EX-99.77O RULE 10F-3 2 summarya.txt Rule 10f-3 Transactions* July 1, 2010 through September 30, 2010 Reported Transactions 1. The following 10f-3 transaction was effected for the RidgeWorth Investment Grade Tax Exempt Bond Fund, RidgeWorth High Grade Municipal Fund Issuer/Security: Jacksonville Water Sewer 5% due 10/1/39; 46613PYY6 Date of Purchase: 7/20/2010 Date Offering Commenced: 7/20/2010 Name of Broker/Dealer from Whom Purchased: Wells Fargo Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Wells Fargo, Citigroup, JP Morgan, Barclays, Goldman, Morgan Stanley, BAML, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $4,160,840 Aggregate Principal Amount of Offering: $217,300,000 Purchase Price: $104.021 Commission/ Spread/ Profit: .5% 2. The following 10f-3 transaction was effected for the RidgeWorth Mid Cap Value Fund Issuer/Security: Towers Watson; 891894107 Date of Purchase: 9/16/2010 Date Offering Commenced: 9/13/2010 Name of Broker/Dealer from Whom Purchased: Goldman Sachs, Merrill Lynch Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Citigroup, Robert Baird, Stifel Niclaus, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: 3,450,000 Aggregate Principal Amount of Offering: 196,840,000 Purchase Price: $46.00 Commission/ Spread/ Profit: $1.24 3. The following 10f-3 transaction was effected for the RidgeWorth Virginia Intermediate Fund Issuer/Security: Metropolitan Washington Airport Authority 5% due 10/1/2029; 592646T29 Date of Purchase: 7/21/2010 Date Offering Commenced: 7/19/2010 Name of Broker/Dealer from Whom Purchased: Barclays Capital Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: JP Morgan, Wells Fargo, Morgan Keegan, Citigroup, Loop Capital, Morgan Stanley, Seibert Brandford Shank, BAML, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $2,500,000 Aggregate Principal Amount of Offering: $348,400,000 Purchase Price: $105.208 Commission/ Spread/ Profit: .5% 4. The following 10f-3 transaction was effected for the RidgeWorth Maryland Municipal Fund Issuer/Security: Georgia State Higher Education Facilities Authority 4.75% due 6/15/41; 373511CP7 Date of Purchase: 8/2/2010 Date Offering Commenced: 7/30/2010 Name of Broker/Dealer from Whom Purchased: Wells Fargo Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Wells Fargo, Citi, BAML, Baird, Barclays, Jefferies, Morgan Keegan, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $300,000 Aggregate Principal Amount of Offering: $94,210,000 Purchase Price: $99.034 Commission/ Spread/ Profit: .5% 5. The following 10f-3 transaction was effected for the RidgeWorth North Carolina Tax-Exempt Bond Fund Issuer/Security: Raleigh Durham NC Airport Authority Revenue 5% due 5/1/2036; 751073HG5 Date of Purchase: 8/6/2010 Date Offering Commenced: 8/5/2010 Name of Broker/Dealer from Whom Purchased: Barclays Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Barclays, BAML, Morgan Keegan, Siebert Brandford Shank, Wells Fargo, Piper Jaffray, Citi, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $500,000 Aggregate Principal Amount of Offering: $238,785,000 Purchase Price: $104.917 Commission/ Spread/ Profit: .5% 6. The following 10f-3 transaction was effected for the RidgeWorth Georgia Tax-Exempt Bond Fund Issuer/Security: Georgia State Higher Ed Facs Auth 5% due 6/15/38; 373511CL6 Date of Purchase: 8/2/10 Date Offering Commenced: 7/29/10 Name of Broker/Dealer from Whom Purchased: Wells Fargo Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Wells Fargo, Citi, BAML, Baird, Barclays, Jefferies, Morgan Keegan, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $1,300,000 Aggregate Principal Amount of Offering: $99,295,000 Purchase Price: $101.547 Commission/ Spread/ Profit: .5% 7. The following 10f-3 transaction was effected for the RidgeWorth Georgia Tax-Exempt Bond Fund Issuer/Security: Georgia State Higher Ed Facs Auth 5% due 6/15/40; 373511CJ1 Date of Purchase: 8/2/10 Date Offering Commenced: 7/29/10 Name of Broker/Dealer from Whom Purchased: Wells Fargo Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Wells Fargo, Citi, BAML, Baird, Barclays, Jefferies, Morgan Keegan, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $2,000,000 Aggregate Principal Amount of Offering: $99,295,000 Purchase Price: $100.147 Commission/ Spread/ Profit: .5% 8. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: BE Aerospace 6.875% due 10/1/20; 055381AR8 Date of Purchase: 9/13/10 Date Offering Commenced: 9/13/10 Name of Broker/Dealer from Whom Purchased: Credit Suisse Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Credit Suisse, JP Morgan, RBS, UBS, Wells Fargo, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $21,000,000 Aggregate Principal Amount of Offering: $650,000,000 Purchase Price: $99.104 Commission/ Spread/ Profit: 2% 9. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: FTI Consulting 6.75% due 10/1/20; 302941AH2 Date of Purchase: 9/16/10 Date Offering Commenced: 9/16/10 Name of Broker/Dealer from Whom Purchased: Bank of America Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Goldman, JP Morgan, DB, Comerica, HSBC, KKR, PNC, RBS, Santander, Wells Fargo, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $12,000,000 Aggregate Principal Amount of Offering: $400,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 2% 10. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: NBTY 9% due 10/1/18; 628782AG9 Date of Purchase: 9/22/10 Date Offering Commenced: 9/22/10 Name of Broker/Dealer from Whom Purchased: Bank of America Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Barclays, Credit Suisse, Mizuho, Rabo, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $7,500,000 Aggregate Principal Amount of Offering: $650,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 2.5% 11. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: Windstream 7.75% due 10/15/20; 97381WAM6 Date of Purchase: 9/22/10 Date Offering Commenced: 9/22/10 Name of Broker/Dealer from Whom Purchased: Bank of America Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, DB, Goldman, Morgan Stanley, Barclays, Citigroup, BNP, Mitsubishi, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $10,000,000 Aggregate Principal Amount of Offering: $500,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 1.75% 12. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: Energy Transfer Equity 7.5% due 10/15/20; 29273VAC4 Date of Purchase: 9/15/10 Date Offering Commenced: 9/15/10 Name of Broker/Dealer from Whom Purchased: Credit Suisse Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Citigroup, Credit Suisse, Morgan Stanley, UBS, Wells Fargo, BNP, DB, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $80,000,000 Aggregate Principal Amount of Offering: $1,800,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 1.51004% 13. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: UHS 7% due 10/1/18; 902730AA8 Date of Purchase: 9/15/10 Date Offering Commenced: 9/15/10 Name of Broker/Dealer from Whom Purchased: JP Morgan Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: DB, JP Morgan, Credit Agricole, Mitsubishi, RBS, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $8,000,000 Aggregate Principal Amount of Offering: $250,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 2% 14. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: Fidelity 7.875% due 7/15/20; 31620MAC0 Date of Purchase: 7/8/10 Date Offering Commenced: 7/8/10 Name of Broker/Dealer from Whom Purchased: Bank of America Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Goldman, JP Morgan, Wells Fargo, BNP, RBS, US Bank, Credit Agricole, ING, Mitsubishi, Mizuho, PNC, Scotia, TD Securities, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $10,000,000 Aggregate Principal Amount of Offering: $600,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 1.75% 15. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: MWA 8.75% due 9/1/20; 624758AC2 Date of Purchase: 8/19/10 Date Offering Commenced: 8/19/10 Name of Broker/Dealer from Whom Purchased: Bank of America Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Goldman, JP Morgan, Wells Fargo, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $9,000,000 Aggregate Principal Amount of Offering: $225,000,000 Purchase Price: $98.37 Commission/ Spread/ Profit: 2.006% 16. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: Chesapeake 6.625% due 8/15/20; 1651067CF2 Date of Purchase: 8/9/10 Date Offering Commenced: 8/9/10 Name of Broker/Dealer from Whom Purchased: Credit Suisse Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Barclays, Credit Suisse, Morgan Stanley, Wells Fargo, BNP, Citi, Credit Agricole, DB, Goldman, RBS, UBS, BBVA, BMO, Bosc, Capital One, Comerica, Macquarie, Mitsubishi, Natixis, PNC, RBC, Scotia, TD, US Bancorp, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $35,000,000 Aggregate Principal Amount of Offering: $1,400,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 1.625% 17. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: Fidelity 7.625% due 7/15/17; 31620MAA4 Date of Purchase: 7/8/10 Date Offering Commenced: 7/8/10 Name of Broker/Dealer from Whom Purchased: Bank of America Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Goldman, JP Morgan, Wells Fargo, BNP, RBS, US Bank, Credit Agricole, ING, Mitsubishi, Mizuho, PNC, Scotia, TD Securities, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $12,000,000 Aggregate Principal Amount of Offering: $500,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 1.75% 18. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: Texas Industries 9.25% due 8/15/20; 882491AP8 Date of Purchase: 7/27/10 Date Offering Commenced: 7/27/10 Name of Broker/Dealer from Whom Purchased: Bank of America Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Goldman, UBS, Wells Fargo, Capital One, Comerica, US Bancorp, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $25,000,000 Aggregate Principal Amount of Offering: $650,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 1.75% 19. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: Accuride 9.5% due 8/1/18; 00439TAD9 Date of Purchase: 7/22/10 Date Offering Commenced: 7/22/10 Name of Broker/Dealer from Whom Purchased: Credit Suisse Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Credit Suisse, Deutsche Bank, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $9,000,000 Aggregate Principal Amount of Offering: $600,000,000 Purchase Price: $97.288 Commission/ Spread/ Profit: 2.5% 20. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: Windstream 8.125% due 9/1/18; 97381WAK0 Date of Purchase: 7/12/10 Date Offering Commenced: 7/12/10 Name of Broker/Dealer from Whom Purchased: Bank of America Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: DB, Goldman, Morgan Stanley, Barclays, Citigroup, BNP, Mitsubishi, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $15,000,000 Aggregate Principal Amount of Offering: $400,000,000 Purchase Price: $99.248 Commission/ Spread/ Profit: 1.75% 21. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Issuer/Security: Whiting Petroleum 6.5% due 10/1/18; 966387AF9 Date of Purchase: 9/21/10 Date Offering Commenced: 9/21/10 Name of Broker/Dealer from Whom Purchased: Bank of America Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, JP Morgan, Wells Fargo, Barclays, BBVA, BNP, Bosc, Comerica, Credit Agricole, KeyBanc, Lloyds, Mitsubishi, Morgan Stanley, Raymond James, RBC, Scotia, US Bancorp, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $6,000,000 Aggregate Principal Amount of Offering: $350,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 2% 22. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, High Income Fund Issuer/Security: Gannett 7.125% due 9/1/18; 364725AU5 Date of Purchase: 9/23/10 Date Offering Commenced: 9/23/10 Name of Broker/Dealer from Whom Purchased: JP Morgan Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Barclays, Citigroup, JP Morgan, Mitsubishi, Mizuho, US Bancorp, Comerica, Fifth Third, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $10,000,000 Aggregate Principal Amount of Offering: $250,000,000 Purchase Price: $98.527 Commission/ Spread/ Profit: 1.90% 23. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: Gannett 6.375% due 9/1/15; 364725AR2 Date of Purchase: 9/23/10 Date Offering Commenced: 9/23/10 Name of Broker/Dealer from Whom Purchased: JP Morgan Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Barclays, Citigroup, JP Morgan, Mitsubishi, Mizuho, US Bancorp, Comerica, Fifth Third, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $10,000,000 Aggregate Principal Amount of Offering: $250,000,000 Purchase Price: $98.97 Commission/ Spread/ Profit: 1.90% 24. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: Lifepoint 6.625% due 10/1/20; 53219LAJ8 Date of Purchase: 9/20/10 Date Offering Commenced: 9/20/10 Name of Broker/Dealer from Whom Purchased: Barclays Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Barclays, Citi, Goldman, Credit Agricole, Fifth Third, Morgan Keegan, RBC, US Bancorp, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $15,000,000 Aggregate Principal Amount of Offering: $400,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 2% 25. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: Proquest 9% due 10/15/18; 74347AAA2 Date of Purchase: 9/16/10 Date Offering Commenced: 9/16/10 Name of Broker/Dealer from Whom Purchased: Morgan Stanley Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Jefferies, Morgan Stanley, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $13,000,000 Aggregate Principal Amount of Offering: $275,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 1.35% 26. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: Chesapeake 6.875% due 8/15/18; 1651067CE5 Date of Purchase: 8/9/10 Date Offering Commenced: 8/9/10 Name of Broker/Dealer from Whom Purchased: Credit Suisse Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Barclays, Credit Suisse, Morgan Stanley, Wells Fargo, BNP, Citi, Credit Agricole, DB, Goldman, RBS, UBS, BBVA, BMO, Bosc, Capital One, Comerica, Macquarie, Mitsubishi, Natixis, Scotia, TD, US Bancorp, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $20,000,000 Aggregate Principal Amount of Offering: $600,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 1.625% 27. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: GTIV 11.5% due 9/1/18; 37247AAA0 Date of Purchase: 8/12/10 Date Offering Commenced: 8/11/10 Name of Broker/Dealer from Whom Purchased: Barclays Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, Barclays, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $5,000,000 Aggregate Principal Amount of Offering: $625,000,000 Purchase Price: $100.00 Commission/ Spread/ Profit: 2.006% 28. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: QEP 6.875% due 3/1/21; 74733VAA Date of Purchase: 8/11/10 Date Offering Commenced: 8/11/10 Name of Broker/Dealer from Whom Purchased: Deutsche Bank Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Bank of America, BMO, DB, JP Morgan, Wells Fargo, BBVA, Goldman, Mitsubishi, RBS, SG Americas, TD Securities, US Bancorp, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $5,000,000 Aggregate Principal Amount of Offering: $625,000,000 Purchase Price: $99.074 Commission/ Spread/ Profit: 1.25% 29. The following 10f-3 transaction was effected for the RidgeWorth Seix High Yield Fund, RidgeWorth High Income Fund, RidgeWorth Seix Floating Rate High Income Fund Issuer/Security: Citigroup 7.875%; 173080201 Date of Purchase: 9/30/10 Date Offering Commenced: 9/30/10 Name of Broker/Dealer from Whom Purchased: Morgan Stanley Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Citigroup, Bank of America, JP Morgan, Morgan Stanley, UBS, Wells Fargo, Barclays, Commerz, Credit Suisse, Deutsche Bank, Goldman, HSBC, KKR, Lloyds, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $600,000 Aggregate Principal Amount of Offering: $89,840,000 Purchase Price: $25.00 Commission/ Spread/ Profit: 3.15% 30. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: Valeant 7% due 10/1/20; 91911XAM6 Date of Purchase: 9/21/10 Date Offering Commenced: 9/21/10 Name of Broker/Dealer from Whom Purchased: Goldman Sachs Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Goldman Sachs, Jefferies, Morgan Stanley, Fifth Third, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $10,000,000 Aggregate Principal Amount of Offering: $700,000,000 Purchase Price: $99.375 Commission/ Spread/ Profit: 2.5% 31. The following 10f-3 transaction was effected for the RidgeWorth Intermediate Bond Fund, RidgeWorth Investment Grade Bond Fund, RidgeWorth Seix High Yield Fund, RidgeWorth Total Return Bond Fund, RidgeWorth High Income Fund Issuer/Security: Valeant 6.75% due 10/1/17; 91911XAL8 Date of Purchase: 9/21/10 Date Offering Commenced: 9/21/10 Name of Broker/Dealer from Whom Purchased: Goldman Sachs Name of Affiliated Dealer in Syndicate: SunTrust Robinson Humphrey Members of the Syndicate: Goldman Sachs, Jefferies, Morgan Stanley, Fifth Third, SunTrust Robinson Humphrey Aggregate Principal Amount of Purchase: $10,000,000 Aggregate Principal Amount of Offering: $500,000,000 Purchase Price: $99.50 Commission/ Spread/ Profit: 2.5% Rule 10f-3 Transactions* July 1, 2010 through September 30, 2010 Reported Transactions