EX-99.28(D)(3) 2 l42139a1exv99w28xdyx3y.htm SCHEDULE A TO THE AMENDED AND RESTATED INVESTMENT ASVISORY AGGREEMENT exv99w28xdyx3y
Exhibit 28 (d)(3)
SCHEDULE A
TO THE
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT
BETWEEN
RIDGEWORTH FUNDS
AND
RIDGEWORTH CAPITAL MANAGEMENT
Breakpoint Advisory Fee Schedules and Discounts:
Equity and Fixed Income Funds:
First $500 million = None (full fee)
Next $500 million = 5% discount from full fee
Over $1.0 billion = 10% discount from full fee
Equity Funds
         
Fund   Fee
Aggressive Growth Stock Fund
    1.10 %
Emerging Growth Stock Fund
    1.10 %
International Equity Fund
    1.15 %
International Equity Index Fund
    0.50 %
Large Cap Core Growth Stock Fund
    0.85 %
Large Cap Growth Stock Fund
    0.97 %
Large Cap Quantitative Equity Fund
    0.85 %
Large Cap Value Equity Fund
    0.80 %
Aggressive Growth Allocation Strategy (formerly Life Vision Aggressive Growth Fund)
    0.10 %
Conservative Allocation Strategy (formerly Life Vision Conservative Fund)
    0.10 %
Growth Allocation Strategy (formerly Life Vision Growth and Income Fund)
    0.10 %
Moderate Allocation Strategy (formerly Life Vision Moderate Growth Fund)
    0.10 %
Mid-Cap Value Equity Fund
    1.00 %
Select Large Cap Growth Stock Fund
    0.85 %
Small Cap Growth Stock Fund
    1.15 %
Small Cap Value Equity Fund
    1.15 %
Fixed Income Funds
         
Fund   Fee
Corporate Bond Fund
    0.40 %
Georgia Tax-Exempt Bond Fund
    0.55 %
High Grade Municipal Bond Fund (formerly, Florida Tax-Exempt Bond Fund)
    0.55 %
High Income Fund
    0.60 %
Intermediate Bond Fund
    0.25 %
Investment Grade Bond Fund
    0.50 %
Investment Grade Tax-Exempt Bond Fund
    0.50 %
Limited Duration Fund
    0.10 %
Limited-Term Federal Mortgage Securities Fund
    0.50 %
Maryland Municipal Bond Fund
    0.55 %
North Carolina Tax-Exempt Bond Fund
    0.55 %
Seix Floating Rate High Income Fund
    0.45 %
Seix Global Strategy Fund
    0.60 %
Seix High Yield Fund
    0.45 %
Short-Term Bond Fund
    0.40 %
Short-Term U.S. Treasury Securities Fund
    0.40 %
Total Return Bond Fund (formerly, Core Bond Fund)
    0.25 %
U.S. Government Securities Fund
    0.50 %
U.S. Government Securities Ultra-Short Bond Fund
    0.20 %
Ultra-Short Bond Fund
    0.22 %
Virginia Intermediate Municipal Bond Fund
    0.55 %