elect Monica Machler Mgmt For TNA N/A 14 Elect Donald Nicolaisen Mgmt For TNA N/A 15 Elect Christoph Franz Mgmt For TNA N/A 16 Elect Alison Carnwarth as Compensation Mgmt For TNA N/A Board Committee Member 17 Elect Tom de Swaan as Compensation Mgmt For TNA N/A Board Committee Member 18 Elect Rafael del Pino y Calvo-Sotelo Mgmt For TNA N/A as Compensation Board Committee Member 19 Elect Thomas Escher as Compensation Mgmt For TNA N/A Board Committee Member 20 Appointment of Independent Proxy Mgmt For TNA N/A 21 Appointment of Auditor Mgmt For TNA N/A 22 Increase in Authorized Capital Mgmt For TNA N/A 23 Amendments to Articles Mgmt For TNA N/A 24 Transaction of Other Business Mgmt For TNA N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Large Cap Growth Stock Fund
---------------------------------------------------------------------------------------------------------------------- 3D SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDD CUSIP 88554D205 05/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William E. Curran Mgmt For For For 1.2 Elect Peter H. Diamandis Mgmt For For For 1.3 Elect Charles W. Hull Mgmt For For For 1.4 Elect Jim D. Kever Mgmt For For For 1.5 Elect G. Walter Loewenbaum II Mgmt For For For 1.6 Elect Kevin S. Moore Mgmt For For For 1.7 Elect Abraham N. Reichental Mgmt For For For 1.8 Elect Daniel S. Van Riper Mgmt For For For 1.9 Elect Karen E. Welke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Leonard Bell Mgmt For For For 2 Elect Max Link Mgmt For For For 3 Elect William R. Keller Mgmt For For For 4 Elect John T. Mollen Mgmt For For For 5 Elect R. Douglas Norby Mgmt For For For 6 Elect Alvin S. Parven Mgmt For Against Against 7 Elect Andreas Rummelt Mgmt For For For 8 Elect Ann M. Veneman Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Poison ShrHldr Against For Against Pills ---------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Tom A. Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William B. Gordon Mgmt For For For 5 Elect Jamie S. Gorelick Mgmt For For For 6 Elect Alain Monie Mgmt For For For 7 Elect Jonathan Rubinstein Mgmt For For For 8 Elect Thomas O. Ryder Mgmt For Against Against 9 Elect Patricia Q. Stonesifer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditures Report
---------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Vincent T. Roche Mgmt For For For 3 Elect Richard M. Beyer Mgmt For For For 4 Elect James A. Champy Mgmt For For For 5 Elect John C. Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil S. Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Kenton J. Sicchitano Mgmt For For For 10 Elect Lisa T. Su Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William V. Campbell Mgmt For For For 1.2 Elect Timothy D. Cook Mgmt For For For 1.3 Elect Millard S. Drexler Mgmt For For For 1.4 Elect Albert A. Gore, Jr. Mgmt For For For 1.5 Elect Robert A. Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur D. Levinson Mgmt For For For 1.8 Elect Ronald D. Sugar Mgmt For For For 2 Technical Amendment to Articles Mgmt For For For 3 Eliminate Blank Check Authority to Mgmt For For For Issue Preferred Stock 4 Establish a Par Value for the Company's Mgmt For For For Common Stock of $0.00001 Per Share 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 2014 Employee Stock Plan Mgmt For For For
8 Shareholder Proposal Regarding ShrHldr Against Against For Formation of Human Rights Committee 9 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability-Related Trade Association Memberships 10 Shareholder Proposal Regarding Share ShrHldr N/A Abstain N/A Buybacks 11 Shareholder Proposal Regarding Proxy ShrHldr Against Against For Access ---------------------------------------------------------------------------------------------------------------------- ARM HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CUSIP 042068106 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Remuneration Policy (Binding) Mgmt For For For 5 Elect Stuart Chambers Mgmt For For For 6 Elect Simon Segars Mgmt For For For 7 Elect Andy Green Mgmt For For For 8 Elect Larry Hirst Mgmt For For For 9 Elect Mike Muller Mgmt For For For 10 Elect Kathleen O'Donovan Mgmt For For For 11 Elect Janice Roberts Mgmt For For For 12 Elect Tim Score Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Increase in Directors' Fee Cap Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Notice Mgmt For Against Against Period at 14 Days ---------------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059210 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendment to Remuneration Policy Mgmt For For For
6 Performance Share Plan Grant Mgmt For For For 7 Authority to Issue Shares under Mgmt For For For Employee Incentive Plans 8 Elect Fritz W. Frohlich Mgmt For For For 9 Elect J.M.C. Stork Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 13 Authority to Suppress Preemptive Rights Mgmt For For For 14 Authority to Issue Shares for Mgmt For For For Mergers/Acquisitions 15 Authority to Suppress Preemptive Rights Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Repurchase Additional Mgmt For For For Shares 18 Authority to Cancel Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Michael F. Senft Mgmt For For For 1.2 Elect John T. Whates Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan ---------------------------------------------------------------------------------------------------------------------- BIOGEN IDEC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Caroline Dorsa Mgmt For For For 2 Elect Stelios Papadopoulos Mgmt For For For 3 Elect George A. Scangos Mgmt For For For 4 Elect Lynn Schenk Mgmt For For For 5 Elect Alexander J. Denner Mgmt For For For 6 Elect Nancy L. Leaming Mgmt For For For 7 Elect Richard C. Mulligan Mgmt For For For 8 Elect Robert W. Pangia Mgmt For For For 9 Elect Brian S. Posner Mgmt For For For 10 Elect Eric K. Rowinsky Mgmt For For For 11 Elect Stephen A. Sherwin Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Jan Carlson Mgmt For For For 2 Elect Dennis C. Cuneo Mgmt For For For 3 Elect Vicki L. Sato Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 2014 Stock Incentive Plan Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote ---------------------------------------------------------------------------------------------------------------------- CERNER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CERN CUSIP 156782104 05/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect John C. Danforth Mgmt For For For 2 Elect Neal L. Patterson Mgmt For For For 3 Elect William D. Zollars Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMG CUSIP 169656105 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John S. Charlesworth Mgmt For For For 1.2 Elect Montgomery F. Moran Mgmt For For For 1.3 Elect Kimbal Musk Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2011 Stock Incentive Mgmt For Against Against Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 6 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote
---------------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Michael Patsalos-Fox Mgmt For For For 2 Elect Robert E. Weissman Mgmt For For For 3 Amendment to the 2009 Incentive Mgmt For For For Compensation Plan 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Nikesh Arora Mgmt For For For 2 Elect John T. Cahill Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Helene D. Gayle Mgmt For For For 5 Elect Ellen M. Hancock Mgmt For For For 6 Elect Joseph Jimenez Mgmt For For For 7 Elect Richard J. Kogan Mgmt For For For 8 Elect Delano E. Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen I. Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement ---------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Susan L. Decker Mgmt For For For 1.2 Elect Richard M. Libenson Mgmt For Withhold Against 1.3 Elect John W. Meisenbach Mgmt For Withhold Against 1.4 Elect Charles T. Munger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Repeal of Classified Board Mgmt Abstain For Against
---------------------------------------------------------------------------------------------------------------------- CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect N. Thomas Linebarger Mgmt For For For 2 Elect William I. Miller Mgmt For For For 3 Elect Alexis M. Herman Mgmt For For For 4 Elect Georgia R. Nelson Mgmt For For For 5 Elect Robert K. Herdman Mgmt For For For 6 Elect Robert J. Bernhard Mgmt For For For 7 Elect Franklin R. Chang-Diaz Mgmt For For For 8 Elect Stephen B. Dobbs Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Voting ShrHldr Against Against For Disclosure ---------------------------------------------------------------------------------------------------------------------- D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Donald R. Horton Mgmt For For For 2 Elect Barbara K. Allen Mgmt For For For 3 Elect Bradley S. Anderson Mgmt For For For 4 Elect Michael R. Buchanan Mgmt For For For 5 Elect Michael W. Hewatt Mgmt For For For 6 Elect Donald J. Tomnitz Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAL CUSIP 247361702 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Richard H. Anderson Mgmt For For For 2 Elect Edward H. Bastian Mgmt For For For 3 Elect Roy J. Bostock Mgmt For For For 4 Elect John S. Brinzo Mgmt For For For 5 Elect Daniel A. Carp Mgmt For For For 6 Elect David G. DeWalt Mgmt For For For 7 Elect William H. Easter III Mgmt For For For 8 Elect Mickey P. Foret Mgmt For For For
9 Elect Shirley C. Franklin Mgmt For For For 10 Elect David R. Goode Mgmt For For For 11 Elect George N. Mattson Mgmt For For For 12 Elect Paula Rosput Reynolds Mgmt For For For 13 Elect Kenneth C. Rogers Mgmt For For For 14 Elect Kenneth B. Woodrow Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Change in Board Size Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement ---------------------------------------------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS DFS CUSIP 254709108 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Jeffrey S. Aronin Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Gregory C. Case Mgmt For For For 4 Elect Candace H. Duncan Mgmt For For For 5 Elect Cynthia A. Glassman Mgmt For For For 6 Elect Richard H. Lenny Mgmt For For For 7 Elect Thomas G. Maheras Mgmt For For For 8 Elect Michael H. Moskow Mgmt For For For 9 Elect David W. Nelms Mgmt For For For 10 Elect Mark A. Thierer Mgmt For For For 11 Elect Lawrence A. Weinbach Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 2014 Omnibus Incentive Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP G29183103 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect George S. Barrett Mgmt For For For 2 Elect Todd M. Bluedorn Mgmt For For For 3 Elect Christopher M. Connor Mgmt For For For 4 Elect Michael J. Critelli Mgmt For For For 5 Elect Alexander M. Cutler Mgmt For For For 6 Elect Charles E. Golden Mgmt For For For 7 Elect Linda A. Hill Mgmt For For For 8 Elect Arthur E. Johnson Mgmt For For For 9 Elect Ned C. Lautenbach Mgmt For For For 10 Elect Deborah L. McCoy Mgmt For For For 11 Elect Gregory R. Page Mgmt For For For 12 Elect Gerald B. Smith Mgmt For For For 13 Appointment of Auditor and Authority to Mgmt For For For Set Fees 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Janet F. Clark Mgmt For For For 2 Elect Charles R. Crisp Mgmt For For For 3 Elect James C. Day Mgmt For For For 4 Elect Mark G. Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald F. Textor Mgmt For For For 7 Elect William R. Thomas Mgmt For For For 8 Elect Frank G. Wisner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Hydraulic Fracturing 12 Shareholder Proposal Regarding Methane ShrHldr Against Against For Reduction Targets ---------------------------------------------------------------------------------------------------------------------- ESTEE LAUDER COMPANIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EL CUSIP 518439104 11/12/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Aerin Lauder Mgmt For For For 2 Elect William P. Lauder Mgmt For For For 3 Elect Richard D. Parsons Mgmt For For For 4 Elect Lynn Forester de Rothschild Mgmt For For For 5 Elect Richard F. Zannino Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Executive Annual Incentive Plan Mgmt For For For 9 Shareholder Proposal Regarding Adopting ShrHldr Against Against For Sustainable Palm Oil Policy
---------------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS HOLDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 30219G108 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Gary G. Benanav Mgmt For For For 2 Election of Directors Mgmt For For For 3 Elect William J. DeLaney Mgmt For For For 4 Elect Nicholas J. LaHowchic Mgmt For For For 5 Elect Thomas P. Mac Mahon Mgmt For For For 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow A. Myers, Jr. Mgmt For For For 8 Elect John O. Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect William L. Roper Mgmt For For For 11 Elect Seymour Sternberg Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- FACEBOOK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FB CUSIP 30303M102 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Marc L. Andreessen Mgmt For Withhold Against 1.2 Elect Erskine B. Bowles Mgmt For For For 1.3 Elect Susan D. Desmond-Hellmann Mgmt For For For 1.4 Elect Donald E. Graham Mgmt For For For 1.5 Elect Reed Hastings Mgmt For For For 1.6 Elect Sheryl K. Sandberg Mgmt For For For 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization 4 Shareholder Proposal Regarding Lobbying ShrHldr Against For Against Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Incorporation of Values in Political Spending 6 Shareholder Proposal Regarding Report ShrHldr Against Against For on Childhood Obesity Risks 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
---------------------------------------------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Peter K. Barker Mgmt For For For 2 Elect Alan M. Bennett Mgmt For For For 3 Elect Rosemary T. Berkery Mgmt For For For 4 Elect Peter J. Fluor Mgmt For Against Against 5 Elect James T. Hackett Mgmt For For For 6 Elect Deborah D. McWhinney Mgmt For For For 7 Elect Dean R. O'Hare Mgmt For Against Against 8 Elect Armando J. Olivera Mgmt For For For 9 Elect Joseph W. Prueher Mgmt For For For 10 Elect Matthew K. Rose Mgmt For For For 11 Elect David T. Seaton Mgmt For For For 12 Elect Nader H. Sultan Mgmt For For For 13 Elect Lynn C. Swann Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Director Restricted Stock Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman ---------------------------------------------------------------------------------------------------------------------- FORTUNE BRANDS HOME & SECURITY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FBHS CUSIP 34964C106 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect A.D. David Mackay Mgmt For For For 2 Elect David M. Thomas Mgmt For For For 3 Elect Norman H. Wesley Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- GENWORTH FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GNW CUSIP 37247D106 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect William H. Bolinder Mgmt For For For 2 Elect G. Kent Conrad Mgmt For For For 3 Elect Melina E. Higgins Mgmt For For For 4 Elect Nancy J. Karch Mgmt For For For 5 Elect Thomas J. McInerney Mgmt For For For 6 Elect Christine B. Mead Mgmt For For For 7 Elect David M. Moffett Mgmt For For For 8 Elect Thomas E. Moloney Mgmt For For For 9 Elect James A. Parke Mgmt For For For 10 Elect James S. Riepe Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Report ShrHldr Against Against For on Political Spending
---------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect John F. Cogan Mgmt For For For 2 Elect Etienne F. Davignon Mgmt For For For 3 Elect Carla A. Hills Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect John W. Madigan Mgmt For For For 6 Elect John C. Martin Mgmt For For For 7 Elect Nicholas G. Moore Mgmt For For For 8 Elect Richard J. Whitley Mgmt For For For 9 Elect Gayle E. Wilson Mgmt For For For 10 Elect Per Wold-Olsen Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Adoption of Exclusive Forum Provision Mgmt For Against Against 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent 16 Shareholder Proposal Regarding Linking ShrHldr Against Against For Executive Pay to Patient Access ---------------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For Withhold Against 1.5 Elect Diane B. Greene Mgmt For For For 1.6 Elect John L. Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Paul S. Otellini Mgmt For For For 1.9 Elect K. Ram Shriram Mgmt For For For 1.10 Elect Shirley M. Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization 5 Shareholder Proposal Regarding Lobbying ShrHldr Against For Against Report
6 Shareholder Proposal Regarding Majority ShrHldr Against For Against Vote for Election of Directors 7 Shareholder Proposal Regarding Tax ShrHldr Against Against For Policy Principles 8 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman ---------------------------------------------------------------------------------------------------------------------- HCA HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCA CUSIP 40412C101 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard M. Bracken Mgmt For For For 1.2 Elect R. Milton Johnson Mgmt For For For 1.3 Elect Robert J. Dennis Mgmt For For For 1.4 Elect Nancy-Ann DeParle Mgmt For For For 1.5 Elect Thomas F. Frist III Mgmt For For For 1.6 Elect William R. Frist Mgmt For For For 1.7 Elect Ann H. Lamont Mgmt For For For 1.8 Elect Jay O. Light Mgmt For For For 1.9 Elect Geoffrey G. Meyers Mgmt For For For 1.10 Elect Michael W. Michelson Mgmt For For For 1.11 Elect Stephen G. Pagliuca Mgmt For For For 1.12 Elect Wayne J. Riley Mgmt For For For 1.13 Elect John W. Rowe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HD SUPPLY HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HDS CUSIP 40416M105 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Brian A. Bernasek Mgmt For For For 1.2 Elect Stephen M. Zide Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Mgmt 3 Years 3 Years For Compensation 5 Elect John W. Alden Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis S. Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory D. Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert P. Carey Mgmt For For For 7 Elect Armando M. Codina Mgmt For Against Against 8 Elect Helena B. Foulkes Mgmt For For For 9 Elect Wayne M. Hewett Mgmt For For For 10 Elect Karen Katen Mgmt For For For 11 Elect Mark Vadon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against Against For Employment Diversity Report ---------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Gordon M. Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David M. Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet F. Deily Mgmt For Against Against 7 Elect Judd Gregg Mgmt For For For 8 Elect Clive Hollick Mgmt For For For 9 Elect Grace D. Lieblein Mgmt For For For 10 Elect George Paz Mgmt For For For 11 Elect Bradley T. Sheares Mgmt For For For 12 Elect Robin L. Washington Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent 17 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change in Control 18 Shareholder Proposal Regarding Lobbying ShrHldr Against For Against Report
---------------------------------------------------------------------------------------------------------------------- IHS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IHS CUSIP 451734107 04/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Brian H. Hall Mgmt For For For 2 Elect Balakrishnan S. Iyer Mgmt For Against Against 3 Elect Jerre L. Stead Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBHT CUSIP 445658107 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Douglas G. Duncan Mgmt For For For 2 Elect Francesca M. Edwardson Mgmt For For For 3 Elect Wayne Garrison Mgmt For For For 4 Elect Sharilyn S. Gasaway Mgmt For For For 5 Elect Gary C. George Mgmt For For For 6 Elect Bryan Hunt Mgmt For Against Against 7 Elect Coleman H. Peterson Mgmt For For For 8 Elect John N. Roberts III Mgmt For For For 9 Elect James L. Robo Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John A. White Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Natalie A. Black Mgmt For Withhold Against 1.2 Elect Raymond L. Conner Mgmt For For For 1.3 Elect William H. Lacy Mgmt For For For 1.4 Elect Alex A. Molinaroli Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LVS CUSIP 517834107 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Charles D. Forman Mgmt For For For 1.2 Elect George Jamieson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Equity Award Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- LINKEDIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNKD CUSIP 53578A108 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Reid Hoffman Mgmt For For For 1.2 Elect Stanley J. Meresman Mgmt For For For 1.3 Elect David Sze Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Bonus Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MICHAEL KORS HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS KORS CUSIP G60754101 08/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Michael Kors Mgmt For For For 2 Elect Judy Gibbons Mgmt For For For 3 Elect Lawrence S. Stroll Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against Compensation ---------------------------------------------------------------------------------------------------------------------- MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Laura K. Ipsen Mgmt For For For 3 Elect William U. Parfet Mgmt For For For 4 Elect George H. Poste Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Shareholder Proposal Regarding Labeling ShrHldr Against Against For of Genetically Modified Foods 8 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Modified Organisms
---------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Erskine B. Bowles Mgmt For For For 2 Elect Howard J. Davies Mgmt For For For 3 Elect Thomas H. Glocer Mgmt For For For 4 Elect James P. Gorman Mgmt For For For 5 Elect Robert H. Herz Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Klaus Kleinfield Mgmt For For For 8 Elect Donald T. Nicolaisen Mgmt For For For 9 Elect Hutham S. Olayan Mgmt For For For 10 Elect James W. Owens Mgmt For Against Against 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Ryosuke Tamakoshi Mgmt For For For 13 Elect Masaaki Tanaka Mgmt For For For 14 Elect Laura D'Andrea Tyson Mgmt For For For 15 Elect Rayford Wilkins, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For Against Against 18 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report ---------------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 04/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Heather Bresch Mgmt For For For 2 Elect Wendy Cameron Mgmt For For For 3 Elect Robert J. Cindrich Mgmt For For For 4 Elect Robert J. Coury Mgmt For For For 5 Elect JoEllen Lyons Dillon Mgmt For For For 6 Elect Neil F. Dimick Mgmt For For For 7 Elect Melina Higgins Mgmt For For For 8 Elect Douglas J. Leech Mgmt For For For 9 Elect Rajiv Malik Mgmt For For For 10 Elect Joseph C. Maroon Mgmt For For For 11 Elect Mark Parrish Mgmt For For For 12 Elect Rodney L. Piatt Mgmt For For For 13 Elect Randall L. Vanderveen Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
---------------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Reed Hastings Mgmt For Withhold Against 1.2 Elect Jay C. Hoag Mgmt For Withhold Against 1.3 Elect A. George Battle Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Performance Bonus Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding Majority ShrHldr Against For Against Vote for Election of Directors 7 Shareholder Proposal Regarding Poison ShrHldr Against For Against Pills 8 Shareholder Proposal Regarding Voting ShrHldr Against Against For Disclosure 9 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman ---------------------------------------------------------------------------------------------------------------------- PHARMACYCLICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCYC CUSIP 716933106 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert F. Booth Mgmt For Withhold Against 1.2 Elect Kenneth A. Clark Mgmt For Withhold Against 1.3 Elect Robert W. Duggan Mgmt For For For 1.4 Elect Eric H. Halvorson Mgmt For For For 1.5 Elect Minesh P. Mehta Mgmt For For For 1.6 Elect David D. Smith Mgmt For For For 1.7 Elect Richard van den Broek Mgmt For For For 2 2014 Equity Incentive Award Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- PHILLIPS 66 TICKER SECURITY ID: MEETING DATE MEETING STATUS PSX CUSIP 718546104 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect William R. Loomis, Jr. Mgmt For For For 2 Elect Glenn F. Tilton Mgmt For For For 3 Elect Marna C. Whittington Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions ---------------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Daniel J. Murphy Mgmt For For For 1.3 Elect Vernon E. Oechsle Mgmt For For For 1.4 Elect Rick Schmidt Mgmt For For For 1.5 Elect Richard L. Wambold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the 2001 Stock Incentive Mgmt For For For Plan 5 Adoption of Majority Vote for Election Mgmt For For For of Directors ---------------------------------------------------------------------------------------------------------------------- PRICELINE GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim Armstrong Mgmt For For For 1.2 Elect Howard W. Barker, Jr. Mgmt For For For 1.3 Elect Jeffrey H. Boyd Mgmt For For For 1.4 Elect Jan L. Docter Mgmt For For For 1.5 Elect Jeffrey E. Epstein Mgmt For For For 1.6 Elect James M. Guyette Mgmt For For For 1.7 Elect Darren R. Huston Mgmt For For For 1.8 Elect Nancy B. Peretsman Mgmt For For For 1.9 Elect Thomas E. Rothman Mgmt For For For 1.10 Elect Craig W. Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent
---------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Barbara T. Alexander Mgmt For For For 2 Elect Donald G. Cruickshank Mgmt For For For 3 Elect Raymond V. Dittamore Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Thomas W. Horton Mgmt For For For 6 Elect Paul E. Jacobs Mgmt For For For 7 Elect Sherry Lansing Mgmt For For For 8 Elect Steven M. Mollenkopf Mgmt For For For 9 Elect Duane A. Nelles Mgmt For For For 10 Elect Clark T. Randt, Jr. Mgmt For For For 11 Elect Francisco Ros Mgmt For For For 12 Elect Jonathan J. Rubinstein Mgmt For For For 13 Elect Brent Scowcroft Mgmt For For For 14 Elect Marc I. Stern Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against Compensation ---------------------------------------------------------------------------------------------------------------------- RED HAT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHT CUSIP 756577102 08/08/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect W. Steve Albrecht Mgmt For For For 2 Elect Jeffrey J. Clarke Mgmt For For For 3 Elect Henry Hugh Shelton Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Amend Certificate in Order to Repeal Mgmt For For For Classified Board 7 Amend Bylaws in Order to Repeal Mgmt For For For Classified Board ---------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Keith Block Mgmt For For For 3 Elect Craig A. Conway Mgmt For For For 4 Elect Alan G. Hassenfeld Mgmt For For For 5 Elect Colin Powell Mgmt For For For
6 Elect John V. Roos Mgmt For For For 7 Elect Lawrence Tomlinson Mgmt For For For 8 Elect Robin L. Washington Mgmt For For For 9 Ratification of Auditor Mgmt For Against Against 10 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect Tony Isaac Mgmt For For For 3 Elect K.V. Kamath Mgmt For For For 4 Elect Maureen Kempston Darkes Mgmt For For For 5 Elect Paal Kibsgaard Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Michael E. Marks Mgmt For For For 8 Elect Lubna Olayan Mgmt For For For 9 Elect Leo Rafael Reif Mgmt For For For 10 Elect Tore I. Sandvold Mgmt For For For 11 Elect Henri Seydoux Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Approval of Financial Mgmt For For For Statements/Dividends 14 Appointment of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNI CUSIP 811065101 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Jarl Mohn Mgmt For For For 1.2 Elect Nicholas B. Paumgarten Mgmt For For For 1.3 Elect Jeffrey F. Sagansky Mgmt For For For 1.4 Elect Ronald W. Tysoe Mgmt For Withhold Against ---------------------------------------------------------------------------------------------------------------------- SPLUNK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLK CUSIP 848637104 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John G. Connors Mgmt For For For 1.2 Elect Patricia B. Morrison Mgmt For For For 1.3 Elect Nicholas G. Sturiale Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against
---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 85749P101 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For 13 Purchasing of Interests in Oil, Gas or Mgmt For For For Other Mineral Exploration or Development Programs ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 85749P 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For
1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For 13 Purchasing of Interests in Oil, Gas or Mgmt For For For Other Mineral Exploration or Development Programs ---------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William W. Bradley Mgmt For For For 3 Elect Robert M. Gates Mgmt For For For 4 Elect Mellody Hobson Mgmt For For For 5 Elect Kevin R. Johnson Mgmt For For For 6 Elect Olden Lee Mgmt For For For 7 Elect Joshua C. Ramo Mgmt For For For 8 Elect James G. Shennan, Jr. Mgmt For For For 9 Elect Clara Shih Mgmt For For For 10 Elect Javier G. Teruel Mgmt For For For 11 Elect Myron E. Ullman III Mgmt For For For 12 Elect Craig E. Weatherup Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Prohibition of Political Spending 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
---------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Edward C. Bernard Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect Donald B. Hebb, Jr. Mgmt For For For 5 Elect Freeman A. Hrabowski, III Mgmt For For For 6 Elect James A.C. Kennedy Mgmt For For For 7 Elect Robert F. MacLellan Mgmt For For For 8 Elect Brian C. Rogers Mgmt For For For 9 Elect Olympia J. Snowe Mgmt For For For 10 Elect Alfred Sommer Mgmt For For For 11 Elect Dwight S. Taylor Mgmt For For For 12 Elect Anne Marie Whittemore Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- TWITTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTR CUSIP 90184L102 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard Costolo Mgmt For For For 1.2 Elect Peter Fenton Mgmt For For For 1.3 Elect Marjorie Scardino Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- UNDER ARMOUR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UA CUSIP 904311107 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Kevin A. Plank Mgmt For For For 1.2 Elect Byron K. Adams, Jr. Mgmt For For For 1.3 Elect Douglas E. Coltharp Mgmt For For For 1.4 Elect Anthony W. Deering Mgmt For For For 1.5 Elect Alvin B. Krongard Mgmt For For For 1.6 Elect William R. McDermott Mgmt For For For 1.7 Elect Eric T. Olson Mgmt For For For 1.8 Elect Harvey L. Sanders Mgmt For For For 1.9 Elect Thomas J. Sippel Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Andrew H. Card, Jr. Mgmt For For For 2 Elect Erroll B. Davis, Jr. Mgmt For For For 3 Elect David B. Dillon Mgmt For For For 4 Elect Judith Richards Hope Mgmt For For For 5 Elect John J. Koraleski Mgmt For For For 6 Elect Charles C. Krulak Mgmt For For For 7 Elect Michael R. McCarthy Mgmt For For For 8 Elect Michael W. McConnell Mgmt For For For 9 Elect Thomas F. McLarty III Mgmt For For For 10 Elect Steven R. Rogel Mgmt For For For 11 Elect Jose H. Villarreal Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Increase of Authorized Common Stock Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement ---------------------------------------------------------------------------------------------------------------------- VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard T. Carucci Mgmt For For For 1.2 Elect Juliana L. Chugg Mgmt For For For 1.3 Elect Juan E. de Bedout Mgmt For For For 1.4 Elect Ursula O. Fairbairn Mgmt For For For 1.5 Elect George Fellows Mgmt For For For 1.6 Elect Clarence Otis, Jr. Mgmt For For For 1.7 Elect Matthew J. Shattock Mgmt For For For 1.8 Elect Eric C. Wiseman Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Mary B. Cranston Mgmt For Against Against 2 Elect Francisco Javier Fernandez Mgmt For For For Carbajal 3 Elect Alfred F. Kelly, Jr. Mgmt For For For 4 Elect Robert W. Matschullat Mgmt For For For 5 Elect Cathy E. Minehan Mgmt For For For 6 Elect Suzanne Nora Johnson Mgmt For For For 7 Elect David J. PANG Mgmt For For For 8 Elect Charles W. Scharf Mgmt For For For 9 Elect William S. Shanahan Mgmt For For For
10 Elect John A.C. Swainson Mgmt For For For 11 Elect Maynard G. Webb, Jr. Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS VMC CUSIP 929160109 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect O.B. Grayson Hall Mgmt For For For 2 Elect Donald M. James Mgmt For For For 3 Elect James T. Prokopanko Mgmt For For For 4 Elect Kathleen Wilson-Thompson Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Reapproval of Executive Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- WHITEWAVE FOODS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WWAV CUSIP 966244105 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Gregg L. Engles Mgmt For For For 2 Elect Joseph S. Hardin, Jr. Mgmt For For For 3 Technical Amendments to Charter Mgmt For For For Prompted by Stock Conversion 4 Technical Amendments to Charter Mgmt For For For Prompted by Separation from Dean Foods 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- WORKDAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WDAY CUSIP 98138H101 06/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Christa Davies Mgmt For For For 1.2 Elect George J. Still Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/14/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Philip T. Gianos Mgmt For For For 2 Elect Moshe N. Gavrielov Mgmt For For For 3 Elect John L. Doyle Mgmt For For For 4 Elect William G. Howard, Jr. Mgmt For For For 5 Elect J. Michael Patterson Mgmt For For For 6 Elect Albert A. Pimentel Mgmt For For For 7 Elect Marshall C. Turner, Jr. Mgmt For For For 8 Elect Elizabeth W. Vanderslice Mgmt For For For 9 Amendment to the 1990 Employee Mgmt For For For Qualified Stock Purchase Plan 10 First Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Second Amendment to the 2007 Equity Mgmt For For For Incentive Plan 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth Large Cap Value Equity Fund ---------------------------------------------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS A CUSIP 00846U101 03/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Heidi Fields Mgmt For For For 2 Elect A. Barry Rand Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Reapproval of 2009 Stock Plan Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 03027X100 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Raymond P. Dolan Mgmt For For For 2 Elect Ronald M. Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn A. Reed Mgmt For For For 6 Elect Pamela D.A. Reeve Mgmt For For For 7 Elect David E. Sharbutt Mgmt For For For
8 Elect James D. Taiclet, Jr. Mgmt For For For 9 Elect Samme L. Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect James M. Cracchiolo Mgmt For For For 2 Elect Dianne Neal Blixt Mgmt For For For 3 Elect Amy DiGeso Mgmt For For For 4 Elect Lon R. Greenberg Mgmt For For For 5 Elect W. Walker Lewis Mgmt For For For 6 Elect Siri S. Marshall Mgmt For For For 7 Elect Jeffrey Noddle Mgmt For For For 8 Elect H. Jay Sarles Mgmt For Against Against 9 Elect Robert F. Sharpe, Jr. Mgmt For For For 10 Elect William H. Turner Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Elimination of Supermajority Mgmt For For For Requirements 13 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report ---------------------------------------------------------------------------------------------------------------------- AON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP G0408V102 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Lester B. Knight Mgmt For For For 2 Elect Gregory C. Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl A. Francis Mgmt For For For 5 Elect Edgar D. Jannotta Mgmt For For For 6 Elect James W. Leng Mgmt For For For 7 Elect J. Michael Losh Mgmt For Against Against 8 Elect Robert S. Morrison Mgmt For For For 9 Elect Richard B. Myers Mgmt For For For 10 Elect Richard C. Notebaert Mgmt For For For 11 Elect Gloria Santona Mgmt For For For 12 Elect Carolyn Y. Woo Mgmt For For For 13 Accounts and Reports Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Ratification of Statutory Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For For For 18 Remuneration Report (Binding) Mgmt For For For 19 Remuneration Report (Advisory) Mgmt For For For 20 Amendment to the 2011 Incentive Mgmt For Against Against Compensation Plan 21 Approval of Share Repurchase Contract Mgmt For For For and Repurchase Counterparties ---------------------------------------------------------------------------------------------------------------------- ASHLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASH CUSIP 044209104 01/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Stephen F. Kirk Mgmt For For For 2 Elect James J. O'Brien Mgmt For For For 3 Elect Barry W. Perry Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Randall L. Stephenson Mgmt For For For 2 Elect Reuben V. Anderson Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect Scott T. Ford Mgmt For For For 5 Elect James P. Kelly Mgmt For For For 6 Elect Jon C. Madonna Mgmt For For For 7 Elect Michael B. McCallister Mgmt For For For 8 Elect John B. McCoy Mgmt For For For 9 Elect Beth E. Mooney Mgmt For For For 10 Elect Joyce M. Roche Mgmt For For For 11 Elect Matthew K. Rose Mgmt For For For 12 Elect Cynthia B. Taylor Mgmt For For For 13 Elect Laura D'Andrea Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Approval of AT&T Severance Policy Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report 18 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 19 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent
---------------------------------------------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Wayne T. Hockmeyer Mgmt For For For 2 Elect Robert L. Parkinson, Jr. Mgmt For For For 3 Elect Thomas T. Stallkamp Mgmt For For For 4 Elect Albert P.L. Stroucken Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent 8 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement ---------------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Abdlatif Yousef Al-Hamad Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Pamela Daley Mgmt For For For 4 Elect Jessica P. Einhorn Mgmt For For For 5 Elect Fabrizio Freda Mgmt For For For 6 Elect Murry S. Gerber Mgmt For For For 7 Elect James Grosfeld Mgmt For For For 8 Elect David H. Komansky Mgmt For For For 9 Elect Sir Deryck C. Maughan Mgmt For For For 10 Elect Cheryl D. Mills Mgmt For For For 11 Elect Carlos Slim Domit Mgmt For For For 12 Elect John S. Varley Mgmt For For For 13 Elect Susan L. Wagner Mgmt For For For 14 Amendment to the 1999 Stock Award and Mgmt For Against Against Incentive Plan 15 Reapproval of the Performance Goals Mgmt For Against Against under the 1999 Annual Incentive Performance Plan 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect David L. Calhoun Mgmt For For For 2 Elect Daniel M. Dickinson Mgmt For For For 3 Elect Juan Gallardo Mgmt For For For 4 Elect Jesse J. Greene, Jr. Mgmt For For For 5 Elect Jon M. Huntsman, Jr. Mgmt For For For 6 Elect Peter A. Magowan Mgmt For For For 7 Elect Dennis A. Muilenburg Mgmt For For For 8 Elect Douglas R. Oberhelman Mgmt For For For 9 Elect William A. Osborn Mgmt For For For 10 Elect Edward B. Rust, Jr. Mgmt For Against Against 11 Elect Susan C. Schwab Mgmt For For For 12 Elect Miles D. White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Approval of the 2014 Long-Term Mgmt For For For Incentive Plan 16 Approval of the Executive Short-Term Mgmt For For For Incentive Plan 17 Shareholder Proposal Regarding Review ShrHldr Against Against For of Human Rights Policies 18 Shareholder Proposal Regarding Sales to ShrHldr Against Against For the Government of Sudan 19 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting ---------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Linnet F. Deily Mgmt For For For 2 Elect Robert E. Denham Mgmt For For For 3 Elect Alice P. Gast Mgmt For For For 4 Elect Enrique Hernandez, Jr. Mgmt For For For 5 Elect Jon M. Huntsman, Jr. Mgmt For For For 6 Elect George L. Kirkland Mgmt For For For 7 Elect Charles W. Moorman, IV Mgmt For For For 8 Elect Kevin W. Sharer Mgmt For For For 9 Elect John G. Stumpf Mgmt For For For 10 Elect Ronald D. Sugar Mgmt For For For 11 Elect Carl Ware Mgmt For For For 12 Elect John S. Watson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Charitable Contributions
16 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Hydraulic Fracturing 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 21 Shareholder Proposal Regarding Country ShrHldr Against Against For Selection Guidelines ---------------------------------------------------------------------------------------------------------------------- CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Eric J. Foss Mgmt For For For 2 Elect Roman Martinez IV Mgmt For For For 3 Elect William D. Zollars Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Carol A. Bartz Mgmt For For For 2 Elect Marc Benioff Mgmt For For For 3 Elect Gregory Q. Brown Mgmt For For For 4 Elect M. Michele Burns Mgmt For For For 5 Elect Michael D. Capellas Mgmt For For For 6 Elect John T. Chambers Mgmt For For For 7 Elect Brian L. Halla Mgmt For For For 8 Elect John L. Hennessy Mgmt For Against Against 9 Elect Kristina M. Johnson Mgmt For For For 10 Elect Roderick C. McGeary Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven M. West Mgmt For For For 13 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Proxy ShrHldr Against Against For Advice Contest
---------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967424 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Michael L. Corbat Mgmt For For For 2 Elect Duncan P. Hennes Mgmt For For For 3 Elect Franz B. Humer Mgmt For For For 4 Elect Eugene M. McQuade Mgmt For For For 5 Elect Michael E. O'Neill Mgmt For For For 6 Elect Gary M. Reiner Mgmt For For For 7 Elect Judith Rodin Mgmt For Against Against 8 Elect Robert L. Ryan Mgmt For For For 9 Elect Anthony M. Santomero Mgmt For For For 10 Elect Joan E. Spero Mgmt For For For 11 Elect Diana L. Taylor Mgmt For For For 12 Elect William S. Thompson, Jr. Mgmt For For For 13 Elect James S. Turley Mgmt For For For 14 Elect Ernesto Zedillo Ponce de Leon Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Approval of the 2014 Stock Incentive Mgmt For For For Plan 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement 19 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 20 Shareholder Proposal Regarding Director ShrHldr Against Against For Indemnification 21 Shareholder Proposal Regarding Proxy ShrHldr Against Against For Access ---------------------------------------------------------------------------------------------------------------------- COCA-COLA COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KO CUSIP 191216100 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Herbert A. Allen Mgmt For For For 2 Elect Ronald W. Allen Mgmt For For For 3 Elect Ana Botin Mgmt For For For 4 Elect Howard G. Buffett Mgmt For For For 5 Elect Richard M. Daley Mgmt For For For 6 Elect Barry Diller Mgmt For Against Against 7 Elect Helene D. Gayle Mgmt For For For 8 Elect Evan G. Greenberg Mgmt For For For 9 Elect Alexis M. Herman Mgmt For For For 10 Elect Muhtar Kent Mgmt For For For 11 Elect Robert A. Kotick Mgmt For For For 12 Elect Maria Elena Lagomasino Mgmt For For For
13 Elect Sam Nunn Mgmt For For For 14 Elect James D. Robinson III Mgmt For For For 15 Elect Peter V. Ueberroth Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 2014 Equity Plan Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman ---------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N200 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Sheldon M. Bonovitz Mgmt For For For 1.3 Elect Edward D. Breen Mgmt For For For 1.4 Elect Joseph J. Collins Mgmt For Withhold Against 1.5 Elect J. Michael Cook Mgmt For For For 1.6 Elect Gerald L. Hassell Mgmt For Withhold Against 1.7 Elect Jeffrey A. Honickman Mgmt For For For 1.8 Elect Eduardo G. Mestre Mgmt For For For 1.9 Elect Brian L. Roberts Mgmt For For For 1.10 Elect Ralph J. Roberts Mgmt For For For 1.11 Elect Johnathan A. Rodgers Mgmt For For For 1.12 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change in Control ---------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Richard L. Armitage Mgmt For For For 2 Elect Richard H. Auchinleck Mgmt For Against Against 3 Elect Charles E. Bunch Mgmt For For For 4 Elect James E. Copeland, Jr. Mgmt For For For 5 Elect Jody L Freeman Mgmt For For For 6 Elect Gay Huey Evans Mgmt For For For 7 Elect Ryan M. Lance Mgmt For For For 8 Elect Robert A. Niblock Mgmt For For For 9 Elect Harald J. Norvik Mgmt For For For 10 Elect William E. Wade, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Executive Compensation Mgmt For For For 13 2014 Omnibus Stock and Performance Mgmt For For For Incentive Plan 14 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 15 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions ---------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCI CUSIP 228227104 05/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Robert Bartolo Mgmt For For For 2 Elect Dale N. Hatfield Mgmt For For For 3 Elect Lee W. Hogan Mgmt For For For 4 Elect Robert F. McKenzie Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect N. Thomas Linebarger Mgmt For For For 2 Elect William I. Miller Mgmt For For For 3 Elect Alexis M. Herman Mgmt For For For 4 Elect Georgia R. Nelson Mgmt For For For 5 Elect Robert K. Herdman Mgmt For For For 6 Elect Robert J. Bernhard Mgmt For For For 7 Elect Franklin R. Chang-Diaz Mgmt For For For 8 Elect Stephen B. Dobbs Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Voting ShrHldr Against Against For Disclosure
---------------------------------------------------------------------------------------------------------------------- D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Donald R. Horton Mgmt For For For 2 Elect Barbara K. Allen Mgmt For For For 3 Elect Bradley S. Anderson Mgmt For For For 4 Elect Michael R. Buchanan Mgmt For For For 5 Elect Michael W. Hewatt Mgmt For For For 6 Elect Donald J. Tomnitz Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAL CUSIP 247361702 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Richard H. Anderson Mgmt For For For 2 Elect Edward H. Bastian Mgmt For For For 3 Elect Roy J. Bostock Mgmt For For For 4 Elect John S. Brinzo Mgmt For For For 5 Elect Daniel A. Carp Mgmt For For For 6 Elect David G. DeWalt Mgmt For For For 7 Elect William H. Easter III Mgmt For For For 8 Elect Mickey P. Foret Mgmt For For For 9 Elect Shirley C. Franklin Mgmt For For For 10 Elect David R. Goode Mgmt For For For 11 Elect George N. Mattson Mgmt For For For 12 Elect Paula Rosput Reynolds Mgmt For For For 13 Elect Kenneth C. Rogers Mgmt For For For 14 Elect Kenneth B. Woodrow Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Change in Board Size Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement ---------------------------------------------------------------------------------------------------------------------- DUKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DUK CUSIP 26441C204 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect G. Alex Bernhardt, Sr. Mgmt For For For 1.2 Elect Michael G. Browning Mgmt For For For 1.3 Elect Harris E. DeLoach, Jr. Mgmt For For For 1.4 Elect Daniel R. DiMicco Mgmt For For For 1.5 Elect John H. Forsgren Mgmt For For For 1.6 Elect Lynn J. Good Mgmt For For For 1.7 Elect Ann Maynard Gray Mgmt For For For 1.8 Elect James H. Hance, Jr. Mgmt For For For 1.9 Elect John T. Herron Mgmt For For For 1.10 Elect James B. Hyler, Jr. Mgmt For For For 1.11 Elect William E. Kennard Mgmt For For For 1.12 Elect E. Marie McKee Mgmt For For For
1.13 Elect E. James Reinsch Mgmt For For For 1.14 Elect James T. Rhodes Mgmt For For For 1.15 Elect Carlos A. Saladrigas Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Restoration of Written Consent Mgmt For For For 5 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditures Report ---------------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Michael W. Brown Mgmt For For For 2 Elect Randolph L. Cowen Mgmt For For For 3 Elect Gail Deegan Mgmt For For For 4 Elect James S. DiStasio Mgmt For For For 5 Elect John R. Egan Mgmt For For For 6 Elect William D. Green Mgmt For For For 7 Elect Edmund F. Kelly Mgmt For For For 8 Elect Jami Miscik Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David N. Strohm Mgmt For For For 11 Elect Joseph M. Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against Against For Incorporation of Values in Political Spending ---------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Michael J. Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Ursula M. Burns Mgmt For For For 1.4 Elect Larry R. Faulkner Mgmt For For For 1.5 Elect Jay S. Fishman Mgmt For For For 1.6 Elect Henrietta H. Fore Mgmt For For For 1.7 Elect Kenneth C. Frazier Mgmt For For For 1.8 Elect William W. George Mgmt For For For 1.9 Elect Samuel J. Palmisano Mgmt For For For
1.10 Elect Steven S. Reinemund Mgmt For For For 1.11 Elect Rex W. Tillerson Mgmt For For For 1.12 Elect William C. Weldon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Majority ShrHldr Against For Against Vote for Election of Directors 5 Shareholder Proposal Regarding Multiple ShrHldr Against Against For Board Service 6 Shareholder Proposal Regarding Adopting ShrHldr Against For Against Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 8 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions ---------------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect James L. Barksdale Mgmt For For For 2 Elect John A. Edwardson Mgmt For For For 3 Elect Shirley A. Jackson Mgmt For For For 4 Elect Steven R. Loranger Mgmt For For For 5 Elect Gary W. Loveman Mgmt For For For 6 Elect R. Brad Martin Mgmt For For For 7 Elect Joshua C. Ramo Mgmt For For For 8 Elect Susan C. Schwab Mgmt For For For 9 Elect Frederick W. Smith Mgmt For For For 10 Elect David P. Steiner Mgmt For For For 11 Elect Paul S. Walsh Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Amendment to the 2010 Omnibus Stock Mgmt For For For Incentive Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Proxy ShrHldr Against Against For Access 17 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change in Control 18 Shareholder Proposal Regarding Hedging ShrHldr Against Against For and Pledging Company Stock 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Incorporation of Values in Political Spending 21 Shareholder Proposal Regarding Counting ShrHldr Against Against For Abstentions
---------------------------------------------------------------------------------------------------------------------- FLOWSERVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLS CUSIP 34354P105 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Gayla J. Delly Mgmt For For For 1.2 Elect Rick J. Mills Mgmt For For For 1.3 Elect Charles M. Rampacek Mgmt For For For 1.4 Elect William C. Rusnack Mgmt For For For 1.5 Elect John R. Friedery Mgmt For For For 1.6 Elect Joe E. Harlan Mgmt For For For 1.7 Elect Leif E. Darner Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Voting ShrHldr Against Against For Disclosure ---------------------------------------------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Peter K. Barker Mgmt For For For 2 Elect Alan M. Bennett Mgmt For For For 3 Elect Rosemary T. Berkery Mgmt For For For 4 Elect Peter J. Fluor Mgmt For Against Against 5 Elect James T. Hackett Mgmt For For For 6 Elect Deborah D. McWhinney Mgmt For For For 7 Elect Dean R. O'Hare Mgmt For Against Against 8 Elect Armando J. Olivera Mgmt For For For 9 Elect Joseph W. Prueher Mgmt For For For 10 Elect Matthew K. Rose Mgmt For For For 11 Elect David T. Seaton Mgmt For For For 12 Elect Nader H. Sultan Mgmt For For For 13 Elect Lynn C. Swann Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Director Restricted Stock Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
---------------------------------------------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Samuel H. Armacost Mgmt For For For 2 Elect Peter K. Barker Mgmt For For For 3 Elect Charles E. Johnson Mgmt For For For 4 Elect Gregory E. Johnson Mgmt For For For 5 Elect Rupert H. Johnson, Jr. Mgmt For For For 6 Elect Mark C. Pigott Mgmt For For For 7 Elect Chutta Ratnathicam Mgmt For For For 8 Elect Laura Stein Mgmt For For For 9 Elect Anne M. Tatlock Mgmt For For For 10 Elect Geoffrey Y. Yang Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of 2014 Key Executive Mgmt For For For Incentive Compensation Plan 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Genocide-Free Investing ---------------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GD CUSIP 369550108 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Mary T. Barra Mgmt For For For 2 Elect Nicholas D. Chabraja Mgmt For For For 3 Elect James S. Crown Mgmt For Against Against 4 Elect William P. Fricks Mgmt For For For 5 Elect Paul G. Kaminski Mgmt For For For 6 Elect John M. Keane Mgmt For For For 7 Elect Lester L. Lyles Mgmt For For For 8 Elect James N. Mattis Mgmt For For For 9 Elect Phebe N. Novakovic Mgmt For For For 10 Elect William A. Osborn Mgmt For For For 11 Elect Laura J Schumacher Mgmt For For For 12 Elect Sir Robert Walmsley Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report
---------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect John J. Brennan Mgmt For For For 3 Elect James I. Cash, Jr. Mgmt For For For 4 Elect Francisco D'Souza Mgmt For For For 5 Elect Marijn E. Dekkers Mgmt For For For 6 Elect Ann M. Fudge Mgmt For For For 7 Elect Susan Hockfield Mgmt For For For 8 Elect Jeffrey R. Immelt Mgmt For For For 9 Elect Andrea Jung Mgmt For For For 10 Elect Robert W. Lane Mgmt For For For 11 Elect Rochelle B. Lazarus Mgmt For For For 12 Elect James J. Mulva Mgmt For For For 13 Elect James E. Rohr Mgmt For For For 14 Elect Mary L. Schapiro Mgmt For For For 15 Elect Robert J. Swieringa Mgmt For For For 16 Elect James S. Tisch Mgmt For For For 17 Elect Douglas A. Warner III Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 21 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares 22 Shareholder Proposal Regarding Double ShrHldr Against Against For Board Nominees 23 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent 24 Shareholder Proposal Regarding ShrHldr Against Against For Cessation of All Stock Options and Bonuses 25 Shareholder Proposal Regarding Sale of ShrHldr Against Against For Company ---------------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Daniel J. Brutto Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don H. Davis, Jr. Mgmt For For For 4 Elect James W. Griffith Mgmt For For For 5 Elect Robert C. McCormack Mgmt For For For 6 Elect Robert S. Morrison Mgmt For For For 7 Elect E. Scott Santi Mgmt For For For 8 Elect James A. Skinner Mgmt For For For 9 Elect David B. Smith, Jr. Mgmt For For For 10 Elect Pamela B. Strobel Mgmt For For For 11 Elect Kevin M. Warren Mgmt For For For 12 Elect Anre D. Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Removal of Supermajority Vote Mgmt For For For Requirements 16 Removal of Board Size Provision Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Andy D. Bryant Mgmt For For For 3 Elect Susan L. Decker Mgmt For For For 4 Elect John J. Donahoe Mgmt For For For 5 Elect Reed E. Hundt Mgmt For For For 6 Elect Brian M. Krzanich Mgmt For For For 7 Elect James D. Plummer Mgmt For For For 8 Elect David S. Pottruck Mgmt For For For 9 Elect Frank D. Yeary Mgmt For For For 10 Elect David B. Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Mary Sue Coleman Mgmt For For For 2 Elect James G. Cullen Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Alex Gorsky Mgmt For For For 5 Elect Susan L. Lindquist Mgmt For For For 6 Elect Mark B. McClellan Mgmt For For For 7 Elect Anne M. Mulcahy Mgmt For Against Against 8 Elect Leo F. Mullin Mgmt For For For 9 Elect William D. Perez Mgmt For For For 10 Elect Charles Prince Mgmt For Against Against 11 Elect A. Eugene Washington Mgmt For For For 12 Elect Ronald A. Williams Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement
---------------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Natalie A. Black Mgmt For Withhold Against 1.2 Elect Raymond L. Conner Mgmt For For For 1.3 Elect William H. Lacy Mgmt For For For 1.4 Elect Alex A. Molinaroli Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Linda B. Bammann Mgmt For For For 2 Elect James A. Bell Mgmt For For For 3 Elect Crandall C. Bowles Mgmt For For For 4 Elect Stephen B. Burke Mgmt For For For 5 Elect James S. Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Laban P. Jackson, Jr. Mgmt For For For 9 Elect Michael A. Neal Mgmt For For For 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 15 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting ---------------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 11/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James R. Bergman Mgmt For Withhold Against 1.4 Elect Joseph R. Bronson Mgmt For For For 1.5 Elect Robert E. Grady Mgmt For For For 1.6 Elect William D. Watkins Mgmt For For For
1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For For For Plan 5 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/22/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard H. Anderson Mgmt For For For 1.2 Elect Scott C. Donnelly Mgmt For For For 1.3 Elect Victor J. Dzau Mgmt For Withhold Against 1.4 Elect Omar Ishrak Mgmt For For For 1.5 Elect Shirley A. Jackson Mgmt For For For 1.6 Elect Michael O. Leavitt Mgmt For For For 1.7 Elect James T. Lenehan Mgmt For For For 1.8 Elect Denise M. O'Leary Mgmt For For For 1.9 Elect Kendall J. Powell Mgmt For For For 1.10 Elect Robert C. Pozen Mgmt For For For 1.11 Elect Preetha Reddy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 2013 Stock Award and Incentive Plan Mgmt For For For 5 Adoption of Majority Vote for Election Mgmt For For For of Directors 6 Elimination of Supermajority Mgmt For For For Requirement for Changes to Board Size 7 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors 8 Elimination of Conforming Language Mgmt For For For Regarding Supermajority Requirements 9 Repeal of Fair Price Provision Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Kenneth C. Frazier Mgmt For For For 4 Elect Thomas H. Glocer Mgmt For For For
5 Elect William B. Harrison, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Rochelle B. Lazarus Mgmt For For For 8 Elect Carlos E. Represas Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Craig B. Thompson Mgmt For For For 11 Elect Wendell P. Weeks Mgmt For For For 12 Elect Peter C. Wendell Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent 16 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting ---------------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Cheryl W. Grise Mgmt For For For 2 Elect Carlos M. Gutierrez Mgmt For For For 3 Elect R. Glenn Hubbard Mgmt For For For 4 Elect Steven A. Kandarian Mgmt For For For 5 Elect John M. Keane Mgmt For For For 6 Elect Alfred F. Kelly, Jr. Mgmt For For For 7 Elect William E. Kennard Mgmt For For For 8 Elect James M. Kilts Mgmt For For For 9 Elect Catherine R. Kinney Mgmt For For For 10 Elect Denise M. Morrison Mgmt For For For 11 Elect Kenton J. Sicchitano Mgmt For For For 12 Elect Lulu C. Wang Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 2015 Stock and Incentive Compensation Mgmt For For For Plan 16 Non-Management Director Stock Mgmt For For For Compensation Plan ---------------------------------------------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MCHP CUSIP 595017104 08/16/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Steve Sanghi Mgmt For For For 1.2 Elect Matthew W. Chapman Mgmt For For For 1.3 Elect L. B. Day Mgmt For Withhold Against 1.4 Elect Albert J. Hugo-Martinez Mgmt For For For 1.5 Elect Wade F. Meyercord Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Steven A. Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William H. Gates III Mgmt For For For 4 Elect Maria Klawe Mgmt For For For 5 Elect Stephen J. Luczo Mgmt For For For 6 Elect David F. Marquardt Mgmt For For For 7 Elect Charles H. Noski Mgmt For For For 8 Elect Helmut G. W. Panke Mgmt For For For 9 Elect John W. Thompson Mgmt For Against Against 10 Approval of the Material Terms of the Mgmt For For For Executive Officer Incentive Plan 11 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDLZ CUSIP 50075N104 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Stephen F. Bollenbach Mgmt For For For 2 Elect Lewis W.K. Booth Mgmt For For For 3 Elect Lois D. Juliber Mgmt For For For 4 Elect Mark D. Ketchum Mgmt For For For 5 Elect Jorge S. Mesquita Mgmt For For For 6 Elect Nelson Peltz Mgmt For For For 7 Elect Fredric G. Reynolds Mgmt For For For 8 Elect Irene B. Rosenfeld Mgmt For For For 9 Elect Patrick T. Siewert Mgmt For For For 10 Elect Ruth J. Simmons Mgmt For For For 11 Elect Ratan N. Tata Mgmt For For For 12 Elect Jean-Francois M. L. van Boxmeer Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Amendment to the 2005 Performance Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Reporting on the Use of Non-Recyclable Packaging
---------------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEE CUSIP 65339F101 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Sherry S. Barrat Mgmt For For For 2 Elect Robert M. Beall II Mgmt For For For 3 Elect James L. Camaren Mgmt For For For 4 Elect Kenneth B. Dunn Mgmt For For For 5 Elect Kirk S. Hachigian Mgmt For For For 6 Elect Toni Jennings Mgmt For For For 7 Elect James L. Robo Mgmt For For For 8 Elect Rudy E. Schupp Mgmt For For For 9 Elect John L. Skolds Mgmt For For For 10 Elect William H. Swanson Mgmt For For For 11 Elect Hansel E. Tookes II Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote ---------------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Kirbyjon H. Caldwell Mgmt For For For 2 Elect Lawrence S. Coben Mgmt For For For 3 Elect David W. Crane Mgmt For For For 4 Elect Terry G. Dallas Mgmt For For For 5 Elect Paul W. Hobby Mgmt For For For 6 Elect Edward R. Muller Mgmt For For For 7 Elect Evan J. Silverstein Mgmt For For For 8 Elect Thomas H. Weidemeyer Mgmt For For For 9 Elect Walter R. Young Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Approval of Amended and Restated Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard I. Atkins Mgmt For For For 3 Elect Eugene L. Batchelder Mgmt For For For 4 Elect Stephen I. Chazen Mgmt For For For 5 Elect Edward P. Djerejian Mgmt For For For 6 Elect John E. Feick Mgmt For For For 7 Elect Margaret M. Foran Mgmt For For For 8 Elect Carlos M. Gutierrez Mgmt For For For 9 Elect William R. Klesse Mgmt For Against Against 10 Elect Avedick B. Poladian Mgmt For For For 11 Elect Elisse B. Walter Mgmt For For For 12 Waive Director Age Restriction Policy Mgmt For For For for Edward P. Djerejian 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Amend Certificate to Permit Action by Mgmt For For For Written Consent 15 Amend Bylaws to Separate Chairman and Mgmt For For For CEO Roles 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Membership in Lobbying Organizations 19 Shareholder Proposal Regarding ShrHldr Against Against For Hydraulic Fracturing 20 Shareholder Proposal Regarding Methane ShrHldr Against Against For Emissions and Flaring Reporting and Reduction Targets ---------------------------------------------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSON CUSIP 705015105 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect David Arculus Mgmt For For For 4 Elect Vivienne Cox Mgmt For For For 5 Elect John Fallon Mgmt For For For 6 Elect Robin Freestone Mgmt For For For 7 Elect Kenneth Hydon Mgmt For For For 8 Elect S. Joshua Lewis Mgmt For For For 9 Elect Glen R. Moreno Mgmt For For For 10 Elect Linda Koch Lorimer Mgmt For For For 11 Elect Harish M. Manwani Mgmt For For For 12 Remuneration Policy (Binding) Mgmt For For For 13 Remuneration Report (Advisory) Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Notice Mgmt For Against Against Period at 14 Days 20 Renew Worldwide Save for Shares Plan Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- PENTAIR LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP H6169Q108 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect Jerry W. Burris Mgmt For For For 3 Elect Carol Anthony Davidson Mgmt For For For 4 Elect T. Michael Glenn Mgmt For For For 5 Elect David H. Y. Ho Mgmt For For For 6 Elect Randall J. Hogan Mgmt For For For 7 Elect David A. Jones Mgmt For For For 8 Elect Ronald L. Merriman Mgmt For For For 9 Elect William T. Monahan Mgmt For For For 10 Elect Billie Ida Williamson Mgmt For For For 11 Elect Randall J. Hogan as Chairman of Mgmt For For For the Board of Directors 12 Elect David A. Jones Mgmt For For For 13 Elect Glynis A. Bryan Mgmt For For For 14 Elect T. Michael Glenn Mgmt For For For 15 Elect William T. Monahan Mgmt For For For 16 Elect Proxy Voting Services Gmbh as the Mgmt For For For Independent Proxy 17 Accounts and Reports Mgmt For For For 18 Indemnification of Directors and Mgmt For For For Officers 19 Appointment of Statutory Auditor Mgmt For For For 20 Appointment of Independent Auditor Mgmt For For For 21 Appointment of Special Auditor Mgmt For For For 22 Allocation of Available Earnings Mgmt For For For 23 Dividend from Capital Reserves Mgmt For For For 24 Advisory Vote on Executive Compensation Mgmt For For For 25 Renewal of Authorized Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PENTAIR LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP H6169Q111 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Redomestication from Switzerland to Mgmt For For For Ireland 2 Elimination of Voting Restrictions on Mgmt For For For 20% Holders 3 Reduction in Share Premium Account Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Dennis A. Ausiello Mgmt For For For 2 Elect W. Don Cornwell Mgmt For For For 3 Elect Frances D. Fergusson Mgmt For For For 4 Elect Helen H. Hobbs Mgmt For For For 5 Elect Constance J. Horner Mgmt For For For 6 Elect James M. Kilts Mgmt For For For 7 Elect George A. Lorch Mgmt For For For 8 Elect Shantanu Narayen Mgmt For For For 9 Elect Suzanne Nora Johnson Mgmt For For For 10 Elect Ian C. Read Mgmt For For For 11 Elect Stephen W. Sanger Mgmt For For For 12 Elect Marc Tessier-Lavigne Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 2014 Stock Plan Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING APPROVAL ShrHldr Against Against For OF POLITICAL CONTRIBUTIONS POLICY 17 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 18 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent ---------------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Andre Calantzopoulos Mgmt For For For 3 Elect Louis C. Camilleri Mgmt For For For 4 Elect Jennifer Li Mgmt For For For 5 Elect Sergio Marchionne Mgmt For For For 6 Elect Kalpana Morparia Mgmt For For For 7 Elect Lucio A. Noto Mgmt For For For 8 Elect Robert B. Polet Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen M. Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 14 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare
---------------------------------------------------------------------------------------------------------------------- PHILLIPS 66 TICKER SECURITY ID: MEETING DATE MEETING STATUS PSX CUSIP 718546104 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect William R. Loomis, Jr. Mgmt For For For 2 Elect Glenn F. Tilton Mgmt For For For 3 Elect Marna C. Whittington Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions ---------------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect James W. Crownover Mgmt For For For 2 Elect Tomago Collins Mgmt For For For 3 Elect Ann E. Dunwoody Mgmt For For For 4 Elect William J. Flynn Mgmt For For For 5 Elect Michael Larson Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon A. Rodriguez Mgmt For For For 8 Elect Donald W. Slager Mgmt For For For 9 Elect Allan C. Sorensen Mgmt For For For 10 Elect John M. Trani Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Executive Incentive Mgmt For For For Compensation Plan 14 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 15 Shareholder Proposal Regarding Report ShrHldr Against For Against on Political Spending
---------------------------------------------------------------------------------------------------------------------- ROCKWELL COLLINS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COL CUSIP 774341101 02/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Chris A. Davis Mgmt For For For 1.2 Elect Ralph E. Eberhart Mgmt For For For 1.3 Elect David Lilley Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect Tony Isaac Mgmt For For For 3 Elect K.V. Kamath Mgmt For For For 4 Elect Maureen Kempston Darkes Mgmt For For For 5 Elect Paal Kibsgaard Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Michael E. Marks Mgmt For For For 8 Elect Lubna Olayan Mgmt For For For 9 Elect Leo Rafael Reif Mgmt For For For 10 Elect Tore I. Sandvold Mgmt For For For 11 Elect Henri Seydoux Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Approval of Financial Mgmt For For For Statements/Dividends 14 Appointment of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Melvyn E. Bergstein Mgmt For For For 2 Elect Larry C. Glasscock Mgmt For For For 3 Elect Karen N. Horn Mgmt For Against Against 4 Elect Allan B. Hubbard Mgmt For For For 5 Elect Reuben S. Leibowitz Mgmt For For For 6 Elect Daniel C. Smith Mgmt For For For 7 Elect J. Albert Smith, Jr. Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Amendment to the 1998 Stock Incentive Mgmt For For For Plan 10 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 85749P 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For 13 Purchasing of Interests in Oil, Gas or Mgmt For For For Other Mineral Exploration or Development Programs ---------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Edward C. Bernard Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect Donald B. Hebb, Jr. Mgmt For For For 5 Elect Freeman A. Hrabowski, III Mgmt For For For 6 Elect James A.C. Kennedy Mgmt For For For 7 Elect Robert F. MacLellan Mgmt For For For 8 Elect Brian C. Rogers Mgmt For For For
9 Elect Olympia J. Snowe Mgmt For For For 10 Elect Alfred Sommer Mgmt For For For 11 Elect Dwight S. Taylor Mgmt For For For 12 Elect Anne Marie Whittemore Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Ralph W. Babb, Jr. Mgmt For For For 2 Elect Mark A. Blinn Mgmt For For For 3 Elect Daniel A. Carp Mgmt For For For 4 Elect Carrie S. Cox Mgmt For For For 5 Elect Ronald Kirk Mgmt For For For 6 Elect Pamela H. Patsley Mgmt For For For 7 Elect Robert E. Sanchez Mgmt For For For 8 Elect Wayne R. Sanders Mgmt For For For 9 Elect Ruth J. Simmons Mgmt For For For 10 Elect Richard K. Templeton Mgmt For For For 11 Elect Christine Todd Whitman Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approve the 2014 Stock Purchase Plan Mgmt For For For 15 Approve Performance Criteria of the Mgmt For For For 2009 Long-Term Incentive Plan ---------------------------------------------------------------------------------------------------------------------- THE ADT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADT CUSIP 00101J106 03/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Thomas J. Colligan Mgmt For For For 2 Elect Richard J. Daly Mgmt For For For 3 Elect Timothy M. Donahue Mgmt For For For 4 Elect Robert M. Dutkowsky Mgmt For For For 5 Elect Bruce S. Gordon Mgmt For For For 6 Elect Naren K. Gursahaney Mgmt For For For 7 Elect Bridgette Heller Mgmt For For For 8 Elect Kathleen W. Hyle Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/08/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Angela F. Braly Mgmt For For For 2 Elect Kenneth I. Chenault Mgmt For For For 3 Elect Scott D. Cook Mgmt For For For 4 Elect Susan D. Desmond-Hellmann Mgmt For For For 5 Elect Alan G. Lafley Mgmt For For For 6 Elect Terry J. Lundgren Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect Margaret C. Whitman Mgmt For For For 9 Elect Mary Agnes Wilderotter Mgmt For For For 10 Elect Patricia A. Woertz Mgmt For For For 11 Elect Ernesto Zedillo Ponce de Leon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Requirement Mgmt For For For 14 2013 Non-Employee Directors' Stock Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Alan L. Beller Mgmt For For For 2 Elect John H. Dasburg Mgmt For For For 3 Elect Janet M. Dolan Mgmt For For For 4 Elect Kenneth M. Duberstein Mgmt For For For 5 Elect Jay S. Fishman Mgmt For For For 6 Elect Patricia L. Higgins Mgmt For For For 7 Elect Thomas R. Hodgson Mgmt For For For 8 Elect William J. Kane Mgmt For For For 9 Elect Cleve L. Killingsworth, Jr. Mgmt For For For 10 Elect Philip T. Ruegger III Mgmt For For For 11 Elect Donald J. Shepard Mgmt For For For 12 Elect Laurie J. Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 2014 Stock Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report
---------------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Edward D. Breen Mgmt For For For 4 Elect Herman E. Bulls Mgmt For For For 5 Elect Michael E. Daniels Mgmt For For For 6 Elect Frank M. Drendel Mgmt For For For 7 Elect Brian Duperreault Mgmt For For For 8 Elect Rajiv L. Gupta Mgmt For For For 9 Elect George R. Oliver Mgmt For For For 10 Elect Brendan R. O'Neill Mgmt For For For 11 Elect Jurgen Tinggren Mgmt For For For 12 Elect Sandra S. Wijnberg Mgmt For For For 13 Elect R. David Yost Mgmt For For For 14 Election of Chairman of the Board Mgmt For For For 15 Elect Rajiv L. Gupta Mgmt For For For 16 Elect Sandra S. Wijnberg Mgmt For For For 17 Elect R. David Yost Mgmt For For For 18 Appointment of Deloitte AG Mgmt For For For 19 Appointment of Deloitte and Touche Mgmt For For For 20 Appointment of PricewaterhouseCoopers Mgmt For For For AG as Special Auditor 21 Election Of Independent Proxy Mgmt For For For 22 Allocation of Profits/Dividends Mgmt For For For 23 Approval of Ordinary Cash Dividend Mgmt For For For 24 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- U.S. BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Douglas M. Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur D. Collins, Jr. Mgmt For For For 5 Elect Richard K. Davis Mgmt For For For 6 Elect Roland A. Hernandez Mgmt For For For 7 Elect Doreen Woo Ho Mgmt For For For 8 Elect Joel W. Johnson Mgmt For For For 9 Elect Olivia F. Kirtley Mgmt For For For 10 Elect Jerry W. Levin Mgmt For Against Against 11 Elect David B. O'Maley Mgmt For For For
12 Elect O'dell M. Owens Mgmt For For For 13 Elect Craig D. Schnuck Mgmt For For For 14 Elect Patrick T. Stokes Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman ---------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Andrew H. Card, Jr. Mgmt For For For 2 Elect Erroll B. Davis, Jr. Mgmt For For For 3 Elect David B. Dillon Mgmt For For For 4 Elect Judith Richards Hope Mgmt For For For 5 Elect John J. Koraleski Mgmt For For For 6 Elect Charles C. Krulak Mgmt For For For 7 Elect Michael R. McCarthy Mgmt For For For 8 Elect Michael W. McConnell Mgmt For For For 9 Elect Thomas F. McLarty III Mgmt For For For 10 Elect Steven R. Rogel Mgmt For For For 11 Elect Jose H. Villarreal Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Increase of Authorized Common Stock Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement ---------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Rodney C. Adkins Mgmt For For For 3 Elect Michael J. Burns Mgmt For For For 4 Elect D. Scott Davis Mgmt For For For 5 Elect Stuart E. Eizenstat Mgmt For For For 6 Elect Michael L. Eskew Mgmt For For For 7 Elect William R. Johnson Mgmt For For For 8 Elect Candace Kendle Mgmt For For For 9 Elect Ann M. Livermore Mgmt For For For 10 Elect Rudy H.P. Markham Mgmt For For For 11 Elect Clark T. Randt, Jr. Mgmt For For For 12 Elect Carol B. Tome Mgmt For For For 13 Elect Kevin M. Warsh Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 17 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization ---------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John V. Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie S. Gorelick Mgmt For For For 5 Elect Edward A. Kangas Mgmt For For For 6 Elect Ellen J. Kullman Mgmt For For For 7 Elect Marshall O. Larsen Mgmt For For For 8 Elect Harold W. McGraw III Mgmt For For For 9 Elect Richard B. Myers Mgmt For For For 10 Elect H. Patrick Swygert Mgmt For Against Against 11 Elect Andre Villeneuve Mgmt For For For 12 Elect Christine Todd Whitman Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 15 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 01/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Acquisition Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Shellye L. Archambeau Mgmt For For For 2 Elect Richard L. Carrion Mgmt For For For 3 Elect Melanie L. Healey Mgmt For For For
4 Elect M. Frances Keeth Mgmt For For For 5 Elect Robert W. Lane Mgmt For For For 6 Elect Lowell C. McAdam Mgmt For For For 7 Elect Donald T. Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Rodney E. Slater Mgmt For For For 10 Elect Kathryn A. Tesija Mgmt For For For 11 Elect Gregory D. Wasson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Adoption of Proxy Access Mgmt For For For 15 Shareholder Proposal Regarding Network ShrHldr Against Against For Neutrality 16 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 17 Shareholder Proposal Regarding Approval ShrHldr Against Against For of Severance Agreements 18 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 19 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent 20 Shareholder Proposal Regarding Counting ShrHldr Against Against For Shareholder Votes ---------------------------------------------------------------------------------------------------------------------- WALT DISNEY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Susan E. Arnold Mgmt For For For 2 Elect John S. Chen Mgmt For For For 3 Elect Jack Dorsey Mgmt For For For 4 Elect Robert A. Iger Mgmt For For For 5 Elect Fred H. Langhammer Mgmt For For For 6 Elect Aylwin B. Lewis Mgmt For For For 7 Elect Monica C. Lozano Mgmt For For For 8 Elect Robert W. Matschullat Mgmt For For For 9 Elect Sheryl Sandberg Mgmt For For For 10 Elect Orin C. Smith Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Right to Call a Special Meeting Mgmt For For For 14 Shareholder Proposal Regarding Proxy ShrHldr Against For Against Access 15 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change in Control
---------------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect John D. Baker II Mgmt For Against Against 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Susan E. Engel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Donald M. James Mgmt For Against Against 8 Elect Cynthia H. Milligan Mgmt For Against Against 9 Elect Federico F. Pena Mgmt For For For 10 Elect James H. Quigley Mgmt For For For 11 Elect Judith M. Runstad Mgmt For For For 12 Elect Stephen W. Sanger Mgmt For For For 13 Elect John G. Stumpf Mgmt For For For 14 Elect Susan G. Swenson Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Discriminatory Mortgage Servicing and Foreclosure Practices ---------------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CUSIP 92937A102 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Non-UK Mgmt For Against Against Issuer--Advisory) 4 Remuneration Policy (Non-UK Mgmt For Against Against Issuer--Advisory) 5 Advisory Vote on Sustainability Report Mgmt For For For 6 Elect Roger Agnelli Mgmt For For For 7 Elect Jacques Aigrain Mgmt For For For 8 Elect Colin Day Mgmt For For For 9 Elect Philip Lader Mgmt For For For 10 Elect Ruigang Li Mgmt For For For 11 Elect Mark Read Mgmt For For For 12 Elect Paul Richardson Mgmt For For For 13 Elect Jeffrey A. Rosen Mgmt For For For 14 Elect Hugo Shong Mgmt For For For 15 Elect Timothy Shriver Mgmt For For For 16 Elect Martin S. Sorrell Mgmt For For For 17 Elect Sally Susman Mgmt For For For 18 Elect Solomon D. Trujillo Mgmt For For For
19 Elect John Hood Mgmt For For For 20 Elect Charlene T. Begley Mgmt For For For 21 Elect Nicole Seligman Mgmt For For For 22 Elect Daniela Riccardi Mgmt For For For 23 Appointment of Auditor and Authority to Mgmt For For For Set Fees 24 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 25 Increase in Directors' Fee Cap Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Registrant : RidgeWorth Funds Fund Name : RidgeWorth Limited Duration Fund ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Limited-Term Federal Mortgage Securities Fund ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For Registrant : RidgeWorth Classic Funds Fund Name : RidgeWorth Mid-Cap Value Equity Fund ---------------------------------------------------------------------------------------------------------------------- A.O. SMITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AOS CUSIP 831865209 04/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Gloster B. Current, Jr. Mgmt For For For 1.2 Elect William P. Greubel Mgmt For For For 1.3 Elect Idelle K. Wolf Mgmt For For For 1.4 Elect Gene C. Wulf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS A CUSIP 00846U101 03/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Heidi Fields Mgmt For For For 2 Elect A. Barry Rand Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Reapproval of 2009 Stock Plan Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Patricia M. Bedient Mgmt For For For 2 Elect Marion C. Blakey Mgmt For For For 3 Elect Phyllis J. Campbell Mgmt For For For 4 Elect Jessie J. Knight, Jr. Mgmt For For For 5 Elect Dennis F. Madsen Mgmt For For For 6 Elect Byron I. Mallott Mgmt For For For 7 Elect Helvi K. Sandvik Mgmt For For For 8 Elect J. Kenneth Thompson Mgmt For For For 9 Elect Bradley D. Tilden Mgmt For For For 10 Elect Eric K. Yeaman Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Increase of Authorized Common Stock Mgmt For For For 14 Amendment to the Certificate of Mgmt For For For Incorporation to Reduce Par Value of Stock 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman ---------------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect James C. Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Louis J. Thomas Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Robert D. Beyer Mgmt For For For 3 Elect Kermit R. Crawford Mgmt For For For 4 Elect Jack M. Greenberg Mgmt For For For 5 Elect Herbert L. Henkel Mgmt For For For 6 Elect Siddarth N. Mehta Mgmt For For For 7 Elect Andrea Redmond Mgmt For For For 8 Elect John W. Rowe Mgmt For For For 9 Elect Judith A. Sprieser Mgmt For For For 10 Elect Mary Alice Taylor Mgmt For For For 11 Elect Thomas J. Wilson Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Approval of Material Terms of the Mgmt For For For Annual Incentive Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement 16 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report ---------------------------------------------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect William C. Bayless, Jr. Mgmt For For For 2 Elect R.D. Burck Mgmt For For For 3 Elect G. Steven Dawson Mgmt For For For 4 Elect Cydney Donnell Mgmt For For For 5 Elect Dennis G. Lopez Mgmt For For For 6 Elect Edward Lowenthal Mgmt For For For 7 Elect Oliver Luck Mgmt For For For 8 Elect C. Patrick Oles Jr. Mgmt For For For 9 Elect Winston W. Walker Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Nicholas K. Akins Mgmt For For For 2 Elect David J. Anderson Mgmt For For For 3 Elect J. Barnie Beasley, Jr. Mgmt For For For 4 Elect Ralph D. Crosby, Jr. Mgmt For For For
5 Elect Linda A. Goodspeed Mgmt For For For 6 Elect Thomas E. Hoaglin Mgmt For For For 7 Elect Sandra Beach Lin Mgmt For For For 8 Elect Richard C. Notebaert Mgmt For For For 9 Elect Lionel L. Nowell, III Mgmt For For For 10 Elect Stephen S. Rasmussen Mgmt For For For 11 Elect Oliver G. Richard, III Mgmt For For For 12 Elect Sara M. Tucker Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AMERICAN REALTY CAPITAL PROPERTIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCP CUSIP 02917T104 01/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AWK CUSIP 030420103 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Julie A. Dobson Mgmt For For For 2 Elect Paul J. Evanson Mgmt For For For 3 Elect Martha C. Goss Mgmt For For For 4 Elect Richard R. Grigg Mgmt For For For 5 Elect Julia L. Johnson Mgmt For For For 6 Elect George MacKenzie Mgmt For For For 7 Elect William J. Marrazzo Mgmt For For For 8 Elect Susan N. Story Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect James M. Cracchiolo Mgmt For For For 2 Elect Dianne Neal Blixt Mgmt For For For 3 Elect Amy DiGeso Mgmt For For For 4 Elect Lon R. Greenberg Mgmt For For For 5 Elect W. Walker Lewis Mgmt For For For 6 Elect Siri S. Marshall Mgmt For For For
7 Elect Jeffrey Noddle Mgmt For For For 8 Elect H. Jay Sarles Mgmt For Against Against 9 Elect Robert F. Sharpe, Jr. Mgmt For For For 10 Elect William H. Turner Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Elimination of Supermajority Mgmt For For For Requirements 13 Amendment to the 2005 Incentive Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report ---------------------------------------------------------------------------------------------------------------------- AON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP G0408V102 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Lester B. Knight Mgmt For For For 2 Elect Gregory C. Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl A. Francis Mgmt For For For 5 Elect Edgar D. Jannotta Mgmt For For For 6 Elect James W. Leng Mgmt For For For 7 Elect J. Michael Losh Mgmt For Against Against 8 Elect Robert S. Morrison Mgmt For For For 9 Elect Richard B. Myers Mgmt For For For 10 Elect Richard C. Notebaert Mgmt For For For 11 Elect Gloria Santona Mgmt For For For 12 Elect Carolyn Y. Woo Mgmt For For For 13 Accounts and Reports Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Ratification of Statutory Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For For For 18 Remuneration Report (Binding) Mgmt For For For 19 Remuneration Report (Advisory) Mgmt For For For 20 Amendment to the 2011 Incentive Mgmt For Against Against Compensation Plan 21 Approval of Share Repurchase Contract Mgmt For For For and Repurchase Counterparties
---------------------------------------------------------------------------------------------------------------------- ASHLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASH CUSIP 044209104 01/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Stephen F. Kirk Mgmt For For For 2 Elect James J. O'Brien Mgmt For For For 3 Elect Barry W. Perry Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Larry D. Brady Mgmt For For For 2 Elect Clarence P. Cazalot, Jr. Mgmt For For For 3 Elect Martin S. Craighead Mgmt For For For 4 Elect Lynn L. Elsenhans Mgmt For For For 5 Elect Anthony G. Fernandes Mgmt For For For 6 Elect Claire W. Gargalli Mgmt For For For 7 Elect Pierre J. Jungels Mgmt For For For 8 Elect James A. Lash Mgmt For For For 9 Elect J. Larry Nichols Mgmt For For For 10 Elect James W. Stewart Mgmt For Against Against 11 Elect Charles L. Watson Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Director and Mgmt For For For Officer long-Term Incentive Plan 15 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan ---------------------------------------------------------------------------------------------------------------------- BANKUNITED INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKU CUSIP 06652K103 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tere Blanca Mgmt For For For 1.2 Elect Sue M. Cobb Mgmt For For For 1.3 Elect Eugene F. DeMark Mgmt For For For 1.4 Elect Michael J. Dowling Mgmt For For For 1.5 Elect John A. Kanas Mgmt For For For 1.6 Elect Douglas J. Pauls Mgmt For For For 1.7 Elect Rajinder P. Singh Mgmt For For For 1.8 Elect Sanjiv Sobti Mgmt For For For 1.9 Elect A. Robert Towbin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2014 Omnibus Equity Incentive Plan Mgmt For Against Against
---------------------------------------------------------------------------------------------------------------------- BB&T CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBT CUSIP 054937107 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Jennifer S. Banner Mgmt For For For 1.2 Elect K. David Boyer, Jr. Mgmt For For For 1.3 Elect Anna R. Cablik Mgmt For Withhold Against 1.4 Elect Ronald E. Deal Mgmt For Withhold Against 1.5 Elect James A. Faulkner Mgmt For For For 1.6 Elect I. Patricia Henry Mgmt For For For 1.7 Elect John P. Howe, III Mgmt For For For 1.8 Elect Eric C. Kendrick Mgmt For For For 1.9 Elect Kelly S. King Mgmt For For For 1.10 Elect Louis B. Lynn Mgmt For For For 1.11 Elect Edward C. Milligan Mgmt For For For 1.12 Elect Charles A. Patton Mgmt For For For 1.13 Elect Nido R. Qubein Mgmt For Withhold Against 1.14 Elect Tollie W. Rich, Jr. Mgmt For For For 1.15 Elect Thomas E. Skains Mgmt For For For 1.16 Elect Thomas N. Thompson Mgmt For For For 1.17 Elect Edwin H. Welch Mgmt For For For 1.18 Elect Stephen T. Williams Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Adoption of Majority Vote for Election Mgmt For For For of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report 6 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses ---------------------------------------------------------------------------------------------------------------------- BUNGE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BG CUSIP G16962105 05/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Ernest G. Bachrach Mgmt For For For 2 Elect Enrique H. Boilini Mgmt For For For 3 Elect Carol M. Browner Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Amendment to the 2009 Equity Incentive Mgmt For For For Plan
---------------------------------------------------------------------------------------------------------------------- CABOT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBT CUSIP 127055101 03/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Juan Enriquez Mgmt For For For 2 Elect William C. Kirby Mgmt For For For 3 Elect Henry F. McCance Mgmt For For For 4 Elect Patrick M. Prevost Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNP CUSIP 15189T107 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Milton Carroll Mgmt For For For 2 Elect Michael P. Johnson Mgmt For For For 3 Elect Janiece M. Longoria Mgmt For For For 4 Elect Scott J. McLean Mgmt For For For 5 Elect Scott M. Prochazka Mgmt For For For 6 Elect Susan O. Rheney Mgmt For For For 7 Elect Phillip R. Smith Mgmt For For For 8 Elect R. A. Walker Mgmt For For For 9 Elect Peter S. Wareing Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Eric J. Foss Mgmt For For For 2 Elect Roman Martinez IV Mgmt For For For 3 Elect William D. Zollars Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- CLOROX CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLX CUSIP 189054109 11/20/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard H. Carmona Mgmt For For For 3 Elect Tully M. Friedman Mgmt For For For 4 Elect George J. Harad Mgmt For For For 5 Elect Donald R. Knauss Mgmt For For For 6 Elect Esther Lee Mgmt For For For 7 Elect Robert W. Matschullat Mgmt For For For 8 Elect Jeffrey Noddle Mgmt For For For 9 Elect Rogelio Rebolledo Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn M. Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/07/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan J. Kropf Mgmt For For For 1.3 Elect Gary W. Loveman Mgmt For For For 1.4 Elect Victor Luis Mgmt For For For 1.5 Elect Ivan Menezes Mgmt For For For 1.6 Elect Irene Ruth Miller Mgmt For For For 1.7 Elect Michael E. Murphy Mgmt For For For 1.8 Elect Stephanie Tilenius Mgmt For For For 1.9 Elect Jide J. Zeitlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 2013 Performance-Based Annual Incentive Mgmt For For For Plan ---------------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Ralph W. Babb, Jr. Mgmt For For For 2 Elect Roger A. Cregg Mgmt For For For 3 Elect T. Kevin DeNicola Mgmt For For For 4 Elect Jacqueline P. Kane Mgmt For For For 5 Elect Richard G. Lindner Mgmt For For For 6 Elect Alfred A. Piergallini Mgmt For For For 7 Elect Robert S. Taubman Mgmt For For For 8 Elect Reginald M. Turner Mgmt For For For 9 Elect Nina G. Vaca Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- CRANE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CR CUSIP 224399105 04/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect E. Thayer Bigelow Mgmt For For For 2 Elect Philip R. Lochner, Jr. Mgmt For For For 3 Elect Max H. Mitchell Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCI CUSIP 228227104 05/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Robert Bartolo Mgmt For For For 2 Elect Dale N. Hatfield Mgmt For For For 3 Elect Lee W. Hogan Mgmt For For For 4 Elect Robert F. McKenzie Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CST BRANDS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CST CUSIP 12646R105 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Roger G. Burton Mgmt For For For 2 Elect Stephen A. Smith Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2013 Omnibus Stock and Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against Compensation
---------------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect John B. Breaux Mgmt For For For 3 Elect Pamela L. Carter Mgmt For For For 4 Elect Steven T. Halverson Mgmt For For For 5 Elect Edward J. Kelly, III Mgmt For For For 6 Elect Gilbert H. Lamphere Mgmt For For For 7 Elect John D. McPherson Mgmt For For For 8 Elect Timothy T. O'Toole Mgmt For For For 9 Elect David M. Ratcliffe Mgmt For For For 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Michael J. Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent ---------------------------------------------------------------------------------------------------------------------- CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect N. Thomas Linebarger Mgmt For For For 2 Elect William I. Miller Mgmt For For For 3 Elect Alexis M. Herman Mgmt For For For 4 Elect Georgia R. Nelson Mgmt For For For 5 Elect Robert K. Herdman Mgmt For For For 6 Elect Robert J. Bernhard Mgmt For For For 7 Elect Franklin R. Chang-Diaz Mgmt For For For 8 Elect Stephen B. Dobbs Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Voting ShrHldr Against Against For Disclosure ---------------------------------------------------------------------------------------------------------------------- DDR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 23317H102 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Terrance R. Ahern Mgmt For For For 2 Elect James C. Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert H. Gidel Mgmt For For For 5 Elect Daniel B. Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Rebecca L. Maccardini Mgmt For For For
8 Elect Victor B. MacFarlane Mgmt For For For 9 Elect Craig Macnab Mgmt For For For 10 Elect Scott D. Roulston Mgmt For For For 11 Elect Barry A. Sholem Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ENERGY XXI (BERMUDA) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS EXXI CUSIP G10082140 11/05/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Cornelius Dupre Mgmt For Withhold Against 1.2 Elect Kevin S. Flannery Mgmt For For For 2 Ratification of Auditor and Authority Mgmt For For For to Set Fees ---------------------------------------------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Peter K. Barker Mgmt For For For 2 Elect Alan M. Bennett Mgmt For For For 3 Elect Rosemary T. Berkery Mgmt For For For 4 Elect Peter J. Fluor Mgmt For Against Against 5 Elect James T. Hackett Mgmt For For For 6 Elect Deborah D. McWhinney Mgmt For For For 7 Elect Dean R. O'Hare Mgmt For Against Against 8 Elect Armando J. Olivera Mgmt For For For 9 Elect Joseph W. Prueher Mgmt For For For 10 Elect Matthew K. Rose Mgmt For For For 11 Elect David T. Seaton Mgmt For For For 12 Elect Nader H. Sultan Mgmt For For For 13 Elect Lynn C. Swann Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Director Restricted Stock Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
---------------------------------------------------------------------------------------------------------------------- HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect William M. Brown Mgmt For For For 2 Elect Peter W. Chiarelli Mgmt For For For 3 Elect Thomas A. Dattilo Mgmt For For For 4 Elect Terry D. Growcock Mgmt For For For 5 Elect Lewis Hay, III Mgmt For For For 6 Elect Vyomesh Joshi Mgmt For For For 7 Elect Karen Katen Mgmt For For For 8 Elect Stephen P. Kaufman Mgmt For For For 9 Elect Leslie F. Kenne Mgmt For For For 10 Elect David B. Rickard Mgmt For For For 11 Elect James C. Stoffel Mgmt For For For 12 Elect Gregory T. Swienton Mgmt For For For 13 Elect Hansel E. Tookes II Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Robert B. Allardice III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Liam E. McGee Mgmt For For For 4 Elect Kathryn A. Mikells Mgmt For For For 5 Elect Michael G. Morris Mgmt For For For 6 Elect Thomas A. Renyi Mgmt For For For 7 Elect Julie G. Richardson Mgmt For For For 8 Elect Virginia P. Ruesterholz Mgmt For For For 9 Elect Charles B. Strauss Mgmt For For For 10 Elect H. Patrick Swygert Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 2014 Incentive Stock Plan Mgmt For For For 14 Executive Bonus Program Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect William C. Ballard, Jr. Mgmt For For For 2 Elect George L. Chapman (resigned April Mgmt For For For 13, 2014) 3 Elect Thomas J. DeRosa Mgmt For For For 4 Elect Jeffrey H. Donahue Mgmt For For For 5 Elect Peter J. Grua Mgmt For For For 6 Elect Fred S. Klipsch Mgmt For For For 7 Elect Timothy J. Naughton Mgmt For For For 8 Elect Sharon M. Oster Mgmt For For For
9 Elect Judith C. Pelham Mgmt For For For 10 Elect R. Scott Trumbull Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Increase of Authorized Common Stock Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HERMAN MILLER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLHR CUSIP 600544100 10/07/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Lisa A. Kro Mgmt For For For 1.2 Elect Dorothy A. Terrell Mgmt For For For 1.3 Elect David O. Ulrich Mgmt For For For 1.4 Elect Michael A. Volkema Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2013 Executive Incentive Cash Bonus Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRC CUSIP 431475102 03/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Rolf A. Classon Mgmt For For For 1.2 Elect William G. Dempsey Mgmt For For For 1.3 Elect James R. Giertz Mgmt For For For 1.4 Elect Charles E. Golden Mgmt For For For 1.5 Elect John J. Greisch Mgmt For For For 1.6 Elect William H. Kucheman Mgmt For For For 1.7 Elect Ronald A. Malone Mgmt For For For 1.8 Elect Eduardo R. Menasce Mgmt For For For 1.9 Elect Joanne C. Smith Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HFC CUSIP 436106108 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Douglas Y. Bech Mgmt For For For 2 Elect Leldon E. Echols Mgmt For For For 3 Elect R. Kevin Hardage Mgmt For For For
4 Elect Michael C. Jennings Mgmt For For For 5 Elect Robert J. Kostelnik Mgmt For For For 6 Elect James H. Lee Mgmt For For For 7 Elect Franklin Myers Mgmt For For For 8 Elect Michael E. Rose Mgmt For For For 9 Elect Tommy A. Valenta Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions ---------------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Ann C. Berzin Mgmt For For For 2 Elect John G. Bruton Mgmt For For For 3 Elect Jared L. Cohon Mgmt For For For 4 Elect Gary D. Forsee Mgmt For For For 5 Elect Edward E. Hagenlocker Mgmt For For For 6 Elect Constance J. Horner Mgmt For For For 7 Elect Michael Lamach Mgmt For For For 8 Elect Theodore E. Martin Mgmt For For For 9 Elect John P. Surma Mgmt For For For 10 Elect Richard J. Swift Mgmt For For For 11 Elect Tony L. White Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Authority to Issue Shares with Mgmt For For For Preemptive Rights 15 Authority to Issue Shares without Mgmt For For For Preemptive Rights 16 Authority to Set Price Range for the Mgmt For For For Issuance of Treasury Shares ---------------------------------------------------------------------------------------------------------------------- INTERSIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIL CUSIP 46069S109 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Necip Sayiner Mgmt For For For 2 Elect Donald Macleod Mgmt For For For 3 Elect Robert W. Conn Mgmt For For For 4 Elect James V. Diller, Sr. Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Gregory S. Lang Mgmt For For For 7 Elect Jan Peeters Mgmt For For For
8 Elect James A. Urry Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 11 Amendment to the Employee Stock Mgmt For For For Purchase Plan 12 Executive Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Mgmt 1 Year 3 Years Against Compensation ---------------------------------------------------------------------------------------------------------------------- INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Denis Kessler Mgmt For For For 3 Elect G. Richard Wagoner Jr. Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Natalie A. Black Mgmt For Withhold Against 1.2 Elect Raymond L. Conner Mgmt For For For 1.3 Elect William H. Lacy Mgmt For For For 1.4 Elect Alex A. Molinaroli Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOY CUSIP 481165108 03/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Edward L. Doheny II Mgmt For For For 1.2 Elect Steven L. Gerard Mgmt For For For 1.3 Elect John T. Gremp Mgmt For For For 1.4 Elect John N. Hanson Mgmt For For For 1.5 Elect Gale E. Klappa Mgmt For For For 1.6 Elect Richard B. Loynd Mgmt For Withhold Against 1.7 Elect P. Eric Siegert Mgmt For For For 1.8 Elect James H. Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Pradeep Sindhu Mgmt For For For 2 Elect Robert M. Calderoni Mgmt For For For 3 Elect Mary B. Cranston Mgmt For For For 4 Elect J. Michael Lawrie Mgmt For For For 5 Elect David L. Schlotterbeck Mgmt For For For 6 Elect Shaygan Kheradpir Mgmt For For For 7 Elect Kevin DeNuccio Mgmt For Against Against 8 Elect Gary J. Daichendt Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KAR CUSIP 48238T109 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Ryan M. Birtwell Mgmt For For For 1.2 Elect Brian T. Clingen Mgmt For For For 1.3 Elect Donna R. Ecton Mgmt For For For 1.4 Elect Peter R. Formanek Mgmt For For For 1.5 Elect James P. Hallett Mgmt For For For 1.6 Elect Mark E. Hill Mgmt For For For 1.7 Elect Lynn Jolliffe Mgmt For For For 1.8 Elect Michael T. Kestner Mgmt For For For 1.9 Elect John P. Larson Mgmt For For For 1.10 Elect Stephen E. Smith Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to the 2009 Omnibus Stock and Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- KENNAMETAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMT CUSIP 489170100 10/22/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Carlos M. Cardoso Mgmt For For For 1.2 Elect William J. Harvey Mgmt For For For 1.3 Elect Cindy Davis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the Stock and Incentive Mgmt For For For Plan of 2010 ---------------------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven A. Burd Mgmt For For For 3 Elect Dale E. Jones Mgmt For For For 4 Elect Kevin Mansell Mgmt For For For 5 Elect John E Schlifske Mgmt For For For 6 Elect Frank Sica Mgmt For For For 7 Elect Peter M. Sommerhauser Mgmt For Against Against 8 Elect Stephanie A. Streeter Mgmt For For For 9 Elect Nina G. Vaca Mgmt For For For 10 Elect Stephen E. Watson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement 14 Shareholder Proposal Regarding Annual ShrHldr Against Against For Reporting on Environmental Goals and Sustainability Policy ---------------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Kenneth M. Jacobs Mgmt For For For 1.2 Elect Philip A. Laskawy Mgmt For For For 1.3 Elect Michael J. Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- M.D.C. HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDC CUSIP 552676108 05/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect David D. Mandarich Mgmt For For For 1.2 Elect Paris G. Reece, III Mgmt For Withhold Against 1.3 Elect David Siegel Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MARTIN MARIETTA MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLM CUSIP 573284106 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Sue W. Cole Mgmt For For For 2 Elect Michael J. Quillen Mgmt For For For 3 Elect Stephen P. Zelnak, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MARTIN MARIETTA MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLM CUSIP 573284106 06/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 11/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James R. Bergman Mgmt For Withhold Against 1.4 Elect Joseph R. Bronson Mgmt For For For 1.5 Elect Robert E. Grady Mgmt For For For 1.6 Elect William D. Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For For For Plan 5 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- MB FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MBFI CUSIP 55264U108 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect David P. Bolger Mgmt For Against Against 2 Elect Mitchell S. Feiger Mgmt For For For 3 Elect Charles J. Gries Mgmt For For For 4 Elect James N. Hallene Mgmt For For For 5 Elect Thomas H. Harvey Mgmt For For For 6 Elect Richard J. Holmstrom Mgmt For For For 7 Elect Karen J. May Mgmt For For For 8 Elect Ronald D. Santo Mgmt For For For 9 Elect Renee Togher Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Amendment to the Omnibus Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MCHP CUSIP 595017104 08/16/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Steve Sanghi Mgmt For For For 1.2 Elect Matthew W. Chapman Mgmt For For For 1.3 Elect L. B. Day Mgmt For Withhold Against 1.4 Elect Albert J. Hugo-Martinez Mgmt For For For 1.5 Elect Wade F. Meyercord Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAA CUSIP 59522J103 09/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Merger Mgmt For For For 2 2013 Stock Incentive Plan Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAA CUSIP 59522J103 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect H. Eric Bolton, Jr. Mgmt For For For 2 Elect Alan B. Graf, Jr. Mgmt For For For 3 Elect D. Ralph Horn Mgmt For For For 4 Elect James K. Lowder Mgmt For For For 5 Elect Thomas H. Lowder Mgmt For For For 6 Elect Claude B. Nielsen Mgmt For For For 7 Elect Philip W. Norwood Mgmt For For For 8 Elect Harold W. Ripps Mgmt For For For 9 Elect W. Reid Sanders Mgmt For For For 10 Elect William B. Sansom Mgmt For For For 11 Elect Gary Shorb Mgmt For For For 12 Elect John W. Spiegel Mgmt For For For 13 Amendment to the 2013 Stock Incentive Mgmt For For For Plan 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MOSAIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945C103 10/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Timothy S. Gitzel Mgmt For For For 2 Elect William R. Graber Mgmt For For For 3 Elect Emery N. Koenig Mgmt For For For 4 Elect David T. Seaton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 09/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Daniel J. Warmenhoven Mgmt For For For 2 Elect Nicholas G. Moore Mgmt For For For 3 Elect Thomas Georgens Mgmt For For For 4 Elect Jeffry R. Allen Mgmt For For For 5 Elect Alan L. Earhart Mgmt For For For 6 Elect Gerald D. Held Mgmt For For For 7 Elect T. Michael Nevens Mgmt For For For 8 Elect George T. Shaheen Mgmt For For For
9 Elect Robert T. Wall Mgmt For For For 10 Elect Richard P. Wallace Mgmt For For For 11 Elect Tor R. Braham Mgmt For For For 12 Elect Kathryn M. Hill Mgmt For For For 13 Amendments to the 1999 Stock Option Plan Mgmt For Against Against 14 Amendment to the ESPP Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Remove Supermajority Voting Standard Mgmt For For For for Future Amendments to the Bylaws 17 Remove Supermajority Voting Standard Mgmt For For For for Future Amendments to the Certificate 18 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change in Control 19 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Jeffrey L. Berenson Mgmt For For For 2 Elect Michael A. Cawley Mgmt For For For 3 Elect Edward F. Cox Mgmt For For For 4 Elect Charles D. Davidson Mgmt For For For 5 Elect Thomas J. Edelman Mgmt For For For 6 Elect Eric P. Grubman Mgmt For For For 7 Elect Kirby L. Hedrick Mgmt For For For 8 Elect Scott D. Urban Mgmt For For For 9 Elect William T. Van Kleef Mgmt For For For 10 Elect Molly K. Williamson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Kirbyjon H. Caldwell Mgmt For For For 2 Elect Lawrence S. Coben Mgmt For For For 3 Elect David W. Crane Mgmt For For For 4 Elect Terry G. Dallas Mgmt For For For 5 Elect Paul W. Hobby Mgmt For For For 6 Elect Edward R. Muller Mgmt For For For 7 Elect Evan J. Silverstein Mgmt For For For 8 Elect Thomas H. Weidemeyer Mgmt For For For
9 Elect Walter R. Young Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Approval of Amended and Restated Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect John L. Bernbach Mgmt For For For 2 Elect James G. Carlson Mgmt For For For 3 Elect Mark A. Emmert Mgmt For For For 4 Elect Steven J. Heyer Mgmt For For For 5 Elect Samuel R. Leno Mgmt For For For 6 Elect Barry Schochet Mgmt For For For 7 Elect James D. Shelton Mgmt For For For 8 Elect Amy Wallman Mgmt For For For 9 Elect John L. Workman Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2014 Stock and Incentive Plan Mgmt For For For 13 Amendment to the Annual Incentive Plan Mgmt For For For for Senior Executives ---------------------------------------------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSON CUSIP 705015105 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect David Arculus Mgmt For For For 4 Elect Vivienne Cox Mgmt For For For 5 Elect John Fallon Mgmt For For For 6 Elect Robin Freestone Mgmt For For For 7 Elect Kenneth Hydon Mgmt For For For 8 Elect S. Joshua Lewis Mgmt For For For 9 Elect Glen R. Moreno Mgmt For For For 10 Elect Linda Koch Lorimer Mgmt For For For 11 Elect Harish M. Manwani Mgmt For For For 12 Remuneration Policy (Binding) Mgmt For For For 13 Remuneration Report (Advisory) Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Notice Mgmt For Against Against Period at 14 Days 20 Renew Worldwide Save for Shares Plan Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- PENTAIR LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP H6169Q108 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect Jerry W. Burris Mgmt For For For 3 Elect Carol Anthony Davidson Mgmt For For For 4 Elect T. Michael Glenn Mgmt For For For 5 Elect David H. Y. Ho Mgmt For For For 6 Elect Randall J. Hogan Mgmt For For For 7 Elect David A. Jones Mgmt For For For 8 Elect Ronald L. Merriman Mgmt For For For 9 Elect William T. Monahan Mgmt For For For 10 Elect Billie Ida Williamson Mgmt For For For 11 Elect Randall J. Hogan as Chairman of Mgmt For For For the Board of Directors 12 Elect David A. Jones Mgmt For For For 13 Elect Glynis A. Bryan Mgmt For For For 14 Elect T. Michael Glenn Mgmt For For For 15 Elect William T. Monahan Mgmt For For For 16 Elect Proxy Voting Services Gmbh as the Mgmt For For For Independent Proxy 17 Accounts and Reports Mgmt For For For 18 Indemnification of Directors and Mgmt For For For Officers 19 Appointment of Statutory Auditor Mgmt For For For 20 Appointment of Independent Auditor Mgmt For For For 21 Appointment of Special Auditor Mgmt For For For 22 Allocation of Available Earnings Mgmt For For For 23 Dividend from Capital Reserves Mgmt For For For 24 Advisory Vote on Executive Compensation Mgmt For For For 25 Renewal of Authorized Capital Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- PENTAIR LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP H6169Q111 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Redomestication from Switzerland to Mgmt For For For Ireland 2 Elimination of Voting Restrictions on Mgmt For For For 20% Holders 3 Reduction in Share Premium Account Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNW CUSIP 723484101 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Donald E. Brandt Mgmt For For For 1.2 Elect Susan Clark-Johnson Mgmt For For For 1.3 Elect Denis A. Cortese Mgmt For For For 1.4 Elect Richard P. Fox Mgmt For For For 1.5 Elect Michael L. Gallagher Mgmt For Withhold Against 1.6 Elect Roy A. Herberger, Jr. Mgmt For For For 1.7 Elect Dale E. Klein Mgmt For For For 1.8 Elect Humberto S. Lopez Mgmt For For For 1.9 Elect Kathryn L. Munro Mgmt For For For 1.10 Elect Bruce J. Nordstrom Mgmt For For For 1.11 Elect David Wagener Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PROLOGIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 74340W103 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Hamid R. Moghadam Mgmt For For For 2 Elect George L. Fotiades Mgmt For Against Against 3 Elect Christine N. Garvey Mgmt For For For 4 Elect Lydia H. Kennard Mgmt For For For 5 Elect J. Michael Losh Mgmt For Against Against 6 Elect Irving F. Lyons III Mgmt For For For 7 Elect Jeffrey L. Skelton Mgmt For For For 8 Elect D. Michael Steuert Mgmt For For For 9 Elect Carl B. Webb Mgmt For Against Against 10 Elect William D. Zollars Mgmt For Against Against 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Albert R. Gamper, Jr. Mgmt For For For 2 Elect William V. Hickey Mgmt For For For 3 Elect Ralph Izzo Mgmt For For For 4 Elect Shirley A. Jackson Mgmt For For For 5 Elect David Lilley Mgmt For For For 6 Elect Thomas A. Renyi Mgmt For For For 7 Elect Hak Cheol Shin Mgmt For For For 8 Elect Richard J. Swift Mgmt For For For 9 Elect Susan Tomasky Mgmt For For For 10 Elect Alfred W. Zollar Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Elimination of Supermajority Mgmt For For For Requirements for Business Combinations 13 Elimination of Supermajority Mgmt For For For Requirements for Director Removal 14 Elimination of Supermajority Mgmt For For For Requirements for Bylaw Amendments 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PVH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 693656100 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Mary Baglivo Mgmt For For For 2 Elect Brent Callinicos Mgmt For For For 3 Elect Emanuel Chirico Mgmt For For For 4 Elect Juan R. Figuereo Mgmt For For For 5 Elect Joseph B. Fuller Mgmt For For For 6 Elect Fred Gehring Mgmt For For For 7 Elect Bruce Maggin Mgmt For For For 8 Elect V. James Marino Mgmt For For For 9 Elect Henry Nasella Mgmt For For For 10 Elect Rita M. Rodriguez Mgmt For For For 11 Elect Edward R. Rosenfeld Mgmt For For For 12 Elect Craig W. Rydin Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- REGAL ENTERTAINMENT GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS RGC CUSIP 758766109 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Stephen A. Kaplan Mgmt For For For 1.2 Elect Jack Tyrrell Mgmt For For For 1.3 Elect Nestor R. Weigand, Jr. Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CUSIP 7591EP100 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect George W. Bryan Mgmt For For For 2 Elect Carolyn H. Byrd Mgmt For For For 3 Elect David J. Cooper, Sr. Mgmt For For For 4 Elect Don DeFosset Mgmt For For For 5 Elect Eric C. Fast Mgmt For For For 6 Elect O. B. Grayson Hall, Jr. Mgmt For For For 7 Elect John D. Johns Mgmt For For For 8 Elect Charles D. McCrary Mgmt For For For 9 Elect James R. Malone Mgmt For For For 10 Elect Ruth Ann Marshall Mgmt For For For 11 Elect Susan W. Matlock Mgmt For For For 12 Elect John E. Maupin, Jr. Mgmt For For For 13 Elect Lee J. Styslinger III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- REINSURANCE GROUP OF AMERICA, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS RGA CUSIP 759351604 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Christine R. Detrick Mgmt For For For 1.2 Elect Joyce A. Phillips Mgmt For For For 1.3 Elect Arnoud W.A. Boot Mgmt For For For 1.4 Elect John F. Danahy Mgmt For For For 1.5 Elect J. Cliff Eason Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect James W. Crownover Mgmt For For For 2 Elect Tomago Collins Mgmt For For For 3 Elect Ann E. Dunwoody Mgmt For For For 4 Elect William J. Flynn Mgmt For For For 5 Elect Michael Larson Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon A. Rodriguez Mgmt For For For 8 Elect Donald W. Slager Mgmt For For For 9 Elect Allan C. Sorensen Mgmt For For For 10 Elect John M. Trani Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Executive Incentive Mgmt For For For Compensation Plan 14 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 15 Shareholder Proposal Regarding Report ShrHldr Against For Against on Political Spending ---------------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 01/31/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Jenny A. Hourihan Mgmt For For For 1.2 Elect Steven C. Voorhees Mgmt For For For 1.3 Elect J. Powell Brown Mgmt For For For 1.4 Elect Robert M. Chapman Mgmt For For For 1.5 Elect Terrell K. Crews Mgmt For For For 1.6 Elect Russell M. Currey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROK CUSIP 773903109 02/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Steven R. Kalmanson Mgmt For For For 1.2 Elect James P. Keane Mgmt For For For 1.3 Elect Donald R. Parfet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Majority ShrHldr For For For Vote for Election of Directors
---------------------------------------------------------------------------------------------------------------------- SEADRILL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SDRL CUSIP G7945E105 09/20/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Tor Olav Troim Mgmt For Against Against 3 Elect Kate Blankenship Mgmt For Against Against 4 Elect Kathrine Fredriksen Mgmt For For For 5 Elect Carl Erik Steen Mgmt For For For 6 Elect Bert Bekker Mgmt For For For 7 Elect Paul Leand, Jr. Mgmt For For For 8 Amendments to Articles Mgmt For Against Against 9 Appointment of Auditor and Authority to Mgmt For For For Set Fees 10 Directors' Fees Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- SHERWIN-WILLIAMS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SHW CUSIP 824348106 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Arthur F. Anton Mgmt For For For 2 Elect Christopher M. Connor Mgmt For For For 3 Elect David F. Hodnik Mgmt For For For 4 Elect Thomas G. Kadien Mgmt For For For 5 Elect Richard J. Kramer Mgmt For For For 6 Elect Susan J. Kropf Mgmt For For For 7 Elect Christine A. Poon Mgmt For For For 8 Elect Richard K. Smucker Mgmt For For For 9 Elect John M. Stropki, Jr. Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 85749P 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For
1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For 13 Purchasing of Interests in Oil, Gas or Mgmt For For For Other Mineral Exploration or Development Programs ---------------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard C. Breeden Mgmt For For For 1.2 Elect Cynthia L. Feldmann Mgmt For For For 1.3 Elect Jacqueline B. Kosecoff Mgmt For For For 1.4 Elect David B. Lewis Mgmt For For For 1.5 Elect Kevin M. McMullen Mgmt For For For 1.6 Elect Walter M Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen M. Sohi Mgmt For For For 1.8 Elect John P. Wareham Mgmt For For For 1.9 Elect Loyal W. Wilson Mgmt For For For 1.10 Elect Michael B. Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Edward C. Bernard Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For
4 Elect Donald B. Hebb, Jr. Mgmt For For For 5 Elect Freeman A. Hrabowski, III Mgmt For For For 6 Elect James A.C. Kennedy Mgmt For For For 7 Elect Robert F. MacLellan Mgmt For For For 8 Elect Brian C. Rogers Mgmt For For For 9 Elect Olympia J. Snowe Mgmt For For For 10 Elect Alfred Sommer Mgmt For For For 11 Elect Dwight S. Taylor Mgmt For For For 12 Elect Anne Marie Whittemore Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- TAUBMAN CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCO CUSIP 876664103 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert S. Taubman Mgmt For For For 1.2 Elect Lisa A. Payne Mgmt For Withhold Against 1.3 Elect William U. Parfet Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- THE ADT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADT CUSIP 00101J106 03/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Thomas J. Colligan Mgmt For For For 2 Elect Richard J. Daly Mgmt For For For 3 Elect Timothy M. Donahue Mgmt For For For 4 Elect Robert M. Dutkowsky Mgmt For For For 5 Elect Bruce S. Gordon Mgmt For For For 6 Elect Naren K. Gursahaney Mgmt For For For 7 Elect Bridgette Heller Mgmt For For For 8 Elect Kathleen W. Hyle Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- THE CHUBB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CB CUSIP 171232101 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Zoe Baird Budinger Mgmt For For For 2 Elect Sheila P. Burke Mgmt For For For 3 Elect James I. Cash, Jr. Mgmt For For For 4 Elect John D. Finnegan Mgmt For For For 5 Elect Timothy P. Flynn Mgmt For For For 6 Elect Karen M. Hoguet Mgmt For For For 7 Elect Lawrence W. Kellner Mgmt For For For 8 Elect Martin G. McGuinn Mgmt For For For 9 Elect Lawrence M. Small Mgmt For For For 10 Elect Jess Soderberg Mgmt For For For 11 Elect Daniel E. Somers Mgmt For For For 12 Elect William C. Weldon Mgmt For For For 13 Elect James M. Zimmerman Mgmt For For For 14 Elect Alfred W. Zollar Mgmt For For For 15 Long Term Incentive Plan (2014) Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report ---------------------------------------------------------------------------------------------------------------------- THE MANITOWOC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Donald M. Condon, Jr. Mgmt For For For 1.2 Elect Keith D. Nosbusch Mgmt For For For 1.3 Elect Glen E. Tellock Mgmt For For For 1.4 Elect Robert G. Bohn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- THE TIMKEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TKR CUSIP 887389104 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Phillip R. Cox Mgmt For For For 1.2 Elect Diane C. Creel Mgmt For For For 1.3 Elect Richard G. Kyle Mgmt For For For 1.4 Elect John A. Luke, Jr. Mgmt For For For 1.5 Elect Christopher L. Mapes Mgmt For For For 1.6 Elect Joseph W. Ralston Mgmt For For For 1.7 Elect John P. Reilly Mgmt For For For 1.8 Elect Frank C. Sullivan Mgmt For For For 1.9 Elect John M. Timken, Jr. Mgmt For For For 1.10 Elect Ward J. Timken, Jr. Mgmt For For For 1.11 Elect Jacqueline F. Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
---------------------------------------------------------------------------------------------------------------------- TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 08/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James C. Day Mgmt For For For 1.3 Elect Richard T. du Moulin Mgmt For For For 1.4 Elect Morris E. Foster Mgmt For For For 1.5 Elect J. Wayne Leonard Mgmt For For For 1.6 Elect Jon C. Madonna Mgmt For For For 1.7 Elect Richard A. Pattarozzi Mgmt For For For 1.8 Elect Jeffrey M. Platt Mgmt For For For 1.9 Elect Nicholas Sutton Mgmt For For For 1.10 Elect Cindy B. Taylor Mgmt For For For 1.11 Elect Dean E. Taylor Mgmt For For For 1.12 Elect Jack E. Thompson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Executive Officer Annual Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Edward D. Breen Mgmt For For For 4 Elect Herman E. Bulls Mgmt For For For 5 Elect Michael E. Daniels Mgmt For For For 6 Elect Frank M. Drendel Mgmt For For For 7 Elect Brian Duperreault Mgmt For For For 8 Elect Rajiv L. Gupta Mgmt For For For 9 Elect George R. Oliver Mgmt For For For 10 Elect Brendan R. O'Neill Mgmt For For For 11 Elect Jurgen Tinggren Mgmt For For For 12 Elect Sandra S. Wijnberg Mgmt For For For 13 Elect R. David Yost Mgmt For For For 14 Election of Chairman of the Board Mgmt For For For 15 Elect Rajiv L. Gupta Mgmt For For For 16 Elect Sandra S. Wijnberg Mgmt For For For 17 Elect R. David Yost Mgmt For For For 18 Appointment of Deloitte AG Mgmt For For For 19 Appointment of Deloitte and Touche Mgmt For For For
20 Appointment of PricewaterhouseCoopers Mgmt For For For AG as Special Auditor 21 Election Of Independent Proxy Mgmt For For For 22 Allocation of Profits/Dividends Mgmt For For For 23 Approval of Ordinary Cash Dividend Mgmt For For For 24 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Jerry D. Choate Mgmt For For For 2 Elect Joseph W Gorder Mgmt For For For 3 Elect William R. Klesse Mgmt For For For 4 Elect Deborah P. Majoras Mgmt For For For 5 Elect Donald L. Nickles Mgmt For For For 6 Elect Phillip J. Pfeiffer Mgmt For For For 7 Elect Robert A. Profusek Mgmt For For For 8 Elect Susan K. Purcell Mgmt For For For 9 Elect Stephen M. Waters Mgmt For For For 10 Elect Randall J. Weisenburger Mgmt For For For 11 Elect Rayford Wilkins Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Stockholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change in Control 15 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Reporting and Reduction Targets 16 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Report ---------------------------------------------------------------------------------------------------------------------- WELLPOINT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect R. Kerry Clark Mgmt For For For 2 Elect Robert L. Dixon, Jr. Mgmt For For For 3 Elect Lewis Hay, III Mgmt For For For 4 Elect William J. Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Prohibiting Political Spending
---------------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CUSIP 92937A102 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Non-UK Mgmt For Against Against Issuer--Advisory) 4 Remuneration Policy (Non-UK Mgmt For Against Against Issuer--Advisory) 5 Advisory Vote on Sustainability Report Mgmt For For For 6 Elect Roger Agnelli Mgmt For For For 7 Elect Jacques Aigrain Mgmt For For For 8 Elect Colin Day Mgmt For For For 9 Elect Philip Lader Mgmt For For For 10 Elect Ruigang Li Mgmt For For For 11 Elect Mark Read Mgmt For For For 12 Elect Paul Richardson Mgmt For For For 13 Elect Jeffrey A. Rosen Mgmt For For For 14 Elect Hugo Shong Mgmt For For For 15 Elect Timothy Shriver Mgmt For For For 16 Elect Martin S. Sorrell Mgmt For For For 17 Elect Sally Susman Mgmt For For For 18 Elect Solomon D. Trujillo Mgmt For For For 19 Elect John Hood Mgmt For For For 20 Elect Charlene T. Begley Mgmt For For For 21 Elect Nicole Seligman Mgmt For For For 22 Elect Daniela Riccardi Mgmt For For For 23 Appointment of Auditor and Authority to Mgmt For For For Set Fees 24 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 25 Increase in Directors' Fee Cap Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Moderate Allocation Strategy ---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH CORPORATE BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAINX CUSIP 76628T538 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH HIGH INCOME FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAHIX CUSIP 76628T504 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH INTERMEDIATE BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IBAX CUSIP 76628T801 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH INTERNATIONAL EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SCIIX CUSIP 76628R839 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH INTERNATIONAL EQUITY INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SIIIX CUSIP 76628R797 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH LARGE CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS STCIX CUSIP 76628R730 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH LARGE CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SVIX CUSIP 76628R664 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH MID-CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMVX CUSIP 76628R599 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH SEIX FLOATING RATE HIGH INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS SFRAX CUSIP 76628T660 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH SEIX HIGH YIELD FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS HYPSX CUSIP 76628T637 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH SELECT LARGE CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SXSAX CUSIP 76628R532 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH SMALL CAP GROWTH STOCK FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SCGIX CUSIP 76628R490 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For
2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH SMALL CAP VALUE EQUITY FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS SASVX CUSIP 76628R466 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH TOTAL RETURN BOND FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS CBPSX CUSIP 76628T496 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors ---------------------------------------------------------------------------------------------------------------------- RIDGEWORTH U.S. GOVERNMENT SECURITIES ULTRA-SHORT BOND TICKER SECURITY ID: MEETING DATE MEETING STATUS SIGVX CUSIP 76628T439 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim E. Bentsen Mgmt For For For 1.2 Elect Ashi S. Parikh Mgmt For For For 2 Amendment to Agreement and Declaration Mgmt For For For of Trust 3 Approval of a Manager of Managers Mgmt For For For Arrangement for the Funds 4 Approval of a New Advisory Agreement Mgmt For For For between the Adviser and the Trust 5 Approval of a New Subadvisory Mgmt For For For Agreement between the Adviser and Ceredex Value Advisors
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Seix Floating Rate High Income Fund ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth Seix High Yield Fund ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For
10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth Select Large Cap Growth Stock Fund ---------------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Leonard Bell Mgmt For For For 2 Elect Max Link Mgmt For For For 3 Elect William R. Keller Mgmt For For For 4 Elect John T. Mollen Mgmt For For For 5 Elect R. Douglas Norby Mgmt For For For 6 Elect Alvin S. Parven Mgmt For Against Against 7 Elect Andreas Rummelt Mgmt For For For 8 Elect Ann M. Veneman Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Poison ShrHldr Against For Against Pills ---------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Tom A. Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William B. Gordon Mgmt For For For 5 Elect Jamie S. Gorelick Mgmt For For For 6 Elect Alain Monie Mgmt For For For 7 Elect Jonathan Rubinstein Mgmt For For For 8 Elect Thomas O. Ryder Mgmt For Against Against 9 Elect Patricia Q. Stonesifer Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditures Report
---------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AXP CUSIP 025816109 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Ursula M. Burns Mgmt For For For 3 Elect Kenneth I. Chenault Mgmt For For For 4 Elect Peter Chernin Mgmt For For For 5 Elect Anne Lauvergeon Mgmt For For For 6 Elect Theodore J. Leonsis Mgmt For For For 7 Elect Richard C. Levin Mgmt For For For 8 Elect Richard A. McGinn Mgmt For For For 9 Elect Samuel J. Palmisano Mgmt For For For 10 Elect Steven S. Reinemund Mgmt For For For 11 Elect Daniel L. Vasella Mgmt For For For 12 Elect Robert D. Walter Mgmt For For For 13 Elect Ronald A. Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Employment Diversity Report 17 Shareholder Proposal Regarding Privacy ShrHldr Against Against For and Data Security 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement ---------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Vincent T. Roche Mgmt For For For 3 Elect Richard M. Beyer Mgmt For For For 4 Elect James A. Champy Mgmt For For For 5 Elect John C. Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil S. Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Kenton J. Sicchitano Mgmt For For For 10 Elect Lisa T. Su Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 13 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William V. Campbell Mgmt For For For 1.2 Elect Timothy D. Cook Mgmt For For For 1.3 Elect Millard S. Drexler Mgmt For For For 1.4 Elect Albert A. Gore, Jr. Mgmt For For For 1.5 Elect Robert A. Iger Mgmt For For For 1.6 Elect Andrea Jung Mgmt For For For 1.7 Elect Arthur D. Levinson Mgmt For For For 1.8 Elect Ronald D. Sugar Mgmt For For For 2 Technical Amendment to Articles Mgmt For For For 3 Eliminate Blank Check Authority to Mgmt For For For Issue Preferred Stock 4 Establish a Par Value for the Mgmt For For For Company's Common Stock of $0.00001 Per Share 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 2014 Employee Stock Plan Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against Against For Formation of Human Rights Committee 9 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability-Related Trade Association Memberships 10 Shareholder Proposal Regarding Share ShrHldr N/A Abstain N/A Buybacks 11 Shareholder Proposal Regarding Proxy ShrHldr Against Against For Access ---------------------------------------------------------------------------------------------------------------------- ARM HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CUSIP 042068106 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Remuneration Report (Advisory) Mgmt For For For 4 Remuneration Policy (Binding) Mgmt For For For 5 Elect Stuart Chambers Mgmt For For For 6 Elect Simon Segars Mgmt For For For 7 Elect Andy Green Mgmt For For For 8 Elect Larry Hirst Mgmt For For For 9 Elect Mike Muller Mgmt For For For 10 Elect Kathleen O'Donovan Mgmt For For For 11 Elect Janice Roberts Mgmt For For For 12 Elect Tim Score Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Increase in Directors' Fee Cap Mgmt For For For
16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days ---------------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059210 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendment to Remuneration Policy Mgmt For For For 6 Performance Share Plan Grant Mgmt For For For 7 Authority to Issue Shares under Mgmt For For For Employee Incentive Plans 8 Elect Fritz W. Frohlich Mgmt For For For 9 Elect J.M.C. Stork Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Suppress Preemptive Rights Mgmt For For For 14 Authority to Issue Shares for Mgmt For For For Mergers/Acquisitions 15 Authority to Suppress Preemptive Rights Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Repurchase Additional Mgmt For For For Shares 18 Authority to Cancel Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- BIOGEN IDEC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Caroline Dorsa Mgmt For For For 2 Elect Stelios Papadopoulos Mgmt For For For 3 Elect George A. Scangos Mgmt For For For 4 Elect Lynn Schenk Mgmt For For For 5 Elect Alexander J. Denner Mgmt For For For 6 Elect Nancy L. Leaming Mgmt For For For
7 Elect Richard C. Mulligan Mgmt For For For 8 Elect Robert W. Pangia Mgmt For For For 9 Elect Brian S. Posner Mgmt For For For 10 Elect Eric K. Rowinsky Mgmt For For For 11 Elect Stephen A. Sherwin Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CERNER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CERN CUSIP 156782104 05/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect John C. Danforth Mgmt For For For 2 Elect Neal L. Patterson Mgmt For For For 3 Elect William D. Zollars Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Susan L. Decker Mgmt For For For 1.2 Elect Richard M. Libenson Mgmt For Withhold Against 1.3 Elect John W. Meisenbach Mgmt For Withhold Against 1.4 Elect Charles T. Munger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Repeal of Classified Board Mgmt Abstain For Against ---------------------------------------------------------------------------------------------------------------------- CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect N. Thomas Linebarger Mgmt For For For 2 Elect William I. Miller Mgmt For For For 3 Elect Alexis M. Herman Mgmt For For For 4 Elect Georgia R. Nelson Mgmt For For For 5 Elect Robert K. Herdman Mgmt For For For 6 Elect Robert J. Bernhard Mgmt For For For 7 Elect Franklin R. Chang-Diaz Mgmt For For For
8 Elect Stephen B. Dobbs Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Voting ShrHldr Against Against For Disclosure ---------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAL CUSIP 247361702 06/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Richard H. Anderson Mgmt For For For 2 Elect Edward H. Bastian Mgmt For For For 3 Elect Roy J. Bostock Mgmt For For For 4 Elect John S. Brinzo Mgmt For For For 5 Elect Daniel A. Carp Mgmt For For For 6 Elect David G. DeWalt Mgmt For For For 7 Elect William H. Easter III Mgmt For For For 8 Elect Mickey P. Foret Mgmt For For For 9 Elect Shirley C. Franklin Mgmt For For For 10 Elect David R. Goode Mgmt For For For 11 Elect George N. Mattson Mgmt For For For 12 Elect Paula Rosput Reynolds Mgmt For For For 13 Elect Kenneth C. Rogers Mgmt For For For 14 Elect Kenneth B. Woodrow Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Change in Board Size Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement ---------------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Janet F. Clark Mgmt For For For 2 Elect Charles R. Crisp Mgmt For For For 3 Elect James C. Day Mgmt For For For 4 Elect Mark G. Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald F. Textor Mgmt For For For 7 Elect William R. Thomas Mgmt For For For 8 Elect Frank G. Wisner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Hydraulic Fracturing 12 Shareholder Proposal Regarding Methane ShrHldr Against Against For Reduction Targets
---------------------------------------------------------------------------------------------------------------------- ESTEE LAUDER COMPANIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EL CUSIP 518439104 11/12/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Aerin Lauder Mgmt For For For 2 Elect William P. Lauder Mgmt For For For 3 Elect Richard D. Parsons Mgmt For For For 4 Elect Lynn Forester de Rothschild Mgmt For For For 5 Elect Richard F. Zannino Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Executive Annual Incentive Plan Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sustainable Palm Oil Policy ---------------------------------------------------------------------------------------------------------------------- FACEBOOK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FB CUSIP 30303M102 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Marc L. Andreessen Mgmt For Withhold Against 1.2 Elect Erskine B. Bowles Mgmt For For For 1.3 Elect Susan D. Desmond-Hellmann Mgmt For For For 1.4 Elect Donald E. Graham Mgmt For For For 1.5 Elect Reed Hastings Mgmt For For For 1.6 Elect Sheryl K. Sandberg Mgmt For For For 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization 4 Shareholder Proposal Regarding ShrHldr Against For Against Lobbying Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Incorporation of Values in Political Spending 6 Shareholder Proposal Regarding Report ShrHldr Against Against For on Childhood Obesity Risks 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
---------------------------------------------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Peter K. Barker Mgmt For For For 2 Elect Alan M. Bennett Mgmt For For For 3 Elect Rosemary T. Berkery Mgmt For For For 4 Elect Peter J. Fluor Mgmt For Against Against 5 Elect James T. Hackett Mgmt For For For 6 Elect Deborah D. McWhinney Mgmt For For For 7 Elect Dean R. O'Hare Mgmt For Against Against 8 Elect Armando J. Olivera Mgmt For For For 9 Elect Joseph W. Prueher Mgmt For For For 10 Elect Matthew K. Rose Mgmt For For For 11 Elect David T. Seaton Mgmt For For For 12 Elect Nader H. Sultan Mgmt For For For 13 Elect Lynn C. Swann Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Director Restricted Stock Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman ---------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect John F. Cogan Mgmt For For For 2 Elect Etienne F. Davignon Mgmt For For For 3 Elect Carla A. Hills Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect John W. Madigan Mgmt For For For 6 Elect John C. Martin Mgmt For For For 7 Elect Nicholas G. Moore Mgmt For For For 8 Elect Richard J. Whitley Mgmt For For For 9 Elect Gayle E. Wilson Mgmt For For For 10 Elect Per Wold-Olsen Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Adoption of Exclusive Forum Provision Mgmt For Against Against 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding Linking ShrHldr Against Against For Executive Pay to Patient Access
---------------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric E. Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For Withhold Against 1.5 Elect Diane B. Greene Mgmt For For For 1.6 Elect John L. Hennessy Mgmt For Withhold Against 1.7 Elect Ann Mather Mgmt For For For 1.8 Elect Paul S. Otellini Mgmt For For For 1.9 Elect K. Ram Shriram Mgmt For For For 1.10 Elect Shirley M. Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization 5 Shareholder Proposal Regarding ShrHldr Against For Against Lobbying Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding Tax ShrHldr Against Against For Policy Principles 8 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman ---------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Alan M. Bennett Mgmt For For For 2 Elect James R. Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For Against Against 4 Elect Nance K. Dicciani Mgmt For For For 5 Elect Murry S. Gerber Mgmt For For For 6 Elect Jose C. Grubisich Mgmt For For For 7 Elect Abdallah S. Jum'ah Mgmt For For For 8 Elect David J. Lesar Mgmt For For For 9 Elect Robert A. Malone Mgmt For For For 10 Elect J. Landis Martin Mgmt For For For 11 Elect Debra L. Reed Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Against For of Human Rights Policies
---------------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Natalie A. Black Mgmt For Withhold Against 1.2 Elect Raymond L. Conner Mgmt For For For 1.3 Elect William H. Lacy Mgmt For For For 1.4 Elect Alex A. Molinaroli Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LVS CUSIP 517834107 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Charles D. Forman Mgmt For For For 1.2 Elect George Jamieson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Equity Award Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David W. Bernauer Mgmt For For For 1.3 Elect Leonard L. Berry Mgmt For For For 1.4 Elect Angela F. Braly Mgmt For For For 1.5 Elect Richard W. Dreiling Mgmt For For For 1.6 Elect Dawn E. Hudson Mgmt For For For 1.7 Elect Robert L. Johnson Mgmt For For For 1.8 Elect Marshall O. Larsen Mgmt For For For 1.9 Elect Richard K. Lochridge Mgmt For For For 1.10 Elect Robert A. Niblock Mgmt For For For 1.11 Elect Eric C. Wiseman Mgmt For For For 2 Amendment to the 2006 Long Term Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Annual ShrHldr Against Against For Reporting on Environmental Goals and Sustainability Policy
---------------------------------------------------------------------------------------------------------------------- MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Laura K. Ipsen Mgmt For For For 3 Elect William U. Parfet Mgmt For For For 4 Elect George H. Poste Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Labeling of Genetically Modified Foods 8 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Modified Organisms ---------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Erskine B. Bowles Mgmt For For For 2 Elect Howard J. Davies Mgmt For For For 3 Elect Thomas H. Glocer Mgmt For For For 4 Elect James P. Gorman Mgmt For For For 5 Elect Robert H. Herz Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect Klaus Kleinfield Mgmt For For For 8 Elect Donald T. Nicolaisen Mgmt For For For 9 Elect Hutham S. Olayan Mgmt For For For 10 Elect James W. Owens Mgmt For Against Against 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Ryosuke Tamakoshi Mgmt For For For 13 Elect Masaaki Tanaka Mgmt For For For 14 Elect Laura D'Andrea Tyson Mgmt For For For 15 Elect Rayford Wilkins, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For Against Against 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report
---------------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 04/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Heather Bresch Mgmt For For For 2 Elect Wendy Cameron Mgmt For For For 3 Elect Robert J. Cindrich Mgmt For For For 4 Elect Robert J. Coury Mgmt For For For 5 Elect JoEllen Lyons Dillon Mgmt For For For 6 Elect Neil F. Dimick Mgmt For For For 7 Elect Melina Higgins Mgmt For For For 8 Elect Douglas J. Leech Mgmt For For For 9 Elect Rajiv Malik Mgmt For For For 10 Elect Joseph C. Maroon Mgmt For For For 11 Elect Mark Parrish Mgmt For For For 12 Elect Rodney L. Piatt Mgmt For For For 13 Elect Randall L. Vanderveen Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman ---------------------------------------------------------------------------------------------------------------------- POLARIS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PII CUSIP 731068102 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Kevin M. Farr Mgmt For For For 1.2 Elect Gary E. Hendrickson Mgmt For For For 1.3 Elect Mark Schreck Mgmt For For For 1.4 Elect William G. Van Dyke Mgmt For For For 2 Amendment to the Senior Executive Mgmt For For For Annual Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Daniel J. Murphy Mgmt For For For 1.3 Elect Vernon E. Oechsle Mgmt For For For 1.4 Elect Rick Schmidt Mgmt For For For 1.5 Elect Richard L. Wambold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the 2001 Stock Incentive Mgmt For For For Plan 5 Adoption of Majority Vote for Election Mgmt For For For of Directors
---------------------------------------------------------------------------------------------------------------------- PRICELINE GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tim Armstrong Mgmt For For For 1.2 Elect Howard W. Barker, Jr. Mgmt For For For 1.3 Elect Jeffrey H. Boyd Mgmt For For For 1.4 Elect Jan L. Docter Mgmt For For For 1.5 Elect Jeffrey E. Epstein Mgmt For For For 1.6 Elect James M. Guyette Mgmt For For For 1.7 Elect Darren R. Huston Mgmt For For For 1.8 Elect Nancy B. Peretsman Mgmt For For For 1.9 Elect Thomas E. Rothman Mgmt For For For 1.10 Elect Craig W. Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent ---------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Keith Block Mgmt For For For 3 Elect Craig A. Conway Mgmt For For For 4 Elect Alan G. Hassenfeld Mgmt For For For 5 Elect Colin Powell Mgmt For For For 6 Elect John V. Roos Mgmt For For For 7 Elect Lawrence Tomlinson Mgmt For For For 8 Elect Robin L. Washington Mgmt For For For 9 Ratification of Auditor Mgmt For Against Against 10 Advisory Vote on Executive Compensation Mgmt For Against Against
---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 85749P 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For 13 Purchasing of Interests in Oil, Gas or Mgmt For For For Other Mineral Exploration or Development Programs ---------------------------------------------------------------------------------------------------------------------- VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard T. Carucci Mgmt For For For 1.2 Elect Juliana L. Chugg Mgmt For For For 1.3 Elect Juan E. de Bedout Mgmt For For For 1.4 Elect Ursula O. Fairbairn Mgmt For For For 1.5 Elect George Fellows Mgmt For For For 1.6 Elect Clarence Otis, Jr. Mgmt For For For 1.7 Elect Matthew J. Shattock Mgmt For For For 1.8 Elect Eric C. Wiseman Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Mary B. Cranston Mgmt For Against Against 2 Elect Francisco Javier Fernandez Mgmt For For For Carbajal 3 Elect Alfred F. Kelly, Jr. Mgmt For For For 4 Elect Robert W. Matschullat Mgmt For For For 5 Elect Cathy E. Minehan Mgmt For For For 6 Elect Suzanne Nora Johnson Mgmt For For For 7 Elect David J. PANG Mgmt For For For 8 Elect Charles W. Scharf Mgmt For For For 9 Elect William S. Shanahan Mgmt For For For 10 Elect John A.C. Swainson Mgmt For For For 11 Elect Maynard G. Webb, Jr. Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFM CUSIP 966837106 02/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John B. Elstrott Mgmt For For For 1.2 Elect Gabrielle E. Greene Mgmt For For For 1.3 Elect Hass Hassan Mgmt For For For 1.4 Elect Stephanie Kugelman Mgmt For For For 1.5 Elect John P. Mackey Mgmt For For For 1.6 Elect Walter Robb Mgmt For For For 1.7 Elect Jonathan A. Seiffer Mgmt For For For 1.8 Elect Morris J. Siegel Mgmt For For For 1.9 Elect Jonathan D. Sokoloff Mgmt For For For 1.10 Elect Ralph Z. Sorenson Mgmt For For For 1.11 Elect William A. Tindell Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses 5 Shareholder Proposal Regarding Voting ShrHldr Against Against For Disclosure Registrant : RidgeWorth Funds Fund Name : RidgeWorth Short-Term Bond Fund ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For
1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth Short-Term U.S. Treasury Securities Fund ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets
11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth Small Cap Growth Stock Fund ---------------------------------------------------------------------------------------------------------------------- 8X8, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGHT CUSIP 282914100 07/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Guy L. Hecker, Jr. Mgmt For For For 1.2 Elect Bryan R. Martin Mgmt For For For 1.3 Elect Mansour Salame Mgmt For Withhold Against 1.4 Elect Eric Salzman Mgmt For For For 1.5 Elect Vikram Verma Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AAR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIR CUSIP 000361105 10/09/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Norman R. Bobins Mgmt For Withhold Against 1.2 Elect Ronald R. Fogleman Mgmt For Withhold Against 1.3 Elect James E. Goodwin Mgmt For For For 1.4 Elect Marc J. Walfish Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Approval of 2013 Stock Benefit Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ABIOMED, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABMD CUSIP 003654100 08/14/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Michael R. Minogue Mgmt For For For 1.2 Elect W. Gerald Austen Mgmt For For For 1.3 Elect Martin P. Sutter Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- ACADIA HEALTHCARE COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACHC CUSIP 00404A109 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Wade D. Miquelon Mgmt For For For 1.2 Elect William M. Petrie Mgmt For For For 1.3 Elect Bruce A. Shear Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AIR METHODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AIRM CUSIP 009128307 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John J. Connolly Mgmt For For For 1.2 Elect Jeffrey A. Dorsey Mgmt For For For 1.3 Elect Morad Tahbaz Mgmt For For For 1.4 Elect Aaron D. Todd Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Joseph Lacob Mgmt For For For 2 Elect C. Raymond Larkin, Jr. Mgmt For For For 3 Elect George J. Morrow Mgmt For For For 4 Elect David C. Nagel Mgmt For For For 5 Elect Thomas M. Prescott Mgmt For For For 6 Elect Andrea L. Saia Mgmt For For For 7 Elect Greg J. Santora Mgmt For For For 8 Elect Warren S. Thaler Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- ALLEGIANT TRAVEL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGT CUSIP 01748X102 06/18/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Montie Brewer Mgmt For For For 1.2 Elect Gary Ellmer Mgmt For Withhold Against 1.3 Elect Maurice J. Gallagher, Jr. Mgmt For For For 1.4 Elect Andrew C. Levy Mgmt For For For 1.5 Elect Linda A. Marvin Mgmt For For For 1.6 Elect Charles W. Pollard Mgmt For For For 1.7 Elect John Redmond Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 2014 Employee Stock Purchase Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors ---------------------------------------------------------------------------------------------------------------------- AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AXL CUSIP 024061103 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect James A. McCaslin Mgmt For For For 1.2 Elect William P. Miller II Mgmt For For For 1.3 Elect Samuel Valenti III Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ANIKA THERAPEUTICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANIK CUSIP 035255108 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Steven E. Wheeler Mgmt For For For 1.2 Elect Charles H. Sherwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARNA CUSIP 040047102 06/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Jack Lief Mgmt For For For 1.2 Elect Dominic P. Behan Mgmt For For For 1.3 Elect Donald D. Belcher Mgmt For For For 1.4 Elect Scott H. Bice Mgmt For For For 1.5 Elect Harry F. Hixson, Jr. Mgmt For For For
1.6 Elect Tina S. Nova Mgmt For For For 1.7 Elect Phillip M. Schneider Mgmt For For For 1.8 Elect Christine A. White Mgmt For For For 1.9 Elect Randall E. Woods Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ASBURY AUTOMOTIVE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABG CUSIP 043436104 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Juanita T. James Mgmt For For For 1.2 Elect Craig T. Monaghan Mgmt For For For 2 Adoption of Exclusive Forum Provision Mgmt For Against Against 3 Approve Key Executive Incentive Mgmt For For For Compensation Plan 4 Advisory Approval on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ASPEN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AZPN CUSIP 045327103 12/05/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert M. Whelan, Jr. Mgmt For For For 1.2 Elect Donald P. Casey Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ASTRONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATRO CUSIP 046433207 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Raymond W. Boushie Mgmt For For For 1.2 Elect Robert T. Brady Mgmt For Withhold Against 1.3 Elect John B. Drenning Mgmt For Withhold Against 1.4 Elect Peter J. Gundermann Mgmt For For For 1.5 Elect Kevin T. Keane Mgmt For For For 1.6 Elect Robert J. McKenna Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- ATHENAHEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATHN CUSIP 04685W103 06/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Amy Abernethy Mgmt For For For 1.2 Elect Jonathan Bush Mgmt For For For 1.3 Elect Brandon H. Hull Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- AUXILIUM PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Rolf A. Classon Mgmt For For For 1.2 Elect Adrian Adams Mgmt For For For 1.3 Elect Peter C. Brandt Mgmt For For For 1.4 Elect Oliver S. Fetzer Mgmt For For For 1.5 Elect Paul A. Friedman Mgmt For For For 1.6 Elect Nancy S. Lurker Mgmt For For For 1.7 Elect William T. McKee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For 5 Amendment to 2004 Equity Compensation Mgmt For Against Against Plan ---------------------------------------------------------------------------------------------------------------------- AVANIR PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVNR CUSIP 05348P401 02/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Corinne H. Nevinny Mgmt For For For 1.2 Elect Dennis G. Podlesak Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 2014 Incentive Plan Mgmt For For For 5 Increase of Authorized Common Stock Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- AXION INTERNATIONAL HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AXIH CUSIP 05462D101 11/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Reincorporation from Colorado to Mgmt For Against Against Delaware 2 Increase of Authorized Common Stock Mgmt For For For 3.1 Elect Thomas Bowersox Mgmt For Withhold Against 3.2 Elect Anthony Hatch Mgmt For Withhold Against 3.3 Elect Allen Hershkowitz Mgmt For Withhold Against 3.4 Elect Perry P. Jacobson Mgmt For For For 3.5 Elect James J. Kerstein Mgmt For For For 3.6 Elect Allen Kronstadt Mgmt For For For 3.7 Elect Steven Silverman Mgmt For For For 4 Amendment to the 2010 Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 8 Right to Adjourn Meeting Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- BEAZER HOMES USA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BZH CUSIP 07556Q881 02/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Elizabeth S. Acton Mgmt For For For 2 Elect Laurent Alpert Mgmt For For For 3 Elect Brian C. Beazer Mgmt For For For 4 Elect Peter G. Leemputte Mgmt For For For 5 Elect Allan P. Merrill Mgmt For For For 6 Elect Norma A. Provencio Mgmt For For For 7 Elect Larry T. Solari Mgmt For For For 8 Elect Stephen P. Zelnak, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Approval of 2014 Long-Term Incentive Mgmt For Against Against Plan ---------------------------------------------------------------------------------------------------------------------- BOTTOMLINE TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EPAY CUSIP 101388106 11/14/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect James L. Loomis Mgmt For For For 1.2 Elect Daniel M. McGurl Mgmt For Withhold Against 1.3 Elect Jennifer M. Gray Mgmt For For For 2 Amendment to the 2009 Stock Incentive Mgmt For Against Against Plan 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Sally J. Smith Mgmt For For For 1.2 Elect J. Oliver Maggard Mgmt For For For 1.3 Elect James M. Damian Mgmt For For For 1.4 Elect Dale M. Applequist Mgmt For For For 1.5 Elect Warren E. Mack Mgmt For Withhold Against 1.6 Elect Michael P. Johnson Mgmt For For For 1.7 Elect Jerry R. Rose Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- C&J ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CJES CUSIP 12467B106 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Joshua E. Comstock Mgmt For For For 1.2 Elect Randall C. McMullen, Jr. Mgmt For Withhold Against 1.3 Elect Darren M. Friedman Mgmt For For For 1.4 Elect Adrianna Ma Mgmt For For For 1.5 Elect Michael Roemer Mgmt For For For 1.6 Elect C. James Stewart, III Mgmt For Withhold Against 1.7 Elect H.H. Wommack, III Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CAMBREX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBM CUSIP 132011107 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Rosina B. Dixon Mgmt For For For 2 Elect Kathryn R. Harrigan Mgmt For For For 3 Elect Leon J. Hendrix, Jr. Mgmt For For For 4 Elect Ilan Kaufthal Mgmt For For For 5 Elect Steven M. Klosk Mgmt For For For 6 Elect William B. Korb Mgmt For For For
7 Elect Peter G. Tombros Mgmt For For For 8 Elect Shlomo Yanai Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CAPELLA EDUCATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CPLA CUSIP 139594105 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect J. Kevin Gilligan Mgmt For For For 1.2 Elect Michael A. Linton Mgmt For For For 1.3 Elect Michael L. Lomax Mgmt For For For 1.4 Elect Jody G. Miller Mgmt For For For 1.5 Elect Stephen G. Shank Mgmt For For For 1.6 Elect Andrew M. Slavitt Mgmt For For For 1.7 Elect David W. Smith Mgmt For For For 1.8 Elect Jeffrey W. Taylor Mgmt For For For 1.9 Elect Darrell R. Tukua Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2014 Equity Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- CARDTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CATM CUSIP 14161H108 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Jorge M. Diaz Mgmt For For For 1.2 Elect G. Patrick Phillips Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Adoption of Majority Vote for Election Mgmt For For For of Directors 5 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 6 Amendment to the 2007 Stock Incentive Mgmt For For For Plan ---------------------------------------------------------------------------------------------------------------------- CARMIKE CINEMAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CKEC CUSIP 143436400 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Roland C. Smith Mgmt For For For 1.2 Elect Mark R. Bell Mgmt For For For
1.3 Elect Jeffrey W. Berkman Mgmt For For For 1.4 Elect Sean T. Erwin Mgmt For For For 1.5 Elect James A. Fleming Mgmt For For For 1.6 Elect Alan J. Hirschfield Mgmt For For For 1.7 Elect S. David Passman III Mgmt For For For 1.8 Elect Patricia A. Wilson Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2014 Incentive Stock Plan Mgmt For For For 4 Employee Stock Purchase Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CATHAY GENERAL BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS CATY CUSIP 149150104 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Nelson Chung Mgmt For For For 2 Elect Felix S. Fernandez Mgmt For For For 3 Elect Patrick S. D. Lee Mgmt For For For 4 Elect Ting Y. Liu Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CEPHEID TICKER SECURITY ID: MEETING DATE MEETING STATUS CPHD CUSIP 15670R107 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Robert J. Easton Mgmt For For For 2 Elect Hollings C. Renton Mgmt For For For 3 Elect Glenn D. Steele, Jr. Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For 5 Amendment to the 2006 Equity Incentive Mgmt For For For Plan 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- CHANNELADVISOR CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS ECOM CUSIP 159179100 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert C. Hower Mgmt For Withhold Against 1.2 Elect M. Scot Wingo Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CHART INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTLS CUSIP 16115Q308 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Samuel F. Thomas Mgmt For For For 1.2 Elect W. Douglas Brown Mgmt For For For 1.3 Elect Richard E. Goodrich Mgmt For For For 1.4 Elect Terrence J. Keating Mgmt For For For 1.5 Elect Steven W. Krablin Mgmt For For For 1.6 Elect Michael W. Press Mgmt For For For 1.7 Elect Elizabeth G. Spomer Mgmt For For For 1.8 Elect Thomas L. Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Cash Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- COGENT COMMUNICATIONS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCOI CUSIP 19239V302 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Dave Schaeffer Mgmt For For For 1.2 Elect Steven D. Brooks Mgmt For Withhold Against 1.3 Elect Timothy Weingarten Mgmt For Withhold Against 1.4 Elect Richard T. Liebhaber Mgmt For For For 1.5 Elect D. Blake Bath Mgmt For For For 1.6 Elect Marc Montagner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Award Mgmt For Against Against Plan 4 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/21/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David F. Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- CORNERSTONE ONDEMAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSOD CUSIP 21925Y103 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Adam L. Miller Mgmt For For For 1.2 Elect R.C. Mark Baker Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CORPORATE EXECUTIVE BOARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CEB CUSIP 21988R102 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Thomas L. Monahan III Mgmt For For For 1.2 Elect Gregor S. Bailar Mgmt For For For 1.3 Elect Stephen M. Carter Mgmt For For For 1.4 Elect Gordon J. Coburn Mgmt For For For 1.5 Elect L. Kevin Cox Mgmt For For For 1.6 Elect Nancy J. Karch Mgmt For For For 1.7 Elect Daniel O. Leemon Mgmt For For For 1.8 Elect Jeffrey R. Tarr Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- COSTAR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGP CUSIP 22160N109 06/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Michael R. Klein Mgmt For For For 2 Elect Andrew C. Florance Mgmt For For For 3 Elect David Bonderman Mgmt For For For 4 Elect Michael J. Glosserman Mgmt For For For 5 Elect Warren H. Haber Mgmt For For For 6 Elect John W. Hill Mgmt For For For 7 Elect Christopher J. Nassetta Mgmt For For For 8 Elect David J. Steinberg Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- EHEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EHTH CUSIP 28238P109 06/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William T. Shaughnessy Mgmt For For For 1.2 Elect Randall S. Livingston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Performance Bonus Plan Mgmt For For For 5 2014 Equity Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ELLIE MAE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELLI CUSIP 28849P100 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Craig Davis Mgmt For For For 1.2 Elect Robert J. Levin Mgmt For For For 1.3 Elect Jeb S. Spencer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Elimination of Supermajority Voting Mgmt For For For Provisions ---------------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Stephen W. Bershad Mgmt For For For 2 Elect David A.B. Brown Mgmt For For For 3 Elect Larry J. Bump Mgmt For For For 4 Elect Anthony J. Guzzi Mgmt For For For 5 Elect Richard F. Hamm, Jr. Mgmt For For For 6 Elect David H. Laidley Mgmt For For For 7 Elect Frank T. MacInnis Mgmt For For For 8 Elect Jerry E. Ryan Mgmt For For For 9 Elect Michael T. Yonker Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECPG CUSIP 292554102 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Willem Mesdag Mgmt For For For 1.2 Elect Laura Newman Olle Mgmt For For For 1.3 Elect Francis E. Quinlan Mgmt For For For 1.4 Elect Norman R. Sorensen Mgmt For For For 1.5 Elect Richard J. Srednicki Mgmt For For For 1.6 Elect J. Christopher Teets Mgmt For For For 1.7 Elect Kenneth A. Vecchione Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ENDOLOGIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELGX CUSIP 29266S106 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Daniel Lemaitre Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- EXELIXIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXEL CUSIP 30161Q104 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Michael M. Morrissey Mgmt For For For 2 Elect Stelios Papadopoulos Mgmt For For For 3 Elect George A. Scangos Mgmt For For For 4 Elect Lance Willsey Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2014 Equity Incentive Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- FINANCIAL ENGINES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNGN CUSIP 317485100 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Blake R. Grossman Mgmt For For For 1.2 Elect Robert A. Huret Mgmt For For For 1.3 Elect Jeffrey N. Maggioncalda Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2009 Stock Incentive Mgmt For Against Against Plan 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- FIVE BELOW INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIVE CUSIP 33829M101 06/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Stephen J. Collins Mgmt For Withhold Against 1.2 Elect Thomas M. Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- FLOTEK INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTK CUSIP 343389102 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John W. Chisholm Mgmt For For For 1.2 Elect L. Melvin Cooper Mgmt For For For 1.3 Elect Kenneth T. Hern Mgmt For For For 1.4 Elect L.V. McGuire Mgmt For For For 1.5 Elect John S. Reiland Mgmt For For For 1.6 Elect Carla S. Hardy Mgmt For For For 1.7 Elect Ted D. Brown Mgmt For For For 2 2014 Long-Term Incentive Plan Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- G-III APPAREL GROUP, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIII CUSIP 36237H101 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Morris Goldfarb Mgmt For For For 1.2 Elect Sammy Aaron Mgmt For For For 1.3 Elect Thomas J. Brosig Mgmt For For For 1.4 Elect Alan Feller Mgmt For For For 1.5 Elect Jeffrey Goldfarb Mgmt For For For 1.6 Elect Jeanette Nostra Mgmt For Withhold Against 1.7 Elect Laura H. Pomerantz Mgmt For For For 1.8 Elect Allen E. Sirkin Mgmt For For For 1.9 Elect Willem van Bokhorst Mgmt For For For 1.10 Elect Cheryl Vitali Mgmt For For For
1.11 Elect Richard D. White Mgmt For For For 2 Approval of the Performance-Based Mgmt For For For Bonus Provision of Morris Goldfarb's Employment Agreement 3 Approval of the Performance-Based Mgmt For For For Bonus Provision of Sammy Aaron's Employment Agreement 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- GRAY TELEVISION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTN CUSIP 389375106 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Hilton H. Howell, Jr. Mgmt For For For 1.2 Elect William E. Mayher, III Mgmt For For For 1.3 Elect Richard L. Boger Mgmt For For For 1.4 Elect T.L. Elder Mgmt For For For 1.5 Elect Robin R. Howell Mgmt For For For 1.6 Elect Howell W. Newton Mgmt For For For 1.7 Elect Hugh E. Norton Mgmt For For For 1.8 Elect Harriett J. Robinson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- GUIDEWIRE SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWRE CUSIP 40171V100 12/05/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John Cavoores Mgmt For For For 1.2 Elect Guy Dubois Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- GULFPORT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GPOR CUSIP 402635304 07/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Increase of Authorized Common Stock Mgmt For Against Against
---------------------------------------------------------------------------------------------------------------------- H&E EQUIPMENT SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEES CUSIP 404030108 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Gary W. Bagley Mgmt For For For 1.2 Elect John M. Engquist Mgmt For For For 1.3 Elect Paul N. Arnold Mgmt For For For 1.4 Elect Bruce C. Bruckmann Mgmt For For For 1.5 Elect Patrick L. Edsell Mgmt For For For 1.6 Elect Thomas J. Galligan III Mgmt For For For 1.7 Elect Lawrence C. Karlson Mgmt For Withhold Against 1.8 Elect John T. Sawyer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- H.B. FULLER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FUL CUSIP 359694106 04/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect J. Michael Losh Mgmt For Withhold Against 1.2 Elect Lee R. Mitau Mgmt For For For 1.3 Elect R. William Van Sant Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HAIN CELESTIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS HAIN CUSIP 405217100 11/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Irwin D. Simon Mgmt For For For 1.2 Elect Richard C. Berke Mgmt For Withhold Against 1.3 Elect Jack Futterman Mgmt For Withhold Against 1.4 Elect Marina Hahn Mgmt For For For 1.5 Elect Andrew R. Heyer Mgmt For For For 1.6 Elect Roger Meltzer Mgmt For Withhold Against 1.7 Elect Scott M. O'Neil Mgmt For For For 1.8 Elect Lawrence S. Zilavy Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Amendment to the 2002 Long Term Mgmt For Against Against Incentive and Stock Award Plan 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- HANMI FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HAFC CUSIP 410495204 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect I. Joon Ahn Mgmt For For For 2 Elect John A. Hall Mgmt For For For 3 Elect Paul Seon-Hong Kim Mgmt For For For 4 Elect Chong Guk Kum Mgmt For For For 5 Elect Joon Hyung Lee Mgmt For For For 6 Elect Chulse (William) Park Mgmt For For For 7 Elect Joseph K. Rho Mgmt For For For 8 Elect David L. Rosenblum Mgmt For For For 9 Elect William Stolte Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HANMI FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HAFC CUSIP 410495204 07/24/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect I. Joon Ahn Mgmt For For For 1.2 Elect John Hall Mgmt For For For 1.3 Elect Paul Seon-Hong Kim Mgmt For For For 1.4 Elect Chong Guk Kum Mgmt For For For 1.5 Elect Joon Hyung Lee Mgmt For For For 1.6 Elect William Stolte Mgmt For For For 1.7 Elect Joseph Rho Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Equity Compensation Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HANMI FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HAFC CUSIP 410495204 08/23/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect I. Joon Ahn Mgmt For For For 1.2 Elect John Hall Mgmt For For For 1.3 Elect Paul Seon-Hong Kim Mgmt For For For 1.4 Elect Chong Guk Kum Mgmt For For For 1.5 Elect Joon Hyung Lee Mgmt For For For 1.6 Elect William Stolte Mgmt For For For 1.7 Elect Joseph Rho Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Equity Compensation Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- HEADWATERS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HW CUSIP 42210P102 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Kirk A. Benson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HEALTHSOUTH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HLS CUSIP 421924309 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John W. Chidsey Mgmt For For For 1.2 Elect Donald L. Correll Mgmt For For For 1.3 Elect Yvonne M. Curl Mgmt For For For 1.4 Elect Charles M. Elson Mgmt For For For 1.5 Elect Jay Grinney Mgmt For For For 1.6 Elect Joan E. Herman Mgmt For For For 1.7 Elect Leo I. Higdon, Jr. Mgmt For For For 1.8 Elect Leslye G. Katz Mgmt For For For 1.9 Elect John E. Maupin, Jr. Mgmt For For For 1.10 Elect L. Edward Shaw, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HEARTLAND PAYMENT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HPY CUSIP 42235N108 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert O. Carr Mgmt For For For 1.2 Elect Maureen Breakiron-Evans Mgmt For For For 1.3 Elect Mitchell L. Hollin Mgmt For For For 1.4 Elect Robert H. Niehaus Mgmt For For For 1.5 Elect Marc J. Ostro Mgmt For For For 1.6 Elect Jonathan J. Palmer Mgmt For For For 1.7 Elect Richard W. Vague Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- HEARTWARE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTWR CUSIP 422368100 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Timothy Barberich Mgmt For Withhold Against 1.2 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.3 Elect Robert Thomas Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- HEICO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HEI CUSIP 422806208 03/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Adolfo Henriques Mgmt For For For 1.2 Elect Samuel L. Higginbottom Mgmt For Withhold Against 1.3 Elect Mark H. Hildebrandt Mgmt For For For 1.4 Elect Wolfgang Mayrhuber Mgmt For For For 1.5 Elect Eric A. Mendelson Mgmt For For For 1.6 Elect Laurans A. Mendelson Mgmt For For For 1.7 Elect Victor H. Mendelson Mgmt For For For 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank J. Schwitter Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HELIX ENERGY SOLUTIONS GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLX CUSIP 42330P107 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Nancy K. Quinn Mgmt For For For 1.2 Elect William L. Transier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- HILLTOP HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTH CUSIP 432748101 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Charlotte Jones Anderson Mgmt For Withhold Against 1.2 Elect Rhodes R. Bobbitt Mgmt For For For 1.3 Elect Tracy A. Bolt Mgmt For For For 1.4 Elect W. Joris Brinkerhoff Mgmt For For For 1.5 Elect Charles R. Cummings Mgmt For For For 1.6 Elect Hill A. Feinberg Mgmt For For For 1.7 Elect Gerald J. Ford Mgmt For For For 1.8 Elect Jeremy B. Ford Mgmt For For For 1.9 Elect J. Markham Green Mgmt For For For 1.10 Elect Jess T. Hay Mgmt For For For 1.11 Elect William T. Hill, Jr. Mgmt For Withhold Against 1.12 Elect James R. Huffines Mgmt For For For 1.13 Elect Lee Lewis Mgmt For Withhold Against 1.14 Elect Andrew J. Littlefair Mgmt For For For 1.15 Elect W. Robert Nichols, III Mgmt For Withhold Against 1.16 Elect C. Clifton Robinson Mgmt For For For 1.17 Elect Kenneth D. Russell Mgmt For Withhold Against 1.18 Elect A. Haag Sherman Mgmt For For For 1.19 Elect Robert C. Taylor, Jr. Mgmt For Withhold Against 1.20 Elect Carl B. Webb Mgmt For For For 1.21 Elect Alan B. White Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HMS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HMSY CUSIP 40425J101 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Craig R. Callen Mgmt For For For 2 Elect Robert M. Holster Mgmt For For For 3 Elect William C. Lucia Mgmt For For For 4 Elect Bart M. Schwartz Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HMS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HMSY CUSIP 40425J101 07/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Reincorporation Mgmt For For For 2 Elect Daniel N. Mendelson Mgmt For For For 3 Elect William F. Miller III Mgmt For For For 4 Elect Ellen A. Rudnick Mgmt For For For 5 Elect Richard H. Stowe Mgmt For Against Against 6 Elect Cora M. Tellez Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- HOMEAWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AWAY CUSIP 43739Q100 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Jeffrey D. Brody Mgmt For For For 1.2 Elect Christopher P. Marshall Mgmt For For For 1.3 Elect Kevin Krone Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICLR CUSIP G4705A100 07/22/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect Declan McKeon Mgmt For For For 3 Elect William Hall Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- IMPERVA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IMPV CUSIP 45321L100 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Shlomo Kramer Mgmt For For For 1.2 Elect Albert A. Pimentel Mgmt For For For 1.3 Elect James R. Tolonen Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- INFOBLOX INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLOX CUSIP 45672H104 12/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard E. Belluzzo Mgmt For For For 1.2 Elect Daniel J. Phelps Mgmt For For For 2 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- INSMED INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS INSM CUSIP 457669307 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Donald J. Hayden, Jr. Mgmt For For For 1.2 Elect David W.J. McGirr Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ISIS PHARMACEUTICALS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIS CUSIP 464330109 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Spencer R. Berthelsen Mgmt For Against Against 2 Elect B. Lynne Parshall Mgmt For For For 3 Elect Joseph H. Wender Mgmt For For For 4 Advisory vote on Breaux B. Castleman Mgmt For For For 5 Advisory vote on Joseph Loscalzo Mgmt For For For 6 Increase of Authorized Common Stock Mgmt For For For 7 Amendment to the Non-Employee Mgmt For For For Directors' Stock Option Plan 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JBLU CUSIP 477143101 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect David Barger Mgmt For For For 2 Elect Jens Bischof Mgmt For For For 3 Elect Peter Boneparth Mgmt For For For 4 Elect David Checketts Mgmt For For For 5 Elect Virginia Gambale Mgmt For For For 6 Elect Stephan Gemkow Mgmt For For For 7 Elect Ellen Jewett Mgmt For For For 8 Elect Stanley McChrystal Mgmt For For For 9 Elect Joel Peterson Mgmt For For For 10 Elect M. Ann Rhoades Mgmt For For For 11 Elect Frank Sica Mgmt For For For 12 Elect Thomas Winkelmann Mgmt For For For
13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares Until Retirement ---------------------------------------------------------------------------------------------------------------------- JIVE SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JIVE CUSIP 47760A108 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Thomas J. Reilly Mgmt For For For 1.2 Elect Chuck J. Robel Mgmt For For For 1.3 Elect Anthony Zingale Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- KERYX BIOPHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KERX CUSIP 492515101 06/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Ron Bentsur Mgmt For For For 1.2 Elect Kevin J. Cameron Mgmt For For For 1.3 Elect Joseph Feczko Mgmt For For For 1.4 Elect Wyche Fowler, Jr. Mgmt For For For 1.5 Elect Jack Kaye Mgmt For For For 1.6 Elect Daniel P. Regan Mgmt For For For 1.7 Elect Michael P. Tarnok Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 04/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John N. Allred Mgmt For For For 1.2 Elect Richard M. Cocchiaro Mgmt For For For 1.3 Elect A. Gordon Tunstall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- KODIAK OIL & GAS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KOG CUSIP 50015Q100 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Lynn A. Peterson Mgmt For For For 2 Elect James E. Catlin Mgmt For Against Against 3 Elect Rodney D. Knutson Mgmt For For For 4 Elect Herrick K. Lidstone, Jr. Mgmt For For For 5 Elect William J. Krysiak Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- KRISPY KREME DOUGHNUTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KKD CUSIP 501014104 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect C. Stephen Lynn Mgmt For For For 1.2 Elect Michael H. Sutton Mgmt For For For 1.3 Elect Lizanne Thomas Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- LIFEPOINT HOSPITALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LPNT CUSIP 53219L109 06/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William F. Carpenter Mgmt For For For 1.2 Elect Richard H. Evans Mgmt For For For 1.3 Elect Michael P. Haley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the Executive Performance Mgmt For For For Incentive Plan
---------------------------------------------------------------------------------------------------------------------- LIGAND PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LGND CUSIP 53220K504 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Jason M. Aryeh Mgmt For For For 1.2 Elect Todd C. Davis Mgmt For For For 1.3 Elect John L. Higgins Mgmt For For For 1.4 Elect David M. Knott Mgmt For For For 1.5 Elect John W. Kozarich Mgmt For For For 1.6 Elect John L. LaMattina Mgmt For For For 1.7 Elect Sunil Patel Mgmt For For For 1.8 Elect Stephen L. Sabba Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding Spin-off ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------------- LIN MEDIA LLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LIN CUSIP 532771102 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Peter S. Brodsky Mgmt For For For 1.2 Elect Douglas W. McCormick Mgmt For For For 1.3 Elect Michael A. Pausic Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- LIN TV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TVL CUSIP 532774106 07/30/2013 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Restructuring Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- LIONS GATE ENTERTAINMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LGF CUSIP 535919203 09/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Michael Burns Mgmt For For For 1.2 Elect Gordon Crawford Mgmt For For For 1.3 Elect Arthur Evrensel Mgmt For Withhold Against 1.4 Elect Jon Feltheimer Mgmt For For For 1.5 Elect Frank Giustra Mgmt For For For 1.6 Elect Morley Koffman Mgmt For Withhold Against 1.7 Elect Harald H. Ludwig Mgmt For For For 1.8 Elect G. Scott Paterson Mgmt For Withhold Against 1.9 Elect Mark H. Rachesky Mgmt For For For
1.10 Elect Daryl Simm Mgmt For For For 1.11 Elect Hardwick Simmons Mgmt For For For 1.12 Elect Phyllis Yaffe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- LUMBER LIQUIDATORS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LL CUSIP 55003T107 05/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert M. Lynch Mgmt For For For 1.2 Elect Peter B. Robinson Mgmt For For For 1.3 Elect Martin F. Roper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MARKETO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MKTO CUSIP 57063L107 06/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Susan L. Bostrom Mgmt For For For 1.2 Elect Robert S. Siboni Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MASTEC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTZ CUSIP 576323109 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Ernst N. Csiszar Mgmt For For For 1.2 Elect Julia L. Johnson Mgmt For For For 1.3 Elect Jorge Mas Mgmt For For For 1.4 Elect Daniel A. Restrepo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- MAXIMUS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMS CUSIP 577933104 03/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Russell A. Beliveau Mgmt For For For 2 Elect John J. Haley Mgmt For For For 3 Elect Marilyn R. Seymann Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MB FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MBFI CUSIP 55264U108 02/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MEDIDATA SOLUTIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDSO CUSIP 58471A105 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Tarek A. Sherif Mgmt For For For 1.2 Elect Glen M. de Vries Mgmt For For For 1.3 Elect Carlos Dominguez Mgmt For For For 1.4 Elect Neil M. Kurtz Mgmt For For For 1.5 Elect George W. McCulloch Mgmt For For For 1.6 Elect Lee A. Shapiro Mgmt For For For 1.7 Elect Robert B. Taylor Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 2014 Employee Stock Purchase Plan Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTG CUSIP 552848103 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Daniel A. Arrigoni Mgmt For For For 1.2 Elect Cassandra C. Carr Mgmt For For For 1.3 Elect C. Edward Chaplin Mgmt For For For 1.4 Elect Curt S. Culver Mgmt For For For 1.5 Elect Timothy A. Holt Mgmt For For For 1.6 Elect Kenneth M. Jastrow II Mgmt For Withhold Against 1.7 Elect Michael E. Lehman Mgmt For For For
1.8 Elect Donald T. Nicolaisen Mgmt For Withhold Against 1.9 Elect Gary A. Poliner Mgmt For For For 1.10 Elect Mark M. Zandi Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MITCHAM INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MIND CUSIP 606501104 07/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Billy F. Mitcham, Jr. Mgmt For For For 1.2 Elect Peter H. Blum Mgmt For Withhold Against 1.3 Elect Robert P. Capps Mgmt For Withhold Against 1.4 Elect R. Dean Lewis Mgmt For For For 1.5 Elect John F. Schwalbe Mgmt For For For 1.6 Elect Robert J. Albers Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to the Stock Awards Plan Mgmt For For For 4 Approval of the Performance Criteria Mgmt For For For of the Stock Awards Plan 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MOVADO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOV CUSIP 624580106 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Margaret Hayes Adame Mgmt For For For 1.2 Elect Peter A. Bridgman Mgmt For For For 1.3 Elect Richard J. Cote Mgmt For For For 1.4 Elect Alex Grinberg Mgmt For For For 1.5 Elect Efraim Grinberg Mgmt For For For 1.6 Elect Alan H. Howard Mgmt For For For 1.7 Elect Richard Isserman Mgmt For For For 1.8 Elect Nathan Leventhal Mgmt For For For 1.9 Elect Maurice Reznik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Performance Mgmt For For For Plan 4 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- MUELLER WATER PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWA CUSIP 624758108 01/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Shirley C. Franklin Mgmt For For For 1.2 Elect Thomas J. Hansen Mgmt For For For 1.3 Elect Gregory E. Hyland Mgmt For For For 1.4 Elect Jerry W. Kolb Mgmt For For For 1.5 Elect Joseph B. Leonard Mgmt For For For 1.6 Elect Mark J. O'Brien Mgmt For For For 1.7 Elect Bernard G. Rethore Mgmt For For For 1.8 Elect Neil A. Springer Mgmt For For For 1.9 Elect Lydia W. Thomas Mgmt For For For 1.10 Elect Michael T. Tokarz Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- NEOGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEOG CUSIP 640491106 10/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William T. Boehm Mgmt For For For 1.2 Elect Jack C. Parnell Mgmt For For For 1.3 Elect Clayton K. Yeutter Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- NEUROCRINE BIOSCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBIX CUSIP 64125C109 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Kevin C. Gorman Mgmt For For For 1.2 Elect Gary A. Lyons Mgmt For For For 1.3 Elect William H. Rastetter Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to 2011 Equity Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- NOODLES & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NDLS CUSIP 65540B105 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect James Pittman Mgmt For For For 1.2 Elect James Rand Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- NPS PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPSP CUSIP 62936P103 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Michael W. Bonney Mgmt For For For 2 Elect Colin Broom Mgmt For For For 3 Elect Georges Gemayel Mgmt For For For 4 Elect Pedro P. Granadillo Mgmt For For For 5 Elect James G. Groninger Mgmt For For For 6 Elect Francois Nader Mgmt For For For 7 Elect Rachel R. Selisker Mgmt For For For 8 Elect Peter G. Tombros Mgmt For For For 9 Approval of the 2014 Omnibus Equity Mgmt For Against Against Compensation Plan 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Gregory T. Lucier Mgmt For For For 2 Elect Leslie V. Norwalk Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 2014 Equity Incentive Plan Mgmt For Against Against 5 2014 Executive Incentive Compensation Mgmt For Against Against Plan 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- OMNICELL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMCL CUSIP 68213N109 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Randy D. Lindholm Mgmt For For For 1.2 Elect Sara J. White Mgmt For For For 1.3 Elect Joanne B. Bauer Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- ORIENT EXPRESS HOTELS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS OEH CUSIP G67743107 06/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Harsha V. Agadi Mgmt For For For 1.2 Elect John D. Campbell Mgmt For For For 1.3 Elect Roland A. Hernandez Mgmt For For For 1.4 Elect Mitchell C. Hochberg Mgmt For For For 1.5 Elect Ruth Kennedy Mgmt For For For 1.6 Elect Prudence M. Leith Mgmt For For For 1.7 Elect John M. Scott, III Mgmt For For For 1.8 Elect H. Roeland Vos Mgmt For For For 2 Change Name to "Belmond Ltd." Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PACIRA PHARMACEUTICALS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCRX CUSIP 695127100 06/03/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Yvonne Greenstreet Mgmt For For For 1.2 Elect Gary Pace Mgmt For For For 1.3 Elect David M. Stack Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the 2011 Stock Incentive Mgmt For Against Against Plan 5 2014 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PORTFOLIO RECOVERY ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRAA CUSIP 73640Q105 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Scott M. Tabakin Mgmt For For For 1.2 Elect James M. Voss Mgmt For For For 1.3 Elect Marjorie M. Connelly Mgmt For For For 1.4 Elect James A. Nussle Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- PORTOLA PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTLA CUSIP 737010108 05/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Jeffrey W. Bird Mgmt For For For 1.2 Elect John H. Johnson Mgmt For For For 1.3 Elect H. Ward Wolff Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- POWELL INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POWL CUSIP 739128106 02/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Eugene L. Butler Mgmt For Withhold Against 1.2 Elect Christopher E. Cragg Mgmt For For For 1.3 Elect Bonnie V. Hancock Mgmt For For For 2 2014 Equity Incentive Plan Mgmt For For For 3 2014 Non-Employee Director Equity Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PRIVATEBANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PVTB CUSIP 742962103 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert F. Coleman Mgmt For For For 1.2 Elect James M. Guyette Mgmt For For For 1.3 Elect Ralph B. Mandell Mgmt For For For 1.4 Elect Cheryl Mayberry McKissack Mgmt For For For 1.5 Elect Edward W. Rabin Mgmt For For For 1.6 Elect Larry D. Richman Mgmt For For For 1.7 Elect Collin E. Roche Mgmt For For For 1.8 Elect William R. Rybak Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the 2011 Incentive Mgmt For Against Against Compensation Plan
---------------------------------------------------------------------------------------------------------------------- PROOFPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFPT CUSIP 743424103 06/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Jonathan Feiber Mgmt For For For 1.2 Elect Eric Hahn Mgmt For For For 1.3 Elect Kevin Harvey Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PROS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRO CUSIP 74346Y103 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Greg B. Petersen Mgmt For Withhold Against 1.2 Elect Timothy V. Williams Mgmt For Withhold Against 1.3 Elect Mariette M. Woestemeyer Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PROTO LABS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRLB CUSIP 743713109 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Lawrence J. Lukis Mgmt For For For 1.2 Elect Victoria M. Holt Mgmt For For For 1.3 Elect Bradley A. Cleveland Mgmt For Withhold Against 1.4 Elect Rainer Gawlick Mgmt For For For 1.5 Elect John B. Goodman Mgmt For For For 1.6 Elect Douglas W. Kohrs Mgmt For For For 1.7 Elect Brian K. Smith Mgmt For For For 1.8 Elect Sven A. Wehrwein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation ---------------------------------------------------------------------------------------------------------------------- PUMA BIOTECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBYI CUSIP 74587V107 06/10/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Alan H. Auerbach Mgmt For For For 1.2 Elect Thomas R. Malley Mgmt For For For 1.3 Elect Jay M. Moyes Mgmt For Withhold Against 1.4 Elect Troy E. Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Incentive Award Mgmt For For For Plan
---------------------------------------------------------------------------------------------------------------------- QLIK TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QLIK CUSIP 74733T105 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Bruce Golden Mgmt For For For 1.2 Elect Lars Bjork Mgmt For For For 2 Approval of the 2014 Executive Mgmt For For For Performance Award Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- QUALYS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QLYS CUSIP 74758T303 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Donald R. Dixon Mgmt For For For 1.2 Elect General Peter Pace Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- RADIAN GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDN CUSIP 750236101 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Herbert Wender Mgmt For For For 2 Elect David C. Carney Mgmt For For For 3 Elect Howard B. Culang Mgmt For For For 4 Elect Lisa W. Hess Mgmt For For For 5 Elect Stephen T. Hopkins Mgmt For For For 6 Elect Sanford A. Ibrahim Mgmt For For For 7 Elect Brian D. Montgomery Mgmt For For For 8 Elect Gaetano Muzio Mgmt For For For 9 Elect Jan Nicholson Mgmt For For For 10 Elect Gregory V. Serio Mgmt For For For 11 Elect Noel J. Spiegel Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 2014 Equity Compensation Plan Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- RESTORATION HARDWARE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RH CUSIP 761283100 06/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Katie Mitic Mgmt For For For 1.2 Elect Thomas Mottola Mgmt For For For 1.3 Elect Barry S. Sternlicht Mgmt For Withhold Against 2 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- RIGNET INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RNET CUSIP 766582100 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect James H. Browning Mgmt For For For 1.2 Elect Mattia Caprioli Mgmt For For For 1.3 Elect Charles L. Davis Mgmt For For For 1.4 Elect Kevin Mulloy Mgmt For For For 1.5 Elect Kevin J. O'Hara Mgmt For For For 1.6 Elect Keith Olsen Mgmt For For For 1.7 Elect Mark B. Slaughter Mgmt For For For 1.8 Elect Brent K. Whittington Mgmt For For For 1.9 Elect Ditlef de Vibe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- RYLAND GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYL CUSIP 783764103 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect William L. Jews Mgmt For For For 2 Elect Ned Mansour Mgmt For For For 3 Elect Robert E. Mellor Mgmt For For For 4 Elect Norman J. Metcalfe Mgmt For For For 5 Elect Larry T. Nicholson Mgmt For For For 6 Elect Charlotte St. Martin Mgmt For For For 7 Elect Thomas W. Toomey Mgmt For For For 8 Elect Robert G. Van Schoonenberg Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- SANGAMO BIOSCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMO CUSIP 800677106 04/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Edward O. Lanphier II Mgmt For For For 1.2 Elect Paul B. Cleveland Mgmt For For For 1.3 Elect Stephen G. Dilly Mgmt For For For 1.4 Elect John W. Larson Mgmt For For For 1.5 Elect Steven J. Mento Mgmt For For For 1.6 Elect Saira Ramasastry Mgmt For For For 1.7 Elect William R. Ringo Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Increase the Number of Authorized Mgmt For For For Shares of Common Stock 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SCIQUEST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SQI CUSIP 80908T101 04/30/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Timothy J. Buckley Mgmt For For For 1.2 Elect Daniel F. Gillis Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SIMPSON MANUFACTURING CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSD CUSIP 829073105 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Thomas J. Fitzmyers Mgmt For For For 2 Elect Karen Colonias Mgmt For For For 3 Elect Celeste Volz Ford Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- SPIRIT AIRLINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAVE CUSIP 848577102 06/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect B. Ben Baldanza Mgmt For For For 1.2 Elect Robert L. Fornaro Mgmt For For For 1.3 Elect H. McIntyre Gardner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 85749P 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For 13 Purchasing of Interests in Oil, Gas or Mgmt For For For Other Mineral Exploration or Development Programs ---------------------------------------------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SF CUSIP 860630102 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Bruce A. Beda Mgmt For Withhold Against 1.2 Elect Frederick O. Hanser Mgmt For Withhold Against 1.3 Elect Ronald J. Kruszewski Mgmt For For For 1.4 Elect Thomas P. Mulroy Mgmt For Withhold Against 1.5 Elect Thomas W. Weisel Mgmt For For For 1.6 Elect Kelvin R. Westbrook Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- STRATASYS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSYS CUSIP M85548101 09/12/2013 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Compensation Policy Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- STRAYER EDUCATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STRA CUSIP 863236105 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Robert S. Silberman Mgmt For Against Against 2 Elect John T. Casteen III Mgmt For Against Against 3 Elect Charlotte F. Beason Mgmt For Against Against 4 Elect William E. Brock Mgmt For Against Against 5 Elect Robert R. Grusky Mgmt For Against Against 6 Elect Robert L. Johnson Mgmt For Against Against 7 Elect Karl McDonnell Mgmt For For For 8 Elect Todd A. Milano Mgmt For Against Against 9 Elect G. Thomas Waite, III Mgmt For Against Against 10 Elect J. David Wargo Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SYNAPTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNA CUSIP 87157D109 10/22/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard A. Bergman Mgmt For For For 1.2 Elect Russell J. Knittel Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to the 2010 Incentive Mgmt For Against Against Compensation Plan 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- TASER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TASR CUSIP 87651B104 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Patrick W. Smith Mgmt For For For 1.2 Elect Mark W. Kroll Mgmt For For For 1.3 Elect Judy Martz Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- TEAM HEALTH HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMH CUSIP 87817A107 05/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Greg Roth Mgmt For For For 1.2 Elect James L. Bierman Mgmt For Withhold Against 1.3 Elect Mary R. Grealy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- TENNECO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN CUSIP 880349105 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Thomas C. Freyman Mgmt For For For 2 Elect Dennis J. Letham Mgmt For For For 3 Elect Hari N. Nair Mgmt For For For 4 Elect Roger B. Porter Mgmt For For For 5 Elect David B. Price, Jr. Mgmt For For For 6 Elect Gregg M. Sherrill Mgmt For For For 7 Elect Paul T. Stecko Mgmt For For For 8 Elect Jane L. Warner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect C. Keith Cargill Mgmt For For For 1.2 Elect Peter B. Bartholow Mgmt For Withhold Against 1.3 Elect James H. Browning Mgmt For Withhold Against 1.4 Elect Preston M. Geren, III Mgmt For For For 1.5 Elect Frederick B. Hegi, Jr. Mgmt For For For
1.6 Elect Larry L. Helm Mgmt For For For 1.7 Elect James R. Holland, Jr. Mgmt For For For 1.8 Elect Charles S. Hyle Mgmt For For For 1.9 Elect W. W. McAllister III Mgmt For For For 1.10 Elect Elysia Holt Ragusa Mgmt For For For 1.11 Elect Steven P. Rosenberg Mgmt For For For 1.12 Elect Grant E. Sims Mgmt For For For 1.13 Elect Robert W. Stallings Mgmt For For For 1.14 Elect Dale W. Tremblay Mgmt For For For 1.15 Elect Ian J. Turpin Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- TRIUMPH GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGI CUSIP 896818101 07/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Paul Bourgon Mgmt For For For 2 Elect Elmer L. Doty Mgmt For Against Against 3 Elect John G. Drosdick Mgmt For For For 4 Elect Ralph E. Eberhart Mgmt For For For 5 Elect Jeffry D. Frisby Mgmt For For For 6 Elect Richard C. Gozon Mgmt For For For 7 Elect Richard C. Ill Mgmt For For For 8 Elect William L. Mansfield Mgmt For For For 9 Elect Adam J. Palmer Mgmt For For For 10 Elect Joseph M. Silvestri Mgmt For For For 11 Elect George Simpson Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Approval of the Material Terms of the Mgmt For For For Executive Incentive Compensation Plans 14 2013 Equity and Cash Incentive Plan Mgmt For For For 15 2013 Employee Stock Purchase Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- TRUEBLUE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TBI CUSIP 89785X101 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Steven C. Cooper Mgmt For For For 2 Elect Thomas E. McChesney Mgmt For For For 3 Elect Gates McKibbin Mgmt For For For 4 Elect Jeffrey B. Sakaguchi Mgmt For For For 5 Elect Joseph P. Sambataro, Jr. Mgmt For For For 6 Elect Bonnie W. Soodik Mgmt For For For 7 Elect William W. Steele Mgmt For For For 8 Elect Craig E. Tall Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- ULTIMATE SOFTWARE GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ULTI CUSIP 90385D107 05/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect LeRoy A. Vander Putten Mgmt For For For 2 Elect Robert A. Yanover Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UCBI CUSIP 90984P303 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect W. C. Nelson, Jr. Mgmt For For For 1.2 Elect Jimmy C. Tallent Mgmt For For For 1.3 Elect Robert H. Blalock Mgmt For For For 1.4 Elect Clifford V. Brokaw Mgmt For For For 1.5 Elect L. Cathy Cox Mgmt For For For 1.6 Elect Steven J. Goldstein Mgmt For For For 1.7 Elect Thomas A. Richlovsky Mgmt For For For 1.8 Elect Tim Wallis Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- UNITED NATURAL FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNFI CUSIP 911163103 12/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Gail A. Graham Mgmt For For For 2 Elect Ann Torre Bates Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Amendment to Certificate of Mgmt For For For Incorporation to Repeal Classified Board 6 Amendment to Bylaws to Repeal Mgmt For For For Classified Board 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change in Control
---------------------------------------------------------------------------------------------------------------------- UNIVERSAL DISPLAY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OLED CUSIP 91347P105 06/19/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Steven V. Abramson Mgmt For For For 2 Elect Leonard Becker Mgmt For For For 3 Elect Robert C. Elias Mgmt For For For 4 Elect Elizabeth H. Gemmill Mgmt For Against Against 5 Elect C. Keith Hartley Mgmt For For For 6 Elect Lawrence Lacerte Mgmt For For For 7 Elect Sidney D. Rosenblatt Mgmt For Against Against 8 Elect Sherwin I. Seligsohn Mgmt For For For 9 Amendment to the Equity Compensation Mgmt For Against Against Plan 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UFPI CUSIP 913543104 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Gary F. Goode Mgmt For For For 1.2 Elect Mark A. Murray Mgmt For For For 1.3 Elect Mary E. Tuuk Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- US AIRWAYS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LCC CUSIP 90341W108 07/12/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Merger Mgmt For For For 2 Advisory Vote on Golden Parachutes Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For 4 Elect Denise M. O'Leary Mgmt For For For 5 Elect George M. Philip Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- USG CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS USG CUSIP 903293405 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Matthew Carter Jr. Mgmt For For For 1.2 Elect Gretchen R. Haggerty Mgmt For For For 1.3 Elect Richard P. Lavin Mgmt For For For 1.4 Elect James S. Metcalf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Edward J. DiPaolo Mgmt For For For 2 Elect Daniel E. Lonegran Mgmt For For For 3 Amendment to the 2010 Stock and Mgmt For For For Incentive Compensation Plan 4 Amendment to the 2006 Director Mgmt For For For Restricted Stock Plan 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- WORLD ACCEPTANCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRLD CUSIP 981419104 08/29/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect A. Alexander McLean, III Mgmt For For For 1.2 Elect James R. Gilreath Mgmt For For For 1.3 Elect William S. Hummers III Mgmt For Withhold Against 1.4 Elect Charles D. Way Mgmt For Withhold Against 1.5 Elect Ken R. Bramlett, Jr. Mgmt For Withhold Against 1.6 Elect Scott J. Vassalluzzo Mgmt For Withhold Against 1.7 Elect Darrell E. Whitaker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- YELP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YELP CUSIP 985817105 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Diane Irvine Mgmt For For For 1.2 Elect Max Levchin Mgmt For For For 1.3 Elect Mariam Naficy Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ZALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZLC CUSIP 988858106 12/05/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Neale Attenborough Mgmt For For For 1.2 Elect Yuval Braverman Mgmt For For For 1.3 Elect Terry Burman Mgmt For For For 1.4 Elect David F. Dyer Mgmt For For For 1.5 Elect Kenneth B. Gilman Mgmt For For For 1.6 Elect Theo Killion Mgmt For For For 1.7 Elect John B. Lowe, Jr. Mgmt For For For 1.8 Elect Joshua Olshanksy Mgmt For For For 1.9 Elect Beth M. Pritchard Mgmt For For For 2 Amendment to the 2011 Omnibus Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ZILLOW, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Z CUSIP 98954A107 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect J. William Gurley Mgmt For Withhold Against 1.2 Elect Jay C. Hoag Mgmt For For For 1.3 Elect Gregory B. Maffei Mgmt For Withhold Against
Registrant : RidgeWorth Funds Fund Name : RidgeWorth Small Cap Value Equity Fund ---------------------------------------------------------------------------------------------------------------------- A. SCHULMAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLM CUSIP 808194104 12/12/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Eugene R. Allspach Mgmt For For For 2 Elect Gregory T. Barmore Mgmt For For For 3 Elect David G. Birney Mgmt For For For 4 Elect Howard R. Curd Mgmt For For For 5 Elect Joseph M. Gingo Mgmt For For For 6 Elect Michael A. McManus, Jr. Mgmt For For For 7 Elect Lee D. Meyer Mgmt For For For 8 Elect James A. Mitarotonda Mgmt For For For 9 Elect Ernest J. Novak, Jr. Mgmt For For For 10 Elect Irvin D. Reid Mgmt For For For 11 Elect John B. Yasinsky Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ABM INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ABM CUSIP 000957100 03/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Anthony G. Fernandes Mgmt For For For 1.2 Elect Maryellen C. Herringer Mgmt For Withhold Against 1.3 Elect Stephen M. Kadenacy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 2004 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ALEXANDER & BALDWIN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALEX CUSIP 014491104 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect W. Allen Doane Mgmt For For For 1.2 Elect David C. Hulihee Mgmt For For For 1.3 Elect Stanley M. Kuriyama Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- ALLETE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALE CUSIP 018522300 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Kathryn W. Dindo Mgmt For For For 2 Elect Sidney W. Emery, Jr. Mgmt For For For 3 Elect George G. Goldfarb Mgmt For For For 4 Elect James S. Haines, Jr. Mgmt For For For 5 Elect Alan R. Hodnik Mgmt For For For 6 Elect James J. Hoolihan Mgmt For For For 7 Elect Heidi E. Jimmerson Mgmt For For For 8 Elect Madeleine W. Ludlow Mgmt For For For 9 Elect Douglas C. Neve Mgmt For For For 10 Elect Leonard C. Rodman Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- AMC ENTERTAINMENT HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMC CUSIP 00165C104 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Anthony J. Saich Mgmt For Withhold Against 1.2 Elect Jian Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation ---------------------------------------------------------------------------------------------------------------------- AMERICAN REALTY CAPITAL PROPERTIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCP CUSIP 02917T104 01/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ARCOS DORADOS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCO CUSIP G0457F107 04/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3.1 Elect Sergio Alonso Mgmt For For For 3.2 Elect Michael Chu Mgmt For Withhold Against 3.3 Elect Jose Alberto Velez Cadavid Mgmt For Withhold Against 3.4 Elect Jose Fernandez Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- AVISTA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVA CUSIP 05379B107 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Erik J. Anderson Mgmt For For For 2 Elect Kristianne Blake Mgmt For For For 3 Elect Donald C. Burke Mgmt For For For 4 Elect John F. Kelly Mgmt For For For 5 Elect Rebecca A. Klein Mgmt For For For 6 Elect Scott L. Morris Mgmt For For For 7 Elect Marc F. Racicot Mgmt For For For 8 Elect Heidi B. Stanley Mgmt For For For 9 Elect R. John Taylor Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Reapproval of Material Terms of the Mgmt For For For Long-Term Incentive Plan 12 Reduce Shareholder Vote Requirements Mgmt For For For to Amend Articles 13 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLX CUSIP P16994132 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3.1 Elect Mario Covo Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- BANK OF HAWAII CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BOH CUSIP 062540109 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect S. Haunani Apoliona Mgmt For For For 2 Elect Mary G.F. Bitterman Mgmt For For For 3 Elect Mark A. Burak Mgmt For For For 4 Elect Michael J. Chun Mgmt For For For 5 Elect Clinton R. Churchill Mgmt For For For 6 Elect David A. Heenan Mgmt For For For 7 Elect Peter S. Ho Mgmt For For For 8 Elect Robert A. Huret Mgmt For For For 9 Elect Kent T. Lucien Mgmt For Against Against 10 Elect Martin A. Stein Mgmt For For For
11 Elect Donald M. Takaki Mgmt For Against Against 12 Elect Barbara J. Tanabe Mgmt For For For 13 Elect Raymond P. Vara, Jr. Mgmt For For For 14 Elect Robert W. Wo Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 2014 Stock and Incentive Plan Mgmt For For For 17 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- BARNES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS B CUSIP 067806109 05/09/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William S. Bristow, Jr. Mgmt For For For 1.2 Elect Patrick J. Dempsey Mgmt For For For 1.3 Elect Hassell H. McClellan Mgmt For For For 1.4 Elect JoAnna Sohovich Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 2014 Stock and Incentive Award Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- BERRY PETROLEUM COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BRY CUSIP 085789105 12/16/2013 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Merger Mgmt For For For 2 Advisory Vote on Golden Parachutes Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- BLACK BOX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBOX CUSIP 091826107 08/06/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard L. Crouch Mgmt For For For 1.2 Elect Thomas W. Golonski Mgmt For For For 1.3 Elect Thomas G. Greig Mgmt For For For 1.4 Elect John S. Heller Mgmt For For For 1.5 Elect William H. Hernandez Mgmt For For For 1.6 Elect Michael McAndrew Mgmt For For For 1.7 Elect Edward A. Nicholson Mgmt For For For 1.8 Elect Joel T. Trammell Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAH CUSIP 099502106 08/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Allan Holt Mgmt For Withhold Against 1.2 Elect Arthur Johnson Mgmt For For For 1.3 Elect Charles Rossotti Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- BRISTOW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRS CUSIP 110394103 08/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Thomas N. Amonett Mgmt For For For 1.2 Elect Stephen J. Cannon Mgmt For For For 1.3 Elect William E. Chiles Mgmt For For For 1.4 Elect Michael A. Flick Mgmt For For For 1.5 Elect Lori A. Gobillot Mgmt For For For 1.6 Elect Ian A. Godden Mgmt For For For 1.7 Elect Stephen King Mgmt For For For 1.8 Elect Thomas C. Knudson Mgmt For For For 1.9 Elect Mathew Masters Mgmt For For For 1.10 Elect Bruce H. Stover Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to the 2007 Long Term Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- BRUNSWICK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BC CUSIP 117043109 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Nancy E. Cooper Mgmt For For For 2 Elect Dustan E. McCoy Mgmt For For For 3 Elect Ralph C. Stayer Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 2014 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- CABOT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBT CUSIP 127055101 03/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Juan Enriquez Mgmt For For For 2 Elect William C. Kirby Mgmt For For For 3 Elect Henry F. McCance Mgmt For For For 4 Elect Patrick M. Prevost Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CWT CUSIP 130788102 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Terry P. Bayer Mgmt For For For 2 Elect Edwin A. Guiles Mgmt For For For 3 Elect Bonnie G. Hill Mgmt For For For 4 Elect Martin A. Kropelnicki Mgmt For For For 5 Elect Thomas M. Krummel Mgmt For For For 6 Elect Richard P. Magnuson Mgmt For For For 7 Elect Linda R. Meier Mgmt For For For 8 Elect Peter C. Nelson Mgmt For For For 9 Elect Lester A. Snow Mgmt For For For 10 Elect George A. Vera Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Re-Approval of Material Terms Under Mgmt For For For the Equity Incentive Plan ---------------------------------------------------------------------------------------------------------------------- CAMPUS CREST COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCG CUSIP 13466Y105 04/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Ted W. Rollins Mgmt For For For 1.2 Elect Lauro Gonzalez-Moreno Mgmt For For For 1.3 Elect Richard S. Kahlbaugh Mgmt For Withhold Against 1.4 Elect James W. McCaughan Mgmt For For For 1.5 Elect Denis McGlynn Mgmt For For For 1.6 Elect Daniel L. Simmons Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Amendment to the Equity Incentive Mgmt For Against Against Compensation Plan
---------------------------------------------------------------------------------------------------------------------- CARBO CERAMICS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRR CUSIP 140781105 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Sigmund L. Cornelius Mgmt For For For 1.2 Elect Chad C. Deaton Mgmt For For For 1.3 Elect James B. Jennings Mgmt For For For 1.4 Elect Gary A. Kolstad Mgmt For For For 1.5 Elect Henry E. Lentz Mgmt For For For 1.6 Elect Randy L. Limbacher Mgmt For For For 1.7 Elect William C. Morris Mgmt For Withhold Against 1.8 Elect Robert S. Rubin Mgmt For For For 2 2014 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CRS CUSIP 144285103 10/15/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect I. Martin Inglis Mgmt For For For 1.2 Elect Peter N. Stephans Mgmt For For For 1.3 Elect Kathryn C. Turner Mgmt For For For 1.4 Elect Stephen M. Ward, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CASEY'S GENERAL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CASY CUSIP 147528103 09/13/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Johnny Danos Mgmt For For For 1.2 Elect H. Lynn Horak Mgmt For For For 1.3 Elect Jeffrey M. Lamberti Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- CASH AMERICA INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSH CUSIP 14754D100 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Daniel E. Berce Mgmt For For For 1.2 Elect Jack R. Daugherty Mgmt For For For 1.3 Elect Daniel R. Feehan Mgmt For For For 1.4 Elect James H. Graves Mgmt For For For 1.5 Elect B.D. Hunter Mgmt For For For 1.6 Elect Timothy J. McKibben Mgmt For For For 1.7 Elect Alfred M. Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2014 Long Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect David F. Walker Mgmt For For For 2 Elect John J. Mahoney Mgmt For For For 3 Elect Stephen E. Watson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CHINA YUCHAI INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CYD CUSIP G21082105 08/02/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3.1 Elect KWEK Leng Peck Mgmt For For For 3.2 Elect Gan Khai Choon Mgmt For For For 3.3 Elect Weng Ming Hoh Mgmt For For For 3.4 Elect Tan Aik-Leang Mgmt For For For 3.5 Elect Neo Poh Kiat Mgmt For For For 3.6 Elect Han Yi Yong Mgmt For For For 4 Elect Yan Ping Mgmt For For For 5 Elect Raymond HO Chi-Keung Mgmt For For For 6 Board Size Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees
---------------------------------------------------------------------------------------------------------------------- CLARCOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLC CUSIP 179895107 03/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Mark A. Emkes Mgmt For For For 1.2 Elect Robert H. Jenkins Mgmt For For For 1.3 Elect Philip R. Lochner, Jr. Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 2014 Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- COHEN & STEERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNS CUSIP 19247A100 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Martin Cohen Mgmt For For For 2 Elect Robert H. Steers Mgmt For For For 3 Elect Peter L. Rhein Mgmt For For For 4 Elect Richard P. Simon Mgmt For Against Against 5 Elect Edmond D. Villani Mgmt For For For 6 Elect Frank T. Connor Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- CST BRANDS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CST CUSIP 12646R105 06/04/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Roger G. Burton Mgmt For For For 2 Elect Stephen A. Smith Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2013 Omnibus Stock Mgmt For For For and Incentive Plan 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
---------------------------------------------------------------------------------------------------------------------- CUBESMART TICKER SECURITY ID: MEETING DATE MEETING STATUS CUBE CUSIP 229663109 05/28/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William M. Diefenderfer III Mgmt For For For 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Christopher P. Marr Mgmt For For For 1.4 Elect Marianne M. Keler Mgmt For For For 1.5 Elect Deborah Ratner Salzberg Mgmt For For For 1.6 Elect John F. Remondi Mgmt For For For 1.7 Elect Jeffrey F. Rogatz Mgmt For For For 1.8 Elect John W. Fain Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- DESTINATION MATERNITY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DEST CUSIP 25065D100 01/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Arnaud Ajdler Mgmt For For For 1.2 Elect Michael J. Blitzer Mgmt For For For 1.3 Elect Barry Erdos Mgmt For For For 1.4 Elect Joseph A. Goldblum Mgmt For For For 1.5 Elect Edward M. Krell Mgmt For For For 1.6 Elect Melissa Payner-Gregor Mgmt For For For 1.7 Elect William A. Schwartz, Jr. Mgmt For For For 1.8 Elect B. Allen Weinstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- EINSTEIN NOAH RESTAURANT GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAGL CUSIP 28257U104 04/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Michael W. Arthur Mgmt For For For 1.2 Elect E. Nelson Heumann Mgmt For For For 1.3 Elect Frank C. Meyer Mgmt For For For 1.4 Elect Edna K. Morris Mgmt For For For 1.5 Elect Thomas J. Mueller Mgmt For For For 1.6 Elect S. Garrett Stonehouse, Jr. Mgmt For For For 2 Amendment to the 2011 Omnibus Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Stephen W. Bershad Mgmt For For For 2 Elect David A.B. Brown Mgmt For For For 3 Elect Larry J. Bump Mgmt For For For 4 Elect Anthony J. Guzzi Mgmt For For For 5 Elect Richard F. Hamm, Jr. Mgmt For For For 6 Elect David H. Laidley Mgmt For For For 7 Elect Frank T. MacInnis Mgmt For For For 8 Elect Jerry E. Ryan Mgmt For For For 9 Elect Michael T. Yonker Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- ENSIGN GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENSG CUSIP 29358P101 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Roy E. Christensen Mgmt For For For 1.2 Elect John G. Nackel Mgmt For For For 1.3 Elect Barry M. Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Approve the Performance Goals Under Mgmt For For For the 2007 Omnibus Incentive Plan 5 Shareholder Proposal Regarding ShrHldr For For For Majority Vote for Election of Directors ---------------------------------------------------------------------------------------------------------------------- EVERCORE PARTNERS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EVR CUSIP 29977A105 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Roger C. Altman Mgmt For For For 1.2 Elect Pedro Aspe Mgmt For For For 1.3 Elect Richard I. Beattie Mgmt For Withhold Against 1.4 Elect Francois de Saint Phalle Mgmt For Withhold Against 1.5 Elect Gail B. Harris Mgmt For For For 1.6 Elect Curtis A. Hessler Mgmt For For For 1.7 Elect Robert B. Millard Mgmt For For For 1.8 Elect Ralph L. Schlosstein Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- FAIR ISAAC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FICO CUSIP 303250104 02/11/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect A. George Battle Mgmt For For For 2 Elect Greg G. Gianforte Mgmt For For For 3 Elect Braden R Kelly Mgmt For For For 4 Elect James D. Kirsner Mgmt For For For 5 Elect William J. Lansing Mgmt For For For 6 Elect Rahul N. Merchant Mgmt For For For 7 Elect David A. Rey Mgmt For For For 8 Elect Duane E. White Mgmt For For For 9 Amendment to the 2012 Long-Term Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- GLOBE SPECIALTY METALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSM CUSIP 37954N206 12/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Donald G. Barger, Jr. Mgmt For Withhold Against 1.2 Elect Thomas A. Danjczek Mgmt For Withhold Against 1.3 Elect Stuart E. Eizenstat Mgmt For Withhold Against 1.4 Elect Alan Kestenbaum Mgmt For For For 1.5 Elect Franklin Leo Lavin Mgmt For For For 1.6 Elect Alan R, Schriber Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- GRANITE CONSTRUCTION INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GVA CUSIP 387328107 06/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Gary M. Cusumano Mgmt For For For 2 Elect James H. Roberts Mgmt For For For 3 Elect Gaddi H. Vasquez Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GLDD CUSIP 390607109 05/07/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Peter R. Deutsch Mgmt For For For 1.2 Elect Nathan D. Leight Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAP.B CUSIP 400506101 12/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Shareholder Proposal Regarding ShrHldr N/A Abstain N/A Non-Renewal of Technical and Technology Transfer Contract ("CATTT") 2 Shareholder Proposal Regarding ShrHldr N/A Abstain N/A Appointment of Legal Representatives ---------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAP.B CUSIP 400506101 04/23/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Reports Mgmt N/A TNA N/A 2 Reports of the CEO and Auditor Mgmt N/A TNA N/A 3 Opinion of the Board of Directors on Mgmt N/A TNA N/A the CEO's Report 4 Report of the Board Regarding Mgmt N/A TNA N/A Accounting Standards 5 Report of Board Activities and Mgmt N/A TNA N/A Operations 6 Report of Audit and Corporate Mgmt N/A TNA N/A Governance Committee's Activities 7 Report on Tax Compliance Mgmt N/A TNA N/A 8 Ratification of Board and Executive Mgmt N/A TNA N/A Acts; Release of Responsibility 9 Ratification of Board and Executive Mgmt N/A TNA N/A Acts; Release of Responsibility 10 Accounts and Reports Mgmt N/A TNA N/A 11 Allocation of Profits Mgmt N/A TNA N/A 12 Allocation of Dividends Mgmt N/A TNA N/A 13 Authority to Repurchase Shares Mgmt N/A TNA N/A
14 Election of Directors - Series B Mgmt N/A TNA N/A 15 Election of Chairman Mgmt N/A TNA N/A 16 Directors' Fees Mgmt N/A TNA N/A 17 Election of Nomination and Mgmt N/A TNA N/A Remuneration Committee Member - Series B 18 Election of Audit and Corporate Mgmt N/A TNA N/A Governance Committee Chairman 19 Authority to Reduce Share Capital for Mgmt N/A TNA N/A Bonus Share Issue 20 Relocation of Company's Registered Mgmt N/A TNA N/A Office ---------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAP.B CUSIP 400506101 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Reports Mgmt For Abstain Against 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Allocation of Dividends Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Election of Directors - Series B Mgmt For For For 7 Election of Chairman Mgmt For For For 8 Directors' Fees Mgmt For Abstain Against 9 Election of Nomination and Mgmt For For For Remuneration Committee member - Series B 10 Election of Audit and Corporate Mgmt For For For Governance Committee Chairman 11 Authority to Reduce Share Capital for Mgmt For For For Bonus Share Issue 12 Relocation of Company's Registered Mgmt For For For Office ---------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS ASUR CUSIP 40051E202 04/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Report of the CEO and External Mgmt For For For Auditor; Board's Opinion on CEO's Report 2 Report of the Board on Accounting Mgmt For For For Practices 3 Report of the Board Regarding Mgmt For For For Operations
4 Financial Statements Mgmt For For For 5 Report of the Audit Committee Mgmt For For For 6 Report on Tax Compliance Mgmt For For For 7 Allocation of Profits/Dividends; Mgmt For For For Authority to Repurchase Shares 8 Allocation of Profits/Dividends; Mgmt For For For Authority to Repurchase Shares 9 Election of Directors Mgmt For For For 10 Elect Fernando Chico Pardo Mgmt For Against Against 11 Elect Jose Antonio Perez Anton Mgmt For Against Against 12 Elect Luis Chico Pardo Mgmt For For For 13 Elect Aurelio Perez Alonso Mgmt For For For 14 Elect Rasmus Christiansen Mgmt For Against Against 15 Elect Francisco Garza Zambrano Mgmt For For For 16 Elect Ricardo Guajardo Touche Mgmt For For For 17 Elect Guillermo Ortiz Martinez Mgmt For For For 18 Elect Roberto Servitje Sendra Mgmt For For For 19 Election of Directors Mgmt For For For 20 Election of Directors Mgmt For For For 21 Election of Directors Mgmt For For For 22 Election of Directors Mgmt For For For 23 Election of Directors Mgmt For For For 24 Election of Directors Mgmt For For For 25 Election of Directors Mgmt For For For 26 Election of Meeting Delegates Mgmt For For For 27 Election of Meeting Delegates Mgmt For For For 28 Election of Meeting Delegates Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS ASUR CUSIP 40051E202 12/19/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Special Dividend Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/26/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Kay Isaacson-Leibowitz Mgmt For Withhold Against 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For Withhold Against 2 Amendment to the 2004 Equity Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Michael P. Angelini Mgmt For For For 2 Elect Richard H. Booth Mgmt For For For 3 Elect Karen C. Francis Mgmt For For For 4 Elect David J. Gallitano Mgmt For For For 5 Elect Wendell J. Knox Mgmt For For For 6 Elect Robert J. Murray Mgmt For For For 7 2014 Long-Term Incentive Plan Mgmt For For For 8 Chaucer Share Incentive Plan Mgmt For For For 9 2014 Employee Stock Purchase Plan Mgmt For For For 10 2014 Executive Short-Term Incentive Mgmt For For For Plan 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HARRIS TEETER SUPERMARKETS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTSI CUSIP 414585109 10/03/2013 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Merger Mgmt For For For 2 Advisory Vote on Golden Parachutes Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HAYNES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAYN CUSIP 420877201 02/24/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Donald C. Campion Mgmt For For For 2 Elect Mark Comerford Mgmt For For For 3 Elect John C. Corey Mgmt For For For 4 Elect Robert H. Getz Mgmt For For For 5 Elect Timothy J. McCarthy Mgmt For For For 6 Elect Michael L. Shor Mgmt For For For 7 Elect William P. Wall Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Emmanuel T. Ballases Mgmt For For For 1.2 Elect Frank J. Bramanti Mgmt For For For 1.3 Elect Walter M. Duer Mgmt For For For 1.4 Elect James C. Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For Withhold Against 1.6 Elect John N. Molbeck, Jr. Mgmt For For For 1.7 Elect Susan Rivera Mgmt For For For 1.8 Elect Hans D. Rohlf Mgmt For For For 1.9 Elect Robert A. Rosholt Mgmt For For For 1.10 Elect J. Mikesell Thomas Mgmt For For For 1.11 Elect Christopher J. B. Williams Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HECLA MINING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HL CUSIP 422704106 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Phillips S. Baker, Jr. Mgmt For For For 1.2 Elect Anthony P. Taylor Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Restoration of Right to Call a Special Mgmt For For For Meeting ---------------------------------------------------------------------------------------------------------------------- HERMAN MILLER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLHR CUSIP 600544100 10/07/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Lisa A. Kro Mgmt For For For 1.2 Elect Dorothy A. Terrell Mgmt For For For 1.3 Elect David O. Ulrich Mgmt For For For 1.4 Elect Michael A. Volkema Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2013 Executive Incentive Cash Bonus Mgmt For For For Plan 4 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- HORACE MANN EDUCATORS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HMN CUSIP 440327104 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Mary H. Futrell Mgmt For For For 2 Elect Stephen J. Hasenmiller Mgmt For For For 3 Elect Ronald J. Helow Mgmt For For For 4 Elect Beverley J. McClure Mgmt For For For 5 Elect Gabriel L. Shaheen Mgmt For For For 6 Elect Roger J. Steinbecker Mgmt For For For 7 Elect Robert Stricker Mgmt For For For 8 Elect Steven O. Swyers Mgmt For For For 9 Elect Marita Zuraitis Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- HSN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSNI CUSIP 404303109 05/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William Costello Mgmt For For For 1.2 Elect James M. Follo Mgmt For For For 1.3 Elect Mindy Grossman Mgmt For For For 1.4 Elect Stephanie Kugelman Mgmt For For For 1.5 Elect Arthur C. Martinez Mgmt For Withhold Against 1.6 Elect Thomas J. McInerney Mgmt For For For 1.7 Elect John B. Morse, Jr. Mgmt For For For 1.8 Elect Matthew E. Rubel Mgmt For For For 1.9 Elect Ann Sarnoff Mgmt For For For 1.10 Elect Courtnee Ulrich Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to the 2008 Stock and Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- INTERFACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TILE CUSIP 458665304 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John P. Burke Mgmt For For For 1.2 Elect Edward C. Callaway Mgmt For For For 1.3 Elect Andrew B. Cogan Mgmt For For For 1.4 Elect Carl I. Gable Mgmt For For For 1.5 Elect Daniel T. Hendrix Mgmt For For For 1.6 Elect June M. Henton Mgmt For For For 1.7 Elect Christopher G. Kennedy Mgmt For For For 1.8 Elect K. David Kohler Mgmt For For For
1.9 Elect James B. Miller, Jr. Mgmt For For For 1.10 Elect Harold M. Paisner Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Amendment to the Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- JMP GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JMP CUSIP 46629U107 06/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Joseph A. Jolson Mgmt For For For 1.2 Elect Craig R. Johnson Mgmt For For For 1.3 Elect Carter D. Mack Mgmt For For For 1.4 Elect Mark L. Lehmann Mgmt For Withhold Against 1.5 Elect Glenn H. Tongue Mgmt For For For 1.6 Elect Kenneth M. Karmin Mgmt For For For 1.7 Elect H. Mark Lunenburg Mgmt For For For 1.8 Elect David M. DiPietro Mgmt For For For 1.9 Elect Jonathan M. Orszag Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- KENNAMETAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMT CUSIP 489170100 10/22/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Carlos M. Cardoso Mgmt For For For 1.2 Elect William J. Harvey Mgmt For For For 1.3 Elect Cindy Davis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the Stock and Incentive Mgmt For For For Plan of 2010 ---------------------------------------------------------------------------------------------------------------------- KNOLL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNL CUSIP 498904200 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Andrew B. Cogan Mgmt For For For 1.2 Elect Stephen F. Fisher Mgmt For Withhold Against 1.3 Elect Sarah E. Nash Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against
---------------------------------------------------------------------------------------------------------------------- LANDAUER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LDR CUSIP 51476K103 02/20/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert J. Cronin Mgmt For For For 1.2 Elect William G. Dempsey Mgmt For For For 1.3 Elect William E. Saxelby Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- LINNCO, LLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCO CUSIP 535782106 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Mark E. Ellis Mgmt For For For 1.2 Elect David D. Dunlap Mgmt For Withhold Against 1.3 Elect Stephen J. Hadden Mgmt For For For 1.4 Elect Michael C. Linn Mgmt For For For 1.5 Elect Joseph P. McCoy Mgmt For For For 1.6 Elect Jeffrey C. Swoveland Mgmt For For For 2 Ratification of Auditor for Linn Energy Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Ratification of Auditor for LinnCo Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- LITHIA MOTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LAD CUSIP 536797103 04/25/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Sidney B. DeBoer Mgmt For For For 1.2 Elect Thomas Becker Mgmt For Withhold Against 1.3 Elect Susan O. Cain Mgmt For Withhold Against 1.4 Elect Bryan B. DeBoer Mgmt For For For 1.5 Elect M.L. Dick Heimann Mgmt For For For 1.6 Elect Kenneth E. Roberts Mgmt For Withhold Against 1.7 Elect William J. Young Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- LUXFER HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LXFR CUSIP 550678106 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Joseph Bonn Mgmt For For For 3 Elect Kevin S. Flannery Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Remuneration Report (Advisory) Mgmt For For For 7 Remuneration Policy (Binding) Mgmt For For For 8 Stock Split Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For (Employee Share Schemes) 10 Employee Stock Purchase Plan Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MACQUARIE INFRASTRUCTURE COMPANY LLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MIC CUSIP 55608B105 05/21/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Norman H. Brown, Jr. Mgmt For For For 1.2 Elect George W. Carmany, III Mgmt For For For 1.3 Elect H. E. Lentz Mgmt For For For 1.4 Elect Ouma Sananikone Mgmt For For For 1.5 Elect William H. Webb Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 2014 Independent Director Equity Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Edward K. Aldag, Jr. Mgmt For For For 1.2 Elect G. Steven Dawson Mgmt For For For 1.3 Elect R. Steven Hamner Mgmt For Withhold Against 1.4 Elect Robert E. Holmes Mgmt For For For 1.5 Elect Sherry A. Kellett Mgmt For For For 1.6 Elect William G. McKenzie Mgmt For For For 1.7 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against
---------------------------------------------------------------------------------------------------------------------- MEREDITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MDP CUSIP 589433101 11/06/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Stephen M. Lacy Mgmt For For For 1.2 Elect D. Mell Meredith Frazier Mgmt For Withhold Against 1.3 Elect Mary Sue Coleman Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAA CUSIP 59522J103 09/27/2013 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Merger Mgmt For For For 2 2013 Stock Incentive Plan Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MONMOUTH REAL ESTATE INVESTMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MNR CUSIP 609720107 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Brian H. Haimm Mgmt For For For 1.2 Elect Neal Herstik Mgmt For For For 1.3 Elect Matthew I. Hirsch Mgmt For For For 1.4 Elect Stephen B. Wolgin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- MSA SAFETY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MSA CUSIP 553498106 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Diane M. Pearse Mgmt For For For 1.2 Elect L. Edward Shaw, Jr. Mgmt For For For 1.3 Elect William M. Lambert Mgmt For For For 1.4 Elect Rebecca B. Roberts Mgmt For For For 2 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- MUELLER WATER PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWA CUSIP 624758108 01/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Shirley C. Franklin Mgmt For For For 1.2 Elect Thomas J. Hansen Mgmt For For For 1.3 Elect Gregory E. Hyland Mgmt For For For 1.4 Elect Jerry W. Kolb Mgmt For For For 1.5 Elect Joseph B. Leonard Mgmt For For For 1.6 Elect Mark J. O'Brien Mgmt For For For 1.7 Elect Bernard G. Rethore Mgmt For For For 1.8 Elect Neil A. Springer Mgmt For For For 1.9 Elect Lydia W. Thomas Mgmt For For For 1.10 Elect Michael T. Tokarz Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- NUTRISYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRI CUSIP 67069D108 05/13/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert F. Bernstock Mgmt For For For 1.2 Elect Paul Guyardo Mgmt For For For 1.3 Elect Michael J. Hagan Mgmt For For For 1.4 Elect Jay Herratti Mgmt For For For 1.5 Elect Brian P. Tierney Mgmt For For For 1.6 Elect Andrea M. Weiss Mgmt For For For 1.7 Elect Stephen T. Zarrilli Mgmt For For For 1.8 Elect Dawn M. Zier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- PARKWAY PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKY CUSIP 70159Q104 05/15/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Avi Banyasz Mgmt For For For 1.2 Elect Charles T. Cannada Mgmt For For For 1.3 Elect Edward M. Casal Mgmt For For For 1.4 Elect Kelvin L. Davis Mgmt For For For 1.5 Elect Laurie L. Dotter Mgmt For For For 1.6 Elect James R. Heistand Mgmt For For For 1.7 Elect C. William Hosler Mgmt For For For 1.8 Elect Adam S. Metz Mgmt For Withhold Against 1.9 Elect Brenda J. Mixson Mgmt For Withhold Against 1.10 Elect James A. Thomas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/17/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Mark S. Siegel Mgmt For For For 1.2 Elect Kenneth N. Berns Mgmt For For For 1.3 Elect Charles O. Buckner Mgmt For For For 1.4 Elect Michael W. Conlon Mgmt For For For 1.5 Elect Curtis W. Huff Mgmt For For For 1.6 Elect Terry H. Hunt Mgmt For For For 1.7 Elect Cloyce A. Talbott Mgmt For Withhold Against 2 2014 Long-Term Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PLANTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLT CUSIP 727493108 08/01/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Marv Tseu Mgmt For For For 2 Elect Ken Kannappan Mgmt For For For 3 Elect Brian Dexheimer Mgmt For For For 4 Elect Robert C. Hagerty Mgmt For For For 5 Elect Greggory Hammann Mgmt For For For 6 Elect John Hart Mgmt For For For 7 Elect Marshall Mohr Mgmt For For For 8 Amendment to the 2003 Stock Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/08/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert C. Goddard III Mgmt For For For 1.2 Elect David P. Stockert Mgmt For For For 1.3 Elect Herschel M. Bloom Mgmt For For For 1.4 Elect Walter M. Deriso, Jr. Mgmt For For For 1.5 Elect Russell R. French Mgmt For For For 1.6 Elect Toni Jennings Mgmt For For For 1.7 Elect Ronald de Waal Mgmt For For For 1.8 Elect Donald C. Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 2015 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- PROGRESSIVE WASTE SOLUTIONS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIN CUSIP 74339G101 05/14/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Appointment of Auditor and Authority Mgmt For For For to Set Fees 2.1 Elect John T. Dillon Mgmt For For For 2.2 Elect James J. Forese Mgmt For For For 2.3 Elect Larry S. Hughes Mgmt For For For 2.4 Elect Jeffrey L. Keefer Mgmt For For For 2.5 Elect Douglas W. Knight Mgmt For For For 2.6 Elect Susan Lee Mgmt For For For 2.7 Elect Daniel R. Milliard Mgmt For For For 2.8 Elect Joseph D. Quarin Mgmt For For For 3 Advisory Resolution on Executive Mgmt For For For Compensation ---------------------------------------------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS RBA CUSIP 767744105 05/01/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Robert W. Murdoch Mgmt For For For 1.2 Elect Peter J. Blake Mgmt For For For 1.3 Elect Eric Patel Mgmt For For For 1.4 Elect Beverley A. Briscoe Mgmt For For For 1.5 Elect Edward B. Pitoniak Mgmt For For For 1.6 Elect Christopher Zimmerman Mgmt For For For 1.7 Elect Robert Elton Mgmt For For For 1.8 Elect Erik Olsson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
---------------------------------------------------------------------------------------------------------------------- RUTH'S HOSPITALITY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RUTH CUSIP 783332109 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Michael P. O'Donnell Mgmt For For For 1.2 Elect Robin P. Selati Mgmt For For For 1.3 Elect Carla R. Cooper Mgmt For For For 1.4 Elect Bannus B. Hudson Mgmt For For For 1.5 Elect Robert S. Merritt Mgmt For For For 1.6 Elect Alan Vituli Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SCHOLASTIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHL CUSIP 807066105 09/18/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect James Barge Mgmt For For For 1.2 Elect Marianne Caponnetto Mgmt For For For 1.3 Elect John Davies Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SONIC AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAH CUSIP 83545G102 04/16/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect O. Bruton Smith Mgmt For For For 1.2 Elect B. Scott Smith Mgmt For For For 1.3 Elect David B. Smith Mgmt For For For 1.4 Elect William I. Belk Mgmt For Withhold Against 1.5 Elect William R. Brooks Mgmt For For For 1.6 Elect Bernard C. Byrd, Jr Mgmt For For For 1.7 Elect Victor H. Doolan Mgmt For Withhold Against 1.8 Elect H. Robert Heller Mgmt For Withhold Against 1.9 Elect Robert L. Rewey Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Amendment to the Incentive Mgmt For For For Compensation Plan 4 Ratification of Auditor Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- SOTHEBY'S TICKER SECURITY ID: MEETING DATE MEETING STATUS BID CUSIP 835898107 05/05/2014 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Daniel S. Loeb Mgmt N/A TNA N/A 1.2 Elect Harry J. Wilson Mgmt N/A TNA N/A 1.3 Elect Olivier Reza Mgmt N/A TNA N/A 1.4 Elect Management Nominee John M. Angelo Mgmt N/A TNA N/A 1.5 Elect Management Nominee Kevin C. Mgmt N/A TNA N/A Conroy 1.6 Elect Management Nominee Domenico De Mgmt N/A TNA N/A Sole 1.7 Elect Management Nominee The Duke of Mgmt N/A TNA N/A Devonshire 1.8 Elect Management Nominee Allen Questrom Mgmt N/A TNA N/A 1.9 Elect Management Nominee William F. Mgmt N/A TNA N/A Ruprecht 1.10 Elect Management Nominee Marsha E. Mgmt N/A TNA N/A Simms 1.11 Elect Management Nominee Diana L. Mgmt N/A TNA N/A Taylor 1.12 Elect Management Nominee Dennis M. Mgmt N/A TNA N/A Weibling 2 Ratification of Auditor Mgmt N/A TNA N/A 3 Advisory Vote on Executive Compensation Mgmt N/A TNA N/A ---------------------------------------------------------------------------------------------------------------------- SOTHEBY'S TICKER SECURITY ID: MEETING DATE MEETING STATUS BID CUSIP 835898107 05/05/2014 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John M. Angelo Mgmt For For For 1.2 Elect Jessica M. Bibliowicz Mgmt For For For 1.3 Elect Kevin C. Conroy Mgmt For For For 1.4 Elect Domenico De Sole Mgmt For For For 1.5 Elect The Duke of Devonshire Mgmt For For For 1.6 Elect Daniel Meyer Mgmt For For For 1.7 Elect Allen Questrom Mgmt For For For 1.8 Elect William F. Ruprecht Mgmt For For For 1.9 Elect Marsha Simms Mgmt For For For 1.10 Elect Robert S. Taubman Mgmt For For For 1.11 Elect Diana L. Taylor Mgmt For For For 1.12 Elect Dennis M. Weibling Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- SOTHEBY'S TICKER SECURITY ID: MEETING DATE MEETING STATUS BID CUSIP 835898107 05/29/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect John M. Angelo Mgmt For For For 1.2 Elect Jessica M. Bibliowicz Mgmt For For For 1.3 Elect Kevin C. Conroy Mgmt For For For 1.4 Elect Domenico De Sole Mgmt For For For 1.5 Elect The Duke of Devonshire Mgmt For For For 1.6 Elect Daniel S. Loeb Mgmt For For For 1.7 Elect Daniel Meyer Mgmt For For For 1.8 Elect Allen Questrom Mgmt For For For 1.9 Elect Olivier Reza Mgmt For For For 1.10 Elect William F. Ruprecht Mgmt For For For 1.11 Elect Marsha Simms Mgmt For For For 1.12 Elect Robert S. Taubman Mgmt For For For 1.13 Elect Diana L. Taylor Mgmt For For For 1.14 Elect Dennis M. Weibling Mgmt For For For 1.15 Elect Harry J. Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 85749P 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For 13 Purchasing of Interests in Oil, Gas or Mgmt For For For Other Mineral Exploration or Development Programs
---------------------------------------------------------------------------------------------------------------------- STANCORP FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFG CUSIP 852891100 05/12/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Frederick W. Buckman Mgmt For For For 2 Elect J. Greg Ness Mgmt For For For 3 Elect Mary F. Sammons Mgmt For For For 4 Elect Timothy A. Holt Mgmt For For For 5 Elect Kevin M. Murai Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/25/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Richard C. Breeden Mgmt For For For 1.2 Elect Cynthia L. Feldmann Mgmt For For For 1.3 Elect Jacqueline B. Kosecoff Mgmt For For For 1.4 Elect David B. Lewis Mgmt For For For 1.5 Elect Kevin M. McMullen Mgmt For For For 1.6 Elect Walter M Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen M. Sohi Mgmt For For For 1.8 Elect John P. Wareham Mgmt For For For 1.9 Elect Loyal W. Wilson Mgmt For For For 1.10 Elect Michael B. Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- SUN HYDRAULICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNHY CUSIP 866942105 06/02/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Christine L. Koski Mgmt For For For 1.2 Elect David N. Wormley Mgmt For For For 1.3 Elect Alexander Schuetz Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- TENNANT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TNC CUSIP 880345103 04/23/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Carol S. Eicher Mgmt For For For 1.2 Elect David Mathieson Mgmt For For For 1.3 Elect Donal L. Mulligan Mgmt For For For 1.4 Elect Stephen G. Shank Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- THE MANITOWOC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/06/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Donald M. Condon, Jr. Mgmt For For For 1.2 Elect Keith D. Nosbusch Mgmt For For For 1.3 Elect Glen E. Tellock Mgmt For For For 1.4 Elect Robert G. Bohn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- THOR INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THO CUSIP 885160101 12/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Peter B. Orthwein Mgmt For For For 1.2 Elect James L. Ziemer Mgmt For For For 1.3 Elect Robert W. Martin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- TRUSTCO BANK CORP NY TICKER SECURITY ID: MEETING DATE MEETING STATUS TRST CUSIP 898349105 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Anthony J. Marinello Mgmt For For For 1.2 Elect William D. Powers Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------------- UMB FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UMBF CUSIP 902788108 04/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Warner L. Baxter Mgmt For For For 1.2 Elect David R. Bradley, Jr. Mgmt For For For 1.3 Elect Nancy K. Buese Mgmt For For For 1.4 Elect Peter J. deSilva Mgmt For For For 1.5 Elect Terrence P. Dunn Mgmt For For For 1.6 Elect Kevin C. Gallagher Mgmt For For For 1.7 Elect Greg M. Graves Mgmt For For For 1.8 Elect Alexander C. Kemper Mgmt For For For 1.9 Elect J. Mariner Kemper Mgmt For For For 1.10 Elect Kris A. Robbins Mgmt For For For 1.11 Elect Thomas D. Sanders Mgmt For For For 1.12 Elect L. Joshua Sosland Mgmt For For For 1.13 Elect Paul Uhlmann, III Mgmt For For For 1.14 Elect Thomas J. Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman ---------------------------------------------------------------------------------------------------------------------- VIAD CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VVI CUSIP 92552R406 05/22/2014 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1 Elect Paul B. Dykstra Mgmt For For For 2 Elect Edward E. Mace Mgmt For For For 3 Elect Margaret E. Pederson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For
---------------------------------------------------------------------------------------------------------------------- WD-40 COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WDFC CUSIP 929236107 12/10/2013 Voted MEETING TYPE COUNTRY OF TRADE Annual United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect Giles H. Bateman Mgmt For For For 1.2 Elect Peter D. Bewley Mgmt For For For 1.3 Elect Richard A. Collato Mgmt For For For 1.4 Elect Mario L. Crivello Mgmt For For For 1.5 Elect Linda A. Lang Mgmt For For For 1.6 Elect Garry O. Ridge Mgmt For For For 1.7 Elect Gregory A. Sandfort Mgmt For For For 1.8 Elect Neal E. Schmale Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth Total Return Bond Fund ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Agains 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Agains (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Agains (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For
Registrant : RidgeWorth Funds Fund Name : RidgeWorth U.S. Government Securities Fund ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth U.S. Government Securities Ultra-Short Bond Fund ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust Mgmt For Against Against (Feeder Trust) 3 Amendment to Declaration of Trust Mgmt For Against Against (Master Trust) 4 Industry Concentration Mgmt For For For
5 Borrowing Money and Issuing Senior Mgmt For For For Securities 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Mgmt For For For Fund Assets 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For Registrant : RidgeWorth Funds Fund Name : RidgeWorth Ultra-Short Bond Fund ---------------------------------------------------------------------------------------------------------------------- SSGA FUNDS TICKER SECURITY ID: MEETING DATE MEETING STATUS SSGXX CUSIP 857492 02/27/2014 Voted MEETING TYPE COUNTRY OF TRADE Special United States FOR/AGNST ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT 1.1 Elect William L. Marshall Mgmt For For For 1.2 Elect Patrick J. Riley Mgmt For For For 1.3 Elect Richard D. Shirk Mgmt For For For 1.4 Elect Bruce D. Taber Mgmt For For For 1.5 Elect Scott F. Powers Mgmt For For For 1.6 Elect Michael F. Holland Mgmt For Withhold Against 1.7 Elect William L. Boyan Mgmt For For For 1.8 Elect Rina K. Spence Mgmt For For For 1.9 Elect Douglas T. Williams Mgmt For For For 1.10 Elect James E. Ross Mgmt For For For 2 Amendment to Declaration of Trust (Feeder Trust) Mgmt For Against Against 3 Amendment to Declaration of Trust (Master Trust) Mgmt For Against Against 4 Industry Concentration Mgmt For For For 5 Borrowing Money and Issuing Senior Securities Mgmt For For For 6 Making Loans Mgmt For For For 7 Investment in Commodities Mgmt For For For 8 Investment in Real Estate Mgmt For For For 9 Underwriting of Securities Mgmt For For For 10 Pledging, Mortgaging or Hypothecating Fund Assets Mgmt For For For 11 Diversification of Investments Mgmt For For For 12 Investment in Illiquid Securities Mgmt For For For
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. RIDGEWORTH FUNDS By: /s/ Julia R. Short -------------------------------- Julia R. Short President Date: August 26, 2014