-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QkLnjqioQ7KnysmUfi11vmXqcZIDKfw0O37cy6z20wcEVRpWRXOxw9EOxHE937Jw HHsW0BIxKXwVmInc/efxTA== 0000950123-10-079879.txt : 20100823 0000950123-10-079879.hdr.sgml : 20100823 20100823142543 ACCESSION NUMBER: 0000950123-10-079879 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100823 DATE AS OF CHANGE: 20100823 EFFECTIVENESS DATE: 20100823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RidgeWorth Funds CENTRAL INDEX KEY: 0000883939 IRS NUMBER: 232678674 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-06557 FILM NUMBER: 101032180 BUSINESS ADDRESS: STREET 1: 3435 STELZER RD. CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 6144708000 MAIL ADDRESS: STREET 1: 3435 STELZER RD. CITY: COLUMBUS STATE: OH ZIP: 43219 FORMER COMPANY: FORMER CONFORMED NAME: RIDGEWORTH INVESTMENTS VARIABLE TRUST DATE OF NAME CHANGE: 20080414 FORMER COMPANY: FORMER CONFORMED NAME: RIDGEWORTH DATE OF NAME CHANGE: 20080414 FORMER COMPANY: FORMER CONFORMED NAME: STI CLASSIC FUNDS DATE OF NAME CHANGE: 19920929 0000883939 S000004658 RidgeWorth Large Cap Growth Stock Fund C000012678 A Shares STCIX C000012679 C Shares STCFX C000012680 I Shares STCAX C000078961 R Shares 0000883939 S000004660 RidgeWorth Large Cap Core Equity Fund C000012686 A Shares CFVIX C000012687 C Shares CVIBX C000012688 I Shares CRVAX C000078962 R Shares 0000883939 S000004661 RidgeWorth International Equity Fund C000012689 A Shares SCIIX C000012691 I Shares STITX 0000883939 S000004662 RidgeWorth International Equity Index Fund C000012692 A Shares SIIIX C000012694 I Shares SIEIX 0000883939 S000004663 RidgeWorth Mid-Cap Core Equity Fund C000012695 A Shares SCAIX C000012696 C Shares SCMEX C000012697 I Shares SAGTX 0000883939 S000004664 RidgeWorth Mid-Cap Value Equity Fund C000012698 A Shares SAMVX C000012699 C Shares SMVFX C000012700 I Shares SMVTX C000078963 R Shares 0000883939 S000004665 RidgeWorth Small Cap Growth Stock Fund C000012701 A Shares SCGIX C000012702 C Shares SSCFX C000012703 I Shares SSCTX C000078964 R Shares 0000883939 S000004666 RidgeWorth Small Cap Value Equity Fund C000012704 A Shares SASVX C000012705 C Shares STCEX C000012706 I Shares SCETX C000078965 R Shares 0000883939 S000004667 RidgeWorth Large Cap Quantitative Equity Fund C000012707 A Shares SQEAX C000012709 I Shares SQETX 0000883939 S000004668 RidgeWorth Select Large Cap Growth Stock Fund C000012710 A Shares SXSAX C000012711 C Shares STTFX C000012712 I Shares STTAX C000078966 R Shares 0000883939 S000004669 RidgeWorth Large Cap Value Equity Fund C000012713 A Shares SVIIX C000012714 C Shares SVIFX C000012715 I Shares STVTX C000078967 R Shares 0000883939 S000004673 RidgeWorth Aggressive Growth Stock Fund C000012728 A Shares SAGAX C000012730 I Shares SCATX 0000883939 S000004674 RidgeWorth Emerging Growth Stock Fund C000012731 A Shares SCEAX C000012733 I Shares SEGTX 0000883939 S000004675 RidgeWorth U.S. Government Securities Ultra-Short Bond Fund C000012734 I Shares SIGVX 0000883939 S000004677 RidgeWorth Ultra-Short Bond Fund C000012736 I Shares SISSX 0000883939 S000004679 RidgeWorth High Grade Municipal Bond Fund C000012738 A Shares SFLTX C000012740 I Shares SCFTX 0000883939 S000004680 RidgeWorth Georgia Tax-Exempt Bond Fund C000012741 A Shares SGTEX C000012743 I Shares SGATX 0000883939 S000004681 RidgeWorth High Income Fund C000012744 A Shares SAHIX C000012745 R Shares STHIX C000012746 I Shares STHTX 0000883939 S000004692 RidgeWorth Investment Grade Bond Fund C000012757 A Shares STGIX C000012758 R Shares SCIGX C000012759 I Shares STIGX 0000883939 S000004693 RidgeWorth Investment Grade Tax-Exempt Bond Fund C000012760 A Shares SISIX C000012762 I Shares STTBX 0000883939 S000004694 RidgeWorth Limited-Term Federal Mortgage Securities Fund C000012763 A Shares SLTMX C000012764 C Shares SCLFX C000012765 I Shares SLMTX 0000883939 S000004695 RidgeWorth Maryland Municipal Bond Fund C000012766 A Shares SMMAX C000012768 I Shares CMDTX 0000883939 S000004696 RidgeWorth North Carolina Tax-Exempt Bond Fund C000012769 A Shares SNCIX C000012771 I Shares CNCFX 0000883939 S000004697 RidgeWorth Short-Term Bond Fund C000012772 A Shares STSBX C000012773 C Shares SCBSX C000012774 I SHares SSBTX C000078970 R Shares 0000883939 S000004698 RidgeWorth Short-Term U.S. Treasury Securities Fund C000012775 A Shares STSFX C000012776 C Shares SSUSX C000012777 I Shares SUSTX 0000883939 S000004699 RidgeWorth Corporate Bond Fund C000012778 A Shares SAINX C000012779 C Shares STIFX C000012780 I Shares STICX C000078971 R Shares 0000883939 S000004700 RidgeWorth U.S. Government Securities Fund C000012781 A Shares SCUSX C000012782 C Shares SGUSX C000012783 I Shares SUGTX C000078972 R Shares 0000883939 S000004701 RidgeWorth Virginia Intermediate Municipal Bond Fund C000012784 A Shares CVIAX C000012786 I Shares CRVTX 0000883939 S000004723 RidgeWorth Total Return Bond Fund C000012868 A Shares CBPSX C000012869 R Shares SCBLX C000012870 I Shares SAMFX 0000883939 S000004724 RidgeWorth Intermediate Bond Fund C000012871 A Shares IBASX C000012872 R Shares IBLSX C000012873 I Shares SAMIX 0000883939 S000004725 RidgeWorth Limited Duration Fund C000012874 I Shares SAMLX 0000883939 S000004726 RidgeWorth Prime Quality Money Market Fund C000012875 A Shares SQIXX C000012876 C Shares SQFXX C000012877 I Shares SQTXX 0000883939 S000004727 RidgeWorth Tax-Exempt Money Market Fund C000012878 A Shares SEIXX C000012879 I Shares STTXX 0000883939 S000004728 RidgeWorth U.S. Government Securities Money Market Fund C000012880 A Shares SUIXX C000012881 I Shares STUXX 0000883939 S000004729 RidgeWorth U.S. Treasury Money Market Fund C000012882 A Shares SATXX C000012883 I Shares CUSXX 0000883939 S000004730 RidgeWorth Virginia Tax-Free Money Market Fund C000012884 A Shares CIAXX C000012885 I Shares CFMXX 0000883939 S000004731 RidgeWorth Institutional Cash Management Money Market Fund C000012886 Institutional Shares CICXX 0000883939 S000004732 RidgeWorth Institutional U.S. Government Securities Money Market Fund C000012887 Institutional Shares CRGXX 0000883939 S000004733 RidgeWorth Institutional U.S. Treasury Securities Money Market Fund C000012888 Corporate Trust Shares C000012889 Institutional Shares CIUXX 0000883939 S000004734 RidgeWorth Institutional Municipal Cash Reserve Money Market Fund C000012890 Institutional Shares CMRXX 0000883939 S000004735 RidgeWorth Aggressive Growth Allocation Strategy C000012891 A Shares SLAAX C000012892 B Shares SLABX C000012893 I Shares CVMGX C000012894 C Shares CLVLX C000078973 R Shares 0000883939 S000004736 RidgeWorth Conservative Allocation Strategy C000012895 A Shares SVCAX C000012896 B Shares SCCBX C000012897 I Shares SCCTX C000012898 C Shares SCCLX C000078974 R Shares 0000883939 S000004737 RidgeWorth Growth Allocation Strategy C000012899 A Shares SGIAX C000012900 B Shares SGIBX C000012901 I Shares CLVGX C000012902 C Shares SGILX C000078975 R Shares 0000883939 S000004738 RidgeWorth Moderate Allocation Strategy C000012903 A Shares SVMAX C000012904 B Shares SVGBX C000012905 I Shares CLVBX C000012906 C Shares SVGLX C000078976 R Shares 0000883939 S000004750 RidgeWorth Seix High Yield Fund C000012926 A Shares HYPSX C000012927 R Shares HYLSX C000012928 I Shares SAMHX 0000883939 S000011297 RidgeWorth Seix Floating Rate High Income Fund C000031119 A Shares SFRAX C000031120 C Shares SFRCX C000031121 I Shares SAMBX 0000883939 S000019871 RidgeWorth International Equity 130/30 Fund C000055734 A Shares SIELX C000055735 C Shares SCIQX C000055736 I Shares SCEIX 0000883939 S000019872 RidgeWorth US Equity 130/30 Fund C000055737 A Shares SUEAX C000055739 I Shares SUEIX 0000883939 S000019873 RidgeWorth Real Estate 130/30 Fund C000055740 A Shares SREGX C000055742 I Shares SRIEX 0000883939 S000022917 RidgeWorth Seix Global Strategy Fund C000066446 A Shares CGSAX C000066448 I Shares CGSIX C000078978 R Shares N-PX 1 l40507a1nvpx.txt RIDGEWORTH FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06557 RidgeWorth Funds (Exact name of registrant as specified in charter) 155 Federal Street, Suite 700 Boston, Massachusetts 02110 (Address of principal executive offices) (Zip code) Julia R. Short, President RidgeWorth Funds 50 Hurt Plaza Suite 1400 Atlanta, GA 30303 (Name and address of agent for service) Copies to: Richard W. Grant, Esquire W. John McGuire, Esquire Morgan, Lewis & Bockius LLP Morgan, Lewis & Bockius LLP 1701 Market Street 1111 Pennsylvania Avenue, NW Philadelphia, PA 19103 Washington, DC 20004
Registrant's telephone number, including area code: (888) 784-3863 Date of fiscal year end: March 31 Date of reporting period: July 1, 2009-June 30, 2010 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2009 TO JUNE 30, 2010 Registrant: RidgeWorth Funds Fund Name: RidgeWorth Aggressive Growth Allocation Strategy - -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287200 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approve a new investment advisory agreement Mgmt For For For between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser] 2 TO APPROVE A CHANGE IN THE CLASSIFICATION OF Mgmt For For For THE FUND S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON-FUNDAMENTAL INVESTMENT POLICY.
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287234 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approve a new investment advisory agreement Mgmt For For For between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287200 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287234 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
Registrant: RidgeWorth Funds Fund Name: RidgeWorth Aggressive Growth Stock Fund - -------------------------------------------------------------------------------- AECOM TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACM CUSIP 00766T100 03/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect John Dionisio Mgmt For For For 1.2 Elect Robert Lowe Mgmt For For For 1.3 Elect Norman Mineta Mgmt For For For 1.4 Elect William Rutledge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Employee Stock Purchase Plan Mgmt For For For
- -------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Lawrence Benveniste Mgmt For For For 1.2 Elect D. Keith Cobb Mgmt For For For 1.3 Elect Kenneth Jensen Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Incentive Plan Mgmt For For For 9 Amendment to the 2005 Equity Incentive Plan Mgmt For For For 10 Amendment to the 1987 Employee Stock Purchase Mgmt For For For Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Simple Majority ShrHldr Against For Against Vote
- -------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For Against Against 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding Political ShrHldr Against Against For Contributions and Expenditure Report
- -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Plan Mgmt For For For 3 Amendment to the 1997 Director Stock Option Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding Sustainability ShrHldr Against Against For Report 7 Shareholder Proposal Regarding Formation of ShrHldr Against Against For Sustainability Committee
- -------------------------------------------------------------------------------- ASIAINFO HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASIA CUSIP 04518A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 Company Name Change Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BLACKROCK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Abdlatif Yousef Al-Hamad Mgmt For For For 1.2 Elect Mathis Cabiallavetta Mgmt For For For 1.3 Elect Dennis Dammerman Mgmt For For For 1.4 Elect Robert Diamond, Jr. Mgmt For For For 1.5 Elect David Komansky Mgmt For For For 1.6 Elect James Rohr Mgmt For Withhold Against 2 Amendment to the 1999 Stock Award and Incentive Mgmt For Against Against Plan 3 Amendment to the 1999 Annual Incentive Mgmt For For For Performance Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BLUE NILE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NILE CUSIP 09578R103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Diane Irvine Mgmt For For For 1.2 Elect Leslie Lane Mgmt For For For 1.3 Elect Ned Mansour Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Performance Bonus Plan Mgmt For For For
- -------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For Against Against 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Incentive Plan Mgmt For For For 15 Amendment to the Employee Stock Purchase Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Formation of a ShrHldr Against Against For Board Committee on Human Rights 18 Shareholder Proposal Regarding Advisory Vote on ShrHldr Against For Against Compensation (Say on Pay) 19 Shareholder Proposal Regarding Report on ShrHldr Against Against For Internet Fragmentation
- -------------------------------------------------------------------------------- COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For Withhold Against 1.6 Elect Michael Murphy Mgmt For Withhold Against 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Incentive Award Plan Mgmt For For For 3 Shareholder Proposal Regarding Cessation of Fur ShrHldr Against Against For Use in Products
- -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect John Klein Mgmt For For For 2 Elect Lakshmi Narayanan Mgmt For For For 3 Elect Maureen Breakiron-Evans Mgmt For For For 4 Amendment to the 2004 Employee Stock Purchase Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CONCUR TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQR CUSIP 206708109 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect William Canfield Mgmt For Withhold Against 1.2 Elect Gordon Eubanks Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Joseph L. Herring Mgmt For For For 1.2 Elect John McCartney Mgmt For For For 1.3 Elect Bradley T. Shears Mgmt For For For 2 2010 Employee Equity Participation Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Donald Horton Mgmt For For For 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For For For 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Rights Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK CUSIP 243537107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Angel Martinez Mgmt For For For 1.2 Elect Rex Licklider Mgmt For For For 1.3 Elect John Gibbons Mgmt For For For 1.4 Elect John Perenchio Mgmt For For For 1.5 Elect Maureen Conners Mgmt For For For 1.6 Elect Tore Steen Mgmt For For For 1.7 Elect Ruth Owades Mgmt For For For 1.8 Elect Karyn Barsa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For
- -------------------------------------------------------------------------------- DENDREON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNDN CUSIP 24823Q107 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Gerardo Canet Mgmt For For For 1.2 Elect Bogdan Dziurzynski Mgmt For For For 1.3 Elect Douglas Watson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Incentive Award Mgmt For For For Plan 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FIRST SOLAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSLR CUSIP 336433107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Michael Ahearn Mgmt For For For 1.2 Elect Robert Gillette Mgmt For For For 1.3 Elect Craig Kennedy Mgmt For For For 1.4 Elect James Nolan Mgmt For For For 1.5 Elect William Post Mgmt For For For 1.6 Elect J. Thomas Presby Mgmt For For For 1.7 Elect Paul Stebbins Mgmt For For For 1.8 Elect Michael Sweeney Mgmt For For For 1.9 Elect Jose Villarreal Mgmt For Withhold Against 2 2010 Omnibus Incentive Compensation Plan Mgmt For Against Against 3 Associate Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple Majority ShrHldr Against For Against Vote
- -------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For Withhold Against 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding Sustainability ShrHldr Against Against For Report 5 Shareholder Proposal Regarding Behavorial ShrHldr Against Against For Advertising 6 Shareholder Proposal Regarding Human Rights in ShrHldr Against Against For China
- -------------------------------------------------------------------------------- GREENHILL & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GHL CUSIP 395259104 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Robert Greenhill Mgmt For Withhold Against 1.2 Elect Scott Bok Mgmt For For For 1.3 Elect Simon Borrows Mgmt For For For 1.4 Elect John Danforth Mgmt For For For 1.5 Elect Steven Goldstone Mgmt For For For 1.6 Elect Stephen Key Mgmt For For For 1.7 Elect Robert Blakely Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HMS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HMSY CUSIP 40425J101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Robert Holster Mgmt For Withhold Against 1.2 Elect James Kelly Mgmt For For For 1.3 Elect William Lucia Mgmt For For For 1.4 Elect William Mosakowski Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IDXX CUSIP 45168D104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Jonathan Ayers Mgmt For For For 1.2 Elect Robert Murray Mgmt For For For 1.3 Elect Joseph Vumbacco Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISRG CUSIP 46120E602 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Alan Levy Mgmt For Withhold Against 1.2 Elect Eric Halvorson Mgmt For For For 1.3 Elect Amal Johnson Mgmt For For For 2 2010 Incentive Award Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LULU CUSIP 550021109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Thomas Stemberg Mgmt For For For 1.2 Elect Dennis Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For Against Against 4 Elect Charles Lillis Mgmt For Against Against 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For Against Against 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Incorporation Mgmt For For For Regarding the Right to Call Special Meetings
- -------------------------------------------------------------------------------- MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Marcos Galperin Mgmt For For For 1.2 Elect Emiliano Calemzuk Mgmt For For For 1.3 Elect Veronica Serra Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MSCI INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXB CUSIP 55354G100 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Benjamin duPont Mgmt For For For 2 Elect Henry Fernandez Mgmt For For For 3 Elect Alice Handy Mgmt For For For 4 Elect Catherine Kinney Mgmt For For For 5 Elect Linda Riefler Mgmt For For For 6 Elect George Siguler Mgmt For For For 7 Elect Scott Sipprelle Mgmt For For For 8 Elect Rudolphe Vallee Mgmt For For For 9 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Timothy Haley Mgmt For For For 1.2 Elect Gregory Stanger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Employee Stock Purchase Mgmt For For For Plan
- -------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Compensation Mgmt For Against Against Plan
- -------------------------------------------------------------------------------- NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For For For 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- OPENTABLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPEN CUSIP 68372A104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Jeffrey Jordan Mgmt For Withhold Against 1.2 Elect Thomas Layton Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PORTFOLIO RECOVERY ASSOCIATES TICKER SECURITY ID: MEETING DATE MEETING STATUS PRAA CUSIP 73640Q105 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect David Roberts Mgmt For For For 1.2 Elect John Fuller Mgmt For For For 1.3 Elect John Fain Mgmt For For For 2 2010 Stock Plan Mgmt For For For 3 Annual Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right to Call a ShrHldr Against For Against Special Meeting
- -------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- QUANTA SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWR CUSIP 74762E102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect James Ball Mgmt For For For 1.2 Elect John Colson Mgmt For For For 1.3 Elect John Conaway Mgmt For For For 1.4 Elect Ralph DiSibio Mgmt For For For 1.5 Elect Bernard Fried Mgmt For Withhold Against 1.6 Elect Louis Golm Mgmt For For For 1.7 Elect Worthing Jackman Mgmt For For For 1.8 Elect Bruce Ranck Mgmt For For For 1.9 Elect John Wilson Mgmt For For For 1.10 Elect Pat Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Majority Vote ShrHldr Against For Against for Election of Directors
- -------------------------------------------------------------------------------- SALIX PHARMACEUTICALS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLXP CUSIP 795435106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SOURCEFIRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIRE CUSIP 83616T108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect John Becker Mgmt For For For 1.2 Elect Arnold Punaro Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SF CUSIP 860630102 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect John Dubinsky Mgmt For For For 1.2 Elect Robert Lefton Mgmt For For For 1.3 Elect Scott McCuaig Mgmt For Withhold Against 1.4 Elect James Oates Mgmt For For For 1.5 Elect Ben Plotkin Mgmt For Withhold Against 2 2010 Executive Incentive Performance Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- TW TELECOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTC CUSIP 87311L104 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Gregory Attori Mgmt For Withhold Against 1.2 Elect Spencer Hays Mgmt For For For 1.3 Elect Larissa Herda Mgmt For For For 1.4 Elect Kevin Mooney Mgmt For For For 1.5 Elect Kirby Pickle Mgmt For For For 1.6 Elect Roscoe Young II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory Vote on ShrHldr Against For Against Compensation (Say on Pay)
- -------------------------------------------------------------------------------- URBAN OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS URBN CUSIP 917047102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Scott Belair Mgmt For Withhold Against 1.2 Elect Robert Strouse Mgmt For Withhold Against 2 Executive Incentive Plan Mgmt For For For 3 Shareholder Proposal Regarding Workplace Human ShrHldr Against Against For Rights Report
- -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Option Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- VISTAPRINT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP G93762204 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Reincorporation from Bermuda to the Netherlands Mgmt For For For
- -------------------------------------------------------------------------------- VISTAPRINT N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP N93540107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect John Gavin, Jr. Mgmt For For For 2 Elect George Overholser Mgmt For For For 3 Elect Mark Thomas Mgmt For For For 4 Performance Incentive Plan for Covered Employees Mgmt For For For 5 Appointment of Auditor Mgmt For For For
Registrant: RidgeWorth Funds Fund Name: RidgeWorth Conservative Allocation Strategy - -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287176 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approve a new investment advisory agreement Mgmt For For For between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287200 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approve a new investment advisory agreement Mgmt For For For between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser] 2 TO APPROVE A CHANGE IN THE CLASSIFICATION OF Mgmt For For For THE FUND S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON-FUNDAMENTAL INVESTMENT POLICY.
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287234 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approve a new investment advisory agreement Mgmt For For For between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287176 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287200 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287234 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Corporate Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant: RidgeWorth Funds Fund Name: RidgeWorth Emerging Growth Stock Fund - -------------------------------------------------------------------------------- 3PAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAR CUSIP 88580F109 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Christopher Paisley Mgmt For For For 1.2 Elect James Wei Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment and Restatement of Bylaws Mgmt For For For
- -------------------------------------------------------------------------------- A123 SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AONE CUSIP 03739T108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Gilbert Riley Mgmt For For For 1.2 Elect Jeffrey McCarthy Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Lawrence Benveniste Mgmt For For For 1.2 Elect D. Keith Cobb Mgmt For For For 1.3 Elect Kenneth Jensen Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Incentive Plan Mgmt For For For
9 Amendment to the 2005 Equity Incentive Plan Mgmt For For For 10 Amendment to the 1987 Employee Stock Purchase Mgmt For For For Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Simple Majority ShrHldr Against For Against Vote
- -------------------------------------------------------------------------------- AMERICAN SUPERCONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMSC CUSIP 030111108 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Gregory J. Yurek Mgmt For For For 1.2 Elect Vikram Budhraja Mgmt For For For 1.3 Elect Peter Crisp Mgmt For For For 1.4 Elect Richard Drouin Mgmt For For For 1.5 Elect David Oliver Mgmt For For For 1.6 Elect John Vander Sande Mgmt For For For 1.7 Elect John Wood, Jr. Mgmt For For For 2 Amendment to the 2007 Stock Incentive Plan Mgmt For Against Against 3 Amendment to the 2000 Employee Stock Purchase Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ASIAINFO HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASIA CUSIP 04518A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 Company Name Change Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BLUE NILE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NILE CUSIP 09578R103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Diane Irvine Mgmt For For For 1.2 Elect Leslie Lane Mgmt For For For 1.3 Elect Ned Mansour Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Performance Bonus Plan Mgmt For For For
- -------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect N. Robert Hammer Mgmt For Withhold Against 1.2 Elect Keith Geeslin Mgmt For Withhold Against 1.3 Elect Gary Smith Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CONCUR TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQR CUSIP 206708109 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect William Canfield Mgmt For Withhold Against 1.2 Elect Gordon Eubanks Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CONSTANT CONTACT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTCT CUSIP 210313102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Robert Badavas Mgmt For For For 1.2 Elect Gail Goodman Mgmt For For For 1.3 Elect William Kaiser Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Joseph L. Herring Mgmt For For For 1.2 Elect John McCartney Mgmt For For For 1.3 Elect Bradley T. Shears Mgmt For For For 2 2010 Employee Equity Participation Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DATA DOMAIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DDUP CUSIP 23767P109 07/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Ronald Bernal Mgmt For For For 1.2 Elect Aneel Bhusri Mgmt For For For 1.3 Elect Jeffrey Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- DENDREON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNDN CUSIP 24823Q107 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Gerardo Canet Mgmt For For For 1.2 Elect Bogdan Dziurzynski Mgmt For For For 1.3 Elect Douglas Watson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DRUGSTORE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DSCM CUSIP 262241102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Dawn Lepore Mgmt For For For 1.2 Elect Richard Bennet III Mgmt For Withhold Against 1.3 Elect Geoffrey Entress Mgmt For For For 1.4 Elect Jeffrey M. Killeen Mgmt For For For 1.5 Elect William Savoy Mgmt For Withhold Against 1.6 Elect Gregory Stanger Mgmt For For For 2 Amendment to the 2008 Equity Incentive Plan Mgmt For Against Against 3 Amendment to the 2008 Equity Incentive Plan Mgmt For Against Against 4 Reverse Stock Split Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FIRST SOLAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSLR CUSIP 336433107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Michael Ahearn Mgmt For For For 1.2 Elect Robert Gillette Mgmt For For For 1.3 Elect Craig Kennedy Mgmt For For For 1.4 Elect James Nolan Mgmt For For For 1.5 Elect William Post Mgmt For For For 1.6 Elect J. Thomas Presby Mgmt For For For 1.7 Elect Paul Stebbins Mgmt For For For 1.8 Elect Michael Sweeney Mgmt For For For 1.9 Elect Jose Villarreal Mgmt For Withhold Against 2 2010 Omnibus Incentive Compensation Plan Mgmt For Against Against 3 Associate Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- GREENHILL & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GHL CUSIP 395259104 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Robert Greenhill Mgmt For Withhold Against 1.2 Elect Scott Bok Mgmt For For For 1.3 Elect Simon Borrows Mgmt For For For 1.4 Elect John Danforth Mgmt For For For 1.5 Elect Steven Goldstone Mgmt For For For 1.6 Elect Stephen Key Mgmt For For For 1.7 Elect Robert Blakely Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HHGREGG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGG CUSIP 42833L108 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Lawrence Castellani Mgmt For For For 1.2 Elect Benjamin Geiger Mgmt For For For 1.3 Elect Dennis May Mgmt For For For 1.4 Elect John Roth Mgmt For For For 1.5 Elect Charles Rullman Mgmt For Withhold Against 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Peter Starrett Mgmt For For For 1.8 Elect Jerry Throgmartin Mgmt For For For 1.9 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HMS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HMSY CUSIP 40425J101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Robert Holster Mgmt For Withhold Against 1.2 Elect James Kelly Mgmt For For For 1.3 Elect William Lucia Mgmt For For For 1.4 Elect William Mosakowski Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HUMAN GENOME SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGSI CUSIP 444903108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Richard Danzig Mgmt For For For 1.2 Elect Jurgen Drews Mgmt For For For 1.3 Elect Maxine Gowen Mgmt For For For
1.4 Elect Tuan Ha-Ngoc Mgmt For For For 1.5 Elect Argeris Karabelas Mgmt For For For 1.6 Elect John LaMattina Mgmt For For For 1.7 Elect Augustine Lawlor Mgmt For For For 1.8 Elect H. Thomas Watkins Mgmt For For For 1.9 Elect Robert Young Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IDXX CUSIP 45168D104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Jonathan Ayers Mgmt For For For 1.2 Elect Robert Murray Mgmt For For For 1.3 Elect Joseph Vumbacco Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- IHS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IHS CUSIP 451734107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Increase of Authorized Common and Preferred Mgmt For Against Against Stock 2.1 Elect Steven Denning Mgmt For For For 2.2 Elect Roger Holtback Mgmt For Withhold Against 2.3 Elect Michael Klein Mgmt For For For 3 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- ILLUMINA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ILMN CUSIP 452327109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Paul Grint Mgmt For For For 1.2 Elect David Walt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For Withhold Against 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For Withhold Against
1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISRG CUSIP 46120E602 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Alan Levy Mgmt For Withhold Against 1.2 Elect Eric Halvorson Mgmt For For For 1.3 Elect Amal Johnson Mgmt For For For 2 2010 Incentive Award Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- IPC THE HOSPITALIST COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCM CUSIP 44984A105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Francesco Federico Mgmt For For For 1.2 Elect Patrick Hays Mgmt For Withhold Against 1.3 Elect C. Thomas Smith Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- ISILON SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISLN CUSIP 46432L104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect William Ruckelshaus Mgmt For For For 1.2 Elect Gregory McAdoo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- J.CREW GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCG CUSIP 46612H402 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Heather Reisman Mgmt For For For 1.2 Elect David House Mgmt For For For 1.3 Elect Stuart Sloan Mgmt For Withhold Against 2 Amendment to the 2008 Equity Incentive Plan Mgmt For Against Against 3 Executive Management Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LULU CUSIP 550021109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Thomas Stemberg Mgmt For For For 1.2 Elect Dennis Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Marcos Galperin Mgmt For For For 1.2 Elect Emiliano Calemzuk Mgmt For For For 1.3 Elect Veronica Serra Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NEKTAR THERAPEUTICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NKTR CUSIP 640268108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect R. Scott Greer Mgmt For For For 2 Elect Christopher Kuebler Mgmt For Abstain Against 3 Elect Lutz Lingnau Mgmt For For For 4 Amendment to the Employee Stock Purchase Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NETEASE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTES CUSIP 64110W102 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect William Ding Mgmt For For For 2 Elect Alice Cheng Mgmt For For For 3 Elect Denny Lee Mgmt For Against Against 4 Elect Joseph Tong Mgmt For For For 5 Elect Lun Feng Mgmt For For For 6 Elect Michael Leung Mgmt For Against Against 7 Elect Michael Tong Mgmt For For For 8 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Timothy Haley Mgmt For For For 1.2 Elect Gregory Stanger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Employee Stock Purchase Mgmt For For For Plan
- -------------------------------------------------------------------------------- OPENTABLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPEN CUSIP 68372A104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Jeffrey Jordan Mgmt For Withhold Against 1.2 Elect Thomas Layton Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PEGASYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEGA CUSIP 705573103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Craig Conway Mgmt For Against Against 2 Elect Peter Gyenes Mgmt For For For 3 Elect Richard Jones Mgmt For For For 4 Elect Steven Kaplan Mgmt For For For 5 Elect James O'Halloran Mgmt For For For 6 Elect Alan Trefler Mgmt For For For 7 Elect William Wyman Mgmt For For For 8 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PORTFOLIO RECOVERY ASSOCIATES TICKER SECURITY ID: MEETING DATE MEETING STATUS PRAA CUSIP 73640Q105 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect David Roberts Mgmt For For For 1.2 Elect John Fuller Mgmt For For For 1.3 Elect John Fain Mgmt For For For 2 2010 Stock Plan Mgmt For For For 3 Annual Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right to Call a ShrHldr Against For Against Special Meeting
- -------------------------------------------------------------------------------- RACKSPACE HOSTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RAX CUSIP 750086100 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect A. Lanham Napier Mgmt For For For 1.2 Elect George Still, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RUE21, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RUE CUSIP 781295100 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Robert Fisch Mgmt For For For 1.2 Elect Arnold Barron Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SALIX PHARMACEUTICALS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLXP CUSIP 795435106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWKS CUSIP 83088M102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Kevin Beebe Mgmt For For For 1.2 Elect Timothy Furey Mgmt For For For 1.3 Elect David McLachlan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SOURCEFIRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIRE CUSIP 83616T108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect John Becker Mgmt For For For 1.2 Elect Arnold Punaro Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SF CUSIP 860630102 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect John Dubinsky Mgmt For For For 1.2 Elect Robert Lefton Mgmt For For For 1.3 Elect Scott McCuaig Mgmt For Withhold Against 1.4 Elect James Oates Mgmt For For For 1.5 Elect Ben Plotkin Mgmt For Withhold Against 2 2010 Executive Incentive Performance Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STR HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STRI CUSIP 78478V100 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Dennis Jilot Mgmt For For For 1.2 Elect Andrew Leitch Mgmt For For For 1.3 Elect Susan Schnabel Mgmt For For For 1.4 Elect Scott Brown Mgmt For For For 1.5 Elect Jason Metakis Mgmt For For For 1.6 Elect Ryan Sprott Mgmt For For For 1.7 Elect John Janitz Mgmt For For For 1.8 Elect Dominick Schiano Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SXC HEALTH SOLUTIONS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SXC CUSIP 871929105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Terrence Burke Mgmt For For For 1.2 Elect William Davis Mgmt For For For 1.3 Elect Philip Reddon Mgmt For For For 1.4 Elect Mark Thierer Mgmt For For For 1.5 Elect Steven Cosler Mgmt For For For 1.6 Elect Curtis Thorne Mgmt For For For 1.7 Elect Anthony Masso Mgmt For For For 2 Incentive Plan Mgmt For For For 3 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- VERISK ANALYTICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VRSK CUSIP 92345Y106 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect John Lehman, Jr. Mgmt For For For 1.2 Elect Andrew Mills Mgmt For For For 1.3 Elect Arthur Rothkopf Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Option Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- VISTAPRINT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP G93762204 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Reincorporation from Bermuda to the Netherlands Mgmt For For For
- -------------------------------------------------------------------------------- VISTAPRINT N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP N93540107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect John Gavin, Jr. Mgmt For For For 2 Elect George Overholser Mgmt For For For 3 Elect Mark Thomas Mgmt For For For 4 Performance Incentive Plan for Covered Mgmt For For For Employees 5 Appointment of Auditor Mgmt For For For
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Georgia Tax-Exempt Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant: RidgeWorth Funds Fund Name: RidgeWorth Growth Allocation Strategy - -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287176 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approve a new investment advisory agreement Mgmt For For For between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287234 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approve a new investment advisory agreement Mgmt For For For between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287176 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287234 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth High Grade Municipal Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant: RidgeWorth Funds Fund Name: RidgeWorth High Income Fund - -------------------------------------------------------------------------------- JEFFERSON SMURFIT CORP U.S. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 47508XAB1 03/29/2010 Voted MEETING COUNTRY TYPE OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 THE PLAN Mgmt N/A For N/A 2 OPTIONAL RELEASE ELECTION Mgmt N/A For N/A
- -------------------------------------------------------------------------------- STONE CONTAINER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STO CUSIP 861589AZ2 03/29/2010 Voted MEETING COUNTRY TYPE OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 THE PLAN Mgmt N/A For N/A 2 OPTIONAL RELEASE ELECTION Mgmt N/A For N/A
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Insititutional Municipal Cash Reserve Money Market Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Institutional Cash Management Money Market Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Institutional U.S. Government Securities Money Market Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Institutional U.S. Treasury Securities Money Market Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Intermediate Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant: RidgeWorth Funds Fund Name: RidgeWorth International Equity 130/30 Fund - -------------------------------------------------------------------------------- ACCIONA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ANA CINS E0008Z109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Election of Directors Mgmt For Abstain Against 7 Restricted Stock and Stock Options Grant Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Carry Out Formalities Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ACTELION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATLN CINS H0032X135 05/04/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Acts Mgmt For TNA N/A 6 Elect Werner Henrich Mgmt For TNA N/A 7 Elect Armin Kessler Mgmt For TNA N/A 8 Elect Jean Malo Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- AKZO NOBEL N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKZA CINS N01803100 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profit Mgmt Abstain Abstain For
8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Ratification of Management Board Acts Mgmt For For For 10 Ratification of Supervisory Board Acts Mgmt For For For 11 Elect Karel Vuursteen Mgmt For For For 12 Elect Antony Burgmans Mgmt For For For 13 Elect Louis Hughes Mgmt For For For 14 Amendment to Compensation Policy Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Elect Peter Sutherland Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Increase in Authorized Capital I Mgmt For For For 10 Increase in Authorized Capital II Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments: Increase in Conditional Capital 12 Authority to Trade in Company Stock Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 15 Intra-company Control Agreements Mgmt For For For 16 Intra-company Control Agreements Mgmt For For For
- -------------------------------------------------------------------------------- ALLIED IRISH BANKS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AIBK CUSIP 019228402 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect Kieran Crowley Mgmt For Against Against 3 Elect Colm Doherty Mgmt For For For 4 Elect Stephen Kingon Mgmt For For For 5 Elect Anne Maher Mgmt For For For 6 Elect Daniel O'Connor Mgmt For For For 7 Elect David Pritchard Mgmt For For For 8 Elect Robert Wilmers Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Set Price of Reissued Treasury Mgmt For For For Shares 11 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 12 Shareholder Proposal Regarding Removal of Mgmt Against Against For Government Appointed Directors 13 Shareholder Proposal Regarding Election of Mgmt Against Against For Niall Murphy
- -------------------------------------------------------------------------------- ALLIED IRISH BANKS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AIBK CUSIP 019228402 12/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Participate in Assets Purchase Mgmt For For For Programme 2 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- ALUMINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AWC CUSIP 022205108 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Remuneration Report Mgmt For For For 2 Re-elect Peter Hay Mgmt For For For 3 Equity Grant (CEO John Bevan) Mgmt For For For
- -------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS AMXL CUSIP 02364W105 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Tender Offers to Acquire Carso Global Telecom Mgmt N/A For N/A and Telmex International 2 Election of Meeting Delegates Mgmt N/A For N/A
- -------------------------------------------------------------------------------- AMLIN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AML CINS G0334Q177 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 6 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Adoption of New Articles Mgmt For Against Against 9 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- AMLIN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AML CINS G0334Q177 07/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Acquisition Mgmt For For For
- -------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CUSIP 046353108 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For Against Against 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 21 Adoption of New Articles Mgmt For Against Against 22 AstraZeneca Investment Plan Mgmt For For For
- -------------------------------------------------------------------------------- AWB LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AWB CINS Q12332104 12/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Anthony (Tony) Howarth Mgmt For For For 4 Elect Stephen Mayne Mgmt Against Against For 5 Equity Grant (MD Gordon Davis) Mgmt For For For 6 Remuneration Report Mgmt For Against Against
- -------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CINS G06940103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael Hartnall Mgmt For For For 5 Elect Peter Mason Mgmt For For For 6 Elect Richard Olver Mgmt For For For 7 Elect Paul Anderson Mgmt For For For 8 Elect Linda Hudson Mgmt For For For 9 Elect Nicholas Rose Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- BALOISE HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BALN CINS H04530202 04/23/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Acts Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Elect Georg Krayer Mgmt For TNA N/A 7 Elect Werner Kummer Mgmt For TNA N/A 8 Elect Gertrud Hohler Mgmt For TNA N/A 9 Elect Hansjorg Frei Mgmt For TNA N/A 10 Elect Michael Becker Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BANCA CARIGE S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRG CINS T0881N128 11/03/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Authority to Issue Convertible Debt Instruments Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBVA CINS E11805103 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 3 Elect Francisco Gonzalez Rodriguez Mgmt For For For 4 Elect angel Cano Fernandez Mgmt For For For 5 Elect Ramon Bustamante y de la Mora Mgmt For For For 6 Elect Ignacio Ferrero Jordi Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Bi-Annual Share Incentive Plan Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Carry Out Formalities Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BANCO ESPA*OL DE CREDITO, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BTO CINS E20930124 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Elect Rosa Maria Garcia Garcia Mgmt For For For 7 Elect Carlos Sabanza Teruel Mgmt For For For 8 Elect Jose Maria Nus Badia Mgmt For For For 9 Elect Rafael del Pino y Calvo-Sotelo Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Debt Instruments Mgmt For For For 13 Long-Term Incentive Plan; Participation of Mgmt For For For Chairwoman in Incentive Plans of Parent Company 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BANCO ESPIRITO SANTO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BES CINS X0346X153 04/06/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For TNA N/A 2 Consolidated Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Supervisory Council and Mgmt For TNA N/A Management Acts 5 Remuneration Policy Mgmt For TNA N/A 6 Medium-Term Incentive Plan for Executive Mgmt For TNA N/A Committee 7 Stock Option Plan for Senior Management Mgmt For TNA N/A 8 Amendment to Pension Plan for Board of Directors Mgmt For TNA N/A 9 Authority to Repurchase Shares/Bonds Mgmt For TNA N/A 10 Amendments to Articles Mgmt For TNA N/A 11 Status of Subsidiaries Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BANK OF IRELAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BKIR CUSIP 46267Q103 01/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Apply for National Asset Mgmt For For For Management Agency 2 Adoption of New Bye-Laws Regarding Ordinary and Mgmt For For For Special Resolutions 3 Amendment to Bye-Laws Regarding General Meeting Mgmt For Against Against Notice Period 4 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- BANK OF IRELAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BKIR CUSIP 46267Q103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendment to Par Value Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Share Class Rights Mgmt For For For 4 Issuance of Shares w/o Preemptive Rights Mgmt For For For 5 Authority to Issue Convertible Shares Mgmt For For For 6 Issuance of Shares w/o Preemptive Rights Mgmt For For For 7 Issuance of Shares, Related Party Transaction Mgmt For For For Approval and Authority to Cancel Warrants 8 Cancellation of Share Premium Account Mgmt For For For 9 Accounts and Reports Mgmt For For For 10 Directors' Remuneration Report Mgmt For For For 11 Elect Patrick Molloy Mgmt For For For 12 Elect Dennis Holt Mgmt For Against Against 13 Elect Richie Boucher Mgmt For For For 14 Elect Des Crowley Mgmt For For For 15 Elect Denis Donovan Mgmt For For For 16 Elect Paul Haran Mgmt For For For 17 Elect Rose Hynes Mgmt For For For 18 Elect Jerome Kennedy Mgmt For For For 19 Elect Heather Ann McSharry Mgmt For For For 20 Elect John O'Donovan Mgmt For For For 21 Elect Patrick O'Sullivan Mgmt For For For 22 Authority to Set Auditor's Fees Mgmt For For For 23 Authority to Set Price of Reissued Treasury Mgmt For For For Shares 24 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- BANK OF QUEENSLAND LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BOQ CINS Q12764116 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect David Graham Mgmt For Against Against 4 Re-elect Carmel Gray Mgmt For For For 5 Re-elect John Reynolds Mgmt For For For
6 Ratify Placement of Securities (DRP Mgmt For For For Underwriting) 7 Ratify Placement of Securities Mgmt For For For 8 Ratify Placement of Securities Mgmt For For For 9 Remuneration Report Mgmt For Against Against
- -------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BARC CUSIP 06738E204 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Disposal Mgmt For For For
- -------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Dematerialization of Bearer Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Approval of Remuneration Policy Mgmt For For For 11 Amend Article 17(2) Mgmt For For For 12 Amend Article 17(3) Mgmt For For For 13 Amend Article 18(2) Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG (BMW) TICKER SECURITY ID: MEETING DATE MEETING STATUS BMW CINS D12096109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Henning Kagermann Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Compensation Policy Mgmt For Against Against 11 Intra-company Contracts/Control Agreements Mgmt For For For
- -------------------------------------------------------------------------------- BELGACOM S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BELG CINS B10414116 01/04/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Partial Demerger of Telindus NV Mgmt For TNA N/A 7 Partial Demeger Impact Mgmt For TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Partial Demerger of Belgacom Skynet N.V. Mgmt For TNA N/A 11 Partial Demerger Impact Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Approve Merger by Acquisition of Belgacom Mgmt For TNA N/A Mobile NV, Telindus NV and Telindus Sourcing NV 14 Reports and Discussion Mgmt For TNA N/A 15 Approve Merger by Takeover Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BENETTON GROUP S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CINS T1966F139 04/22/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividend 3 Election of Directors Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A
- -------------------------------------------------------------------------------- BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BG CINS G1245Z108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mark Seligman Mgmt For For For 5 Elect Peter Backhouse Mgmt For For For 6 Elect Lord Colin Sharman of Redlynch Mgmt For For For
7 Elect Philippe Varin Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- BLUESCOPE STEEL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BSL CINS Q1415L102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Kevin McCann Mgmt For For For 5 Re-elect Daniel Grollo Mgmt For Against Against 6 Elect Kenneth Dean Mgmt For For For 7 Equity Grant (MD/CEO Paul O'Malley) Mgmt For For For
- -------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS BNP CINS F1058Q238 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends; Form of Mgmt For For For Dividend Payment 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Louis Schweitzer Mgmt For For For 10 Elect Michel Tilmant Mgmt For For For 11 Elect Emiel Van Broekhoven Mgmt For For For 12 Elect Meglena Kuneva Mgmt For For For 13 Elect Jean-Laurent Bonnafe Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
16 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Case of Mgmt For For For Exchange Offer 18 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 19 Global Dilution Ceiling on Increases in Capital Mgmt For For For w/o Preemptive Rights 20 Authority to Increase Capital Through Mgmt For For For Capitalizations 21 Global Dilution Ceiling on Increases in Capital Mgmt For For For w/ or w/out Preemptive Rights 22 Authority to Issue Shares Under Employee Mgmt For For For Savings Plan 23 Authority to Cancel Shares and Reduce Capital Mgmt For For For 24 Merger by Absorption of Fortis Banque France Mgmt For For For 25 Amendments to Articles Related to the Mgmt For For For Repurchase of Preferred Shares 26 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- BOLIDEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS BOL CINS W17218103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Acts Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Board Size Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Nominating Committee Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BOMBARDIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBD CINS 097751200 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Laurent Beaudoin Mgmt For For For 4 Elect Pierre Beaudoin Mgmt For For For 5 Elect Andre Berard Mgmt For Against Against 6 Elect J.R. Andre Bombardier Mgmt For For For 7 Elect Janine Bombardier Mgmt For For For 8 Elect Martha Brooks Mgmt For For For 9 Elect L. Denis Desautels Mgmt For For For 10 Elect Thierry Desmarest Mgmt For Against Against 11 Elect Jean-Louis Fontaine Mgmt For For For 12 Elect Daniel Johnson Mgmt For For For 13 Elect Jean Monty Mgmt For For For 14 Elect Carlos Represas Mgmt For For For 15 Elect Jean-Pierre Rosso Mgmt For For For 16 Elect Heinrich Weiss Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Deferred Share Unit Plan Mgmt For For For 19 Shareholder Proposal Regarding a Greater Number ShrHldr Against Against For of Nominees than Open Board Seats 20 Shareholder Proposal Regarding Advisory Vote on ShrHldr Against For Against Compensation (Say on Pay) 21 Shareholder Proposal Regarding Comparing ShrHldr Against Against For Executive Pay to Average Employee Wage 22 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BOUYGUES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS EN CINS F11487125 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Elect Lucien Douroux Mgmt For For For 8 Elect Yves Gabriel Mgmt For For For 9 Elect Patrick Kron Mgmt For For For 10 Elect Jean Peyrelevade Mgmt For Against Against 11 Elect Francois-Henri Pinault Mgmt For Against Against 12 Elect Olivier Bouygues Mgmt For For For 13 Elect Colette Lewiner Mgmt For For For 14 Elect Sandra Nombret Mgmt For For For 15 Elect Michele Vilain Mgmt For For For
16 Elect Alain Pouyat as Censor Mgmt For For For 17 Appointment of Auditor (Mazars) Mgmt For For For 18 Appointment of Alternate Auditor (Philippe Mgmt For For For Castagnac) 19 Authority to Repurchase Shares Mgmt For Against Against 20 Authority to Cancel Shares and to Reduce Capital Mgmt For For For 21 Authority to Issue Restricted Stock Mgmt For For For 22 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 23 Authority to Increase Capital as a Takeover Mgmt For Against Against Defense 24 Amendments to Articles Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority to Set Fees Mgmt For For For 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 21 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 22 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 23 Renewal of Executive Directors' Incentive Plan Mgmt For Against Against 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report on Mgmt Against Against For Sunrise SAGD Project
- -------------------------------------------------------------------------------- BRISA-AUTO ESTRADAS DE PORTUGAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BRI CINS X07448107 03/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Ratification of the Co-Option of Director Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Consolidated Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Supervisory Council Mgmt For TNA N/A Acts 6 Authority to Trade in Company Stock Mgmt For TNA N/A 7 Remuneration Report Mgmt For TNA N/A 8 Management Performance Criteria Mgmt For TNA N/A 9 Amendments to Articles Mgmt For TNA N/A 10 Sustainability Report Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BRIT INSURANCE HOLDINGS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CINS N1649X107 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Share Consolidation Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BRIT INSURANCE HOLDINGS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CINS N1649X115 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Directors' Remuneration Report Mgmt For Against Against 4 Accounts and Reports Mgmt For For For 5 Elect Peter Hazell Mgmt For For For 6 Elect Willem Stevens Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Scrip Dividend Mgmt For For For 18 Authority to Offer Annual Capital Distributions Mgmt For For For 19 Authority to Issue Reports in English Mgmt For For For 20 Electronic Communication Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BRIT INSURANCE HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CINS G1511R111 12/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Reincorporation Mgmt For For For
- -------------------------------------------------------------------------------- BRIT INSURANCE HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CINS G1511R111 12/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Reincorporation Mgmt For For For 2 New Bonus Share Matching Plan Mgmt For For For 3 New Performance Share Plan Mgmt For For For 4 New Executive Share Option Scheme Mgmt For For For 5 New Employee Share Ownership Plan Mgmt For For For 6 New Sharesave Scheme Mgmt For For For
- -------------------------------------------------------------------------------- BRITISH AIRWAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BAY CINS G14980109 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Martin Broughton Mgmt For For For 4 Elect Keith Williams Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 8 Authority to Increase Authorised Capital Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 12 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Roger Carr Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect Phil Bentley Mgmt For For For 7 Elect Nick Luff Mgmt For For For 8 Elect Chris Weston Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authorisation of Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 17 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CHIBA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J05670104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tadashi Itoh Mgmt For For For 4 Elect Masahisa Shiizu Mgmt For For For 5 Elect Takashi Suda Mgmt For For For 6 Elect Tetsuya Koike Mgmt For For For 7 Elect Kyohichi Hanashima Mgmt For Against Against 8 Elect Masao Morimoto Mgmt For Against Against 9 Retirement and Special Allowances for Directors Mgmt For Against Against and Statutory Auditors 10 Bonus Mgmt For For For 11 Directors' and Statutory Auditors' Fees Mgmt For For For 12 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- COLRUYT TICKER SECURITY ID: MEETING DATE MEETING STATUS COLR CINS B26882165 09/16/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits Mgmt For TNA N/A 5 Profit Sharing Scheme Mgmt For TNA N/A 6 Allocation of Dividends Mgmt For TNA N/A 7 Allocation of Profits Mgmt For TNA N/A 8 Profit Sharing Scheme Mgmt For TNA N/A 9 Ratification of Board Acts Mgmt For TNA N/A 10 Ratification of Statutory Auditor's Acts Mgmt For TNA N/A 11 Elect Frans Colruyt (Farik NV) Mgmt For TNA N/A 12 Elect Piet Colruyt Mgmt For TNA N/A 13 Elect Frans Colruyt Mgmt For TNA N/A 14 Non-Voting Agenda Item N/A N/A TNA N/A
- -------------------------------------------------------------------------------- COMPAGNIE DE SAINT-GOBAIN TICKER SECURITY ID: MEETING DATE MEETING STATUS SGO CINS F80343100 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Elect Pierre-Andre de Chalendar Mgmt For For For 8 Severance Package (Pierre Andre de Chalendar) Mgmt For Against Against 9 Supplementary Retirement Plan (Pierre-Andre de Mgmt For For For Chalendar) 10 Life Insurance (Pierre-Andre de Chalendar) Mgmt For For For 11 Related Party Transaction (Jean-Louis Beffa and Mgmt For Against Against Societe Civile Immobiliere) 12 Authority to Repurchase Shares Mgmt For For For 13 Appointment of Auditor (PricewaterhouseCoopers Mgmt For For For Audit) 14 Appointment of Alternate Auditor (Yves Nicolas) Mgmt For For For 15 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 16 Amendments to Articles Regarding Electronic Mgmt For For For Voting 17 Authority to Carry Out Formalities Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- COMPANIA DE MINAS BUENAVENTURA S.A.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BUENAVC1 CUSIP 204448104 10/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For Abstain Against
- -------------------------------------------------------------------------------- COTT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BCB CUSIP 22163N106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Mike Benadiba Mgmt For For For 1.2 Elect George Burnett Mgmt For For For 1.3 Elect Jerry Fowden Mgmt For For For 1.4 Elect David Gibbons Mgmt For Withhold Against 1.5 Elect Stephen Halperin Mgmt For Withhold Against 1.6 Elect Betty Hess Mgmt For For For 1.7 Elect Gregory Monahan Mgmt For For For 1.8 Elect Mario Pilozzi Mgmt For For For 1.9 Elect Andrew Prozes Mgmt For For For 1.10 Elect Eric Rosenfeld Mgmt For Withhold Against 1.11 Elect Graham Savage Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Equity Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- CREDIT SUISSE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGN CUSIP 225401108 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Remuneration Report Mgmt For Against Against 2 Accounts and Reports Mgmt For For For 3 Ratification of Board and Management Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Election of Directors Mgmt For For For 7 Elect Robert Benmosche Mgmt For For For 8 Appointment of Special Auditor Mgmt For For For 9 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- DAI NIPPON PRINTING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J10584100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitoshi Kitajima Mgmt For Against Against 4 Elect Kohichi Takanami Mgmt For For For 5 Elect Satoshi Saruwatari Mgmt For For For 6 Elect Masayoshi Yamada Mgmt For For For 7 Elect Yoshinari Kitajima Mgmt For For For 8 Elect Mitsuhiko Hakii Mgmt For For For 9 Elect Osamu Tsuchida Mgmt For For For 10 Elect Teruomi Yoshino Mgmt For For For 11 Elect Yuhjiroh Kuroda Mgmt For For For 12 Elect Masahiko Wada Mgmt For For For 13 Elect Kazumasa Hiroki Mgmt For For For 14 Elect Tetsuji Morino Mgmt For For For 15 Elect Shigeru Kashiwabara Mgmt For For For 16 Elect Kunikazu Akishige Mgmt For For For 17 Elect Kenji Noguchi Mgmt For For For 18 Elect Yoshiaki Nagano Mgmt For For For 19 Elect Motoharu Kitajima Mgmt For For For 20 Elect Takao Shimizu Mgmt For For For 21 Elect Tatsuo Komaki Mgmt For For For 22 Elect Akira Yokomizo Mgmt For For For 23 Elect Yoshiki Nozaka Mgmt For For For 24 Elect Masaki Tsukada Mgmt For For For 25 Elect Sakae Hikita Mgmt For For For 26 Elect Tadao Tsukada Mgmt For For For 27 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- DAINIPPON INK & CHEMICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4631 CINS J1280G103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Oe Mgmt For For For 4 Elect Kazuo Sugie Mgmt For For For 5 Elect Kaiji Yamaki Mgmt For For For 6 Elect Yoshihisa Kawamura Mgmt For Against Against 7 Elect Kazuya Shimoizumi Mgmt For For For 8 Elect Masayuki Saitoh Mgmt For For For 9 Elect Mineo Ono Mgmt For For For 10 Elect Eiko Kohno Mgmt For For For 11 Election of Alternate Statutory Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shuichi Nakata Mgmt For Against Against 4 Elect Hiroshi Kawaguchi Mgmt For Against Against
- -------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/27/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Annual Accounts; Allocation of Profits/Dividend Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Statutory Auditor's Acts Mgmt For TNA N/A 9 Elect Richard Goblet d'Alviella Mgmt For TNA N/A 10 Elect Robert Murray Mgmt For TNA N/A 11 Elect Jack Stahl Mgmt For TNA N/A 12 Ratification of the Independence of Jack L. Mgmt For TNA N/A Stahl 13 Approval of Change in Control Clause (Credit Mgmt For TNA N/A Agreement) 14 Approval of Change in Control Clause (Bonds) Mgmt For TNA N/A 15 Non-Voting Agenda Item N/A N/A TNA N/A
- -------------------------------------------------------------------------------- DENKI KAGAKU KOGYO K.K. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4061 CINS J12936134 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Seiki Kawabata Mgmt For For For 4 Elect Tetsuroh Maeda Mgmt For For For 5 Elect Shinsuke Yoshitaka Mgmt For For For 6 Elect Mamoru Hoshi Mgmt For For For 7 Elect Nobuyoshi Sakuma Mgmt For For For 8 Elect Mutoshi Watanabe Mgmt For For For 9 Elect Kenichi Ono Mgmt For For For 10 Elect Daiichiroh Uematsu Mgmt For For For 11 Elect Kohzoh Tanaka Mgmt For For For 12 Elect Tadasu Horikoshi Mgmt For For For 13 Election of Alternate Statutory Auditors Mgmt For For For
- -------------------------------------------------------------------------------- DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DBK CINS D18190898 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For Against Against 8 Authority to Trade in Company Stock Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 11 Compensation Policy Mgmt For Against Against 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 14 Intra-company Control Agreement Mgmt For For For 15 Intra-company Control Agreement Mgmt For For For
- -------------------------------------------------------------------------------- DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CUSIP 25243Q205 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Laurence Danon Mgmt For For For 5 Elect Clive Hollick Mgmt For For For 6 Elect Paul Walsh Mgmt For For For 7 Elect Peggy Bruzelius Mgmt For Against Against 8 Elect Betsey Holden Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 EU Political Donations Mgmt For For For 15 2009 Discretionary Incentive Plan Mgmt For For For 16 2009 Executive Long-Term Incentive Plan Mgmt For For For 17 2009 International Sharematch Plan Mgmt For For For 18 Authority to Establish International Share Plans Mgmt For For For 19 2009 Irish Sharesave Plan Mgmt For For For 20 Amendment to 2008 Executive Share Option Plan Mgmt For For For 21 Amendment to 2008 Senior Executive Share Option Mgmt For For For Plan 22 Amendment to 1999 Senior Executive Share Option Mgmt For For For Plan 23 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 24 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- DRAX GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DRX CINS G2904K127 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Emery Mgmt For For For 5 Elect Mike Grasby Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 9 EU Political Donations Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Adoption of New Articles Mgmt For Against Against 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- EDF ENERGIES NOUVELLES TICKER SECURITY ID: MEETING DATE MEETING STATUS EEN CINS F31932100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Severance Package (David Corchia) Mgmt For Against Against 9 Severance Package (Yvon Andre) Mgmt For Against Against 10 Severance Package (Michel Trousseau) Mgmt For Against Against 11 Report on Internal Controls Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Ratification of the Co-Option Corinne Fau Mgmt For For For 14 Ratification of the Co-Option of Thomas Piquemal Mgmt For For For 15 Ratification of the Co-Option of Daniel Camus Mgmt For For For
16 Elect Paris Mouratoglou Mgmt For Against Against 17 Elect Catherine Mouratoglou Mgmt For For For 18 Elect Daniel Camus Mgmt For For For 19 Authority to Repurchase Shares Mgmt For Against Against 20 Authority to Carry Out Formalities Mgmt For For For 21 Authority to Cancel Shares and Reduce Capital Mgmt For For For 22 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 23 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 24 Authority to Set the Offering Price of Shares Mgmt For Against Against w/o Preemptive Rights 25 Authority to Increase Share Issuance Limit Mgmt For Against Against 26 Authority to Increase Capital Through Mgmt For For For Capitalizations 27 Authority to Increase Capital Under Employee Mgmt For For For Savings Plan 28 Authority to Grant Restricted Stock to Mgmt For Against Against Employees and Executives 29 Authority to Use to Previous Authorities to Mgmt For Against Against Increase or Reduce Capital as a Takeover Defense 30 Global Ceiling on Increases in Capital and Mgmt For For For Issuance of Debt 31 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- ELECTROLUX AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ELUX-B CINS W24713120 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of the Presiding Chairman Mgmt For For For 5 Voting List Mgmt For For For 6 Agenda Mgmt For For For 7 Election of Individuals to Check Minutes Mgmt For For For 8 Compliance with Rules of Convocation Mgmt For For For 9 Presentation of Accounts and Reports Mgmt For For For 10 President's Address Mgmt For For For 11 Accounts and Reports Mgmt For For For
12 Ratification of Board and Management Acts Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Election of Directors Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Nominating Committee Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2010 Long-Term Incentive Plan Mgmt For Against Against 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Issue Treasure Shares Mgmt For For For 24 Transfer of Shares Mgmt For For For 25 Transfer of Shares Mgmt For Against Against 26 Conclusion of Meeting Mgmt For For For
- -------------------------------------------------------------------------------- ENDESA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ELE CINS E41222113 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts Mgmt For For For 3 Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Issue Convertible Securities Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Report on Amendments to Board of Directors' Mgmt Abstain Abstain For Regulations 9 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- ENDESA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ELE CINS E41222113 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amend Article 7 Mgmt For For For 2 Amend Article 9 Mgmt For For For 3 Amend Article 15 Mgmt For For For 4 Amend Article 22 Mgmt For For For 5 Amend Article 27 Mgmt For For For 6 Amend Article 28 Mgmt For For For 7 Amend Article 37 Mgmt For For For 8 Amend Article 43 Mgmt For For For 9 Amend Article 45 Mgmt For For For 10 Amend Article 51 Mgmt For For For 11 Amend Article 52 Mgmt For For For 12 Amend Article 53 Mgmt For For For 13 Amend Article 54 Mgmt For For For 14 Amend Preamble of General Meeting Regulations Mgmt For For For
15 Amend Article 6 of General Meeting Regulations Mgmt For For For 16 Amend Article 8 of General Meeting Regulations Mgmt For For For 17 Amend Article 10 of General Meeting Regulations Mgmt For For For 18 Amend Article 11 of General Meeting Regulations Mgmt For For For 19 Amend Article 20 of General Meeting Regulations Mgmt For For For 20 Amend Article 20bis of General Meeting Mgmt For For For Regulations 21 Tax Regime Mgmt For For For 22 Ratification of the Co-Option of Gianluca Comin Mgmt For For For 23 Authority to Carry Out Formalities Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ENERGIAS DE PORTUGAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS EDP CINS X67925119 04/16/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Supervisory Board and Mgmt For TNA N/A Management Acts 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Authority to Trade in Company Bonds Mgmt For TNA N/A 7 Remuneration Report (Management Board) Mgmt For TNA N/A 8 Remuneration Report (Supervisory Board) Mgmt For TNA N/A 9 Elect Mohamed Al Fahim Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ENERSIS TICKER SECURITY ID: MEETING DATE MEETING STATUS ENERSIS CUSIP 29274F104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors Mgmt For Abstain Against 4 Directors' Fees Mgmt For Abstain Against 5 Directors' Committee Fees and Budget Mgmt For Abstain Against 6 Appointment of Auditor Mgmt For Abstain Against 7 Appointment of Account Inspectors Mgmt For Abstain Against 8 Appointment of Risk Rating Agency Mgmt For Abstain Against 9 Investment and Finance Policy Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against 11 Authority to Carry Out Formalities Mgmt For For For 12 Amendments to Articles Mgmt For Abstain Against 13 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- ESPRIT HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 0330 CINS G3122U145 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Final Dividends Mgmt For For For 4 Allocation of Special Dividends Mgmt For For For 5 Elect Heinz Jurgen Krogner-Kornalik Mgmt For Against Against 6 Elect Jurgen Alfred Rudolf Friedrich Mgmt For For For 7 Elect Ronald van der Vis Mgmt For For For 8 Elect CHEW Fook Aun Mgmt For For For 9 Elect Francesco Trapani Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Adoption of New Share Option Scheme and Mgmt For Against Against Termination of 2001 Share Option Scheme
- -------------------------------------------------------------------------------- FINMECCANICA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNC CINS T4502J151 04/28/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- FINMECCANICA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNC CINS T4502J151 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Authority to Set Auditor's Fees Mgmt For TNA N/A 4 Amendment to Meeting Regulations Mgmt For TNA N/A
- -------------------------------------------------------------------------------- FONDIARIA-SAI TICKER SECURITY ID: MEETING DATE MEETING STATUS FSA CINS T4689Q127 04/21/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Appointment the representative of savings Mgmt N/A TNA N/A shareholders for the 3 years time 2010-2012 2 Approve to determine the emolument to the Mgmt N/A TNA N/A representative of savings shareholders for the 3 years time 2010-2012 3 Approve the deliberation in order to establish Mgmt N/A TNA N/A a fund for the defence of the common interest 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A
- -------------------------------------------------------------------------------- FORTESCUE METALS GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS FMG CINS Q39360104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For Against Against 4 Elect Ian Cumming Mgmt For For For 5 Elect LI Xiaowei Mgmt For For For 6 Re-elect Herb Elliot Mgmt For For For 7 Re-elect Kenneth Ambrecht Mgmt For For For 8 Equity Grant (CEO Andrew Forrest) Mgmt For For For 9 Equity Plan (Performance Share Plan) Mgmt For For For 10 Equity Grants (CEO Andrew Forrest and Executive Mgmt For For For Directors Graeme Rowley & Russell Scrimshaw) 11 Increase Non-Executive Directors' Fee Cap Mgmt For For For
- -------------------------------------------------------------------------------- FORTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS FORB CINS B4399L102 04/09/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Amendment Regarding Change in Company Name Mgmt For TNA N/A 5 Amendment Regarding Issuance of Shares Mgmt For TNA N/A 6 Amend Article 10 Mgmt For TNA N/A
7 Amendment Regarding Disapplication of Mgmt For TNA N/A Preemptive Rights 8 Amendment Regarding Director Compensation Mgmt For TNA N/A 9 Authority to Amend Articles Mgmt For TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
- -------------------------------------------------------------------------------- FORTIS SA/NV TICKER SECURITY ID: MEETING DATE MEETING STATUS FORB CINS B4399L102 04/12/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Authority to Repurchase Shares Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Amendment Regarding Change in Company Name Mgmt For TNA N/A 7 Amendment Regarding Registered Office Mgmt For TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Increase in Authorized Capital Mgmt For TNA N/A 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Amendment Regarding Authorized Capital Mgmt For TNA N/A 12 Amendment Regarding Director Compensation Mgmt For TNA N/A 13 Amendments Regarding the Form of Shares Mgmt For TNA N/A 14 Amendment Regarding Share Ownership Disclosure Mgmt For TNA N/A 15 Authority to Amend Articles Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Meeting Note N/A N/A TNA N/A
- -------------------------------------------------------------------------------- FRASER & NEAVE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F27 CINS Y2642C155 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Timothy CHIA Chee Ming Mgmt For Against Against 4 Elect Simon Israel Mgmt For For For 5 Elect Nicky TAN Ng Kuang Mgmt For For For 6 Directors' Fees Mgmt For Against Against 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Grant Awards and Issue Shares Mgmt For For For under Fraser and Neave, Limited Executives' Share Option Scheme 1999 12 Authority to Grant Awards and Issue Shares Mgmt For For For under F&N Performance Share Plan 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Scrip Dividend Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FUJI HEAVY INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7270 CINS J14406136 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ikuo Mori Mgmt For Against Against 3 Elect Kazushige Okuhara Mgmt For For For 4 Elect Masatsugu Nagato Mgmt For For For 5 Elect Jun Kondoh Mgmt For For For 6 Elect Yasuyuki Yoshinaga Mgmt For For For 7 Elect Akira Mabuchi Mgmt For For For 8 Elect Hiroyuki Oikawa Mgmt For Against Against 9 Election of Alternate Statutory Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FUJITSU LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6702 CINS J15708159 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michiyoshi Mazuka Mgmt For Against Against 3 Elect Hiroshi Ohura Mgmt For Against Against 4 Elect Haruo Itoh Mgmt For For For 5 Elect Masami Yamamoto Mgmt For For For 6 Elect Kazuo Ishida Mgmt For For For 7 Elect Masami Fujita Mgmt For For For 8 Elect Kazuhiko Katoh Mgmt For For For 9 Elect Masahiro Koezuka Mgmt For For For 10 Elect Yohko Ishikura Mgmt For For For 11 Elect Ryohsei Kokubun Mgmt For For For 12 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- G4S PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GFS CINS G39283109 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Alf Duch-Pedersen Mgmt For For For 5 Elect Lord Condon Mgmt For For For 6 Elect Nick Buckles Mgmt For For For 7 Elect Mark Elliott Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authorisation of Political Donations Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Adoption of New Articles Mgmt For For For 20 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- GAMESA CORPORACION TECNOLOGICA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAM CINS E54667113 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts Mgmt For For For 2 Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Scrip Dividend Mgmt For For For 7 Ratification of the Co-Option of Luis Lada Diaz Mgmt For For For 8 Ratification of the Co-Option of Benita Mgmt For For For Ferrero-Waldner 9 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Debt Instruments Mgmt For For For 12 Authority to Issue Convertible Debt Instruments Mgmt For For For 13 Relocation of Company Headquarters Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- GAZPROM OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS GAZP CUSIP 368287207 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For Abstain Against 4 Payment of Dividends Mgmt For Abstain Against 5 Appointment of Auditor Mgmt For For For 6 Amendments to Charter Mgmt For For For 7 Amendments to General Meeting Regulations Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Audit Commission Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Elect Dmitry Arkhipov Mgmt N/A Abstain N/A 14 Elect Andrey Belobrov Mgmt N/A For N/A 15 Elect Vadim Bikulov Mgmt N/A For N/A 16 Elect Andrei Kobzev Mgmt N/A For N/A 17 Elect Nina Lobanova Mgmt N/A For N/A 18 Elect Dmitry Logunov Mgmt N/A For N/A 19 Elect Yury Nosov Mgmt N/A Abstain N/A 20 Elect Konstantin Pesotsky Mgmt N/A For N/A 21 Elect Marat Salekhov Mgmt N/A For N/A 22 Elect Maria Tikhonova Mgmt N/A For N/A 23 Elect Aleksandr Yugov Mgmt N/A For N/A
- -------------------------------------------------------------------------------- GAZPROM OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS GAZP CUSIP 368287207 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Related Party Transactions Mgmt For For For 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For
26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Related Party Transactions Mgmt For For For 80 Related Party Transactions Mgmt For For For 81 Related Party Transactions Mgmt For For For 82 Related Party Transactions Mgmt For For For 83 Related Party Transactions Mgmt For For For 84 Related Party Transactions Mgmt For For For 85 Related Party Transactions Mgmt For For For 86 Related Party Transactions Mgmt For For For 87 Related Party Transactions Mgmt For For For 88 Related Party Transactions Mgmt For For For 89 Related Party Transactions Mgmt For For For
90 Related Party Transactions Mgmt For For For 91 Related Party Transactions Mgmt For For For 92 Related Party Transactions Mgmt For For For 93 Related Party Transactions Mgmt For For For 94 Related Party Transactions Mgmt For For For 95 Related Party Transactions Mgmt For For For 96 Related Party Transactions Mgmt For For For 97 Related Party Transactions Mgmt For For For 98 Related Party Transactions Mgmt For For For 99 Related Party Transactions Mgmt For For For
- -------------------------------------------------------------------------------- GAZPROM OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS GAZP CUSIP 368287207 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Andrey Akimov Mgmt For Abstain Against 2 Elect Alexander Ananenkov Mgmt For Abstain Against 3 Elect Burckhard Bergmann Mgmt For Abstain Against 4 Elect Farit Gazizullin Mgmt For Against Against 5 Elect Vladimir Gusakov Mgmt For Abstain Against 6 Elect Viktor Zubkov Mgmt For Abstain Against 7 Elect Elena Karpel Mgmt For Abstain Against 8 Elect Alexey Makarov Mgmt For For For 9 Elect Alexey Miller Mgmt For Abstain Against 10 Elect Valery Musin Mgmt For For For 11 Elect Elvira Nabiullina Mgmt For Abstain Against 12 Elect Viktor Nikolayev Mgmt For Abstain Against 13 Elect Vlada Rusakova Mgmt For Abstain Against 14 Elect Mikhail Sereda Mgmt For Abstain Against 15 Elect Vladimir Fortov Mgmt For Abstain Against 16 Elect Sergey Shmatko Mgmt For Abstain Against 17 Elect Igor Yusufov Mgmt For Abstain Against
- -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CUSIP 37733W105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Stephanie Burns Mgmt For For For 4 Elect Julian Heslop Mgmt For For For 5 Elect Sir Deryck Maughan Mgmt For For For 6 Elect Daniel Podolsky Mgmt For For For 7 Elect Sir Robert Wilson Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Exemption from Statement of Senior Auditor's Mgmt For For For Name 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 16 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- GS YUASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J1770L109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Nobuharu Tatsumi Mgmt For For For 3 Elect Masaru Sawada Mgmt For Against Against 4 Elect Toshiyuki Nakagawa Mgmt For Against Against
- -------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG AG (HANNOVER RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNR1 CINS D3015J135 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Trade in Company Stock Mgmt For For For 10 Increase in Authorized Capital Mgmt For Against Against 11 Employee Stock Purchase Plan Mgmt For For For 12 Remuneration Policy Mgmt For For For
- -------------------------------------------------------------------------------- HEIDELBERGER DRUCKMASCHINEN AG TICKER SECURITY ID: MEETING DATE MEETING STATUS HDD CINS D3166C103 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Increase in Authorized Capital Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- HITACHI LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J20454112 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tadamichi Sakiyama Mgmt For Against Against 3 Elect Yoshie Ohta Mgmt For For For 4 Elect Mitsuo Ohashi Mgmt For For For 5 Elect Akihiko Nomiyama Mgmt For For For 6 Elect Kenji Miyahara Mgmt For For For 7 Elect Tohru Motobayashi Mgmt For For For 8 Elect Isao Ono Mgmt For For For 9 Elect Takashi Kawamura Mgmt For For For 10 Elect Masaharu Sumikawa Mgmt For For For 11 Elect Hiroaki Nakanishi Mgmt For Against Against 12 Elect Michiharu Nakamura Mgmt For For For 13 Elect Takashi Miyoshi Mgmt For For For
- -------------------------------------------------------------------------------- HOPSON DEVELOPMENT HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 754 CINS G4600H101 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Property Transfer Agreements Mgmt For For For
- -------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMT CINS G4721W102 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Dominique Comolli Mgmt For Against Against 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Charles Knott Mgmt For For For 8 Elect Iain Napier Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 EU Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 16 Adoption of New Articles Mgmt For Against Against
- -------------------------------------------------------------------------------- INDRA SISTEMAS TICKER SECURITY ID: MEETING DATE MEETING STATUS IDR CINS E6271Z155 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Board Acts Mgmt For For For 3 Merger by Absorption Mgmt For For For 4 Election of Directors Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Remuneration Report Mgmt For Against Against 8 Report on Amendments to Board of Directors Mgmt Abstain Abstain For Regulations 9 Authority to Carry Out Formalities Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- JA SOLAR HOLDINGS CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS JASO CUSIP 466090107 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Election of Directors - Peng Fang Mgmt For For For 3 Election of Directors - Yuwen Zhao Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- JGC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J26945105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Keisuke Takeuchi Mgmt For Against Against 5 Elect Masahiko Yaegashi Mgmt For For For 6 Elect Tadanori Aratani Mgmt For For For 7 Elect Sei Tange Mgmt For For For 8 Elect Kohichi Kawana Mgmt For For For 9 Elect Tadashi Ishizuka Mgmt For For For 10 Elect Yutaka Yamazaki Mgmt For For For 11 Elect Keitaroh Ishii Mgmt For For For 12 Elect Eiki Furuta Mgmt For For For 13 Elect Hideaki Miura Mgmt For For For
14 Elect Tsutomu Akabane Mgmt For For For 15 Elect Toyohiko Shimada Mgmt For For For 16 Elect Yasumasa Isetani Mgmt For For For 17 Elect Kazuo Yamane Mgmt For For For 18 Elect Masayuki Satoh Mgmt For For For
- -------------------------------------------------------------------------------- KAZAKHMYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KAZ CINS G5221U108 01/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Proposed Sale of Equity Interest Mgmt For For For
- -------------------------------------------------------------------------------- KAZAKHMYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KAZ CINS G5221U108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Directors' Remuneration Report Mgmt For For For 4 Elect Philip Aiken Mgmt For For For 5 Elect Simon Heale Mgmt For Against Against 6 Elect David Munro Mgmt For For For 7 Elect Clinton Dines Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 UK Sharesave Plan Mgmt For For For 14 International Sharesave Plan Mgmt For For For 15 UK Share Incentive Plan Mgmt For For For 16 International Share Incentive Plan Mgmt For For For 17 Amendments to Long-Term Incentive Plan Mgmt For For For 18 Amendments to Executive Share Option Plan Mgmt For For For 19 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 20 Adoption of New Articles Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- KBC GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS KBC CINS B5337G162 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Ratification of Auditor's Acts Mgmt For TNA N/A 10 Elect Jan Vanhevel Mgmt For TNA N/A 11 Elect Germain Vantieghem Mgmt For TNA N/A 12 Elect Marc Wittemans Mgmt For TNA N/A 13 Elect Luc Philips Mgmt For TNA N/A 14 Elect Piet Vanthemsche Mgmt For TNA N/A 15 Elect Alain Bostoen Mgmt For TNA N/A 16 Elect Marc de Ceuster Mgmt For TNA N/A 17 Elect Eric Stroobants Mgmt For TNA N/A 18 Elect Jean-Pierre Hansen Mgmt For TNA N/A 19 Ratification of the Independence of Jozef Cornu Mgmt For TNA N/A 20 Appointment of Auditor Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A 22 Non-Voting Agenda Item N/A N/A TNA N/A 23 Non-Voting Agenda Item N/A N/A TNA N/A 24 Insertion of Article 5bis Regarding Mgmt For TNA N/A Profit-Sharing Certificates 25 Adoption of new Annex A to the Articles of Mgmt For TNA N/A Incorporation Regarding PSCs 26 Amendments to Title II of the Articles of Mgmt For TNA N/A Association 27 Amendment to Article 8 Mgmt For TNA N/A 28 Amendments to Article 11 Mgmt For TNA N/A 29 Amendments to Article 27 Mgmt For TNA N/A 30 Amendments to Article 28 Mgmt For TNA N/A 31 Amendments to Article 30 Mgmt For TNA N/A 32 Amendments to Article 34 Mgmt For TNA N/A 33 Amendments to Article 37 Mgmt For TNA N/A 34 Amendments to Article 40 Mgmt For TNA N/A 35 Insertion of new Article 42 Mgmt For TNA N/A 36 Disapplication of Preemptive Rights Pursuant to Mgmt For TNA N/A PSCs 37 Authority to Increase Capital Pursuant to Mgmt For TNA N/A Issuance of PSCs 38 Authority to Carry Out Formalities Regarding a Mgmt For TNA N/A Capital Increase Under the Terms of the PSCs 39 Authority to Carry Out Formalities Regarding Mgmt For TNA N/A PSCs 40 Non-Voting Agenda Item N/A N/A TNA N/A 41 Approval of Merger Proposal Mgmt For TNA N/A 42 Merger by Absorption of Fidablel NV Mgmt For TNA N/A 43 Authority to Carry Out Formalities Mgmt For TNA N/A 44 Authority to Amend Articles Mgmt For TNA N/A 45 Authority to Carry Out Formalities Mgmt For TNA N/A
- -------------------------------------------------------------------------------- KINDEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 1944 CINS J33093105 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Bonus Mgmt For For For 3 Elect Keishi Yoshimoto Mgmt For Against Against 4 Elect Masasumi Fujishima Mgmt For For For 5 Elect Michiyuki Hashimoto Mgmt For For For 6 Elect Katsutoshi Itoh Mgmt For For For 7 Elect Tadahiko Ohishi Mgmt For For For 8 Elect Haruo Ashitaka Mgmt For For For 9 Elect Kohichi Ito Mgmt For For For 10 Elect Mitsunori Kawaguchi Mgmt For For For 11 Elect Kohichi Maeda Mgmt For For For 12 Elect Toshio Fujii Mgmt For For For 13 Elect Atsushi Kimura Mgmt For For For 14 Elect Hiroto Tanaka Mgmt For For For 15 Elect Eiji Kawagoe Mgmt For For For 16 Elect Tetsu Shiota Mgmt For For For 17 Elect Toshihiro Hisashita Mgmt For For For 18 Elect Sumio Urashima Mgmt For For For 19 Elect Masasumi Fujishima Mgmt For For For
- -------------------------------------------------------------------------------- KINGBOARD CHEMICAL HOLDINGS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 148 CINS G52562140 07/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Acquisition Mgmt For For For
- -------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Anders Dahlvig Mgmt For For For 5 Elect Andrew Bonfield Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Janis Kong Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authorisation of Political Donations Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Adoption of New Articles Mgmt For For For 16 Share Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS ELECTRONICS N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS PHIA CINS N6817P109 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Elect Gottfried Dutine Mgmt For For For 11 Elect Rudy Provoost Mgmt For For For 12 Elect Andrea Ragnetti Mgmt For For For 13 Elect Steve Rusckowski Mgmt For For For 14 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 15 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- LANXESS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS LXSG CINS D5032B102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Friedrich Janssen Mgmt For For For 10 Elect Robert Koehler Mgmt For Against Against 11 Elect Rainer Laufs Mgmt For For For 12 Elect Ulrich Middelmann Mgmt For For For 13 Elect Rolf Stomberg Mgmt For For For 14 Elect Theo Walthie Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Increase in Authorized Capital Mgmt For Against Against 17 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- MAN GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS EMG CINS G5790V156 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Jon Aisbitt Mgmt For For For 5 Elect Peter Clarke Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Increase in Authorised Share Capital Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 13 Authority to Repurchase Deferred Dollar Shares Mgmt For For For
- -------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MKS CINS G5824M107 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Stuart Rose Mgmt For For For 5 Elect Jan du Plessis Mgmt For For For 6 Elect Jeremy Darroch Mgmt For For For 7 Elect Sir David Michels Mgmt For For For 8 Elect Louise Patten Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Republic of Ireland Sharesave Plan 2009 Mgmt For For For 16 Shareholder Proposal Regarding Separation of ShrHldr Against For Against Roles of Chairman and Chief Executive 17 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- MARUICHI STEEL TUBE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J40046104 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Seiji Yoshimura Mgmt For Against Against 2 Elect Hiroyuki Suzuki Mgmt For For For 3 Elect Daiji Horikawa Mgmt For For For 4 Elect Yoshinori Yoshimura Mgmt For For For 5 Elect Shohzoh Suzuki Mgmt For For For 6 Elect Seiichi Matsuyama Mgmt For For For 7 Elect Yoshitaka Meguro Mgmt For For For 8 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- MEDIASET S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CINS T6688Q107 04/20/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Authority to Set Auditor's Fees Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A
- -------------------------------------------------------------------------------- MEDICEO PALTAC HOLDINGS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7459 CINS J4189T101 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Sadatake Kumakura Mgmt For Against Against 3 Elect Bunichi Murayama Mgmt For For For 4 Elect Shuichi Watanabe Mgmt For For For 5 Elect Takuroh Hasegawa Mgmt For For For 6 Elect Takahiro Chohfuku Mgmt For For For 7 Elect Toshihide Yoda Mgmt For For For 8 Elect Kazuo Okamoto Mgmt For For For 9 Elect Kazushi Takao Mgmt For For For 10 Elect Kunio Mikita Mgmt For For For 11 Elect Eiko Koizumi Mgmt For For For
- -------------------------------------------------------------------------------- MEDIOBANCA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MB CINS T10584117 10/28/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Remuneration Policy Mgmt For TNA N/A
- -------------------------------------------------------------------------------- METROPOLITAN HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CINS S5064H104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual South Africa
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Elect Audit Committee Members Mgmt For Abstain Against 4 Approve Chairperson Fees (2010) Mgmt For For For 5 Approve NED Fees (2010) Mgmt For For For 6 Approve Chairperson of the Audit Committee Fees Mgmt For For For (2010) 7 Approve Members of the Audit Committee Fees Mgmt For For For (2010) 8 Approve Chairperson of the Actuarial Committee Mgmt For For For Fees (2010) 9 Approve Members of the Actuarial Committee Fees Mgmt For For For (2010) 10 Approve Chairperson of Other Committees Fees Mgmt For For For (2010) 11 Approve Members of the Other Committees Fees Mgmt For For For (2010) 12 Elect Mary Vilakazi Mgmt For For For 13 Elect Zanele (Joyce) Matlala Mgmt For For For 14 Elect Fatima Jakoet Mgmt For For For 15 Elect Johan van Reenen Mgmt For For For 16 Elect John Newbury Mgmt For For For 17 Authorisation of Legal Formalities Mgmt For For For
- -------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4188 CINS J44046100 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Ryuhichi Tomizawa Mgmt For For For 5 Elect Yoshimitsu Kobayashi Mgmt For For For 6 Elect Shohtaroh Yoshimura Mgmt For For For 7 Elect Hitoshi Ochi Mgmt For For For 8 Elect Michihiro Tsuchiya Mgmt For For For 9 Elect Hiroshi Yoshida Mgmt For For For 10 Elect Masanao Kanbara Mgmt For For For 11 Elect Kazuchika Yamaguchi Mgmt For Against Against 12 Elect Rokuroh Tsuruta Mgmt For For For 13 Elect Toshio Mizushima Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUI CHEMICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4183 CINS J4466L102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kenji Fujiyoshi Mgmt For For For 4 Elect Toshikazu Tanaka Mgmt For For For 5 Elect Kohichi Sano Mgmt For For For 6 Elect Kiichi Suzuki Mgmt For For For 7 Elect Yoshiyuki Funakoshi Mgmt For For For 8 Elect Yukio Hara Mgmt For For For 9 Elect Yasuji Ohmura Mgmt For For For 10 Elect Shigeru Isayama Mgmt For For For 11 Elect Terunori Fujita Mgmt For For For 12 Elect Shigeru Iwabuchi Mgmt For For For 13 Elect Shinichi Otsuji Mgmt For For For 14 Elect Tetsuji Tanaka Mgmt For For For 15 Elect Taeko Nagai Mgmt For For For 16 Elect Yoshio Suzuki Mgmt For For For 17 Election of Yoshinori Koga Mgmt For Against Against 18 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUI ENGINEERING & SHIPBUILDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 7003 CINS J44776128 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takao Motoyama Mgmt For Against Against 4 Elect Yasuhiko Katoh Mgmt For For For 5 Elect Makoto Sakurai Mgmt For For For 6 Elect Yutaka Raijoh Mgmt For For For 7 Elect Norio Nagata Mgmt For For For 8 Elect Kazuo Masuyama Mgmt For For For 9 Elect Ryohichi Jinkawa Mgmt For For For 10 Elect Takao Tanaka Mgmt For For For 11 Elect Kazuki Yashiki Mgmt For For For 12 Elect Shunichi Yamashita Mgmt For For For 13 Elect Toshiroh Miyazaki Mgmt For For For 14 Elect Masafumi Okada Mgmt For For For 15 Elect Yasuo Irie Mgmt For For For 16 Elect Akinori Matsuda Mgmt For For For 17 Elect Yoshihisa Kitajima Mgmt For For For 18 Elect Takaki Yamamoto Mgmt For For For 19 Election of Alternate Statutory Auditor Mgmt For For For 20 Directors' Fees and Statutory Auditors' Fees Mgmt For For For
- -------------------------------------------------------------------------------- MITSUI MINING & SMELTING COMPANY LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J44948107 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsuru Uekawa Mgmt For For For 4 Elect Harufumi Sakai Mgmt For Against Against 5 Elect Ryuhei Wakasugi Mgmt For For For 6 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG (MUNICH RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS MUV2 CINS D55535104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Elect Benita Ferrero-Waldner Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 12 Authority to Issue Convertible Debt Instruments Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE TICKER SECURITY ID: MEETING DATE MEETING STATUS ETE CUSIP 633643408 01/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Spin-off Mgmt For Abstain Against 2 Spin-off Mgmt For Abstain Against 3 Authorization of Legal Formalities Mgmt For Abstain Against 4 Ratification of Co-option of New Board Members Mgmt For For For 5 Election of Directors Mgmt For For For 6 Election of Audit Committee Mgmt For For For 7 Board Transactions Mgmt For For For 8 Amendments to Articles Mgmt For Abstain Against 9 Authority to Issue Convertible Bonds Mgmt For Abstain Against
- -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0017 CINS Y63084126 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Henry CHENG Kar Shun Mgmt For Against Against 5 Elect Payson CHA Mou Sing Mgmt For Against Against 6 Elect Peter CHENG Kar Shing Mgmt For Against Against 7 Elect Stewart LEUNG Chi Kin Mgmt For Against Against 8 Elect CHOW Kwai Cheung Mgmt For Against Against 9 Elect Leonie KI Man Fung Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- NICE SYSTEMS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS NICE CUSIP 653656108 07/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Election of Directors Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 5001 CINS J5484F100 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For 3 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON TELEVISION NETWORK CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J56171101 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Renewal of Takeover Defense Plan Mgmt For Against Against 3 Elect Seiichiroh Ujiie Mgmt For For For 4 Elect Noritada Hosokawa Mgmt For For For 5 Elect Katsuhiro Masukata Mgmt For For For 6 Elect Shinichi Tamura Mgmt For For For 7 Elect Hime Miura Mgmt For For For 8 Elect Hiroshi Watanabe Mgmt For For For 9 Elect Hirotaka Kobayashi Mgmt For For For 10 Elect Yasuhiro Nose Mgmt For For For 11 Elect Yoshio Ohkubo Mgmt For For For 12 Elect Tohru Shohriki Mgmt For For For 13 Elect Tsuneo Watanabe Mgmt For For For 14 Elect Nobuo Yamaguchi Mgmt For For For 15 Elect Hiroshi Maeda Mgmt For For For 16 Elect Seiji Tsutsumi Mgmt For For For 17 Elect Takashi Imai Mgmt For For For 18 Elect Kiyonori Tsubota Mgmt For For For 19 Elect Hitoshi Uchiyama Mgmt For Against Against 20 Election of Alternate Statutory Auditors Mgmt For For For 21 Condolence Allowances for Former Statutory Mgmt For For For Auditors
- -------------------------------------------------------------------------------- NIPPONKOA INSURANCE CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8754 CINS J5428G115 12/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Shareholder Proposal Regarding Removal of ShrHldr Against Against For Directors
- -------------------------------------------------------------------------------- NOBLE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS N21 CINS G6542T119 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Disposal Transactions Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NOBLE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS N21 CINS G6542T119 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Richard Elman Mgmt For Against Against 4 Elect Harindarpal Banga Mgmt For For For 5 Elect Alan H. Smith Mgmt For Against Against 6 Elect David Eldon Mgmt For For For 7 Elect Tobias Josef Brown Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Grant Awards and Issue Shares Mgmt For For For under the Noble Group Share Option Scheme 2004 14 Authority to Issue Shares under the Noble Group Mgmt For For For Limited Scrip Dividend Scheme 15 Authority to Grant Awards and Issue Shares Mgmt For Against Against under the Noble Group Performance Share Plan 16 Bonus Shares Issuance Mgmt For For For
- -------------------------------------------------------------------------------- NORDEA BANK AB TICKER SECURITY ID: MEETING DATE MEETING STATUS NDA CINS W57996105 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Acts Mgmt For For For 13 Board Size Mgmt For For For 14 Directors and Auditors' Fees Mgmt For For For 15 Election of Directors Mgmt For For For 16 Nominating Committee Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Treasury Shares Mgmt For For For 20 Authority to Repurchase Shares for Securities Mgmt For For For Trading 21 Compensation Policy Mgmt For For For 22 2010 Long-Term Incentive Plan Mgmt For For For 23 Transfer of Shares Mgmt For For For 24 Shareholder Proposal Regarding Sustainable Mgmt N/A Against N/A Forestry
- -------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Ratification of Board and Management Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Amendment Regarding Advisory Vote on Mgmt For For For Compensation Policy 6 Elect Marjorie Yang Mgmt For For For 7 Elect Daniel Vasella Mgmt For For For 8 Elect Hans-Jorg Rudloff Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- OLD MUTUAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS OML CINS G67395106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mike Arnold Mgmt For For For 4 Elect Patrick O'Sullivan Mgmt For For For 5 Elect Nigel Andrews Mgmt For For For 6 Elect Bongani Nqwababa Mgmt For For For 7 Elect Lars Otterbeck Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Directors' Remuneration Report Mgmt For For For 11 Amendments to the Performance Share Plan Mgmt For For For 12 Scrip Dividend Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Contingent Purchase Contracts Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- ONESTEEL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS OST CINS Q7134W113 11/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Remuneration Report Mgmt For For For 5 Re-elect Bryan Davis Mgmt For For For 6 Re-elect Graham Smorgon Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Ratify Placement of Securities Mgmt For For For 9 Amend the Constitution Mgmt For For For
- -------------------------------------------------------------------------------- OPAP S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPAP CINS X3232T104 05/10/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Board of Directors and Auditor's Report Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board and Auditor's Acts Mgmt For TNA N/A 5 Directors' Fees for 2009 Mgmt For TNA N/A 6 Directors' Fees for 2010 Mgmt For TNA N/A 7 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 8 Election of Directors Mgmt For TNA N/A 9 Election of Audit Committee Members Mgmt For TNA N/A 10 Related Party Transactions Mgmt For TNA N/A 11 Board Transactions Mgmt For TNA N/A 12 Transaction of Other Business Mgmt Abstain TNA N/A
- -------------------------------------------------------------------------------- OPAP S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPAP CINS X3232T104 06/14/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Board of Directors' and Auditors' Report Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Auditors' Acts Mgmt For TNA N/A 6 Directors' Fees for 2009 Mgmt For TNA N/A 7 Directors' Fees for 2010 Mgmt For TNA N/A 8 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 9 Election of Directors Mgmt For TNA N/A 10 Election of Audit Committee Members Mgmt For TNA N/A 11 Related Party Transactions Mgmt For TNA N/A 12 Board Transactions Mgmt For TNA N/A 13 Transaction of Other Business Mgmt Abstain TNA N/A
- -------------------------------------------------------------------------------- OPAP S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPAP CINS X3232T104 12/18/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Ratification of Co-option of Marina Massara Mgmt For TNA N/A 2 Election of Directors Mgmt For TNA N/A 3 Election of Audit Committee Mgmt For TNA N/A 4 Board Transactions Mgmt For TNA N/A 5 Authorization of Legal Formalities Mgmt For TNA N/A 6 Announcements Mgmt For TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A 8 Non-Voting Meeting Note N/A N/A TNA N/A
- -------------------------------------------------------------------------------- OPAP S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPAP CINS X3232T104 12/30/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Ratification of Co-option of Marina Massara Mgmt For TNA N/A 2 Election of Directors Mgmt For TNA N/A 3 Election of Audit Committee Mgmt For TNA N/A 4 Board Transactions Mgmt For TNA N/A 5 Authorization of Legal Formalities Mgmt For TNA N/A 6 Announcements Mgmt For TNA N/A
- -------------------------------------------------------------------------------- OTE HELLENIC TELECOMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS HTO CINS X3258B102 06/16/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 2 Ratification of Board and Auditor Acts Mgmt For TNA N/A 3 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A 5 Charitable Donations Mgmt For TNA N/A 6 Indemnification of Directors/Officers Mgmt For TNA N/A 7 Related Party Transactions Mgmt For TNA N/A 8 Amendments to Articles Regarding the Corporate Mgmt For TNA N/A Purpose 9 Related Party Transactions Mgmt For TNA N/A 10 Ratification of Board Appointment Mgmt For TNA N/A 11 Election of Audit Committee Members Mgmt For TNA N/A 12 Announcements Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A
- -------------------------------------------------------------------------------- OTE-HELLENIC TELECOMMUNICATIONS ORGANIZATION SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X3258B102 06/28/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Regarding the Corporate Mgmt For TNA N/A Purpose
- -------------------------------------------------------------------------------- PARMALAT S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLT CINS T7S73M107 03/31/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Election of Statutory Auditors Mgmt For TNA N/A
- -------------------------------------------------------------------------------- PEUGEOT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UG CINS F72313111 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Elect Thierry Peugeot Mgmt For Against Against 9 Authority to Repurchase Shares Mgmt For Against Against 10 Authority to Grant Stock Options Mgmt For Against Against 11 Authority to Grant Restricted Shares Mgmt For Against Against 12 Authority to Cancel Shares and Reduce Capital Mgmt For For For 13 Authority to Use Capital Authorities as a Mgmt For Against Against Takeover Defense 14 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 15 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA TICKER SECURITY ID: MEETING DATE MEETING STATUS 2318 CINS Y69790106 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of Share Purchase Agreement Mgmt For For For
- -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA TICKER SECURITY ID: MEETING DATE MEETING STATUS 2318 CINS Y69790106 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Other China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of Share Purchase Agreement Mgmt For For For
- -------------------------------------------------------------------------------- PPR TICKER SECURITY ID: MEETING DATE MEETING STATUS PP CINS F7440G127 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Elect Laurence Boone Mgmt For For For 7 Elect Yseulys Costes Mgmt For For For 8 Elect Caroline Puel Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor (KPMG Audit) Mgmt For For For 11 Appointment of Alternate Auditor (KPMG Audit IS) Mgmt For For For 12 Authority to Repurchase Shares Mgmt For Against Against 13 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Set Offering Price of Shares Mgmt For Against Against 16 Authority to Increase Share Issuance Limit Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan
18 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 19 Authority to Issue Restricted Shares to Mgmt For Against Against Employees and Executives 20 Authority to Issue Warrants to Employees and Mgmt For Against Against Executives 21 Amendment Regarding Form of Dividend Payment Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- PROVIDENT FINANCIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CINS G72783171 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect John van Kuffeler Mgmt For For For 5 Elect Peter Crook Mgmt For For For 6 Elect Robert Hough Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authorisation of Political Donations Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- Q-CELLS SE TICKER SECURITY ID: MEETING DATE MEETING STATUS QCE CINS D6232R103 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Appointment of Auditor Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Elect Helmut Gierse Mgmt For For For 11 Amendment to Stock Option Plan 2007 Mgmt For Against Against 12 Authority to Issue Convertible Bonds; Increase Mgmt For Against Against in Conditional Capital 13 Increase in Authorized Capital Mgmt For Against Against
- -------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Robert Polet Mgmt For For For 10 Elect Anthony Habgood Mgmt For For For 11 Elect Ben van der Veer Mgmt For For For 12 Elect Erik Engstrom Mgmt For For For 13 Elect Mark Armour Mgmt For For For 14 Amendment to the Compensation Policy Mgmt For For For 15 Reed Elsevier Growth Plan Mgmt For Against Against 16 Reed Elsevier Bonus Investment Plan 2010 Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- RENGO COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J64382104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Kiyoshi Ohtsubo Mgmt For Against Against 2 Elect Kazuteru Kishimoto Mgmt For For For 3 Elect Toshihide Seki Mgmt For For For 4 Elect Jun Takenaka Mgmt For For For
5 Elect Ichiroh Hasegawa Mgmt For For For 6 Elect Yoshiaki Takashima Mgmt For For For 7 Elect Moriaki Maeda Mgmt For For For 8 Elect Yoshitaka Ozawa Mgmt For For For 9 Elect Kiwamu Hashimoto Mgmt For For For 10 Elect Sadaaki Gotoh Mgmt For For For 11 Elect Takashi Inaba Mgmt For For For 12 Elect Misao Wakamatsu Mgmt For For For 13 Elect Hidemi Ogino Mgmt For For For 14 Elect Yasuhiro Baba Mgmt For For For 15 Elect Hiromi Sanbe Mgmt For For For 16 Elect Yoshifumi Nishikawa Mgmt For For For 17 Elect Kenji Tsujimoto Mgmt For For For 18 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- RSA INSURANCE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RSA CINS G7705H116 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect George Culmer Mgmt For For For 4 Elect Simon Lee Mgmt For For For 5 Elect Noel Harwerth Mgmt For For For 6 Elect Malcom Le May Mgmt For For For 7 Elect Edward Lea Mgmt For For For 8 Elect John Maxwell Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Directors' Remuneration Report Mgmt For Against Against 12 Adoption of New Articles Mgmt For For For 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 14 Authorisation of Political Donations Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- SAMPO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMAS CINS X75653109 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Amendment Regarding Meeting Notice Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SANOFI-AVENTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CUSIP 80105N105 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Ratification of the Co-option of Serge Weinberg Mgmt For For For 6 Elect Catherine Brechignac Mgmt N/A For N/A 7 Elect Robert Castaigne Mgmt For Against Against 8 Elect Lord Douro Mgmt For For For 9 Elect Christian Mulliez Mgmt For Against Against 10 Elect Christopher Viehbacher Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- SAPPI LIMITED - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS S73544108 03/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual South Africa
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect N. Peter Mageza Mgmt For For For 4 Elect Dr. Rudolf Thummer Mgmt For For For 5 Elect Deenadayalen Konar Mgmt For Against Against 6 Elect John McKenzie Mgmt For For For 7 Elect Sir Nigel Rudd Mgmt For For For 8 Elect Mark Thompson Mgmt For For For 9 Appointment of Auditor Mgmt For For For
10 Approve, subject the provisions of the Mgmt For For For Companies Act 61 of 1973, as amended and the Listings Requirements of the JSE Limited, to place a total of 25,000,000 ordinary shares in Sappi Limited [comprising ordinary shares in the authorized but issued share capital of Sappi and/or treasury shares owned by one or more subsidiaries of Sappi from time to time], under the control of the Directors of Sappi, who are authorized by way of a general authority to allot and issue or otherwise dispose of all or any of such shares to such person s on such terms and conditions and at such times as the Directors of Sappi may from time to time in their discretion deem fit; It is recorded that the Listings Requirements [Listings Requirements] of the JSE Limited [JSE] currently require, inter alia, that a company may only undertake a general issue for cash or be generally authorized to use treasury shares if; authorized to do so by a general authority, which shall only be valid until the next annual general meeting of the company or for 15 months from the date of passing of such resolution, whichever period is the shorter; such shares are issued or sold, as the case may be, to public shareholders [as defined in the Listings Requirements] and not to related parties; such shares do not in any one financial year in the aggregate exceed 15% of the company s issued shares, as determined in accordance with paragraph 5.52[c] of the Listings Requirements, it is recorded that the shares contemplated in ordinary resolution number 4 constitute approximately 4.65% of the issued share capital of, Sappi; the maximum discount at which such shares may be issued or sold as the case may be is 10% of the weighted average trading price of such shares on the JSE over the 30 business days prior to the date of determination of the issue or sale price, as the case may be 11 Increase NEDs' Fees Mgmt For For For 12 Authorisation of Legal Formalities Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SECURITAS AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SECU-B CINS W7912C118 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Minutes Mgmt For For For 9 Compliance with Rules of Convocation Mgmt For For For 10 President's Address Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Dividend Record Date Mgmt For For For
17 Ratification of Board and Management Acts Mgmt For For For 18 Board Size Mgmt For For For 19 Directors and Auditors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For Against Against 23 Incentive Plan Mgmt For For For 24 Authority to Repurchase Shares Pursuant to 2010 Mgmt For For For Incentive plan 25 Transfer of Shares Pursuant to 2010 Incentive Mgmt For For For plan 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Enter into a Equity Swap Agreement Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect GOH Geok Ling Mgmt For For For 4 Elect Evert Henkes Mgmt For For For 5 Elect ANG Kong Hua Mgmt For For For 6 Elect Richard Hale Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Authority to Issue Shares w/ or w/o Preemptive Mgmt For Against Against Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Related Party Transactions Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For 3 Adoption of Sembcorp Industries Performance Mgmt For Against Against Share Plan 2010 4 Adoption of Sembcorp Industries Restricted Mgmt For Against Against Share Plan 2010
- -------------------------------------------------------------------------------- SHISEIDO CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4911 CINS J74358144 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shinzoh Maeda Mgmt For For For 4 Elect Shohichiroh Iwata Mgmt For For For 5 Elect Carsten Fischer Mgmt For For For 6 Elect Yasuhiko Harada Mgmt For For For 7 Elect Hisayuki Suekawa Mgmt For For For 8 Elect Tatsuomi Takamori Mgmt For For For 9 Elect Shohichiroh Iwata Mgmt For For For 10 Elect Tatsuo Uemura Mgmt For For For 11 Elect Toshio Yoneyama Mgmt For For For 12 Bonus Mgmt For For For 13 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- SHOWA DENKO KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS 4004 CINS J75046136 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Reserve Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Kyohei Takahashi Mgmt For Against Against 5 Elect Norikuni Imoto Mgmt For For For 6 Elect Ichiroh Nomura Mgmt For For For 7 Elect Shinji Sakai Mgmt For For For 8 Elect Toshio Ohi Mgmt For For For 9 Elect Kenji Tsukamoto Mgmt For For For 10 Elect Hideo Ichikawa Mgmt For For For 11 Elect Tomofumi Akiyama Mgmt For For For 12 Elect Yukio Obara Mgmt For Against Against
- -------------------------------------------------------------------------------- SINO LAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0083 CINS Y80267126 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Robert NG Chee Siong Mgmt For Against Against 4 Elect Allan Zeman Mgmt For For For 5 Elect YU Wai Wai Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SINOPEC CORPORATION (CHINA PETROLEUM & CHEMICAL CORPORATION) TICKER SECURITY ID: MEETING DATE MEETING STATUS 0386 CUSIP 16941R108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Surplus Common Reserve Funds Mgmt For For For 5 Allocation of Final Dividends Mgmt For For For 6 Authority to Declare Interim Dividends Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Approval of the Acquisition and Connected Mgmt For For For Transactions 9 Authority to Issue Debt Instruments Mgmt For For For 10 Type of Securities to be Issued Mgmt For For For 11 Issuance Size Mgmt For For For 12 Nominal Value and Issue Price Mgmt For For For 13 Term Mgmt For For For 14 Interest Rate Mgmt For For For 15 Method and Timing of Interest Payment Mgmt For For For 16 Conversion Period Mgmt For For For 17 Determination and Adjustment of Conversion Price Mgmt For For For 18 Downward Adjustment to Conversion Price Mgmt For For For 19 Conversion Method of Fractional Share Mgmt For For For 20 Terms of Redemption Mgmt For For For 21 Terms of Sale Back Mgmt For For For 22 Dividend Rights of the Year of Conversion Mgmt For For For 23 Method of Issuance and Target Subscribers Mgmt For For For 24 Subscription Arrangement for Existing Mgmt For For For Shareholders 25 CB Holders and Bondholder Meetings Mgmt For For For 26 Use of Proceeds from the Issuance of the Mgmt For For For Convertible Bonds 27 Guarantee Mgmt For For For 28 Validity Period Mgmt For For For 29 Authorization Mgmt For For For 30 Feasibility Analysis Report Mgmt For For For 31 Report on the Use of Proceeds from Last Mgmt For For For Issuance of Securities 32 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For
- -------------------------------------------------------------------------------- SINOPEC CORPORATION (CHINA PETROLEUM & CHEMICAL) TICKER SECURITY ID: MEETING DATE MEETING STATUS 0386 CUSIP 16941R108 10/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Continuing Connected Transactions Mgmt For For For
- -------------------------------------------------------------------------------- SKILLSOFT PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SKIL CUSIP 830928107 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect P. Howard Edelstein Mgmt For For For 3 Elect William Boyce Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For Against Against
- -------------------------------------------------------------------------------- SMITH & NEPHEW PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SN CUSIP 83175M205 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Adrian Hennah Mgmt For For For 5 Elect Ian Barlow Mgmt For For For 6 Elect Genevieve Berger Mgmt For For For 7 Elect Richard De Schutter Mgmt For For For 8 Elect Rolf Stomberg Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Global Share Plan 2010 Mgmt For For For 13 Adoption of New Articles Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- SMRT CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S53 CINS Y8077D105 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect SAW Phaik Hwa Mgmt For For For 5 Elect ONG Ye Kung Mgmt For For For 6 Elect Bob TAN Beng Hai Mgmt For For For 7 Resignation of CHOO Chiau Beng Mgmt For For For 8 Elect HO Kim Wai Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Issue Shares w/ or w/o Preemptive Mgmt For Against Against Rights 11 Authority to Grant Awards and Issue Shares Mgmt For For For under Employee Incentive Plans 12 Related Party Transactions Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SNAM RETE GAS S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRG CINS T8578L107 04/27/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 5 Board Size Mgmt For TNA N/A 6 Board Term Mgmt For TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 List 1 Mgmt For TNA N/A 9 List 2 Mgmt For TNA N/A 10 Election of Chairman of the Board of Directors Mgmt For TNA N/A 11 Directors' Fees Mgmt For TNA N/A 12 Election of Statutory Auditors Mgmt For TNA N/A 13 Election of Chairman of the Board of the Mgmt For TNA N/A Statutory Auditors 14 Statutory Auditors' Fees Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CUSIP 85771P102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Election of Presiding Chairman Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Individuals to Check Minutes Mgmt For For For 4 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 5 Compensation Guidelines Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For
7 Election of Corporate Assembly Members Mgmt For For For 8 Elect Olaug Svarva Mgmt For For For 9 Elect Idar Kreutzer Mgmt For For For 10 Elect Karin Aslaksen Mgmt For For For 11 Elect Greger Mannsverk Mgmt For For For 12 Elect Steinar Olsen Mgmt For For For 13 Elect Ingvald Strommen Mgmt For For For 14 Elect Rune Bjerke Mgmt For For For 15 Elect Tore Ulstein Mgmt For For For 16 Elect Live Haukvik Mgmt For For For 17 Elect Siri Kalvig Mgmt For For For 18 Elect Thor Oscar Bolstad Mgmt For For For 19 Elect Barbro Hetta-Jacobsen Mgmt For For For 20 Elect Arthur Sletteberg (Deputy) Mgmt For For For 21 Elect Anne-Margrethe Firing (Deputy) Mgmt For For For 22 Elect Linda Litlekalsoy Aase (Deputy) Mgmt For For For 23 Elect Shahzad Rana (Deputy) Mgmt For For For 24 Directors' Fees Mgmt For For For 25 Election of Nomination Committee Members Mgmt For For For 26 Elect Olaug Svarva Mgmt For For For 27 Elect Bjorn Stale Haavik Mgmt For For For 28 Elect Tom Rathke Mgmt For For For 29 Elect Live Haukvik Aker Mgmt For For For 30 Nomination Committee's Fees Mgmt For For For 31 Authority to Repurchase Shares Pursuant to Mgmt For For For Share Savings Plan 32 Authority to Repurchase Shares for Cancellation Mgmt For For For 33 Amendments to Articles Mgmt For For For 34 Shareholder Proposal Regarding Withdrawal from Mgmt Against Against For Canadian Oil Sands
- -------------------------------------------------------------------------------- STMICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CUSIP 861012102 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Managing Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Election of Supervisory Board Mgmt For For For 6 Election of Supervisory Board Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Stock Grants to CEO Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- STMICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CUSIP 861012102 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Managing Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Election of Supervisory Board Mgmt For For For 6 Election of Supervisory Board Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Stock Grants to CEO Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- SUNCOR ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Mel Benson Mgmt For Withhold Against 1.2 Elect Brian Canfield Mgmt For For For 1.3 Elect Dominic D'Alessandro Mgmt For For For 1.4 Elect John Ferguson Mgmt For For For 1.5 Elect W. Douglas Ford Mgmt For For For 1.6 Elect Richard George Mgmt For For For 1.7 Elect Paul Haseldonckx Mgmt For For For 1.8 Elect John Huff Mgmt For For For 1.9 Elect Jacques Lamarre Mgmt For For For 1.10 Elect Brian MacNeill Mgmt For For For 1.11 Elect Maureen McCaw Mgmt For For For 1.12 Elect Michael O'Brien Mgmt For For For 1.13 Elect James Simpson Mgmt For For For 1.14 Elect Eira Thomas Mgmt For Withhold Against 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For
- -------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 10/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Zygmunt Switkowski Mgmt For For For 4 Elect Jane Hemstritch Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (MD/CEO Elmer Funke Kupper) Mgmt For For For
- -------------------------------------------------------------------------------- TATA MOTORS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TATEN CUSIP 876568502 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Nusli Wadia Mgmt For For For 4 Re-elect S M Palia Mgmt For For For 5 Appointment of Auditor and Authority to Set Fees Mgmt For For For 6 Elect Nasser Munjee Mgmt For Against Against 7 Elect Subodh Bhargava Mgmt For For For 8 Elect Vinesh Jairath Mgmt For For For 9 Elect Ravi Kant Mgmt For For For 10 Appointment of Prakash Telang as Managing Mgmt For For For Director, India Operations; Approval of Compensation 11 Elect R Choudhary Mgmt For Abstain Against
- -------------------------------------------------------------------------------- TATTS GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TTS CINS Q8852J102 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Re-elect Robert Bentley Mgmt For For For 5 Re-elect Harry Boon Mgmt For For For 6 Remuneration Report Mgmt For Against Against 7 Equity Grant (CEO Dick McIllwain) Mgmt For Against Against
- -------------------------------------------------------------------------------- TELECOM ITALIA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIT CINS T92778124 05/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Report of Common Representative Mgmt For TNA N/A 3 Election of Common Representative Mgmt For TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A
- -------------------------------------------------------------------------------- TELIASONERA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TLSN CINS W95890104 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of the Presiding Chairman Mgmt For For For
6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Minutes Mgmt For For For 9 Compliance with Rules of Convocation Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For Abstain Against 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For Abstain Against 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of the Chairman of the Board of Mgmt For For For Directors 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For Abstain Against 20 Compensation Guidelines Mgmt For Abstain Against 21 Authority to Repurchase Shares Mgmt For For For 22 Long-term Incentive Plan Mgmt For For For 23 Hedging Arrangement for Long-term Plan Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TERNIUM S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TX CUSIP 880890108 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Consolidated Account and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Election of Directors (Slate) Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Delegation of Authorities Mgmt For For For 10 Appointment of Attorney-in-Fact Mgmt For For For 11 Renewal of the Company's Authorized Share Mgmt For Against Against Capital
- -------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CUSIP 881624209 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For
6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Incentive Plan Mgmt For For For 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
- -------------------------------------------------------------------------------- THALES TICKER SECURITY ID: MEETING DATE MEETING STATUS HO CINS F9156M108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Allocation of Losses/Dividends Mgmt For For For 7 Supplementary Retirement Benefits (Denis Ranque) Mgmt For For For 8 Stock Options (Denis Ranque) Mgmt For Against Against 9 Severance Package (Luc Vigneron) Mgmt For Against Against 10 Supplementary Retirement Benefits (Luc Vigneron) Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Ratification of the Co-Option of Yannick Mgmt For For For d'Escatha 13 Ratification of the Co-Option of Steve Gentili Mgmt For For For 14 Ratification of the Co-Option of Pierre Mutz Mgmt For For For 15 Ratification of the Co-Option of Luc Vigneron Mgmt For For For 16 Ratification of the Co-Option of Bruno Parent Mgmt For For For 17 Ratification of the Co-Option of Charles Mgmt For Against Against Edelstenne 18 Ratification of the Co-Option of Amaury de Seze Mgmt For Against Against 19 Ratification of the Co-Option of Eric Trappier Mgmt For Against Against 20 Ratification of the Co-Option of Loik Segalen Mgmt For Against Against 21 Ratification of the Co-Option of Olivier Bourges Mgmt For Against Against 22 Elect Olivier Bourges Mgmt For Against Against 23 Elect Bruno Parent Mgmt For For For 24 Elect Yannick d'Escatha Mgmt For Against Against 25 Elect Steve Gentili Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives
28 Authority to Grant Restricted Stock to Mgmt For Against Against Employees and Executives 29 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 30 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Limit Mgmt For For For 32 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 33 Global Ceiling on Increases in Capital Mgmt For For For 34 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 35 Authority to Carry Out Formalities Mgmt For For For 36 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- THE ROYAL BANK OF SCOTLAND GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RBS CUSIP 780097689 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Transaction Mgmt For For For 2 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 3 Capitalisation of Reserves to Issue Shares Mgmt For For For 4 2010 Deferral Plan Mgmt For For For 5 Amendments to Articles Regarding Share Capital Mgmt For For For 6 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For
- -------------------------------------------------------------------------------- TNT NV TICKER SECURITY ID: MEETING DATE MEETING STATUS TNT CINS N86672107 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Allocation of Profits/Dividend Mgmt For For For
10 Ratification of Management Board Acts Mgmt For For For 11 Ratification of Supervisory Board Acts Mgmt For For For 12 Amendment to the Compensation Policy Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Roger King Mgmt For For For 17 Elect J Wallage Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Structure Regime Mgmt For Against Against 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Reduce Mgmt For For For Authorized Capital 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TOYO SUISAN KAISHA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2875 CINS J92547132 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tadasu Tsutsumi Mgmt For For For 3 Elect Mutsuhiko Oda Mgmt For For For 4 Elect Kazuo Obata Mgmt For For For 5 Elect Jinichi Mera Mgmt For For For 6 Elect Fumio Taniguchi Mgmt For For For 7 Elect Katsuhide Satoh Mgmt For For For 8 Elect Hiroshi Yamauchi Mgmt For For For 9 Elect Tohru Yamashita Mgmt For For For 10 Elect Hiroyuki Minami Mgmt For For For 11 Elect Kenji Sugawara Mgmt For For For 12 Elect Senichi Teshima Mgmt For For For 13 Elect Kohji Yoshino Mgmt For For For 14 Elect Eiji Kondoh Mgmt For For For 15 Elect Atsumi Shimoi Mgmt For For For 16 Elect Masaharu Oikawa Mgmt For For For 17 Elect Kiyoshi Fukagawa Mgmt For Against Against 18 Elect Isamu Mori Mgmt For For For 19 Election of Alternate Statutory Auditors Mgmt For For For 20 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- VIMPEL COMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS VIMP CUSIP 68370R109 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Interim Dividend Mgmt For For For
- -------------------------------------------------------------------------------- VINCI TICKER SECURITY ID: MEETING DATE MEETING STATUS DG CINS F5879X108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Elect Dominique Ferrero Mgmt For Against Against 9 Elect Xavier Huillard Mgmt For For For 10 Elect Henri Saint Olive Mgmt For For For 11 Elect Yves-Thibault de Silguy Mgmt For Against Against 12 Elect Qatari Diar Real Estate Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Related Party Transaction Regarding Aegean Mgmt For For For Motorway SA 16 Related Party Transaction Regarding Olympia Mgmt For For For Odos and Olympia Operation 17 Related Party Transaction Regarding Arcour Mgmt For For For 18 Related Party Transaction Regarding A-Modell A5 Mgmt For For For 19 Related Party Transaction ASF Holdings Mgmt For For For 20 Related Party Transaction Regarding Mgmt For For For Supplementary Retirement Benefits for Xavier Huillard 21 Related Party Transaction Regarding Severance Mgmt For Against Against Benefits for Xavier Huillard 22 Related Party Transaction Regarding Mgmt For Against Against YTSeuropaconsultants 23 Authority to Cancel Shares and Reduce Capital Mgmt For For For 24 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights 25 Authority to Increase Capital Under Employee Mgmt For Against Against Savings Plan 26 Authority to Increase Capital Under Overseas Mgmt For Against Against Employee Savings Plan 27 Amendments to Articles Mgmt For For For 28 Authority to Carry Out Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- VIVENDI SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Dominique Heriard Dubreuil Mgmt For For For 9 Elect Aliza Jabes Mgmt For For For 10 Elect Jacqueline Tammenoms Bakker Mgmt For For For 11 Elect Daniel Camus Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- VIVO PARTICIPA++OES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VIVO4 CUSIP 92855S200 07/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Merger Agreement Mgmt Abstain Abstain For 2 Appointment of Appraisers Pursuant to Merger Mgmt Abstain Abstain For 3 Approval of Appraisal Reports Pursuant to Merger Mgmt For For For 4 Approval of Share Exchange Ratio and Merger Mgmt For For For
- -------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VOD CUSIP 92857W209 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect John R.H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Elect Vittorio Colao Mgmt For For For 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Anne Lauvergeon Mgmt For Against Against 11 Elect Simon Murray Mgmt For For For 12 Elect Steve Pusey Mgmt For For For 13 Elect Luc Vandevelde Mgmt For For For
14 Elect Anthony Watson Mgmt For For For 15 Elect Philip Yea Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 21 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Amendment to Articles Regarding Dividend Mgmt For For For Payments 24 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- VOESTALPINE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOE CINS A9101Y103 07/01/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Presentation of Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Ratification of Management Board Acts Mgmt For TNA N/A 4 Ratification of Supervisory Board Acts Mgmt For TNA N/A 5 Appointment of Auditor Mgmt For TNA N/A 6 Amendment Regarding Supervisory Board Size Mgmt For TNA N/A 7 Election of Supervisory Board Members Mgmt For TNA N/A 8 Cancellation of Authorized Capital Mgmt For TNA N/A 9 Increase in Authorized Capital Mgmt For TNA N/A 10 Amendments to Articles Mgmt For TNA N/A 11 Authority to Issue Convertible Bonds Mgmt For TNA N/A 12 Increase in Conditional Capital Mgmt For TNA N/A 13 Amendment to Articles Mgmt For TNA N/A 14 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- WARTSILA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRTBV CINS X98155116 03/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Approval of Charitable Donation Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CINS Q97417101 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect E. Ted Evans Mgmt For For For 5 Re-elect Gordon Cairns Mgmt For For For 6 Re-elect Peter Wilson Mgmt For For For 7 Equity Grant (MD/CEO Gail Kelly) Mgmt For For For
- -------------------------------------------------------------------------------- WOLSELEY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WOS CINS G97278116 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect John Whybrow Mgmt For For For 4 Elect Gareth Davis Mgmt For For For 5 Elect Frank Roach Mgmt For For For 6 Elect Nigel Stein Mgmt For For For 7 Elect Ian Meakins Mgmt For For For 8 Elect Alain Le Goff Mgmt For For For 9 Elect Michael Wareing Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For Against Against 17 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- WUXI PHARMATECH (CAYMAN) INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WX CUSIP 929352102 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Xuesong Leng Mgmt For For For 2 Elect Zhaohui Zhang Mgmt For For For 3 Elect Ning Zhao Mgmt For Against Against 4 Technical Amendments to Articles of Association Mgmt For For For
- -------------------------------------------------------------------------------- YAMATO HOLDINGS CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 9064 CINS J96612114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kaoru Seto Mgmt For For For 3 Elect Haruo Kanda Mgmt For For For 4 Elect Keiji Aritomi Mgmt For For For 5 Elect Makoto Kigawa Mgmt For For For 6 Elect Masayoshi Satoh Mgmt For For For 7 Elect Toshitaka Ogihara Mgmt For For For 8 Election of Keiko Kitamura Mgmt For For For
- -------------------------------------------------------------------------------- YANLORD LAND GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS Z25 CINS Y9729A101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Directors' Fees Mgmt For For For 4 Elect ZHONG Sheng Jian Mgmt For For For 5 Elect HONG Zhi Hua Mgmt For For For 6 Elect NG Jui Ping Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For Abstain Against 8 Authority to Issue Shares w/ or w/o Preemptive Mgmt For Against Against Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares at Discount Mgmt For Against Against 14 Authority to Grant Awards and Issue Shares Mgmt For Against Against under the Yanlord Land Group Share Option Scheme 2006 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1171 CUSIP 984846105 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Acquisition of Felix Resources Limited Mgmt For For For 2 Provide that Proposals Approved at Special Mgmt For For For Meeting Are Valid for 12 Months 3 Approve Material Asset Restructuring Report Mgmt For For For 4 Approve Financing Arrangement Mgmt For For For 5 Ratification of Board Acts Mgmt For For For
Registrant: RidgeWorth Funds Fund Name: RidgeWorth International Equity Fund - -------------------------------------------------------------------------------- ABB LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABBN CINS H0010V101 04/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Reports Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Remuneration Report Mgmt For TNA N/A 7 Ratification of Board and Management Acts Mgmt For TNA N/A 8 Allocation of Profits/Dividends; Transfer of Mgmt For TNA N/A Reserves 9 Reduction of Share Capital Mgmt For TNA N/A 10 Amendment to Par Value; Capital Distribution Mgmt For TNA N/A 11 Amendments to Articles Mgmt For TNA N/A 12 Amend Article 6 Mgmt For TNA N/A 13 Amend Articles 32 and 33 Mgmt For TNA N/A 14 Elect Roger Agnelli Mgmt For TNA N/A 15 Elect Louis Hughes Mgmt For TNA N/A 16 Elect Hans Marki Mgmt For TNA N/A 17 Elect Michel de Rosen Mgmt For TNA N/A 18 Elect Michael Treschow Mgmt For TNA N/A 19 Elect Bernd Voss Mgmt For TNA N/A 20 Elect Jacob Wallenberg Mgmt For TNA N/A 21 Elect Hubertus von Grunberg Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ACERGY S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACY CINS L00306107 02/16/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ACERGY S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACY CINS L00306107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Presentation of Board and Auditors' Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Elect Peter Mason Mgmt For For For 7 Elect Tom Ehret Mgmt For For For 8 Elect Jean Cahuzac Mgmt For For For 9 Elect Thorleif Enger Mgmt For For For 10 Elect Dod Fraser Mgmt For For For 11 Elect Frithjof Skouveroe Mgmt For For For 12 Elect Trond Westlie Mgmt For For For 13 Elect Ron Henderson Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ACERGY S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACY CINS L00306107 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For For For 2 Elect Dod Fraser Mgmt For For For 3 Long Term Incentive Plan Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ADIDAS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CINS D0066B102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For Against Against 8 Amendments to Articles Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Cancellation of Contingent Capital 1991/I Mgmt For For For 11 Cancellation of Contingent Capital 2003/II Mgmt For For For 12 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 15 Dematerialization of Bearer Shares Mgmt For For For 16 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ALFA LAVAL AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALFA CINS W04008152 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Election of Presiding Chairman Mgmt For For For 7 Voting List Mgmt For For For 8 Agenda Mgmt For For For 9 Election of Individuals to Check Minutes Mgmt For For For 10 Compliance with Rules of Convocation Mgmt For For For 11 CEO's Address Mgmt For For For 12 Report of the Board of Directors Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Acts Mgmt For For For 17 Report of the Nomination Committee Mgmt For For For 18 Board Size Mgmt For For For 19 Directors and Auditors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Nomination Committee Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Elect Peter Sutherland Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Increase in Authorized Capital I Mgmt For For For 10 Increase in Authorized Capital II Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments: Increase in Conditional Capital 12 Authority to Trade in Company Stock Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 15 Intra-company Control Agreements Mgmt For For For 16 Intra-company Control Agreements Mgmt For For For
- -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CINS B6399C107 04/27/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment Regarding Director Term Lengths Mgmt For TNA N/A 4 Amendment Regarding Implementation of EU Mgmt For TNA N/A Directive 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Exclude Preference Right of Mgmt For TNA N/A Existing Shareholders 8 Authority to Issue Subscription Rights Mgmt For TNA N/A 9 Authority to Increase Capital with Regards to Mgmt For TNA N/A Issuance 10 Authority to Exercise Power Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports; Allocation of Profits and Mgmt For TNA N/A Dividends 15 Ratification of Board Acts Mgmt For TNA N/A 16 Ratification of Auditor's Acts Mgmt For TNA N/A 17 Elect Alexandre van Damme Mgmt For TNA N/A 18 Elect Gregoire de Spoelberch Mgmt For TNA N/A 19 Elect Carlos de Veiga Sicupira Mgmt For TNA N/A 20 Elect Jorge Paulo Lemann Mgmt For TNA N/A 21 Elect Roberto Moses Thompson Motta Mgmt For TNA N/A 22 Elect Marcel Telles Mgmt For TNA N/A 23 Elect Jean-Luc Dehaene Mgmt For TNA N/A 24 Elect Mark Winkelman Mgmt For TNA N/A 25 Replacement of Auditor Mgmt For TNA N/A 26 Remuneration Report Mgmt For TNA N/A 27 Approval of Equity Grants Mgmt For TNA N/A 28 Approval of Equity Grants Mgmt For TNA N/A 29 Approval of Equity Grants Mgmt For TNA N/A 30 Approval of Equity Grants Mgmt For TNA N/A 31 Approval of Equity Grants Mgmt For TNA N/A 32 Approval of Change in Control Provision Mgmt For TNA N/A Relating to EMTN Program 33 Change of Control Provision Relating to the US Mgmt For TNA N/A Dollar Notes 34 Change of Control Provisions Relating to Senior Mgmt For TNA N/A Facilities Agreement 35 Change of Control Provision Relating to Term Mgmt For TNA N/A Facilities Agreement 36 Authority to Carry Out Formalities Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ARCELORMITTAL S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MT CINS L0302D129 05/11/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Consolidated Accounts and Reports Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Results/Dividends Mgmt For TNA N/A 6 Directors' Fees Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Acknowledgment of Board Resignation and Mgmt For TNA N/A Cooptation 9 Elect Vanisha Mittal Bahtia Mgmt For TNA N/A 10 Elect Jeannot Krecke Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Stock Option Plan Mgmt For TNA N/A 14 Employee Share Purchase Plan Mgmt For TNA N/A 15 Waiver of Public Offer Requirement Mgmt For TNA N/A
- -------------------------------------------------------------------------------- AUSTRALIA AND NEW ZEALAND BANKING GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS ANZ CINS Q09504137 12/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratify Placement of Securities Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Re-elect John Morschel Mgmt For For For 8 Elect Robert Reeves Mgmt Against Against For 9 Elect LEE Hsien Yang Mgmt For For For
- -------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Andrea Moneta Mgmt For For For 4 Elect Patrick Regan Mgmt For For For 5 Elect Michael Hawker Mgmt For For For 6 Elect Leslie Van de Walle Mgmt For For For 7 Elect Andrew Moss Mgmt For For For 8 Elect Lord Colin Sharman of Redlynch Mgmt For For For 9 Elect Scott Wheway Mgmt For For For 10 Appointment of Auditor Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Advisory Vote on Corporate Responsibility Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Preferred Shares Mgmt For For For 18 Authority to Set General meeting Notice Period Mgmt For Against Against at 14 Days 19 Adoption of New Articles Mgmt For For For 20 Authority to Repurchase Ordinary Shares Mgmt For For For 21 Authority to Repurchase 8 3/4% Preference Shares Mgmt For For For 22 Authority to Repurchase 8 3/8% Preference Shares Mgmt For For For
- -------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CINS G06940103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael Hartnall Mgmt For For For 5 Elect Peter Mason Mgmt For For For 6 Elect Richard Olver Mgmt For For For 7 Elect Paul Anderson Mgmt For For For 8 Elect Linda Hudson Mgmt For For For 9 Elect Nicholas Rose Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- BANCO SANTANDER S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CINS E19790109 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect angel Jado Becerro de Bengoa Mgmt For For For 5 Elect Francisco Javier Botin-Sanz de Sautuola y Mgmt For For For O'Shea 6 Elect Isabel Tocino Biscarolasaga Mgmt For For For 7 Elect Fernando de Asua alvarez Mgmt For For For 8 Elect Alfredo Saenz Abad Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Script Dividend Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Script Dividend Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments 17 Long-Term Incentive Plan Mgmt For For For 18 UK Employee Stock Purchase Plan Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BGH CINS Y06071222 04/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approve Meeting Minutes Mgmt For For For 2 Report on Results of Operation Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Arun Pausawasdi Mgmt For For For 6 Elect Chirotchana Suchato Mgmt For For For 7 Elect Santasiri Sornmani Mgmt For For For 8 Elect Thavatvong Thanasumitra Mgmt For For For 9 Elect Kitipan Visutharomna Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Other business Mgmt For Against Against
- -------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BARC CINS G08036124 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Reuben Jeffrey III Mgmt For For For 4 Elect Marcus Agius Mgmt For For For 5 Elect David Booth Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Sir Andrew Likierman Mgmt For For For 9 Elect Christopher Lucas Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 17 Adoption of New Articles Mgmt For For For 18 Approval of SAYE Sharesave Plan Mgmt For For For
- -------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BARC CINS G08036124 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Disposal Mgmt For For For
- -------------------------------------------------------------------------------- BARLOWORLD LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BAW CINS S08470189 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual South Africa
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect Selby Baqwa Mgmt For For For 3 Elect Johnson Njeke Mgmt For Against Against 4 Elect Dumisa Ntsebeza Mgmt For For For 5 Elect Isaac Shongwe Mgmt For Against Against 6 Elect Donald Wilson Mgmt For Against Against 7 Election of Audit Committee Members Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Non-resident Directors of the Board Committees Mgmt For For For 10 Chairman's Fees Mgmt For For For 11 Non-resident Non Executive Directors' Fees Mgmt For For For 12 Chairman of the Audit Committee's Fees Mgmt For For For 13 Resident Directors of the Audit Committee's Fees Mgmt For For For 14 Non-resident Chairman of the Remuneration Mgmt For For For Committee's Fees
15 Resident Chairman of the Empowerment and Mgmt For For For Transformation Committee's Fees 16 Resident Chairman of the Risk and Mgmt For For For Sustainability Committee's Fees 17 Resident Members of each of the Board Mgmt For For For Committees' Fees 18 Non-resident Members of each of the Board Mgmt For For For Committees' Fees 19 General Authority to Issue Shares Mgmt For For For 20 Approve Forfeitable Share Plan (FSP) Mgmt For Abstain Against 21 Authority to Issue Shares Pursuant to the FSP Mgmt For Abstain Against 22 Approval of Financial Assistance for FSP Mgmt For Abstain Against 23 Authority to Increase Authorised Ordinary Share Mgmt For For For Capital 24 Authority to Repurchase Shares Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Dematerialization of Bearer Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Approval of Remuneration Policy Mgmt For For For 11 Amend Article 17(2) Mgmt For For For 12 Amend Article 17(3) Mgmt For For For 13 Amend Article 18(2) Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BHP BILLITON LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 3 Re-elect Carlos Cordeiro (BHP Billiton plc and Mgmt For For For BHP Billiton Limited) 4 Re-elect David Crawford (BHP Billiton plc and Mgmt For For For BHP Billiton Limited) 5 Re-elect Gail de Planque (BHP Billiton plc and Mgmt For For For BHP Billiton Limited) 6 Re-elect Marius Kloppers (BHP Billiton plc and Mgmt For For For BHP Billiton Limited) 7 Re-elect Don Argus (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 8 Elect Wayne Murdy (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 9 Appointment of Auditor and Authority to Set Mgmt For For For Fees (BHP Billiton plc) 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For (BHP Billiton plc) 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For (BHP Billiton plc) 12 Authority to Repurchase Shares (BHP Billiton Mgmt For For For plc) 13 Reduction of Issued Share Capital (April 30, Mgmt For For For 2010) 14 Reduction of Issued Share Capital (June 17, Mgmt For For For 2010) 15 Reduction of Issued Share Capital (September Mgmt For For For 15, 2010) 16 Reduction of Issued Share Capital (November 11, Mgmt For For For 2010) 17 Remuneration Report Mgmt For For For 18 Equity Grant (CEO Marius Kloppers) Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 2388 CINS Y0920U103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI Lihui Mgmt For Against Against 6 Elect ZHANG Yanling Mgmt For For For 7 Elect GAO Yingxin Mgmt For For For 8 Elect TUNG Chee Chen Mgmt For Against Against 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- BOUYGUES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS EN CINS F11487125 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Elect Lucien Douroux Mgmt For For For 8 Elect Yves Gabriel Mgmt For For For 9 Elect Patrick Kron Mgmt For For For 10 Elect Jean Peyrelevade Mgmt For Against Against 11 Elect Francois-Henri Pinault Mgmt For Against Against 12 Elect Olivier Bouygues Mgmt For For For 13 Elect Colette Lewiner Mgmt For For For 14 Elect Sandra Nombret Mgmt For For For 15 Elect Michele Vilain Mgmt For For For 16 Elect Alain Pouyat as Censor Mgmt For For For 17 Appointment of Auditor (Mazars) Mgmt For For For 18 Appointment of Alternate Auditor (Philippe Mgmt For For For Castagnac) 19 Authority to Repurchase Shares Mgmt For Against Against 20 Authority to Cancel Shares and to Reduce Capital Mgmt For For For 21 Authority to Issue Restricted Stock Mgmt For For For 22 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 23 Authority to Increase Capital as a Takeover Mgmt For Against Against Defense 24 Amendments to Articles Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BATS CINS G1510J102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Ana Maria Llopis Mgmt For For For 8 Elect Christine Morin-Postel Mgmt For For For 9 Elect Anthony Ruys Mgmt For For For
10 Elect Richard Burrows Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Notice Period Mgmt For Against Against to 14 Days 19 Adoption of New Articles Mgmt For For For 20 Scrip Dividend Mgmt For For For
- -------------------------------------------------------------------------------- CAP GEMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CAP CINS F13587120 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Board Acts Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Yann Delabriere Mgmt For For For 8 Elect Paul Hermelin Mgmt For For For 9 Elect Michel Jalabert Mgmt For For For 10 Elect Serge Kampf Mgmt For For For 11 Elect Philip Laskawy Mgmt For For For 12 Elect Ruud van Ommeren Mgmt For For For 13 Elect Terry Ozan Mgmt For For For 14 Elect Bruno Roger Mgmt For For For 15 Elect Laurence Dors Mgmt For For For 16 Appointment of Censor (Pierre Hessler) Mgmt For For For 17 Appointment of Censor (Geoff Unwin) Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Cancel Shares and Reduce Capital Mgmt For For For 20 Authority to Increase Capital through Mgmt For For For Capitalizations 21 Global Ceilings on Increases in Capital Mgmt For For For 22 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 23 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 24 Authority to Issue Shares and/or Convertible Mgmt For For For Securities through Private Placement; Authority to Issue Debt Instruments
25 Authority to Increase Share Issuance Limit Mgmt For For For 26 Authority to Set Offering Price of Shares Mgmt For For For 27 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 28 Authority to Increase Capital in Case of Mgmt For For For Exchange Offer 29 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 30 Amendments Regarding Designation of Vice Mgmt For For For Chairman 31 Authority to Carry Out Formalities Mgmt For For For 32 Non-Voting Meeting Note N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CHALLENGER FINANCIAL SERVICES GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CGF CINS Q22685103 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Peter Polson Mgmt For Against Against 3 Re-elect Leon Zwier Mgmt For For For 4 Remuneration Report Mgmt For Against Against 5 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- COMPAL ELECTRONICS TICKER SECURITY ID: MEETING DATE MEETING STATUS 2324 CINS Y16907100 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Increase Paid-in Capital Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Procedural Rules for Mgmt For For For Endorsements/Guarantees 9 Amendments to Procedural Rules for Capital Loans Mgmt For For For 10 Non-Compete Restrictions for Directors Mgmt For Against Against 11 Extraordinary Motions Mgmt For Against Against
- -------------------------------------------------------------------------------- CREDIT AGRICOLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ACA CINS F22797108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification of Board Mgmt For For For Acts; Approval of Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Form of Dividend Payment Mgmt For For For 9 Departure Indemnity (Rene Carron) Mgmt For Against Against 10 Termination of Contract (Bernard Mary) Mgmt For For For 11 Contract Reactivation; Retirement Benefits Mgmt For For For (Jean-Yves Hocher) 12 Contract Reactivation; Retirement Benefits Mgmt For For For (Jacques Lenormand) 13 Conditions of Termination of Office Mgmt For For For (Jean-Frederic de Leusse) 14 Supplementary Retirement Benefits (Georges Mgmt For For For Pauget) 15 Severance Package and Retirement Benefits Mgmt For Against Against (Jean-Paul Chifflet) 16 Severance Package and Retirement Benefits Mgmt For Against Against (Michel Mathieu) 17 Severance Package and Retirement Benefits Mgmt For Against Against (Bruno de Laage) 18 Ratification of the Co-option of Philippe Mgmt For For For Brassac 19 Elect Philippe Brassac Mgmt For For For 20 Ratification of the Co-Option of Veronique Mgmt For For For Flachaire 21 Elect Veronique Flachaire Mgmt For For For 22 Elect Claude Henry Mgmt For For For 23 Ratification of the Co-option of Bernard Lepot Mgmt For For For 24 Elect Jean-Marie Sander Mgmt For For For 25 Elect Christian Talgorn Mgmt For For For 26 Elect Monica Mondardini Mgmt For For For 27 Directors' Fees Mgmt For For For 28 Authority to Repurchase Ordinary Shares Mgmt For Against Against 29 Authority to Issue Ordinary Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 30 Authority to Issue Ordinary Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
31 Authority to Issue Ordinary Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 32 Authority to Increase Ordinary Share Issuance Mgmt For Against Against Limit 33 Authority to Issue Ordinary Shares in Mgmt For Against Against Consideration for Contributions in Kind 34 Authority to Set Offering Price of Shares w/o Mgmt For For For Preemptive Rights 35 Global Ceiling on Increases in Capital Mgmt For For For 36 Authority to Issue Debt Instruments Mgmt For For For 37 Authority to Increase Capital Through Mgmt For For For Capitalizations 38 Authority to Issue Ordinary Shares Under Mgmt For For For Employee Savings Plan 39 Authority to Issue Ordinary Shares for Overseas Mgmt For For For Employees' Benefits 40 Authority to Issue Restricted Shares to Mgmt For Against Against Employees and Executives 41 Authority to Cancel Shares and Reduce Capital Mgmt For For For 42 Employee Shareholder Proposal Regarding FCPE ShrHldr N/A Against N/A Board Composition 43 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DBK CUSIP D18190898 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For Against Against 5 Authority to Trade in Company Stock Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 8 Compensation Policy Mgmt For Against Against 9 Amendments to Articles Mgmt For For For 10 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 11 Intra-company Control Agreement Mgmt For For For 12 Intra-company Control Agreement Mgmt For For For 13 Countermotion A (Allocation of Mgmt N/A Against N/A Profits/Dividends) 14 Countermotion B (Ratification of Management Mgmt N/A Against N/A Board Acts) 15 Countermotion C (Intra-company Contract) Mgmt N/A Against N/A
- -------------------------------------------------------------------------------- DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DBK CINS D18190898 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For Against Against 8 Authority to Trade in Company Stock Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 11 Compensation Policy Mgmt For Against Against 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 14 Intra-company Control Agreement Mgmt For For For 15 Intra-company Control Agreement Mgmt For For For
- -------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS LHA CINS D1908N106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Compensation Policy Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Amendments to Articles Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DOWNER EDI LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CINS Q32623151 10/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Re-elect Lucio Di Bartolomeo Mgmt For For For 3 Re-elect Christopher Renwick Mgmt For For For 4 Remuneration Report Mgmt For Against Against
- -------------------------------------------------------------------------------- ENEL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Election of Statutory Auditors Mgmt For TNA N/A 5 Statutory Auditors' Fees Mgmt For TNA N/A 6 Amendments to Meeting Regulations Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ERSTE GROUP BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CINS A19494102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Supervisory Board Fees Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For Against Against 10 Authority to Redeem Participation Certificates Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Internal Spin-off of Erste Bank der Mgmt For For For oesterreichischen Sparkassen AG 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FUJIFILM HLDGS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J14208102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shigetaka Komori Mgmt For Against Against 4 Elect Toshio Takahashi Mgmt For For For 5 Elect Tadashi Sasaki Mgmt For For For 6 Elect Yuzoh Toda Mgmt For For For 7 Elect Nobuaki Inoue Mgmt For For For 8 Elect Tadahito Yamamoto Mgmt For For For 9 Elect Teisuke Kitayama Mgmt For For For 10 Elect Takeshi Higuchi Mgmt For For For 11 Elect Hisamasa Abe Mgmt For For For 12 Elect Shigehiro Nakajima Mgmt For For For 13 Elect Tohru Takahashi Mgmt For For For 14 Elect Kohichi Tamai Mgmt For For For 15 Elect Daisuke Ogawa Mgmt For Against Against 16 Elect Takeo Kosugi Mgmt For For For 17 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- G4S PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GFS CINS G39283109 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Alf Duch-Pedersen Mgmt For For For 5 Elect Lord Condon Mgmt For For For 6 Elect Nick Buckles Mgmt For For For 7 Elect Mark Elliott Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authorisation of Political Donations Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Adoption of New Articles Mgmt For For For 20 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- GARTMORE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CINS G91785108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Abstain Against 3 Elect Andrew Skirton Mgmt For For For 4 Elect Jeffrey Meyer Mgmt For For For 5 Elect Keith Starling Mgmt For For For 6 Elect David Barclay Mgmt For For For 7 Elect David Lindsell Mgmt For For For 8 Elect Patrick Healy Mgmt For For For 9 Elect Blake Kleinman Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- GAZPROM OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS GAZP CINS 368287207 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Russian Federation
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Non-Voting Agenda Item N/A N/A N/A N/A 35 Elect Andrey Akimov Mgmt For Abstain Against 36 Elect Alexander Ananenkov Mgmt For Abstain Against
37 Elect Burckhard Bergmann Mgmt For Abstain Against 38 Elect Farit Gazizullin Mgmt For Against Against 39 Elect Vladimir Gusakov Mgmt For Abstain Against 40 Elect Viktor Zubkov Mgmt For Abstain Against 41 Elect Elena Karpel Mgmt For Abstain Against 42 Elect Alexey Makarov Mgmt For For For 43 Elect Alexey Miller Mgmt For Abstain Against 44 Elect Valery Musin Mgmt For For For 45 Elect Elvira Nabiullina Mgmt For Abstain Against 46 Elect Viktor Nikolayev Mgmt For Abstain Against 47 Elect Vlada Rusakova Mgmt For Abstain Against 48 Elect Mikhail Sereda Mgmt For Abstain Against 49 Elect Vladimir Fortov Mgmt For Abstain Against 50 Elect Sergey Shmatko Mgmt For Abstain Against 51 Elect Igor Yusufov Mgmt For Abstain Against 52 Non-Voting Meeting Note N/A N/A N/A N/A 53 Elect Dmitry Arkhipov Mgmt For N/A N/A 54 Elect Andrey Belobrov Mgmt For For For 55 Elect Vadim Bikulov Mgmt For For For 56 Elect Andrei Kobzev Mgmt For For For 57 Elect Nina Lobanova Mgmt For For For 58 Elect Dmitry Logunov Mgmt For For For 59 Elect Yury Nosov Mgmt For N/A N/A 60 Elect Konstantin Pesotsky Mgmt For For For 61 Elect Marat Salekhov Mgmt For For For 62 Elect Maria Tikhonova Mgmt For For For 63 Elect Aleksandr Yugov Mgmt For For For 64 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- GAZPROM OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS GAZP CINS 368287207 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Russian Federation
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For Abstain Against 5 Payment of Dividends Mgmt For Abstain Against 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Amendments to General Meeting Regulations Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Audit Commission Members' Fees Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For
26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Related Party Transactions Mgmt For For For 80 Related Party Transactions Mgmt For For For 81 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- GERDAU S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GGBR4 CINS P2867P113 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Directors; Remuneration Policy Mgmt For Against Against 8 Election of Supervisory Council; Fees Mgmt For For For
- -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CINS G3910J112 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Stephanie Burns Mgmt For For For 4 Elect Julian Heslop Mgmt For For For 5 Elect Sir Deryck Maughan Mgmt For For For 6 Elect Daniel Podolsky Mgmt For For For 7 Elect Sir Robert Wilson Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Exemption from Statement of Senior Auditor's Mgmt For For For Name 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 16 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- GRASIM INDUSTRIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS GRASIM CINS Y28523135 08/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ravindra Bhargava Mgmt For For For 4 Elect Rajashree Birla Mgmt For For For 5 Elect Cyril Shroff Mgmt For Against Against 6 Appointment of Auditor and Authority to Set Fees Mgmt For For For 7 Appointment of Auditoe and Authority to Set Fees Mgmt For For For 8 Elect A.K. Dasgupta Mgmt For For For 9 Elect D.D. Rathi Mgmt For For For
- -------------------------------------------------------------------------------- GROUP FIVE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS GRF CINS S33660127 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual South Africa
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Lindiwe Bakoro Mgmt For For For 4 Elect John Job Mgmt For For For 5 Elect Zolani Mtshotshisa Mgmt For For For 6 Elect Philisiwe Buthelezi Mgmt For For For 7 Directors' Fees (2009) Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 General Authority to Issue Shares Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Distribute Share Capital and Mgmt For For For Reserves 12 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- H & M HENNES & MAURITZ AB TICKER SECURITY ID: MEETING DATE MEETING STATUS HM-B CINS W41422101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Ratification of Board and Management Acts Mgmt For For For 18 Board Size Mgmt For For For 19 Directors and Auditors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Nominating Committee Mgmt For For For 22 Stock Split Mgmt For For For 23 Compensation Guidelines Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG TICKER SECURITY ID: MEETING DATE MEETING STATUS HEI CINS D31709104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratify Bernd Scheifele Mgmt For For For 6 Ratify Dominik von Achten Mgmt For For For 7 Ratify Daniel Gauthier Mgmt For For For 8 Ratify Andreas Kern Mgmt For For For 9 Ratify Lorenz Nager Mgmt For For For 10 Ratify Albert Scheuer Mgmt For For For 11 Ratify Fritz-Jurgen Heckmann Mgmt For For For 12 Ratify Heinz Schirmer Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Theo Beermann Mgmt For For For 15 Ratify Robert Feiger Mgmt For For For 16 Ratify Veronika Fuss Mgmt For For For 17 Ratify Josef Heumann Mgmt For For For 18 Ratify Gerhard Hirth Mgmt For For For 19 Ratify Max Dietrich Kley Mgmt For For For 20 Ratify Hans Georg Kraut Mgmt For For For 21 Ratify Adolf Merckle Mgmt For For For 22 Ratify Ludwig Merckle Mgmt For Against Against 23 Ratify Tobias Merckle Mgmt For For For 24 Ratify Eduard Schleicher Mgmt For For For 25 Ratify Werner Schraeder Mgmt For For For 26 Ratify Frank-Dirk Steiniger Mgmt For For For 27 Appointment of Auditor Mgmt For For For 28 Increase in Authorized Capital I Mgmt For For For 29 Increase in Authorized Capital II Mgmt For For For 30 Authority to Issue Convertible Debt Instruments Mgmt For Against Against 31 Authority to Increase Conditional Capital Mgmt For Against Against 32 Compensation Policy Mgmt For Against Against 33 Elect Alan Murray Mgmt For For For 34 Elect Herbert Lutkestratkotter Mgmt For For For 35 Amendment Regarding Nominating Committee Mgmt For For For 36 Supervisory Board Members' Fees Mgmt For For For 37 Amend Article 16(1) Mgmt For For For 38 Amend Article 16(3); 16(4) Mgmt For For For 39 Amend Article 18(3) Mgmt For For For 40 Amend Article 11(2) Mgmt For For For
- -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CINS J22302111 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takanobu Itoh Mgmt For Against Against 4 Elect Koichi Kondoh Mgmt For For For 5 Elect Shigeru Takagi Mgmt For For For 6 Elect Akio Hamada Mgmt For For For 7 Elect Tetsuo Iwamura Mgmt For For For 8 Elect Tatsuhiro Ohyama Mgmt For For For 9 Elect Fumihiko Ike Mgmt For For For
10 Elect Masaya Yamashita Mgmt For For For 11 Elect Kensaku Hohgen Mgmt For For For 12 Elect Nobuo Kuroyanagi Mgmt For For For 13 Elect Takeo Fukui Mgmt For For For 14 Elect Hiroshi Kobayashi Mgmt For For For 15 Elect Shoh Minekawa Mgmt For For For 16 Elect Takuji Yamada Mgmt For For For 17 Elect Yoichi Hohjoh Mgmt For For For 18 Elect Tsuneo Tanai Mgmt For For For 19 Elect Hiroyuki Yamada Mgmt For For For 20 Elect Tomohiko Kawanabe Mgmt For For For 21 Elect Masahiro Yoshida Mgmt For For For 22 Elect Seiji Kuraishi Mgmt For For For 23 Bonus Mgmt For Against Against
- -------------------------------------------------------------------------------- INDIABULLS REAL ESTATE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IBREALEST CINS Y3912A101 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Make Investments in Indiabulls Mgmt For For For Property Builders Limited 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Authority to Make Investments in Indiabulls Mgmt For For For Developers and Infrastrucure 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Authority to Make Investments in Indiabulls Mgmt For For For Malls Limited 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Make Investments in Serida Mgmt For For For Constructions Limited 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Authority to Make Investments in Lenus Mgmt For For For Developers Limited 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Make Investments in Serida Mgmt For For For Properties Limited 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Make Investments in Ashkit Real Mgmt For For For Estate Limited 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Make Investments in Ashkit Mgmt For For For Properties Limited 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Make Investments in Mabon Mgmt For For For Constructions Limited 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Make Investments in Mabon Mgmt For For For Properties Limited 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Make Investments in Mabon Mgmt For For For Infrastructure Limited 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Make Investments in Mabon Real Mgmt For For For Real Estate Limited 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Make Investments in Ashkit Mgmt For For For Developers Limited
26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Make Investments in Mabon Mgmt For For For Developers Limited 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Appointment of Auditor and Authority to Set Fees Mgmt For For For 30 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- INDIABULLS REAL ESTATE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IBREALEST CINS Y3912A101 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For Abstain Against 2 Re-elect Prem Mirdha Mgmt For For For 3 Re-elect Narendra Gehlaut Mgmt For For For 4 Re-elect Vipul Bansal Mgmt For For For 5 Appointment of Auditor and Authority to Set Fees Mgmt For For For 6 Utilization of Proceeds from Share Placement Mgmt For For For 7 Re-appointment of Narendara Gehault as Joint Mgmt For For For Managing Director; Approval of Compensation 8 Re-appointment of Vipul Bansal As Joint Mgmt For For For Managing Director; Approval of Compensation
- -------------------------------------------------------------------------------- INDIABULLS REAL ESTATE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IBREALEST CINS Y3912A101 10/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Other India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authorization of Loans, Investments and Mgmt For For For Guarantees
- -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA TICKER SECURITY ID: MEETING DATE MEETING STATUS 1398 CINS ADPV10686 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Capital Management Plan Mgmt For For For
9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Type of Securities Mgmt For For For 11 Issue Size Mgmt For For For 12 Nominal Value and Issue Price Mgmt For For For 13 Term Mgmt For For For 14 Interest Rate Mgmt For For For 15 Timing and Method of Interest Payment Mgmt For For For 16 Conversion Period Mgmt For For For 17 Method for Determining Number of Shares for Mgmt For For For Conversion 18 Determination and Adjustment of CB Conversion Mgmt For For For Price 19 Downward Adjustment to CB Conversion Price Mgmt For For For 20 Terms of Redemption Mgmt For For For 21 Terms of Sale Back Mgmt For For For 22 Dividend Rights of Year of Conversion Mgmt For For For 23 Method of Issuance and Target Investors Mgmt For For For 24 Subscription Arrangement for Existing Holders Mgmt For For For of A Shares 25 CB Holders and CB Holders' Meetings Mgmt For For For 26 Use of Proceeds Mgmt For For For 27 Supplementary Capital Mgmt For For For 28 Security Mgmt For For For 29 Validity Period Mgmt For For For 30 Authorization Mgmt For For For 31 Feasibility Analysis Report on Use of Proceeds Mgmt For For For 32 Utilization Report on Use of Proceeds Mgmt For For For 33 Revised Plan on Authorization of the Mgmt For Against Against Shareholders' General Meeting to the Board of Directors
- -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA TICKER SECURITY ID: MEETING DATE MEETING STATUS 1398 CINS ADPV10686 11/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Merger/Acquisition Mgmt For For For 2 Elect Malcolm McCarthy Mgmt For For For 3 Elect Kenneth CHUNG Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA (ASIA) LIMITED (ICBC ASIA) TICKER SECURITY ID: MEETING DATE MEETING STATUS 0349 CINS ADPV10686 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect WANG Lili Mgmt For For For 2 Fixed Assets Investment Budget Mgmt For Abstain Against
- -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA (ASIA) LIMITED (ICBC ASIA) TICKER SECURITY ID: MEETING DATE MEETING STATUS 0349 CINS Y3991T104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WANG Lili Mgmt For For For 6 Elect CHEN Aiping Mgmt For For For 7 Elect Richard WONG Yue Chim Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- ING GROEP N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS INGA CINS N4578E413 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendment to the Compensation Policy Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Corporate Governance Report Mgmt For Against Against 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Ratification of Executive Board Acts Mgmt For For For 16 Ratification of Supervisory Board Acts Mgmt For For For 17 Elect Piet Klaver Mgmt For For For 18 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 19 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ING GROEP N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS INGA CINS N4578E413 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Strategy Plan Mgmt For For For 5 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- INTESA SANPAOLO S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISP CINS T55067101 04/30/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Board Size Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 List 1 Mgmt For TNA N/A 6 List 2 Mgmt For TNA N/A 7 List 3 Mgmt For TNA N/A 8 List 4 Mgmt For TNA N/A 9 List 5 Mgmt For TNA N/A 10 Election of Supervisory Board Chairman and Vice Mgmt For TNA N/A Chairman 11 Supervisory Board Fees Mgmt For TNA N/A 12 Compensation Policy for Management Board Mgmt For TNA N/A 13 Long-Term Incentive Plan Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ITOCHU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For Against Against 5 Elect Kohei Watanabe Mgmt For For For 6 Elect Masahiro Okafuji Mgmt For For For 7 Elect Toshihito Tanba Mgmt For For For 8 Elect Yohichi Kobayashi Mgmt For For For 9 Elect Yoshio Akamatsu Mgmt For For For 10 Elect Yoshihisa Aoki Mgmt For For For 11 Elect Tadayuki Seki Mgmt For For For 12 Elect Hiroo Inoue Mgmt For For For 13 Elect Kenji Okada Mgmt For For For
14 Elect Kohji Takayanagi Mgmt For For For 15 Elect Satoshi Kikuchi Mgmt For For For 16 Elect Tohru Matsushima Mgmt For For For 17 Elect Hitoshi Okamoto Mgmt For For For
- -------------------------------------------------------------------------------- JSC MMC NORILSK NICKEL - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 46626D108 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Russian Federation
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Payment of Dividends Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Dmitry Afanasyev Mgmt Abstain Abstain For 7 Elect Boris Bakal Mgmt Abstain Abstain For 8 Elect Aleksei Bashkirov Mgmt Abstain Abstain For 9 Elect Andrey Bugrov Mgmt Abstain Abstain For 10 Elect Olga Voitovich Mgmt Abstain Abstain For 11 Elect Alexander Voloshin Mgmt Abstain Abstain For 12 Elect Artem Volynets Mgmt Abstain Abstain For 13 Elect Vadim Garaskin Mgmt Abstain Abstain For 14 Elect Maxim Goldman Mgmt Abstain Against Against 15 Elect Oleg Deripaska Mgmt Abstain Abstain For 16 Elect Marianna Zakharova Mgmt Abstain Abstain For 17 Elect Olga Zinovieva Mgmt Abstain Abstain For 18 Elect Natalia Kindikova Mgmt Abstain Abstain For 19 Elect Andrey Klishas Mgmt Abstain Abstain For 20 Elect Dmitriy Kostoev Mgmt Abstain Abstain For 21 Elect Bradford Mills Mgmt For For For 22 Elect Oleg Pivovarchuk Mgmt Abstain Abstain For 23 Elect Dmitry Razumov Mgmt Abstain Against Against 24 Elect Petr Sinshinov Mgmt Abstain Abstain For 25 Elect Tatiana Soina Mgmt Abstain Abstain For 26 Elect Maxim Sokov Mgmt Abstain Abstain For 27 Elect Vladislav Soloviev Mgmt Abstain Abstain For 28 Elect Vladimir Strzhalkovsky Mgmt Abstain Abstain For 29 Elect Vasily Titov Mgmt Abstain Against Against 30 Elect John Holden Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A 32 Elect Petr Voznenko Mgmt For For For 33 Elect Aleksei Kargachov Mgmt For For For 34 Elect Elena Mukhina Mgmt For For For 35 Elect Dmitry Pershinkov Mgmt For For For 36 Elect Tatiana Potarina Mgmt Abstain N/A N/A 37 Elect Tamara Sirotkina Mgmt Abstain N/A N/A 38 Elect Sergey Khodacevich Mgmt For For For 39 Appointment of Auditor Mgmt For For For 40 Independent Directors' Fees Mgmt For For For 41 Independent Directors' Option Plan Mgmt For Against Against 42 Determination of Cost of Indemnification Mgmt For For For 43 Indemnification of Directors and Officers Mgmt For For For 44 Determination of Cost of Liability Insurance Mgmt For For For 45 Liability Insurance Mgmt For For For 46 Related Party Transactions Mgmt For For For
- -------------------------------------------------------------------------------- KAZAKHMYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KAZ CINS G5221U108 01/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Proposed Sale of Equity Interest Mgmt For For For
- -------------------------------------------------------------------------------- KAZAKHMYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KAZ CINS G5221U108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Directors' Remuneration Report Mgmt For For For 4 Elect Philip Aiken Mgmt For For For 5 Elect Simon Heale Mgmt For Against Against 6 Elect David Munro Mgmt For For For 7 Elect Clinton Dines Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 UK Sharesave Plan Mgmt For For For 14 International Sharesave Plan Mgmt For For For 15 UK Share Incentive Plan Mgmt For For For 16 International Share Incentive Plan Mgmt For For For 17 Amendments to Long-Term Incentive Plan Mgmt For For For 18 Amendments to Executive Share Option Plan Mgmt For For For 19 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 20 Adoption of New Articles Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For
8 Ratification of Executive Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Elect John Rishton Mgmt For For For 11 Elect Lodewijk van den Bergh Mgmt For For For 12 Elect Judith Sprieser Mgmt For For For 13 Amendment to the Supervisory Board Fees Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Reduce Share Capital Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- LANCO INFRATECH LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 532778 CINS Y5144P111 03/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Other India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Divestiture/Spin-off Mgmt For For For
- -------------------------------------------------------------------------------- LANCO INFRATECH LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 532778 CINS Y5144P103 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Other India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Split Mgmt For For For 3 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- LITE-ON TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS 2301 CINS Y5313K109 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For
11 Amendments to Procedural Rules of Capital Loans Mgmt For For For and Endorsements/Guarantees 12 Elect Raymond Soong Mgmt For For For 13 Elect David Lin Mgmt For For For 14 Elect Joseph Lin Mgmt For For For 15 Elect Warren Chen Mgmt For For For 16 Elect LU Keh Shew Mgmt For For For 17 Elect Rick Wu Mgmt For For For 18 Elect CHEN C. H. Mgmt For For For 19 Elect David Lee Mgmt For For For 20 Elect WU Kuo Feng Mgmt For For For 21 Elect Harvey Chang Mgmt For For For 22 Elect Edward Yang Mgmt For For For 23 Non-Compete Restrictions for Directors Mgmt For Against Against 24 Extraordinary Motions Mgmt For Against Against 25 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LLOY CINS G5542W106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Sir Winfried Bischoff Mgmt For Against Against 4 Elect Glen Moreno Mgmt For For For 5 Elect David Roberts Mgmt For For For 6 Elect Wolfgang Berndt Mgmt For For For 7 Elect J. Eric Daniels Mgmt For For For 8 Elect Helen Weir Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Ordinary Shares Mgmt For For For 14 Authority to Repurchase Preference Shares Mgmt For For For 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- LOGICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOG CINS G55552106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Appointment of Auditor and Authority to Set Fees Mgmt For For For 5 Elect Jan Babiak Mgmt For For For 6 Elect David Tyler Mgmt For For For
7 Elect Andy Green Mgmt For For For 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Adoption of New Articles Mgmt For For For 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS MQG CINS Q57085104 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect H. Kevin McCann Mgmt For For For 5 Ratify Placement of Securities Mgmt For For For
- -------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS MQG CINS Q57085104 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Equity Plan (EREP) Mgmt For For For 3 Equity Grant (MD/CEO Nicholas Moore) Mgmt For For For
- -------------------------------------------------------------------------------- MAN SE TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CINS D51716104 04/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For Against Against 6 Ratification of Supervisory Board Acts Mgmt For Against Against 7 Elect Ulf Berkenhagen Mgmt For Against Against 8 Elect Thomas Kremer Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Authority to Issue Convertible Debt Instruments Mgmt For For For 12 Amendments to Articles Mgmt For Against Against
13 Amendment to Supervisory Board Members' Fees Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- MIDAS HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5EN CINS Y6039M114 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect CHEN Wei Ping Mgmt For For For 5 Elect CHEW Chin Hua Mgmt For Against Against 6 Elect XU Wei Dong Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For Abstain Against 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 10 Authority to Grant Awards and Issue Shares Mgmt For For For under the Midas Employee Share Option Scheme 11 Authority to Issue Shares under Midas Holdings Mgmt For For For Scrip Dividend Scheme
- -------------------------------------------------------------------------------- MIDAS HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5EN CINS Y6039M114 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Issuance of Shares for the global offering Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Adoption of New Articles Mgmt For For For 4 Amendments to Articles - Adoption of a Mgmt For For For Secondary Company Name
- -------------------------------------------------------------------------------- MIRACA HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 4544 CINS J4352B101 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Hiromasa Suzuki Mgmt For Against Against 2 Elect Shinji Ogawa Mgmt For For For 3 Elect Tatsuo Tokumitsu Mgmt For For For 4 Elect Yoshihiro Katoh Mgmt For For For 5 Elect Shiroh Kudoh Mgmt For For For 6 Elect Naoji Yui Mgmt For For For 7 Elect Nobumichi Hattori Mgmt For Against Against 8 Elect Yasunori Kanako Mgmt For For For 9 Elect Yoshiki Watanabe Mgmt For For For 10 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J44497105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Munetaka Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Kyouta Ohmori Mgmt For For For 7 Elect Hiroshi Saitoh Mgmt For For For 8 Elect Nobushige Kamei Mgmt For For For 9 Elect Masao Hasegawa Mgmt For For For 10 Elect Fumiyuki Akikusa Mgmt For For For 11 Elect Kazuo Takeuchi Mgmt For For For 12 Elect Nobuyuki Hirano Mgmt For For For 13 Elect Shunsuke Teraoka Mgmt For For For 14 Elect Kaoru Wachi Mgmt For For For 15 Elect Takashi Oyamada Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For
- -------------------------------------------------------------------------------- MITSUI & CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CINS J44690139 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shouei Utsuda Mgmt For For For 4 Elect Masami Iijima Mgmt For For For 5 Elect Ken Abe Mgmt For For For 6 Elect Junichi Matsumoto Mgmt For For For 7 Elect Seiichi Tanaka Mgmt For For For 8 Elect Norinao Iio Mgmt For For For 9 Elect Takao Ohmae Mgmt For For For 10 Elect Masayoshi Komai Mgmt For For For 11 Elect Daisuke Saiga Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshirho Mutoh Mgmt For For For 16 Elect Naoto Nakamura Mgmt For Against Against
- -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS NAB CINS Q65336119 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Selective Buy-Back 2008 Stapled Securities Mgmt For For For 5 Selective Capital Reduction 2008 Stapled Mgmt For For For Securities 6 Selective Buy-Back 2009 Stapled Securities Mgmt For For For 7 Selective Capital Reduction 2009 Stapled Mgmt For For For Securities 8 Remuneration Report Mgmt For For For 9 Equity Grant (Group CEO Cameron Clyne) Mgmt For For For 10 Equity Grant (Mark Joiner) Mgmt For For For 11 Equity Grant (Michael Ullmer) Mgmt For For For 12 Re-elect Michael Chaney Mgmt For For For 13 Re-elect Paul Rizzo Mgmt For For For 14 Re-elect Michael Ullmer Mgmt For For For 15 Elect Mark Joiner Mgmt For For For 16 Elect John Waller Mgmt For For For 17 Elect Stephen Mayne Mgmt Against Against For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE TICKER SECURITY ID: MEETING DATE MEETING STATUS ETE CINS X56533114 02/01/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Issue Convertible Debt Instruments Mgmt For TNA N/A
- -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE TICKER SECURITY ID: MEETING DATE MEETING STATUS ETE CINS X56533114 02/18/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Issue Convertible Debt Instruments Mgmt For TNA N/A
- -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE TICKER SECURITY ID: MEETING DATE MEETING STATUS ETE CINS X56533114 05/21/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Report of the Board of Directors; Report of the Mgmt For TNA N/A Auditor 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Ratification of Board and Auditor Acts Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A
5 Board Transactions Mgmt For TNA N/A 6 Ratification of Co-option of Board Member Mgmt For TNA N/A 7 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 8 Transaction of Other Business Mgmt Abstain TNA N/A
- -------------------------------------------------------------------------------- NESTLE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/15/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board and Management Acts Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 8 Elect Steven Hoch Mgmt For TNA N/A 9 Elect Andre Kudelski Mgmt For TNA N/A 10 Elect Jean-Rene Fourtou Mgmt For TNA N/A 11 Elect Titia de Lange Mgmt For TNA N/A 12 Elect Jean-Pierre Roth Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Reduction in Share Capital Mgmt For TNA N/A 15 Amendments to Article 4 Mgmt For TNA N/A
- -------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CINS J59396101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Norio Wada Mgmt For For For 4 Elect Satoshi Miura Mgmt For For For 5 Elect Noritaka Uji Mgmt For For For 6 Elect Hiroo Unoura Mgmt For For For 7 Elect Kaoru Kanazawa Mgmt For For For 8 Elect Yasuyoshi Katayama Mgmt For For For 9 Elect Toshio Kobayashi Mgmt For For For 10 Elect Hiroki Watanabe Mgmt For For For 11 Elect Hiromichi Shinohara Mgmt For For For 12 Elect Tetsuya Shohji Mgmt For For For 13 Elect Takashi Imai Mgmt For For For 14 Elect Yotaroh Kobayashi Mgmt For For For
- -------------------------------------------------------------------------------- NITTO DENKO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6988 CINS J58472119 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For 4 Elect Yukio Nagira Mgmt For For For 5 Elect Tatsunosuke Fujiwara Mgmt For For For 6 Elect Kaoru Aizawa Mgmt For For For 7 Elect Yasuo Ninomiya Mgmt For For For 8 Elect Kenji Matsumoto Mgmt For For For 9 Elect Hideo Takasaki Mgmt For For For 10 Elect Yohichiroh Sakuma Mgmt For For For 11 Elect Yohichiroh Furuse Mgmt For For For 12 Elect Kunio Itoh Mgmt For For For 13 Stock option Plan Mgmt For For For
- -------------------------------------------------------------------------------- OKINAWA ELECTRIC POWER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J60815107 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For Against Against
- -------------------------------------------------------------------------------- OMV AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OMV CINS A51460110 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Presentation of Accounts and Reports Mgmt Abstain Abstain For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Amendments to Articles Mgmt For Against Against 9 2010 Long Term Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- OTP BANK NYRT TICKER SECURITY ID: MEETING DATE MEETING STATUS OTP CINS X60746181 04/30/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Hungary
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments of Articles Mgmt For TNA N/A 5 Amendments to Articles Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A
7 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 8 Corporate Governance Report Mgmt For TNA N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendments to Procedural Rules of the Mgmt For TNA N/A Supervisory Board 12 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 13 Directors' Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A
- -------------------------------------------------------------------------------- PACIFIC TEXTILES HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1382 CINS G68612103 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Brandix Sale of Products Master Agreement Mgmt For For For 3 Elect Leon LAM Hing Chau Mgmt For Against Against
- -------------------------------------------------------------------------------- PARKWAY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS P27 CINS V71793109 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mohammed Azlan bin Hashim Mgmt For Against Against 4 Elect See Leng Tan Mgmt For For For 5 Elect Malvinder Mohan Singh Mgmt For For For 6 Elect Shivinder Mohan Singh Mgmt For For For 7 Elect Sunil Godhwani Mgmt For For For 8 Elect Balinder Dhillon Mgmt For For For 9 Elect LIM Cheok Peng Mgmt For For For 10 Elect CHANG See Hiang Mgmt For For For 11 Elect Richard SEOW Yung Liang Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority to Set Fees Mgmt For Abstain Against 14 Authority to Issue Shares w/ or w/o Preemptive Mgmt For Against Against Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Stock Option Plan Mgmt For Against Against 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Related Party Transactions Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- PARKWAY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS P27 CINS V71793109 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Adoption of Parkway Share Option Scheme 2010 Mgmt For Against Against 2 Authority to Grant Options at Discount Mgmt For Against Against
- -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 857 CINS Y6883Q104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Dividends Mgmt For For For 6 Appointment of Auditor and Authority to Set Fees Mgmt For Abstain Against 7 Subscription Agreement Mgmt For For For 8 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CINS P78331140 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Election of Directors Mgmt For Abstain Against 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Election of Supervisory Council Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- PEUGEOT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UG CINS F72313111 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Elect Thierry Peugeot Mgmt For Against Against 9 Authority to Repurchase Shares Mgmt For Against Against 10 Authority to Grant Stock Options Mgmt For Against Against 11 Authority to Grant Restricted Shares Mgmt For Against Against 12 Authority to Cancel Shares and Reduce Capital Mgmt For For For 13 Authority to Use Capital Authorities as a Mgmt For Against Against Takeover Defense 14 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 15 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- PUBLIC POWER CORP. S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPC CINS X7023M103 04/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For TNA N/A 2 Election of Audit Committee Members Mgmt For TNA N/A 3 Ratification of Co-option of Board Member Mgmt For TNA N/A 4 Insurance Fund Claims Mgmt For TNA N/A 5 Transaction of Other Business Mgmt Abstain TNA N/A
- -------------------------------------------------------------------------------- PUBLICIS GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PUB CINS F7607Z165 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Investment Agreement with BNP Paribas Mgmt For For For
9 Investment Agreement with Societe Generale Mgmt For For For 10 Facilitation Agreement with BNP Paribas Mgmt For For For 11 Facilitation Agreement with Societe Generale Mgmt For For For 12 Credit Agreement with BNP Paribas Mgmt For For For 13 Credit Agreement with Societe Generale Mgmt For For For 14 Bond Placement Agreement with BNP Paribas Mgmt For For For 15 Elect Sophie Dulac Mgmt For For For 16 Elect Helene Ploix Mgmt For For For 17 Elect Michel Cicurel Mgmt For For For 18 Elect Amaury de Seze Mgmt For Against Against 19 Elect Gerard Worms Mgmt For For For 20 Elect Marie-Claude Mayer Mgmt For For For 21 Elect Marie-Josee Kravis Mgmt For For For 22 Elect Veronique Morali Mgmt For For For 23 Replacement of Alternate Auditor Mgmt For For For 24 Authority to Repurchase Shares Mgmt For Against Against 25 Authority to Cancel Shares and Reduce Capital Mgmt For For For 26 Authority to Grant Stock Options Mgmt For Against Against 27 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 28 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan for Overseas Employees 29 Authority to Use Capital Authorities as a Mgmt For Against Against Takeover Defense 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- QANTAS AIRWAYS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS QAN CINS Q77974105 10/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Peter Cosgrove Mgmt For For For 3 Re-elect Garry Hounsell Mgmt For Against Against 4 Re-elect James Strong Mgmt For For For 5 Remuneration Report Mgmt For Against Against
- -------------------------------------------------------------------------------- RESEARCH IN MOTION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CUSIP 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1.1 Elect Mike Lazaridis Mgmt For Withhold Against 1.2 Elect James Estill Mgmt For Withhold Against 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For Withhold Against 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For
- -------------------------------------------------------------------------------- ROSSI RESIDENCIAL S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSID3 CINS P8172J106 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Capitalization of Reserves Mgmt For For For 3 Increase in Authorized Capital Mgmt For For For 4 Amend Article 19 Mgmt For For For 5 Amend Article 21 Mgmt For Against Against 6 Amend Article 22 and 23 Mgmt For For For 7 Amend Article 29 Mgmt For For For 8 Amend Article 13 Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ROSSI RESIDENCIAL S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSID3 CINS P8172J106 12/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Reconciliation of Share Capital Mgmt For For For 3 Restricted Stock Plan Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CUSIP 780259107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Charles Holliday, Jr. Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Lord Kerr of Kinlochard Mgmt For For For 8 Elect Wim Kok Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For Against Against
17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Shareholder Proposal Regarding Report on Oil Mgmt Against Against For Sands Projects
- -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CINS G7690A100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Charles Holliday, Jr. Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Lord Kerr of Kinlochard Mgmt For For For 8 Elect Wim Kok Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For Against Against 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Shareholder Proposal Regarding Report on Oil ShrHldr Against Against For Sands Projects
- -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CINS G7690A118 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Charles Holliday, Jr. Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Lord Kerr of Kinlochard Mgmt For For For 8 Elect Wim Kok Mgmt For For For
9 Elect Nick Land Mgmt For Against Against 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For Against Against 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Shareholder Proposal Regarding Report on Oil ShrHldr Against Against For Sands Projects
- -------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SAB CINS G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 BEE Transaction Mgmt For For For
- -------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SAB CINS G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 BEE Transaction Mgmt For For For 2 Adoption of The SAB Zenzele Employee Trust Mgmt For For For
- -------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SAB CINS G77395104 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Dambisa F. Moyo Mgmt For For For 4 Elect Meyer Kahn Mgmt For For For 5 Elect Lord Robert Fellowes Mgmt For For For 6 Elect Geoffrey Bible Mgmt For For For 7 Elect Elizabeth Doherty Mgmt For For For 8 Elect Miles Morland Mgmt For For For 9 Elect Carlos Perez Davila Mgmt For For For 10 Elect Cyril Ramaphosa Mgmt For Against Against 11 Elect Alejandro Santo Domingo Davila Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For
13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 19 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- SANOFI-AVENTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CINS F5548N101 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Ratification of the Co-option of Serge Weinberg Mgmt For For For 8 Elect Catherine Brechignac Mgmt N/A For N/A 9 Elect Robert Castaigne Mgmt For Against Against 10 Elect Lord Douro Mgmt For For For 11 Elect Christian Mulliez Mgmt For Against Against 12 Elect Christopher Viehbacher Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CINS F86921107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Form of Mgmt For For For Dividend Payment 6 Related Party Transactions Mgmt For For For 7 Retirement Benefits (Emmanuel Babeau) Mgmt For For For 8 Elect Henri Lachmann Mgmt For For For 9 Elect Serge Weinberg Mgmt For For For 10 Elect Gerard La Martiniere Mgmt For For For 11 Elect Noel Forgeard Mgmt For For For 12 Elect Catherine Kopp Mgmt For For For 13 Elect James Ross Mgmt For For For
14 Appointment of Auditor (Ernst & Young et Autres) Mgmt For For For 15 Appointment of Alternate Auditor (Auditex) Mgmt For For For 16 Appointment of Auditor (Mazars) Mgmt For For For 17 Appointment of Alternate Auditor (Thierry Mgmt For For For Blanchetier) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights Through Private Placement 20 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 21 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Foreign Employee Savings Plan 22 Authority to Carry Out formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SHARP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6753 CINS J71434112 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For Against Against 4 Elect Katsuhiko Machida Mgmt For Against Against 5 Elect Mikio Katayama Mgmt For For For 6 Elect Masafumi Matsumoto Mgmt For For For 7 Elect Toshio Adachi Mgmt For For For 8 Elect Toshishige Hamano Mgmt For For For 9 Elect Yoshiaki Ibuchi Mgmt For For For 10 Elect Kenji Ohta Mgmt For For For 11 Elect Nobuyuki Taniguchi Mgmt For For For 12 Elect Kunio Itoh Mgmt For For For 13 Elect Katsuaki Nomura Mgmt For For For 14 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- SHIN-ETSU CHEMICAL COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J72810120 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Chihiro Kanagawa Mgmt For Against Against 3 Elect Shunzoh Mori Mgmt For For For 4 Elect Fumio Akiya Mgmt For For For 5 Elect Kiichi Habata Mgmt For For For 6 Elect Masashi Kaneko Mgmt For Against Against 7 Elect Fumio Arai Mgmt For For For 8 Elect Masahiko Todoroki Mgmt For For For 9 Elect Toshiya Akimoto Mgmt For For For
10 Elect Hiroshi Komiyama Mgmt For For For 11 Elect Yoshihito Kosaka Mgmt For For For 12 Stock Option Plan Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- SIA ENGINEERING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS S59 CINS Y78599100 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Stephen LEE Ching Yen Mgmt For For For 4 Elect TAN Bian Ee Mgmt For For For 5 Elect Paul CHAN Kwai Wah Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 9 Authority to Grant Awards and Issue Shares Mgmt For For For under Employee Incentive Plan 10 Related Party Transactions Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CINS D69671218 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Peter Loscher Mgmt For For For 7 Ratify Wolfgang Dehen Mgmt For For For 8 Ratify Heinrich Hiesinger Mgmt For Against Against 9 Ratify Joe Kaeser Mgmt For Against Against 10 Ratify Barbara Kux Mgmt For For For 11 Ratify Jim Reid-Anderson Mgmt For For For 12 Ratify Hermann Requardt Mgmt For Against Against 13 Ratify Siegfried Russwurm Mgmt For For For 14 Ratify Peter Solmssen Mgmt For For For 15 Ratify Gerhard Cromme Mgmt For Against Against 16 Ratify Berthold Huber Mgmt For Against Against 17 Ratify Ralf Heckmann Mgmt For Against Against 18 Ratify Josef Ackermann Mgmt For Against Against 19 Ratify Lothar Adler Mgmt For Against Against 20 Ratify Jean-Louis Beffa Mgmt For For For 21 Ratify Gerd von Brandenstein Mgmt For For For 22 Ratify Michael Diekmann Mgmt For For For 23 Ratify Hans Michael Gaul Mgmt For For For 24 Ratify Peter Gruss Mgmt For For For 25 Ratify Bettina Haller Mgmt For For For
26 Ratify Hans-Jurgen Hartung Mgmt For For For 27 Ratify Heinz Hawreliuk Mgmt For Against Against 28 Ratify Harald Kern Mgmt For For For 29 Ratify Nicola Leibinger-Kammuller Mgmt For For For 30 Ratify Werner Monius Mgmt For For For 31 Ratify Hakan Samuelsson Mgmt For For For 32 Ratify Dieter Scheitor Mgmt For For For 33 Ratify Rainer Sieg Mgmt For For For 34 Ratify Birgit Steinborn Mgmt For Against Against 35 Ratify Iain Vallance of Tummel Mgmt For Against Against 36 Ratify Sibylle Wankel Mgmt For For For 37 Approval of Compensation Policy Mgmt For Against Against 38 Appointment of Auditor Mgmt For For For 39 Authority to Repurchase Shares Mgmt For For For 40 Authority to Repurchase Shares using Equity Mgmt For For For Derivatives 41 Authority to Issue Convertible Bonds Mgmt For For For 42 Amendments to Articles Mgmt For For For 43 Agreement with Karl-Hermann Baumann Mgmt For For For 44 Agreement with Johannes Feldmayer Mgmt For For For 45 Agreement with Klaus Kleinfeld Mgmt For For For 46 Agreement with Edward Krubasik Mgmt For For For 47 Agreement with Rudi Lamprecht Mgmt For For For 48 Agreement with Heinrich von Pierer Mgmt For For For 49 Agreement with Jurgen Radomski Mgmt For For For 50 Agreement with Uriel Sharef Mgmt For For For 51 Agreement with Klaus Wucherer Mgmt For For For 52 Approval of D&O Insurance Settlement Agreement Mgmt For For For 53 Shareholder Proposal Regarding Supervisory ShrHldr Against Against For Board Compensation 54 Shareholder Proposal Regarding Amending the ShrHldr Against Against For Corporate Purpose
- -------------------------------------------------------------------------------- SINGAPORE AIRPORT TERMINAL TICKER SECURITY ID: MEETING DATE MEETING STATUS S58 CINS Y7992U101 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect YEO Chee Tong Mgmt For For For 4 Elect NG Kee Choe Mgmt For For For 5 Appointment of Auditor and Authority to Set Fees Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 8 Authority to Grant Awards and Issue Shares Mgmt For For For under Employee Incentive Plan 9 Related Party Transactions Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SOCIETE GENERALE TICKER SECURITY ID: MEETING DATE MEETING STATUS GLE CINS F43638141 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Supplementary Retirement Benefits (Daniel Mgmt For For For Bouton, Philippe Citerne, Didier Alix and Severin Cabannes) 10 Supplementary Retirement Benefits Mgmt For For For (Jean-Francois Sammarcelli) 11 Supplementary Retirement Benefits (Bernardo Mgmt For For For Sanchez Incera) 12 Non-Compete Clause (Philippe Citerne) Mgmt For For For 13 Severance Package (Frederic Oudea) Mgmt For For For 14 Non-Compete Clause (Frederic Oudea) Mgmt For For For 15 Elect Robert Castaigne Mgmt For For For 16 Elect Gianemilio Osculati Mgmt For For For 17 Item Removed From Agenda Mgmt Abstain Abstain For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 20 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Increase Shares Issuance Limit Mgmt For For For 22 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 23 Authority to Increase Capital Under Employee Mgmt For Against Against Savings Plan 24 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives
25 Authority to Restricted Stock to Employees and Mgmt For Against Against Executives 26 Authority to Cancel Shares and Reduce Capital Mgmt For For For 27 Amendments to Articles Regarding Repurchase and Mgmt For For For Cancellation of Preferred Shares 28 Authority to Carry Out Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SOCIETE GENERALE TICKER SECURITY ID: MEETING DATE MEETING STATUS GLE CINS F43638141 07/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of the Co-option of Frederic Oudea Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Amendment to Rate of Super-Subordinated Notes Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- STADA ARZNEIMITTEL AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SAZ CINS D76226113 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Appointment of Auditor Mgmt For For For 9 Elect Carl Ferdinand Oetker Mgmt For For For 10 Amend Article 4 Mgmt For For For 11 Amend Article 11 Mgmt For For For 12 Amend Article 12 Mgmt For For For 13 Amend Article 20 Mgmt For For For 14 Amend Article 21 Mgmt For For For 15 Amend Article 22 Mgmt For For For 16 Amend Article 28 Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- SUMITOMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motoyuki Oka Mgmt For Against Against 4 Elect Susumu Katoh Mgmt For For For 5 Elect Kazuo Ohmori Mgmt For For For 6 Elect Shunichi Arai Mgmt For For For 7 Elect Nobuo Kitagawa Mgmt For For For 8 Elect Toyosaku Hamada Mgmt For For For 9 Elect Takahiro Moriyama Mgmt For For For 10 Elect Takashi Kanoh Mgmt For For For 11 Elect Kuniharu Nakamura Mgmt For For For 12 Elect Takuroh Kawahara Mgmt For For For 13 Elect Yoshio Ohsawa Mgmt For For For 14 Elect Yasuyuki Abe Mgmt For For For 15 Elect Ichiroh Miura Mgmt For For For 16 Bonus Mgmt For For For 17 Stock Option Plan for Directors Mgmt For For For 18 Stock Option Plan as Retirement Allowance Mgmt For For For
- -------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CINS J77411114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masayoshi Matsumoto Mgmt For Against Against 4 Elect Hiroyuki Takenaka Mgmt For For For 5 Elect Katsuhide Kurasaka Mgmt For For For 6 Elect Mitsuo Nishida Mgmt For For For 7 Elect Shigeru Tanaka Mgmt For For For 8 Elect Akira Nishimura Mgmt For For For 9 Elect Atsushi Yano Mgmt For For For 10 Elect Shigeru Noda Mgmt For For For 11 Elect Hideaki Inayama Mgmt For For For 12 Elect Osamu Inoue Mgmt For For For 13 Elect Kazuo Hiramatsu Mgmt For For For 14 Elect Makoto Nakajima Mgmt For For For 15 Elect Akito Kubo Mgmt For For For 16 Elect Kazuyoshi Hasegawa Mgmt For For For 17 Elect Kan Hayashi Mgmt For Against Against 18 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7771X109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For Against Against 4 Elect Teisuke Kitayama Mgmt For For For
5 Elect Wataru Ohara Mgmt For For For 6 Elect Hideo Shimada Mgmt For For For 7 Elect Junsuke Fujii Mgmt For For For 8 Elect Kohichi Miyata Mgmt For For For 9 Elect Yoshinori Yokoyama Mgmt For For For 10 Retirement Allowances for Directors Mgmt For For For 11 Compensation Policy Mgmt For For For
- -------------------------------------------------------------------------------- SWISS REINSURANCE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RUKN CINS H84046137 04/07/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Compensation Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Increase in Conditional Capital for Equity Mgmt For TNA N/A Compensation Plan 8 Amend Article 6 Mgmt For TNA N/A 9 Amend Article 22a Mgmt For TNA N/A 10 Elect Walter Kielholz Mgmt For TNA N/A 11 Elect Robert Scott Mgmt For TNA N/A 12 Elect Malcolm Knight Mgmt For TNA N/A 13 Elect Carlos Represas Mgmt For TNA N/A 14 Elect Jean-Pierre Roth Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Appointment of Special Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- TAKATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7312 CINS J8124G108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Juhichiroh Takada Mgmt For For For 2 Elect Shigehisa Takada Mgmt For For For 3 Elect Noriyuki Kosugi Mgmt For For For 4 Elect Kimio Kobori Mgmt For For For 5 Elect Yasuhiko Ueno Mgmt For For For 6 Elect Tetsuya Maekawa Mgmt For For For 7 Elect Kohji Nishioka Mgmt For For For 8 Elect Akira Hamamura Mgmt For For For 9 Elect Fumihiko Kawamura Mgmt For For For 10 Elect Chihaya Takada Mgmt For For For 11 Retirement Allowances for Directors Mgmt For For For
- -------------------------------------------------------------------------------- TATA STEEL TICKER SECURITY ID: MEETING DATE MEETING STATUS TATASTL CINS Y8547N139 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Dividend on Cumulative Convertibe Preference Mgmt For For For Shares 3 Dividend on Ordinary Shares Mgmt For For For 4 Re-elect Ratan Tata Mgmt For For For 5 Re-elect Nusli Wadia Mgmt For For For 6 Re-elect Subodh Bhargava Mgmt For For For 7 Re-elect Jacobus Schraven Mgmt For Against Against 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Elect Kirby Adams Mgmt For For For 10 Elect H.M. Nerurkar Mgmt For For For 11 Appointment of H. M. Nerurkar as Executive Mgmt For For For Director; Approval of Compensation 12 Authority to Issue Shares and Convertible Debt Mgmt For For For Instruments 13 Appointment of Branch Auditor and Authority to Mgmt For For For Set Fees
- -------------------------------------------------------------------------------- TELEFONICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF CINS 879382109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Authority to Repurchase Shares Mgmt For For For 4 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments w/ or w/o Preemptive Rights 5 Appointment of Auditor Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CINS R21882106 05/19/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Compensation Policy Mgmt For TNA N/A 9 Authority to Repurchase Shares For Cancellation Mgmt For TNA N/A or Acquisitions 10 Authority to Repurchase Shares Pursuant to Mgmt For TNA N/A Share Plans 11 Fees to Members of the Corporate Assembly and Mgmt For TNA N/A Nomination Committee
- -------------------------------------------------------------------------------- TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CINS R21882106 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Notice and Agenda Mgmt For For For 4 Election of an Individual to Check Minutes Mgmt For For For 5 Amendments to Articles Regarding General Mgmt For For For Meetings
- -------------------------------------------------------------------------------- TEXWINCA HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 0321 CINS G8770Z106 08/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect POON Bun Chak Mgmt For For For 5 Elect POON Kai Chak Mgmt For For For 6 Elect POON Kei Chak Mgmt For For For 7 Elect POON Kwan Chak Mgmt For For For 8 Elect TING Kit Chung Mgmt For Against Against 9 Elect AU Son Yiu Mgmt For For For 10 Elect CHENG Shu Wing Mgmt For For For 11 Elect David WONG Tze Kin Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority to Set Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- THAI AIRWAYS INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS THAI CINS Y8615C114 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Chairman's Report Mgmt For For For 2 Approve Minutes Mgmt For For For 3 Report on Results of Operations Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For Abstain Against 6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Issue Debentures Mgmt For For For 9 Reduce Authorized Share Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Increase in Authorized Capital Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Allocation of New Shares for Public Offering Mgmt For For For 14 Allocation of New Shares for Ministry of Finance Mgmt For For For 15 Authority for Board to Allocate New Shares Mgmt For For For 16 Election of Directors (Slate) Mgmt For For For 17 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- THE GAME GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GMG CINS G37217109 07/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Lewis Mgmt For For For 5 Elect Christopher Bell Mgmt For For For 6 Elect Dennis Woodside Mgmt For For For 7 Elect Terry Scicluna Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Amendment to Performance Share Plan 2004 Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- THYSSENKRUPP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS D8398Q119 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Approval of Compensation Policy Mgmt For For For
8 Elect Hans-Peter Keitel Mgmt For For For 9 Elect Ulrich Lehner Mgmt For Against Against 10 Elect Bernhard Pellens Mgmt For For For 11 Elect Henning Schulte-Noelle Mgmt For Against Against 12 Elect Christian Streiff Mgmt For For For 13 Elect Jurgen Thumann Mgmt For For For 14 Elect Beatrice Weder di Mauro Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Repurchase Shares Using Derivatives Mgmt For For For 18 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- TOFAS TURK OTOMOBIL FABRIKASI AS TICKER SECURITY ID: MEETING DATE MEETING STATUS TOASO CINS M87892101 03/31/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Turkey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening; Election of Presiding Chairman Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Co-Option of Board Members Mgmt For TNA N/A 5 Ratification of Board and Statutory Auditors' Mgmt For TNA N/A Acts 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Dividend Policy Mgmt For TNA N/A 8 Disclosure Policy Mgmt For TNA N/A 9 Amendments to Articles Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Charitable Donations Mgmt For TNA N/A 12 Election of Statutory Auditors Mgmt For TNA N/A 13 Directors and Statutory Auditors' Fees Mgmt For TNA N/A 14 Related Party Transactions Mgmt For TNA N/A 15 Minutes Mgmt For TNA N/A 16 Wishes Mgmt For TNA N/A
- -------------------------------------------------------------------------------- TOFAS TURK OTOMOBIL FABRIKASI AS TICKER SECURITY ID: MEETING DATE MEETING STATUS TOASO CINS M87892101 10/23/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Turkey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening; Election of Presiding Chairman Mgmt For TNA N/A 3 Board Size Mgmt For TNA N/A 4 Election of Directors Mgmt For TNA N/A 5 Minutes Mgmt For TNA N/A 6 Closing Mgmt For TNA N/A
- -------------------------------------------------------------------------------- TOKAI RIKA TICKER SECURITY ID: MEETING DATE MEETING STATUS 6995 CINS J85968105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kiyoshi Kinoshita Mgmt For Against Against 3 Elect Yuhzoh Ushiyama Mgmt For For For 4 Elect Takaoki Tsuchiya Mgmt For For For 5 Elect Shigeru Katoh Mgmt For For For 6 Elect Yoshiteru Sasaki Mgmt For For For 7 Elect Takafumi Mizuno Mgmt For For For 8 Elect Kiyoshi Tsunekawa Mgmt For For For 9 Elect Makoto Gotoh Mgmt For For For 10 Elect Hitoshi Iwata Mgmt For For For 11 Elect Mineo Hattori Mgmt For For For 12 Elect Shohji Ishida Mgmt For For For 13 Elect Tadanao Hamamoto Mgmt For For For 14 Elect Hitoshi Hirano Mgmt For For For 15 Elect Mikihiro Mori Mgmt For For For 16 Elect Kenji Kawaguchi Mgmt For For For 17 Elect Hiroyuki Nakamura Mgmt For For For 18 Elect Tadashi Wakiya Mgmt For For For 19 Elect Kohji Buma Mgmt For For For 20 Elect Yoshihiro Ohbayashi Mgmt For For For 21 Elect Masaharu Tanino Mgmt For For For 22 Elect Masaki Matsuyama Mgmt For For For 23 Elect Kohki Satoh Mgmt For For For 24 Elect Mitsuhisa Katoh Mgmt For Against Against 25 Bonus Mgmt For Against Against 26 Stock Option Plan Mgmt For For For 27 Retirement Allowances for Directors and Mgmt For Against Against Statutory Auditors
- -------------------------------------------------------------------------------- TRANSOCEAN LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIG CUSIP H8817H100 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Articles to Change Place of Mgmt For For For Incorportation 5 Renewal of Share Capital Mgmt For For For 6 Amendment to Par Value Mgmt For For For 7 Amendments to Articles to Comply with The Swiss Mgmt For For For Federal Act on Intermediated Securities ("FISA") 8 Elect Steven Newman Mgmt For For For 9 Elect Thomas Cason Mgmt For For For 10 Elect Robert Sprague Mgmt For For For 11 Elect J. Michael Talbert Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TS TECH CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7313 CINS J9299N100 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Toshio Komeji Mgmt For Against Against 4 Elect Michio Inoue Mgmt For For For 5 Elect Toyohide Ishii Mgmt For For For 6 Elect Kazuhisa Saitoh Mgmt For For For 7 Elect Kazuhiko Hikida Mgmt For For For 8 Elect Takuo Arai Mgmt For For For 9 Elect Akira Nemoto Mgmt For For For 10 Elect Tatsuo Wada Mgmt For For For 11 Elect Yoshiaki Yui Mgmt For For For 12 Elect Minoru Maeda Mgmt For For For 13 Elect Masanari Yasuda Mgmt For For For 14 Elect Katsuyuki Kusano Mgmt For For For 15 Elect Hiroyasu Watatani Mgmt For For For 16 Election of Alternate Statutory Auditor Mgmt For Against Against 17 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- UBISOFT ENTERTAINMENT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UBI CINS F9396N106 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Board Acts Mgmt For Abstain Against 4 Allocation of Profits/Dividends Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For Abstain Against 6 Related Party Transactions Mgmt For Abstain Against 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For 9 Authority to Cancel Shares and Reduce Capital Mgmt For For For 10 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 13 Authority to Grant Stock Options Mgmt For Against Against 14 Authority to Grant Restricted Shares Mgmt For Against Against 15 Global Ceiling on Increases in Capital Mgmt For For For 16 Amendment Regarding Director Term Length Mgmt For For For 17 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- UBS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS UBSN CINS H89231338 04/14/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board and Management Acts (2009) Mgmt For TNA N/A 8 Ratification of Board and Management Acts (2008) Mgmt For TNA N/A 9 Ratification of Board and Management Acts (2007) Mgmt For TNA N/A 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Kaspar Villiger Mgmt For TNA N/A 12 Elect Sally Bott Mgmt For TNA N/A 13 Elect Michel Demare Mgmt For TNA N/A 14 Elect Rainer-Marc Frey Mgmt For TNA N/A 15 Elect Bruno Gehrig Mgmt For TNA N/A 16 Elect Ann Godbehere Mgmt For TNA N/A 17 Elect Axel Lehmann Mgmt For TNA N/A 18 Elect Helmut Panke Mgmt For TNA N/A 19 Elect William Parrett Mgmt For TNA N/A 20 Elect David Sidwell Mgmt For TNA N/A 21 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Increase in Conditional Capital Mgmt For TNA N/A
- -------------------------------------------------------------------------------- UNICREDIT S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UCG CINS T95132105 04/20/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Board of Statutory Auditors List 1 Mgmt For TNA N/A 6 Board of Statutory Auditors List 2 Mgmt For TNA N/A 7 Statutory Auditors' Fees Mgmt For TNA N/A 8 Supervisory Board Fees Mgmt For TNA N/A 9 Remuneration Policy Mgmt For TNA N/A 10 Employee Stock Purchase Plan Mgmt For TNA N/A 11 Long Term Incentive Plan Mgmt For TNA N/A 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For TNA N/A 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For TNA N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UNICREDIT S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UCG CINS T95132105 11/13/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Shares w/ Preemptive Rights Mgmt For TNA N/A
- -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U11 CINS V96194127 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Special Allowance to WEE Cho Yaw Mgmt For Against Against 5 Appointment of Auditor and Authority to Set Fees Mgmt For For For 6 Elect WONG Meng Meng Mgmt For For For 7 Elect Philip YEO Liat Kok Mgmt For For For 8 Elect WEE Cho Yaw Mgmt For Against Against 9 Elect LIM Pin Mgmt For For For 10 Elect NGIAM Tong Dow Mgmt For For For 11 Elect CHAM Tao Soon Mgmt For For For 12 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Preferred Shares Mgmt For Abstain Against 17 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U11 CINS V96194127 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Authority to Issue Shares under United Overseas Mgmt For For For Bank Limited Scrip Dividend Scheme
- -------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CINS P2605D109 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Merger Agreement Mgmt For For For 6 Ratification of Appointment of Appraiser Mgmt For For For 7 Valuation Report Mgmt For For For 8 Merger by Absorption Mgmt For For For
- -------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Supervisory Council Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Capitalization of Reserves Mgmt For For For 6 Election of Director Mgmt For Abstain Against
- -------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CINS P2605D109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Election of Supervisory Council Mgmt For For For 8 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CINS P2605D109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Capitalization of Reserves Mgmt For For For 6 Election of Director Mgmt For Abstain Against
- -------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CINS P2605D109 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Elect Jose Mauro Mettrau Carneiro da Cunha Mgmt For Against Against
- -------------------------------------------------------------------------------- VENTURE CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS V03 CINS Y9361F111 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect GOON Kok Loon Mgmt For For For 4 Elect WONG Yew Meng Mgmt For For For 5 Elect Cecil Vivian Richard WONG Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For Abstain Against 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Grant Awards and Issue Shares Mgmt For For For under the Venture Corporation Executives' Share Option Scheme 14 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- VENTURE CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS V03 CINS Y9361F111 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- VIMPEL COMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS VIMP CUSIP 68370R109 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Interim Dividend Mgmt For For For
- -------------------------------------------------------------------------------- VINCI TICKER SECURITY ID: MEETING DATE MEETING STATUS DG CINS F5879X108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Elect Dominique Ferrero Mgmt For Against Against 9 Elect Xavier Huillard Mgmt For For For 10 Elect Henri Saint Olive Mgmt For For For 11 Elect Yves-Thibault de Silguy Mgmt For Against Against 12 Elect Qatari Diar Real Estate Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Related Party Transaction Regarding Aegean Mgmt For For For Motorway SA 16 Related Party Transaction Regarding Olympia Mgmt For For For Odos and Olympia Operation 17 Related Party Transaction Regarding Arcour Mgmt For For For 18 Related Party Transaction Regarding A-Modell A5 Mgmt For For For 19 Related Party Transaction ASF Holdings Mgmt For For For 20 Related Party Transaction Regarding Mgmt For For For Supplementary Retirement Benefits for Xavier Huillard 21 Related Party Transaction Regarding Severance Mgmt For Against Against Benefits for Xavier Huillard 22 Related Party Transaction Regarding Mgmt For Against Against YTSeuropaconsultants 23 Authority to Cancel Shares and Reduce Capital Mgmt For For For 24 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights 25 Authority to Increase Capital Under Employee Mgmt For Against Against Savings Plan 26 Authority to Increase Capital Under Overseas Mgmt For Against Against Employee Savings Plan 27 Amendments to Articles Mgmt For For For 28 Authority to Carry Out Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- VIVENDI SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Dominique Heriard Dubreuil Mgmt For For For 9 Elect Aliza Jabes Mgmt For For For 10 Elect Jacqueline Tammenoms Bakker Mgmt For For For 11 Elect Daniel Camus Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- VIVO PARTICIPACOES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VIVO4 CINS P9810G116 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Supervisory Council Mgmt For For For
- -------------------------------------------------------------------------------- VOESTALPINE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOE CINS A9101Y103 07/01/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Presentation of Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Ratification of Management Board Acts Mgmt For TNA N/A 4 Ratification of Supervisory Board Acts Mgmt For TNA N/A 5 Appointment of Auditor Mgmt For TNA N/A 6 Amendment Regarding Supervisory Board Size Mgmt For TNA N/A 7 Election of Supervisory Board Members Mgmt For TNA N/A 8 Cancellation of Authorized Capital Mgmt For TNA N/A 9 Increase in Authorized Capital Mgmt For TNA N/A 10 Amendments to Articles Mgmt For TNA N/A 11 Authority to Issue Convertible Bonds Mgmt For TNA N/A 12 Increase in Conditional Capital Mgmt For TNA N/A 13 Amendment to Articles Mgmt For TNA N/A 14 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- XSTRATA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS XTA CINS G9826T102 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Mick Davis Mgmt For For For 5 Elect David Rough Mgmt For For For 6 Elect Sir Steve Robson Mgmt For For For 7 Elect Willy Strothotte Mgmt For Against Against 8 Elect Con Fauconnier Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 20 Days 13 Adoption of New Articles Mgmt For Against Against
Registrant: RidgeWorth Funds Fund Name: RidgeWorth International Equity Index Fund - -------------------------------------------------------------------------------- 3I GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS III CINS G88473148 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Queen Mgmt For For For 4 Elect Richard Meddings Mgmt For For For 5 Elect Christine Morin-Postel Mgmt For For For 6 Elect Oliver Stocken Mgmt For For For 7 Elect Julia Wilson Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 EU Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Ordinary Shares Mgmt For For For 14 Authority to Repurchase B Shares Mgmt For For For 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- A.P. MOLLER-MAERSK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS MAERSK CINS K0514G135 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Ratification of Board Acts Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Elect Ane Mersk Mc-Kinney Uggla Mgmt For For For 13 Elect Jan Leschly Mgmt For For For 14 Elect John R.H. Bond Mgmt For For For 15 Elect Lars Pallesen Mgmt For For For 16 Elect John Axel Poulsen Mgmt For For For 17 Elect Robert Routs Mgmt For For For 18 Elect Arne Karlsson Mgmt For For For 19 Elect Erik Rasmussen Mgmt For For For 20 Appointment of KPMG Mgmt For For For 21 Appointment of Grant Thornton Mgmt For For For 22 Amendment Regarding Share Register Mgmt For For For 23 Amendment Regarding Share Register Mgmt For For For 24 Amendment Regarding General Meetings Mgmt For For For 25 Amendment Regarding General Meetings Mgmt For For For 26 Amendment Regarding Meeting Notice Mgmt For For For 27 Amendment Regarding Meeting Agenda Mgmt For For For 28 Amendment Regarding Meeting Minutes Mgmt For For For
- -------------------------------------------------------------------------------- A,ROPORTS DE PARIS - ADP TICKER SECURITY ID: MEETING DATE MEETING STATUS ADP CINS F00882104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non-Tax Mgmt For For For Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions (Regie Autonome des Mgmt For For For Transports Parisiens (RATP)) 9 Severance Package (Francois Rubichon) Mgmt For For For 10 Authority to Repurchase Shares Mgmt For Against Against 11 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities through Private Placement; Authority to Issue Debt Instruments 14 Authority to Increase Share Issuance Limit Mgmt For Against Against 15 Authority to Increase Capital Through Mgmt For For For Capitalizations 16 Authority to Increase Capital Under Employee Mgmt For For For Savings Plan 17 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities as a Takeover Defense 18 Authority to Increase Capital in Consideration Mgmt For Against Against for Contributions in Kind 19 Authority to Cancel Shares and Reduce Capital Mgmt For For For 20 Amendments to Article 9 Regarding the Form of Mgmt For For For Shares 21 Amendments to Article 13 Regarding the Mgmt For For For Remuneration of Censors 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- A2A S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS A2A CINS T0140L103 05/31/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ABB LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABBN CINS H0010V101 04/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Reports Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Remuneration Report Mgmt For TNA N/A
7 Ratification of Board and Management Acts Mgmt For TNA N/A 8 Allocation of Profits/Dividends; Transfer of Mgmt For TNA N/A Reserves 9 Reduction of Share Capital Mgmt For TNA N/A 10 Amendment to Par Value; Capital Distribution Mgmt For TNA N/A 11 Amendments to Articles Mgmt For TNA N/A 12 Amend Article 6 Mgmt For TNA N/A 13 Amend Articles 32 and 33 Mgmt For TNA N/A 14 Elect Roger Agnelli Mgmt For TNA N/A 15 Elect Louis Hughes Mgmt For TNA N/A 16 Elect Hans Marki Mgmt For TNA N/A 17 Elect Michel de Rosen Mgmt For TNA N/A 18 Elect Michael Treschow Mgmt For TNA N/A 19 Elect Bernd Voss Mgmt For TNA N/A 20 Elect Jacob Wallenberg Mgmt For TNA N/A 21 Elect Hubertus von Grunberg Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ABERTIS INFRAESTRUCTURAS TICKER SECURITY ID: MEETING DATE MEETING STATUS ABE CINS E0003D111 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For Against Against Profits/Dividends; Ratification of Board Acts; Remuneration Report 3 Scrip Dividend Mgmt For For For 4 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 5 Election of Directors Mgmt For Against Against 6 Appointment of Auditor Mgmt For Abstain Against 7 Equity-Based Compensation Plans Mgmt For Against Against 8 Authority to Repurchase and Cancel Shares Mgmt For For For 9 Authority to Issue Convertible Debt Instruments Mgmt For For For 10 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- ACCIONA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ANA CINS E0008Z109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Election of Directors Mgmt For Abstain Against 7 Restricted Stock and Stock Options Grant Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Carry Out Formalities Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ACCOR TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F00189120 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Losses/Dividends Mgmt For For For 6 Elect Sophie Gasperment Mgmt For For For 7 Elect Thomas Barrack Mgmt For Against Against 8 Elect Patrick Sayer Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Related Party Transaction (Property Sales Mgmt For For For Agreement) 11 Related Party Transaction (Contribution of SEIH Mgmt For For For Shares) 12 Amendment to Severance Package (Gilles Pelisson) Mgmt For Against Against 13 Severance Package (Jacques Stern) Mgmt For Against Against 14 Addendum to Employment Contract (Jacques Stern) Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Reduce Capital Mgmt For For For 17 Cancellation of Contributed Shares Mgmt For For For 18 Spin-off (New Services Holding) Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ACEA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACE CINS T0040K106 09/15/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ACERINOX, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACX CINS E0060D145 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Profits Mgmt For For For 2 Special Dividend Mgmt For For For 3 Special Dividend Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Directors Mgmt For Against Against 8 Presentation of Management Report Mgmt For For For 9 Authority to Carry Out Formalities Mgmt For For For 10 Minutes Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACS CINS E7813W163 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Presentation of Reports Mgmt Abstain Abstain For 3 Ratification of Board Acts Mgmt For For For 4 Election of Directors Mgmt For Abstain Against 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Stock Option Plan Mgmt For Abstain Against 8 Authority to Carry Out Formalities Mgmt For For For 9 Minutes Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ACTELION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATLN CINS H0032X135 05/04/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Acts Mgmt For TNA N/A 6 Elect Werner Henrich Mgmt For TNA N/A 7 Elect Armin Kessler Mgmt For TNA N/A 8 Elect Jean Malo Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ADEN CINS H00392318 05/11/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Policy Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Elect Jakob Baer Mgmt For TNA N/A 8 Elect Rolf Dorig Mgmt For TNA N/A 9 Elect Andreas Jacobs Mgmt For TNA N/A 10 Elect Francis Mer Mgmt For TNA N/A 11 Elect Thomas O'Neill Mgmt For TNA N/A 12 Elect David N. Prince Mgmt For TNA N/A 13 Elect Wanda Rapaczynski Mgmt For TNA N/A 14 Elect Judith Sprieser Mgmt For TNA N/A 15 Elect Alexander Gut Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ADIDAS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CINS D0066B102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For Against Against 8 Amendments to Articles Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Cancellation of Contingent Capital 1991/I Mgmt For For For 11 Cancellation of Contingent Capital 2003/II Mgmt For For For 12 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 15 Dematerialization of Bearer Shares Mgmt For For For 16 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ADVANTEST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6857 CINS J00210104 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Toshio Maruyama Mgmt For Against Against 3 Elect Haruo Matsuno Mgmt For For For 4 Elect Naoyuki Akikusa Mgmt For For For 5 Elect Yasushige Hagio Mgmt For For For 6 Elect Hiroshi Tsukahara Mgmt For For For 7 Elect Yuhichi Kurita Mgmt For For For 8 Elect Hiroyasu Sawai Mgmt For For For 9 Elect Shinichiroh Kuroe Mgmt For For For
- -------------------------------------------------------------------------------- AEGON N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CINS N00927298 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Ratification of Executive Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Amendments to Articles Mgmt For Against Against 12 Amendment to the Compensation Policy Mgmt For For For 13 Amendment to the Supervisory Board Fees Mgmt For For For 14 Elect K. J. Storm Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Issue Shares for Incentive Plans Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- AEON COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8267 CINS J00288100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akihiko Harada Mgmt For For For 3 Elect Motoya Okada Mgmt For Against Against 4 Elect Yoshiki Mori Mgmt For For For 5 Elect Naoki Hayashi Mgmt For For For 6 Elect Masami Ishizaka Mgmt For For For 7 Elect Hideki Kurashige Mgmt For For For 8 Elect Masaharu Ikuta Mgmt For For For 9 Elect Takejiroh Sueyoshi Mgmt For For For 10 Elect Keiichi Tadaki Mgmt For For For
- -------------------------------------------------------------------------------- AEON MALL TICKER SECURITY ID: MEETING DATE MEETING STATUS 8905 CINS J10005106 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For Against Against 2 Elect Masaaki Toyoshima Mgmt For For For 3 Elect Noriyuki Murakami Mgmt For For For 4 Elect Chitoshi Yamanaka Mgmt For For For 5 Elect Hidehiro Hirabayashi Mgmt For For For 6 Elect Yukio Konishi Mgmt For For For
7 Elect Kaoru Iwamoto Mgmt For For For 8 Elect Motoya Okada Mgmt For Against Against 9 Elect Fujio Takahashi Mgmt For For For 10 Elect Yohichi Terasawa Mgmt For For For 11 Elect Masaru Sohma Mgmt For For For 12 Elect Hiroshi Iwamoto Mgmt For For For 13 Elect Masato Murai Mgmt For For For 14 Elect Kenji Kawahara Mgmt For For For 15 Elect Yuzoh Fujuwara Mgmt For For For 16 Elect Seiichi Chiba Mgmt For Against Against
- -------------------------------------------------------------------------------- AGL ENERGY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AGK CINS Q01630104 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Max Ould Mgmt For For For 4 Elect Les Hosking Mgmt For For For 5 Elect John Stanhope Mgmt For Against Against
- -------------------------------------------------------------------------------- AIOI INSURANCE CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8761 CINS J00607101 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger with Mitsui Sumitomo Insurance Group Mgmt For For For Holdings Inc 3 Merger with Nissay Dowa General Insurance Mgmt For For For Company 4 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- AIR FRANCE - KLM TICKER SECURITY ID: MEETING DATE MEETING STATUS AF CINS F01699135 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 9 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 10 Authority to Increase Share Issuance Limit Mgmt For Against Against 11 Authority to Increase Capital in Consideration Mgmt For Against Against for Contributions in Kind 12 Authority to Increase Capital Through Mgmt For For For Capitalizations 13 Authority to Issue Shares and/or Convertible Mgmt For For For Securities under Employee Savings Plan 14 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kanshiroh Toyoda Mgmt For Against Against 3 Elect Yasuhito Yamauchi Mgmt For For For 4 Elect Fumio Fujimori Mgmt For For For 5 Elect Shunichi Nakamura Mgmt For For For 6 Elect Masuji Arai Mgmt For For For 7 Elect Toshikazu Nagura Mgmt For For For 8 Elect Yutaka Miyamoto Mgmt For For For 9 Elect Naofumi Fujie Mgmt For For For 10 Elect Takashi Morita Mgmt For For For 11 Elect Shuzuo Shimanuki Mgmt For For For 12 Elect Makoto Mitsuya Mgmt For For For 13 Elect Toshiyuki Mizushima Mgmt For For For 14 Elect Masahiro Suoh Mgmt For For For 15 Elect Toshiyuki Ishikawa Mgmt For For For 16 Elect Takeshi Kawata Mgmt For For For 17 Elect Tsutomu Ishikawa Mgmt For For For 18 Elect Takashi Enomoto Mgmt For For For 19 Elect Kazumi Usami Mgmt For For For 20 Elect Norio Oku Mgmt For Against Against 21 Elect Hikaru Takasu Mgmt For For For 22 Bonus Mgmt For Against Against 23 Stock Option Plan Mgmt For For For 24 Condolence Payments and Special Allowances for Mgmt For Against Against Statutory Auditors 25 Statutory Auditors' Fees Mgmt For For For
- -------------------------------------------------------------------------------- AJINOMOTO COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J00882126 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
- -------------------------------------------------------------------------------- AKZO NOBEL N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKZA CINS N01803100 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profit Mgmt Abstain Abstain For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Ratification of Management Board Acts Mgmt For For For 10 Ratification of Supervisory Board Acts Mgmt For For For 11 Elect Karel Vuursteen Mgmt For For For 12 Elect Antony Burgmans Mgmt For For For 13 Elect Louis Hughes Mgmt For For For 14 Amendment to Compensation Policy Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ALCATEL LUCENT TICKER SECURITY ID: MEETING DATE MEETING STATUS ALU CINS F0191J101 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Philippe Camus Mgmt For For For 8 Elect Ben Verwaayen Mgmt For For For 9 Elect Daniel Bernard Mgmt For For For 10 Elect Frank Blount Mgmt For For For 11 Elect Stuart E. Eizenstat Mgmt For For For 12 Elect Louis R. Hughes Mgmt For For For 13 Elect Jean C. Monty Mgmt For For For 14 Elect Olivier Piou Mgmt For For For 15 Elect Carla Cico Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Elect Jean-Pierre Desbois as Censor Mgmt For For For 18 Elect Bertrand Lapraye as Censor Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Performance Shares (Philippe Camus ) Mgmt For Against Against 21 Performance Shares and Supplementary Retirement Mgmt For Against Against Benefits (Ben Verwaayen) 22 Relocation of Corporate Headquarters Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Reduce Capital Mgmt For For For 25 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 26 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 27 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Through Private Placement; Authority to Issue Debt Instruments 28 Authority to Increase Share Issuance Limit Mgmt For For For 29 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 30 Global Ceiling on Increases in Capital and Mgmt For For For Issuances of Debt 31 Authority to Increase Capital Through Mgmt For For For Capitalizations 32 Authority to Issue Restricted Shares to Mgmt For Against Against Employees and Executives 33 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 34 Authority to Increase Capital Under Employee Mgmt For For For Savings Plan 35 Amendments to Article Regarding Director and Mgmt For For For Censor Term Lengths 36 Authority to Carry Out Formalities Mgmt For For For 37 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ALFA LAVAL AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALFA CINS W04008152 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Election of Presiding Chairman Mgmt For For For 7 Voting List Mgmt For For For 8 Agenda Mgmt For For For 9 Election of Individuals to Check Minutes Mgmt For For For 10 Compliance with Rules of Convocation Mgmt For For For 11 CEO's Address Mgmt For For For 12 Report of the Board of Directors Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Acts Mgmt For For For 17 Report of the Nomination Committee Mgmt For For For 18 Board Size Mgmt For For For 19 Directors and Auditors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Nomination Committee Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ALL NIPPON AIRWAYS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9202 CINS J51914109 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Yohji Ohashi Mgmt For Against Against 4 Elect Shinichiroh Itoh Mgmt For For For 5 Elect Shin Nagase Mgmt For For For 6 Elect Mitsuo Morimoto Mgmt For For For 7 Elect Tomohiro Hidema Mgmt For For For 8 Elect Keisuke Okada Mgmt For For For 9 Elect Hayao Hora Mgmt For For For 10 Elect Osamu Shinobe Mgmt For For For 11 Elect Katsumi Nakamura Mgmt For For For 12 Elect Shigeyuki Takemura Mgmt For For For 13 Elect Yoshinori Maruyama Mgmt For For For 14 Elect Kiyoshi Tonomoto Mgmt For For For 15 Elect Shinya Katanozaka Mgmt For For For 16 Elect Hiroyuki Itoh Mgmt For For For 17 Elect Akira Okada Mgmt For For For 18 Elect Misao Kimura Mgmt For For For 19 Elect Shohsuke Mori Mgmt For For For 20 Elect Shinichi Inoue Mgmt For Against Against
- -------------------------------------------------------------------------------- ALLEANZA ASSICURAZIONI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALZI CINS T02772134 07/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Merger by Incorporation Mgmt For For For
- -------------------------------------------------------------------------------- ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For 7 Elect Peter Sutherland Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Increase in Authorized Capital I Mgmt For For For 10 Increase in Authorized Capital II Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments: Increase in Conditional Capital 12 Authority to Trade in Company Stock Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 15 Intra-company Control Agreements Mgmt For For For 16 Intra-company Control Agreements Mgmt For For For
- -------------------------------------------------------------------------------- ALPHA BANK S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALPHA CINS X1687N119 06/22/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 2 Ratification of Board Acts Mgmt For TNA N/A 3 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 4 Election of Directors; Appointment of Audit Mgmt For TNA N/A Committee 5 Directors' Fees Mgmt For TNA N/A 6 Authority to Repurchase Shares Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A 8 Board Transactions Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ALSTOM TICKER SECURITY ID: MEETING DATE MEETING STATUS ALO CINS F0259M475 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Olivier Bouygues Mgmt For Against Against 9 Elect Philippe Marien Mgmt For For For 10 Elect Georges Chodron de Courcel Mgmt For Against Against 11 Elect Lalita Gupte Mgmt For For For 12 Elect Katrina Landis Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 18 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan
19 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan for the Benefit of Overseas Employees 20 Authority to Issue Restricted Stock for Mgmt For Against Against Employees and Executives 21 Authority to Issue Stock Options for Employees Mgmt For Against Against and Executives 22 Amendments Regarding Share Ownership Disclosure Mgmt For For For 23 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- ALUMINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AWC CINS Q0269M109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Peter Hay Mgmt For For For 4 Equity Grant (CEO John Bevan) Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- AMADA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J01218106 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsuo Okamoto Mgmt For Against Against 4 Elect Toshio Takagi Mgmt For For For 5 Elect Yoshihiro Yamashita Mgmt For For For 6 Elect Tsutomu Isobe Mgmt For For For 7 Elect Chikahiro Sukeoka Mgmt For For For 8 Elect Atsushige Abe Mgmt For For For 9 Elect Kohtaroh Shibata Mgmt For For For 10 Elect Takaya Shigeta Mgmt For For For 11 Elect Shohichi Nozaki Mgmt For For For 12 Elect Makoto Matsuzaki Mgmt For Against Against 13 Elect Masanori Saitoh Mgmt For For For 14 Election of Alternate Statutory Auditor Mgmt For For For 15 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- AMCOR LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AMC CINS Q03080100 10/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect George Pizzey Mgmt For For For 4 Elect Jeremy Sutcliffe Mgmt For For For 5 Equity Grant under LTIP (MD/CEO Ken MacKenzie) Mgmt For For For 6 Equity Grant under MIP (MD/CEO Ken MacKenzie) Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Amendments to the Constitution Mgmt For For For
- -------------------------------------------------------------------------------- AMEC PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMEC CINS G02604117 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For
4 Approval of Remuneration Policy Mgmt For For For 5 Elect Jock Green-Armytage Mgmt For For For 6 Elect Samir Brikho Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Adoption of New Articles Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- AMP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CINS Q0344G101 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Ratify Placement of Securities Mgmt For For For 4 Re-elect Peter Mason Mgmt For For For 5 Re-elect John Palmer Mgmt For For For 6 Re-elect Richard Grellman Mgmt For For For 7 Elect Paul Fegan Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Equity Grant (MD/CEO Craig Dunn) Mgmt For For For 10 Increase NEDs' Fee Cap Mgmt For For For
- -------------------------------------------------------------------------------- ANGLO AMERICAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAL CINS G03764134 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect Sir Philip Hampton Mgmt For For For 3 Elect Ray O'Rourke Mgmt For For For 4 Elect Sir John Parker Mgmt For Against Against 5 Elect Jack Thompson Mgmt For For For 6 Elect Cynthia Carroll Mgmt For For For 7 Elect Nicky Oppenheimer Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Directors' Remuneration Report Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Adoption of New Articles Mgmt For Against Against 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CINS B6399C107 04/27/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment Regarding Director Term Lengths Mgmt For TNA N/A 4 Amendment Regarding Implementation of EU Mgmt For TNA N/A Directive 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Exclude Preference Right of Mgmt For TNA N/A Existing Shareholders
8 Authority to Issue Subscription Rights Mgmt For TNA N/A 9 Authority to Increase Capital with Regards to Mgmt For TNA N/A Issuance 10 Authority to Exercise Power Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports; Allocation of Profits and Mgmt For TNA N/A Dividends 15 Ratification of Board Acts Mgmt For TNA N/A 16 Ratification of Auditor's Acts Mgmt For TNA N/A 17 Elect Alexandre van Damme Mgmt For TNA N/A 18 Elect Gregoire de Spoelberch Mgmt For TNA N/A 19 Elect Carlos de Veiga Sicupira Mgmt For TNA N/A 20 Elect Jorge Paulo Lemann Mgmt For TNA N/A 21 Elect Roberto Moses Thompson Motta Mgmt For TNA N/A 22 Elect Marcel Telles Mgmt For TNA N/A 23 Elect Jean-Luc Dehaene Mgmt For TNA N/A 24 Elect Mark Winkelman Mgmt For TNA N/A 25 Replacement of Auditor Mgmt For TNA N/A 26 Remuneration Report Mgmt For TNA N/A 27 Approval of Equity Grants Mgmt For TNA N/A 28 Approval of Equity Grants Mgmt For TNA N/A 29 Approval of Equity Grants Mgmt For TNA N/A 30 Approval of Equity Grants Mgmt For TNA N/A 31 Approval of Equity Grants Mgmt For TNA N/A 32 Approval of Change in Control Provision Mgmt For TNA N/A Relating to EMTN Program 33 Change of Control Provision Relating to the US Mgmt For TNA N/A Dollar Notes 34 Change of Control Provisions Relating to Senior Mgmt For TNA N/A Facilities Agreement 35 Change of Control Provision Relating to Term Mgmt For TNA N/A Facilities Agreement 36 Authority to Carry Out Formalities Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ANTOFAGASTA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANTO CINS G0398N128 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Charles Bailey Mgmt For For For 5 Elect William Hayes Mgmt For For For 6 Elect Gonzalo Menendez Mgmt For For For 7 Elect Daniel Yarur Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 18 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- ARCELORMITTAL S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MT CINS L0302D129 05/11/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Consolidated Accounts and Reports Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Results/Dividends Mgmt For TNA N/A 6 Directors' Fees Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Acknowledgment of Board Resignation and Mgmt For TNA N/A Cooptation 9 Elect Vanisha Mittal Bahtia Mgmt For TNA N/A 10 Elect Jeannot Krecke Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Stock Option Plan Mgmt For TNA N/A 14 Employee Share Purchase Plan Mgmt For TNA N/A 15 Waiver of Public Offer Requirement Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ARISTOCRAT LEISURE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CINS Q0521T108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Ian Blackburne Mgmt For For For 4 Elect Stephen Morro Mgmt For For For 5 Re-elect David Simpson Mgmt For For For 6 Equity Grant (MD/CEO Jamie Odell) Mgmt For For For 7 Equity Grant (Senior VP Victor Blanco) Mgmt For For For 8 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- ASAHI BREWERIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2502 CINS J02100113 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hitoshi Ogita Mgmt For For For 4 Elect Masatoshi Takahashi Mgmt For For For 5 Elect Naoki Izumiya Mgmt For For For 6 Elect Kazuo Motoyama Mgmt For For For 7 Elect Akiyoshi Kohji Mgmt For For For 8 Elect Noriyuki Karasawa Mgmt For For For 9 Elect Toshihiko Nagao Mgmt For For For 10 Elect Nobuo Yamaguchi Mgmt For For For 11 Elect Mariko Bandoh Mgmt For For For 12 Elect Naoki Tanaka Mgmt For For For 13 Elect Katsuyuki Kawatsura Mgmt For For For 14 Elect Yoshio Mori Mgmt For For For 15 Elect Yoshio Kodato Mgmt For For For 16 Elect Yoshihiro Tonozuka Mgmt For For For 17 Shareholder Rights Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- ASAHI GLASS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5201 CINS J02394120 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiro Kadomatsu Mgmt For For For 4 Elect Kazuhiko Ishimura Mgmt For For For 5 Elect Katsuhisa Katoh Mgmt For For For 6 Elect Takashi Fujino Mgmt For For For 7 Elect Kunihiro Matsuo Mgmt For For For 8 Elect Hajime Sawabe Mgmt For For For 9 Elect Tohru Nagashima Mgmt For For For 10 Elect Shigeru Hikuma Mgmt For For For 11 Stock option plan Mgmt For For For
- -------------------------------------------------------------------------------- ASAHI KASEI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J0242P110 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Yamaguchi Mgmt For For For 3 Elect Ichiroh Itoh Mgmt For For For 4 Elect Taketsugu Fujiwara Mgmt For For For 5 Elect Tsutomu Inada Mgmt For For For 6 Elect Kohji Fujiwara Mgmt For For For 7 Elect Yuhji Mizuno Mgmt For For For 8 Elect Masanori Mizunaga Mgmt For For For 9 Elect Yuzoh Seto Mgmt For For For 10 Elect Yukiharu Kodama Mgmt For For For 11 Elect Morio Ikeda Mgmt For For For 12 Election of Alternate Statutory Auditor Mgmt For For For 13 Retirement Allowances for Directors Mgmt For For For
- -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0205X103 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For 3 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0205X103 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Distribution Reinvestment Plan Mgmt For For For 2 Notice Supplement to Trust Deed Mgmt For For For
- -------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CINS N07059178 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For Against Against 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Amendment to Compensation Policy Mgmt For For For 11 Performance Share Grants to Management Board Mgmt For For For (Revised Compensation Policy) 12 Performance Share Grants (Current Compensation Mgmt For Abstain Against Policy)
13 Performance Stock Options (Current Compensation Mgmt For Abstain Against Policy) 14 Stock Option Grants to Employees Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 21 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Cancel Shares Mgmt For For For 24 Authority to Cancel Additional Shares Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ASSA ABLOY AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ASSA-B CINS W0817X105 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Acts Mgmt For For For 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nomination Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Authority to Repurchase and Issue Treasury Mgmt For For For Shares 21 Long Term Incentive Plan Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS G CINS T05040109 04/21/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports/Allocation of Profits Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 List 1 Mgmt For TNA N/A 6 List 2 Mgmt For TNA N/A 7 Directors' Fees Mgmt For TNA N/A 8 Directors' and Officers' Liability Insurance Mgmt For TNA N/A 9 Long Term Incentive Plan Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS G CINS T05040109 07/14/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Merger Mgmt For TNA N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ASSOCIATED BRITISH FOODS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ABF CINS G05600138 12/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect W. Galen Weston Mgmt For Against Against 5 Elect Lord Jay of Ewelme Mgmt For For For 6 Elect Javier Ferran Mgmt For For For 7 Elect Timothy Clarke Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 12 Adoption of New Articles Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ASTELLAS PHARMA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4503 CINS J03393105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tohichi Takenaka Mgmt For For For 5 Elect Masafumi Nogimori Mgmt For For For 6 Elect Yasuo Ishii Mgmt For For For 7 Elect Takao Saruta Mgmt For For For 8 Elect Shiroh Yasutake Mgmt For For For 9 Elect Yasuyuki Takai Mgmt For For For 10 Elect Kanoko Ohishi Mgmt For For For 11 Elect Yukiko Kuroda Mgmt For For For 12 Bonus Mgmt For For For 13 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CINS G0593M107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For Against Against 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 21 Adoption of New Articles Mgmt For Against Against 22 AstraZeneca Investment Plan Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ASX LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ASX CINS Q0604U105 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Rick Holliday-Smith Mgmt For For For 5 Re-elect Jillian Segal Mgmt For For For 6 Re-elect Peter Warne Mgmt For For For 7 Elect Peter Marriott Mgmt For Against Against
- -------------------------------------------------------------------------------- ATLANTIA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATL CINS T05404107 04/09/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Profits Mgmt For TNA N/A 3 Authority to Trade in Company Stock Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 List 1 Mgmt For TNA N/A 6 List 2 Mgmt For TNA N/A 7 Authority to Increase Share Capital Mgmt For TNA N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ATCO-A CINS W10020134 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of the Meeting; Election of Presiding Mgmt For For For Chairman 5 Voting List Mgmt For For For 6 Agenda Mgmt For For For 7 Election of Individuals to Check Minutes Mgmt For For For 8 Compliance with Rules of Convocation Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 President's Address Mgmt For For For 11 Report of the Board of Directors Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Dividend Record Date Mgmt For For For 16 Directors' Fees; Authority to Repurchase Shares Mgmt For For For 17 Election of Directors Mgmt For For For 18 Directors' Fees; Authority to Repurchase Shares Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2010 Performance Option Plan Mgmt For Against Against
22 Authority to Repurchase and Transfer Treasury Mgmt For Against Against Shares Pursuant to 2010 Long Term Incentive Plan 23 Authority to Issue Treasury Shares Pursuant to Mgmt For For For Stock Options Plans 2006, 2007 and 2008. 24 Directors' Fees; Authority to Repurchase Shares Mgmt For For For 25 Nomination Committee Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ATCO-A CINS W10020118 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of the Meeting; Election of Presiding Mgmt For For For Chairman 5 Voting List Mgmt For For For 6 Agenda Mgmt For For For 7 Election of Individuals to Check Minutes Mgmt For For For 8 Compliance with Rules of Convocation Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 President's Address Mgmt For For For 11 Report of the Board of Directors Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Dividend Record Date Mgmt For For For 16 Board Size Mgmt For For For 17 Election of Directors Mgmt For For For 18 Directors' Fees; Authority to Repurchase Shares Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Appointment of Auditor Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 2010 Performance Option Plan Mgmt For Against Against 23 Authority to Repurchase and Transfer Treasury Mgmt For Against Against Shares Pursuant to 2010 Long Term Incentive Plan 24 Authority to Issue Treasury Shares Pursuant to Mgmt For For For Stock Options Plans 2006, 2007 and 2008. 25 Directors' Fees; Authority to Repurchase Shares Mgmt For For For 26 Nomination Committee Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ATOS ORIGIN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ATO CINS F06116101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Ratification the co-option of Lionel Mgmt For For For Zinsou-Derlin 10 Elect Aminata Niane Mgmt For For For
11 Authority to Repurchase Shares Mgmt For Against Against 12 Directors' Fees Mgmt For For For 13 Authority to Cancel Shares and Reduce Capital Mgmt For For For 14 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Increase Share Issuance Limit Mgmt For For For 17 Authority to Increase Capital in Case of Mgmt For For For Exchange Offer 18 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 19 Global Ceiling on Increases in Capital Mgmt For For For 20 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 21 Authority to Carry Out Formalities Mgmt For For For 22 Ratification of the Co-Option of Colette Mgmt For For For Neuville as Censor 23 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- AUCKLAND INTERNATIONAL AIRPORT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AIA CINS Q06213104 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual New Zealand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Re-elect John Brabazon Mgmt For For For 2 Re-elect Richard Didsbury Mgmt For For For 3 Elect Henry van der Heyden Mgmt For For For 4 Elect James Miller Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- AUSTRALIA AND NEW ZEALAND BANKING GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS ANZ CINS Q09504137 12/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratify Placement of Securities Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Re-elect John Morschel Mgmt For For For 8 Elect Robert Reeves Mgmt Against Against For 9 Elect LEE Hsien Yang Mgmt For For For
- -------------------------------------------------------------------------------- AUTOGRILL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CINS T8347V105 04/20/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports/Allocation of Profits Mgmt For TNA N/A 3 Authority to Trade in Company Stock Mgmt For TNA N/A 4 Stock Option Plan Mgmt For TNA N/A 5 Authority to Issue Shares w/o Preemptive Rights Mgmt For TNA N/A
- -------------------------------------------------------------------------------- AUTONOMY CORPORATION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AU CINS G0669T101 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Webb Mgmt For For For 4 Elect Sushovan Hussain Mgmt For For For 5 Elect Michael Lynch Mgmt For For For 6 Elect John McMonigall Mgmt For For For 7 Elect Richard Perle Mgmt For For For 8 Elect Barry Ariko Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Andrea Moneta Mgmt For For For 4 Elect Patrick Regan Mgmt For For For 5 Elect Michael Hawker Mgmt For For For 6 Elect Leslie Van de Walle Mgmt For For For 7 Elect Andrew Moss Mgmt For For For 8 Elect Lord Colin Sharman of Redlynch Mgmt For For For 9 Elect Scott Wheway Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Advisory Vote on Corporate Responsibility Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Preferred Shares Mgmt For For For 18 Authority to Set General meeting Notice Period Mgmt For Against Against at 14 Days 19 Adoption of New Articles Mgmt For For For 20 Authority to Repurchase Ordinary Shares Mgmt For For For 21 Authority to Repurchase 8 3/4% Preference Shares Mgmt For For For 22 Authority to Repurchase 8 3/8% Preference Shares Mgmt For For For
- -------------------------------------------------------------------------------- AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS AXA CINS F06106102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Supplementary Retirement Benefits (Henri de Mgmt For For For Castries, Denis Duverne and Francois Pierson) 9 Severance Package and Retirement Benefits Mgmt For For For (Henri de Castries) 10 Severance Package and Retirement Benefits Mgmt For For For (Denis Duverne) 11 Elect Norbert Dentressangle Mgmt For For For 12 Appointment of Auditor (Mazars) Mgmt For For For 13 Appointment of Alternate Auditor (Jean-Brice de Mgmt For For For Turkheim) 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For for the Benefit of Overseas Employees 17 Authority to Cancel Shares and Reduce Capital Mgmt For For For 18 Amendment to Governing Structure; Correlative Mgmt For Against Against Amendment of Articles 19 Amendments to Articles 7, 8 and 10 Mgmt For For For 20 Elect Henri de Castries Mgmt For For For 21 Elect Denis Duverne Mgmt For For For 22 Elect Jacques d'Armand de Chateauvieux Mgmt For For For 23 Elect Norbert Dentressangle Mgmt For For For 24 Elect Jean-Martin Folz Mgmt For For For 25 Elect Anthony Hamilton Mgmt For For For 26 Elect Francois Martineau Mgmt For For For 27 Elect Giuseppe Mussari Mgmt For For For 28 Elect Ramon de Oliveira Mgmt For For For 29 Elect Michel Pebereau Mgmt For Against Against 30 Elect Dominique Reiniche Mgmt For For For 31 Elect Ezra Suleiman Mgmt For For For 32 Elect Isabelle Kocher Mgmt For For For 33 Elect Lee Suet Fern Mgmt For For For 34 Elect Wendy Cooper ShrHldr For For For 35 Elect John Coultrap ShrHldr Against Against For 36 Elect Paul Geiersbach ShrHldr Against Against For 37 Elect Sebastien Herzog ShrHldr Against Against For 38 Elect Rodney Koch ShrHldr Against Against For 39 Elect Jason Steinberg ShrHldr Against Against For 40 Directors' Fees Mgmt For For For 41 Authority to Carry Out Formalities Mgmt For For For 42 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- AXA ASIA PACIFIC HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS AXA CINS Q12354108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Richard Allert Mgmt For For For 3 Re-elect Michael Butler Mgmt For For For 4 Re-elect Paul Sampson Mgmt For Against Against 5 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CINS G06940103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael Hartnall Mgmt For For For 5 Elect Peter Mason Mgmt For For For 6 Elect Richard Olver Mgmt For For For 7 Elect Paul Anderson Mgmt For For For 8 Elect Linda Hudson Mgmt For For For 9 Elect Nicholas Rose Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- BANCA CARIGE S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRG CINS T0881N128 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Presentation of Consolidated Financial Mgmt For TNA N/A Statements 4 Election of Directors Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Insurance Policy Mgmt For TNA N/A 7 Remuneration Policy Mgmt For TNA N/A 8 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BANCA CARIGE S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRG CINS T0881N128 11/03/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Convertible Debt Instruments Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BANCA MONTE DEI PASCHI DI SIENA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMPS CINS T1188A116 03/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Statutory Auditor Mgmt For TNA N/A 3 Merger by Absorption - Antenore Finance S.p.A. Mgmt For TNA N/A and Theano Finance S.p.A. 4 Merger by Absorption - MPS Banca Personale Mgmt For TNA N/A S.p.A. 5 Merger by Absorption - MPS Sim S.p.A. Mgmt For TNA N/A 6 Merger by Absorption - Siena Mortgages 00 S.p.A. Mgmt For TNA N/A 7 Merger by Absorption - Ulisse S.p.A. Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BANCA MONTE DEI PASCHI DI SIENA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMPS CINS T1188A116 04/27/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Authority to Trade in Company Stock Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BANCA MONTE DEI PASCHI DI SIENA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMPS CINS T1188A116 11/19/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Shares; Stock Grant Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BANCA POPOLARE DI MILANO S.C.R.L. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMI CINS T15120107 04/23/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Remuneration Policy Mgmt For TNA N/A 4 Authority to Set Auditor's Fees Mgmt For TNA N/A 5 Merger/Acquisition Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBVA CINS E11805103 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 3 Elect Francisco Gonzalez Rodriguez Mgmt For For For 4 Elect angel Cano Fernandez Mgmt For For For 5 Elect Ramon Bustamante y de la Mora Mgmt For For For 6 Elect Ignacio Ferrero Jordi Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Bi-Annual Share Incentive Plan Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Carry Out Formalities Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BANCO COMERCIAL PORTUGUS, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCP CINS X03188137 04/12/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Ratification of Board Acts Mgmt For TNA N/A 4 Remuneration Report (Management Board) Mgmt For TNA N/A 5 Remuneration Report (Supervisory Board) Mgmt For TNA N/A 6 Remuneration Committee Fees Mgmt For TNA N/A
7 Ratification of Co-Option of Management Board Mgmt For TNA N/A Member 8 Ratification of Co-Option of Vice Chairman of Mgmt For TNA N/A Management Board 9 Authority to Repurchase Shares Mgmt For TNA N/A 10 Authority to Repurchase Bonds Mgmt For TNA N/A 11 Amendments to Articles Mgmt N/A TNA N/A 12 Management Board Size; Election of Management Mgmt For TNA N/A Board Members
- -------------------------------------------------------------------------------- BANCO DE SABADELL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SAB CINS E15819191 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Amendments to Articles Mgmt For For For 3 Amendments to General Meeting Regulations Mgmt For For For 4 Amendments to Board of Directors Regulations Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Elect Jose Oliu Creus Mgmt For For For 7 Elect Joaquin Folch-Rusinol Corachan Mgmt For Against Against 8 Elect Miguel Bosser Rovira Mgmt For Against Against 9 Long-Term Incentive Plan Mgmt For Against Against 10 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 11 Authority to Issue Debt Instruments Mgmt For For For 12 Authority to Issue Convertible Securities w/ or Mgmt For For For w/o Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BANCO DE VALENCIA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BVA CINS E16100369 03/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 3 Amendments to Articles Mgmt For For For 4 Capitalization of Reserves Mgmt For For For 5 Authority to Issue Debt Instruments Mgmt For For For 6 Appointment of Auditor Mgmt For Against Against 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Carry Out Formalities Regarding Mgmt For For For Accounts and Reports 9 Authority to Carry Out Formalities Mgmt For For For 10 Minutes Mgmt For For For
- -------------------------------------------------------------------------------- BANCO ESPIRITO SANTO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BES CINS X0346X153 04/06/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For TNA N/A 2 Consolidated Accounts and Reports Mgmt For TNA N/A
3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Supervisory Council and Mgmt For TNA N/A Management Acts 5 Remuneration Policy Mgmt For TNA N/A 6 Medium-Term Incentive Plan for Executive Mgmt For TNA N/A Committee 7 Stock Option Plan for Senior Management Mgmt For TNA N/A 8 Amendment to Pension Plan for Board of Directors Mgmt For TNA N/A 9 Authority to Repurchase Shares/Bonds Mgmt For TNA N/A 10 Amendments to Articles Mgmt For TNA N/A 11 Status of Subsidiaries Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BANCO ESPIRITO SANTO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BES CINS X0346X153 07/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Shareholder Proposal Regarding the Election of Mgmt For For For Luis Carlos Trabuco Cappi
- -------------------------------------------------------------------------------- BANCO POPOLARE TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CINS T1872V103 01/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Convertible Debt Instruments Mgmt For TNA N/A 3 Amendments to Articles Mgmt For TNA N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BANCO POPOLARE S.C.A.R.L. TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CINS T1872V103 04/23/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Charitable Donations Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Stock Grant Plan Mgmt For TNA N/A 7 Supervisory Board Fees Mgmt For TNA N/A 8 Election of Supervisory Board Mgmt For TNA N/A 9 Election of Board of Arbitrators Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BANCO POPULAR ESPA*OL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS POP CINS E19550206 04/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 3 Scrip Dividend Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- BANCO SANTANDER S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CINS E19790109 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect angel Jado Becerro de Bengoa Mgmt For For For 5 Elect Francisco Javier Botin-Sanz de Sautuola y Mgmt For For For O'Shea 6 Elect Isabel Tocino Biscarolasaga Mgmt For For For 7 Elect Fernando de Asua alvarez Mgmt For For For 8 Elect Alfredo Saenz Abad Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Script Dividend Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Script Dividend Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments 17 Long-Term Incentive Plan Mgmt For For For 18 UK Employee Stock Purchase Plan Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF CYPRUS PUBLIC CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BOC CINS M16502128 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cyprus
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Election of Directors Mgmt For Against Against 3 Directors' Fees; Directors' Remuneration Report Mgmt For For For 4 Appointment of Auditor and Authority to Set Fees Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF KYOTO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J03990108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yasuo Kashihara Mgmt For Against Against 4 Elect Hideo Takasaki Mgmt For For For 5 Elect Masahiro Morise Mgmt For For For 6 Elect Issei Daido Mgmt For For For 7 Elect Hisayoshi Nakamura Mgmt For For For 8 Elect Yoshio Nishi Mgmt For For For 9 Elect Katsuyuki Toyobe Mgmt For For For 10 Elect Masayuki Kobayashi Mgmt For For For 11 Elect Junji Inoguchi Mgmt For For For 12 Elect Nobuhiro Doi Mgmt For For For 13 Elect Takayuki Matsumura Mgmt For For For 14 Elect Sadao Miyamura Mgmt For For For 15 Election of Alternate Statutory Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- BANK OF YOKOHAMA LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8332 CINS J04242103 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tadashi Ogawa Mgmt For For For 3 Elect Chiyuki Ohkubo Mgmt For For For 4 Elect Masaki Itoh Mgmt For For For 5 Elect Toshio Aoi Mgmt For For For 6 Elect Seiichi Yoneda Mgmt For For For 7 Elect Kiyoshi Kikuchi Mgmt For For For 8 Elect Atsushi Mochizuki Mgmt For For For 9 Elect Shohji Hanawa Mgmt For For For 10 Elect Harumi Sakamoto Mgmt For For For 11 Elect Ryuichi Kaneko Mgmt For For For
- -------------------------------------------------------------------------------- BANKINTER SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BKT CINS E2116H880 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For Against Against 8 Elect Alfonso Botin-Sanz de Sautuola Mgmt For Against Against 9 Board Size Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Deferred Shares Award Mgmt For For For 12 Employee Stock Purchase Plan Mgmt For For For 13 Authority To Carry Out Formalities Mgmt For For For 14 Remuneration Report Mgmt For Against Against 15 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BARC CINS G08036124 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Reuben Jeffrey III Mgmt For For For 4 Elect Marcus Agius Mgmt For For For 5 Elect David Booth Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Sir Andrew Likierman Mgmt For For For 9 Elect Christopher Lucas Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 17 Adoption of New Articles Mgmt For For For 18 Approval of SAYE Sharesave Plan Mgmt For For For
- -------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BARC CINS G08036124 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Disposal Mgmt For For For
- -------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Dematerialization of Bearer Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Approval of Remuneration Policy Mgmt For For For 11 Amend Article 17(2) Mgmt For For For 12 Amend Article 17(3) Mgmt For For For 13 Amend Article 18(2) Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BAYER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BAY CINS D0712D163 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Presentation of Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Compensation Policy Mgmt For For For 7 Increase in Authorized Capital I Mgmt For For For 8 Increase in Authorized Capital II Mgmt For For For 9 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 10 Authority to Repurchase Shares Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG (BMW) TICKER SECURITY ID: MEETING DATE MEETING STATUS BMW CINS D12096109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Henning Kagermann Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Compensation Policy Mgmt For Against Against 11 Intra-company Contracts/Control Agreements Mgmt For For For
- -------------------------------------------------------------------------------- BEIERSDORF AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BEI CINS D08792109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Increase in Authorized Capital I Mgmt For For For 10 Increase in Authorized Capital II Mgmt For For For 11 Increase in Authorized Capital III Mgmt For For For 12 Authority to Issue Convertible Bonds; Increase Mgmt For For For in Contingent Capital 13 Amendments to Articles Mgmt For For For 14 Compensation Policy Mgmt For For For
- -------------------------------------------------------------------------------- BELGACOM S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BELG CINS B10414116 01/04/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Partial Demerger of Telindus NV Mgmt For TNA N/A 7 Partial Demeger Impact Mgmt For TNA N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Partial Demerger of Belgacom Skynet N.V. Mgmt For TNA N/A 11 Partial Demerger Impact Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Approve Merger by Acquisition of Belgacom Mgmt For TNA N/A Mobile NV, Telindus NV and Telindus Sourcing NV 14 Reports and Discussion Mgmt For TNA N/A 15 Approve Merger by Takeover Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BELGACOM SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BELG CINS B10414116 04/14/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 10 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 11 Ratification of Robert Tollet's Acts Mgmt For TNA N/A 12 Ratification of Auditor's Acts Mgmt For TNA N/A 13 Ratification of Auditor's Acts Mgmt For TNA N/A 14 Elect Lutgart Van den Berghe Mgmt For TNA N/A 15 Elect Pierre-Alain de Smedt Mgmt For TNA N/A 16 Director Remuneration Mgmt For TNA N/A 17 Replacement of Auditor and Authority to Set Mgmt For TNA N/A Fees (Company Accounts)
18 Conclusion of Auditor's Term Mgmt For TNA N/A 19 Replacement of Auditor and Authority to Set Mgmt For TNA N/A Fees (Consolidated Accounts) 20 Appointment of Company Auditor Mgmt For TNA N/A 21 Approval of Absorbed Company's Accounts Mgmt For TNA N/A (Belgacom Mobile SA) 22 Ratification of Absorbed Company's Board Acts Mgmt For TNA N/A (Belgacom Mobile SA) 23 Ratification of Absorbed Company's Auditor's Mgmt For TNA N/A Acts (Belgacom Mobile SA) 24 Approval of Absorbed Company's Accounts Mgmt For TNA N/A (Telindus SA) 25 Ratification of Absorbed Company's Board Acts Mgmt For TNA N/A (Telindus SA) 26 Ratification of Absorbed Company's Auditor's Mgmt For TNA N/A Acts (Telindus SA) 27 Approval of Absorbed Company's Annual Accounts Mgmt For TNA N/A (Telindus Sourcing SA) 28 Ratification of Absorbed Company's Board Acts Mgmt For TNA N/A (Telindus Sourcing SA) 29 Ratification of Absorbed Company's Auditor's Mgmt For TNA N/A Acts (Telindus Sourcing SA) 30 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BELGACOM SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BELG CINS B10414116 04/14/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Shares as a Takeover Mgmt For TNA N/A Defense 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Authority to Increase Capital as a Takeover Mgmt For TNA N/A Defense 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Amend Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BENESSE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9783 CINS J0429N102 06/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Sohichiroh Fukutake Mgmt For For For 3 Elect Tamotsu Fukushima Mgmt For For For 4 Elect Kenichi Fukuhara Mgmt For For For 5 Elect Yukako Uchinaga Mgmt For For For 6 Elect Teruyasu Murakami Mgmt For For For 7 Elect Tamotsu Adachi Mgmt For For For 8 Elect Hiroyuki Mitani Mgmt For For For 9 Retirement Allowances for Director Mgmt For Against Against
- -------------------------------------------------------------------------------- BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BG CINS G1245Z108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Mark Seligman Mgmt For For For 5 Elect Peter Backhouse Mgmt For For For 6 Elect Lord Colin Sharman of Redlynch Mgmt For For For 7 Elect Philippe Varin Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- BHP BILLITON LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 3 Re-elect Carlos Cordeiro (BHP Billiton plc and Mgmt For For For BHP Billiton Limited) 4 Re-elect David Crawford (BHP Billiton plc and Mgmt For For For BHP Billiton Limited) 5 Re-elect Gail de Planque (BHP Billiton plc and Mgmt For For For BHP Billiton Limited) 6 Re-elect Marius Kloppers (BHP Billiton plc and Mgmt For For For BHP Billiton Limited) 7 Re-elect Don Argus (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 8 Elect Wayne Murdy (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 9 Appointment of Auditor and Authority to Set Mgmt For For For Fees (BHP Billiton plc) 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For (BHP Billiton plc) 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For (BHP Billiton plc) 12 Authority to Repurchase Shares (BHP Billiton Mgmt For For For plc) 13 Reduction of Issued Share Capital (April 30, Mgmt For For For 2010) 14 Reduction of Issued Share Capital (June 17, Mgmt For For For 2010) 15 Reduction of Issued Share Capital (September Mgmt For For For 15, 2010) 16 Reduction of Issued Share Capital (November 11, Mgmt For For For 2010) 17 Remuneration Report Mgmt For For For 18 Equity Grant (CEO Marius Kloppers) Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BHP BILLITON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BLT CINS G10877101 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 2 Elect Carlos Cordeiro (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 3 Elect David Crawford (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 4 Elect Gail de Planque (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 5 Elect Marius Kloppers (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 6 Elect Don Argus (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 7 Elect Wayne Murdy (BHP Billiton plc and BHP Mgmt For For For Billiton Limited) 8 Appointment of Auditor and Authority to Set Mgmt For For For Fees (BHP Billiton plc) 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For (BHP Billiton plc) 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For (BHP Billiton plc) 11 Authority to Repurchase Shares (BHP Billiton Mgmt For For For plc) 12 Reduction of Issued Share Capital (April 30, Mgmt For For For 2010) 13 Reduction of Issued Share Capital (June 17, Mgmt For For For 2010) 14 Reduction of Issued Share Capital (September Mgmt For For For 15, 2010) 15 Reduction of Issued Share Capital (November 11, Mgmt For For For 2010) 16 Directors' Remuneration Report Mgmt For For For 17 Equity Grant - Marius Kloppers Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BLUESCOPE STEEL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BSL CINS Q1415L102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Kevin McCann Mgmt For For For 5 Re-elect Daniel Grollo Mgmt For Against Against 6 Elect Kenneth Dean Mgmt For For For 7 Equity Grant (MD/CEO Paul O'Malley) Mgmt For For For
- -------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS BNP CINS F1058Q238 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends; Form of Mgmt For For For Dividend Payment 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Louis Schweitzer Mgmt For For For 10 Elect Michel Tilmant Mgmt For For For 11 Elect Emiel Van Broekhoven Mgmt For For For 12 Elect Meglena Kuneva Mgmt For For For
13 Elect Jean-Laurent Bonnafe Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Case of Mgmt For For For Exchange Offer 18 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 19 Global Dilution Ceiling on Increases in Capital Mgmt For For For w/o Preemptive Rights 20 Authority to Increase Capital Through Mgmt For For For Capitalizations 21 Global Dilution Ceiling on Increases in Capital Mgmt For For For w/ or w/out Preemptive Rights 22 Authority to Issue Shares Under Employee Mgmt For For For Savings Plan 23 Authority to Cancel Shares and Reduce Capital Mgmt For For For 24 Merger by Absorption of Fortis Banque France Mgmt For For For 25 Amendments to Articles Related to the Mgmt For For For Repurchase of Preferred Shares 26 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 2388 CINS Y0920U103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI Lihui Mgmt For Against Against 6 Elect ZHANG Yanling Mgmt For For For 7 Elect GAO Yingxin Mgmt For For For 8 Elect TUNG Chee Chen Mgmt For Against Against 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- BORAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BLD CINS Q16969109 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For Against Against 4 Re-elect Ken Moss Mgmt For For For 5 Renew Proportional Takeover Provisions Mgmt For For For 6 Equity Grant (CEO Designate Mr Mark Selway) Mgmt For For For
- -------------------------------------------------------------------------------- BOUYGUES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS EN CINS F11487125 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Elect Lucien Douroux Mgmt For For For 8 Elect Yves Gabriel Mgmt For For For 9 Elect Patrick Kron Mgmt For For For 10 Elect Jean Peyrelevade Mgmt For Against Against 11 Elect Francois-Henri Pinault Mgmt For Against Against 12 Elect Olivier Bouygues Mgmt For For For 13 Elect Colette Lewiner Mgmt For For For 14 Elect Sandra Nombret Mgmt For For For 15 Elect Michele Vilain Mgmt For For For 16 Elect Alain Pouyat as Censor Mgmt For For For 17 Appointment of Auditor (Mazars) Mgmt For For For 18 Appointment of Alternate Auditor (Philippe Mgmt For For For Castagnac) 19 Authority to Repurchase Shares Mgmt For Against Against 20 Authority to Cancel Shares and to Reduce Capital Mgmt For For For 21 Authority to Issue Restricted Stock Mgmt For For For 22 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 23 Authority to Increase Capital as a Takeover Mgmt For Against Against Defense 24 Amendments to Articles Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CINS G12793108 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority to Set Fees Mgmt For For For 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 21 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 22 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 23 Renewal of Executive Directors' Incentive Plan Mgmt For Against Against 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report on ShrHldr Against Against For Sunrise SAGD Project 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A 29 Non-Voting Meeting Note N/A N/A N/A N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A 31 Non-Voting Meeting Note N/A N/A N/A N/A 32 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- BRAMBLES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BXB CINS Q6634U106 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect John Mullen Mgmt For For For 4 Elect Brian Schwartz Mgmt For For For 5 Re-elect Graham Kraehe Mgmt For For For 6 Re-elect Stephen Johns Mgmt For For For 7 Re-elect S. Carolyn Kay Mgmt For For For 8 Amend Constitution Mgmt For For For
- -------------------------------------------------------------------------------- BRIDGESTONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 5108 CINS J04578126 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohshi Arakawa Mgmt For For For 4 Elect Kazuhisa Nishigai Mgmt For For For 5 Elect Masaaki Tsuya Mgmt For For For 6 Elect Mikio Masunaga Mgmt For For For 7 Elect Kazuo Kakehi Mgmt For For For 8 Elect Toru Tsuda Mgmt For For For 9 Elect Sakie Fukushima Tachibana Mgmt For For For 10 Elect Takao Enkawa Mgmt For For For 11 Elect Katsuji Hayashi Mgmt For For For 12 Election of Alternate Statutory Auditor Mgmt For For For 13 Retirement Allowances and Special Allowances Mgmt For Against Against for Statutory Auditors 14 Statutory Auditors' Fees Mgmt For For For 15 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- BRISA-AUTO ESTRADAS DE PORTUGAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BRI CINS X07448107 03/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Ratification of the Co-Option of Director Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Consolidated Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Supervisory Council Mgmt For TNA N/A Acts 6 Authority to Trade in Company Stock Mgmt For TNA N/A 7 Remuneration Report Mgmt For TNA N/A 8 Management Performance Criteria Mgmt For TNA N/A 9 Amendments to Articles Mgmt For TNA N/A 10 Sustainability Report Mgmt For TNA N/A
- -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BATS CINS G1510J102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Elect Ana Maria Llopis Mgmt For For For 8 Elect Christine Morin-Postel Mgmt For For For 9 Elect Anthony Ruys Mgmt For For For 10 Elect Richard Burrows Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Notice Period Mgmt For Against Against to 14 Days 19 Adoption of New Articles Mgmt For For For 20 Scrip Dividend Mgmt For For For
- -------------------------------------------------------------------------------- BRITISH LAND COMPANY PLC (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS BLND CINS G15540118 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Increase Authorised Capital Mgmt For For For
- -------------------------------------------------------------------------------- BRITISH LAND COMPANY PLC (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS BLND CINS G15540118 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect Chris Gibson-Smith Mgmt For For For 3 Elect Chris Grigg Mgmt For For For 4 Elect Andrew Jones Mgmt For For For 5 Elect Tim Roberts Mgmt For For For 6 Elect John Gildersleeve Mgmt For For For 7 Elect Aubrey Adams Mgmt For Against Against 8 Elect Robert Swannell Mgmt For Against Against 9 Elect Lord Turnbull Mgmt For Against Against 10 Appointment of Auditor Mgmt For Against Against 11 Authority to Set Auditor's Fees Mgmt For Against Against 12 Directors' Remuneration Report Mgmt For Against Against 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 17 EU Political Donations Mgmt For For For
- -------------------------------------------------------------------------------- BRITISH LAND COMPANY PLC (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS BLND CINS G15540118 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Joint Venture Mgmt For For For
- -------------------------------------------------------------------------------- BRITISH SKY BROADCASTING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BSY CINS G15632105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tom Mockridge Mgmt For For For 4 Elect Nicholas Ferguson Mgmt For For For 5 Elect Andrew Higginson Mgmt For Against Against 6 Elect Jacques Nasser Mgmt For For For 7 Elect Gail Rebuck Mgmt For For For 8 Elect David DeVoe Mgmt For For For 9 Elect Allan Leighton Mgmt For For For 10 Elect Arthur Siskind Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Directors' Remuneration Report Mgmt For Against Against 13 EU Political Donations Mgmt For For For 14 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 15 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- BT GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BT.A CINS G16612106 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Clayton Brendish Mgmt For For For 5 Elect Phil Hodkinson Mgmt For For For 6 Elect Tony Chanmugam Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Adoption of New Articles Mgmt For Against Against 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 14 EU Political Donations Mgmt For For For
- -------------------------------------------------------------------------------- BUNZL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BNZL CINS G16968110 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Roney Mgmt For For For 4 Elect Ulrich Wolters Mgmt For For For 5 Elect Philip Rogerson Mgmt For For For 6 Appointment of Auditor and Authority to Set Fees Mgmt For For For 7 Directors' Remuneration Report Mgmt For For For 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 12 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- BURBERRY GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BRBY CINS G1699R107 07/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Angela Ahrendts Mgmt For For For 5 Elect Stephanie George Mgmt For For For 6 Elect David Tyler Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 EU Political Donations Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- BUREAU VERITAS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BVI CINS F96888114 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Approval of Non-Tax Deductible Expenses Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Appointment of Auditor (PricewaterhouseCoopers) Mgmt For For For 9 Appointment of Auditor (Bellot Mullenbach & Mgmt For For For Associes) 10 Appointment of Alternate Auditor (Yves Nicolas) Mgmt For For For 11 Replacement of Alternate Auditor (Jean-Louis Mgmt For For For Brun d'Arre) 12 Authority to Repurchase Shares Mgmt For Against Against 13 Authority to Carry Out Formalities Mgmt For For For 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CABLE & WIRELESS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CW CINS G17416127 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Demerger Mgmt For For For
- -------------------------------------------------------------------------------- CABLE & WIRELESS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CW CINS G17416127 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Demerger Mgmt For For For
- -------------------------------------------------------------------------------- CABLE & WIRELESS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CW CINS G17416127 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Richard Lapthorne Mgmt For For For 5 Elect John Barton Mgmt For For For 6 Elect Mary Francis Mgmt For For For 7 Elect Penny Hughes Mgmt For For For 8 Elect Tim Pennington Mgmt For For For 9 Elect Simon Ball Mgmt For Against Against 10 Elect John Pluthero Mgmt For For For 11 Elect Kasper Rorsted Mgmt For Against Against 12 Appointment of Auditor Mgmt For Against Against 13 Authority to Set Auditor's Fees Mgmt For Against Against 14 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 15 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Amendment to the Long-Term Incentive Plan Mgmt For For For 19 Extension of Share Award Mgmt For For For 20 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- CAIRN ENERGY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNE CINS G17528251 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor and Authority to Set Fees Mgmt For For For 4 Elect Malcolm Thoms Mgmt For Against Against 5 Elect Jann Brown Mgmt For For For 6 Elect Simon Thomson Mgmt For Against Against 7 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 8 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Adoption of New Articles Mgmt For For For 11 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- CAIRN ENERGY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNE CINS G17528236 12/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Share Subdivision Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For 3 Conversion of Awards Under Long Term Incentive Mgmt For For For Plan 4 Conversion of Awards Under Share Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- CANON INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 7751 CINS J05124144 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Fujio Mitarai Mgmt For Against Against 3 Elect Tsuneji Uchida Mgmt For For For 4 Elect Toshizo Tanaka Mgmt For For For 5 Elect Toshiaki Ikoma Mgmt For For For 6 Elect Kunio Watanabe Mgmt For For For
7 Elect Yohroku Adachi Mgmt For For For 8 Elect Yasuo Mitsuhashi Mgmt For For For 9 Elect Tomonori Iwashita Mgmt For For For 10 Elect Masahiro Ohsawa Mgmt For For For 11 Elect Shigeyuki Matsumoto Mgmt For For For 12 Elect Katsuichi Shimizu Mgmt For For For 13 Elect Ryohichi Bamba Mgmt For For For 14 Elect Toshio Honma Mgmt For For For 15 Elect Masaki Nakaoka Mgmt For For For 16 Elect Haruhisa Honda Mgmt For For For 17 Elect Hideki Ozawa Mgmt For For For 18 Elect Masaya Maeda Mgmt For For For 19 Elect Shunji Onda Mgmt For For For 20 Elect Kazunori Watanabe Mgmt For Against Against 21 Elect Kuniyoshi Kitamura Mgmt For For For 22 Retirement Allowances for Directors Mgmt For For For 23 Special Allowances for Statutory Auditors Mgmt For Against Against 24 Bonus Mgmt For For For 25 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- CAP GEMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CAP CINS F13587120 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Board Acts Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Yann Delabriere Mgmt For For For 8 Elect Paul Hermelin Mgmt For For For 9 Elect Michel Jalabert Mgmt For For For 10 Elect Serge Kampf Mgmt For For For 11 Elect Philip Laskawy Mgmt For For For 12 Elect Ruud van Ommeren Mgmt For For For 13 Elect Terry Ozan Mgmt For For For 14 Elect Bruno Roger Mgmt For For For 15 Elect Laurence Dors Mgmt For For For 16 Appointment of Censor (Pierre Hessler) Mgmt For For For 17 Appointment of Censor (Geoff Unwin) Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Cancel Shares and Reduce Capital Mgmt For For For 20 Authority to Increase Capital through Mgmt For For For Capitalizations 21 Global Ceilings on Increases in Capital Mgmt For For For 22 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 23 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 24 Authority to Issue Shares and/or Convertible Mgmt For For For Securities through Private Placement; Authority to Issue Debt Instruments 25 Authority to Increase Share Issuance Limit Mgmt For For For 26 Authority to Set Offering Price of Shares Mgmt For For For 27 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 28 Authority to Increase Capital in Case of Mgmt For For For Exchange Offer 29 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan
30 Amendments Regarding Designation of Vice Mgmt For For For Chairman 31 Authority to Carry Out Formalities Mgmt For For For 32 Non-Voting Meeting Note N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CAPITA GROUP PLC (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS CPI CINS G1846J115 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Paul Pindar Mgmt For For For 5 Elect Simon Pilling Mgmt For Against Against 6 Elect Bill Grimsey Mgmt For Against Against 7 Appointment of Auditor Mgmt For Against Against 8 Authority to Set Auditor's Fees Mgmt For Against Against 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 SAYE Plan Renewal Mgmt For For For 15 Deferred Annual Bonus Plan Renewal Mgmt For For For
- -------------------------------------------------------------------------------- CAPITAL SHOPPING CENTRES GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LII CINS G8995Y108 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Andrew Huntley Mgmt For For For 4 Elect Andrew Strang Mgmt For For For 5 Elect John Abel Mgmt For For For 6 Elect Richard Gordon Mgmt For For For 7 Elect D. Patrick Burgess Mgmt For For For 8 Elect Neil Sachdev Mgmt For For For 9 Elect Ian Hawksworth Mgmt For For For 10 Elect Graeme Gordon Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Directors' Remuneration Report Mgmt For Against Against 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 18 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- CAPITALAND LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C31 CINS Y10923103 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect HU Tsu Tau Mgmt For For For 5 Elect Richard Hale Mgmt For For For 6 Elect Peter SEAH Lim Huat Mgmt For Against Against
7 Elect LIEW Mun Leong Mgmt For Against Against 8 Elect FU Yuning Mgmt For Against Against 9 Elect John Morschel Mgmt For For For 10 Appointment of Auditor and Authority to Set Fees Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Elect NG Kee Choe Mgmt For For For 13 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights
- -------------------------------------------------------------------------------- CAPITALAND LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C31 CINS Y10923103 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Adoption of CapitaLand Performance Share Plan Mgmt For Against Against 2010 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Adoption of the CapitaLand Restricted Share Mgmt For Against Against Plan 2010 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CAPITALAND LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C31 CINS Y10923103 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of Spin-Off and Listing of a Subsidiary Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CARLSBERG A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CARL-B CINS K36628137 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports; Ratification of Board and Mgmt For For For Management Acts 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Amendment Regarding Company's Address Mgmt For For For 8 Amendment Regarding Official Language Mgmt For For For 9 Amendment Regarding Electronic Communication Mgmt For For For 10 Amendment Regarding Meeting Notice and Meeting Mgmt For For For Location 11 Amendment Regarding Extraordinary General Mgmt For For For Meetings 12 Amendment Regarding General Meeting Mgmt For For For 13 Amendments Regarding Meeting Documents Mgmt For For For 14 Amendment Regarding Voting Rights and Admission Mgmt For For For 15 Amendment Regarding Shareholder Proposals Mgmt For For For 16 Amendment Regarding Proxies Mgmt For For For 17 Amendment Regarding Meeting Agenda Mgmt For For For
18 Amendment Regarding Meeting Minutes Mgmt For For For 19 Amendments to Articles Mgmt For For For 20 Elect Jess Soderberg Mgmt For For For 21 Elect Flemming Besenbacher Mgmt For For For 22 Elect Per ohrgaard Mgmt For Against Against 23 Elect Lars Stemmerik Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CINS G19081101 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Repurchase Shares Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Shareholder Proposal Regarding Retention of ShrHldr Against Against For Shares After Retirement 28 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CARREFOUR TICKER SECURITY ID: MEETING DATE MEETING STATUS CA CINS F13923119 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification of Board Acts Mgmt For Abstain Against 5 Consolidated Accounts and Reports Mgmt For Abstain Against 6 Severance Package (Lars Olofsson) Mgmt For Abstain Against 7 Retirement Benefits (Lars Olofsson) Mgmt For Abstain Against 8 Allocation of Profits/Dividends Mgmt For For For 9 Elect Anne-Claire Taittinger Mgmt For For For 10 Elect Sebastien Bazin Mgmt For For For 11 Elect Thierry Breton Mgmt For For For 12 Elect Charles Edelstenne Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 16 Authority to Issue Restricted Stock to Mgmt For Against Against Employees and Executives
- -------------------------------------------------------------------------------- CASINO GUICHARD-PERRACHON TICKER SECURITY ID: MEETING DATE MEETING STATUS CO CINS F14133106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For Against Against 10 Ratification of Appointment of Censor Mgmt For For For 11 Authority to Set Censor's Fees Mgmt For For For 12 Replacement of Auditor Mgmt For For For 13 Replacement of Auditor Mgmt For For For 14 Replacement of Alternate Auditor Mgmt For For For 15 Replacement of Alternate Auditor Mgmt For For For 16 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Through Private Placement; Authority to Issue Debt Instruments 17 Authority to Grant Stock Options Mgmt For Against Against 18 Authority to Issue Warrants Mgmt For Against Against 19 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 20 Merger by Absorption of Viver Mgmt For For For 21 Amendments Regarding Merger Mgmt For For For 22 Amendments Regarding Electronic Voting and Mgmt For For For Double Voting Rights 23 Authority to Carry Out Formalities Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CASIO COMPUTER COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J05250139 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Toshio Kashio Mgmt For Against Against 5 Elect Kazuo Kashio Mgmt For For For 6 Elect Yukio Kashio Mgmt For For For 7 Elect Fumitsune Murakami Mgmt For For For 8 Elect Takatoshi Yamamoto Mgmt For For For 9 Elect Akinori Takagi Mgmt For For For 10 Elect HIroshi Nakamura Mgmt For For For 11 Elect Akira Kashio Mgmt For For For 12 Elect Tadashi Takasu Mgmt For For For 13 Elect Susumu Takashima Mgmt For For For 14 Elect Kohichi Takeichi Mgmt For For For 15 Elect Yuhichi Masuda Mgmt For For For
- -------------------------------------------------------------------------------- CELESIO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CLS CINS D1497R112 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Increase in Authorized Capital Mgmt For Against Against 10 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 11 Amendments to Articles Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Elect Jurgen Kluge Mgmt For For For 14 Compensation Policy Mgmt For Against Against
- -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 9022 CINS J05523105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiyuki Kasai Mgmt For Against Against 4 Elect Masayuki Matsumoto Mgmt For For For 5 Elect Yoshiomi Yamada Mgmt For For For 6 Elect Kohshi Akutsu Mgmt For For For 7 Elect Toyonori Noda Mgmt For For For 8 Elect Kohei Tsuge Mgmt For For For 9 Elect Tsutomu Morimura Mgmt For For For 10 Elect Junichi Hirasawa Mgmt For For For 11 Elect Mitsuru Nakamura Mgmt For For For 12 Elect Shin Kaneko Mgmt For For For 13 Elect Masaki Seki Mgmt For For For 14 Elect Naotoshi Yoshikawa Mgmt For For For 15 Elect Katsumi Miyazawa Mgmt For For For 16 Elect Mamoru Uno Mgmt For For For 17 Elect Yoshiki Suyama Mgmt For For For 18 Elect Yoshito Tsubouchi Mgmt For For For 19 Elect Hidenori Fujii Mgmt For For For 20 Elect Sumio Atsuchi Mgmt For For For 21 Elect Kiyoshi Watanabe Mgmt For For For 22 Elect Hideyuki Shohji Mgmt For For For 23 Elect Fujio Choh Mgmt For For For 24 Elect Kenji Koroyasu Mgmt For For For 25 Elect Kohtaroh Mizuno Mgmt For For For 26 Elect Osamu Nakayama Mgmt For For For
- -------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Roger Carr Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect Phil Bentley Mgmt For For For 7 Elect Nick Luff Mgmt For For For 8 Elect Chris Weston Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authorisation of Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 17 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0001 CINS Y13213106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Elect Victor LI Tzar Kuoi Mgmt For Against Against 6 Elect Edmond IP Tak Chuen Mgmt For Against Against 7 Elect Justin CHIU Kwok Hung Mgmt For For For 8 Elect Roland CHOW Kun Chee Mgmt For For For 9 Elect Anthony YEH Yuan Chang Mgmt For For For 10 Elect Albert CHOW Nin Mow Mgmt For Against Against 11 Elect Rosanna WONG Yick Ming Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- CHIBA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J05670104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tadashi Itoh Mgmt For For For 4 Elect Masahisa Shiizu Mgmt For For For 5 Elect Takashi Suda Mgmt For For For 6 Elect Tetsuya Koike Mgmt For For For 7 Elect Kyohichi Hanashima Mgmt For Against Against 8 Elect Masao Morimoto Mgmt For Against Against 9 Retirement and Special Allowances for Directors Mgmt For Against Against and Statutory Auditors 10 Bonus Mgmt For For For 11 Directors' and Statutory Auditors' Fees Mgmt For For For 12 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- CHRISTIAN DIOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CINS F26334106 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Renaud Donnedieu de Vabres Mgmt For For For 9 Elect Eric Guerlain Mgmt For Against Against 10 Elect Christian de Labriffe Mgmt For For For 11 Elect Segolene Gallienne Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Cancel Shares and Reduce Capital Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CHUBU ELECTRIC POWER COMPANY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9502 CINS J06510101 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masakazu Aida Mgmt For For For 4 Elect Norihisa Itoh Mgmt For For For 5 Elect Tomohiko Ohno Mgmt For For For 6 Elect Satoru Katsuno Mgmt For For For 7 Elect Hideko Katsumata Mgmt For For For 8 Elect Yuhji Kume Mgmt For For For 9 Elect Masatoshi Sakaguchi Mgmt For For For 10 Elect Katsuji Noda Mgmt For For For 11 Elect Shun Matsushita Mgmt For For For 12 Elect Kazuhiro Matsubara Mgmt For For For 13 Elect Akira Matsuyama Mgmt For For For 14 Elect Ryohsuke Mizutani Mgmt For For For 15 Elect Akihisa Mizuno Mgmt For For For 16 Elect Toshio Mita Mgmt For Against Against 17 Elect Yoshihito Miyaike Mgmt For For For 18 Bonus Mgmt For For For 19 Shareholder Proposal Regarding Allocation of ShrHldr Against Against For Profits/Dividends 20 Shareholder Proposal Regarding Ban of Nuclear ShrHldr Against Against For Power Generation 21 Shareholder Proposal Regarding Decommissioning ShrHldr Against Against For of Nuclear Power Plants 22 Shareholder Proposal Regarding Adaption of ShrHldr Against Against For Renewable Small Distributed Energy Generation 23 Shareholder Proposal Regarding Ban of Large ShrHldr Against Against For Power Plants 24 Shareholder Proposal Regarding Adoption and of ShrHldr Against Against For Disclosure Business Ethics and Conduct 25 Shareholder Proposal Regarding Phase out of ShrHldr Against Against For Fast Breeder Reactor
- -------------------------------------------------------------------------------- CHUGAI PHARMACEUTICAL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4519 CINS J06930101 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Osamu Nagayama Mgmt For For For 3 Elect Motooh Ueno Mgmt For For For 4 Elect Ryuzoh Kodama Mgmt For For For 5 Elect Tatsumi Yamazaki Mgmt For For For 6 Elect Tatsuroh Kosaka Mgmt For For For 7 Elect Yasuo Ikeda Mgmt For For For 8 Elect William Burns Mgmt For For For 9 Elect Erich Hunziker Mgmt For For For 10 Elect Pascal Soriot Mgmt For For For 11 Elect Jean Garaud Mgmt For For For
- -------------------------------------------------------------------------------- CHUGOKU ELECTRIC POWER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J07098106 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yasuhisa Iwasaki Mgmt For For For 3 Elect Masaki Ono Mgmt For For For 4 Elect Hirofumi Obata Mgmt For For For 5 Elect Tomohide Karita Mgmt For For For
6 Elect Ei Kumagaya Mgmt For For For 7 Elect Yoshio Kumano Mgmt For For For 8 Elect Mareshige Shimizu Mgmt For For For 9 Elect Shuichi Shirahige Mgmt For For For 10 Elect Tohru Jinde Mgmt For For For 11 Elect Kohsuke Hayashi Mgmt For For For 12 Elect Tadashi Fukuda Mgmt For Against Against 13 Elect Kazuhisa Fukumoto Mgmt For For For 14 Elect Hiroshi Fujii Mgmt For For For 15 Elect Mitsuo Matsui Mgmt For For For 16 Elect Takashi Yamashita Mgmt For For For 17 Shareholder Proposal Regarding Redistribution ShrHldr Against Against For of Profits 18 Shareholder Proposal Regarding Ban of Nuclear ShrHldr Against Against For Power Generation 19 Shareholder Proposal Regarding Ban of Nuclear ShrHldr Against Against For Fuel Recycling 20 Shareholder Proposal Regarding Formation of ShrHldr Against Against For Environmental Committee of the Board 21 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Board Member
- -------------------------------------------------------------------------------- CHUO MITSUI TRUST HOLDINGS,INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J0752J108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kazuo Tanabe Mgmt For Against Against 5 Elect Kunitaroh Kitamura Mgmt For For For 6 Elect Nobuo Iwasaki Mgmt For For For 7 Elect Shinji Ochiai Mgmt For For For 8 Elect Jun Okuno Mgmt For For For 9 Elect Ken Sumida Mgmt For For For 10 Retirement Allowances for Directors Mgmt For For For
- -------------------------------------------------------------------------------- CIMPOR - CIMENTOS DE PORTUGAL SGPS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CRR CINS X13765106 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For TNA N/A 2 Consolidated Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board and Supervisory Council Mgmt For TNA N/A Acts 5 Ratification of the Co-Option of Pedro Manuel Mgmt For TNA N/A Abecassis Empis 6 Shareholders Proposal Regarding the Eligibility Mgmt For TNA N/A of Nominees of Governing Bodies 7 Shareholder Proposal Regarding Election of Mgmt For TNA N/A Directors 8 Amendments to Articles Mgmt For TNA N/A 9 Remuneration Report Mgmt For TNA N/A 10 Authority to Issue Shares Under Employee Share Mgmt For TNA N/A Purchase Plan 11 Authority to Grant Shares under the Stock Mgmt For TNA N/A Option Plan 12 Authority to Trade in Company Stock Mgmt For TNA N/A
- -------------------------------------------------------------------------------- CINTRA CONCESIONES DE INFRAESTRUCTURAS DE TRANSPORTE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CIN CINS E3125D100 10/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Spin-off Balance Sheet Mgmt For For For 4 Spin-off Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Merger Balance Sheet Mgmt For For For 7 Issuance of Shares Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to General Meeting Regulations Mgmt For For For 10 Merger Mgmt For For For 11 Removal of Board of Directors Mgmt For For For 12 Board Size Mgmt For For For 13 Elect Rafael del Pino y Calvo-Sotelo Mgmt For For For 14 Elect Jose Maria Perez Tremps Mgmt For For For 15 Elect Santiago Bergareche Busquet Mgmt For For For 16 Elect Jaime Carvajal Urquijo Mgmt For For For 17 Elect Portman Baela, S.L. Mgmt For For For 18 Elect Juan Arena de la Mora Mgmt For For For 19 Elect Santiago Eguidazu Mayor Mgmt For For For 20 Elect Joaquin Ayuso Garcia Mgmt For For For 21 Elect Gabriele Burgio Mgmt For For For 22 Elect Maria del Pino y Calvo-Sotelo Mgmt For For For 23 Elect Santiago Fernandez Valbuena Mgmt For For For 24 Elect Inigo Meiras Amusco Mgmt For For For 25 Elect Jose Fernando Sanchez-Junco Mans Mgmt For For For 26 Directors' Fees Mgmt For For For 27 Review of Directors' Fees Mgmt For For For 28 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 29 Authority to Issue Convertible Debt Instruments Mgmt For For For 30 Authority to Repurchase Shares Mgmt For For For 31 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- CITIZEN HOLDINGS CO., LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7762 CINS J07938111 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsuyuki Kanamori Mgmt For For For 4 Elect Toshio Koga Mgmt For For For 5 Elect Takeshi Kakishima Mgmt For For For 6 Elect Kenji Sugimoto Mgmt For For For 7 Elect Kazumoto Yamamoto Mgmt For For For 8 Elect Teruaki Aoki Mgmt For For For 9 Elect Toshio Tokura Mgmt For For For 10 Elect Mikio Unno Mgmt For For For 11 Elect Katsushige Osano Mgmt For For For 12 Elect Takeshi Hayasaka Mgmt For Against Against 13 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- CITY DEVELOPMENTS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C09 CINS V23130111 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Kwek Leng Beng Mgmt For Against Against 5 Elect HAN Vo-Ta Mgmt For For For 6 Elect Yeo Liat Kok Philip Mgmt For For For 7 Elect CHEE Keng Soon Mgmt For Against Against
8 Elect TANG See Chim Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For Abstain Against 10 Authority to Issue Shares w/ or w/o Preemptive Mgmt For Against Against Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares at Discount Mgmt For Against Against 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Grant Awards and Issue Shares Mgmt For Against Against under the City Developments Share Option Scheme 2001 18 Renewal of Related Party Transactions Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CLP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0002 CINS Y1660Q104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Nicholas Allen Mgmt For For For 5 Elect Vernon Moore Mgmt For For For 6 Elect Hansen LOH Chung Hon Mgmt For For For 7 Elect Peter TSE Pak Wing Mgmt For For For 8 Elect Andrew Brandler Mgmt For For For 9 Elect Paul Theys Mgmt For For For 10 Elect Michael Kadoorie Mgmt For Against Against 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Remuneration of Non-executive and Independent Mgmt For For For Directors 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- CNP ASSURANCES TICKER SECURITY ID: MEETING DATE MEETING STATUS CNP CINS F1876N318 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Severance Package (Gilles Benoist) Mgmt For For For 9 Ratification of the Co-option of Tommaso Mgmt For For For Padoa-Schioppa 10 Authority to Repurchase Shares Mgmt For Against Against 11 Replacement of Auditor and Alternate Auditor Mgmt For For For 12 Appointment of Auditor and Replacement of Mgmt For For For Alternate Auditor 13 Stock Split Mgmt For For For 14 Amendment to Articles Regarding Stock Split Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- COCA-COLA AMATIL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CINS Q2594P146 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Jillian Broadbent Mgmt For For For 5 Re-elect Geoffrey Kelly Mgmt For For For 6 Elect Martin Jansen Mgmt For Against Against 7 Equity Grant (Group MD Terry Davis) Mgmt For For For
- -------------------------------------------------------------------------------- COCA-COLA HELLENIC BOTTLING CO. S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS EEEK CINS X1435J139 06/21/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Auditors' Acts Mgmt For TNA N/A 5 Directors' Fees Mgmt For TNA N/A 6 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Co-Option of Board Member Mgmt For TNA N/A 9 Amendment to Articles Regarding the Corporate Mgmt For TNA N/A Purpose 10 Amendments to the Stock Option Programs Mgmt For TNA N/A
- -------------------------------------------------------------------------------- COCA-COLA HELLENIC BOTTLING CO. S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS EEEK CINS X1435J139 10/16/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Increase in Authorized Capital Mgmt For TNA N/A 3 Authority to Reduce Share Capital Mgmt For TNA N/A 4 Amendments to Articles Mgmt For TNA N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- COLOPLAST A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS COLO-B CINS K16018184 12/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Amendments to Articles Regarding Notice of Mgmt For For For Meeting 7 Compensation Guidelines Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For 9 Election of Directors Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- COLRUYT TICKER SECURITY ID: MEETING DATE MEETING STATUS COLR CINS B26882165 09/16/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Presentation of Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits Mgmt For TNA N/A 5 Profit Sharing Scheme Mgmt For TNA N/A 6 Allocation of Dividends Mgmt For TNA N/A 7 Allocation of Profits Mgmt For TNA N/A 8 Profit Sharing Scheme Mgmt For TNA N/A 9 Ratification of Board Acts Mgmt For TNA N/A 10 Ratification of Statutory Auditor's Acts Mgmt For TNA N/A 11 Elect Frans Colruyt (Farik NV) Mgmt For TNA N/A 12 Elect Piet Colruyt Mgmt For TNA N/A 13 Elect Frans Colruyt Mgmt For TNA N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- COLRUYT TICKER SECURITY ID: MEETING DATE MEETING STATUS COLR CINS B26882165 10/16/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Authority to Issue Shares Mgmt For TNA N/A 6 Approval of Share Issuance Price Mgmt For TNA N/A 7 Authority to Eliminate Preemptive Rights Mgmt For TNA N/A 8 Authority to Increase Authorized Share Capital Mgmt For TNA N/A 9 Approval of Subscription Period Mgmt For TNA N/A 10 Authority to Carry Out Formalities Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Amendment to Corporate Purpose Mgmt For TNA N/A 14 Amendment Regarding Term of Share Repurchase Mgmt For TNA N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For TNA N/A 17 Authority to Cancel Repurchased Shares Mgmt For TNA N/A 18 Authority to Carry Out Formalities Mgmt For TNA N/A
- -------------------------------------------------------------------------------- COMMERZBANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CBK CINS D15642107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For Against Against 5 Ratification of Supervisory Board Acts Mgmt For Against Against 6 Compensation Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Appointment of Auditor for Interim Statements Mgmt For For For 9 Authority to Trade in Company Stock Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital
12 Authority to Issue Shares to German Financial Mgmt For For For Market Stabilization Fund; Increase in Conditional Capital II 13 Amendments to Articles Mgmt For For For 14 Shareholder Proposal Regarding Vote of No ShrHldr Against Against For Confidence in the Management Board 15 Shareholder Proposal Regarding Removal of ShrHldr Against Against For Supervisory Board Member Helmut Perlet 16 Shareholder Proposal Regarding Appointment of ShrHldr Against For Against Special Auditor 17 Shareholder Proposal Regarding Appointment of ShrHldr Against For Against Special Auditor
- -------------------------------------------------------------------------------- COMMONWEALTH BANK OF AUSTRALIA TICKER SECURITY ID: MEETING DATE MEETING STATUS CBA CINS Q26915100 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Re-elect S. Carolyn Kay Mgmt For For For 5 Re-elect Fergus Ryan Mgmt For For For 6 Re-elect David Turner Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Equity Grant (CEO Ralph Norris) Mgmt For For For
- -------------------------------------------------------------------------------- COMPAGNIE DE SAINT-GOBAIN TICKER SECURITY ID: MEETING DATE MEETING STATUS SGO CINS F80343100 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Elect Pierre-Andre de Chalendar Mgmt For For For 8 Severance Package (Pierre Andre de Chalendar) Mgmt For Against Against 9 Supplementary Retirement Plan (Pierre-Andre de Mgmt For For For Chalendar) 10 Life Insurance (Pierre-Andre de Chalendar) Mgmt For For For 11 Related Party Transaction (Jean-Louis Beffa and Mgmt For Against Against Societe Civile Immobiliere) 12 Authority to Repurchase Shares Mgmt For For For 13 Appointment of Auditor (PricewaterhouseCoopers Mgmt For For For Audit) 14 Appointment of Alternate Auditor (Yves Nicolas) Mgmt For For For 15 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 16 Amendments to Articles Regarding Electronic Mgmt For For For Voting 17 Authority to Carry Out Formalities Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CFR CINS H25662158 09/09/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board Acts Mgmt For TNA N/A 5 Elect Johann Rupert Mgmt For TNA N/A 6 Elect Jean-Paul Aeschimann Mgmt For TNA N/A 7 Elect Dr. Franco Cologni Mgmt For TNA N/A 8 Elect Lord Douro Mgmt For TNA N/A 9 Elect Yves-Andre Istel Mgmt For TNA N/A 10 Elect Richard Lepeu Mgmt For TNA N/A 11 Elect Ruggero Magnoni Mgmt For TNA N/A 12 Elect Simon Murray Mgmt For TNA N/A 13 Elect Alain Dominique Perrin Mgmt For TNA N/A 14 Elect Norbert Platt Mgmt For TNA N/A 15 Elect Alan Quasha Mgmt For TNA N/A 16 Elect Lord Renwick of Clifton Mgmt For TNA N/A 17 Elect Jan Rupert Mgmt For TNA N/A 18 Elect Jurgen Schrempp Mgmt For TNA N/A 19 Elect Martha Wikstrom Mgmt For TNA N/A 20 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- COMPAGNIE GENERALE DE GEOPHYSIQUE-VERITAS (CGG VERITAS) TICKER SECURITY ID: MEETING DATE MEETING STATUS GA CINS F2349S108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Elect Remi Dorval Mgmt For For For 9 Elect Denis Ranque Mgmt For For For 10 Elect Kathleen Sendall Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Convertible Mgmt For For For Securities through Private Placement; Authority to Issue Debt Instruments 17 Authority to Set Offering Price of Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Increase Share Issuance Limit Mgmt For For For 19 Authority to Increase Capital through Mgmt For For For Capitalizations 20 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 21 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 22 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 23 Authority to Issue Restricted Shares to Mgmt For Against Against Employees and Executives Based on Performance Criteria 24 Authority to Issue Restricted Shares to Mgmt For Against Against Employees 25 Authority to Cancel Shares and Reduce Capital Mgmt For For For 26 Authority to Issue Debt Instruments Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For 28 Work Council Proposal Regarding Executive and Mgmt Against Against For Employee Equity
- -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN TICKER SECURITY ID: MEETING DATE MEETING STATUS ML CINS F61824144 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Form of Mgmt For For For Dividend Payment 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Laurence Parisot Mgmt For For For 9 Elect Pat Cox Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Appointment of Alternate Auditor Mgmt For For For 12 Replacement of Auditor Mgmt For For For 13 Replacement of Alternate Auditor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For Against Against 15 Authority to Issue Debt Instruments Mgmt For For For 16 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Securities Mgmt For For For Through a Public Offer w/o Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Share Issuance Limit Mgmt For For For 20 Authority to Increase Capital Through Mgmt For For For Capitalizations 21 Authority to Increase Capital in Case of Mgmt For For For Exchange Offer; Authority to Increase Capital in Consideration for Contributions in Kind 22 Authority to Issue Shares Under Employee Mgmt For For For Savings Plan 23 Authority to Cancel Shares and Reduce Capital Mgmt For For For 24 Global Ceiling on Increases In Capital Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- COMPAGNIE NATIONAL PORTEFEUILLE TICKER SECURITY ID: MEETING DATE MEETING STATUS NAT CINS B2474T107 04/15/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Cancel Shares Mgmt For TNA N/A 4 Transfer of Reserves Mgmt For TNA N/A 5 Amendment to Articles Regarding Share Capital Mgmt For TNA N/A 6 Amendments Regarding Board Committees Mgmt For TNA N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- COMPAGNIE NATIONAL PORTEFEUILLE TICKER SECURITY ID: MEETING DATE MEETING STATUS NAT CINS B2474T107 04/15/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 4 Ratification of Board Acts Mgmt For TNA N/A 5 Ratification of Auditor's Acts Mgmt For TNA N/A 6 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 7 Authority to Repurchase Shares Mgmt For TNA N/A 8 Authority to Grant Stock Options to Employees Mgmt For TNA N/A and Executives 9 Change of Control Provision for 2010 Stock Mgmt For TNA N/A Option Plan 10 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- COMPASS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPG CINS G23296182 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Don Robert Mgmt For For For 5 Elect Gary Green Mgmt For For For 6 Elect Sir Ian Robinson Mgmt For For For 7 Elect Steve Lucas Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Long Term Incentive Plan 2010 Mgmt For For For 14 Share Option Plan 2010 Mgmt For For For 15 EU Political Donations Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- COMPUTERSHARE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CPU CINS Q2721E105 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For Against Against 4 Re-elect Penelope Maclagan Mgmt For Against Against 5 Re-elect Penelope Maclagan Mgmt For Against Against 6 Equity Plan (Deferred LTIP) Mgmt For Against Against 7 Approve Termination Benefit Mgmt For Against Against
- -------------------------------------------------------------------------------- CONTACT ENERGY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEN CINS Q2818G104 10/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual New Zealand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Susan Sheldon Mgmt For For For 6 Elect David Baldwin Mgmt For For For 7 Re-elect Grant King Mgmt For For For 8 Re-elect Bruce Beeren Mgmt For Against Against 9 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CORIO N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CORA CINS N2273C104 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Allocation of Optional Dividend Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- CREDIT AGRICOLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ACA CINS F22797108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification of Board Mgmt For For For Acts; Approval of Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Form of Dividend Payment Mgmt For For For 9 Departure Indemnity (Rene Carron) Mgmt For Against Against 10 Termination of Contract (Bernard Mary) Mgmt For For For 11 Contract Reactivation; Retirement Benefits Mgmt For For For (Jean-Yves Hocher) 12 Contract Reactivation; Retirement Benefits Mgmt For For For (Jacques Lenormand) 13 Conditions of Termination of Office Mgmt For For For (Jean-Frederic de Leusse) 14 Supplementary Retirement Benefits (Georges Mgmt For For For Pauget) 15 Severance Package and Retirement Benefits Mgmt For Against Against (Jean-Paul Chifflet) 16 Severance Package and Retirement Benefits Mgmt For Against Against (Michel Mathieu) 17 Severance Package and Retirement Benefits Mgmt For Against Against (Bruno de Laage) 18 Ratification of the Co-option of Philippe Mgmt For For For Brassac 19 Elect Philippe Brassac Mgmt For For For 20 Ratification of the Co-Option of Veronique Mgmt For For For Flachaire 21 Elect Veronique Flachaire Mgmt For For For 22 Elect Claude Henry Mgmt For For For 23 Ratification of the Co-option of Bernard Lepot Mgmt For For For
24 Elect Jean-Marie Sander Mgmt For For For 25 Elect Christian Talgorn Mgmt For For For 26 Elect Monica Mondardini Mgmt For For For 27 Directors' Fees Mgmt For For For 28 Authority to Repurchase Ordinary Shares Mgmt For Against Against 29 Authority to Issue Ordinary Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 30 Authority to Issue Ordinary Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 31 Authority to Issue Ordinary Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 32 Authority to Increase Ordinary Share Issuance Mgmt For Against Against Limit 33 Authority to Issue Ordinary Shares in Mgmt For Against Against Consideration for Contributions in Kind 34 Authority to Set Offering Price of Shares w/o Mgmt For For For Preemptive Rights 35 Global Ceiling on Increases in Capital Mgmt For For For 36 Authority to Issue Debt Instruments Mgmt For For For 37 Authority to Increase Capital Through Mgmt For For For Capitalizations 38 Authority to Issue Ordinary Shares Under Mgmt For For For Employee Savings Plan 39 Authority to Issue Ordinary Shares for Overseas Mgmt For For For Employees' Benefits 40 Authority to Issue Restricted Shares to Mgmt For Against Against Employees and Executives 41 Authority to Cancel Shares and Reduce Capital Mgmt For For For 42 Employee Shareholder Proposal Regarding FCPE ShrHldr N/A Against N/A Board Composition 43 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- CREDIT SAISON COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8253 CINS J7007M109 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Hiroshi Rinno Mgmt For Against Against 5 Elect Teruyuki Maekawa Mgmt For For For 6 Elect Toshiharu Yamamoto Mgmt For For For 7 Elect Naoki Takahashi Mgmt For For For 8 Elect Hidetoshi Suzuki Mgmt For For For 9 Elect Haruhisa Kaneko Mgmt For For For 10 Elect Takayoshi Yamaji Mgmt For For For 11 Elect Hiroshi Yamamoto Mgmt For For For 12 Elect Junji Kakushoh Mgmt For For For 13 Elect Masahiro Yamashita Mgmt For For For 14 Elect Kazuhiro Hirase Mgmt For For For 15 Elect Sadamu Shimizu Mgmt For For For 16 Elect Akihiro Matsuda Mgmt For For For 17 Elect Yoshiroh Yamamoto Mgmt For For For
- -------------------------------------------------------------------------------- CREDIT SUISSE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGN CINS H3698D419 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Remuneration Report Mgmt For Against Against 5 Accounts and Reports Mgmt For For For 6 Ratification of Board and Management Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elect Noreen Doyle Mgmt For For For 10 Elect Aziz Syriani Mgmt For Against Against 11 Elect David Syz Mgmt For For For 12 Elect Peter Weibel Mgmt For For For 13 Elect Jassim bin Hamad J.J. Al Thani Mgmt For For For 14 Elect Robert Benmosche Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Appointment of Special Auditor Mgmt For For For 17 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- CRH PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRH CINS G25508105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Utz-Hellmuth Felcht Mgmt For For For 5 Elect Daniel O'Connor Mgmt For For For 6 Elect Liam O'Mahony Mgmt For For For 7 Elect John Kennedy Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Reissue Treasury Shares Mgmt For For For 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 13 Share Option Scheme Mgmt For For For 14 Savings-related Share Option Schemes Mgmt For For For 15 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- CRITERIA CAIXACORP, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CINS E3641N103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Remuneration Report Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Special Dividend Mgmt For For For 6 Board Size; Election of Directors; Ratification Mgmt For For For of the Co-Option of Directors 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Convertible Securities w/ or Mgmt For For For w/o Preemptive Rights 9 Appointment of Auditor Mgmt For For For 10 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- CSL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSL CINS Q3018U109 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect John Shine Mgmt For For For 4 Re-elect Antoni Cipa Mgmt For For For 5 Re-elect Maurice Renshaw Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (Executive Directors) Mgmt For For For 8 Renew Partial Takeover Provision Mgmt For For For
- -------------------------------------------------------------------------------- CSR LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CSR CINS Q30297115 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect John Story Mgmt For For For 4 Elect Jeremy Sutcliffe Mgmt For For For 5 Elect Nicholas Burton Taylor Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Ratify Placement of Securities Mgmt For For For 8 Amend the Constitution - Renew Proportional Mgmt For For For Takeover Provisions 9 Amend the Constitution - Remove Director Mgmt For For For Shareholding Qualification
- -------------------------------------------------------------------------------- DAI NIPPON PRINTING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J10584100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitoshi Kitajima Mgmt For Against Against 4 Elect Kohichi Takanami Mgmt For For For 5 Elect Satoshi Saruwatari Mgmt For For For 6 Elect Masayoshi Yamada Mgmt For For For 7 Elect Yoshinari Kitajima Mgmt For For For 8 Elect Mitsuhiko Hakii Mgmt For For For 9 Elect Osamu Tsuchida Mgmt For For For 10 Elect Teruomi Yoshino Mgmt For For For 11 Elect Yuhjiroh Kuroda Mgmt For For For 12 Elect Masahiko Wada Mgmt For For For 13 Elect Kazumasa Hiroki Mgmt For For For 14 Elect Tetsuji Morino Mgmt For For For 15 Elect Shigeru Kashiwabara Mgmt For For For 16 Elect Kunikazu Akishige Mgmt For For For 17 Elect Kenji Noguchi Mgmt For For For 18 Elect Yoshiaki Nagano Mgmt For For For 19 Elect Motoharu Kitajima Mgmt For For For 20 Elect Takao Shimizu Mgmt For For For 21 Elect Tatsuo Komaki Mgmt For For For 22 Elect Akira Yokomizo Mgmt For For For 23 Elect Yoshiki Nozaka Mgmt For For For 24 Elect Masaki Tsukada Mgmt For For For 25 Elect Sakae Hikita Mgmt For For For 26 Elect Tadao Tsukada Mgmt For For For 27 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- DAIICHI SANKYO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J11257102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For
4 Elect Hitoshi Matsuda Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Takashi Okimoto Mgmt For For For 8 Elect Johshi Nakayama Mgmt For For For 9 Elect Kazunori Hirokawa Mgmt For For For 10 Elect Hiroshi Hirabayashi Mgmt For For For 11 Elect Kunio Ishihara Mgmt For For For 12 Elect Yuhichiroh Anzai Mgmt For For For 13 Elect Akio Yamada Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Election of Alternate Statutory Auditor Mgmt For For For 16 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- DAIKIN INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J10038115 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Authority to Repurchase Shares Mgmt For For For 4 Elect Noriyuki Inoue Mgmt For For For 5 Elect Yukiyoshi Okano Mgmt For For For 6 Elect Chiyono Terada Mgmt For For For 7 Elect Kosuke Ikebuchi Mgmt For For For 8 Elect Guntaro Kawamura Mgmt For For For 9 Elect Masanori Togawa Mgmt For For For 10 Elect Takeshi Ebisu Mgmt For For For 11 Elect Jiroh Tomita Mgmt For For For 12 Elect Kohichi Takahashi Mgmt For For For 13 Elect Osamu Tanaka Mgmt For For For 14 Election of Alternate Statutory Auditors Mgmt For For For 15 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DAI CINS D1668R123 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Compensation Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 10 Elect Paul Achleitner Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Convertible Debt Instruments Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shuichi Nakata Mgmt For Against Against 4 Elect Hiroshi Kawaguchi Mgmt For Against Against
- -------------------------------------------------------------------------------- DAIWA HOUSE INDUSTRY COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J11508124 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeo Higuchi Mgmt For Against Against 4 Elect Kenji Murakami Mgmt For Against Against 5 Elect Tetsuji Ogawa Mgmt For For For 6 Elect Naotake Ohno Mgmt For For For 7 Elect Tamio Ishibashi Mgmt For Against Against 8 Elect Tatsushi Nishimura Mgmt For For For 9 Elect Takuya Ishibashi Mgmt For Against Against 10 Elect Hiroshi Azuma Mgmt For For For 11 Elect Takashi Uzui Mgmt For For For 12 Elect Takashi Hama Mgmt For For For 13 Elect Katsutomo Kawai Mgmt For For For 14 Elect Shigeru Numata Mgmt For For For 15 Elect Kazuto Tsuchida Mgmt For For For 16 Elect Yoshiharu Noto Mgmt For For For 17 Elect Isamu Ogata Mgmt For For For 18 Elect Fukujiroh Hori Mgmt For For For 19 Elect Makoto Yamamoto Mgmt For For For 20 Elect Takeshi Kohsokabe Mgmt For For For 21 Elect Kiyoshi Arase Mgmt For For For 22 Bonus Mgmt For Against Against
- -------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8601 CINS J11718111 06/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akira Kiyota Mgmt For Against Against 3 Elect Shigeharu Suzuki Mgmt For For For 4 Elect Shin Yoshidome Mgmt For For For 5 Elect Takashi Hibino Mgmt For For For 6 Elect Nobuyuki Iwamoto Mgmt For For For 7 Elect Kazuo Oda Mgmt For For For 8 Elect Saburoh Jifuku Mgmt For Against Against 9 Elect Tetsuroh Kawakami Mgmt For For For 10 Elect Ryuhji Yasuda Mgmt For Against Against 11 Elect Kohichi Uno Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Keiichi Tadaki Mgmt For For For 14 Elect Makoto Shirakawa Mgmt For For For 15 Elect Takatoshi Wakabayashi Mgmt For For For 16 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- DANSKE BANK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS DDB CINS K22272114 03/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Elect Alf Duch-Pedersen Mgmt For Against Against 5 Elect Eivind Kolding Mgmt For For For 6 Elect Peter Hojland Mgmt For For For 7 Elect Mats Jansson Mgmt For For For 8 Elect Majken Schultz Mgmt For For For 9 Elect Sten Scheibye Mgmt For For For 10 Elect Claus Vastrup Mgmt For For For 11 Elect Birgit Aagaard-Svendsen Mgmt For For For 12 Elect Ole Gjesso Andersen Mgmt For For For 13 Elect Michael Fairey Mgmt For For For 14 Resignation of Director Henning Christophersen Mgmt For For For 15 Resignation of Director Niels Chr. Nielsen Mgmt For For For
16 Appointment of Auditor Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendment Regarding Official Languages Mgmt For For For 20 Authority to Issue Shares and Convertible Bonds Mgmt For Against Against w/ or w/o Preemptive Rights 21 Amendments to Articles Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Amendment Regarding Share Register Mgmt For For For 24 Amendment Regarding Electronic Communication Mgmt For For For 25 Amendment Regarding Extraordinary General Mgmt For For For Meeting 26 Amendments Regarding Meeting Notice Mgmt For For For 27 Amendment Regarding General Meetings Mgmt For For For 28 Amendment Regarding Voting Rights and Admission Mgmt For For For 29 Amendments Regarding Proxies Mgmt For For For 30 Amendment Regarding the Board of Directors Mgmt For For For 31 Shareholder Proposal Regarding Amendment to ShrHldr Against Against For Articles 32 Shareholder Proposal Regarding Winding-Up of ShrHldr Against Against For Certain Businesses 33 Shareholder Proposal Regarding Share ShrHldr Against Against For Registration 34 Shareholder Proposal Regarding Preemptive Rights ShrHldr Against Against For 35 Shareholder Proposal Regarding Increase in ShrHldr Against For Against Authorized Capital 36 Shareholder Proposal Regarding Deletion of ShrHldr Against For Against Articles 37 Shareholder Proposal Regarding Convertible Loans ShrHldr Against For Against 38 Shareholder Proposal Regarding Deletion of ShrHldr Against For Against Articles 39 Shareholder Proposal Regarding Share ShrHldr Against Against For Registration by Name 40 Shareholder Proposal Regarding Acknowledgment ShrHldr Against Against For of Communication 41 Shareholder Proposal Regarding Appointment of ShrHldr Against Against For the Chairman of the General Meeting 42 Shareholder Proposal Regarding Recording of ShrHldr Against Against For Minutes 43 Shareholder Proposal Regarding a Fund to ShrHldr Against Against For Compensate Customers 44 Shareholder Proposal Regarding Treatment of ShrHldr Against Against For Board Members 45 Shareholder Proposal Regarding Director Tenure ShrHldr Against Against For 46 Shareholder Proposal Regarding Board and ShrHldr Against Against For Employee Compensation 47 Shareholder Proposal Regarding Secondary Names ShrHldr Against Against For 48 Shareholder Proposal Regarding Board Members ShrHldr Against Against For Response to Shareholder Questions 49 Shareholder Proposal Regarding Linking ShrHldr Against Against For Incentive Pay to Share Price Before Acquisitions 50 Shareholder Proposal Regarding Equity ShrHldr Against Against For Compensation 51 Shareholder Proposal Regarding Board Member ShrHldr Against Against For Reporting on Trades of Company Shares 52 Shareholder Proposal Regarding Voting Procedures ShrHldr Against Against For 53 Shareholder Proposal Regarding Allowing the ShrHldr Against Against For Press to Attend, Photograph and Film the General Meeting
54 Shareholder Proposal Regarding Recording of the ShrHldr Against Against For General Meeting 55 Shareholder Proposal Regarding Disclosure of ShrHldr Against Against For Votes For or Against for Holders of Over 5% of Outstanding Shares 56 Shareholder Proposal Regarding Director ShrHldr Against Against For Shareholding Requirements 57 Shareholder Proposal Regarding Board Members ShrHldr Against Against For Sitting in View of Shareholders 58 Shareholder Proposal Regarding Approval by the ShrHldr Against Against For General Meeting of Acquisitions and Major Investments 59 Shareholder Proposal Regarding Mandatory Board ShrHldr Against Against For Resignation if the Company Loses 50% of its Share Capital 60 Shareholder Proposal Regarding Moving IT ShrHldr Against Against For Development from India to Denmark 61 Authority to Repurchase Shares Mgmt For For For 62 Shareholder Proposal Regarding Appointment of ShrHldr Against Against For New CEO
- -------------------------------------------------------------------------------- DASSAULT SYSTEMES TICKER SECURITY ID: MEETING DATE MEETING STATUS DSY CINS F2457H100 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Charles Edelstenne Mgmt For Against Against 9 Elect Bernard Charles Mgmt For For For 10 Elect Thibault de Tersant Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor (Ernst & Young et Autres) Mgmt For For For 13 Appointment of Alternate Auditor (Auditex) Mgmt For For For 14 Authority to Repurchase Shares Mgmt For Against Against 15 Authority to Cancel Shares and Reduce Capital Mgmt For For For 16 Amendments Regarding Chairman Age Limit Mgmt For For For 17 Amendments Regarding Share Ownership Mgmt For For For Notification 18 Authority to Issue Restricted Shares Mgmt For Against Against 19 Authority to Grant Stock Options Mgmt For Against Against 20 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 21 Authority to Carry Out Formalities Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS D05 CINS Y20246107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For
4 Special Remuneration for KOH Boon Hwee Mgmt For For For 5 Appointment of Auditor and Authority to Set Fees Mgmt For For For 6 Elect ANG Kong Hua Mgmt For For For 7 Elect John Ross Mgmt For For For 8 Elect KWA Chong Seng Mgmt For Against Against 9 Elect Ambat Ravi Shankar Menon Mgmt For For For 10 Elect Piyush Gupta Mgmt For For For 11 Elect Peter SEAH Lim Huat Mgmt For Against Against 12 Elect Andrew Buxton Mgmt For For For 13 Authority to Grant Awards and Issue Shares Mgmt For For For under Employee Incentive Plans 14 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 15 Authority to Issue Shares under the DBSH Scrip Mgmt For For For Dividend Scheme
- -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS D05 CINS Y20246107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/27/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Annual Accounts; Allocation of Profits/Dividend Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Statutory Auditor's Acts Mgmt For TNA N/A 9 Elect Richard Goblet d'Alviella Mgmt For TNA N/A 10 Elect Robert Murray Mgmt For TNA N/A 11 Elect Jack Stahl Mgmt For TNA N/A 12 Ratification of the Independence of Jack L. Mgmt For TNA N/A Stahl 13 Approval of Change in Control Clause (Credit Mgmt For TNA N/A Agreement) 14 Approval of Change in Control Clause (Bonds) Mgmt For TNA N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- DENKI KAGAKU KOGYO K.K. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4061 CINS J12936134 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Seiki Kawabata Mgmt For For For 4 Elect Tetsuroh Maeda Mgmt For For For 5 Elect Shinsuke Yoshitaka Mgmt For For For 6 Elect Mamoru Hoshi Mgmt For For For 7 Elect Nobuyoshi Sakuma Mgmt For For For 8 Elect Mutoshi Watanabe Mgmt For For For 9 Elect Kenichi Ono Mgmt For For For 10 Elect Daiichiroh Uematsu Mgmt For For For 11 Elect Kohzoh Tanaka Mgmt For For For 12 Elect Tadasu Horikoshi Mgmt For For For 13 Election of Alternate Statutory Auditors Mgmt For For For
- -------------------------------------------------------------------------------- DENSO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6902 CINS J12075107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kohichi Fukaya Mgmt For Against Against 3 Elect Nobuaki Katoh Mgmt For For For 4 Elect Hiromi Tokuda Mgmt For For For 5 Elect Kohji Kobayashi Mgmt For For For 6 Elect Kazuo Hironaka Mgmt For For For 7 Elect Sohjiroh Tsuchiya Mgmt For For For 8 Elect Hikaru Sugi Mgmt For For For 9 Elect Shinji Shirasaki Mgmt For For For 10 Elect Mitsuhiko Masegi Mgmt For For For 11 Elect Masahiko Miyaki Mgmt For For For 12 Elect Akio Shikamura Mgmt For For For 13 Elect Haruya Maruyama Mgmt For For For 14 Elect Shohichiroh Toyoda Mgmt For For For 15 Bonus Mgmt For Against Against 16 Special Allowances for Statutory Auditors Mgmt For Against Against
- -------------------------------------------------------------------------------- DENTSU INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J1207N108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tatsuyoshi Takashima Mgmt For Against Against 5 Elect Ryuichi Mori Mgmt For For For 6 Elect Tadashi Ishii Mgmt For For For 7 Elect Yasushi Matsushita Mgmt For For For 8 Elect Masuo Tachibana Mgmt For For For 9 Elect Michio Niiyama Mgmt For For For 10 Elect Kohtaroh Sugiyama Mgmt For For For 11 Elect Syohichi Nakamoto Mgmt For For For 12 Elect Tomoki Utsumi Mgmt For For For 13 Elect Satoshi Ishikawa Mgmt For For For 14 Elect Masahiro Nakata Mgmt For For For 15 Elect Tomoharu Tsuruda Mgmt For Against Against 16 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DBK CINS D18190898 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For Against Against 8 Authority to Trade in Company Stock Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 11 Compensation Policy Mgmt For Against Against 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 14 Intra-company Control Agreement Mgmt For For For 15 Intra-company Control Agreement Mgmt For For For
- -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DB1 CINS D1882G119 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For Against Against 8 Increase in Authorized Capital II Mgmt For For For 9 Increase in Authorized Capital III Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Intra-company Contract Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS LHA CINS D1908N106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Compensation Policy Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Amendments to Articles Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DEUTSCHE POST AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DPW CINS D19225107 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 10 Compensation Policy Mgmt For For For 11 Elect Roland Oetker Mgmt For For For 12 Supervisory Board Members' Fees Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- DEUTSCHE POSTBANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DPB CINS D1922R109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Lawrence Rosen Mgmt For For For 8 Authority to Trade in Company Stock Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Authority to Issue Convertible Debt Instruments Mgmt For For For 12 Compensation Policy Mgmt For Against Against
- -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CINS D2035M136 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Postponement of the Ratification of the Acts of Mgmt For For For Klaus Zumwinkel 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Compensation Policy Mgmt For Against Against 9 Appointment of Auditors Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Wulf Bernotat Mgmt For For For 12 Elect Ulrich Middelmann Mgmt For For For 13 Intra-company Control Agreement Mgmt For For For 14 Intra-company Control Agreement Mgmt For For For 15 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 16 Supervisory Board Members' Fees Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendments to Articles Mgmt For For For 20 Amendments to Articles Mgmt For For For 21 Amendments to Articles Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CINS D2035M136 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Internal Spin-Off of T-Home Mgmt For For For
- -------------------------------------------------------------------------------- DEXIA TICKER SECURITY ID: MEETING DATE MEETING STATUS DEXB CINS B3357R218 05/12/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A
8 Ratification of Co-option of Stefaan Decraene Mgmt For TNA N/A 9 Ratification of Co-option of Robert de Metz Mgmt For TNA N/A 10 Ratification of Co-option of Christian Mgmt For TNA N/A Giacomotto 11 Ratification of Co-option of Bernard Thiry Mgmt For TNA N/A 12 Elect Brigitte Chanoine Mgmt For TNA N/A 13 Elect Isabelle Bouillot Mgmt For TNA N/A 14 Ratification of Co-option of Olivier Bourges Mgmt For TNA N/A 15 Ratification of Co-option of Hubert Reynier Mgmt For TNA N/A 16 Elect Gilles Benoist Mgmt For TNA N/A 17 Elect Serge Kubla Mgmt For TNA N/A 18 Elect Marc Tinant Mgmt For TNA N/A 19 Ratification of the Independence of Directors Mgmt For TNA N/A 20 Authority to Increase Capital as a Takeover Mgmt For TNA N/A Defense 21 Authority to Repurchase Shares and Reduce Mgmt For TNA N/A Capital as a Takeover Defense 22 Authority to Cancel Existing Warrants; Mgmt For TNA N/A Authority to Issue Warrants; Authority to Increase Capital 23 Bonus Shares Mgmt For TNA N/A 24 Amendments to Articles Mgmt For TNA N/A 25 Authority to Carry Out Formalities Mgmt For TNA N/A
- -------------------------------------------------------------------------------- DEXUS PROPERTY GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DXS CINS Q3190P100 10/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Ratify Christopher Beare as a Director Mgmt For For For 4 Ratify John Conde as a Director Mgmt For For For 5 Ratify Peter St George as a Director Mgmt For For For 6 Ratify Placement of Securities Mgmt For For For 7 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CINS G42089113 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Laurence Danon Mgmt For For For 5 Elect Clive Hollick Mgmt For For For 6 Elect Paul Walsh Mgmt For For For 7 Elect Peggy Bruzelius Mgmt For Against Against 8 Elect Betsey Holden Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 EU Political Donations Mgmt For For For 15 2009 Discretionary Incentive Plan Mgmt For For For 16 2009 Executive Long-Term Incentive Plan Mgmt For For For 17 2009 International Sharematch Plan Mgmt For For For 18 Authority to Establish International Share Plans Mgmt For For For
19 2009 Irish Sharesave Plan Mgmt For For For 20 Amendment to 2008 Executive Share Option Plan Mgmt For For For 21 Amendment to 2008 Senior Executive Share Option Mgmt For For For Plan 22 Amendment to 1999 Senior Executive Share Option Mgmt For For For Plan 23 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 24 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- DNB NOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS DNBNOR CINS R1812S105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Meeting Notice and Agenda Mgmt For For For 5 Election of Individuals to Check Minutes Mgmt For For For 6 Fees for Governing Bodies Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 9 Election of Corporate Assembly Mgmt For For For 10 Election of Nominating Committee Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Compensation Guidelines Mgmt For For For 13 Shareholder Proposal Regarding Board Issue ShrHldr N/A Against N/A 14 Shareholder Proposal Regarding Improving ShrHldr N/A Against N/A Independence of Governing Bodies 15 Shareholder Proposal Regarding General Meeting ShrHldr N/A Against N/A 16 Shareholder Proposal Regarding Risk Management ShrHldr N/A Against N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- DNB NOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS DNBNOR CINS R1812S105 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Meeting Notice and Agenda Mgmt For For For 5 Election of an Individual to Check Minutes Mgmt For For For 6 Issuance of Shares w/ Preemptive Rights Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- DOWA HOLDINGS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5714 CINS J12432126 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hirokazu Yoshikawa Mgmt For Against Against 3 Elect Masaki Kohno Mgmt For For For 4 Elect Masao Yamada Mgmt For For For 5 Elect Fumitoshi Sugiyama Mgmt For For For 6 Elect Hiroshi Nakashio Mgmt For For For 7 Elect Takeaki Yamada Mgmt For For For 8 Elect Seiji Hosoda Mgmt For For For 9 Elect Yoshiyuki Ohji Mgmt For For For 10 Elect Yohji Mizuma Mgmt For Against Against 11 Elect Akira Segawa Mgmt For Against Against 12 Election of Alternate Statutory Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DSM N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS DSM CINS N5017D122 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Financial statements Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Elect N. Gerardu Mgmt For For For 11 Elect Rolf-Dieter Schwalb Mgmt For For For 12 Elect Tom Swaan Mgmt For Against Against 13 Elect Robert Routs Mgmt For For For 14 Amendment to Compensation Policy Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Cancel Shares and Reduce Share Mgmt For For For Capital 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- DSV A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS DSV CINS K3013J154 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors and the Mgmt For For For Executive Board 4 Accounts and Reports; Directors' Fees Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Kurt Larsen Mgmt For Against Against 7 Elect Erik Pedersen Mgmt For For For 8 Elect Per Skov Mgmt For For For 9 Elect Kaj Christiansen Mgmt For For For 10 Elect Annette Sadolin Mgmt For For For 11 Elect Birgit Norgaard Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Convertible Debt Instruments Mgmt For For For and Warrants 15 Compensation Guidelines Mgmt For For For 16 Amendments to Articles Regarding Companies Act Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- E.ON AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EOAN CINS D24914133 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Auditor for Interim Reports Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Convertible Debt Instruments Mgmt For For For 12 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- EADS: EUROPEAN AERONAUTIC DEFENCE AND SPACE COMPANY N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAD CINS F17114103 06/01/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Corporate Governance Report Mgmt Abstain TNA N/A 4 Reserves and Dividend Policy Mgmt Abstain TNA N/A 5 Report of the Board of Directors Mgmt Abstain TNA N/A 6 Discussion of Agenda Items Mgmt Abstain TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board Acts Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Approval of Compensation Policy; Directors' Fees Mgmt For TNA N/A 13 Authority to Repurchase Shares Mgmt For TNA N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- EAST JAPAN RAILWAY COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9020 CINS J1257M109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Mutsutake Ohtsuka Mgmt For Against Against 5 Elect Yoshio Ishida Mgmt For For For 6 Elect Satoshi Seino Mgmt For For For 7 Elect Tetsuroh Tomita Mgmt For For For 8 Elect Masaki Ogata Mgmt For For For 9 Elect Yoshiaki Arai Mgmt For For For 10 Elect Tsugio Sekiji Mgmt For For For 11 Elect Yohichi Minami Mgmt For For For 12 Elect Tohru Ohwada Mgmt For For For 13 Elect Yuhji Fukasawa Mgmt For For For 14 Elect Yasuo Hayashi Mgmt For For For 15 Elect Shigeru Tanabe Mgmt For For For 16 Elect Shinichiroh Kamada Mgmt For For For 17 Elect Yoshitaka Taura Mgmt For For For 18 Elect Naomichi Yagishita Mgmt For For For 19 Elect Naoto Miyashita Mgmt For For For 20 Elect Yuhji Morimoto Mgmt For For For 21 Elect Osamu Kawanobe Mgmt For For For 22 Elect Toshiroh Ichinose Mgmt For For For 23 Elect Masayuki Satomi Mgmt For For For 24 Elect Kimio Shimizu Mgmt For For For 25 Elect Tsukasa Haraguchi Mgmt For For For 26 Elect Tadami Tsuchiya Mgmt For For For 27 Elect Yasuyoshi Umehara Mgmt For For For 28 Elect Takeshi Sasaki Mgmt For For For 29 Elect Tomokazu Hamaguchi Mgmt For For For 30 Bonus Mgmt For Against Against 31 Shareholder Proposal Regarding Compensation ShrHldr Against For Against Disclosure of Directors
32 Shareholder Proposal Regarding Appointment and ShrHldr Against Against For Compensation Disclosure of Advisors 33 Shareholder Proposal Regarding Removal of ShrHldr Against Against For Mutsutake Ohtsuka 34 Shareholder Proposal Regarding Removal of ShrHldr Against Against For Satoshi Seino 35 Shareholder Proposal Regarding Removal of ShrHldr Against Against For Masaki Ogata 36 Shareholder Proposal Regarding Removal of Tohru ShrHldr Against Against For Ohwada 37 Shareholder Proposal Regarding Removal of Yuji ShrHldr Against Against For Fukasawa 38 Shareholder Proposal Regarding Removal of Yasuo ShrHldr Against Against For Hayashi 39 Shareholder Proposal Regarding Removal of Yuji ShrHldr Against Against For Morimoto 40 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Sumiyoshi Serizawa 41 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Fusao Shimoyama 42 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Makoto Sataka 43 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Hisamasa Nihei 44 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Yoshinori Takahashi 45 Shareholder Proposal Regarding Change in ShrHldr Against Against For Executive Compensation 46 Shareholder Proposal Regarding Redistribution ShrHldr Against Against For of Profits 47 Shareholder Proposal Regarding Redistribution ShrHldr Against Against For of Profits 48 Shareholder Proposal Regarding Redistribution ShrHldr Against Against For of Profits
- -------------------------------------------------------------------------------- EDP RENOVAVEIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS EDPR CINS E3847K101 04/13/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Presentation of Management Reports and Mgmt For TNA N/A Corporate Governance Report 4 Ratification of Board Acts Mgmt For TNA N/A 5 Remuneration Report Mgmt For TNA N/A 6 Amend Article 17 Mgmt For TNA N/A 7 Authority to Trade in Company Stock Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A 9 Adopt Consolidated Tax Regime Mgmt For TNA N/A 10 Authority to Carry Out Formalities Mgmt For TNA N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- EFG EUROBANK ERGASIAS S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS EUROB CINS X1898P101 06/25/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 2 Ratification of Board and Auditor Acts Mgmt For TNA N/A 3 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 4 Election of Directors; Appointment of Audit Mgmt For TNA N/A Committee Members 5 Directors' Fees; Related Party Transactions Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- EIFFAGE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FGR CINS F2924U106 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For Abstain Against 4 Consolidated Accounts and Reports; Ratification Mgmt For Abstain Against of Board Acts 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For Abstain Against 7 Authority to Repurchase Shares Mgmt For For For 8 Elect Jean-Claude Kerboeuf Mgmt For Against Against 9 Elect Jean-Francois Roverato Mgmt For Against Against 10 Authority to Cancel Shares and Reduce Capital Mgmt For For For 11 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Increase Share Issuance Limit Mgmt For For For 13 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 14 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 15 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities Under Employee Savings Plan 16 Authority to Carry Out Formalities Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- EISAI COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4523 CINS J12852117 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Hiroyuki Mitsui Mgmt For For For 4 Elect Akira Fujiyoshi Mgmt For For For 5 Elect Norio Kanoh Mgmt For For For 6 Elect Norihiko Tanikawa Mgmt For For For 7 Elect Satoru Anzaki Mgmt For For For 8 Elect Junji Miyahara Mgmt For For For 9 Elect Kimitoshi Yabuki Mgmt For For For 10 Elect Christina Ahmadjian Mgmt For For For 11 Elect Tokuji Izumi Mgmt For For For 12 Elect Kohichi Masuda Mgmt For For For 13 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- ELAN CORPORATION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ELN CINS G29539106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect Kieran McGowan Mgmt For For For 3 Elect Kyran McLaughlin Mgmt For Against Against 4 Elect Dennis Selkoe Mgmt For Against Against 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For
7 Authority to Increase Authorised Share Capital Mgmt For For For 8 Amendments to Articles Regarding Authorised Mgmt For For For Share Capital 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Treasury Mgmt For For For Shares 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- ELAN CORPORATION, PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ELN CINS G29539106 07/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect Shane Cooke Mgmt For For For 3 Elect Lars Ekman Mgmt For For For 4 Elect Gary Kennedy Mgmt For For For 5 Elect Patrick Kennedy Mgmt For For For 6 Elect Kieran McGowan Mgmt For For For 7 Elect G. Kelly Martin Mgmt For For For 8 Elect Kyran McLaughlin Mgmt For For For 9 Elect Donal O'Connor Mgmt For For For 10 Elect Vaughn Bryson Mgmt For For For 11 Elect Richard Pilnik Mgmt For For For 12 Elect Jack Schuler Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Make Electronic Communications Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set Price of Reissued Treasury Mgmt For For For Shares 19 Amendment to Articles Regarding Electronic Mgmt For For For Communication 20 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- ELECTRIC POWER DEVELOPMENT CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 9513 CINS J12915104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kiyoshi Sawabe Mgmt For Against Against 4 Elect Masayoshi Kitamura Mgmt For For For 5 Elect Shinichiroh Ohta Mgmt For For For 6 Elect Yasuo Maeda Mgmt For For For 7 Elect Yoshihiko Sakanashi Mgmt For For For 8 Elect Minoru Hino Mgmt For For For 9 Elect Masaharu Fujitomi Mgmt For For For 10 Elect Toshifumi Watanabe Mgmt For For For 11 Elect Seigoh Mizunuma Mgmt For For For 12 Elect Kiyotaka Muramatsu Mgmt For For For 13 Elect Kuniharu Takemata Mgmt For For For 14 Elect Hirotada Tanoh Mgmt For For For 15 Elect Junji Nagashima Mgmt For For For 16 Elect Goh Kajitani Mgmt For For For
- -------------------------------------------------------------------------------- ELECTRICIT, DE FRANCE TICKER SECURITY ID: MEETING DATE MEETING STATUS EDF CINS F2940H113 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Regarding Stock Dividend Mgmt For For For 4 Elect Bruno Lafont Mgmt For For For 5 Elect Henri Proglio Mgmt For Against Against 6 Elect Mirelle Faugere Mgmt For For For 7 Elect Philippe Crouzet Mgmt For For For 8 Elect Lord Michael Jay of Ewelme Mgmt For For For 9 Elect Pierre Mariani Mgmt For For For 10 Forms of Dividend Payment Mgmt For For For 11 Authority to Carry out Formalities Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ELECTRICITE DE FRANCE TICKER SECURITY ID: MEETING DATE MEETING STATUS EDF CINS F2940H113 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports;Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Supplementary Directors' Fees Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For Against Against 11 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Through Private Placement; Authority to Issue Debt Instruments 14 Authority to Increase Share Issuance Limit Mgmt For For For 15 Authority to Increase Capital Through Mgmt For For For Capitalizations 16 Authority to Increase Capital in Case of Mgmt For For For Exchange Offer; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 19 Authority to Cancel Shares and Reduce Capital Mgmt For For For 20 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- ELECTROLUX AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ELUX-B CINS W24713120 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of the Presiding Chairman Mgmt For For For
5 Voting List Mgmt For For For 6 Agenda Mgmt For For For 7 Election of Individuals to Check Minutes Mgmt For For For 8 Compliance with Rules of Convocation Mgmt For For For 9 Presentation of Accounts and Reports Mgmt For For For 10 President's Address Mgmt For For For 11 Accounts and Reports Mgmt For For For 12 Ratification of Board and Management Acts Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Election of Directors Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Nominating Committee Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2010 Long-Term Incentive Plan Mgmt For Against Against 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Issue Treasure Shares Mgmt For For For 24 Transfer of Shares Mgmt For For For 25 Transfer of Shares Mgmt For Against Against 26 Conclusion of Meeting Mgmt For For For
- -------------------------------------------------------------------------------- ELPIDA MEMORY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6665 CINS J1354L103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yukio Sakamoto Mgmt For Against Against 3 Elect Shuhichi Ootsuka Mgmt For For For 4 Elect Takao Adachi Mgmt For For For 5 Elect Hideki Gomi Mgmt For For For 6 Elect Yasuo Shirai Mgmt For For For 7 Elect Shieh Tsay-Jiu Mgmt For For For 8 Elect Nobuyuki Wataki Mgmt For For For 9 Elect Toshio Nohara Mgmt For For For 10 Election of Alternative Statutory Auditors Mgmt For For For 11 Authority to Reduce Capital Reserve Mgmt For For For 12 Retirement Allowances for Statutory Auditors Mgmt For For For
- -------------------------------------------------------------------------------- ELPIDA MEMORY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6665 CINS J1354L103 08/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Creation of New Share Class Mgmt For For For 3 Increase in Authorized Shares Mgmt For For For 4 Private Placement of Preferred Shares Mgmt For For For
- -------------------------------------------------------------------------------- ENAGAS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENG CINS E41759106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Amend Article 2 Mgmt For For For 6 Amend Article 45 Mgmt For For For 7 Amend Article 49 Mgmt For For For 8 Elect Antonio Llarden Carratala Mgmt For For For
9 Elect Miguel Angel Lasheras Merino Mgmt For For For 10 Elect Dionisio Martinez Martinez Mgmt For Against Against 11 Elect Jose Riva Francos Mgmt For For For 12 Elect Maria Teresa Garcia Mila Lloveras Mgmt For For For 13 Ratify Co-Option of Said Mohamed Abdullah Al Mgmt For For For Masoudi 14 Ratify Co-Option of Carlos Egea Krauel Mgmt For For For 15 Elect Isabel Sanchez Garcia Mgmt For For For 16 Board Size Mgmt For Against Against 17 Directors' Fees Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Presentation of Management Report Mgmt Abstain Abstain For 20 Authority to Carry Out Formalities Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ENEL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Election of Statutory Auditors Mgmt For TNA N/A 5 Statutory Auditors' Fees Mgmt For TNA N/A 6 Amendments to Meeting Regulations Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ENERGIAS DE PORTUGAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS EDP CINS X67925119 04/16/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Supervisory Board and Mgmt For TNA N/A Management Acts 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Authority to Trade in Company Bonds Mgmt For TNA N/A 7 Remuneration Report (Management Board) Mgmt For TNA N/A 8 Remuneration Report (Supervisory Board) Mgmt For TNA N/A 9 Elect Mohamed Al Fahim Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ENI - ENTE NAZIONALE IDROCARBURI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ERAMET TICKER SECURITY ID: MEETING DATE MEETING STATUS ERA CINS F3145H130 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Losses/Dividends Mgmt For For For 8 Form of Dividend Payment Mgmt For For For 9 Ratification of the Co-option of Pierre Frogier Mgmt For For For 10 Authority to Repurchase Shares Mgmt For Against Against 11 Authority to Issue Debt Instruments Mgmt For For For 12 SHP Regarding Removal of Georges Duval ShrHldr Against Against For 13 SHP Regarding Removal of Cyrille Duval ShrHldr Against Against For 14 SHP Regarding Removal of Edouard Duval ShrHldr Against Against For 15 SHP Regarding Removal of Patrick Duval ShrHldr Against Against For 16 Authority to Use Previous Authorizations as a Mgmt For Against Against Takeover Defense 17 Authority to Grant Restricted Stock to Mgmt For Against Against Employees and Executives 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ERSTE GROUP BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CINS A19494102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Supervisory Board Fees Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For Against Against 10 Authority to Redeem Participation Certificates Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Internal Spin-off of Erste Bank der Mgmt For For For oesterreichischen Sparkassen AG 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ESPRIT HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 0330 CINS G3122U145 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Final Dividends Mgmt For For For 4 Allocation of Special Dividends Mgmt For For For 5 Elect Heinz Jurgen Krogner-Kornalik Mgmt For Against Against 6 Elect Jurgen Alfred Rudolf Friedrich Mgmt For For For 7 Elect Ronald van der Vis Mgmt For For For 8 Elect CHEW Fook Aun Mgmt For For For 9 Elect Francesco Trapani Mgmt For For For
10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Adoption of New Share Option Scheme and Mgmt For Against Against Termination of 2001 Share Option Scheme
- -------------------------------------------------------------------------------- ESSILOR INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EF CINS F31668100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification of Board Acts Mgmt For For For 5 Consolidated Accounts and Reports; Ratification Mgmt For For For of Board Acts 6 Allocation of Profits/Dividends Mgmt For For For 7 Severance Package (Hubert Sagnieres) Mgmt For Against Against 8 Related Party Transactions Mgmt For For For 9 Ratification of the Co-option of Yi He Mgmt For For For 10 Elect Xavier Fontanet Mgmt For For For 11 Elect Yves Chevillotte Mgmt For For For 12 Elect Yves Gillet Mgmt For For For 13 Elect Mireille Faugere Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Reduce Capital Mgmt For For For 17 Authority to Increase Capital Under Employee Mgmt For For For Savings Plan 18 Authority to Grant Stock Options (Employees and Mgmt For Against Against Officers) 19 Authority to Grant Restricted Shares (Employees Mgmt For Against Against and Officers) 20 Global Ceiling on Equity Grants Mgmt For For For 21 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 22 Authority to Increase Share Issuance Limit Mgmt For For For (Pursuant to Item 18) 23 Authority to Issue Convertible Securities w/o Mgmt For For For Preemptive Rights; Authority to Issue Debt Instruments 24 Authority to Increase Share Issuance Limit Mgmt For For For (Pursuant to Item 20) 25 Authority to Increase Capital Through Mgmt For For For Capitalizations 26 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 27 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 28 Amendments to Articles Regarding Board Size Mgmt For For For 29 Amendments to Articles Mgmt For For For 30 Amendments Regarding Electronic Voting Mgmt For For For 31 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- EURASIAN NATURAL RESOURCES CORPORATION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ENRC CINS G3215M109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Felix Vulis Mgmt For For For 5 Elect Zaure Zaurbekova Mgmt For For For 6 Elect Dieter Ameling Mgmt For For For 7 Elect Johannes Sittard Mgmt For For For 8 Elect Roderick Thomson Mgmt For For For 9 Elect Abdraman Yedilbayev Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Adoption of New Articles Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- EURAZEO TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CINS F3296A108 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of the Management and Supervisory Mgmt For For For Boards, and Auditor Reports; Accounts and Reports 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Presentation of the Management, Supervisory Mgmt For For For Boards Reports; Consolidated Accounts and Reports 8 Related Party Transactions Mgmt For For For 9 Elect Jean Laurent Mgmt For For For 10 Elect Roland du Luart de Montsaulnin Mgmt For For For 11 Elect Olivier Merveilleux du Vignaux Mgmt For For For 12 Ratification of the Co-Option of Kristen Van Mgmt For For For Riel 13 Elect Bertrand Badre Mgmt For Against Against 14 Elect Anne Lalou Mgmt For For For 15 Elect Georges Pauget Mgmt For For For 16 Elect Bruno Roger as Censor Mgmt For For For 17 Elect Marcel Roulet as Censor Mgmt For For For 18 Amendments to Directors' Term Lengths Mgmt For For For 19 Severance Package and Retirement Benefits Mgmt For Against Against (Patrick Sayer) 20 Severance Package and Retirement Benefits Mgmt For Against Against (Bruno Keller) 21 Severance Package and Retirement Mgmt For Against Against Benefits(Phillipe Andouin) 22 Severance Package and Retirement Benefits Mgmt For Against Against (Fabrice de Gaudemar) 23 Severance Package and Retirement Benefits (Luis Mgmt For Against Against Marini-Portugal) 24 Severance Package and Retirement Benefits Mgmt For Against Against (Virginie Morgon) 25 Severance Package and Retirement Benefits Mgmt For Against Against (Gilbert Saada) 26 Authority to Repurchase Shares Mgmt For Against Against
27 Reduction of Supervisory Board Directors' Term Mgmt For For For Length; Correlative Amendments of Articles 28 Reduction of Censors' Term Length; Correlative Mgmt For For For Amendments of Articles 29 Amendments to Articles Regarding Electronic Mgmt For For For Voting 30 Authority to Cancel Shares and Reduce Capital Mgmt For For For 31 Authority to Increase Capital Through Mgmt For For For Capitalizations 32 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 33 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights; Authority to Issue Shares in Case of Exchange Offer; Authority to Issue Debt Instruments 34 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities Through Private Placement; Authority to Issue Debt Instruments 35 Authority to Offering Price of Shares Mgmt For Against Against 36 Authority to Increase Share Issuance Limit Mgmt For Against Against 37 Authority to Increase Capital in Consideration Mgmt For Against Against for Contributions in Kind 38 Global Ceiling on Increases of Capital Mgmt For For For 39 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 40 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 41 Authority to Grant Stock Options to Employees Mgmt For Against Against and/or Executives 42 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- EUROPEAN HOME RETAIL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4581D103 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mike Darcey Mgmt For For For 5 Elect Penny Hughes Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authorisation of Political Donations Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 17 Amendment to Performance Share Plan Mgmt For Against Against 18 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ETL CINS F3692M128 07/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Amendment Regarding Mandatory Retirement Age Mgmt For For For for Directors 5 Amendment Regarding Shareholding Requirement Mgmt For For For for Directors 6 Amendment Regarding Mandatory Retirement Age Mgmt For For For for Chairman 7 Amendment Regarding CEO Age Limit Mgmt For For For 8 Amendment Regarding Deputy CEO Age Limit Mgmt For For For 9 Amendment Regarding Record Date Mgmt For For For 10 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ETL CINS F3692M128 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Approval of Non-Tax Mgmt For For For Deductible Expenses 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Appointment of Alternate Auditor Mgmt For For For 9 Ratification of Board Acts Mgmt For For For 10 Elect Michel de Rosen Mgmt For Against Against 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights through Private Placement; Authority to Issue Debt Instruments 15 Authority to Set Offering Price of Shares Mgmt For For For 16 Authority to Increase Share Issuance Limit Mgmt For Against Against 17 Authority to Increase Capital through Mgmt For For For Capitalizations 18 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 19 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities in Case of Exchange Offer 20 Authority to Increase Capital in Consideration Mgmt For Against Against for Contributions in Kind 21 Authority to Issue Shares for the Benefit of Mgmt For Against Against the Company's Subsidiaries 22 Authority to Issue Debt Instruments Mgmt For For For 23 Authority to Issue Shares and/or Convertible Mgmt For For For Securities under Employee Savings Plan 24 Authority to Issue Restricted Shares Mgmt For Against Against
25 Authority to Grant Stock Options Mgmt For Against Against 26 Authority to Cancel Shares and Reduce Capital Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- EXOR S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXP CINS T3833E113 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Authority to Trade in Company Stock Mgmt For TNA N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- EXPERIAN GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPN CINS G32655105 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Chris Callero Mgmt For For For 4 Elect John Peace Mgmt For For For 5 Elect Laurence Danon Mgmt For For For 6 Elect Alan Rudge Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- F & C ASSET MANAGEMENT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS FCAM CINS G3336H104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kieran Poynter Mgmt For For For 4 Elect Keith Bedell-Pearce Mgmt For For For 5 Elect Nick MacAndrew Mgmt For For For 6 Elect David Logan Mgmt For For For 7 Directors' Remuneration Report Mgmt For Against Against 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Adoption of New Articles Mgmt For Against Against 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- FAIRFAX MEDIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS FXJ CINS Q37116102 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Roger Corbett Mgmt For For For
3 Elect Steve Harris Mgmt Against Against For 4 Elect Stephen Mayne Mgmt Against Against For 5 Elect Gerard Noonan Mgmt Against Against For 6 Remuneration Report Mgmt For Against Against
- -------------------------------------------------------------------------------- FANUC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J13440102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiharu Inaba Mgmt For Against Against 4 Elect Hiroyuki Uchida Mgmt For For For 5 Elect Hideo Kojima Mgmt For For For 6 Elect Yoshihiro Gonda Mgmt For For For 7 Elect Kenji Yamaguchi Mgmt For For For 8 Elect Mitsuo Kurakake Mgmt For For For 9 Elect Hidehiro Miyajima Mgmt For For For 10 Elect Hiroshi Noda Mgmt For For For 11 Elect Hiroshi Araki Mgmt For For For 12 Elect Shunsuke Matsubara Mgmt For For For 13 Elect Richard Schneider Mgmt For For For 14 Elect Hajimu Kishi Mgmt For For For 15 Elect Takayuki Itoh Mgmt For For For 16 Elect Mineko Yamasaki Mgmt For For For
- -------------------------------------------------------------------------------- FAST RETAILING CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9983 CINS J1346E100 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For For For 2 Elect Tadashi Yanai Mgmt For For For 3 Elect Tohru Hanbayashi Mgmt For For For 4 Elect Nobumichi Hattori Mgmt For For For 5 Elect Tohru Murayama Mgmt For Against Against 6 Elect Masaaki Niake Mgmt For For For
- -------------------------------------------------------------------------------- FERROVIAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E49512119 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Presentation of Management Report Mgmt Abstain Abstain For 2 Presentation of Board of Directors' Regulations Mgmt Abstain Abstain For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Allocation of Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Ratification of Co-Option of Joaquin del Pino y Mgmt For For For Calvo-Sotelo 8 Appointment of Auditor Mgmt For For For 9 Restricted Stock Plan Mgmt For For For 10 Employee Stock Purchase Plan Mgmt For For For 11 Authority to Carry Out Formalities Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FIAT S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS F CINS T4210N122 03/25/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Authority to Trade in Company Stock Mgmt For TNA N/A 4 Amendment to Long-Term Incentive Plan Mgmt For TNA N/A
- -------------------------------------------------------------------------------- FINMECCANICA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNC CINS T4502J151 04/28/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- FINMECCANICA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNC CINS T4502J151 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Authority to Set Auditor's Fees Mgmt For TNA N/A 4 Amendment to Meeting Regulations Mgmt For TNA N/A
- -------------------------------------------------------------------------------- FIRSTGROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS FGP CINS G34604101 07/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sidney Barrie Mgmt For For For 5 Elect Martyn Williams Mgmt For For For 6 Elect Nicola Shaw Mgmt For For For 7 Elect Colin Hood Mgmt For For For 8 Elect Tim O'Toole Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 EU Political Donations Mgmt For For For 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- FLETCHER BUILDING LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS FBU CINS Q3915B105 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual New Zealand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Re-elect Hugh Fletcher Mgmt For For For 5 Re-elect Ralph Waters Mgmt For For For 6 Elect Alan Jackson Mgmt For For For 7 Elect Gene Tilbrook Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Ratify Placement of Securities (Private Mgmt For Against Against Placement) 10 Ratify Issue of Securities (Top-Up Offer) Mgmt For Against Against 11 Approve Issue of Securities (P E A Baines) Mgmt For For For 12 Approve Issue of Securities (R S Deane) Mgmt For For For
13 Approve Issue of Securities (H A Fletcher) Mgmt For For For 14 Approve Issue of Securities (Sir Dryden Spring) Mgmt For For For 15 Approve Issue of Securities (R G Waters) Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FOMENTO DE CONSTRUCCIONES Y CONTRATAS, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCC CINS E52236143 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Carmen Alcocer Koplowitz Mgmt For Against Against 6 Elect Jaime Llantada Aguinaga Mgmt For Against Against 7 Elect Lourdes Martinez Zabala Mgmt For For For 8 Elect Robert Peugeot Mgmt For Against Against 9 Elect Fernando Falco Fernandez de Cordova Mgmt For Against Against 10 Elect Marcelino Oreja Aguirre Mgmt For For For 11 Elect Juan Castells Masana Mgmt For Against Against 12 Elect Antonio Perez Colmenero Mgmt For For For 13 Elect Gonzalo Anes alvarez-Castrillon Mgmt For For For 14 Elect Felipe Bernabe Garcia Perez Mgmt For For For 15 Elect Javier Ribas Mgmt For For For 16 Elect Henri Proglio Mgmt For For For 17 Authority to Reduce Share Capital and Cancel Mgmt For For For Shares 18 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 19 Authority to Issue Debt Instruments Mgmt For For For 20 Authority to Issue Convertible Debt Mgmt For For For Instruments; Authority to Repurchase Shares 21 Appointment of Auditor Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Minutes Mgmt For For For
- -------------------------------------------------------------------------------- FOMENTO DE CONSTRUCCIONES Y CONTRATAS, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCC CINS E52236143 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Convertibility of Bonds Mgmt For For For 3 Convertibility of Bonds Mgmt For For For 4 Authority to Carry Out Formalities Mgmt For For For 5 Minutes Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FONCIERE DES REGIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS FDR CINS F42399109 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Mgmt For For For Management Acts
4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Supervisory Board Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against 9 Ratification of the Co-options Batipart SAS Mgmt For Against Against 10 Amendments Regarding Payment of Dividends in Mgmt For For For Kind 11 Authority to Increase Capital Through Mgmt For For For Capitalizations 12 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Increase Share Issuance Limit Mgmt For For For 14 Global Ceiling on Increases in Capital Mgmt For For For 15 Authority to Issue Convertible Debt Instruments Mgmt For For For 16 Authority to Increase Capital Under Employee Mgmt For For For Savings Plan 17 Authority to Grant Stock Options Mgmt For Against Against 18 Authority to Cancel Shares and Reduce Capital Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FONCIERE DES REGIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS FDR CINS F42399109 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Special France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Shares for Contributions in Kind Mgmt For Abstain Against (Predica) 4 Approval of the Appraisal of Contributions in Mgmt For Abstain Against Kind (Predica) 5 Issuance of Shares for Contributions in Kind Mgmt For Abstain Against (Groupama) 6 Approval of the Appraisal of Contributions in Mgmt For Abstain Against Kind (Groupama) 7 Authority to Issue Warrants w/ Preemptive Rights Mgmt For For For 8 Authority to Implement Capital Authorities; Mgmt For Abstain Against Amendment to Articles 9 Authority to issue Shares and/or Convertible Mgmt For For For Securities under Employee Savings Plan 10 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- FONDIARIA-SAI TICKER SECURITY ID: MEETING DATE MEETING STATUS FSA CINS T4689Q101 04/22/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Election of Directors Mgmt For TNA N/A 4 Election of Statutory Auditors Mgmt For TNA N/A 5 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 6 Authority to Trade in Company Stock Mgmt For TNA N/A 7 Authority to Trade in Stock Mgmt For TNA N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FORTESCUE METALS GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS FMG CINS Q39360104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For Against Against 4 Elect Ian Cumming Mgmt For For For 5 Elect LI Xiaowei Mgmt For For For 6 Re-elect Herb Elliot Mgmt For For For 7 Re-elect Kenneth Ambrecht Mgmt For For For 8 Equity Grant (CEO Andrew Forrest) Mgmt For For For 9 Equity Plan (Performance Share Plan) Mgmt For For For 10 Equity Grants (CEO Andrew Forrest and Executive Mgmt For For For Directors Graeme Rowley & Russell Scrimshaw) 11 Increase Non-Executive Directors' Fee Cap Mgmt For For For
- -------------------------------------------------------------------------------- FORTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS FORB CINS B4399L102 04/09/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Amendment Regarding Change in Company Name Mgmt For TNA N/A 5 Amendment Regarding Issuance of Shares Mgmt For TNA N/A 6 Amend Article 10 Mgmt For TNA N/A 7 Amendment Regarding Disapplication of Mgmt For TNA N/A Preemptive Rights 8 Amendment Regarding Director Compensation Mgmt For TNA N/A 9 Authority to Amend Articles Mgmt For TNA N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FORTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS FORB CINS B4399L102 04/28/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board Acts (Louis Cheung Chi Mgmt For TNA N/A Yan) 10 Ratification of Board Acts (Philippe Bodson) Mgmt For TNA N/A 11 Ratification of Board Acts (Richard Delbridge) Mgmt For TNA N/A 12 Ratification of Board Acts (Clara Furse) Mgmt For TNA N/A 13 Ratification of Board Acts (Reiner Hagemann) Mgmt For TNA N/A 14 Ratification of Board Acts (Jan Michiel Hessels) Mgmt For TNA N/A 15 Ratification of Board Acts (Jacques Manardo) Mgmt For TNA N/A
16 Ratification of Board Acts (Alois Michielsen) Mgmt For TNA N/A 17 Ratification of Board Acts (Ronald Sandler) Mgmt For TNA N/A 18 Ratification of Board Acts (Rana Talwar) Mgmt For TNA N/A 19 Ratification of Board Acts (Klaas Westdijk) Mgmt For TNA N/A 20 Ratification of Board Acts (Karel De Boeck) Mgmt For TNA N/A 21 Ratification of Board Acts (Georges Ugeux) Mgmt For TNA N/A 22 Ratification of Board Acts (Jozef De Mey) Mgmt For TNA N/A 23 Ratification of Board Acts (Jan Zegering Mgmt For TNA N/A Hadders) 24 Ratification of Board Acts (Frank Arts) Mgmt For TNA N/A 25 Ratification of Board Acts (Guy de Selliers de Mgmt For TNA N/A Moranville) 26 Ratification of Board Acts (Roel Nieuwdorp) Mgmt For TNA N/A 27 Ratification of Board Acts (Lionel Perl) Mgmt For TNA N/A 28 Ratification of Board Acts (Shaoliang Jin) Mgmt For TNA N/A 29 Ratification of Board Acts (Bart De Smet) Mgmt For TNA N/A 30 Ratification of Auditor's Acts Mgmt For TNA N/A 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Approve Compensation Policy Mgmt For TNA N/A 33 Non-Executive Directors' Fees Mgmt For TNA N/A 34 Elect Bart De Smet Mgmt For TNA N/A 35 Elect Bridget McIntyre Mgmt For TNA N/A 36 Elect Belen Romana Mgmt For TNA N/A 37 Authority to Repurchase Shares Mgmt For TNA N/A 38 Authority to Sell Shares Mgmt For TNA N/A 39 Amendment Regarding Change in Company Name Mgmt For TNA N/A 40 Amendment Regarding Registered Office Mgmt For TNA N/A 41 Non-Voting Agenda Item N/A N/A N/A N/A 42 Increase in Authorized Capital Mgmt For TNA N/A 43 Increase in Authorized Capital Mgmt For TNA N/A 44 Amendments Regarding Increases in Authorized Mgmt For TNA N/A Capital 45 Amendments Regarding the Form of Shares Mgmt For TNA N/A 46 Amendment Regarding Director Compensation Mgmt For TNA N/A 47 Amendment Regarding Share Ownership Disclosure Mgmt For TNA N/A 48 Authority to Amend Articles Mgmt For TNA N/A 49 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FORTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS FORB CINS B4399L102 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Ratification of Board Acts (Louis Cheung Chi Mgmt For TNA N/A Yan) 10 Ratification of Board Acts (Philippe Bodson) Mgmt For TNA N/A 11 Ratification of Board Acts (Richard Delbridge) Mgmt For TNA N/A 12 Ratification of Board Acts (Clara Furse) Mgmt For TNA N/A 13 Ratification of Board Acts (Reiner Hagemann) Mgmt For TNA N/A 14 Ratification of Board Acts (Jan Michiel Hessels) Mgmt For TNA N/A
15 Ratification of Board Acts (Jacques Manardo) Mgmt For TNA N/A 16 Ratification of Board Acts (Alois Michielsen) Mgmt For TNA N/A 17 Ratification of Board Acts (Ronald Sandler) Mgmt For TNA N/A 18 Ratification of Board Acts (Rana Talwar) Mgmt For TNA N/A 19 Ratification of Board Acts (Klaas Westdijk) Mgmt For TNA N/A 20 Ratification of Board Acts (Karel De Boeck) Mgmt For TNA N/A 21 Ratification of Board Acts (Georges Ugeux) Mgmt For TNA N/A 22 Ratification of Board Acts (Jozef De Mey) Mgmt For TNA N/A 23 Ratification of Board Acts (Jan Zegering Mgmt For TNA N/A Hadders) 24 Ratification of Board Acts (Frank Arts) Mgmt For TNA N/A 25 Ratification of Board Acts (Guy de Selliers de Mgmt For TNA N/A Moranville) 26 Ratification of Board Acts (Roel Nieuwdorp) Mgmt For TNA N/A 27 Ratification of Board Acts (Lionel Perl) Mgmt For TNA N/A 28 Ratification of Board Acts (Shaoling Jin) Mgmt For TNA N/A 29 Ratification of Board Acts (Bart De Smet) Mgmt For TNA N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Approve Compensation Policy Mgmt For TNA N/A 32 Non-Executive Directors' Fees Mgmt For TNA N/A 33 Elect Bridget McIntyre Mgmt For TNA N/A 34 Elect Belen Romana Mgmt For TNA N/A 35 Authority to Trade in Company Stock Mgmt For TNA N/A 36 Amendment Regarding Change in Company Name Mgmt For TNA N/A 37 Amendment Regarding Share Issuance Mgmt For TNA N/A 38 Amendment Regarding Form of Shares Mgmt For TNA N/A 39 Amendment Regarding Disapplication of Mgmt For TNA N/A Preemptive Rights 40 Amendment Regarding Director Compensation Mgmt For TNA N/A 41 Authority to Amend Articles Mgmt For TNA N/A 42 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FORTIS N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORA CINS B4399L102 09/18/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Bart De Smet Mgmt For TNA N/A 5 Authority to Repurchase Shares Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FORTIS SA/NV TICKER SECURITY ID: MEETING DATE MEETING STATUS FORB CINS B4399L102 04/12/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Authority to Repurchase Shares Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Amendment Regarding Change in Company Name Mgmt For TNA N/A
7 Amendment Regarding Registered Office Mgmt For TNA N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Increase in Authorized Capital Mgmt For TNA N/A 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Amendment Regarding Authorized Capital Mgmt For TNA N/A 12 Amendment Regarding Director Compensation Mgmt For TNA N/A 13 Amendments Regarding the Form of Shares Mgmt For TNA N/A 14 Amendment Regarding Share Ownership Disclosure Mgmt For TNA N/A 15 Authority to Amend Articles Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FORTUM OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS FUM1V CINS X2978Z118 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Ratification of Board and Management Acts Mgmt For For For 12 Supervisory Board Members' Fees Mgmt For For For 13 Supervisory Board Size Mgmt For For For 14 Election of Supervisory Board Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Board Size Mgmt For For For 17 Election of Directors Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Amendments to Articles Mgmt For For For 21 Shareholder Proposal Regarding Nominating ShrHldr Against For Against Committee 22 Shareholder Proposal Regarding the Abolition of ShrHldr Against For Against the Supervisory Board
- -------------------------------------------------------------------------------- FOSTER'S GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS FGL CINS Q3944W187 10/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Max Ould Mgmt For For For 3 Renew Employee Share Grant Plan Mgmt For For For 4 Equity Grant (MD/CEO Ian Johnson) - 2008 Offer Mgmt For For For 5 Equity Grant (MD/CEO Ian Johnson) - 2009 Offer Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FOXCONN INTERNATIONAL HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 2038 CINS G36550104 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect LEE Jin Ming; Director's Fees Mgmt For For For 5 Elect CHIH Yu Yang; Director's Fees Mgmt For For For 6 Elect LEE Jer Sheng; Director's Fees Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For For For 11 Authority to Issue Shares under the Share Scheme Mgmt For Against Against
- -------------------------------------------------------------------------------- FRANCE TELECOM TICKER SECURITY ID: MEETING DATE MEETING STATUS FTE CINS F4113C103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Board Acts Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Losses/Dividends Mgmt For For For 6 Agreement with the French State Mgmt For For For 7 Agreements with Directors Mgmt For For For 8 Agreement with Novalis Mgmt For For For 9 Authority to Repurchase Shares Mgmt For Against Against 10 Elect Stephane Richard Mgmt For For For 11 Elect Marc Maouche Mgmt N/A For N/A 12 Elect Jean-Pierre Borderieux Mgmt N/A Against N/A 13 Authority to Issue Shares to Holders of Orange Mgmt For For For SA Shares and Options 14 Authority to Issue Option-Based Liquidity Mgmt For For For Instruments to Holders of Orange SA Shares and Options 15 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 16 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 17 Authority to Cancel Shares and Reduce Capital Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FRAPORT AG TICKER SECURITY ID: MEETING DATE MEETING STATUS FRA CINS D3856U108 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Compensation Policy Mgmt For For For 10 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- FRASER & NEAVE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F27 CINS Y2642C155 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Timothy CHIA Chee Ming Mgmt For Against Against 4 Elect Simon Israel Mgmt For For For 5 Elect Nicky TAN Ng Kuang Mgmt For For For 6 Directors' Fees Mgmt For Against Against 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Grant Awards and Issue Shares Mgmt For For For under Fraser and Neave, Limited Executives' Share Option Scheme 1999 12 Authority to Grant Awards and Issue Shares Mgmt For For For under F&N Performance Share Plan 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Scrip Dividend Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FRESENIUS MEDICAL CARE AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS FME CINS D2734Z107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of General Partner Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- FRESENIUS SE TICKER SECURITY ID: MEETING DATE MEETING STATUS FREG CINS D27348123 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Conversion of Legal Form Mgmt For Against Against 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Elect Roland Berger Mgmt For Against Against 12 Elect Gerd Krick Mgmt For Against Against 13 Elect Klaus-Peter Muller Mgmt For For For 14 Elect Gerhard Rupprecht Mgmt For For For 15 Elect Michael Albrecht Mgmt For For For 16 Elect Gerhard Roggemann Mgmt For For For
- -------------------------------------------------------------------------------- FRESENIUS SE TICKER SECURITY ID: MEETING DATE MEETING STATUS FREG CINS D27348107 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Conversion of Legal Form Mgmt For Against Against 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FRIENDS PROVIDENT GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS G371FQ104 10/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For
- -------------------------------------------------------------------------------- FRIENDS PROVIDENT GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS G371FQ104 10/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FUGRO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS FUGRO CINS N3385Q197 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect H.C. Scheffer Mgmt For For For 11 Elect Frank Schreve Mgmt For For For 12 Elect Gert-Jan Kramer Mgmt For For For 13 Elect Thad Smith Mgmt For For For 14 Elect P. Riel Mgmt For For For 15 Elect A. Steenbakker Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Amendment to Articles Regarding Repurchase of Mgmt For For For Shares 18 Amendment to Articles Regarding the Right to Mgmt For Against Against Propose Items on the Agenda 19 Amendments to Articles Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against
22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FUGRO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS FUGRO CINS N3385Q197 09/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect J. Ruegg Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- FUJIFILM HLDGS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J14208102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shigetaka Komori Mgmt For Against Against 4 Elect Toshio Takahashi Mgmt For For For 5 Elect Tadashi Sasaki Mgmt For For For 6 Elect Yuzoh Toda Mgmt For For For 7 Elect Nobuaki Inoue Mgmt For For For 8 Elect Tadahito Yamamoto Mgmt For For For 9 Elect Teisuke Kitayama Mgmt For For For 10 Elect Takeshi Higuchi Mgmt For For For 11 Elect Hisamasa Abe Mgmt For For For 12 Elect Shigehiro Nakajima Mgmt For For For 13 Elect Tohru Takahashi Mgmt For For For 14 Elect Kohichi Tamai Mgmt For For For 15 Elect Daisuke Ogawa Mgmt For Against Against 16 Elect Takeo Kosugi Mgmt For For For 17 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- FUJITSU LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6702 CINS J15708159 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michiyoshi Mazuka Mgmt For Against Against 3 Elect Hiroshi Ohura Mgmt For Against Against 4 Elect Haruo Itoh Mgmt For For For 5 Elect Masami Yamamoto Mgmt For For For 6 Elect Kazuo Ishida Mgmt For For For 7 Elect Masami Fujita Mgmt For For For 8 Elect Kazuhiko Katoh Mgmt For For For 9 Elect Masahiro Koezuka Mgmt For For For 10 Elect Yohko Ishikura Mgmt For For For 11 Elect Ryohsei Kokubun Mgmt For For For 12 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- FUKUOKA FINANCIAL GROUP INC, FUKUOKA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J17129107 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masaaki Tani Mgmt For For For 4 Elect Kazunori Shibuta Mgmt For For For 5 Elect Osamu Obata Mgmt For For For 6 Elect Takehide Shibato Mgmt For For For 7 Elect Takashi Yoshikai Mgmt For For For 8 Elect Fumio Sakurai Mgmt For For For
9 Elect Jiroh Furomura Mgmt For For For 10 Elect Kenji Hayashi Mgmt For For For 11 Elect Noritaka Murayama Mgmt For For For 12 Elect Kazuo Oniki Mgmt For For For 13 Elect Shunsuke Yoshizawa Mgmt For For For 14 Elect Ryuhji Yasuda Mgmt For Against Against 15 Elect Hideaki Takahashi Mgmt For For For 16 Elect Seigi Nuki Mgmt For Against Against 17 Elect Kizashi Chiba Mgmt For For For 18 Elect Kazuyuki Takeshima Mgmt For Against Against 19 Elect Kenji Tsugami Mgmt For Against Against
- -------------------------------------------------------------------------------- FURUKAWA ELECTRIC COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J16464117 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Ishihara Mgmt For For For 4 Elect Masao Yoshida Mgmt For For For 5 Elect Tetsuo Yoshino Mgmt For For For 6 Elect Takasuke Kaneko Mgmt For For For 7 Elect Sumitaka Fujita Mgmt For For For 8 Elect Hideo Sakura Mgmt For For For 9 Elect Masahiro Yanagimoto Mgmt For For For 10 Elect Shunichi Shindoh Mgmt For For For 11 Elect Tetsuya Satoh Mgmt For For For 12 Elect Mitsuyoshi Shibata Mgmt For For For 13 Elect Tohru Shirasawa Mgmt For For For 14 Elect Nozomu Amano Mgmt For For For 15 Elect Kaoru Yabuki Mgmt For Against Against 16 Elect Kenji Koroyasu Mgmt For Against Against 17 Statutory Auditors' Fees Mgmt For For For 18 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- G4S PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GFS CINS G39283109 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Alf Duch-Pedersen Mgmt For For For 5 Elect Lord Condon Mgmt For For For 6 Elect Nick Buckles Mgmt For For For 7 Elect Mark Elliott Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authorisation of Political Donations Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Adoption of New Articles Mgmt For For For 20 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- GALP ENERGIA, SGPS, SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GALP CINS X3078L108 04/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Ratification of Co-Option of Board Members Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Corporate Governance Report Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Remuneration Report Mgmt For TNA N/A
- -------------------------------------------------------------------------------- GAM HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS GAM CINS H2878E106 04/13/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Acts Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Elect Diego du Monceau Mgmt For TNA N/A 8 Elect Daniel Daeniker Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- GAMESA CORPORACION TECNOLOGICA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAM CINS E54667113 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts Mgmt For For For 2 Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Scrip Dividend Mgmt For For For 7 Ratification of the Co-Option of Luis Lada Diaz Mgmt For For For 8 Ratification of the Co-Option of Benita Mgmt For For For Ferrero-Waldner 9 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Debt Instruments Mgmt For For For 12 Authority to Issue Convertible Debt Instruments Mgmt For For For 13 Relocation of Company Headquarters Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- GAS NATURAL SDG S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CINS E5499B123 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Antonio Brufau Niubo Mgmt For For For 8 Elect Enrique Alcantara-Garcia Irazoqui Mgmt For For For 9 Elect Luis Suarez de Lezo Mantilla Mgmt For For For
10 Authority to Issue Debt Instruments Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 13 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- GDF SUEZ TICKER SECURITY ID: MEETING DATE MEETING STATUS GSZ CINS F42768105 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Through Private Placement; Authority to Issue Debt Instruments 13 Authority to Increase Share Issuance Limit Mgmt For For For 14 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 15 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 16 Authority to Increase Capital w/o Preemptive Mgmt For For For Rights Under International Employee Shareholding Plan 17 Global Ceiling on Increases in Capital Mgmt For For For 18 Authority to Increase Capital Through Mgmt For For For Capitalizations 19 Authority to Cancel Shares and Reduce Capital Mgmt For For For 20 Authority to Grant Stock Options Mgmt For Against Against 21 Authority to Issue Restricted Stock Mgmt For Against Against 22 Authority to Carry Out Formalities Mgmt For For For 23 Shareholder Proposal Regarding Allocation of ShrHldr Against Against For Profits/Dividends
- -------------------------------------------------------------------------------- GEA GROUP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS GEA CINS D28304109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Authority to Issue Convertible Debt Instruments Mgmt For For For 11 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- GECINA TICKER SECURITY ID: MEETING DATE MEETING STATUS GFC CINS F4268U171 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Transfer of Reserves Mgmt For For For 7 Allocation of Losses Mgmt For For For 8 Debit from Reserves; Distribution of Dividend Mgmt For For For 9 Related Party Transaction (Bami Newco) Mgmt For Against Against 10 Related Party Transactions Mgmt For For For 11 Retirement Benefits and Severance Package Mgmt For Against Against (Antonio Truan) 12 Compensation and Severance Package (Christophe Mgmt For Against Against Clamageran) 13 Ratification of the Co-option of Antonio Trueba Mgmt For For For Bustamante 14 Ratification of the Co-option of Arcadi Calzada Mgmt For For For Salavedra 15 Ratification of the Co-option of Philippe Donnet Mgmt For For For 16 Ratification of the Co-option of Jacques-Yves Mgmt For For For Nicol 17 Ratification of the Co-option of Helena Rivero Mgmt For Against Against 18 Ratification of the Co-option of Bernard Michel Mgmt For For For 19 Directors' Fees (Fiscal Year 2009) Mgmt For Against Against 20 Directors' Fees (Fiscal Year 2010) Mgmt For For For 21 Appointment of Auditor (PricewaterhouseCoopers Mgmt For For For Audit) 22 Appointment of Auditor (Mazars) Mgmt For For For 23 Replacement of Alternate Auditor (Philippe Mgmt For For For Castagnac) 24 Replacement of Alternate Auditor (Yves Nicolas) Mgmt For For For 25 Authority to Repurchase Shares Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- GETINGE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS GETI CINS W3443C107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Minutes Mgmt For For For 9 Compliance with Rules of Convocation Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A
14 CEO's Address Mgmt For For For 15 Accounts and Reports Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Ratification of Board and Management Acts Mgmt For For For 18 Board Size Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CINS G3910J112 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Stephanie Burns Mgmt For For For 4 Elect Julian Heslop Mgmt For For For 5 Elect Sir Deryck Maughan Mgmt For For For 6 Elect Daniel Podolsky Mgmt For For For 7 Elect Sir Robert Wilson Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Exemption from Statement of Senior Auditor's Mgmt For For For Name 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 16 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- GPT GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS GPT CINS Q4252X106 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Anne McDonald Mgmt For For For 4 Elect Robert Ferguson Mgmt For For For 5 Elect Brendan Crotty Mgmt For For For 6 Elect Eileen Doyle Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Amend Company Constitution Mgmt For For For 9 Amend Trust Deed Mgmt For For For 10 Consolidation of Securities (Shares) Mgmt For For For 11 Consolidation of Securities (Units) Mgmt For For For 12 Amend Stapled Security Rights Plan Mgmt For For For 13 Equity Grant (MD/CEO Michael Cameron) Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- GRIFOLS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GRF CINS E5706X124 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Consolidated Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For
4 Appointment of Auditor (Individual) Mgmt For For For 5 Appointment of Auditor (Consolidated) Mgmt For For For 6 Election of Directors Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Carry Out Formalities Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GBLB CINS B4746J115 04/13/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports; Allocation of Profits and Mgmt For TNA N/A Dividends 5 Ratification of Board Acts Mgmt For TNA N/A 6 Ratification of Auditor's Acts Mgmt For TNA N/A 7 Elect Jean-Louis Beffa Mgmt For TNA N/A 8 Elect Victor Delloye Mgmt For TNA N/A 9 Elect Maurice Lippens Mgmt For TNA N/A 10 Elect Michel Plessis-Belair Mgmt For TNA N/A 11 Elect Amaury de Seze Mgmt For TNA N/A 12 Elect Jean Stephenne Mgmt For TNA N/A 13 Elect Gunter Thielen Mgmt For TNA N/A 14 Elect Arnaud Vial Mgmt For TNA N/A 15 Board Independence Mgmt For TNA N/A 16 Board Independence Mgmt For TNA N/A 17 Board Independence Mgmt For TNA N/A 18 Board Independence Mgmt For TNA N/A 19 Appointment of Auditor Mgmt For TNA N/A 20 Stock Option Plan Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- GROUPE DANONE TICKER SECURITY ID: MEETING DATE MEETING STATUS BN CINS F12033134 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Frank Riboud Mgmt For Against Against 8 Elect Emmanuel Faber Mgmt For For For 9 Appointment of Auditor (PricewaterhouseCoopers) Mgmt For For For 10 Replacement of Auditor (Ernst & Young et Autres) Mgmt For For For 11 Replacement of Alternate Auditor (Yves Nicolas) Mgmt For For For 12 Replacement of Alternate Auditor (Auditex) Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Severance Package and Retirement Benefits Mgmt For For For (Frank Riboud) 15 Severance Package and Retirement Benefits Mgmt For For For (Emmanuel Faber) 16 Severance Package and Retirement Benefits Mgmt For For For (Bernard Hours) 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Restricted Stock to Mgmt For Against Against Executives and Employees 19 Amendment to Articles Regarding Voting Rights Mgmt For For For 20 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- GROUPE EUROTUNNEL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GET CINS F477AL114 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Colette Neuville Mgmt For For For 11 Elect Henri Rouanet Mgmt For For For 12 Elect Pierre Bilger Mgmt For For For 13 Elect Hugues Lepic Mgmt For For For 14 Elect Jean-Pierre Trotignon Mgmt For For For 15 Elect Jacques Gounon Mgmt For For For 16 Elect Robert Rochefort Mgmt For For For 17 Elect Patricia Hewitt Mgmt For For For 18 Elect Philippe Camu Mgmt For For For 19 Elect Philippe Vasseur Mgmt For For For 20 Elect Tim Yeo Mgmt For Against Against 21 Merger by Absorption of Eurotunnel Group PLC Mgmt For For For (EGP) 22 Merger by Absorption of TNU PLC Mgmt For For For 23 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind (Relative to the Absorption of TNU PLC) 24 Use/Transfer of Reserves (Merger Premiums Mgmt For For For Relative to the Absorption of TNU PLC) 25 Authority to Carry Out Formalities (Relative to Mgmt For For For the Absorption of TNU PLC and EGP) 26 Authority to Increase Capital Under Employee Mgmt For For For Savings Plan 27 Authority to Grant Restricted Shares Mgmt For Against Against 28 Authority to Grant Stock Options Mgmt For Against Against 29 Amendments Regarding Directors' Ownership Mgmt For For For Requirements 30 Amendments Regarding Directors' Term Lengths Mgmt For For For 31 Amendments Regarding Conversion of Preferred Mgmt For For For Stock 32 Amendments Regarding Simplification of Mgmt For For For Electronic Voting 33 Authority to Cancel Shares and Reduce Capital Mgmt For For For 34 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- GRUPO FERROVIAL, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS FER CINS E5701R106 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Merger Balance Sheet Mgmt For For For 4 Merger by Absorption Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Merger Balance Sheet Mgmt For For For 7 Issuance of Shares Mgmt For For For 8 Merger Mgmt For For For 9 Removal of the Board of Directors Mgmt For For For 10 Board Size Mgmt For For For 11 Elect Rafael delPino yCalvo-Sotelo Mgmt For For For 12 Elect Jose Maria Perez Tremps Mgmt For For For 13 Elect SantiagoBergarecheBusquet Mgmt For For For 14 Elect Jaime Carvajal Urquijo Mgmt For For For 15 Elect Portman Baela, S.L. Mgmt For For For 16 Elect Juan Arena de la Mora Mgmt For For For 17 Elect Santiago Eguidazu Mayor Mgmt For For For 18 Elect Joaquin Ayuso Garcia Mgmt For For For 19 Elect Gabriele Burgio Mgmt For For For 20 Elect Maria del Pino y Calvo-Sotelo Mgmt For For For 21 Elect Santiago Fernandez Valbuena Mgmt For For For 22 Elect Inigo Meiras Amusco Mgmt For For For 23 Elect Jose Fernando Sanchez-Junco Mans Mgmt For For For 24 Directors' Fees Mgmt For For For 25 Review of Directors' Fees Mgmt For For For 26 Authority to Issue Shares w/ o w/o Preemptive Mgmt For For For Rights 27 Authority to Issue Convertible Securities Mgmt For For For 28 Authority to Repurchase Shares Mgmt For For For 29 Board Size Mgmt For For For 30 Elect Maria del Pino y Calvo-Sotelo Mgmt For For For 31 Elect Inigo Meiras Amusco Mgmt For For For 32 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- GUNMA BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8334 CINS J17766106 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazumasa Watanabe Mgmt For For For 4 Elect Hiroshi Yomo Mgmt For Against Against 5 Elect Masaaki Tamura Mgmt For For For 6 Elect Kazuo Saitoh Mgmt For For For 7 Elect Kazuo Takei Mgmt For For For 8 Elect Kazuo Kibe Mgmt For For For 9 Elect Tomisaburoh Igarashi Mgmt For For For 10 Elect Shigeaki Ninomiya Mgmt For For For 11 Elect Nozomu Nakagawa Mgmt For For For 12 Elect Kazufumi Hoshino Mgmt For For For 13 Elect Kenichi Takai Mgmt For For For 14 Elect Masayuki Murota Mgmt For For For 15 Elect Hisao Tsunoda Mgmt For For For 16 Elect Takaya Kimura Mgmt For For For 17 Elect Kenji Tomaru Mgmt For For For 18 Elect Tamotsu Katsuragawa Mgmt For For For 19 Bonus Mgmt For Against Against 20 Retirement Allowances for Directors and Mgmt For For For Statutory Auditors
- -------------------------------------------------------------------------------- H & M HENNES & MAURITZ AB TICKER SECURITY ID: MEETING DATE MEETING STATUS HM-B CINS W41422101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Accounts and Reports Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Ratification of Board and Management Acts Mgmt For For For 18 Board Size Mgmt For For For 19 Directors and Auditors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Nominating Committee Mgmt For For For 22 Stock Split Mgmt For For For 23 Compensation Guidelines Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- H. LUNDBECK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS LUN CINS K4406L129 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Board and Management Acts Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Per Wold-Olsen Mgmt For For For 8 Elect Thorleif Krarup Mgmt For For For 9 Elect Peter Kurstein Mgmt For For For 10 Elect Mats Petterson Mgmt For For For 11 Elect Jes Ostergaard Mgmt For For For 12 Elect Egil Bodd Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendment Regarding Company Purpose Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendment Regarding Meeting Agenda Mgmt For For For 19 Shareholder Proposal Regarding Prohibiting ShrHldr N/A Against N/A Voting for Prosecuted Nominees 20 Shareholder Proposal Regarding Reversal of ShrHldr N/A Against N/A Voting Decisions 21 Authority to Repurchase shares Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- HAMMERSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HMSO CINS G4273Q107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Atkins Mgmt For For For 4 Elect David Edmonds Mgmt For For For 5 Elect Jacques Espinasse Mgmt For Against Against 6 Elect John Hirst Mgmt For For For 7 Elect Simon Melliss Mgmt For For For 8 Elect Terry Duddy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0101 CINS Y30166105 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ronald J. Arculli Mgmt For Against Against 5 Elect Laura CHEN Lok Yee Mgmt For For For 6 Elect LIU Pak Wai Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- HANG SENG BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 11 CINS Y30327103 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect John CHAN Cho Chak Mgmt For For For 4 Elect William LEUNG Wing Cheung Mgmt For For For 5 Elect Eric LI Ka Cheung Mgmt For Against Against 6 Elect Vincent LO Hong Sui Mgmt For For For 7 Elect Lain Mackay Mgmt For For For 8 Elect Dorothy SIT KWAN Yin Ping Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- HANKYU HANSHIN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 9042 CINS J18439109 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kazuo Sumi Mgmt For For For 5 Elect Shinya Sakai Mgmt For For For 6 Elect Noriyuki Inoue Mgmt For For For 7 Elect Isao Matsuoka Mgmt For Against Against 8 Elect Shunichi Sugioka Mgmt For For For 9 Elect Hiroshi Ojima Mgmt For For For 10 Elect Tomokazu Yamazawa Mgmt For For For 11 Elect Tadashi Sano Mgmt For For For 12 Elect Nobuo Minami Mgmt For For For 13 Elect Kohichi Kobayashi Mgmt For For For 14 Elect Mitsuo Nozaki Mgmt For For For 15 Elect Masao Shin Mgmt For For For 16 Elect Tohru Nakashima Mgmt For For For 17 Elect Shohsuke Mori Mgmt For For For 18 Elect Haruo Sakaguchi Mgmt For For For 19 Elect Junzoh Ishii Mgmt For For For
- -------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG AG (HANNOVER RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNR1 CINS D3015J135 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Trade in Company Stock Mgmt For For For 10 Increase in Authorized Capital Mgmt For Against Against 11 Employee Stock Purchase Plan Mgmt For For For 12 Remuneration Policy Mgmt For For For
- -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG TICKER SECURITY ID: MEETING DATE MEETING STATUS HEI CINS D31709104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratify Bernd Scheifele Mgmt For For For 6 Ratify Dominik von Achten Mgmt For For For 7 Ratify Daniel Gauthier Mgmt For For For 8 Ratify Andreas Kern Mgmt For For For 9 Ratify Lorenz Nager Mgmt For For For 10 Ratify Albert Scheuer Mgmt For For For 11 Ratify Fritz-Jurgen Heckmann Mgmt For For For 12 Ratify Heinz Schirmer Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Theo Beermann Mgmt For For For 15 Ratify Robert Feiger Mgmt For For For 16 Ratify Veronika Fuss Mgmt For For For 17 Ratify Josef Heumann Mgmt For For For 18 Ratify Gerhard Hirth Mgmt For For For 19 Ratify Max Dietrich Kley Mgmt For For For 20 Ratify Hans Georg Kraut Mgmt For For For 21 Ratify Adolf Merckle Mgmt For For For 22 Ratify Ludwig Merckle Mgmt For Against Against 23 Ratify Tobias Merckle Mgmt For For For 24 Ratify Eduard Schleicher Mgmt For For For 25 Ratify Werner Schraeder Mgmt For For For 26 Ratify Frank-Dirk Steiniger Mgmt For For For 27 Appointment of Auditor Mgmt For For For 28 Increase in Authorized Capital I Mgmt For For For 29 Increase in Authorized Capital II Mgmt For For For 30 Authority to Issue Convertible Debt Instruments Mgmt For Against Against 31 Authority to Increase Conditional Capital Mgmt For Against Against 32 Compensation Policy Mgmt For Against Against 33 Elect Alan Murray Mgmt For For For 34 Elect Herbert Lutkestratkotter Mgmt For For For 35 Amendment Regarding Nominating Committee Mgmt For For For 36 Supervisory Board Members' Fees Mgmt For For For 37 Amend Article 16(1) Mgmt For For For 38 Amend Article 16(3); 16(4) Mgmt For For For 39 Amend Article 18(3) Mgmt For For For 40 Amend Article 11(2) Mgmt For For For
- -------------------------------------------------------------------------------- HEINEKEN HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEIO CINS N39338194 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Acquisition of FEMSA Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Issue of Shares with Regards to FEMSA Mgmt For For For Acquisition 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Election of Board of Directors Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- HEINEKEN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS HEIA CINS N39427211 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Executive Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Acquisition Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Issue of Shares with regards to FEMSA Mgmt For For For Acquisition 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendment to Compensation Policy Mgmt For Against Against 15 Amendment to Long-Term Incentive Plan Mgmt For Against Against 16 Elect J.A. Fernandez Carbajal Mgmt For For For 17 Elect J.G. Astaburuaga Sanjines Mgmt For For For 18 Elect Cornelis van Lede Mgmt For For For 19 Elect Jan Maarten de Jong Mgmt For For For 20 Elect Annemiek Fentener van Vlissingen Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- HELLENIC PETROLEUM S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELPE CINS X3234A111 06/02/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Reports Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board Acts; Ratification of Mgmt For TNA N/A Auditors' Act 5 Directors' Fees Mgmt For TNA N/A 6 Directors' Fees Mgmt For TNA N/A 7 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 8 Approve Stock Option Grants Mgmt For TNA N/A 9 Extend the Term of Stock Option Grants Mgmt For TNA N/A 10 Approve Use of Reserve Funds Mgmt For TNA N/A 11 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- HELLENIC PETROLEUM S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELPE CINS X3234A111 12/28/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Election of Directors Mgmt For TNA N/A
- -------------------------------------------------------------------------------- HELLENIC PETROLEUM S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELPE CINS X3234A111 12/28/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Changes to the Board Mgmt For TNA N/A 2 Directors' Fees Mgmt For TNA N/A 3 Election of Audit Committee Mgmt For TNA N/A
- -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0012 CINS Y31476107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LEE King Yue Mgmt For Against Against 6 Elect LI Ning Mgmt For Against Against 7 Elect LEE Tat Man Mgmt For Against Against 8 Elect WOO Po Shing Mgmt For Against Against 9 Elect Gordon KWONG Che Keung Mgmt For Against Against 10 Elect KO Ping Keung Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Increase in Authorized Capital Mgmt For For For
- -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0012 CINS Y31476107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Warrants Issuance Mgmt For For For
- -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0012 CINS Y31476107 12/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect LEE Shau Kee Mgmt For Against Against 3 Elect Colin LAM Ko Yin Mgmt For Against Against 4 Elect John YIP Ying Chee Mgmt For Against Against 5 Elect Alexander AU Siu Kee Mgmt For For For
6 Elect FUNG LEE Woon King Mgmt For Against Against 7 Elect Eddie LAU Yum Chuen Mgmt For Against Against 8 Elect LEUNG Hay Man Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority to Set Fees Mgmt For Abstain Against 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- HENKEL AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS HEN3 CINS D32051142 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Presentation of Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Personally Liable Partner's Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Ratification of Shareholders' Committee Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Johann-Christoph Frey Mgmt For For For 10 Elect Kaspar Freiherr von Braun Mgmt For For For 11 Remuneration Policy Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Increase in Authorized Capital Mgmt For For For
- -------------------------------------------------------------------------------- HENKEL AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS HEN3 CINS D32051126 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Increase in Authorized Capital Mgmt For For For
- -------------------------------------------------------------------------------- HERMES INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS RMS CINS F48051100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 4 Consolidated Accounts and Reports Mgmt For For For 5 Ratification of Management Acts Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Florence Woerth Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For Against Against 11 Authority to Carry Out Fromalities Mgmt For For For 12 Authority to Cancel Shares and Reduce Capital Mgmt For For For 13 Amendments Regarding Electronic Voting Mgmt For For For 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- HIROSE ELECTRIC COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J19782101 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kazunori Ishii Mgmt For For For 3 Elect Kazuyuki Iizuka Mgmt For Against Against 4 Elect Makoto Kondoh Mgmt For For For 5 Elect Mitsuo Nakamura Mgmt For For For
- -------------------------------------------------------------------------------- HITACHI CHEMICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4217 CINS J20160107 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Yasuji Nagase Mgmt For Against Against 2 Elect Kazuyuki Tanaka Mgmt For For For 3 Elect Keiichi Takeda Mgmt For For For 4 Elect Takashi Urano Mgmt For For For 5 Elect Yoshio Ohsawa Mgmt For For For 6 Elect Takemoto Ohto Mgmt For For For 7 Elect Nobuo Mochida Mgmt For For For 8 Elect Shigeru Azuhata Mgmt For For For
- -------------------------------------------------------------------------------- HITACHI CONSTRUCTION MACHINERY CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6305 CINS J20244109 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michijiroh Kikawa Mgmt For Against Against 3 Elect Mitsuji Yamada Mgmt For For For 4 Elect Taiji Hasegawa Mgmt For For For 5 Elect Tohru Sakai Mgmt For For For 6 Elect Shinichi Mihara Mgmt For For For 7 Elect Hiroshi Tokushige Mgmt For For For 8 Elect Kiichi Uchibayashi Mgmt For For For 9 Elect Yoshio Kubo Mgmt For For For 10 Elect Takashi Miyoshi Mgmt For For For 11 Elect Masahide Tanigaki Mgmt For For For
- -------------------------------------------------------------------------------- HITACHI LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J20454112 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tadamichi Sakiyama Mgmt For Against Against 3 Elect Yoshie Ohta Mgmt For For For 4 Elect Mitsuo Ohashi Mgmt For For For 5 Elect Akihiko Nomiyama Mgmt For For For 6 Elect Kenji Miyahara Mgmt For For For 7 Elect Tohru Motobayashi Mgmt For For For 8 Elect Isao Ono Mgmt For For For 9 Elect Takashi Kawamura Mgmt For For For 10 Elect Masaharu Sumikawa Mgmt For For For 11 Elect Hiroaki Nakanishi Mgmt For Against Against 12 Elect Michiharu Nakamura Mgmt For For For 13 Elect Takashi Miyoshi Mgmt For For For
- -------------------------------------------------------------------------------- HOCHTIEF AG TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CINS D33134103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Convertible Bonds; Increase Mgmt For For For in Conditional Capital 11 Increase in Authorized Capital Mgmt For For For 12 Amendment to Intra-company Contract Mgmt For For For 13 Amendment to Intra-company Contract Mgmt For For For 14 Amendment to Intra-company Contract Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Elect Manfred Wennemer Mgmt For For For
- -------------------------------------------------------------------------------- HOKKAIDO ELECTRIC POWER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J21378104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For 4 Elect Takahisa Ishii Mgmt For For For 5 Elect Tamotsu Ohuchi Mgmt For For For 6 Elect Takahiro Ohfusa Mgmt For For For 7 Elect Katsuhiko Kawai Mgmt For For For 8 Elect Tatsuo Kondoh Mgmt For Against Against 9 Elect Yoshitaka Satoh Mgmt For For For 10 Elect Tetsuo Shiokawa Mgmt For For For 11 Elect Kenyuh Takahashi Mgmt For For For 12 Elect Kimihiro Honma Mgmt For For For 13 Elect Noriyasu Yamada Mgmt For For For 14 Elect Moritoshi Yoshida Mgmt For For For 15 Elect Hiromasa Yoshimoto Mgmt For For For 16 Elect Chiharu Waki Mgmt For Against Against
- -------------------------------------------------------------------------------- HOKUHOKU FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8377 CINS J21903109 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Shigeo Takagi Mgmt For Against Against 5 Elect Yoshihiro Sekihachi Mgmt For For For 6 Elect Satoshi Kawai Mgmt For For For 7 Elect Masahiro Sasahara Mgmt For For For 8 Elect Tamonori Iwasaki Mgmt For For For 9 Elect Satoshi Kawai Mgmt For For For 10 Elect Eishin Ihori Mgmt For For For 11 Elect Yuuji Ohshima Mgmt For For For 12 Retirement Allowances for Directors and Mgmt For For For Statutory Auditors
- -------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J22050108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yukio Arai Mgmt For For For 3 Elect Yutaka Kanai Mgmt For For For 4 Elect Susumu Kyuwa Mgmt For For For 5 Elect Masato Kontani Mgmt For For For 6 Elect Isao Nagahara Mgmt For Against Against 7 Elect Yuuichi Hori Mgmt For For For 8 Elect Yukio Matsuoka Mgmt For For For 9 Elect Mitsuaki Minabe Mgmt For For For 10 Elect Kohhei Murata Mgmt For For For 11 Elect Toshinori Motobayashi Mgmt For For For 12 Elect Shinji Wakamiya Mgmt For For For 13 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- HOLCIM LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLN CINS H36940130 05/06/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board and Management Acts Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect Markus Akermann Mgmt For TNA N/A 8 Elect Peter Kupfer Mgmt For TNA N/A 9 Elect Rolf Soiron Mgmt For TNA N/A 10 Elect Beat Hess Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- HOLCIM LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLN CINS H36940130 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Rights Issue Mgmt For For For
- -------------------------------------------------------------------------------- HOME RETAIL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HOME CINS G4581D103 07/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Oliver Stocken Mgmt For For For 5 Elect Richard Ashton Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 EU Political Donations Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 13 Amendments to Performance Share Plan Mgmt For For For
- -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CINS J22302111 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takanobu Itoh Mgmt For Against Against 4 Elect Koichi Kondoh Mgmt For For For 5 Elect Shigeru Takagi Mgmt For For For 6 Elect Akio Hamada Mgmt For For For 7 Elect Tetsuo Iwamura Mgmt For For For 8 Elect Tatsuhiro Ohyama Mgmt For For For 9 Elect Fumihiko Ike Mgmt For For For 10 Elect Masaya Yamashita Mgmt For For For 11 Elect Kensaku Hohgen Mgmt For For For 12 Elect Nobuo Kuroyanagi Mgmt For For For 13 Elect Takeo Fukui Mgmt For For For 14 Elect Hiroshi Kobayashi Mgmt For For For 15 Elect Shoh Minekawa Mgmt For For For 16 Elect Takuji Yamada Mgmt For For For 17 Elect Yoichi Hohjoh Mgmt For For For 18 Elect Tsuneo Tanai Mgmt For For For 19 Elect Hiroyuki Yamada Mgmt For For For 20 Elect Tomohiko Kawanabe Mgmt For For For 21 Elect Masahiro Yoshida Mgmt For For For 22 Elect Seiji Kuraishi Mgmt For For For 23 Bonus Mgmt For Against Against
- -------------------------------------------------------------------------------- HONG KONG AND CHINA GAS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0003 CINS Y33370100 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Elect LEUNG Hay Man Mgmt For For For 6 Elect LEE Ka Kit Mgmt For Against Against 7 Elect James KWAN Yuk Choi Mgmt For For For 8 Elect POON Chung Kwong Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Bonus Share Issuance Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 388 CINS Y3506N139 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect John Strickland Mgmt For For For 5 Elect Oscar WONG Sai Hung Mgmt For For For 6 Appointment of Auditor and Authority to Set Fees Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Directors' Fees Mgmt For For For 10 Committee Members' Fees Mgmt For For For 11 Amendments to Articles Mgmt For Against Against
- -------------------------------------------------------------------------------- HONGKONG ELECTRIC HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 00006 CINS Y33549117 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Francis LEE Lan Yee Mgmt For Against Against 5 Elect Frank J. Sixt Mgmt For Against Against 6 Appointment of Auditor and Authority to Set Fees Mgmt For For For 7 Authority to Issue and Dispose Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue and Dispose Repurchased Mgmt For For For Shares 10 Amendments to Articles Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- HOYA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7741 CINS J22848105 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Takeo Shiina Mgmt For For For 2 Elect Yuzaburoh Mogi Mgmt For For For 3 Elect Eiko Kohno Mgmt For For For 4 Elect Yukiharu Kodama Mgmt For For For 5 Elect Itaru Koeda Mgmt For For For 6 Elect Hiroshi Suzuki Mgmt For For For 7 Elect Hiroshi Hamada Mgmt For For For 8 Elect Kenji Ema Mgmt For For For 9 Stock Option Plan Mgmt For For For 10 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Dr. Balamurali K. Ambati 11 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Dr. Paul Ashton 12 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Dr. Cardinal Warde 13 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Akira Mizobuchi 14 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Motoko Hirotsu 15 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Yohei Suda 16 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Hiroshi Hamada 17 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Eiko Kohno 18 Shareholder Proposal Regarding Election of ShrHldr Against Against For Dissident Itaru Koeda 19 Shareholder Proposal Regarding Text of ShrHldr Against For Against Shareholder Proposals 20 Shareholder Proposal Regarding Confidential ShrHldr Against For Against Voting 21 Shareholder Proposal Regarding Insiders on the ShrHldr Against Against For Board of Directors 22 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 23 Shareholder Proposal Regarding Board Interlocks ShrHldr Against Against For 24 Shareholder Proposal Regarding Limit on Board ShrHldr Against Against For Memberships 25 Shareholder Proposal Regarding Limit on Board ShrHldr Against Against For Term 26 Shareholder Proposal Regarding Disclosure of ShrHldr Against Against For Former Director Compensation 27 Shareholder Proposal Regarding Outside Director ShrHldr Against For Against Sessions 28 Shareholder Proposal Regarding Guidelines for ShrHldr Against Against For Independence 29 Shareholder Proposal Regarding Individual ShrHldr Against For Against Disclosure of Compensation 30 Shareholder Proposal Regarding Disclosure of ShrHldr Against For Against Interests 31 Shareholder Proposal Regarding Disclosure of ShrHldr Against Against For Sales of Shares by Directors and Families 32 Shareholder Proposal Regarding Prohibiting ShrHldr Against Against For Hedging by Option Holders
- -------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CINS G4634U169 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Rona Fairhead Mgmt For Against Against 4 Elect Michael Geoghegan Mgmt For For For 5 Elect Stephen Green Mgmt For For For 6 Elect Gwyn Morgan Mgmt For For For 7 Elect Narayana Murthy Mgmt For For For 8 Elect Simon Robertson Mgmt For For For 9 Elect John Thornton Mgmt For Against Against 10 Elect Sir Brian Williamson Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Amendments to New Articles Mgmt For For For 15 UK Share Incentive Plan Extension Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- HUSQVARNA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS HUSQ'B CINS W4235G116 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Compensation Guidelines Mgmt For For For 21 2010 Long-Term Incentive Plan Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Issue Treasury Shares Mgmt For For For 24 Transfer of Shares Pursuant to LTIP 2010 Mgmt For For For 25 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 26 Amendment to Articles Regarding Meeting Notices Mgmt For For For 27 Shareholder Proposal Regarding Reclassification ShrHldr N/A For N/A of Shares 28 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 00013 CINS Y38024108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Victor LI Tzar Kuoi Mgmt For Against Against 6 Elect Frank J. Sixt Mgmt For Against Against 7 Elect Michael D. Kadoorie Mgmt For For For 8 Elect George C. Magnus Mgmt For Against Against 9 Elect Margaret LEUNG KO May Yee Mgmt For For For 10 Appointment of Auditor and Authority to Set Fees Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 CKH Master Agreement Mgmt For For For 15 HSE Master Agreement Mgmt For For For
- -------------------------------------------------------------------------------- IBERDROLA RENOVABLES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS IBR CINS E6244B103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts Mgmt For For For 2 Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Co-Option of Emilio Ontiveros Mgmt For For For Baeza 7 Ratification of Co-Option of Manuel Amigo Mgmt For For For Mateos 8 Ratification of Co-Option of Juan Manuel Mgmt For Against Against Gonzalez Serna 9 Ratification of Co-Option of Gustavo Buesa Mgmt For For For Ibanez 10 Authority to Repurchase Shares Mgmt For For For 11 Charitable Donations Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Amendments to General Meeting Regulations Mgmt For For For 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- IBERDROLA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBE CINS E6165F166 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts Mgmt For For For 5 Reports Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Scrip Dividend Mgmt For For For 10 Elect Maria Helena Antolin Raybaud Mgmt For For For 11 Elect Santiago Martinez Lage Mgmt For For For 12 Elect Victor de Urrutia Vallejo Mgmt For For For 13 Elect Ricardo Alvarez Isasi Mgmt For For For 14 Elect Jose Ignacio Berroeta Echevarria Mgmt For Against Against 15 Elect Juan Luis Arregui Ciarsolo Mgmt For Against Against 16 Elect Jose Ignacio Sanchez Galan Mgmt For For For
17 Elect Julio de Miguel Aynat Mgmt For For For 18 Elect Sebastian Battaner Arias Mgmt For For For 19 Board Size Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Issue Debt Instruments Mgmt For For For 22 Authority to List and Delist Securities Mgmt For For For 23 Authority to Create/Fund Foundations Mgmt For For For 24 Amendments to Articles Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- IBERIA LINEAS AEREAS DE ESPANA, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBLA CINS E6167M102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Acts Mgmt For For For 5 Elect Antonio Vazquez Romero Mgmt For For For 6 Elect Rafael Sanchez -Lozano Turmo Mgmt For For For 7 Elect Keith Williams Mgmt For For For 8 Elect Rodrigo de Rato y Figaredo Mgmt For For For 9 Elect Roger Maynard Mgmt For For For 10 Elect Jorge Pont Sanchez Mgmt For Against Against 11 Elect Valoracion y Control S.L. Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- IBIDEN COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4062 CINS J23059116 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshifumi Iwata Mgmt For Against Against 3 Elect Hiroki Takenaka Mgmt For For For 4 Elect Mafumi Kunishima Mgmt For For For 5 Elect Yoshio Hirabayashi Mgmt For For For 6 Elect Hironobu Kodaka Mgmt For For For 7 Elect Katsumi Mabuchi Mgmt For For For 8 Elect Toshiaki Matsuo Mgmt For Against Against 9 Elect Keiichi Sakashita Mgmt For For For 10 Elect Kohji Kawashima Mgmt For For For 11 Elect Yoshitoshi Toyoda Mgmt For For For 12 Elect Toshio Yonezawa Mgmt For For For 13 Elect Kohji Hosoda Mgmt For For For 14 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- ICADE TICKER SECURITY ID: MEETING DATE MEETING STATUS ICA CINS F4931M119 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Issuance of Shares w/o Preemptive Rights Mgmt For Abstain Against Through Private Placement to MSREF
5 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 6 Contribution in Kind Pursuant to Acquisition Mgmt For Abstain Against 7 Share Capital Increase Mgmt For Abstain Against 8 Authority to Implement Contribution in Kind and Mgmt For Abstain Against Capital Increase 9 Amendments to Articles Regarding Share Capital Mgmt For Abstain Against 10 Elect Alfonso Munk Mgmt For Abstain Against 11 Elect Sabine Schimel Mgmt For For For 12 Autority to Carry Out Formalities Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ICADE TICKER SECURITY ID: MEETING DATE MEETING STATUS ICA CINS F4931M119 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Shares w/o Preemptive Rights Mgmt For Abstain Against Through Private Placement to MSREF 4 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 5 Contribution in Kind Pursuant to Acquisition Mgmt For Abstain Against 6 Share Capital Increase Mgmt For Abstain Against 7 Authority to Implement Contribution in Kind and Mgmt For Abstain Against Capital Increase 8 Amendments to Articles Regarding Share Capital Mgmt For Abstain Against 9 Elect Alfonso Munk Mgmt For Abstain Against 10 Elect Sabine Schimel Mgmt For For For 11 Autority to Carry Out Formalities Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ICADE TICKER SECURITY ID: MEETING DATE MEETING STATUS ICAD CINS F4931M119 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Related Party Transactions Mgmt For For For 6 Ratification of Board and CEO Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Consolidated Accounts and Reports Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Cancel of Shares and Reduce Mgmt For For For Capital 12 Merger by Absorption of SCI XM Clermont Ferrand Mgmt For For For 13 Authority to Realize the Merger by Absorption Mgmt For For For 14 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- ICADE TICKER SECURITY ID: MEETING DATE MEETING STATUS ICA CINS F4931M119 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of Merger by Absorption Mgmt For Abstain Against 4 Approval of Merger Conditions Mgmt For Abstain Against 5 Amendments to Articles Mgmt For Abstain Against 6 Authority to Carry Out Formalities Mgmt For Abstain Against
- -------------------------------------------------------------------------------- ICAP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IAP CINS G46981117 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Spencer Mgmt For For For 4 Elect Mark Yallop Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Directors' Remuneration Report Mgmt For Against Against 8 Authority to Increase Authorised Capital Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Scrip Dividend Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- IHI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuaki Kama Mgmt For For For 4 Elect Yasuyuki Watanabe Mgmt For For For 5 Elect Yuuji Hiruma Mgmt For For For 6 Elect Ichiroh Hashimoto Mgmt For For For 7 Elect Makoto Serizawa Mgmt For For For 8 Elect Kazuo Tsukahara Mgmt For For For 9 Elect Tamotsu Saitoh Mgmt For For For 10 Elect Fusayoshi Nakamura Mgmt For For For 11 Elect Sadao Degawa Mgmt For For For 12 Elect Jyohji Sakamoto Mgmt For For For 13 Elect Ichiroh Terai Mgmt For For For 14 Elect Tomokazu Hamaguchi Mgmt For For For 15 Elect Tatsumi Kawaratani Mgmt For For For 16 Elect Izumi Imoto Mgmt For For For 17 Elect Tadashi Okamura Mgmt For For For
- -------------------------------------------------------------------------------- IMERYS TICKER SECURITY ID: MEETING DATE MEETING STATUS NK CINS F49644101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Retirement Benefits (Gerard Buffiere) Mgmt For For For
8 Retirement Benefits (Jerome Pecresse) Mgmt For For For 9 Elect Jean Monville Mgmt For For For 10 Elect Robert Peugeot Mgmt For Against Against 11 Elect Amaury de Seze Mgmt For Against Against 12 Elect Olivier Pirotte Mgmt For For For 13 Elect Ian Gallienne Mgmt For For For 14 Elect Fatine Layt Mgmt For For For 15 Elect Pierre-Jean Sivignon Mgmt For For For 16 Appointment of Auditor (Deloitte & Associes) Mgmt For For For 17 Appointment of Alternate Auditor (BEAS) Mgmt For For For 18 Replacement of Auditor (Ernst & Young) Mgmt For For For 19 Replacement of Alternate Auditor (Societe Mgmt For For For Auditex) 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Issue Warrants w/o Preemptive Mgmt For For For Rights 22 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- IMMOEAST AG TICKER SECURITY ID: MEETING DATE MEETING STATUS IMEA CINS A2782P111 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Spin-Off of IMMOEAST AG into IMBEA IMMOEAST Mgmt For For For Beteiligungsverwaltung AG 2 Restructuring Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMT CINS G4721W102 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Dominique Comolli Mgmt For Against Against 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Charles Knott Mgmt For For For 8 Elect Iain Napier Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 EU Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 16 Adoption of New Articles Mgmt For Against Against
- -------------------------------------------------------------------------------- INCITEC PIVOT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IPL CINS Q4887E101 12/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Graham Smorgon Mgmt For For For 4 Re-elect Tony Larkin Mgmt For For For 5 Equity Grant (MD James Fazzino) Mgmt For Against Against 6 Remuneration Report Mgmt For Against Against
- -------------------------------------------------------------------------------- INDRA SISTEMAS TICKER SECURITY ID: MEETING DATE MEETING STATUS IDR CINS E6271Z155 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Board Acts Mgmt For For For 3 Merger by Absorption Mgmt For For For 4 Election of Directors Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Remuneration Report Mgmt For Against Against 8 Report on Amendments to Board of Directors Mgmt Abstain Abstain For Regulations 9 Authority to Carry Out Formalities Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- INDUSTRIA DE DISE*O TEXTIL SA - INDITEX TICKER SECURITY ID: MEETING DATE MEETING STATUS ITX CINS E6282J109 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Ratification of Board Acts Mgmt For For For 2 Consolidated Accounts and Reports; Ratification Mgmt For For For of Board Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Carlos Espinosa de los Monteros Bernaldo Mgmt For Against Against de Quiros 5 Elect Francisco Luzon Lopez Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS IFX CINS D35415104 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratify Peter Bauer Mgmt For For For 7 Ratify Hermann Eul Mgmt For For For 8 Ratify Reinhard Ploss Mgmt For For For 9 Ratify Marco Schroter Mgmt For For For 10 Ratify Max Dietrich Kley Mgmt For Against Against 11 Ratify Wigand Cramer Mgmt For For For 12 Ratify Alfred Eibl Mgmt For For For 13 Ratify Johannes Feldmayer Mgmt For For For 14 Ratify Peter Gruber Mgmt For For For 15 Ratify Jakob Hauser Mgmt For For For 16 Ratify Gerhard Hobbach Mgmt For For For 17 Ratify Renate Kocher Mgmt For For For 18 Ratify Siegfried Luther Mgmt For For For 19 Ratify Franz Neppl Mgmt For For For 20 Ratify Manfred Puffer Mgmt For For For 21 Ratify Michael Ruth Mgmt For For For 22 Ratify Gerd Schmidt Mgmt For For For 23 Ratify Doris Schmitt-Landsiedel Mgmt For For For 24 Ratify Horst Schuler Mgmt For For For 25 Ratify Kerstin Schulzendorf Mgmt For For For 26 Ratify Eckart Sunner Mgmt For For For 27 Ratify Alexander Truby Mgmt For For For 28 Ratify Arnaud de Weert Mgmt For For For 29 Ratify Martin Winterkorn Mgmt For For For 30 Ratify Klaus Wucherer Mgmt For For For
31 Appointment of Auditor Mgmt For For For 32 Authority to Repurchase Shares Mgmt For For For 33 Elect Hans-Ulrich Holdenried Mgmt For For For 34 Elect Renate Kocher Mgmt For For For 35 Elect Manfred Puffer Mgmt For For For 36 Elect Doris Schmitt-Landsiedel Mgmt For For For 37 Elect Eckart Sunner Mgmt For For For 38 Elect Klaus Wucherer Mgmt For N/A N/A 39 Cancellation of Conditional Capitals 2007 and Mgmt For For For 2008 40 Reduction of Conditional Capital 2002 Mgmt For For For 41 Increase in Authorized Capital Mgmt For For For 42 Increase in Authorized Capital for Employee Mgmt For For For Share Purchase Plan 43 Stock Option Plan 2010 Mgmt For For For 44 Increase in Conditional Capital; Authority to Mgmt For For For Issue Convertible Bonds 45 Amend Article 13(2) and 14(3) Mgmt For For For 46 Amend Article 16(3) Mgmt For For For 47 Amend Article 14(2) Mgmt For For For 48 Amend Article 16(2) Mgmt For For For 49 Amend Article 15(6) Mgmt For For For 50 Intra-company Contracts/Control Agreements Mgmt For For For 51 Intra-company Contracts/Control Agreements Mgmt For For For 52 Countermotion A (Election of Willi Berchtold as ShrHldr Against For Against Dissident Supervisory Board Member) 53 Countermotion B (Amendment to Stock Option Plan ShrHldr Against Against For 2010)
- -------------------------------------------------------------------------------- ING GROEP N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS INGA CINS N4578E413 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Amendment to the Compensation Policy Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Corporate Governance Report Mgmt For Against Against 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Ratification of Executive Board Acts Mgmt For For For 16 Ratification of Supervisory Board Acts Mgmt For For For 17 Elect Piet Klaver Mgmt For For For 18 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 19 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ING GROEP N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS INGA CINS N4578E413 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Strategy Plan Mgmt For For For
5 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- INPEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 1605 CINS J2467E101 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Naoki Kuroda Mgmt For For For 5 Elect Masatoshi Sugioka Mgmt For For For 6 Elect Toshiaki Kitamura Mgmt For For For 7 Elect Katsujiroh Kida Mgmt For For For 8 Elect Seiji Yui Mgmt For For For 9 Elect Masaharu Sano Mgmt For For For 10 Elect Noboru Tezuka Mgmt For For For 11 Elect Shunichiroh Sugaya Mgmt For For For 12 Elect Masahiro Murayama Mgmt For For For 13 Elect Seiya Ito Mgmt For For For 14 Elect Wataru Tanaka Mgmt For For For 15 Elect Takahiko Ikeda Mgmt For For For 16 Elect Kazuo Wakasugi Mgmt For For For 17 Elect Yoshiyuki Kagawa Mgmt For For For 18 Elect Seiji Katoh Mgmt For For For 19 Elect Shigeo Hirai Mgmt For For For 20 Elect Kohji Sumiya Mgmt For Against Against 21 Elect Masaru Funai Mgmt For For For 22 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- INSURANCE AUSTRALIA GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IAG CINS Q49361100 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Yasmin Allen Mgmt For For For 4 Re-elect Phillip Colebatch Mgmt For For For 5 Ratify Placement of Securities Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (MD/CEO Michael Wilkins) Mgmt For For For
- -------------------------------------------------------------------------------- INTERCONTINENTAL HOTELS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IHG CINS G4804L122 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Graham Allan Mgmt For For For 5 Elect Ralph Kugler Mgmt For For For 6 Elect David Webster Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authorisation of Political Donations Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Adoption of New Articles Mgmt For For For 20 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- INTERNATIONAL POWER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IPR CINS G4890M109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect David Weston Mgmt For For For 3 Elect Sir Neville Simms Mgmt For For For 4 Elect Tony Concannon Mgmt For For For 5 Elect Bruce Levy Mgmt For Against Against 6 Elect Anthony Isaac Mgmt For For For 7 Elect Struan Robertson Mgmt For Against Against 8 Allocation of Profits/Dividends Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Directors' Remuneration Report Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Set General Meeting Notice Period Mgmt For Against Against to 14 Days 20 Adoption of New Articles Mgmt For For For 21 UK and Global Sharesave Plans Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- INTESA SANPAOLO S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISP CINS T55067101 04/30/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Board Size Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 List 1 Mgmt For TNA N/A 6 List 2 Mgmt For TNA N/A 7 List 3 Mgmt For TNA N/A 8 List 4 Mgmt For TNA N/A 9 List 5 Mgmt For TNA N/A 10 Election of Supervisory Board Chairman and Vice Mgmt For TNA N/A Chairman 11 Supervisory Board Fees Mgmt For TNA N/A 12 Compensation Policy for Management Board Mgmt For TNA N/A 13 Long-Term Incentive Plan Mgmt For TNA N/A
- -------------------------------------------------------------------------------- INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ISYS CINS G49133161 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Sir Nigel Rudd Mgmt For For For 4 Elect Michael Parker Mgmt For For For 5 Elect Wayne Edmunds Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For
9 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Adoption of New Articles Mgmt For For For 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- INVESTOR AB TICKER SECURITY ID: MEETING DATE MEETING STATUS INVE CINS W48102128 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of the Presiding Chairman Mgmt For For For 4 Voting List Mgmt For For For 5 Agenda Mgmt For For For 6 Election of Individuals to Check Minutes Mgmt For For For 7 Compliance with Rules of Convocation Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 President's Address Mgmt For For For 10 Report of the Board of Directors and Board Mgmt For For For Committees 11 Accounts and Reports Mgmt For For For 12 Ratification of Board Acts Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Election of Directors Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Long Term Incentive Plan Mgmt For For For 21 Authority to Repurchase and Issue Treasury Mgmt For For For Shares 22 Issuance of Treasury Shares Pursuant to Long Mgmt For For For Term Incentive Plan 23 Nominating Committee Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ISETAN MITSUKOSHI HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J25038100 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Mikio Hashimoto Mgmt For Against Against 5 Elect Kunio Ishizuka Mgmt For For For 6 Elect Shinya Takada Mgmt For For For 7 Elect Hiroshi Ohnishi Mgmt For For For 8 Elect Ken Akamatsu Mgmt For For For 9 Elect Kohsuke Kojima Mgmt For For For 10 Elect Nobuo Koroyanagi Mgmt For For For 11 Elect Shinpei Miyamura Mgmt For For For 12 Elect Morio Ikeda Mgmt For For For
- -------------------------------------------------------------------------------- ISUZU MOTORS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J24994105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Susumu Hosoi Mgmt For Against Against
4 Elect Yoshihiro Tadaki Mgmt For For For 5 Elect Ryozoh Tsukioka Mgmt For For For 6 Elect Takanobu Furuta Mgmt For For For 7 Elect Tsutomu Yamada Mgmt For For For 8 Elect Toshio Sasaki Mgmt For For For 9 Elect Shunichi Satomi Mgmt For Against Against
- -------------------------------------------------------------------------------- ITALCEMENTI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS IT CINS T5976T104 04/16/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports/Allocation of Reserves Mgmt For TNA N/A 4 Authority to Trade in Company Stock Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 List 1 Mgmt For TNA N/A 7 List 2 Mgmt For TNA N/A 8 Directors' Fees Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ITOCHU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For Against Against 5 Elect Kohei Watanabe Mgmt For For For 6 Elect Masahiro Okafuji Mgmt For For For 7 Elect Toshihito Tanba Mgmt For For For 8 Elect Yohichi Kobayashi Mgmt For For For 9 Elect Yoshio Akamatsu Mgmt For For For 10 Elect Yoshihisa Aoki Mgmt For For For 11 Elect Tadayuki Seki Mgmt For For For 12 Elect Hiroo Inoue Mgmt For For For 13 Elect Kenji Okada Mgmt For For For 14 Elect Kohji Takayanagi Mgmt For For For 15 Elect Satoshi Kikuchi Mgmt For For For 16 Elect Tohru Matsushima Mgmt For For For 17 Elect Hitoshi Okamoto Mgmt For For For
- -------------------------------------------------------------------------------- IYO BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J25596107 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kohji Kubota Mgmt For Against Against 3 Elect Yoshiaki Yasunaga Mgmt For Against Against 4 Elect Kenji Takada Mgmt For For For 5 Elect Muneaki Tohdoh Mgmt For For For 6 Election of Michikazu Inase Mgmt For Against Against 7 Retirement Allowances for Directors Mgmt For For For
- -------------------------------------------------------------------------------- J SAINSBURY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SBRY CINS G77732173 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Anna Ford Mgmt For For For 5 Elect John McAdam Mgmt For Against Against 6 Elect Darren Shapland Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against 8 Authority to Set Auditor's Fees Mgmt For Against Against 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 EU Political Donations Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Amendments to Articles - Bundled Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- J. FRONT RETAILING CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3086 CINS J28711109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Bonus Mgmt For Against Against 3 Elect Tsutomu Okuda Mgmt For For For 4 Elect Shunichi Samura Mgmt For For For 5 Elect Ryohichi Yamamoto Mgmt For For For 6 Elect Hiroto Tsukada Mgmt For For For 7 Elect Toshiyasu Hayashi Mgmt For For For 8 Elect Tsuyoshi Takayama Mgmt For For For 9 Elect Isao Takeuchi Mgmt For For For
- -------------------------------------------------------------------------------- JAPAN RETAIL FUND INVESTMENT TICKER SECURITY ID: MEETING DATE MEETING STATUS 8953 CINS J27544105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For For For 2 Elect Yorishige Kondoh Mgmt For For For 3 Elect Shuhichi Nanba Mgmt For For For 4 Elect Shinji Arakawa Mgmt For For For 5 Election of Alternate Executive Director Mgmt For For For 6 Election of Alternate Supervisory Director Mgmt For For For
- -------------------------------------------------------------------------------- JAPAN STEEL WORKS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5631 CINS J27743103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Akira Kadota Mgmt For Against Against 3 Elect Hiroshi Hamao Mgmt For Against Against 4 Elect Seiichi Uehara Mgmt For Against Against 5 Bonus Mgmt For Against Against
- -------------------------------------------------------------------------------- JAPAN TOBACCO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2914 CINS J27869106 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yohji Wakui Mgmt For For For 4 Elect Hiroshi Kimura Mgmt For For For 5 Elect Munetaka Takeda Mgmt For For For 6 Elect Masaaki Sumikawa Mgmt For For For 7 Elect Mitsuomi Koizumi Mgmt For For For 8 Elect Masakazu Shimizu Mgmt For For For 9 Elect Noriaki Ohkubo Mgmt For For For 10 Elect Mutsuo Iwai Mgmt For For For 11 Elect Yasushi Shingai Mgmt For For For
- -------------------------------------------------------------------------------- JARDINE CYCLE & CARRIAGE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS C07 CINS Y43703100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Anthony Nightingale Mgmt For Against Against 5 Elect Benjamin Keswick Mgmt For Against Against 6 Elect CHIEW Sin Cheok Mgmt For Against Against 7 Elect CHANG See Hiang Mgmt For For For 8 Elect BOON Yoon Chiang Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Related Party Transactions Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- JERONIMO MARTINS SGPS S/A TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CINS X40338109 04/09/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Consolidated Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Supervisory Council Mgmt For TNA N/A Acts 5 Remuneration Policy Mgmt For TNA N/A 6 Election of Directors Mgmt For TNA N/A 7 Election of Remuneration Committee Members Mgmt For TNA N/A 8 Authority to Trade in Company Stock Mgmt For TNA N/A
- -------------------------------------------------------------------------------- JFE HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J2817M100 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hajime Bada Mgmt For For For 4 Elect Eiji Hayashida Mgmt For For For 5 Elect Yoshio Ishikawa Mgmt For For For 6 Elect Kouhei Wakabayashi Mgmt For For For 7 Elect Sumiyuki Kishimoto Mgmt For For For 8 Elect Shigeo Asai Mgmt For For For 9 Elect Akimitsu Ashida Mgmt For For For 10 Election of Hiroyuki Itami Mgmt For For For 11 Election of Alternate Statutory Auditors Mgmt For For For
- -------------------------------------------------------------------------------- JGC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J26945105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Keisuke Takeuchi Mgmt For Against Against
5 Elect Masahiko Yaegashi Mgmt For For For 6 Elect Tadanori Aratani Mgmt For For For 7 Elect Sei Tange Mgmt For For For 8 Elect Kohichi Kawana Mgmt For For For 9 Elect Tadashi Ishizuka Mgmt For For For 10 Elect Yutaka Yamazaki Mgmt For For For 11 Elect Keitaroh Ishii Mgmt For For For 12 Elect Eiki Furuta Mgmt For For For 13 Elect Hideaki Miura Mgmt For For For 14 Elect Tsutomu Akabane Mgmt For For For 15 Elect Toyohiko Shimada Mgmt For For For 16 Elect Yasumasa Isetani Mgmt For For For 17 Elect Kazuo Yamane Mgmt For For For 18 Elect Masayuki Satoh Mgmt For For For
- -------------------------------------------------------------------------------- JOHNSON MATTHEY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS JMAT CINS G51604109 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Thomas Harris Mgmt For For For 5 Elect Robert MacLeod Mgmt For For For 6 Elect Sir John Banham Mgmt For For For 7 Elect Neil Carson Mgmt For For For 8 Elect Lawrence Pentz Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 EU Political Donations Mgmt For For For 12 Authority to Increase Authorized Capital Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- JOYO BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8333 CINS J28541100 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
- -------------------------------------------------------------------------------- JS GROUP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 5938 CINS J2855M103 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yohichiroh Ushioda Mgmt For Against Against 3 Elect Masahiro Sugino Mgmt For For For 4 Elect Takashi Tsutsui Mgmt For For For 5 Elect Yoshizumi Kanamori Mgmt For For For 6 Elect Keiichiroh Ina Mgmt For For For 7 Elect Masahiro Takasaki Mgmt For For For 8 Elect Tetsuo Shimura Mgmt For For For 9 Elect Fumio Sudo Mgmt For For For 10 Election of Alternate Statutory Auditor Mgmt For For For
- -------------------------------------------------------------------------------- JSR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4185 CINS J2856K106 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshinori Yoshida Mgmt For Against Against 5 Elect Mitsunobu Koshiba Mgmt For For For 6 Elect Tsugio Haruki Mgmt For For For 7 Elect Seiichi Hasegawa Mgmt For For For 8 Elect Masaki Hirose Mgmt For For For 9 Elect Hozumi Satoh Mgmt For For For 10 Elect Yasuki Sajima Mgmt For For For 11 Elect Kohichi Kawasaki Mgmt For For For 12 Elect Hisao Hasegawa Mgmt For For For 13 Elect Kenji Itoh Mgmt For For For 14 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- JULIUS BAER GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAER CINS H4414N103 04/08/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Acts Mgmt For TNA N/A 6 Elect Rolf Jetzer Mgmt For TNA N/A 7 Elect Gareth Penny Mgmt For TNA N/A 8 Elect Daniel Sauter Mgmt For TNA N/A 9 Elect Claire Giraut Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- K + S AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SDF CINS D48164103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Compensation Policy Mgmt For Against Against 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Elect George Cardona Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 11 Increase in Authorized Capital Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- KAJIMA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J29223120 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Mitsuyoshi Nakamura Mgmt For Against Against 3 Elect Hiroshi Kaneko Mgmt For For For 4 Elect Hiroshi Ishikawa Mgmt For For For 5 Elect Shohichi Kajima Mgmt For Against Against 6 Elect Kinroh Nakamura Mgmt For Against Against 7 Elect Kunihisa Hama Mgmt For For For
- -------------------------------------------------------------------------------- KAMIGUMI COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J29438116 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Masami Kubo Mgmt For Against Against 4 Elect Terutsugu Hanasaki Mgmt For For For 5 Elect Kenji Nishida Mgmt For For For 6 Elect Masahiro Utsunomiya Mgmt For For For 7 Elect Yoshihiro Fukai Mgmt For For For 8 Elect Hideo Makita Mgmt For For For 9 Elect Kohji Mukai Mgmt For For For 10 Elect Tetsuo Itakura Mgmt For For For 11 Elect Masahide Komae Mgmt For For For 12 Elect Katsumasa Muneyoshi Mgmt For For For 13 Statutory Auditors' Fees Mgmt For For For
- -------------------------------------------------------------------------------- KANEKA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4118 CINS J2975N106 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Masatoshi Takeda Mgmt For Against Against 3 Elect Kimikazu Sugawara Mgmt For For For 4 Elect Masatoshi Hatori Mgmt For For For 5 Elect Toshihiro Suzuki Mgmt For For For 6 Elect Tetsuroh Hara Mgmt For For For 7 Elect Nobuyuki Koyama Mgmt For For For 8 Elect Tetsuo Ikuno Mgmt For For For 9 Elect Hirosaku Nagano Mgmt For For For 10 Elect Shigeru Kamemoto Mgmt For For For 11 Elect Masami Kishine Mgmt For For For 12 Elect Masao Nakagawa Mgmt For For For 13 Elect Toshio Nakamura Mgmt For For For 14 Elect Minoru Tanaka Mgmt For For For 15 Election of Alternate Statutory Auditors Mgmt For For For 16 Bonus Mgmt For For For 17 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- KANSAI ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J30169106 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shohsuke Mori Mgmt For For For 3 Elect Makoto Yagi Mgmt For For For 4 Elect Norihiko Saitoh Mgmt For For For 5 Elect Sakae Kanno Mgmt For For For 6 Elect Toshiaki Mukai Mgmt For For For 7 Elect Yasuo Hamada Mgmt For For For 8 Elect Masafumi Ikari Mgmt For For For 9 Elect Masao Ikoma Mgmt For For For 10 Elect Noriaki Hashimoto Mgmt For For For 11 Elect Yohichi Mukae Mgmt For For For 12 Elect Hidemi Toyomatsu Mgmt For For For 13 Elect Jiroh Kagawa Mgmt For For For 14 Elect Yoshihiro Doi Mgmt For For For 15 Elect Ryohei Shirai Mgmt For For For 16 Elect Shigeki Iwane Mgmt For For For 17 Elect Masahiro Iwatani Mgmt For For For 18 Elect Yuzuru Hiroe Mgmt For For For 19 Elect Noriyuki Inoue Mgmt For For For 20 Elect Akio Tsujii Mgmt For For For 21 Elect Ryousuke Tamakoshi Mgmt For For For 22 Elect Yasunari Tamura Mgmt For For For 23 Bonus Mgmt For For For 24 Shareholder Proposal Regarding Adoption of ShrHldr Against Against For International Standards of CSR
25 Shareholder Proposal Regarding Disclosure of ShrHldr Against For Against Shareholders' Meeting Proceedings on the Internet 26 Shareholder Proposal Regarding Size of Board of ShrHldr Against Against For Directors 27 Shareholder Proposal Regarding Size of ShrHldr Against Against For Statutory Auditors 28 Shareholder Proposal Regarding Amendments to ShrHldr Against Against For Company Goals/Purpose 29 Shareholder Proposal Regarding Corporate Social ShrHldr Against Against For Responsibility Charter 30 Shareholder Proposal Regarding Corporate Social ShrHldr Against Against For Responsibility Charter 31 Shareholder Proposal Regarding Corporate Social ShrHldr Against Against For Responsibility Charter 32 Shareholder Proposal Regarding Corporate Social ShrHldr Against Against For Responsibility Charter 33 Shareholder Proposal Regarding Increase in ShrHldr Against Against For Dividend/Redistribution of Profits 34 Shareholder Proposal Regarding Removal of ShrHldr Against Against For Director 35 Shareholder Proposal Regarding Phase out of ShrHldr Against Against For Nuclear Power 36 Shareholder Proposal Regarding Disclosure of ShrHldr Against For Against Annual Performance Evaluations in Proxy 37 Shareholder Proposal Regarding Ban of ShrHldr Against Against For Reprocessing Nuclear Materials 38 Shareholder Proposal Regarding Ban of Plutonium ShrHldr Against Against For Fuels 39 Shareholder Proposal Regarding Ban of Nuclear ShrHldr Against Against For Power Generation
- -------------------------------------------------------------------------------- KANSAI PAINT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J30255129 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hiroki Nagao Mgmt For For For 3 Elect Yu Tanaka Mgmt For Against Against 4 Elect Satoshi Mohri Mgmt For Against Against 5 Election of Alternate Statutory Auditors Mgmt For For For 6 Retirement Allowances and Special Allowances Mgmt For Against Against for Directors and Statutory Auditors 7 Directors' Fees Mgmt For For For
- -------------------------------------------------------------------------------- KAO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J30642169 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motoki Ozaki Mgmt For Against Against 4 Elect Takuo Gotoh Mgmt For For For 5 Elect Hiroshi Kanda Mgmt For For For 6 Elect Shunichi Nakagawa Mgmt For For For 7 Elect Tatsuo Takahashi Mgmt For For For 8 Elect Toshiharu Numata Mgmt For For For 9 Elect Toshihide Saitoh Mgmt For For For 10 Elect Shinichi Mita Mgmt For For For 11 Elect Masato Hirota Mgmt For For For
12 Elect Shinichiroh Hiramine Mgmt For For For 13 Elect Ken Hashimoto Mgmt For For For 14 Elect Michitaka Sawada Mgmt For For For 15 Elect Hisao Mitsui Mgmt For For For 16 Elect Teruhiko Ikeda Mgmt For For For 17 Elect Takuma Ohtoshi Mgmt For For For 18 Elect Tadashi Ohe Mgmt For For For 19 Election of Alternate Statutory Auditor Mgmt For For For 20 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7012 CINS J31502107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tadaharu Ohhashi Mgmt For Against Against 4 Elect Masashi Segawa Mgmt For For For 5 Elect Shuuji Mihara Mgmt For For For 6 Elect Satoshi Hasegawa Mgmt For For For 7 Elect Mitsutoshi Takao Mgmt For For For 8 Elect Yuuichi Asano Mgmt For For For 9 Elect Nobumitsu Kanbayashi Mgmt For For For 10 Elect Kyohhei Matsuoka Mgmt For For For 11 Elect Hiroshi Takata Mgmt For For For 12 Elect Toshikazu Hayashi Mgmt For For For 13 Elect Makoto Sonoda Mgmt For For For 14 Elect Shigeru Murayama Mgmt For For For 15 Election of Alternate Statutory Auditors Mgmt For For For
- -------------------------------------------------------------------------------- KAWASAKI KISEN KAISHA LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 9107 CINS J31588114 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Mgmt For For For 3 Elect Hiroyuki Maekawa Mgmt For For For 4 Elect Kenichi Kuroya Mgmt For For For 5 Elect Toshio Shimizu Mgmt For For For 6 Elect Toshinori Morita Mgmt For For For 7 Elect Yoshikazu Minagawa Mgmt For For For 8 Elect Jirou Asakura Mgmt For For For 9 Elect Eizoh Murakami Mgmt For For For 10 Elect Keisuke Yoshida Mgmt For For For 11 Elect Masami Sasaki Mgmt For For For 12 Elect Takashi Torizumi Mgmt For For For 13 Elect Kenjirou Takenaga Mgmt For For For 14 Elect Tsuyoshi Yamauchi Mgmt For For For 15 Elect Jyunnosuke Furukawa Mgmt For For For 16 Elect Takashi Kobayashi Mgmt For For For 17 Election of Norio Tsutsumi Mgmt For Against Against
- -------------------------------------------------------------------------------- KAZAKHMYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KAZ CINS G5221U108 01/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Proposed Sale of Equity Interest Mgmt For For For
- -------------------------------------------------------------------------------- KAZAKHMYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KAZ CINS G5221U108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For Abstain Against
3 Directors' Remuneration Report Mgmt For For For 4 Elect Philip Aiken Mgmt For For For 5 Elect Simon Heale Mgmt For Against Against 6 Elect David Munro Mgmt For For For 7 Elect Clinton Dines Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 UK Sharesave Plan Mgmt For For For 14 International Sharesave Plan Mgmt For For For 15 UK Share Incentive Plan Mgmt For For For 16 International Share Incentive Plan Mgmt For For For 17 Amendments to Long-Term Incentive Plan Mgmt For For For 18 Amendments to Executive Share Option Plan Mgmt For For For 19 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 20 Adoption of New Articles Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- KBC GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS KBC CINS B5337G162 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Ratification of Auditor's Acts Mgmt For TNA N/A 10 Elect Jan Vanhevel Mgmt For TNA N/A 11 Elect Germain Vantieghem Mgmt For TNA N/A 12 Elect Marc Wittemans Mgmt For TNA N/A 13 Elect Luc Philips Mgmt For TNA N/A 14 Elect Piet Vanthemsche Mgmt For TNA N/A 15 Elect Alain Bostoen Mgmt For TNA N/A 16 Elect Marc de Ceuster Mgmt For TNA N/A 17 Elect Eric Stroobants Mgmt For TNA N/A 18 Elect Jean-Pierre Hansen Mgmt For TNA N/A 19 Ratification of the Independence of Jozef Cornu Mgmt For TNA N/A 20 Appointment of Auditor Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Insertion of Article 5bis Regarding Mgmt For TNA N/A Profit-Sharing Certificates 25 Adoption of new Annex A to the Articles of Mgmt For TNA N/A Incorporation Regarding PSCs 26 Amendments to Title II of the Articles of Mgmt For TNA N/A Association 27 Amendment to Article 8 Mgmt For TNA N/A 28 Amendments to Article 11 Mgmt For TNA N/A 29 Amendments to Article 27 Mgmt For TNA N/A 30 Amendments to Article 28 Mgmt For TNA N/A 31 Amendments to Article 30 Mgmt For TNA N/A 32 Amendments to Article 34 Mgmt For TNA N/A 33 Amendments to Article 37 Mgmt For TNA N/A 34 Amendments to Article 40 Mgmt For TNA N/A 35 Insertion of new Article 42 Mgmt For TNA N/A 36 Disapplication of Preemptive Rights Pursuant to Mgmt For TNA N/A PSCs 37 Authority to Increase Capital Pursuant to Mgmt For TNA N/A Issuance of PSCs
38 Authority to Carry Out Formalities Regarding a Mgmt For TNA N/A Capital Increase Under the Terms of the PSCs 39 Authority to Carry Out Formalities Regarding Mgmt For TNA N/A PSCs 40 Non-Voting Agenda Item N/A N/A N/A N/A 41 Approval of Merger Proposal Mgmt For TNA N/A 42 Merger by Absorption of Fidablel NV Mgmt For TNA N/A 43 Authority to Carry Out Formalities Mgmt For TNA N/A 44 Authority to Amend Articles Mgmt For TNA N/A 45 Authority to Carry Out Formalities Mgmt For TNA N/A
- -------------------------------------------------------------------------------- KDDI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9433 CINS J31843105 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tadashi Onodera Mgmt For Against Against 5 Elect Kanichiroh Aritomi Mgmt For For For 6 Elect Hirofumi Morozumi Mgmt For For For 7 Elect Takashi Tanaka Mgmt For For For 8 Elect Makoto Takahashi Mgmt For For For 9 Elect Yoshiharu Shimatani Mgmt For For For 10 Elect Masahiro Inoue Mgmt For For For 11 Elect Yuzoh Ishikawa Mgmt For For For 12 Elect Hideo Yuasa Mgmt For For For 13 Elect Hiromu Naratani Mgmt For For For 14 Elect Makoto Kawamura Mgmt For For For 15 Elect Shinichi Sasaki Mgmt For For For 16 Elect Tsunehisa Katsumata Mgmt For For For 17 Elect Masataka Iki Mgmt For Against Against 18 Elect Yoshinari Sanpei Mgmt For Against Against 19 Bonus Mgmt For Against Against
- -------------------------------------------------------------------------------- KEIHIN ELECTRIC EXPRESS RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J32104119 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masaru Kotani Mgmt For Against Against 3 Elect Tsuneo Ishiwata Mgmt For For For 4 Elect Mamoru Ishizuka Mgmt For For For 5 Elect Naohiro Ueda Mgmt For For For 6 Elect Wataru Taguchi Mgmt For For For 7 Elect Mamoru Imai Mgmt For For For 8 Elect Kazuyuki Harada Mgmt For For For 9 Elect Shinsuke Tanaka Mgmt For For For 10 Elect Shin Kokushoh Mgmt For For For 11 Elect Toshiyuki Ogura Mgmt For For For 12 Elect Toshio Mitomi Mgmt For For For 13 Elect Kazunori Miyazawa Mgmt For For For 14 Elect Mikio Kawamura Mgmt For For For 15 Elect Akira Takeuchi Mgmt For For For 16 Elect Katsuo Koyama Mgmt For For For 17 Elect Shinichi Sakuma Mgmt For Against Against 18 Elect Michiko Tomonaga Mgmt For Against Against 19 Retirement Allowances for Directors and Mgmt For Against Against Statutory Auditors 20 Bonus Mgmt For For For 21 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- KEIO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J32190126 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For 4 Elect Kan Katoh Mgmt For Against Against 5 Elect Tadashi Nagata Mgmt For For For 6 Elect Shigeo Tanaka Mgmt For For For 7 Elect Norifumi Miyachi Mgmt For For For 8 Elect Toshiaki Kanoh Mgmt For For For 9 Elect Noriaki Kawasugi Mgmt For For For 10 Elect Hiroshi Hayasaki Mgmt For For For 11 Elect Shuichi Shimakura Mgmt For For For 12 Elect Masahiro Naitoh Mgmt For For For 13 Elect Shizuo Hayashi Mgmt For For For 14 Elect Yasuo Gomi Mgmt For For For 15 Elect Yasuhiro Shimura Mgmt For For For 16 Elect Toshio Yamamoto Mgmt For For For 17 Elect Sadao Katoh Mgmt For For For 18 Elect Taizoh Takahashi Mgmt For For For 19 Elect Mamoru Yamamoto Mgmt For For For 20 Elect Ichiroh Komada Mgmt For For For 21 Elect Yasushi Kohmura Mgmt For For For 22 Elect Norio Kuroiwa Mgmt For Against Against 23 Elect Mitsuharu Suzuki Mgmt For For For 24 Directors' and Statutory Auditors' Fees Mgmt For For For 25 Renewal of Takeover Defense Plan Mgmt For Against Against 26 Amendments to Articles Mgmt For Against Against
- -------------------------------------------------------------------------------- KEPPEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS K02 CINS Y4722Z120 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect LIM Hock San Mgmt For Against Against 4 Elect OON Kum Loon Mgmt For For For 5 Elect LEE Boon Yang Mgmt For For For 6 Elect Alvin YEO Khirn Hai Mgmt For For For 7 Elect TONG Chong Heong Mgmt For For For 8 Elect Sven Bang Ullring Mgmt For For For 9 Directors' Fees and Distribution of Mgmt For For For Remuneration Shares 10 Special Remuneration to LIM Chee Onn Mgmt For For For 11 Equity Grant to LEE Boon Yang Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Authority to Issue Shares w/ or w/o Preemptive Mgmt For Against Against Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- KEPPEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS K02 CINS Y4722Z120 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Adoption of KCL Restricted Share Plan Mgmt For Against Against 2 Adoption of KCL Performance Share Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- KEPPEL CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS K02 CINS Y4722Z120 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Distribution Mgmt For For For
- -------------------------------------------------------------------------------- KERRY GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KRZ CINS G52416107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Denis Buckley Mgmt For For For 4 Elect Michael Dowling Mgmt For For For 5 Elect Michael Fleming Mgmt For For For 6 Elect John Twomey Mgmt For For For 7 Elect Denis Carroll Mgmt For For For 8 Elect Stan McCarthy Mgmt For For For 9 Elect Donal O'Donoghue Mgmt For For For 10 Elect Gerard O'Hanlon Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- KEYENCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6861 CINS J32491102 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For Abstain Against 2 Elect Takemitsu Takizaki Mgmt For Against Against 3 Elect Michio Sasaki Mgmt For For For 4 Elect Akira Kansawa Mgmt For For For 5 Elect Akinori Yamamoto Mgmt For For For 6 Elect Tsuyoshi Kimura Mgmt For For For 7 Elect Yoshihiro Ueda Mgmt For For For 8 Elect Yuji Ohgishi Mgmt For For For 9 Election of Alternate Statutory Auditor Mgmt For For For
- -------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Anders Dahlvig Mgmt For For For 5 Elect Andrew Bonfield Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Janis Kong Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authorisation of Political Donations Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Adoption of New Articles Mgmt For For For 16 Share Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- KINTETSU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9041 CINS J33136128 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masanori Yamaguchi Mgmt For Against Against 3 Elect Tetsuya Kobayashi Mgmt For For For 4 Elect Ikuo Matsushita Mgmt For For For 5 Elect Masahide Tsujimoto Mgmt For For For 6 Elect Muneo Taniguchi Mgmt For For For 7 Elect Kazuyoshi Togawa Mgmt For For For 8 Elect Keiji Takamatsu Mgmt For For For 9 Elect Takashi Maruyama Mgmt For For For 10 Elect Shuji Okane Mgmt For For For 11 Elect Michinori Wadabayashi Mgmt For For For 12 Elect Masanori Yoshida Mgmt For For For 13 Elect Hidetake Amano Mgmt For For For 14 Elect Hajimu Maeda Mgmt For For For 15 Elect Setsuo Uno Mgmt For For For 16 Elect Kunie Okamoto Mgmt For For For 17 Elect Hidenori Akasaka Mgmt For For For 18 Elect Kazuyasu Ueda Mgmt For For For 19 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- KIRIN HOLDINGS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2503 CINS 497350108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuyasu Katoh Mgmt For Against Against 4 Elect Kazuhiro Satoh Mgmt For For For 5 Elect Senji Miyake Mgmt For For For 6 Elect Yoshiharu Furumoto Mgmt For For For 7 Elect Yuhji Ohwada Mgmt For For For 8 Elect Yoshinori Isozaki Mgmt For For For 9 Elect Hirotake Kobayashi Mgmt For For For 10 Elect Akira Genma Mgmt For For For 11 Elect Shigemitsu Miki Mgmt For For For 12 Elect Kazuo Tezuka Mgmt For For For 13 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- KL,PIERRE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS LI CINS F5396X102 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Form of Dividend Payment Mgmt For For For 9 Elect Bertrand de Feydeau Mgmt For For For 10 Elect Dominique Hoenn Mgmt For Against Against 11 Elect Vivien Levy-Garboua Mgmt For Against Against 12 Ratification of the Co-option of Dominique Mgmt For For For Aubernon 13 Appointment of Auditor, Alternate Auditor Mgmt For For For 14 Appointment of Auditor, Alternate Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Reduce Capital Mgmt For For For 17 Authority to Carry Out Formalities Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- KOBE STEEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5406 CINS J34555144 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Satoh Mgmt For For For 3 Elect Tomoyuki Kaya Mgmt For For For 4 Elect Takashi Matsutani Mgmt For For For 5 Elect Kazuo Shigekawa Mgmt For For For 6 Elect Tetsu Takahashi Mgmt For For For 7 Elect Yutaka Kawata Mgmt For For For 8 Elect Hiroaki Fujiwara Mgmt For For For 9 Elect Tsuyoshi Kasuya Mgmt For For For 10 Elect Atsushi Nakano Mgmt For For For 11 Elect Ikuhiro Yamaguchi Mgmt For For For 12 Elect Takao Kitabata Mgmt For For For 13 Elect Jun Miyazaki Mgmt For For For
- -------------------------------------------------------------------------------- KOMATSU LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6301 CINS J35759125 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiro Sakane Mgmt For For For 4 Elect Kunio Noji Mgmt For For For 5 Elect Yoshinori Komamura Mgmt For For For 6 Elect Yasuo Suzuki Mgmt For For For 7 Elect Kenji Kinoshita Mgmt For For For 8 Elect Masao Fuchigami Mgmt For For For 9 Elect Tetsuji Ohashi Mgmt For For For 10 Elect Kensuke Hotta Mgmt For For For 11 Elect Noriaki Kanoh Mgmt For For For 12 Elect Kohichi Ikeda Mgmt For For For 13 Elect Makoto Okitsu Mgmt For For For 14 Bonus Mgmt For Against Against 15 Directors' Stock Option Plan Mgmt For For For 16 Employees' Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- KONAMI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J35996107 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kagemasa Kozuki Mgmt For For For 3 Elect Noriaki Yamaguchi Mgmt For For For 4 Elect Kimihiko Higashio Mgmt For For For 5 Elect Takuya Kozuki Mgmt For For For 6 Elect Tomokazu Godai Mgmt For For For 7 Elect Hiroyuki Mizuno Mgmt For For For 8 Elect Akira Genma Mgmt For For For 9 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- KONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X4551T105 03/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Appointment of Auditor Mgmt For For For
17 Approval of Charitable Donation Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- KONICA MINOLTA HOLDING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4902 CINS J36060119 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshukatsu Ohta Mgmt For For For 3 Elect Masatoshi Matsuzaki Mgmt For For For 4 Elect Tadao Namiki Mgmt For For For 5 Elect Tohru Tsuji Mgmt For For For 6 Elect Yohzoh Izuhara Mgmt For For For 7 Elect Nobuhiko Itoh Mgmt For For For 8 Elect Yoshifumi Johno Mgmt For For For 9 Elect Yasuo Matsumoto Mgmt For For For 10 Elect Shohei Yamana Mgmt For For For 11 Elect Akio Kitani Mgmt For For For 12 Elect Yoshiaki Andoh Mgmt For For For
- -------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Executive Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Elect John Rishton Mgmt For For For 11 Elect Lodewijk van den Bergh Mgmt For For For 12 Elect Judith Sprieser Mgmt For For For 13 Amendment to the Supervisory Board Fees Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Reduce Share Capital Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- KONINKLIJKE KPN N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS KPN CINS N4297B146 04/13/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Management Board Acts Mgmt For TNA N/A 8 Ratification of Supervisory Board Acts Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A 10 Amendment to Compensation Policy Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A 15 Authority to Cancel Shares Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS ELECTRONICS N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS PHIA CINS N6817P109 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Elect Gottfried Dutine Mgmt For For For 11 Elect Rudy Provoost Mgmt For For For 12 Elect Andrea Ragnetti Mgmt For For For 13 Elect Steve Rusckowski Mgmt For For For 14 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 15 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- KONINKLIJKE VOPAK NV TICKER SECURITY ID: MEETING DATE MEETING STATUS VPK CINS N5075T100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Ratification of Executive Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Amendment to Compensation Policy Mgmt For Against Against 11 Elect F. Eulderink Mgmt For For For 12 Elect Carel van den Driest Mgmt For Against Against 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Reports in English Mgmt For For For 16 Amendment to Articles Regarding a Stock Split Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- KUBOTA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6326 CINS J36662138 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yasuo Masumoto Mgmt For For For 3 Elect Daisuke Hatakake Mgmt For Against Against 4 Elect Moriya Hayashi Mgmt For For For 5 Elect Hirokazu Nara Mgmt For For For 6 Elect Tetsuji Tomita Mgmt For For For 7 Elect Satoru Sakamoto Mgmt For For For 8 Elect Yuzuru Mizuno Mgmt For For For 9 Elect Kan Traklhoon Mgmt For For For 10 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- KURARAY CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 3405 CINS J37006137 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yasuaki Wakui Mgmt For For For 4 Elect Fumio Itoh Mgmt For For For 5 Elect Yohichi Ninagawa Mgmt For For For 6 Elect Shiroh Kataoka Mgmt For For For 7 Elect Keiji Murakami Mgmt For For For 8 Elect Kazuhiro Tenkumo Mgmt For For For 9 Elect Yasuhiro Yamamoto Mgmt For For For 10 Elect Setsuo Yamashita Mgmt For For For 11 Elect Kensaku Aomoto Mgmt For For For 12 Elect Takafusa Shioya Mgmt For For For 13 Elect Hiroo Onodera Mgmt For For For 14 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- KURITA WATER INDUSTRY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J37221116 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Alternate Statutory Auditors Mgmt For For For
- -------------------------------------------------------------------------------- KYOCERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6971 CINS J37479110 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tsutomo Yamori Mgmt For Against Against 4 Elect Yoshihito Ohta Mgmt For Against Against
- -------------------------------------------------------------------------------- KYOWA HAKKO KIRIN COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4151 CINS J38296117 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yuzuru Matsuda Mgmt For For For 3 Elect Ken Yamazumi Mgmt For For For 4 Elect Nobuo Hanai Mgmt For For For 5 Elect Kazuyoshi Tachibana Mgmt For For For 6 Elect Hiroyuki Kawai Mgmt For For For 7 Elect Yoshiki Tsunekane Mgmt For For For 8 Elect Kohzoh Fujita Mgmt For For For 9 Elect Mutsuyoshi Nishimura Mgmt For For For 10 Elect Yoshinori Isozaki Mgmt For For For 11 Elect Manabu Suzuki Mgmt For Against Against 12 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- KYUSHU ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J38468104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shingo Matsuo Mgmt For Against Against 4 Elect Toshio Manabe Mgmt For For For 5 Elect Yasumichi Hinago Mgmt For For For 6 Elect Mamoru Dangami Mgmt For For For 7 Elect Masayoshi Nuki Mgmt For For For 8 Elect Yoshinori Fukahori Mgmt For For For 9 Elect Toshihiko Hirano Mgmt For For For 10 Elect Haruyoshi Yamamoto Mgmt For For For 11 Elect Kenichi Fujinaga Mgmt For For For 12 Elect Tetsu Mizobe Mgmt For For For 13 Elect Masatoshi Morooka Mgmt For For For 14 Elect Masahiro Kajiwara Mgmt For For For 15 Elect Michiaki Uriu Mgmt For For For 16 Elect Kenji Tsugami Mgmt For For For 17 Elect Kazuumi Nashida Mgmt For For For 18 Elect Masanao Chinzei Mgmt For For For 19 Elect Akiyoshi Watanabe Mgmt For For For 20 Elect Shinji Yasumoto Mgmt For Against Against 21 Election of Alternate Statutory Auditors Mgmt For For For 22 Shareholder Proposal Regarding Introducing ShrHldr Against Against For Smart Grid 23 Shareholder Proposal Regarding Formation of ShrHldr Against Against For Health and Nuclear Power Committee 24 Shareholder Proposal Regarding Freezing ShrHldr Against Against For Operation of Nuclear Power Plant 25 Shareholder Proposal Regarding Phase out of ShrHldr Against Against For Construction of Nuclear Power Storage
- -------------------------------------------------------------------------------- L'AIR LIQUIDE TICKER SECURITY ID: MEETING DATE MEETING STATUS AI CINS F01764103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Elect Beatrice Majnoni d'Intignano Mgmt For For For 9 Elect Benoit Potier Mgmt For For For 10 Elect Paul Skinner Mgmt For For For 11 Elect Jean-Paul Agon Mgmt For For For 12 Amendments to Severance Package and Retirement Mgmt For For For Benefits (Benoaet Potier) 13 Retirement Benefits (Pierre Dufour) Mgmt For For For 14 Replacement of Auditor Mgmt For For For 15 Appointment of Auditor (Mazars) Mgmt For For For 16 Replacement of Alternate Auditor Mgmt For For For 17 Appointment of Alternate Auditor (Patrick de Mgmt For For For Cambourg) 18 Authority to Cancel Shares and Reduce Share Mgmt For For For Capital 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Issue Restricted Stock Mgmt For For For
21 Authority to Issue Warrants as an Anti-Takeover Mgmt For Against Against Device 22 Increase in Authorized Capital Through Mgmt For For For Capitalizations 23 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 24 Authority to Issue Shares and/or Convertible Mgmt For For For Securities for Overseas Employees 25 Authority to Carry Out Formalities Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- L'AIR LIQUIDE TICKER SECURITY ID: MEETING DATE MEETING STATUS AI CINS F5493P135 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Elect Beatrice Majnoni d'Intignano Mgmt For For For 9 Elect Benoit Potier Mgmt For For For 10 Elect Paul Skinner Mgmt For For For 11 Elect Jean-Paul Agon Mgmt For For For 12 Amendments to Severance Package and Retirement Mgmt For For For Benefits (Benoit Potier) 13 Retirement Benefits (Pierre Dufour) Mgmt For For For 14 Replacement of Auditor Mgmt For For For 15 Appointment of Auditor (Mazars) Mgmt For For For 16 Replacement of Alternate Auditor Mgmt For For For 17 Appointment of Alternate Auditor (Patrick de Mgmt For For For Cambourg) 18 Authority to Cancel Shares and Reduce Share Mgmt For For For Capital 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Issue Restricted Stock Mgmt For For For 21 Authority to Issue Warrants as an Anti-Takeover Mgmt For Against Against Device 22 Increase in Authorized Capital Through Mgmt For For For Capitalizations 23 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 24 Authority to Issue Shares and/or Convertible Mgmt For For For Securities for Overseas Employees 25 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- L'OREAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OR CINS F58149133 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Retirement Benefits (Jean-Paul Agon) Mgmt For For For 8 Elect Lindsay Owen-Jones Mgmt For For For
9 Elect Jean-Paul Agon Mgmt For For For 10 Elect Francisco Castaner Basco Mgmt For Against Against 11 Elect Charles-Henri Filippi Mgmt For For For 12 Elect Xavier Fontanet Mgmt For Against Against 13 Elect Marc Ladreit de Lacharriere Mgmt For Against Against 14 Appointment of Auditor and Alternate Auditor Mgmt For For For 15 Appointment of Auditor; Replacement of Mgmt For For For Alternate Auditor 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares and Reduce Capital Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- LAFARGE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS LG CINS F54432111 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Colette Lewiner Mgmt For For For 9 Elect Veronique Weill Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Carry Out Formalities Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- LAGARDERE SCA TICKER SECURITY ID: MEETING DATE MEETING STATUS MMB CINS F5485U100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For Against Against 10 Ratification of the Co-option of Amelie Mgmt For For For Oudea-Castera 11 Elect Amelie Oudea-Castera Mgmt For For For 12 Ratification of the Co-Option of Xavier de Mgmt For For For Sarrau 13 Elect Bernard Arnault Mgmt For Against Against 14 Elect Francois Roussely Mgmt For For For 15 Elect Raymond Levy Mgmt For For For 16 Elect Patrick Valroff Mgmt For For For 17 Elect Jean-Claude Magendie Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For 19 SHP Regarding Election of Dissident Supervisory ShrHldr Against Against For Board Member 20 SHP Regarding Amendments to Articles ShrHldr Against For Against 21 Non-Voting Meeting Note N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- LAND SECURITIES GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LAND CINS G5375M118 07/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Martin Greenslade Mgmt For For For 5 Elect Francis Salway Mgmt For For For 6 Elect Mike Hussey Mgmt For For For 7 Elect Sir Stuart Rose Mgmt For For For 8 Elect Bo Lerenius Mgmt For Against Against 9 Appointment of Auditor Mgmt For Against Against 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 EU Political Donations Mgmt For For For
- -------------------------------------------------------------------------------- LAND SECURITIES GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LAND CINS G5375M118 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Scrip Dividend Mgmt For For For
- -------------------------------------------------------------------------------- LAWSON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2651 CINS J3871L103 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeshi Niinami Mgmt For Against Against 4 Elect Yoshiyuki Yahagi Mgmt For For For 5 Elect Manabu Asano Mgmt For For For 6 Elect Tohru Moriyama Mgmt For For For 7 Elect Hiroshi Tasaka Mgmt For For For 8 Elect Reiko Yonezawa Mgmt For For For 9 Elect Takehiko Kakiuchi Mgmt For Against Against 10 Elect Atsuhiko Seki Mgmt For For For 11 Elect Kazuyuki Masu Mgmt For Against Against 12 Retirement Allowances for Statutory Auditors Mgmt For Against Against
- -------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Rudy Markham Mgmt For Against Against 4 Elect John Pollock Mgmt For For For 5 Elect Henry Staunton Mgmt For For For 6 Elect James Strachan Mgmt For For For 7 Elect Clara Furse Mgmt For For For 8 Elect John Stewart Mgmt For For For 9 Elect Nigel Wilson Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Directors' Remuneration Report Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authorisation of Political Donations Mgmt For For For 16 Adoption of New Articles Mgmt For For For
17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- LEGRAND TICKER SECURITY ID: MEETING DATE MEETING STATUS LGR CINS F56196185 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor (PricewaterhouseCoopers Mgmt For For For Audit) 8 Appointment of Alternate Auditor (Yves Nicolas) Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Ratification of the Co-option of Patrick Tanguy Mgmt For Against Against 11 Authority to Cancel Shares and Reduce Capital Mgmt For For For 12 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities Through Private Placement; Authority to Issue Debt Instruments 15 Authority to Increase Share Issuance Limit Mgmt For Against Against 16 Authority to Set Offering Price of Shares Mgmt For Against Against 17 Authority to Increase Capital Through Mgmt For For For Capitalizations 18 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 19 Authority to Increase Capital in Consideration Mgmt For Against Against for Contributions in Kind 20 Global Ceiling on Increases in Capital Mgmt For For For 21 Authority to Grant Stock Options Mgmt For Against Against 22 Authority to Grant Restricted Shares Mgmt For Against Against 23 Amendment Regarding Director Term Length Mgmt For For For 24 Authority to Carry Out Formalities Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- LEIGHTON HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LEI CINS Q55190104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For Against Against
4 Re-elect Achim Drescher Mgmt For For For 5 Re-elect Peter Gregg Mgmt For For For 6 Elect Wayne Osborn Mgmt For For For 7 Re-elect David Mortimer Mgmt For For For 8 Equity Grant (MD and CEO Wal King) Mgmt For For For
- -------------------------------------------------------------------------------- LEND LEASE CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LLC CINS Q55368114 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Phillip Colebatch Mgmt For For For 3 Re-elect Julia Hill Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Amend the Constitution - Stapling Proposal Mgmt For For For 6 Approve the Stapling Proposal Mgmt For For For 7 Renew Proportional Takeover Provisions Mgmt For For For
- -------------------------------------------------------------------------------- LI & FUNG LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0494 CINS G5485F144 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Victor FUNG Kwok King Mgmt For Against Against 5 Elect Bruce Rockowitz Mgmt For For For 6 Elect Paul Selway-Swift Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Increase in Authorized Capital Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Refreshment of Share Option Scheme Mgmt For Against Against
- -------------------------------------------------------------------------------- LIBERTY INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LII CINS G8995Y108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Reduction in Capital Pursuant to Demerger Mgmt For For For 2 Approval of the Demerger Mgmt For For For
- -------------------------------------------------------------------------------- LIBERTY INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LII CINS G8995Y108 07/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect Ian Durant Mgmt For For For 3 Elect David Fischel Mgmt For For For 4 Elect Graeme Gordon Mgmt For Against Against 5 Elect Michael Rapp Mgmt For For For 6 Appointment of Auditor and Authority to Set Fees Mgmt For For For 7 Directors' Remuneration Report Mgmt For Against Against 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For 11 Amendment to Articles Regarding Reduction of Mgmt For Against Against General Meeting Notice Period 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 13 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- LINDE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS LIN CINS D50348107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 12 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- LION NATHAN LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LNN CINS Q5585K109 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approve Scheme of Arrangement Mgmt For For For
- -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LLOY CINS G5542W106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Sir Winfried Bischoff Mgmt For Against Against 4 Elect Glen Moreno Mgmt For For For 5 Elect David Roberts Mgmt For For For 6 Elect Wolfgang Berndt Mgmt For For For 7 Elect J. Eric Daniels Mgmt For For For 8 Elect Helen Weir Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Ordinary Shares Mgmt For For For 14 Authority to Repurchase Preference Shares Mgmt For For For 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LLOY CINS G5542W106 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Share Subdivision Mgmt For For For 2 Rights Issue and Exchange Offers Mgmt For For For 3 Further Authority to Issue Shares w/ Preemptive Mgmt For Against Against Rights 4 Related Party Transactions Pursuant to Rights Mgmt For For For Issue and Exchange Offers 5 Capitalisation Issue of New Limited Voting Mgmt For For For Shares 6 Amendments to Articles Regarding Deferred Shares Mgmt For For For 7 Authority to Repurchase Preference Shares Mgmt For For For 8 Approval of Off-Market Purchases of Preference Mgmt For For For Shares from Equiniti Limited Pursuant to Exchange Offers 9 Approval of Off-Market Purchases of Preference Mgmt For For For Shares from BNY Trustee Pursuant to Exchange Offers 10 Approval of Off-Market Preference Share Mgmt For For For Buy-Backs from Avery & Overy 11 Issuance of Shares w/o Preemptive Rights Mgmt For For For Pursuant to Rights Issue 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For
- -------------------------------------------------------------------------------- LONMIN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LMI CINS G56350112 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Appointment of Auditor and Authority to Set Fees Mgmt For For For 4 Elect Ian Farmer Mgmt For For For 5 Elect Alan Ferguson Mgmt For For For 6 Elect David Munro Mgmt For Against Against 7 Elect Roger Phillimore Mgmt For For For 8 Elect Jim Sutcliffe Mgmt For For For 9 Elect Jonathan Leslie Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 14 Adoption of New Articles Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- LOTTOMATICA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTO CINS T6326Y108 07/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Articles Regarding Company Name Mgmt For For For 3 Stock Grant Plan Mgmt For Against Against 4 Stock Option Plan Mgmt For Against Against 5 Amendment to Equity-Based Incentive Plans Mgmt For Against Against
- -------------------------------------------------------------------------------- LOTTOMATICA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTO CINS T6326Y108 11/20/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Shares w/o Preemptive Rights Mgmt For TNA N/A 3 Amendments to Articles Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A
- -------------------------------------------------------------------------------- LUNDIN PETROLEUM AB TICKER SECURITY ID: MEETING DATE MEETING STATUS LUPE CINS W64566107 03/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Demerger Mgmt For Abstain Against 11 Spin-off Mgmt For Abstain Against 12 Bonus Mgmt For Against Against 13 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- LUNDIN PETROLEUM AB TICKER SECURITY ID: MEETING DATE MEETING STATUS LUPE CINS W64566107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Acts Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Compensation Guidelines Mgmt For For For 22 2010 Long-Term Incentive Plan Mgmt For Against Against 23 Shareholder Proposal Regarding Supplementary Mgmt For Against Against Directors' Fees 24 Authority to Issue Shares and Convertible Bonds Mgmt For For For w/o Preemptive Rights 25 Authority to Repurchase and Issue Treasury Mgmt For For For Shares 26 Nominating Committee Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- LUXOTTICA GROUP S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUX CINS T6444Z110 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A
- -------------------------------------------------------------------------------- LUXOTTICA GROUP S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUX CINS T6444Z110 10/29/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Authority to Trade in Company Stock Mgmt For TNA N/A 4 Election of Statutory Auditors Mgmt For TNA N/A
- -------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON TICKER SECURITY ID: MEETING DATE MEETING STATUS MC CINS F58485115 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Bernard Arnault Mgmt For Against Against 9 Elect Delphine Arnault-Gancia Mgmt For For For 10 Elect Nicholas Clive Worms Mgmt For Against Against 11 Elect Patrick Houel Mgmt For For For 12 Elect Felix Rohatyn Mgmt For For For 13 Elect Hubert Vedrine Mgmt For For For 14 Elect Helene Carrere d'Encausse Mgmt For For For 15 Election of Censor Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Replacement of Auditor Mgmt For For For 18 Appointment of Alternate Auditor Mgmt For For For 19 Replacement of Alternate Auditor Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Cancel Shares and Reduce Capital Mgmt For For For
- -------------------------------------------------------------------------------- MABUCHI MOTOR CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 6592 CINS J39186101 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For
- -------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS MQG CINS Q57085104 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect H. Kevin McCann Mgmt For For For 5 Ratify Placement of Securities Mgmt For For For
- -------------------------------------------------------------------------------- MACQUARIE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS MQG CINS Q57085104 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Equity Plan (EREP) Mgmt For For For 3 Equity Grant (MD/CEO Nicholas Moore) Mgmt For For For
- -------------------------------------------------------------------------------- MACQUARIE INFRASTRUCTURE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS MIG CINS Q5701N102 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Restructure Mgmt For For For 4 Amend Constitution Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Approve Restructure Mgmt For For For 7 Amend Constitution Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Approve Restructure Mgmt For For For 10 Amend Bye-laws Mgmt For For For 11 Approve Change in Company Name Mgmt For For For
- -------------------------------------------------------------------------------- MACQUARIE INFRASTRUCTURE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS MIG CINS Q5701N102 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend the Constitution - Responsible Entity Fees Mgmt For For For 4 Re-elect Mark Johnson as an indirectly elected Mgmt For Against Against director of MIIML 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Amend the Constitution - Responsible Entity Fees Mgmt For For For 8 Re-elect Mark Johnson as an indirectly elected Mgmt For Against Against director of MIIML 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Re-elect Peter Dyer as an indirectly elected Mgmt For Against Against director 13 Re-elect Jeffrey Conyers Mgmt For For For 14 Amend the Bye-Laws Mgmt For For For
- -------------------------------------------------------------------------------- MAKITA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6586 CINS J39584107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- MAN GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS EMG CINS G5790V156 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Jon Aisbitt Mgmt For For For 5 Elect Peter Clarke Mgmt For For For 6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For 8 Increase in Authorised Share Capital Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 13 Authority to Repurchase Deferred Dollar Shares Mgmt For For For
- -------------------------------------------------------------------------------- MAN SE TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CINS D51716104 04/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For Against Against 6 Ratification of Supervisory Board Acts Mgmt For Against Against 7 Elect Ulf Berkenhagen Mgmt For Against Against 8 Elect Thomas Kremer Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Authority to Issue Convertible Debt Instruments Mgmt For For For 12 Amendments to Articles Mgmt For Against Against 13 Amendment to Supervisory Board Members' Fees Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- MAPFRE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAP CINS E3449V125 03/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Election of Directors Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 6 Authority to Repurchase Shares Mgmt For For For 7 Remuneration Report Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Authority to Carry Out Formalities Mgmt For For For 10 Minutes Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- MARFIN INVESTMENT GROUP HOLDINGS S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MIG CINS X5188E106 05/21/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board and Auditor's Acts Mgmt For TNA N/A 4 Appointment of Auditor Mgmt For TNA N/A 5 Nominating and Remuneration Committee's Report Mgmt For TNA N/A
6 Ratification of Co-Option of Directors Mgmt For TNA N/A 7 Election of Directors Mgmt For TNA N/A 8 Election of Nomination and Remuneration Mgmt For TNA N/A Committee Members 9 Election of Audit Committee Members Mgmt For TNA N/A 10 Remuneration for Board and Management Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Amendments to Articles Mgmt For TNA N/A 13 Increase in Share Capital Through Mgmt For TNA N/A Capitalization of Reserves 14 Authority to Reduce Share Capital Mgmt For TNA N/A 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For TNA N/A 16 Authority to Issue Shares w/ or w/out Mgmt For TNA N/A Preemptive Rights
- -------------------------------------------------------------------------------- MARFIN INVESTMENT GROUP HOLDINGS S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MIG CINS X5188E106 06/03/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Increase in Share Capital Through Mgmt For TNA N/A Capitalization of Reserves 2 Authority to Reduce Share Capital Mgmt For TNA N/A 3 Authority to Issue Shares w/ Preemptive Rights Mgmt For TNA N/A 4 Authority to Issue Shares w/ or w/o Preemptive Mgmt For TNA N/A Rights 5 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MKS CINS G5824M107 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Stuart Rose Mgmt For For For 5 Elect Jan du Plessis Mgmt For For For 6 Elect Jeremy Darroch Mgmt For For For 7 Elect Sir David Michels Mgmt For For For 8 Elect Louise Patten Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Republic of Ireland Sharesave Plan 2009 Mgmt For For For 16 Shareholder Proposal Regarding Separation of ShrHldr Against For Against Roles of Chairman and Chief Executive 17 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- MARUBENI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CINS J39788138 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Katsumata Mgmt For Against Against 3 Elect Teruo Asada Mgmt For For For 4 Elect Mamoru Sekiyama Mgmt For For For 5 Elect Masaru Funai Mgmt For For For 6 Elect Michihiko Ohta Mgmt For For For 7 Elect Takafumi Sakishima Mgmt For For For 8 Elect Kenichi Hatta Mgmt For For For 9 Elect Shinji Kawai Mgmt For For For 10 Elect Shigemasa Sonobe Mgmt For For For 11 Elect Shigeru Yamazoe Mgmt For For For 12 Elect Mitsuru Akiyoshi Mgmt For For For 13 Elect Toshiyuki Ogura Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Elect Takao Kitahata Mgmt For For For 16 Elect Norimasa Kuroda Mgmt For Against Against
- -------------------------------------------------------------------------------- MARUI COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J40089104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hiroshi Aoi Mgmt For Against Against 3 Elect Yuhji Kawashita Mgmt For For For 4 Elect Kyohjiroh Kitade Mgmt For For For 5 Elect Motohiko Satoh Mgmt For For For 6 Elect Kohichiroh Horiuchi Mgmt For For For 7 Elect Tatsuya Shinose Mgmt For For For 8 Elect Takashi Wakashima Mgmt For For For 9 Elect Masao Nakamura Mgmt For For For 10 Elect Tomoo Ishii Mgmt For For For
- -------------------------------------------------------------------------------- MAZDA MOTOR CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 7261 CINS J41551102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Yamanouchi Mgmt For Against Against 4 Elect Kiyoshi Ozaki Mgmt For For For 5 Elect Seita Kanai Mgmt For For For 6 Elect Masazumi Wakayama Mgmt For For For 7 Elect Thomas Pixton Mgmt For For For 8 Elect Akira Marumoto Mgmt For For For 9 Elect Masamichi Kogai Mgmt For For For 10 Elect Kazuyuki Mitate Mgmt For Against Against
- -------------------------------------------------------------------------------- MEDIASET S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CINS T6688Q107 04/20/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Authority to Set Auditor's Fees Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- MEDIOBANCA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MB CINS T10584117 10/28/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Remuneration Policy Mgmt For TNA N/A
- -------------------------------------------------------------------------------- MEDIOLANUM S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MED CINS T66932111 04/27/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Authority to Trade in Company Stock Mgmt For TNA N/A 4 Stock Option Plan Mgmt For TNA N/A 5 Authority to Issue Shares w/o Preemptive Rights Mgmt For TNA N/A
- -------------------------------------------------------------------------------- MEIJI HOLDINGS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J41729104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Naotada Satoh Mgmt For For For 2 Elect Shigetaroh Asano Mgmt For For For 3 Elect Akio Takahashi Mgmt For For For 4 Elect Tsuyoshi Nagata Mgmt For For For 5 Elect Kaname Tanaka Mgmt For For For 6 Elect Masahiko Matsuo Mgmt For For For 7 Elect Harunobu Tsukanishi Mgmt For For For 8 Elect Shohichi Ibara Mgmt For For For 9 Elect Hidetoshi Yajima Mgmt For For For 10 Elect Yohko Sameki Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Election of Alternate Statutory Auditor Mgmt For For For 13 Directors' Fees Mgmt For Against Against
- -------------------------------------------------------------------------------- MERCK KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CINS D5357W103 04/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Presentation of Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Remuneration Policy Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Jurgen Kluge Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Convertible Bonds; Increase Mgmt For For For in Conditional Capital 11 Amendment Regarding Committee Fees Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- METROPOLE TV - M6 TICKER SECURITY ID: MEETING DATE MEETING STATUS MMT CINS F6160D108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Severance Package (Nicolas de Tavernost) Mgmt For For For 9 Severance Package (Thomas Valentin) Mgmt For For For 10 Severance Package (Catherine Lenoble) Mgmt For For For 11 Severance Package (Jerome Lefebure) Mgmt For For For 12 Ratification of the Co-Option of Philippe Mgmt For For For Delusinne 13 Ratification of the Co-Option of Delphine Mgmt For For For Arnault 14 Directors' Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- METSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO1V CINS X53579102 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Charitable Donations Mgmt For For For 11 Ratification of Board and Management Acts Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For Against Against 16 Appointment of Auditor Mgmt For Against Against 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares and Convertible Bonds Mgmt For For For w/ or w/o Preemptive Rights 19 Amendments to Articles Mgmt For For For 20 Shareholder Proposal Regarding Nominating ShrHldr For For For Committee 21 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- MILLEA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J86298106 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kunio Ishihara Mgmt For For For 4 Elect Shuhzoh Sumi Mgmt For For For 5 Elect Daisaku Honda Mgmt For For For 6 Elect Hiroshi Amemiya Mgmt For For For 7 Elect Shinichiroh Okada Mgmt For For For 8 Elect Minoru Makihara Mgmt For For For 9 Elect Hiroshi Miyajima Mgmt For For For 10 Elect Kunio Itoh Mgmt For For For 11 Elect Akio Mimura Mgmt For For For 12 Elect Toshifumi Kitazawa Mgmt For For For 13 Elect Masashi Ohba Mgmt For For For 14 Elect Hiroshi Fukuda Mgmt For For For 15 Elect Yuhko Kawamoto Mgmt For For For 16 Elect Toshiroh Yagi Mgmt For For For
- -------------------------------------------------------------------------------- MILLICOM INTERNATIONAL CELLULAR S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS MICC CINS L6388F128 05/25/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For TNA N/A 6 Election of Meeting Secretary and Scrutineer Mgmt For TNA N/A 7 Presentation of Accounts and Reports Mgmt For TNA N/A 8 Accounts and Reports Mgmt For TNA N/A 9 Allocation of Profits/Dividends Mgmt For TNA N/A 10 Ratification of Board Acts Mgmt For TNA N/A 11 Board Size Mgmt For TNA N/A 12 Elect Mia Brunell Livfors Mgmt For TNA N/A 13 Elect Donna Cordner Mgmt For TNA N/A 14 Elect Daniel Johannesson Mgmt For TNA N/A 15 Elect Michel Massart Mgmt For TNA N/A 16 Elect Allen Sangines-Krause Mgmt For TNA N/A 17 Elect Paul Donovan Mgmt For TNA N/A 18 Elect Omari Issa Mgmt For TNA N/A 19 Elect Hans-Holger Albrecht Mgmt For TNA N/A 20 Appointment of Auditor Mgmt For TNA N/A 21 Directors' Fees Mgmt For TNA N/A 22 Authority to Repurchase Shares Mgmt For TNA N/A 23 Implementation of Share Repurchase Plan Mgmt For TNA N/A 24 Purchase of Shares Mgmt For TNA N/A 25 Payment of Shares Mgmt For TNA N/A 26 Purpose of Share Repurchase Plan Mgmt For TNA N/A 27 Grant of Authority for Share Repurchase Plan Mgmt For TNA N/A
- -------------------------------------------------------------------------------- MILLICOM INTERNATIONAL CELLULAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MICSDB CINS L6388F128 12/18/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Special Dividend Mgmt For TNA N/A
- -------------------------------------------------------------------------------- MINEBEA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J42884130 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hirotaka Fujiwara Mgmt For For For
- -------------------------------------------------------------------------------- MIRVAC GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS MGR CINS Q62377108 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Mix Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Re-elect Paul Biancardi Mgmt For For For 5 Re-elect Adrian Fini Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Increase Non-Executive Directors' Fee Cap Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Equity Grant (MD Nicholas Collishaw) Mgmt For For For 10 Ratify Placement of Securities Mgmt For For For
- -------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4188 CINS J44046100 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Ryuhichi Tomizawa Mgmt For For For 5 Elect Yoshimitsu Kobayashi Mgmt For For For 6 Elect Shohtaroh Yoshimura Mgmt For For For 7 Elect Hitoshi Ochi Mgmt For For For 8 Elect Michihiro Tsuchiya Mgmt For For For 9 Elect Hiroshi Yoshida Mgmt For For For 10 Elect Masanao Kanbara Mgmt For For For 11 Elect Kazuchika Yamaguchi Mgmt For Against Against 12 Elect Rokuroh Tsuruta Mgmt For For For 13 Elect Toshio Mizushima Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUBISHI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8058 CINS J43830116 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yorihiko Kojima Mgmt For For For 4 Elect Ken Kobayashi Mgmt For For For 5 Elect Ryohichi Ueda Mgmt For For For 6 Elect Masahide Yano Mgmt For For For 7 Elect Hideyuki Nabeshima Mgmt For For For 8 Elect Hideto Nakahara Mgmt For For For 9 Elect Tsuneo Iyobe Mgmt For For For 10 Elect Kiyoshi Fujimura Mgmt For For For 11 Elect Yasuo Nagai Mgmt For For For 12 Elect Mikio Sasaki Mgmt For For For 13 Elect Tamotsu Nomakuchi Mgmt For For For 14 Elect Kunio Itoh Mgmt For For For 15 Elect Kazuo Tsukuda Mgmt For Against Against 16 Elect Ryohzoh Katoh Mgmt For For For 17 Elect Hidehiro Konno Mgmt For For For 18 Elect Yukio Ueno Mgmt For For For 19 Bonus Mgmt For For For 20 Accumulative Pension Plan Mgmt For For For 21 Amendments to Directors' Compensation Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J43873116 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Setsuhiro Shimomura Mgmt For For For 3 Elect Kenichiroh Yamanishi Mgmt For For For 4 Elect Masanori Saitoh Mgmt For For For 5 Elect Noritomo Yoshimatsu Mgmt For For For 6 Elect Noritomo Hashimoto Mgmt For Against Against 7 Elect Ryohsuke Fujimoto Mgmt For For For 8 Elect Hiroyoshi Sakuyama Mgmt For For For 9 Elect Hiroyoshi Murayama Mgmt For For For 10 Elect Shunji Yanai Mgmt For For For 11 Elect Osamu Shigeta Mgmt For For For 12 Elect Mikio Sasaki Mgmt For For For 13 Elect Shigemitsu Miki Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUBISHI ESTATE COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J43916113 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keiji Kimura Mgmt For For For 4 Elect Nobuyuki Iizuka Mgmt For For For 5 Elect Toshio Nagashima Mgmt For For For 6 Elect Hiroshi Danno Mgmt For For For 7 Elect Masaaki Kohno Mgmt For For For 8 Elect Hiroyoshi Itoh Mgmt For For For 9 Elect Yutaka Yanagisawa Mgmt For For For 10 Elect Hirotaka Sugiyama Mgmt For For For 11 Elect Masamichi Ono Mgmt For For For 12 Elect Isao Matsuhashi Mgmt For For For 13 Elect Fumikatsu Tokiwa Mgmt For For For 14 Elect Yasumasa Gomi Mgmt For For For 15 Elect Shu Tomioka Mgmt For For For 16 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUBISHI GAS CHEMICAL COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4182 CINS J43959113 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hideki Odaka Mgmt For Against Against 3 Elect Kazuo Sakai Mgmt For For For 4 Elect Yoshishige Yamazaki Mgmt For For For 5 Elect Kuniaki Ageishi Mgmt For For For 6 Elect Yu Miyauchi Mgmt For For For 7 Elect Jin Hata Mgmt For For For 8 Elect Kunio Ohya Mgmt For For For 9 Elect Toshikiyo Kurai Mgmt For For For 10 Elect Makoto Mizutani Mgmt For For For 11 Elect Masami Orisaku Mgmt For For For 12 Elect Kuniaki Kawakami Mgmt For Against Against 13 Retirement Allowances and Special Allowances Mgmt For For For for Directors
- -------------------------------------------------------------------------------- MITSUBISHI HEAVY INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 7011 CINS J44002129 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuo Tsukuda Mgmt For For For 4 Elect Hideaki. Ohmiya Mgmt For For For 5 Elect Ichiroh Fukue Mgmt For For For 6 Elect Hiroshi Kan Mgmt For For For 7 Elect Sunao Aoki Mgmt For For For 8 Elect Katsuhiko Yasuda Mgmt For For For 9 Elect Akira Sawa Mgmt For For For 10 Elect Teruaki Kawai Mgmt For For For 11 Elect Shunichi Miyanaga Mgmt For For For 12 Elect Yoshiaki Tsukuda Mgmt For For For 13 Elect Yuhjiroh Kawamoto Mgmt For For For 14 Elect Makoto Shintani Mgmt For For For 15 Elect Takashi Abe Mgmt For For For 16 Elect Akira Hishikawa Mgmt For For For 17 Elect Akihiro Wada Mgmt For For For 18 Elect Yoshihiro Sakamoto Mgmt For For For 19 Elect Hisashi Hara Mgmt For For For 20 Elect Yorihiko Kojima Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUBISHI MATERIALS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J44024107 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akihiko Ide Mgmt For Against Against 3 Elect Mayuki Hashimoto Mgmt For For For 4 Elect Toshinori Katoh Mgmt For For For 5 Elect Makoto Miki Mgmt For For For 6 Elect Akira Takeuchi Mgmt For For For 7 Elect Yukio Okamoto Mgmt For For For 8 Elect Hiroshi Yao Mgmt For For For 9 Elect Keisuke Yamanobe Mgmt For For For 10 Elect Toshimichi Fujii Mgmt For For For 11 Elect Akio Utsumi Mgmt For Against Against 12 Elect Hiroshi Kanemoto Mgmt For Against Against 13 Election of Alternative Statutory Auditors Mgmt For Against Against 14 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUBISHI MOTORS CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 7211 CINS J44131100 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Takashi Nishioka Mgmt For Against Against 2 Elect Osamu Masuko Mgmt For For For 3 Elect Makoto Maeda Mgmt For For For 4 Elect Hiizu Ichikawa Mgmt For For For 5 Elect Hiroshi Harunari Mgmt For For For 6 Elect Tetsuroh Aikawa Mgmt For For For 7 Elect Shuichi Aoto Mgmt For For For 8 Elect Masao Uesugi Mgmt For For For 9 Elect Seiichi Ohta Mgmt For For For 10 Elect Hiroshi Kuroda Mgmt For For For 11 Elect Mikio Sasaki Mgmt For For For 12 Elect Hidetoshi Yajima Mgmt For For For 13 Elect Shiroh Futatsugi Mgmt For For For 14 Elect Yukio Okamoto Mgmt For For For
- -------------------------------------------------------------------------------- MITSUBISHI TANABE PHARMA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4508 CINS J4448H104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michihiro Tsuchiya Mgmt For Against Against
4 Elect Kuniaki Kaga Mgmt For For For 5 Elect Kenichi Yanagisawa Mgmt For For For 6 Elect Kenkichi Kosakai Mgmt For For For 7 Elect Masayuki Mitsuka Mgmt For For For 8 Elect Takashi Kobayashi Mgmt For For For 9 Election of alternate Statutory Auditors Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J44497105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Munetaka Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Kyouta Ohmori Mgmt For For For 7 Elect Hiroshi Saitoh Mgmt For For For 8 Elect Nobushige Kamei Mgmt For For For 9 Elect Masao Hasegawa Mgmt For For For 10 Elect Fumiyuki Akikusa Mgmt For For For 11 Elect Kazuo Takeuchi Mgmt For For For 12 Elect Nobuyuki Hirano Mgmt For For For 13 Elect Shunsuke Teraoka Mgmt For For For 14 Elect Kaoru Wachi Mgmt For For For 15 Elect Takashi Oyamada Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For
- -------------------------------------------------------------------------------- MITSUBISHI UFJ LEASE & FINANCE CO LTD, TOKYO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4706D100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For For For 2 Elect Naotaka Obata Mgmt For Against Against 3 Elect Yoshio Hirata Mgmt For For For 4 Elect Ryuhichi Murata Mgmt For For For 5 Elect Tadashi Shiraishi Mgmt For For For 6 Elect Kazuo Momose Mgmt For For For 7 Elect Takashi Miura Mgmt For For For 8 Elect Kazuo Seki Mgmt For For For 9 Elect Kohichi Sakamoto Mgmt For For For 10 Elect Kohji Saimura Mgmt For For For 11 Elect Tadashi Ishikawa Mgmt For Against Against 12 Elect Hidefumi Takeuchi Mgmt For For For 13 Elect Hajime Inomata Mgmt For For For 14 Elect Takami Matsubayashi Mgmt For For For 15 Elect Shinichiroh Hayakawa Mgmt For For For
- -------------------------------------------------------------------------------- MITSUI & CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CINS J44690139 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shouei Utsuda Mgmt For For For 4 Elect Masami Iijima Mgmt For For For 5 Elect Ken Abe Mgmt For For For 6 Elect Junichi Matsumoto Mgmt For For For 7 Elect Seiichi Tanaka Mgmt For For For 8 Elect Norinao Iio Mgmt For For For 9 Elect Takao Ohmae Mgmt For For For 10 Elect Masayoshi Komai Mgmt For For For 11 Elect Daisuke Saiga Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshirho Mutoh Mgmt For For For 16 Elect Naoto Nakamura Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUI CHEMICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4183 CINS J4466L102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kenji Fujiyoshi Mgmt For For For 4 Elect Toshikazu Tanaka Mgmt For For For 5 Elect Kohichi Sano Mgmt For For For 6 Elect Kiichi Suzuki Mgmt For For For 7 Elect Yoshiyuki Funakoshi Mgmt For For For 8 Elect Yukio Hara Mgmt For For For 9 Elect Yasuji Ohmura Mgmt For For For 10 Elect Shigeru Isayama Mgmt For For For 11 Elect Terunori Fujita Mgmt For For For 12 Elect Shigeru Iwabuchi Mgmt For For For 13 Elect Shinichi Otsuji Mgmt For For For 14 Elect Tetsuji Tanaka Mgmt For For For 15 Elect Taeko Nagai Mgmt For For For 16 Elect Yoshio Suzuki Mgmt For For For 17 Election of Yoshinori Koga Mgmt For Against Against 18 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- MITSUI ENGINEERING & SHIPBUILDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 7003 CINS J44776128 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takao Motoyama Mgmt For Against Against 4 Elect Yasuhiko Katoh Mgmt For For For 5 Elect Makoto Sakurai Mgmt For For For 6 Elect Yutaka Raijoh Mgmt For For For 7 Elect Norio Nagata Mgmt For For For 8 Elect Kazuo Masuyama Mgmt For For For 9 Elect Ryohichi Jinkawa Mgmt For For For 10 Elect Takao Tanaka Mgmt For For For 11 Elect Kazuki Yashiki Mgmt For For For 12 Elect Shunichi Yamashita Mgmt For For For 13 Elect Toshiroh Miyazaki Mgmt For For For 14 Elect Masafumi Okada Mgmt For For For 15 Elect Yasuo Irie Mgmt For For For 16 Elect Akinori Matsuda Mgmt For For For 17 Elect Yoshihisa Kitajima Mgmt For For For 18 Elect Takaki Yamamoto Mgmt For For For 19 Election of Alternate Statutory Auditor Mgmt For For For 20 Directors' Fees and Statutory Auditors' Fees Mgmt For For For
- -------------------------------------------------------------------------------- MITSUI FUDOSAN COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4509L101 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- MITSUI O.S.K LINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9104 CINS J45013109 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akimitsu Ashida Mgmt For For For 4 Elect Masakazu Yakushiji Mgmt For For For 5 Elect Yohichi Aoki Mgmt For For For 6 Elect Masafumi Yasuoka Mgmt For For For 7 Elect Kohichi Mutoh Mgmt For For For 8 Elect Toshitaka Shishido Mgmt For For For 9 Elect Tsuneo Watanabe Mgmt For For For 10 Elect Kunio Kojima Mgmt For For For 11 Elect Takeshi Komura Mgmt For For For 12 Elect Sadayuki Sakakibara Mgmt For For For 13 Elect Kazumasa Mizoshita Mgmt For For For 14 Elect Sumio Iijima Mgmt For For For 15 Appointment of Alternative Statutory Auditor Mgmt For For For 16 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- MITSUI SUMITOMO INSURANCE GROUP HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CINS J45745106 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tadashi Kodama Mgmt For For For 5 Elect Ichiroh Tateyama Mgmt For For For 6 Elect Hisahito Suzuki Mgmt For For For 7 Elect Masanori Yoneda Mgmt For For For 8 Elect Akira Watanabe Mgmt For For For 9 Elect Mitsuhiro Umezu Mgmt For For For 10 Elect Daiken Tsunoda Mgmt For For For 11 Elect Masahiko Oji Mgmt For For For 12 Elect Kuniaki Nomura Mgmt For For For 13 Elect Hiroyuki Tezuka Mgmt For For For
- -------------------------------------------------------------------------------- MIZUHO FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8411 CINS J4599L102 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Tsukamoto Mgmt For For For 4 Elect Setsu Ohnishi Mgmt For For For 5 Elect Takeo Nakano Mgmt For For For 6 Elect Shuzoh Haimoto Mgmt For For For 7 Elect Masahiro Seki Mgmt For For For 8 Shareholder Proposal Regarding the Limitation ShrHldr Against For Against of MBO Loan Transactions 9 Shareholder Proposal Regarding Compensation ShrHldr Against For Against Disclosure
- -------------------------------------------------------------------------------- MIZUHO SECURITIES COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8606 CINS J73348104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Kusama Mgmt For For For 4 Elect Fumio Kabashima Mgmt For For For 5 Elect Hidetake Nakamura Mgmt For For For 6 Elect Hideo Gamoh Mgmt For For For 7 Elect Hiromitsu Nakahara Mgmt For For For 8 Elect Kiyokata Somekawa Mgmt For For For
- -------------------------------------------------------------------------------- MOBISTAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MOBB CINS B60667100 05/05/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports; Presentation of Mgmt For TNA N/A Consolidated Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor Acts Mgmt For TNA N/A 8 Ratification of the Co-Option of Nathalie Clere Mgmt For TNA N/A 9 Authority to Increase Capital Through Mgmt For TNA N/A Capitalizations 10 Amendment Regarding Change of Corporate Mgmt For TNA N/A Headquarters 11 Amendment Regarding Share Capital Mgmt For TNA N/A 12 Amendments Regarding Board Composition Mgmt For TNA N/A 13 Amendments Regarding the Election of the Mgmt For TNA N/A Chairman of the Board 14 Amendments Regarding the Strategy Committee Mgmt For TNA N/A 15 Amendments Regarding the Audit Committee Mgmt For TNA N/A 16 Amendments Regarding the Compensation and Mgmt For TNA N/A Nominating Committee 17 Amendments Regarding Financial Control Mgmt For TNA N/A 18 Authority to Coordinate Articles Mgmt For TNA N/A 19 Change in Control Provision (Corporate Mgmt For TNA N/A Framework Services Agreement) 20 Change in Control Provision (Framework Mgmt For TNA N/A Agreement) 21 Change in Control Provision (Full MVNO Mgmt For TNA N/A Agreement) 22 Change in Control Provision (Strategic Mgmt For TNA N/A Partnership Agreement) 23 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4687C105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Toshiaki Egashira Mgmt For For For 3 Elect Ichiroh Tateyama Mgmt For For For 4 Elect Tadashi Kodama Mgmt For For For 5 Elect Yasuyoshi Karasawa Mgmt For For For 6 Elect Susumu Fujimoto Mgmt For For For 7 Elect Shuhei Horimoto Mgmt For For For 8 Elect Hisahito Suzuki Mgmt For For For 9 Elect Masanori Yoneda Mgmt For For For 10 Elect Katsuaki Ikeda Mgmt For For For 11 Elect Toshihiko Seki Mgmt For For For 12 Elect Akira Watanabe Mgmt For For For 13 Elect Mitsuhiro Umezu Mgmt For For For 14 Elect Daiken Tsunoda Mgmt For For For
- -------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG (MUNICH RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS MUV2 CINS D55535104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Elect Benita Ferrero-Waldner Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Repurchase Shares Using Equity Mgmt For For For Derivatives 12 Authority to Issue Convertible Debt Instruments Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- MURATA MANUFACTURING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J46840104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitaka Fujita Mgmt For For For 4 Elect Hiroaki Yoshihara Mgmt For For For 5 Elect Masakazu Toyoda Mgmt For For For
- -------------------------------------------------------------------------------- NAMCO BANDAI HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 7832 CINS J48454102 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeo Takasu Mgmt For Against Against 4 Elect Shukuo Ishikawa Mgmt For For For 5 Elect Shuhji Ohtsu Mgmt For For For 6 Elect Yuji Asako Mgmt For For For 7 Elect Kazunori Ueno Mgmt For For For 8 Elect Masahiro Tachibana Mgmt For For For 9 Elect Masatake Yone Mgmt For For For 10 Elect Kazuo Ichijo Mgmt For For For 11 Elect Manabu Tazaki Mgmt For For For 12 Elect Kohichiroh Honma Mgmt For For For 13 Elect Katsuhiko Kohtari Mgmt For For For 14 Elect Osamu Sudoh Mgmt For For For 15 Elect Kohji Yanase Mgmt For Against Against
- -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS NAB CINS Q65336119 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Selective Buy-Back 2008 Stapled Securities Mgmt For For For 5 Selective Capital Reduction 2008 Stapled Mgmt For For For Securities 6 Selective Buy-Back 2009 Stapled Securities Mgmt For For For 7 Selective Capital Reduction 2009 Stapled Mgmt For For For Securities 8 Remuneration Report Mgmt For For For
9 Equity Grant (Group CEO Cameron Clyne) Mgmt For For For 10 Equity Grant (Mark Joiner) Mgmt For For For 11 Equity Grant (Michael Ullmer) Mgmt For For For 12 Re-elect Michael Chaney Mgmt For For For 13 Re-elect Paul Rizzo Mgmt For For For 14 Re-elect Michael Ullmer Mgmt For For For 15 Elect Mark Joiner Mgmt For For For 16 Elect John Waller Mgmt For For For 17 Elect Stephen Mayne Mgmt Against Against For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE TICKER SECURITY ID: MEETING DATE MEETING STATUS ETE CINS X56533114 01/14/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Spin-off Mgmt For TNA N/A 2 Report on the Spin-off Mgmt For TNA N/A 3 Authorization of Legal Formalities Mgmt For TNA N/A 4 Ratification of Co-option of New Board Members Mgmt For TNA N/A 5 Election of Directors Mgmt For TNA N/A 6 Election of Audit Committee Mgmt For TNA N/A 7 Board Transactions Mgmt For TNA N/A 8 Amendments to Articles Mgmt For TNA N/A 9 Authority to Issue Convertible Bonds Mgmt For TNA N/A 10 Announcements Mgmt Abstain TNA N/A
- -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE TICKER SECURITY ID: MEETING DATE MEETING STATUS ETE CINS X56533114 02/01/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Issue Convertible Debt Instruments Mgmt For TNA N/A
- -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE TICKER SECURITY ID: MEETING DATE MEETING STATUS ETE CINS X56533114 02/18/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Issue Convertible Debt Instruments Mgmt For TNA N/A
- -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE TICKER SECURITY ID: MEETING DATE MEETING STATUS ETE CINS X56533114 05/21/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Report of the Board of Directors; Report of the Mgmt For TNA N/A Auditor 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Ratification of Board and Auditor Acts Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A 5 Board Transactions Mgmt For TNA N/A 6 Ratification of Co-option of Board Member Mgmt For TNA N/A 7 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 8 Transaction of Other Business Mgmt Abstain TNA N/A
- -------------------------------------------------------------------------------- NATIONAL GRID PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS NG CINS G6375K151 07/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir John Parker Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Kenneth Harvey Mgmt For For For 6 Elect Steve Lucas Mgmt For For For 7 Elect Stephen Pettit Mgmt For For For 8 Elect Nick Winser Mgmt For For For 9 Elect George Rose Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Directors' Remuneration Report Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Scrip Dividend Mgmt For For For 15 Capitalisation of Share Premium Account Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 19 Amendments to Articles Regarding Borrowing Mgmt For For For Limits 20 Amendments to Articles Regarding Objects Clause Mgmt For For For and Authorised Capital 21 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NATIXIS TICKER SECURITY ID: MEETING DATE MEETING STATUS KN CINS F6483L100 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Losses/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Ratification of the Co-Option of Nicolas Duhamel Mgmt For Against Against 8 Ratification of the Co-Option of Alain Lemaire Mgmt For Against Against 9 Ratification of the Co-Option of Bernard Oppetit Mgmt For For For 10 Ratification of the Co-Option of Jean Criton Mgmt For Against Against 11 Ratification of the Co-Option of Laurence Mgmt For For For Debroux 12 Appointment of Auditor (Deloitte & Associes) Mgmt For For For 13 Appointment of Alternate Auditor (BEAS) Mgmt For For For 14 Appointment of Auditor (KPMG) Mgmt For For For 15 Appointment of Alternate Auditor (Francois Mgmt For For For Chevreux) 16 Appointment of Statutory and Alternate Auditors Mgmt For For For for Capdevielle - Natixis Tresor Public Trust 17 Authority to Repurchase Shares Mgmt For Against Against 18 Merger by Absorption of Natixis Securities Mgmt For For For 19 Authority to Cancel Shares and Reduce Capital Mgmt For For For 20 Authority to Grant Restricted Shares to Mgmt For For For Employees and Executives 21 Authority to Increase Capital Under Employee Mgmt For For For Savings Plan 22 Authority to Set the Offering Price of Shares Mgmt For Against Against
23 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities through Private Placement; Authority to Issue Debt Instruments 24 Authority to Repurchase Shares and Reduce Mgmt For For For Capital 25 Authority to Carry Out Formalities Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6701 CINS J48818124 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kaoru Yano Mgmt For For For 3 Elect Nobuhiro Endoh Mgmt For For For 4 Elect Toshimitsu Iwanami Mgmt For For For 5 Elect Yukihiro Fujiyoshi Mgmt For For For 6 Elect Takao Ono Mgmt For For For 7 Elect Junji Yasui Mgmt For For For 8 Elect Toshio Morikawa Mgmt For For For 9 Elect Yoshinari Hara Mgmt For For For 10 Elect Sawako Nohara Mgmt For For For 11 Elect Kenji Miyahara Mgmt For For For 12 Elect Hideaki Takahashi Mgmt For For For 13 Elect Toshiyuki Mineno Mgmt For For For 14 Elect Takemitsu Kunio Mgmt For For For 15 Elect Takuji Tomiyama Mgmt For For For 16 Elect Manabu Kinoshita Mgmt For For For 17 Elect Ryohji Nakagawa Mgmt For For For
- -------------------------------------------------------------------------------- NEOPOST SA TICKER SECURITY ID: MEETING DATE MEETING STATUS NEO CINS F65196119 07/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Elect Vincent Mercier Mgmt For For For 10 Elect Henk Bodt Mgmt For For For 11 Elect Eric Licoys Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Convertible Securities w/out Mgmt For For For Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Increase Share Issuance Limit Mgmt For For For 18 Authority to Increase Capital through Mgmt For For For Capitalizations 19 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 20 Authority to Increase Capital in Case of Mgmt For For For Exchange Offer 21 Authority to Issue Shares and/or Convertible Mgmt For For For Securities under Employee Savings Plan
22 Authority to Increase Capital for the Benefit Mgmt For For For of Overseas Employees 23 Authority to Issue Restricted Stock Mgmt For Against Against 24 Authority to Grant Stock Options Mgmt For Against Against 25 Authority to Cancel Shares and Reduce Capital Mgmt For For For 26 Authority to Issue Debt Instruments Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For 28 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NESTE OIL OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NES1V CINS X5688A109 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Ratification of Board and Management Acts Mgmt For For For 12 Shareholder Proposal Regarding the Abolition of ShrHldr For For For the Supervisory Board 13 Supervisory Board Fees Mgmt For For For 14 Supervisory Board Size Mgmt For For For 15 Election of Supervisory Board Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Board Size Mgmt For For For 18 Election of Directors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Amendment Regarding Meeting Notice Mgmt For For For 22 Shareholder Proposal Regarding Nominating ShrHldr For For For Committee 23 Shareholder Proposal Regarding Cessation of Use ShrHldr N/A Against N/A of Palm Oil 24 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NESTLE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/15/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board and Management Acts Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 8 Elect Steven Hoch Mgmt For TNA N/A 9 Elect Andre Kudelski Mgmt For TNA N/A 10 Elect Jean-Rene Fourtou Mgmt For TNA N/A 11 Elect Titia de Lange Mgmt For TNA N/A 12 Elect Jean-Pierre Roth Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Reduction in Share Capital Mgmt For TNA N/A 15 Amendments to Article 4 Mgmt For TNA N/A
- -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0017 CINS Y63084126 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Henry CHENG Kar Shun Mgmt For Against Against 5 Elect Payson CHA Mou Sing Mgmt For Against Against 6 Elect Peter CHENG Kar Shing Mgmt For Against Against 7 Elect Stewart LEUNG Chi Kin Mgmt For Against Against 8 Elect CHOW Kwai Cheung Mgmt For Against Against 9 Elect Leonie KI Man Fung Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- NEWCREST MINING LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS NCM CINS Q6651B114 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect Vince Gauci Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NEXT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS NXT CINS G6500M106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Steve Barber Mgmt For For For 5 Elect David Keens Mgmt For For For 6 Appointment of Auditor and Authority to Set Fees Mgmt For For For 7 2010 Share Matching Plan Mgmt For For For 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Repurchase Shares Off-Market Mgmt For For For 12 Adoption of New Articles Mgmt For For For 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- NGK INSULATORS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J49076110 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masaharu Shibata Mgmt For Against Against 3 Elect Shun Matsushita Mgmt For For For 4 Elect Taroh Katoh Mgmt For For For 5 Elect Eiji Hamamoto Mgmt For For For 6 Elect Tsurayuki Okamoto Mgmt For For For 7 Elect Takeyuki Mizuno Mgmt For For For 8 Elect Hiroshi Fujito Mgmt For For For 9 Elect Mitsuo Ibuki Mgmt For For For 10 Elect Toshiyuki Hamanaka Mgmt For For For 11 Elect Susumu Sakabe Mgmt For For For
12 Elect Hideaki Saitoh Mgmt For For For 13 Elect Ryohhei Iwasaki Mgmt For For For 14 Elect Hirotsugu Ogawa Mgmt For For For 15 Election of Hiroshi Wada Mgmt For For For 16 Election of Alternate Statutory Auditors Mgmt For Against Against
- -------------------------------------------------------------------------------- NGK SPARK PLUG COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J49119100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Norio Katoh Mgmt For Against Against 2 Elect Kazuo Kawahara Mgmt For For For 3 Elect Masami Kawashita Mgmt For For For 4 Elect Junichi Kagawa Mgmt For For For 5 Elect Katsuhiko Sumida Mgmt For For For 6 Elect Seiji Nimura Mgmt For For For 7 Elect Takafumi Ohshima Mgmt For For For 8 Elect Yoh Tajima Mgmt For For For 9 Elect Masahiko Yamada Mgmt For For For 10 Elect Norio Teranishi Mgmt For For For 11 Elect Shinji Shibagaki Mgmt For For For 12 Elect Shinichi Odoh Mgmt For For For 13 Elect Shogo Kawajiri Mgmt For For For 14 Elect Junichiroh Suzuki Mgmt For For For 15 Elect Takeshi Nakagawa Mgmt For For For 16 Elect Keiichi Matsunari Mgmt For For For 17 Elect Hitoshi Iimi Mgmt For For For 18 Elect Hideyuki Koiso Mgmt For For For 19 Elect Takao Hamada Mgmt For For For 20 Elect Tadao Kawai Mgmt For For For
- -------------------------------------------------------------------------------- NIDEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6594 CINS J52968104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Shigenobu Nagamori Mgmt For Against Against 4 Elect Hiroshi Kobe Mgmt For For For 5 Elect Kenji Sawamura Mgmt For For For 6 Elect Juntaroh Fujii Mgmt For For For 7 Elect Yasuo Hamaguchi Mgmt For For For 8 Elect Tadaaki Hamada Mgmt For For For 9 Elect Masuo Yoshimatsu Mgmt For For For 10 Elect Tetsuo Inoue Mgmt For Against Against 11 Elect Shohzoh Wakabayashi Mgmt For For For 12 Elect Masakazu Iwakura Mgmt For For For 13 Elect Chihiro Suematsu Mgmt For For For 14 Elect Kiichiroh Kobayashi Mgmt For For For
- -------------------------------------------------------------------------------- NIKON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 654111103 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michio Kariya Mgmt For Against Against 4 Elect Makoto Kimura Mgmt For For For 5 Elect Ichiro Teratoh Mgmt For For For 6 Elect Kyoichi Suwa Mgmt For For For 7 Elect Kazuo Ushida Mgmt For For For 8 Elect Yoshimichi Kawai Mgmt For For For 9 Elect Masami Kumazawa Mgmt For For For 10 Elect Toshiyuki Masai Mgmt For For For 11 Elect Yasuyuki Okamoto Mgmt For For For 12 Elect Norio Hashizume Mgmt For For For 13 Elect Kenji Matsuo Mgmt For For For 14 Elect Kohkei Higuchi Mgmt For For For 15 Retirement Allowances for Directors Mgmt For Against Against 16 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- NINTENDO COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J51699106 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Satoru Iwata Mgmt For Against Against 4 Elect Yoshihiro Mori Mgmt For For For 5 Elect Shinji Hatano Mgmt For For For 6 Elect Genyoh Takeda Mgmt For For For 7 Elect Shigeru Miyamoto Mgmt For For For 8 Elect Nobuo Nagai Mgmt For For For 9 Elect Masaharu Matsumoto Mgmt For For For 10 Elect Eiichi Suzuki Mgmt For For For 11 Elect Kazuo Kawahara Mgmt For For For 12 Elect Tatsumi Kimishima Mgmt For For For 13 Elect Kaoru Takemura Mgmt For For For 14 Elect Takashi Ozaki Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON ELECTRIC GLASS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J53247110 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yuzoh Izutsu Mgmt For Against Against 5 Elect Masayuki Arioka Mgmt For For For 6 Elect Katsumi Inada Mgmt For For For 7 Elect Masami Atsuji Mgmt For For For 8 Elect Shuji Itoh Mgmt For For For 9 Elect Shiegru Yamamoto Mgmt For For For 10 Elect Kohichi Inamasu Mgmt For For For 11 Elect Masanori Yokota Mgmt For For For 12 Elect Itoh Kazuhiro Mgmt For For For 13 Election of Alternate Statutory Auditor Mgmt For For For 14 Bonus Mgmt For For For 15 Statutory Auditors' Fees Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON EXPRESS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J53376117 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiko Okabe Mgmt For Against Against 4 Elect Masanori Kawai Mgmt For For For 5 Elect Kenji Watanabe Mgmt For For For 6 Elect Yasuo Itoh Mgmt For For For 7 Elect Jiroh Nakamura Mgmt For For For 8 Elect Keiji Hagio Mgmt For For For 9 Elect Masao Hosokoshi Mgmt For For For 10 Elect Keiichiroh Yokoyama Mgmt For For For 11 Elect Yohichiroh Tsuri Mgmt For For For 12 Elect Minoru Miida Mgmt For For For 13 Elect Sakae Uematsu Mgmt For For For 14 Elect Shohtaroh Moriya Mgmt For For For 15 Elect Akira Ohinata Mgmt For For For 16 Elect Takahiro Ideno Mgmt For For For 17 Elect Shinichi Miyazaki Mgmt For Against Against 18 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON MEAT PACKERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 2282 CINS J54752142 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For For For 2 Elect Hiroshi Kobayashi Mgmt For For For 3 Elect Noboru Takezoe Mgmt For For For 4 Elect Hiroji Ohkoso Mgmt For For For 5 Elect Bin Ueta Mgmt For For For 6 Elect Kohji Uchida Mgmt For For For 7 Elect Takaharu Chujoh Mgmt For For For 8 Elect Katsutoshi Nishio Mgmt For For For 9 Elect Masayuki Matsuba Mgmt For For For 10 Elect Kazuhiro Tsujimoto Mgmt For For For 11 Elect Toshiko Katayama Mgmt For For For 12 Elect Kohji Kawamura Mgmt For For For 13 Elect Iwao Taka Mgmt For For For 14 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- NIPPON MINING HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5016 CINS J54824107 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For 3 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 5001 CINS J5484F100 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For 3 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON PAPER GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J56354103 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masatomo Nakamura Mgmt For Against Against 4 Elect Yoshio Haga Mgmt For For For 5 Elect Tsuyoshi Yamashita Mgmt For For For 6 Elect Masayuki Hayashi Mgmt For For For 7 Elect Masaru Motomura Mgmt For For For 8 Elect Fumio Manoshiro Mgmt For For For 9 Elect Shuhei Marukawa Mgmt For For For 10 Elect Hironori Iwase Mgmt For For For 11 Elect Kazuhiro Sakai Mgmt For For For 12 Elect Masahiro Murakami Mgmt For For For 13 Election of Alternate Statutory Auditors Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON SHEET GLASS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J55655120 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Katsuji Fujimoto Mgmt For For For 3 Elect Tomoaki Abe Mgmt For Against Against 4 Elect Craig Naylor Mgmt For For For 5 Elect Mike Powell Mgmt For For For
6 Elect Mark Lyons Mgmt For For For 7 Elect Mike Fallon Mgmt For For For 8 Elect Keiji Yoshikawa Mgmt For For For 9 Elect Isao Uchigasaki Mgmt For For For 10 Elect George Olcott Mgmt For For For 11 Elect Sumitaka Fujita Mgmt For For For 12 Elect Seiichi Asaka Mgmt For For For 13 Elect Hiroshi Komiya Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON STEEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 5401 CINS J55999122 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akio Mimura Mgmt For Against Against 4 Elect Shohji Muneoka Mgmt For For For 5 Elect Kohzoh Uchida Mgmt For For For 6 Elect Shinichi Taniguchi Mgmt For For For 7 Elect Keisuke Kuroki Mgmt For For For 8 Elect Kohsei Shindoh Mgmt For For For 9 Elect Masakazu Iwaki Mgmt For For For 10 Elect Junji Uchida Mgmt For For For 11 Elect Shigeru Ohshita Mgmt For For For 12 Elect Toru Obata Mgmt For For For 13 Election of Shigeo Kifuji Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CINS J59396101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Norio Wada Mgmt For For For 4 Elect Satoshi Miura Mgmt For For For 5 Elect Noritaka Uji Mgmt For For For 6 Elect Hiroo Unoura Mgmt For For For 7 Elect Kaoru Kanazawa Mgmt For For For 8 Elect Yasuyoshi Katayama Mgmt For For For 9 Elect Toshio Kobayashi Mgmt For For For 10 Elect Hiroki Watanabe Mgmt For For For 11 Elect Hiromichi Shinohara Mgmt For For For 12 Elect Tetsuya Shohji Mgmt For For For 13 Elect Takashi Imai Mgmt For For For 14 Elect Yotaroh Kobayashi Mgmt For For For
- -------------------------------------------------------------------------------- NIPPON YUSEN KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS 9101 CINS J56515133 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Miyahara Mgmt For For For 4 Elect Yasushi Yamawaki Mgmt For For For 5 Elect Yasumi Kudoh Mgmt For For For 6 Elect Masahiro Katoh Mgmt For For For 7 Elect Hidenori Hohnoh Mgmt For For For 8 Elect Tadaaki Naitoh Mgmt For For For 9 Elect Masamichi Morooka Mgmt For For For 10 Elect Naoya Tazawa Mgmt For For For 11 Elect Hiroshi Hiramatsu Mgmt For For For 12 Elect Kenji Mizushima Mgmt For For For 13 Elect Yukio Okamoto Mgmt For For For 14 Elect Yuri Okina Mgmt For For For 15 Elect Toshinori Yamashita Mgmt For For For
- -------------------------------------------------------------------------------- NIPPONKOA INSURANCE CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8754 CINS J5428G115 12/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Shareholder Proposal Regarding Removal of ShrHldr Against Against For Directors
- -------------------------------------------------------------------------------- NISSAN CHEMICAL INDUSTRIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4021 CINS J56988108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kojiroh Kinoshita Mgmt For Against Against 4 Elect Suketoshi Tsukamoto Mgmt For For For 5 Elect Shinichi Yuki Mgmt For For For 6 Elect Junichi Miyazaki Mgmt For For For 7 Elect Kiminori Hirata Mgmt For For For 8 Elect Hiroyoshi Fukuro Mgmt For For For 9 Elect Toyoji Koinuma Mgmt For For For 10 Elect Mitsuaki Sakashita Mgmt For For For 11 Elect Katsuaki Miyaji Mgmt For For For 12 Elect Senri Kajiyama Mgmt For For For
- -------------------------------------------------------------------------------- NISSAN MOTOR CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7201 CINS J57160129 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Toshiyuki Nakamura Mgmt For For For 3 Elect Mikio Nakura Mgmt For Against Against 4 Employees' Stock Option Plan Mgmt For For For 5 Directors' Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- NISSHIN SEIFUN GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 2002 CINS J57633109 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ippei Murakami Mgmt For For For 4 Elect Yasutaka Miyauchi Mgmt For For For 5 Elect Akihisa Sasaki Mgmt For For For 6 Elect Kazuo Ikeda Mgmt For For For 7 Elect Mikihisa Nanri Mgmt For For For 8 Elect Toshio Maruo Mgmt For For For 9 Elect Masaya Fukada Mgmt For For For 10 Elect Toshinori Shiragami Mgmt For For For 11 Elect Hiroyuki Oheda Mgmt For For For 12 Elect Ariyoshi Okumura Mgmt For For For 13 Elect Akio Mimura Mgmt For For For 14 Elect Takashi Harada Mgmt For For For 15 Elect Satoshi Itoh Mgmt For For For 16 Directors' Stock Option Plan Mgmt For For For 17 Employees' Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- NISSIN FOOD PRODUCTS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J58063124 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohki Andoh Mgmt For Against Against 4 Elect Susumu Nakagawa Mgmt For For For 5 Elect Noritaka Andoh Mgmt For For For 6 Elect Akihide Matsuo Mgmt For For For 7 Elect Takayuki Naruto Mgmt For For For 8 Elect Ken Sasahara Mgmt For For For 9 Elect Mitsuru Tanaka Mgmt For For For 10 Elect Yukio Yokoyama Mgmt For For For 11 Elect Yorihiko Kojima Mgmt For For For 12 Elect Eizoh Kobayashi Mgmt For For For 13 Elect Yohko Ishikura Mgmt For For For 14 Election of Alternate Statutory Auditors Mgmt For For For 15 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- NITORI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9843 CINS J58214107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For For For 2 Elect Akio Nitori Mgmt For Against Against 3 Elect Kiyoshi Sugiyama Mgmt For For For 4 Elect Toshiyuki Shirai Mgmt For For For 5 Elect Miki Sakamoto Mgmt For For For 6 Elect Masatoshi Kiriyama Mgmt For For For 7 Directors and Statutory Auditors Participation Mgmt For For For in Stock Option Plan 8 Stock Option Plan Mgmt For For For 9 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- NITTO DENKO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6988 CINS J58472119 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For 4 Elect Yukio Nagira Mgmt For For For 5 Elect Tatsunosuke Fujiwara Mgmt For For For 6 Elect Kaoru Aizawa Mgmt For For For 7 Elect Yasuo Ninomiya Mgmt For For For 8 Elect Kenji Matsumoto Mgmt For For For 9 Elect Hideo Takasaki Mgmt For For For 10 Elect Yohichiroh Sakuma Mgmt For For For 11 Elect Yohichiroh Furuse Mgmt For For For 12 Elect Kunio Itoh Mgmt For For For 13 Stock option Plan Mgmt For For For
- -------------------------------------------------------------------------------- NOBEL BIOCARE HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOBE CINS H5783Q130 03/25/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Consolidated Accounts and Reports Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Remuneration Report Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board and Management Acts Mgmt For TNA N/A 8 Elect Stig Eriksson Mgmt For TNA N/A 9 Elect Antoine Firmenich Mgmt For TNA N/A
10 Elect Edgar Fluri Mgmt For TNA N/A 11 Elect Robert Lilja Mgmt For TNA N/A 12 Elect Rolf Watter Mgmt For TNA N/A 13 Elect Daniela Bosshardt-Hengartner Mgmt For TNA N/A 14 Elect Raymund Breu Mgmt For TNA N/A 15 Elect Heino von Prondzynski Mgmt For TNA N/A 16 Elect Oern Stuge Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- NOK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7240 CINS J54967104 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masato Tsuru Mgmt For Against Against 3 Elect Hideo Hatsuzawa Mgmt For For For 4 Elect Shigekazu Kokai Mgmt For For For 5 Elect Takahito Yokouchi Mgmt For For For 6 Elect Kiyoshi Doi Mgmt For For For 7 Elect Tetsuji Tsuru Mgmt For For For 8 Elect Toshifumi Kobayashi Mgmt For For For 9 Elect Sohichiroh Uchida Mgmt For For For
- -------------------------------------------------------------------------------- NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK1V CINS X61873133 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Ratification of Board and Management Acts Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NOKIAN RENKAAT OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NRE1V CINS X5862L103 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Director's Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For
16 Stock Option Plan Mgmt For Against Against 17 Amendments to Articles Mgmt For For For 18 Approval of Charitable Donation Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NOMURA HOLDINGS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8604 CINS J59009159 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Junichi Ujiie Mgmt For For For 3 Elect Kenichi Watanabe Mgmt For For For 4 Elect Takumi Shibata Mgmt For For For 5 Elect Masanori Itatani Mgmt For For For 6 Elect Masanori Nishimatsu Mgmt For For For 7 Elect Haruo Tsuji Mgmt For For For 8 Elect Hajime Sawabe Mgmt For For For 9 Elect Tsuguoki Fujinuma Mgmt For For For 10 Elect Hideaki Kubori Mgmt For For For 11 Elect Masahiro Sakane Mgmt For For For 12 Elect Colin Marshall Mgmt For For For 13 Elect Clara Furse Mgmt For For For
- -------------------------------------------------------------------------------- NOMURA REAL ESTATE FU TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J5893B104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hirohisa Suzuki Mgmt For For For 4 Elect Mototsugu Takai Mgmt For For For 5 Elect Seiji Matsumoto Mgmt For For For 6 Elect Toshiaki Takahashi Mgmt For For For 7 Elect Takao Orihara Mgmt For For For 8 Elect Yasuaki Fukui Mgmt For Against Against
- -------------------------------------------------------------------------------- NOMURA RESEARCH INSTITUTE TICKER SECURITY ID: MEETING DATE MEETING STATUS 4307 CINS J5900F106 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Akihisa Fujinuma Mgmt For For For 4 Elect Takashi Narusawa Mgmt For For For 5 Elect Hisashi Imai Mgmt For For For 6 Elect Tadashi Shimamoto Mgmt For For For 7 Elect Masahiro Muroi Mgmt For For For 8 Elect Kehichi Ishibashi Mgmt For For For 9 Elect Mitsuru Sawada Mgmt For For For 10 Elect Shigeru Hirota Mgmt For For For 11 Elect Shiroh Tanigawa Mgmt For For For 12 Elect Nobuya Minami Mgmt For For For 13 Elect Takashi Sawada Mgmt For For For 14 Elect Sohsuke Yasuda Mgmt For For For
- -------------------------------------------------------------------------------- NORDEA BANK AB TICKER SECURITY ID: MEETING DATE MEETING STATUS NDA CINS W57996105 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Acts Mgmt For For For 13 Board Size Mgmt For For For 14 Directors and Auditors' Fees Mgmt For For For 15 Election of Directors Mgmt For For For 16 Nominating Committee Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Treasury Shares Mgmt For For For 20 Authority to Repurchase Shares for Securities Mgmt For For For Trading 21 Compensation Policy Mgmt For For For 22 2010 Long-Term Incentive Plan Mgmt For For For 23 Transfer of Shares Mgmt For For For 24 Shareholder Proposal Regarding Sustainable Mgmt N/A Against N/A Forestry
- -------------------------------------------------------------------------------- NORSK HYDRO ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS NHY CINS R61115102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Notice and Agenda Mgmt For For For 4 Election of an Individual to Check Minutes Mgmt For For For 5 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 6 Authority to Set Auditor's Fees Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Amendment Regarding Meeting Documents Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Siri Teigum Mgmt For For For 11 Elect Leif Teksum Mgmt For For For 12 Elect Westye Hoegh Mgmt For For For 13 Elect Idar Kreutzer Mgmt For For For 14 Elect Lars Tronsgaard Mgmt For For For 15 Elect Sten-Arthur Salor Mgmt For For For 16 Elect Anne-Margrethe Firing Mgmt For For For 17 Elect Terje Venold Mgmt For For For 18 Elect Unni Steinsmo Mgmt For For For 19 Elect Tove Wangensten Mgmt For For For 20 Elect Jon Lund Mgmt For For For 21 Elect Anne Kverneland Bogsnes Mgmt For For For 22 Elect Gunvor Ulstein Mgmt For For For 23 Elect Birger Solberg Mgmt For For For 24 Elect Kristin Farovik Mgmt For For For 25 Elect Ann Kristin Sydnes Mgmt For For For 26 Elect Siri Teigum Mgmt For For For 27 Elect Leif Teksum Mgmt For For For 28 Elect Westye Hoegh Mgmt For For For 29 Elect Mette Wikborg Mgmt For For For 30 Directors' and Nominating Committee Fees Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NORSK HYDRO ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS NHY CINS R61115102 06/21/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Notice and Agenda Mgmt For TNA N/A 4 Election of an Individual to Check Minutes Mgmt For TNA N/A 5 Rights Issue Mgmt For TNA N/A 6 Approval of the Acquisition Mgmt For TNA N/A 7 Board Size Mgmt For TNA N/A
- -------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CINS H5820Q150 02/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Acts Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Amendment Regarding Advisory Vote on Mgmt For TNA N/A Compensation Policy 8 Elect Marjorie Yang Mgmt For TNA N/A 9 Elect Daniel Vasella Mgmt For TNA N/A 10 Elect Hans-Jorg Rudloff Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Transaction of Other Business Mgmt For TNA N/A
- -------------------------------------------------------------------------------- NOVO NORDISK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVO-B CINS K7314N152 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Directors' Fees Mgmt For Against Against 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Sten Scheibye Mgmt For Against Against 8 Elect Goran Ando Mgmt For Against Against 9 Elect Henrik Gurtler Mgmt For For For 10 Elect Pamela Kirby Mgmt For For For 11 Elect Kurt Anker Nielsen Mgmt For Against Against 12 Elect Hannu Ryopponen Mgmt For For For 13 Elect Jorgen Wedel Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Amendments to Articles Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Amendments Regarding Share Register Mgmt For For For 18 Amendment Regarding Board of Directors Mgmt For For For 19 Amendment Regarding Board of Directors Mgmt For For For 20 Amendments Regarding Official Language Mgmt For For For 21 Amendment Regarding the Annual Report Mgmt For For For 22 Amendment Regarding Unclaimed Dividends Mgmt For For For 23 Cancellation of Shares Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Incentive Compensation Guidelines Mgmt For For For 26 Authority to Carry out Formalities Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NOVOZYMES A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS NZYM'B CINS K7317J117 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports; Ratificiation of Board Mgmt For For For and Management Acts
6 Allocation of Profits/Dividends Mgmt For For For 7 Amendment to Company Purpose Mgmt For For For 8 Amendment Regarding Share Register Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 10 Amendment Regarding Electronic Communication Mgmt For For For 11 Amendment Regarding Meeting Agenda Mgmt For For For 12 Amendment Regarding Board of Directors Mgmt For For For 13 Amendment Regarding Board of Directors Mgmt For For For 14 Amendment Regarding Board of Directors Mgmt For For For 15 Amendment Regarding Special Dividends Mgmt For For For 16 Amendment Regarding Meeting Notice Mgmt For For For 17 Amendment Regarding Official Language Mgmt For For For 18 Amendment Regarding Share Redemption Mgmt For For For 19 Amendment Regarding Share Register Mgmt For For For 20 Amendment Regarding Stock Exchange Mgmt For For For 21 Amendment Regarding Share Register Mgmt For For For 22 Amendment Regarding Proxies Mgmt For For For 23 Amendment Regarding Proxies Mgmt For For For 24 Amendment Regarding Board of Directors Mgmt For For For 25 Amendment Regarding Board Charter Mgmt For For For 26 Amendment Regarding Director's Fees Mgmt For For For 27 Amendment Regarding Website Mgmt For For For 28 Amendment Regarding Dividends Mgmt For Against Against 29 Amendment Regarding Extraordinary General Mgmt For For For Meetings 30 Amendment Regarding Meeting Documents Mgmt For For For 31 Amendment Regarding Shareholder Proposals Mgmt For For For 32 Amendment Regarding Minutes Mgmt For For For 33 Amendment Regarding General Meetings Mgmt For For For 34 Authority to carry out formalities Mgmt For For For 35 Authority to repurchase shares Mgmt For For For 36 Elect Henrik Gurtler as Chairman Mgmt For Against Against 37 Elect Kurt Anker Nielsen as Vice Chairman Mgmt For Against Against 38 Elect Paul Aas Mgmt For For For 39 Elect Jerker Hartwall Mgmt For For For 40 Elect Walther Thygesen Mgmt For For For 41 Elect Mathias Uhlen Mgmt For For For 42 Appointment of Auditor Mgmt For Against Against 43 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- NSK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6471 CINS J55505101 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Option Plan Mgmt For For For 3 Elect Seiichi Asaka Mgmt For For For 4 Elect Norio Ohtsuka Mgmt For Against Against 5 Elect Michio Hara Mgmt For For For 6 Elect Kazuo Matsuda Mgmt For For For 7 Elect Yukio Takebe Mgmt For For For 8 Elect Tsutomu Komori Mgmt For For For 9 Elect Yoshio Shohda Mgmt For For For 10 Elect Masami Tazawa Mgmt For For For 11 Elect Toyohiko Sanari Mgmt For For For 12 Elect Michio Ueno Mgmt For Against Against 13 Elect Yoshikazu Sashida Mgmt For Against Against 14 Elect Toshitaka Hagiwara Mgmt For For For
- -------------------------------------------------------------------------------- NTN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6472 CINS J59353110 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yasunobu Suzuki Mgmt For Against Against 4 Elect Hirotsugu Mori Mgmt For For For 5 Elect Osamu Wakisaka Mgmt For For For 6 Elect Kenji Okada Mgmt For For For 7 Elect Yoshikazu Fukumura Mgmt For For For 8 Elect Masashi Honma Mgmt For For For 9 Elect Fukumatsu Kometani Mgmt For For For 10 Elect Hitoshi Takai Mgmt For For For 11 Elect Shigeyoshi Takagi Mgmt For For For 12 Elect Yoshio Katoh Mgmt For For For 13 Elect Hironori Inoue Mgmt For For For 14 Elect Hisaji Kawabata Mgmt For For For
- -------------------------------------------------------------------------------- NTT DATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9613 CINS J59386102 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
- -------------------------------------------------------------------------------- NTT DOCOMO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CINS J59399105 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Ryuhji Yamada Mgmt For For For 5 Elect Kiyoyuki Tsujimura Mgmt For For For 6 Elect Masatoshi Suzuki Mgmt For For For 7 Elect Hiroshi Matsui Mgmt For For For 8 Elect Bunya Kumagai Mgmt For For For 9 Elect Kazuto Tsubouchi Mgmt For For For 10 Elect Kaoru Katoh Mgmt For For For 11 Elect Mitsunobu Komori Mgmt For For For 12 Elect Akio Ohshima Mgmt For For For 13 Elect Fumio Iwasaki Mgmt For For For 14 Elect Takashi Tanaka Mgmt For For For 15 Elect Katsuhiro Nakamura Mgmt For For For 16 Elect Hiroshi Tsujigami Mgmt For For For
- -------------------------------------------------------------------------------- OBAYASHI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 1802 CINS J59826107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Takeo Ohbayashi Mgmt For Against Against 5 Elect Tohru Shiraishi Mgmt For For For 6 Elect Masashi Honjoh Mgmt For For For 7 Elect Tadahiko Noguchi Mgmt For For For 8 Elect Yuhji Nakamura Mgmt For For For 9 Elect Ryuhichi Irahara Mgmt For For For 10 Elect Makoto Kanai Mgmt For For For 11 Elect Shohzoh Harada Mgmt For For For 12 Elect Makoto Kishida Mgmt For For For
13 Elect Akihisa Miwa Mgmt For For For 14 Elect Kenichi Shibata Mgmt For For For 15 Elect Tadashi Sugiyama Mgmt For For For 16 Elect Tatsunosuke Kagaya Mgmt For Against Against 17 Elect Yasutaka Kakiuchi Mgmt For For For
- -------------------------------------------------------------------------------- ODAKYU ELECTRIC RAILWAY COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J59568139 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yorihiko Ohsuga Mgmt For Against Against 3 Elect Toshimitsu Yamaki Mgmt For For For 4 Elect Akitomi Shimazaki Mgmt For For For 5 Elect Osamu Kaneda Mgmt For For For 6 Elect Yasuyuki Asahi Mgmt For For For 7 Elect Michinobu Fujinami Mgmt For For For 8 Elect Kohji Hoshino Mgmt For For For 9 Elect Tomijiroh Morita Mgmt For For For 10 Elect Masahide Yukitake Mgmt For For For 11 Elect Takamasa Mase Mgmt For For For 12 Elect Kazuyoshi Arai Mgmt For For For 13 Elect Izumi Amano Mgmt For For For 14 Election of Minoru Hayano Mgmt For Against Against
- -------------------------------------------------------------------------------- OJI PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J6031N109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shohichiroh Suzuki Mgmt For For For 3 Elect Kazuhisa Shinoda Mgmt For For For 4 Elect Yutaka Sekiguchi Mgmt For For For 5 Elect Shinichiroh Kondoh Mgmt For For For 6 Elect Takashi Ishida Mgmt For For For 7 Elect Tsuneo Hashimoto Mgmt For For For 8 Elect Hiroki Hashimoto Mgmt For For For 9 Elect Tazunu Andoh Mgmt For For For 10 Elect Susumu Yajima Mgmt For For For 11 Elect Kiyotaka Shindoh Mgmt For For For 12 Elect Hiroshi Takeuchi Mgmt For For For 13 Elect Osamu Akiyama Mgmt For For For 14 Elect Hiroyasu Sugihara Mgmt For For For 15 Renewal of Takeover Defense Plan Mgmt For Against Against 16 Shareholder Proposal Regarding Removal of ShrHldr Against Against For Director
- -------------------------------------------------------------------------------- OLAM INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS O32 CINS Y6421B106 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shekhar Anantharaman Mgmt For For For 4 Elect Sridhar Krishnan Mgmt For For For 5 Elect Andy TSE Po Shing Mgmt For For For 6 Elect Mark Daniell Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For Abstain Against 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 11 Authority to Grant Awards and Issue Shares Mgmt For Against Against under Olam Employee Share Option Scheme
- -------------------------------------------------------------------------------- OLAM INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS O32 CINS Y6421B106 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Memorandum Mgmt For For For 2 Adoption of New Articles Mgmt For For For 3 Scrip Dividend Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- OLAM INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS O32 CINS Y6421B106 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Placement of Convertible Bonds Mgmt For For For
- -------------------------------------------------------------------------------- OLD MUTUAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS OML CINS G67395106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mike Arnold Mgmt For For For 4 Elect Patrick O'Sullivan Mgmt For For For 5 Elect Nigel Andrews Mgmt For For For 6 Elect Bongani Nqwababa Mgmt For For For 7 Elect Lars Otterbeck Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Directors' Remuneration Report Mgmt For For For 11 Amendments to the Performance Share Plan Mgmt For For For 12 Scrip Dividend Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Contingent Purchase Contracts Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- OLYMPUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J61240107 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tsuyoshi Kikukawa Mgmt For For For 4 Elect Masaharu Ohkubo Mgmt For For For 5 Elect Hideo Yamada Mgmt For For For 6 Elect Haruhito Morishima Mgmt For For For 7 Elect Masataka Suzuki Mgmt For For For 8 Elect Kazuhisa Yanagisawa Mgmt For For For 9 Elect Shuichi Takayama Mgmt For For For 10 Elect Takashi Tsukaya Mgmt For For For 11 Elect Hisashi Mori Mgmt For For For 12 Elect Kazuhiro Watanabe Mgmt For For For 13 Elect Shinichi Nishigaki Mgmt For For For 14 Elect Hironobu Kawamata Mgmt For For For 15 Elect Rikiya Fujita Mgmt For For For 16 Elect Masanobu Chiba Mgmt For For For 17 Elect Junichi Hayashi Mgmt For For For 18 Election of Alternate Statutory Auditors Mgmt For For For
- -------------------------------------------------------------------------------- OMRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6645 CINS J61374120 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshio Tateishi Mgmt For For For 4 Elect Fumio Tateishi Mgmt For For For 5 Elect Hisao Sakuta Mgmt For For For 6 Elect Keiichiroh Akahoshi Mgmt For For For 7 Elect Yutaka Takigawa Mgmt For For For 8 Elect Kazuhiko Toyama Mgmt For For For 9 Elect Masamitsu Sakurai Mgmt For For For 10 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- OMV AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OMV CINS A51460110 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Presentation of Accounts and Reports Mgmt Abstain Abstain For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Amendments to Articles Mgmt For Against Against 9 2010 Long Term Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- ONESTEEL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS OST CINS Q7134W113 11/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Remuneration Report Mgmt For For For 5 Re-elect Bryan Davis Mgmt For For For 6 Re-elect Graham Smorgon Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Ratify Placement of Securities Mgmt For For For 9 Amend the Constitution Mgmt For For For
- -------------------------------------------------------------------------------- ONO PHARMACEUTICAL COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J61546115 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Gyo Sagara Mgmt For Against Against 3 Elect Hiroshi Awata Mgmt For For For 4 Elect Kinya Morimoto Mgmt For For For 5 Elect Kazuhito Kawabata Mgmt For For For 6 Elect Shinji Fujiyoshi Mgmt For For For 7 Elect Isao Ono Mgmt For For For 8 Elect Fumio Takahashi Mgmt For For For 9 Elect Daikichi Fukushima Mgmt For For For 10 Elect Hiroshi Ichikawa Mgmt For For For 11 Elect Naonobu Endoh Mgmt For For For 12 Elect Shozoh Matsuoka Mgmt For For For 13 Bonus Mgmt For Against Against
- -------------------------------------------------------------------------------- OPAP S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPAP CINS X3232T104 05/10/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Board of Directors and Auditor's Report Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board and Auditor's Acts Mgmt For TNA N/A 5 Directors' Fees for 2009 Mgmt For TNA N/A 6 Directors' Fees for 2010 Mgmt For TNA N/A 7 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 8 Election of Directors Mgmt For TNA N/A 9 Election of Audit Committee Members Mgmt For TNA N/A 10 Related Party Transactions Mgmt For TNA N/A 11 Board Transactions Mgmt For TNA N/A 12 Transaction of Other Business Mgmt Abstain TNA N/A
- -------------------------------------------------------------------------------- OPAP S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPAP CINS X3232T104 06/14/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board of Directors' and Auditors' Report Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Auditors' Acts Mgmt For TNA N/A 6 Directors' Fees for 2009 Mgmt For TNA N/A 7 Directors' Fees for 2010 Mgmt For TNA N/A 8 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 9 Election of Directors Mgmt For TNA N/A 10 Election of Audit Committee Members Mgmt For TNA N/A 11 Related Party Transactions Mgmt For TNA N/A 12 Board Transactions Mgmt For TNA N/A 13 Transaction of Other Business Mgmt Abstain TNA N/A
- -------------------------------------------------------------------------------- OPAP S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPAP CINS X3232T104 12/18/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Ratification of Co-option of Marina Massara Mgmt For TNA N/A 2 Election of Directors Mgmt For TNA N/A 3 Election of Audit Committee Mgmt For TNA N/A 4 Board Transactions Mgmt For TNA N/A 5 Authorization of Legal Formalities Mgmt For TNA N/A 6 Announcements Mgmt For TNA N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- OPAP S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPAP CINS X3232T104 12/30/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Ratification of Co-option of Marina Massara Mgmt For TNA N/A 2 Election of Directors Mgmt For TNA N/A 3 Election of Audit Committee Mgmt For TNA N/A 4 Board Transactions Mgmt For TNA N/A 5 Authorization of Legal Formalities Mgmt For TNA N/A 6 Announcements Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ORICA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Michael Tilley Mgmt For For For 3 Re-elect Nora Scheinkestel Mgmt For For For 4 Remuneration Report Mgmt For Against Against
- -------------------------------------------------------------------------------- ORIENTAL LAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J6174U100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
- -------------------------------------------------------------------------------- ORIGIN ENERGY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ORG CINS Q71610101 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Trevor Bourne Mgmt For For For 5 Re-elect Helen Nugent Mgmt For For For 6 Elect John Akehurst Mgmt For For For 7 Elect Karen Moses Mgmt For For For 8 Equity Grant (MD Grant King) Mgmt For For For 9 Equity Grant (Executive Director Karen Moses) Mgmt For For For
- -------------------------------------------------------------------------------- ORIX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8591 CINS J61933123 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshihiko Miyauchi Mgmt For For For 3 Elect Yukio Yanase Mgmt For For For 4 Elect Hiroaki Nishina Mgmt For For For 5 Elect Haruyuki Urata Mgmt For For For 6 Elect Kazuo Kojima Mgmt For For For 7 Elect Yoshiyuki Yamaya Mgmt For For For 8 Elect Makoto Inoue Mgmt For For For 9 Elect Yoshinori Yokoyama Mgmt For For For 10 Elect Hirotaka Takeuchi Mgmt For For For 11 Elect Takeshi Sasaki Mgmt For For For 12 Elect Eiko Tsujiyama Mgmt For For For 13 Elect Robert Feldman Mgmt For For For 14 Elect Takeshi Niinami Mgmt For For For
- -------------------------------------------------------------------------------- ORKLA ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS ORK CINS R67787102 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Compensation Guidelines Mgmt For For For 8 Equity Compensation Guidelines Mgmt For Against Against 9 Authority to Repurchase Shares Pursuant to Mgmt For Against Against Incentive Programs 10 Authority to Repurchase Shares for Cancellation Mgmt For For For 11 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 12 Election of Corporate Assembly Members Mgmt For For For 13 Election of Deputy Members Mgmt For For For 14 Election of Nominating Committee Members Mgmt For For For 15 Election of Nominating Committee Chairman Mgmt For For For 16 Corporate Assembly Fees Mgmt For For For 17 Nominating Committee Fees Mgmt For For For 18 Authority to Approve Nomination Committee Mgmt For For For Guidelines 19 Authority to Set Auditor's Fees Mgmt For For For 20 Shareholder Proposal Regarding Ethical ShrHldr N/A Against N/A Operations 21 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ORKLA ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS ORK CINS R67787102 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Regarding Notices of Mgmt For For For General Meetings 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- OSAKA GAS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J62320114 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Ozaki Mgmt For For For 4 Elect Hiroshi Yokokawa Mgmt For For For 5 Elect Masashi Kuroda Mgmt For For For 6 Elect Takashi Sakai Mgmt For For For 7 Elect Shigeki Hirano Mgmt For For For 8 Elect Kazuo Kakehashi Mgmt For For For 9 Elect Noriyuki Nakajima Mgmt For For For 10 Elect Masato Kitamae Mgmt For For For 11 Elect Takehiro Honjoh Mgmt For For For 12 Elect Kohji Kohno Mgmt For For For 13 Elect Hirofumi Kyutoku Mgmt For For For 14 Elect Tadamitsu Kishimoto Mgmt For For For 15 Elect Shunzoh Morishita Mgmt For For For 16 Elect Toshihiko Hayashi Mgmt For For For
- -------------------------------------------------------------------------------- OTE HELLENIC TELECOMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS HTO CINS X3258B102 06/16/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 2 Ratification of Board and Auditor Acts Mgmt For TNA N/A 3 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A 5 Charitable Donations Mgmt For TNA N/A 6 Indemnification of Directors/Officers Mgmt For TNA N/A 7 Related Party Transactions Mgmt For TNA N/A 8 Amendments to Articles Regarding the Corporate Mgmt For TNA N/A Purpose 9 Related Party Transactions Mgmt For TNA N/A 10 Ratification of Board Appointment Mgmt For TNA N/A 11 Election of Audit Committee Members Mgmt For TNA N/A 12 Announcements Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- OTE HELLENIC TELECOMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS HTO CINS X3258B102 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendment to the Stock Option Plan Mgmt For Abstain Against
- -------------------------------------------------------------------------------- OTE-HELLENIC TELECOMMUNICATIONS ORGANIZATION SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X3258B102 06/28/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Regarding the Corporate Mgmt For TNA N/A Purpose
- -------------------------------------------------------------------------------- OUTOKUMPU OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS OUT1V CINS X61161109 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Election of Directors Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares and Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 17 Amendments to Articles Mgmt For For For 18 Approval of Charitable Donation Mgmt For For For 19 Shareholder Proposal Regarding Nominating ShrHldr For For For Committee 20 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect LEE Seng Wee Mgmt For Against Against 3 Elect Patrick YEOH Khwai Hoh Mgmt For For For 4 Elect David Conner Mgmt For For For 5 Elect NEO Boon Siong Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Appointment of Auditor and Authority to Set Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Grant Awards and Issue Shares Mgmt For For For under Employee Incentive Plans 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Shares under Scrip Dividend Mgmt For For For Plan 18 Authority to Issue Preferred Shares Mgmt For Abstain Against 19 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- OZ MINERALS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS OZL CINS Q7161P106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Neil Hamilton Mgmt For For For 4 Elect Paul Dowd Mgmt For For For 5 Elect Charles Lenegan Mgmt For For For 6 Elect Brian Jamieson Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Equity Grant (MD/CEO Terry Burgess) Mgmt For For For 9 Renew Proportional Takeover Provisions Mgmt For For For
- -------------------------------------------------------------------------------- PAGESJAUNES GROUPE TICKER SECURITY ID: MEETING DATE MEETING STATUS PAJ CINS F6954U126 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification of Board Mgmt For For For Acts; Approval of Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against
9 Appointment of Auditor (Deloitte & Associes) Mgmt For For For 10 Appointment of Auditor (Ernst & Young) Mgmt For For For 11 Appointment of Alternate Auditor (BEAS) Mgmt For For For 12 Appointment of Alternate Auditor (Auditex) Mgmt For For For 13 Severance Package (Jean-Pierre Remy) Mgmt For For For 14 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 16 Authority to Issue Shares Through Private Mgmt For Against Against Placement; Authority to Issue Debt Instruments 17 Authority to Set Offering Price of Shares Mgmt For Against Against 18 Authority to Increase Share Issuance Limit Mgmt For Against Against 19 Authority to Increase Capital in Case of Mgmt For Against Against Exchange offer; Authority to Issue Debt Instruments 20 Authority to Increase Capital in Consideration Mgmt For Against Against for Contributions in Kind; Authority to Issue Debt Instruments 21 Global Ceiling on Increases in Capital Mgmt For For For 22 Authority to Issue Debt Instruments Mgmt For For For 23 Authority to Increase Capital Through Mgmt For For For Capitalizations 24 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 25 Authority to Cancel Shares and Reduce Capital Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- PANASONIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6752 CINS J6354Y104 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kunio Nakamura Mgmt For Against Against 3 Elect Masayuki Matsushita Mgmt For For For 4 Elect Fumio Ohtsubo Mgmt For For For 5 Elect Toshihiro Sakamoto Mgmt For For For 6 Elect Takahiro Mori Mgmt For For For 7 Elect Yasuo Katsura Mgmt For For For 8 Elect Hitoshi Ohtsuki Mgmt For For For 9 Elect Ken Morita Mgmt For For For 10 Elect Ikusaburoh Kashima Mgmt For For For 11 Elect Junji Nomura Mgmt For For For 12 Elect Kazunori Takami Mgmt For For For 13 Elect Makoto Uenoyama Mgmt For For For 14 Elect Masatoshi Harada Mgmt For For For 15 Elect Ikuo Uno Mgmt For For For 16 Elect Masayuki Oku Mgmt For For For 17 Elect Masashi Makino Mgmt For For For 18 Elect Masaharu Matsushita Mgmt For For For 19 Elect Yoshihiko Yamada Mgmt For For For 20 Elect Takashi Tohyama Mgmt For For For 21 Elect Hiroyuki Takahashi Mgmt For For For
- -------------------------------------------------------------------------------- PANASONIC ELECTRIC WORKS CO., LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 6991 CINS J6355K103 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Shuusaku Nagae Mgmt For For For 2 Elect Michio Murakami Mgmt For For For 3 Elect Hisao Yabu Mgmt For For For 4 Elect Munetomo Torii Mgmt For For For 5 Elect Kuniaki Matsukage Mgmt For For For 6 Elect Makoto Kitano Mgmt For For For 7 Elect Masahiro Ido Mgmt For For For 8 Elect Yoshihiro Furuta Mgmt For For For 9 Elect Hajime Takeyasu Mgmt For For For 10 Elect Haruki Nagasaki Mgmt For For For 11 Elect Takayoshi Noura Mgmt For For For 12 Elect Makoto Ishii Mgmt For For For 13 Elect Masayoshi Hikosoh Mgmt For For For 14 Elect Kunihiko Sawa Mgmt For For For 15 Elect Kohshi Kitadai Mgmt For For For 16 Elect Tsutomu Furukawa Mgmt For Against Against 17 Elect Uichiroh Nishio Mgmt For Against Against
- -------------------------------------------------------------------------------- PARMALAT S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLT CINS T7S73M107 03/31/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Election of Statutory Auditors Mgmt For TNA N/A
- -------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSON CINS G69651100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect David Arculus Mgmt For For For 4 Elect Patrick Cescau Mgmt For For For 5 Elect Will Ethridge Mgmt For For For 6 Elect Rona Fairhead Mgmt For Against Against 7 Elect Robin Freestone Mgmt For For For 8 Elect Susan Fuhrman Mgmt For For For 9 Elect Kenneth Hydon Mgmt For For For 10 Elect John Makinson Mgmt For For For 11 Elect Glen Moreno Mgmt For For For 12 Elect C.K. Prahalad Mgmt For For For 13 Elect Marjorie Scardino Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Adoption of New Articles Mgmt For For For 21 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 22 Share Incentive Plan Renewal Mgmt For For For
- -------------------------------------------------------------------------------- PERNOD RICARD S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS RI CINS F72027109 11/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Approval of Non-Tax Mgmt For For For Deductible Expenses 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Compensation Package (Pierre Pringuet) Mgmt For For For 8 Elect Daniele Ricard Mgmt For For For 9 Elect Alexandre Ricard Mgmt For For For 10 Elect Jean-Dominique Comolli Mgmt For For For 11 Elect Lord Douro Mgmt For For For 12 Elect Gerald Frere Mgmt For For For 13 Elect Michel Chambaud Mgmt For For For 14 Elect Anders Narvinger Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Authority to Trade in Company Stock Mgmt For For For 17 Authority to Cancel Shares and Reduce Capital Mgmt For For For 18 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/Preemptive Rights 19 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights 20 Authority to Increase Share Issuance Limit Mgmt For Against Against 21 Authority to Increase Capital in Consideration Mgmt For Against Against for Contributions in Kind 22 Authority to Increase Capital in Case of Mgmt For Against Against Exchange Offer 23 Authority to Issue Debt Instruments Mgmt For For For 24 Authority to Increase Capital through Mgmt For For For Capitalizations 25 Authority to Grant Stock Options Mgmt For Against Against 26 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 27 Authority to Issue Shares and/or Convertible Mgmt For For For Securities under Employee Savings Plan 28 Amendments Regarding Age Limits for Chairman Mgmt For Against Against and CEO 29 Authority to Carry Out Formalities Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- PERPETUAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS PPT CINS Q9239H108 10/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Elizabeth Proust Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD David Deverall) Mgmt For For For
- -------------------------------------------------------------------------------- PEUGEOT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UG CINS F72313111 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Elect Thierry Peugeot Mgmt For Against Against 9 Authority to Repurchase Shares Mgmt For Against Against
10 Authority to Grant Stock Options Mgmt For Against Against 11 Authority to Grant Restricted Shares Mgmt For Against Against 12 Authority to Cancel Shares and Reduce Capital Mgmt For For For 13 Authority to Use Capital Authorities as a Mgmt For Against Against Takeover Defense 14 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 15 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- PIRAEUS BANK S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TPEIR CINS X06397107 05/19/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 2 Ratification of Board and Auditor Acts Mgmt For TNA N/A 3 Appointment of Auditor Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A 5 Election of Audit Committee Members Mgmt For TNA N/A 6 Board Transactions Mgmt For TNA N/A 7 Transaction of Other Business Mgmt Abstain TNA N/A
- -------------------------------------------------------------------------------- PIRELLI & C. S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PC CINS T76434108 04/20/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividents 3 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- PORTUGAL TELECOM SGPS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X6769Q104 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Telefonica Offer Mgmt N/A Abstain N/A
- -------------------------------------------------------------------------------- PORTUGAL TELECOM SGPS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PTC CINS X6769Q104 04/16/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Portugal
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For TNA N/A 2 Consolidated Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board Acts Mgmt For TNA N/A 5 Authority to Trade in Company Stock Mgmt For TNA N/A 6 Authority to Issue Convertible Bonds Mgmt For TNA N/A 7 Suppression of Preemptive Rights Mgmt For TNA N/A 8 Authority to Issue Debt Instruments Mgmt For TNA N/A 9 Authority to Trade in Company Debt Instruments Mgmt For TNA N/A 10 Ad Hoc Committee to Set Remuneration Committee Mgmt For TNA N/A Fees 11 Remuneration Report Mgmt For TNA N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- PPR TICKER SECURITY ID: MEETING DATE MEETING STATUS PP CINS F7440G127 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Elect Laurence Boone Mgmt For For For 7 Elect Yseulys Costes Mgmt For For For 8 Elect Caroline Puel Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor (KPMG Audit) Mgmt For For For 11 Appointment of Alternate Auditor (KPMG Audit IS) Mgmt For For For 12 Authority to Repurchase Shares Mgmt For Against Against 13 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Set Offering Price of Shares Mgmt For Against Against 16 Authority to Increase Share Issuance Limit Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 18 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 19 Authority to Issue Restricted Shares to Mgmt For Against Against Employees and Executives 20 Authority to Issue Warrants to Employees and Mgmt For Against Against Executives 21 Amendment Regarding Form of Dividend Payment Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Michael Garrett Mgmt For For For 4 Elect Bridget Macaskill Mgmt For For For 5 Elect Clark Manning Mgmt For For For 6 Elect Barry Stowe Mgmt For For For 7 Elect Nic Nicandrou Mgmt For For For 8 Elect Rob Devey Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Additional Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights
15 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Arrangement Mgmt For For For
- -------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Scheme of Arrangement Mgmt For For For 2 Approval of Matters Giving Effect to the Scheme Mgmt For For For of Arrangement 3 Authority to Allot Shares According to the Mgmt For For For Rights Issue 4 Approval of Executive Share Plans Mgmt For For For 5 Approval of Employee Share Plans Mgmt For For For
- -------------------------------------------------------------------------------- PRYSMIAN S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRY CINS T7630L105 04/13/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividents 4 Election of Statutory Auditors Mgmt For TNA N/A 5 Elect Stefano Bulletti Mgmt For TNA N/A 6 Directors' Fees Mgmt For TNA N/A 7 Amendment to Equity Compensation Plan Mgmt For TNA N/A 8 Amendment to Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights
- -------------------------------------------------------------------------------- PUBLIC POWER CORP. S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPC CINS X7023M103 04/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For TNA N/A 2 Election of Audit Committee Members Mgmt For TNA N/A 3 Ratification of Co-option of Board Member Mgmt For TNA N/A 4 Insurance Fund Claims Mgmt For TNA N/A 5 Transaction of Other Business Mgmt Abstain TNA N/A
- -------------------------------------------------------------------------------- PUBLIC POWER CORP. S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPC CINS X7023M103 12/17/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For TNA N/A
- -------------------------------------------------------------------------------- PUBLIC POWER CORP. SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X7023M103 06/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Ratification of Board and Auditor Acts Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A 5 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 6 Announcements Mgmt For TNA N/A
- -------------------------------------------------------------------------------- PUBLICIS GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PUB CINS F7607Z165 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Investment Agreement with BNP Paribas Mgmt For For For 9 Investment Agreement with Societe Generale Mgmt For For For 10 Facilitation Agreement with BNP Paribas Mgmt For For For 11 Facilitation Agreement with Societe Generale Mgmt For For For 12 Credit Agreement with BNP Paribas Mgmt For For For 13 Credit Agreement with Societe Generale Mgmt For For For 14 Bond Placement Agreement with BNP Paribas Mgmt For For For 15 Elect Sophie Dulac Mgmt For For For 16 Elect Helene Ploix Mgmt For For For 17 Elect Michel Cicurel Mgmt For For For 18 Elect Amaury de Seze Mgmt For Against Against 19 Elect Gerard Worms Mgmt For For For 20 Elect Marie-Claude Mayer Mgmt For For For 21 Elect Marie-Josee Kravis Mgmt For For For 22 Elect Veronique Morali Mgmt For For For 23 Replacement of Alternate Auditor Mgmt For For For 24 Authority to Repurchase Shares Mgmt For Against Against 25 Authority to Cancel Shares and Reduce Capital Mgmt For For For 26 Authority to Grant Stock Options Mgmt For Against Against 27 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 28 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan for Overseas Employees 29 Authority to Use Capital Authorities as a Mgmt For Against Against Takeover Defense 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- PUMA AG RUDOLF DASSLER SPORT TICKER SECURITY ID: MEETING DATE MEETING STATUS PUM CINS D62318148 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Intra-company Contract Mgmt For For For 10 Intra-company Contract Mgmt For For For 11 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- QBE INSURANCE GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS QBE CINS Q78063114 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Equity Grant (CEO Frank O'Halloran) Mgmt For For For 5 Re-elect Len Bleasel Mgmt For For For 6 Re-elect Duncan Boyle Mgmt For For For 7 Elect John Green Mgmt For For For
- -------------------------------------------------------------------------------- QIAGEN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N72482107 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect Detlev Riesner Mgmt For For For 10 Elect Dr. Werner Brandt Mgmt For For For 11 Elect Metin Colpan Mgmt For Against Against 12 Elect Erik Hornnaess Mgmt For For For 13 Elect Manfred Karobath Mgmt For For For 14 Elect Heino von Prondzynski Mgmt For For For 15 Elect Peer Schatz Mgmt For For For 16 Elect Roland Sackers Mgmt For For For 17 Elect Joachim Schorr Mgmt For For For 18 Elect Bernd Uder Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- RAKUTEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4755 CINS J64264104 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For For For 2 Elect Hiroshi Mikitani Mgmt For Against Against 3 Elect Atsushi Kunishige Mgmt For For For 4 Elect Masatada Kobayashi Mgmt For For For
5 Elect Tohru Shimada Mgmt For For For 6 Elect Akio Sugihara Mgmt For For For 7 Elect Hisashi Suzuki Mgmt For For For 8 Elect Ken Takayama Mgmt For For For 9 Elect Kazunori Takeda Mgmt For For For 10 Elect Takao Toshishige Mgmt For For For 11 Elect Hiroaki Yasutake Mgmt For For For 12 Elect Yoshiaki Ohnishi Mgmt For For For 13 Elect Kohichi Kusano Mgmt For For For 14 Elect Hiroshi Fukino Mgmt For For For 15 Elect Tatsumi Yoda Mgmt For For For 16 Elect Takeshi Hanai Mgmt For For For 17 Elect Ken Kutaragi Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Employee Stock Option Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- RANDGOLD RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RRS CINS G73740113 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect Kadri Dagdelen Mgmt For For For 3 Elect Philippe Lietard Mgmt For For For 4 Elect Robert Israel Mgmt For For For 5 Elect Norborne Cole Mgmt For Against Against 6 Elect Karl Voltaire Mgmt For Against Against 7 Directors' Remuneration Report Mgmt For Against Against 8 Directors' Fees Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Increase in Authorised Capital Mgmt For For For 11 Amendments to Memorandum Regarding Authorised Mgmt For For For Capital 12 Amendments to Articles Regarding Authorised Mgmt For For For Capital
- -------------------------------------------------------------------------------- RANDGOLD RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RRS CINS G73740113 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Purchase of Equity Interest Mgmt For For For
- -------------------------------------------------------------------------------- RANDSTAD HOLDING NV TICKER SECURITY ID: MEETING DATE MEETING STATUS RAND CINS N7291Y137 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Ratification of Executive Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Election of Supervisory Board Mgmt For For For 11 Elect Giovanna Kampouri Monnas Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Grant of Performance Shares and Performance Mgmt For For For Share Options 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- RAUTARUUKKI OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS RTRKS CINS X72559101 03/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Supervisory Board Members' Fees Mgmt For For For 15 Supervisory Board Size Mgmt For For For 16 Election of Supervisory Board Mgmt For Abstain Against 17 Authority to Set Auditor's Fees Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Shareholder Proposal Regarding Abolition of the ShrHldr For For For Supervisory Board 21 Amendment Regarding Meeting Notice Mgmt For For For 22 Shareholder Proposal Regarding Nominating ShrHldr For For For Committee 23 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- RECKITT BENCKISER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RB CINS G74079107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Adrian Bellamy Mgmt For Against Against 5 Elect Peter Harf Mgmt For Against Against 6 Elect Colin Day Mgmt For For For 7 Elect Kenneth Hydon Mgmt For For For 8 Elect Judith Sprieser Mgmt For Against Against 9 Elect Richard Cousins Mgmt For For For 10 Elect Warren Tucker Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 17 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- RED ELECTRICA CORPORACION, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS REE CINS E42807102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Elect Francisco Javier Salas Collantes Mgmt For For For 6 Elect Miguel Boyer Salvador Mgmt For For For 7 Elect Rui Manuel Janes Cartaxo Mgmt For For For
8 Amend Article 9 Mgmt For For For 9 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 10 Authority to Issue Convertible and Mgmt For For For Non-Convertible Securities w/ or w/out Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Share Purchase Plan Mgmt For For For 13 Revocation of Authority to Repurchase Shares Mgmt For For For 14 Remuneration Report Mgmt For Against Against 15 Ratification of Directors' Remuneration Mgmt For Against Against 16 Authority to Carry Out Formalities Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Marike van Lier Lels Mgmt For For For 4 Amendment to Articles Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Robert Polet Mgmt For For For 10 Elect Anthony Habgood Mgmt For For For 11 Elect Ben van der Veer Mgmt For For For 12 Elect Erik Engstrom Mgmt For For For 13 Elect Mark Armour Mgmt For For For 14 Amendment to the Compensation Policy Mgmt For For For 15 Reed Elsevier Growth Plan Mgmt For Against Against 16 Reed Elsevier Bonus Investment Plan 2010 Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 09/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Ben van der Veer Mgmt For For For
4 Amendments to Articles Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- REED ELSEVIER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS REL CINS G74570121 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Anthony Habgood Mgmt For For For 7 Elect Ben van der Veer Mgmt For For For 8 Elect Erik Engstrom Mgmt For For For 9 Elect Mark Armour Mgmt For For For 10 Elect Robert Polet Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Adoption of New Articles Mgmt For For For 16 Reed Elsevier Growth Plan Mgmt For Against Against 17 Reed Elsevier Bonus Investment Plan 2010 Mgmt For For For
- -------------------------------------------------------------------------------- REINET INVESTMENTS SCA TICKER SECURITY ID: MEETING DATE MEETING STATUS 145569 CINS L7925N152 09/15/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 General Partner's, Board's and Statutory Mgmt For TNA N/A Auditor's Report 2 Accounts and Reports Mgmt For TNA N/A 3 Consolidated Accounts and Reports Mgmt For TNA N/A 4 Transfer of Reserves Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of General Partner's and Board of Mgmt For TNA N/A Overseers' Acts 7 Election of Directors Mgmt For TNA N/A 8 Directors' Fees Mgmt For TNA N/A
- -------------------------------------------------------------------------------- RENAULT TICKER SECURITY ID: MEETING DATE MEETING STATUS RNO CINS F77098105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Presentation of Report on Redeemable Shares Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Cancel Shares and Reduce Capital Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Elect Carlos Ghosn Mgmt For For For 13 Retirement Benefits for Carlos Ghosn Mgmt For For For 14 Elect Marc Ladreit de Lacharriere Mgmt For Against Against 15 Elect Franck Riboud Mgmt For Against Against
16 Elect Hiroto Saikawa Mgmt For Against Against 17 Ratification for the Co-option of Alexis Kohler Mgmt For For For 18 Ratification of the Co-Option of Luc Rousseau Mgmt For For For 19 Elect Bernard Delpit Mgmt For For For 20 Elect Pascale Sourisse Mgmt For For For 21 Authority to Carry Out Formalities Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- RENEWABLE ENERGY CORPORATION ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS REC CINS R7199U100 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting and Voting List Mgmt For For For 4 Election of Presiding Chairman and an Mgmt For For For Individual to Check Minutes 5 Meeting Notice and Agenda Mgmt For For For 6 Amendment Regarding Meeting Documents Mgmt For For For
- -------------------------------------------------------------------------------- RENEWABLE ENERGY CORPORATION ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS REC CINS R7199U100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting and Voting List Mgmt For For For 4 Election of Presiding Chairman and an Mgmt For For For Individual to Check Minutes 5 Meeting Notice and Agenda Mgmt For For For 6 Rights Issue Mgmt For For For
- -------------------------------------------------------------------------------- RENEWABLE ENERGY CORPORATION ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS REC CINS R7199U100 05/19/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Meeting Notice and Agenda Mgmt For TNA N/A 6 Directors' and Nomination Committee Members' Mgmt For TNA N/A Fees 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Accounts and Reports Mgmt For TNA N/A 9 Compensation Guidelines Mgmt For TNA N/A 10 Amendments to Articles Mgmt For TNA N/A 11 Authority to Issue Shares w/ or w/o Preemptive Mgmt For TNA N/A Rights 12 Authority to Repurchase Shares Mgmt For TNA N/A 13 Authority to Issue Convertible Debt Instruments Mgmt For TNA N/A 14 Election of Directors Mgmt For TNA N/A 15 Election of Nomination Committee Mgmt For TNA N/A
- -------------------------------------------------------------------------------- REPSOL-YPF SA TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Board Acts Mgmt For For For 3 Amend Article 9 Mgmt For For For 4 Amend Article 12.bis Mgmt For For For 5 Amend Article 22 Mgmt For For For 6 Amend Article 3 Mgmt For For For 7 Amend Article 9 Mgmt For For For 8 Elect Paulina Beato Blanco Mgmt For For For 9 Elect Artur Carulla Font Mgmt For Against Against 10 Elect Javier Echenique Landiribar Mgmt For For For 11 Elect Raul Cardoso Maycotte Mgmt For For For 12 Elect Henri Philippe Reichstul Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 16 Authority to Carry Out Formalities Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- RESONA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8308 CINS J6448E106 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Eiji Hosoya Mgmt For For For 4 Elect Seiji Higaki Mgmt For For For 5 Elect Kazuhiro Higashi Mgmt For For For 6 Elect Kaoru Isono Mgmt For Against Against 7 Elect Shohtaroh Watanabe Mgmt For For For 8 Elect Kunio Kojima Mgmt For For For 9 Elect Hideo Iida Mgmt For For For 10 Elect Tsutomu Okuda Mgmt For For For 11 Elect Yuko Kawamoto Mgmt For For For 12 Elect Shuhsai Nagai Mgmt For For For
- -------------------------------------------------------------------------------- REXAM PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS REX CINS G1274K113 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Ellwood Mgmt For For For 5 Elect Graham Chipchase Mgmt For For For 6 Elect David Robbie Mgmt For For For 7 Elect Carl Symon Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Meusburger Mgmt For For For 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 17 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- RICOH COMPANY, LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7752 CINS J64683105 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masamitsu Sakurai Mgmt For For For 4 Elect Shiroh Kondoh Mgmt For For For 5 Elect Takashi Nakamura Mgmt For For For 6 Elect Kazunori Azuma Mgmt For For For 7 Elect Zenji Miura Mgmt For For For 8 Elect Hiroshi Kobayashi Mgmt For For For 9 Elect Shiroh Sasaki Mgmt For For For 10 Elect Yoshimasa Matsuura Mgmt For For For 11 Elect Nobuo Inaba Mgmt For For For 12 Elect Eiji Hosoya Mgmt For For For 13 Elect Mochio Umeda Mgmt For For For 14 Elect Shigekazu Iijima Mgmt For For For 15 Elect Tsukasa Yunoki Mgmt For For For 16 Election of Alternate Statutory Auditors Mgmt For For For 17 Bonus for Directors Mgmt For For For
- -------------------------------------------------------------------------------- RIO TINTO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS Q81437107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Repurchase Rio Tinto Limited Shares Mgmt For For For 11 Authority to Repurchase Shares held by Rio Mgmt For For For Tinto plc
- -------------------------------------------------------------------------------- RIO TINTO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS Q81437107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Repurchase Rio Tinto Limited Shares Mgmt For For For 11 Authority to Repurchase Shares held by Rio Mgmt For For For Tinto plc
- -------------------------------------------------------------------------------- RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS G75754104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Robert Brown Mgmt For For For 4 Elect Ann Godbehere Mgmt For For For 5 Elect Samuel Walsh Mgmt For For For 6 Re-elect Guy Elliott Mgmt For For For 7 Re-elect Michael Fitzpatrick Mgmt For For For
8 Re-elect Lord Kerr of Kinlochard Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Rio Tinto plc Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- ROHM COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J65328122 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshiki Takano Mgmt For For For 4 Elect Masahiko Yamazaki Mgmt For Against Against
- -------------------------------------------------------------------------------- ROLLS-ROYCE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RR CINS G7630U109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Peter Byrom Mgmt For For For 4 Elect Peter Gregson Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect John McAdam Mgmt For Against Against 7 Elect Andrew Shilston Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Scrip Dividend Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Adoption of New Articles Mgmt For For For 12 Authority to Set General Meeting Notice at 14 Mgmt For Against Against Days 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- ROYAL BOSKALIS WESTMINSTER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS BOKA CINS N14952266 03/17/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Acquisition Mgmt For TNA N/A 4 Recommendation for Nomination of a Supervisory Mgmt For TNA N/A Board Member 5 Elect H Hazewinkel Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ROYAL BOSKALIS WESTMINSTER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS BOKA CINS N14952266 05/12/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Management Board Acts Mgmt For TNA N/A 9 Ratification of Supervisory Board Acts Mgmt For TNA N/A 10 Authority to Repurchase Shares Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ROYAL BOSKALIS WESTMINSTER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS BOKA CINS N14952266 12/07/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Authority to Issue Shares w/ Preemptive Rights Mgmt For TNA N/A 4 Authority to Issue Shares w/o Preemptive Rights Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CINS G7690A100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Charles Holliday, Jr. Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Lord Kerr of Kinlochard Mgmt For For For 8 Elect Wim Kok Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For Against Against 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Shareholder Proposal Regarding Report on Oil ShrHldr Against Against For Sands Projects
- -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CINS G7690A118 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Charles Holliday, Jr. Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Lord Kerr of Kinlochard Mgmt For For For 8 Elect Wim Kok Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For Against Against 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Shareholder Proposal Regarding Report on Oil ShrHldr Against Against For Sands Projects
- -------------------------------------------------------------------------------- RSA INSURANCE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RSA CINS G7705H116 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect George Culmer Mgmt For For For 4 Elect Simon Lee Mgmt For For For 5 Elect Noel Harwerth Mgmt For For For 6 Elect Malcom Le May Mgmt For For For 7 Elect Edward Lea Mgmt For For For 8 Elect John Maxwell Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Directors' Remuneration Report Mgmt For Against Against 12 Adoption of New Articles Mgmt For For For 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 14 Authorisation of Political Donations Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- RWE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS RWE CINS D6629K109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Auditor for Interim Statements Mgmt For For For 10 Election of Supervisory Board Members Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Intra-company Contracts/Control Agreements Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RYA CINS G7727C145 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect Michael Horgan Mgmt For For For 3 Elect Kyran McLaughlin Mgmt For Against Against 4 Elect Paolo Pietrogrande Mgmt For Against Against 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 7 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SAB CINS G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 BEE Transaction Mgmt For For For
- -------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SAB CINS G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 BEE Transaction Mgmt For For For 2 Adoption of The SAB Zenzele Employee Trust Mgmt For For For
- -------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SAB CINS G77395104 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Dambisa F. Moyo Mgmt For For For 4 Elect Meyer Kahn Mgmt For For For 5 Elect Lord Robert Fellowes Mgmt For For For 6 Elect Geoffrey Bible Mgmt For For For 7 Elect Elizabeth Doherty Mgmt For For For 8 Elect Miles Morland Mgmt For For For 9 Elect Carlos Perez Davila Mgmt For For For 10 Elect Cyril Ramaphosa Mgmt For Against Against 11 Elect Alejandro Santo Domingo Davila Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 19 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- SAFRAN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SAF CINS F4035A557 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification of Mgmt For For For Management and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Appointment of Auditor (Mazars) Mgmt For For For 8 Appointment of Auditor (Ernst & Young et Autres) Mgmt For For For 9 Appointment of Alternate Auditor (Gilles Mgmt For For For Rainaut) 10 Appointment of Alternate Auditor (Auditex) Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Through Mgmt For For For Capitalizations 13 Authority to Cancel Shares and Reduce Capital Mgmt For For For 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SAIPEM S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPM CINS T82000117 04/16/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A
- -------------------------------------------------------------------------------- SALZGITTER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SZG CINS D80900109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Supervisory Board Members' Fees Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Convertible Debt Instruments Mgmt For For For 11 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- SAMPO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMAS CINS X75653109 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Amendment Regarding Meeting Notice Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SANDVIK AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SAND CINS W74857165 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Election of Individuals to Check Minutes Mgmt For For For 8 Agenda Mgmt For For For 9 Compliance with Rules of Convocation Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Presentation of Accounts and Reports Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nomination Committee Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Compensation Guidelines Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SANKYO COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J67844100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hideyuki Busujima Mgmt For Against Against 4 Elect Akihiko Sawai Mgmt For For For 5 Elect Junzoh Hamaguchi Mgmt For For For 6 Elect Kimihisa Tsutsui Mgmt For For For
- -------------------------------------------------------------------------------- SANOFI-AVENTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CINS F5548N101 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Ratification of the Co-option of Serge Weinberg Mgmt For For For 8 Elect Catherine Brechignac Mgmt N/A For N/A 9 Elect Robert Castaigne Mgmt For Against Against 10 Elect Lord Douro Mgmt For For For 11 Elect Christian Mulliez Mgmt For Against Against 12 Elect Christopher Viehbacher Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- SANTOS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS STO CINS Q82869118 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Kenneth Dean Mgmt For For For 4 Elect Gregory Martin Mgmt For For For 5 Elect Jane Hemstritch Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (MD/CEO David Knox) Mgmt For For For
- -------------------------------------------------------------------------------- SANYO ELECTRIC CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 6764 CINS J68897107 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For For For 2 Elect Seiichiroh Sano Mgmt For For For 3 Elect Susumu Koike Mgmt For For For 4 Elect Mitsuru Honma Mgmt For For For 5 Elect Junji Esaka Mgmt For For For 6 Elect Masato Itoh Mgmt For For For 7 Elect Morihiro Kubo Mgmt For For For 8 Elect Shigeharu Yoshii Mgmt For For For 9 Elect Kenjiroh Matsuba Mgmt For For For 10 Elect Takeharu Nagata Mgmt For For For 11 Elect Takae Makita Mgmt For For For 12 Elect Katsumasa Muneyoshi Mgmt For For For
- -------------------------------------------------------------------------------- SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SAP CINS D66992104 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Amend Article 17(3) Mgmt For For For 12 Amend Article 18(2) Mgmt For For For 13 Amend Article 18(5) Mgmt For For For 14 Amend Article 18(6) Mgmt For For For 15 Amend Article 19(2) Mgmt For For For 16 Amend Article 20(4) Mgmt For For For 17 Cancel Existing Authorized Capital I & II Mgmt For For For 18 Increase in Authorized Capital I Mgmt For For For 19 Increase in Authorized Capital II Mgmt For For For 20 Increase in Authorized Capital III Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Supervisory Board Members' Fees Mgmt For For For
- -------------------------------------------------------------------------------- SBI HOLDINGS INC, TOKYO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J6991H100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Yoshitaka Kitao Mgmt For Against Against 4 Elect Yasutaroh Sawada Mgmt For For For 5 Elect Kenji Hirai Mgmt For For For 6 Elect Takashi Nakagawa Mgmt For For For 7 Elect Tomoya Asakura Mgmt For For For 8 Elect Takashi Okita Mgmt For For For 9 Elect Noriaki Maruyama Mgmt For For For 10 Elect Shunpei Morita Mgmt For For For 11 Elect Taira Ido Mgmt For For For 12 Elect Hiromasa Kido Mgmt For For For 13 Elect Noriyoshi Kimura Mgmt For For For 14 Elect Hiroshi Tasaka Mgmt For For For 15 Elect Takeshi Natsuno Mgmt For Against Against 16 Elect Seiki Yoshida Mgmt For For For 17 Elect Noriyoshi Nagano Mgmt For For For 18 Elect Keiji Watanabe Mgmt For For For 19 Elect Akihiro Tamaki Mgmt For For For 20 Elect Susumu Watanabe Mgmt For For For 21 Elect Ryuhjiroh Shimamoto Mgmt For For For 22 Elect Atsushi Fujii Mgmt For For For 23 Elect Minoru Tada Mgmt For Against Against 24 Election of Alternate Statutory Auditors Mgmt For Against Against
- -------------------------------------------------------------------------------- SBM OFFSHORE NV TICKER SECURITY ID: MEETING DATE MEETING STATUS SBMO CINS N7752F148 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Supervisory Board Committee Fees Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Ratification of Management Board Acts Mgmt For For For 17 Ratification of Supervisory Board Acts Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Elect F.J.G.M. Cremers Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SCANIA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SCV B CINS W76082119 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Minutes Mgmt For For For 9 Compliance with Rules of Convocation Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Report of the Board of Directors and the CEO Mgmt For For For 12 Questions Mgmt For For For 13 Accounts and Reports Mgmt For For For 14 Ratification of Board and Management Acts Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Compensation Guidelines Mgmt For For For 17 2010 Long-Term Incentive Plan Mgmt For For For 18 Board Size Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Nominating Committee Mgmt For Against Against 23 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CINS F86921107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends; Form of Mgmt For For For Dividend Payment 6 Related Party Transactions Mgmt For For For 7 Retirement Benefits (Emmanuel Babeau) Mgmt For For For 8 Elect Henri Lachmann Mgmt For For For 9 Elect Serge Weinberg Mgmt For For For 10 Elect Gerard La Martiniere Mgmt For For For 11 Elect Noel Forgeard Mgmt For For For 12 Elect Catherine Kopp Mgmt For For For 13 Elect James Ross Mgmt For For For 14 Appointment of Auditor (Ernst & Young et Autres) Mgmt For For For 15 Appointment of Alternate Auditor (Auditex) Mgmt For For For 16 Appointment of Auditor (Mazars) Mgmt For For For 17 Appointment of Alternate Auditor (Thierry Mgmt For For For Blanchetier) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights Through Private Placement 20 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 21 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Foreign Employee Savings Plan 22 Authority to Carry Out formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SCOR SE TICKER SECURITY ID: MEETING DATE MEETING STATUS SCR CINS F15561677 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Non-Tax Deductible Mgmt For For For Expenses 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Elect Monica Mondardini Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Carry Out Formalities Mgmt For For For 13 Authority to Increase Capital Through Mgmt For For For Capitalizations 14 Authority to Issue Shares and or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Convertible Mgmt For Against Against Securities w/o Preemptive Rights Through Private Placement; Authority to Issue Debt Instruments 17 Authority to Increase Capital in Case of Mgmt For Against Against Exchange offer 18 Authority to Increase Capital in Consideration Mgmt For Against Against for Contributions in Kind 19 Authority to Increase Share Issuance Limit Mgmt For For For 20 Authority to Issue Warrants W/o Preemptive Mgmt For Against Against Rights for the Benefit of Underwriters 21 Authority to Cancel Shares and Reduce Capital Mgmt For For For 22 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 23 Authority to Issue Restricted Stock to Mgmt For Against Against Employees and Executives 24 Authority to Issue Shares Under Employee Mgmt For For For Savings Plan 25 Global Ceiling on Increases of Capital Mgmt For For For 26 Amendment Regarding Directors' Term Lengths Mgmt For For For 27 Amendments Regarding Mandatory Retirement Age Mgmt For For For for Chairman and Executives 28 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- SCOTTISH AND SOUTHERN ENERGY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SSE CINS G7885V109 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Thomas Andersen Mgmt For For For 5 Elect Susan Rice Mgmt For For For 6 Elect Gregor Alexander Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- SEADRILL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SDRL CINS G7945E105 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Board Size Mgmt For For For 4 Authority to Fill Board Vacancies Mgmt For Against Against 5 Elect John Fredriksen Mgmt For Against Against 6 Elect Tor Olav Troim Mgmt For Against Against 7 Elect Kate Blankenship Mgmt For For For 8 Elect Kjell Jacobsen Mgmt For For For 9 Elect Kathrine Fredriksen Mgmt For For For 10 Appointment of Auditor and Authority to Set Fees Mgmt For For For 11 Directors' Fees Mgmt For Against Against 12 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- SECOM CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 9735 CINS J69972107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Makoto Iida Mgmt For For For 4 Elect Juichi Toda Mgmt For For For 5 Elect Shohei Kimura Mgmt For Against Against 6 Elect Kanemasa Haraguchi Mgmt For For For 7 Elect Shuhji Maeda Mgmt For For For 8 Elect Kohichi Satoh Mgmt For For For 9 Elect Fumio Obata Mgmt For For For 10 Elect Katsuhisa Kuwahara Mgmt For For For 11 Elect Yasuo Nakayama Mgmt For For For 12 Elect Hiroshi Itoh Mgmt For For For 13 Elect Takayuki Itoh Mgmt For For For
- -------------------------------------------------------------------------------- SECURITAS AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SECU-B CINS W7912C118 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Minutes Mgmt For For For 9 Compliance with Rules of Convocation Mgmt For For For 10 President's Address Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Dividend Record Date Mgmt For For For 17 Ratification of Board and Management Acts Mgmt For For For 18 Board Size Mgmt For For For 19 Directors and Auditors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For Against Against
23 Incentive Plan Mgmt For For For 24 Authority to Repurchase Shares Pursuant to 2010 Mgmt For For For Incentive plan 25 Transfer of Shares Pursuant to 2010 Incentive Mgmt For For For plan 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Enter into a Equity Swap Agreement Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SEGA SAMMY HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 6460 CINS J7028D104 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Hajime Satomi Mgmt For For For 4 Elect Keishi Nakayama Mgmt For For For 5 Elect Okitane Usui Mgmt For For For 6 Elect Hisao Oguchi Mgmt For For For 7 Elect Yuhji Iwanaga Mgmt For For For 8 Elect Takeshi Natsuno Mgmt For Against Against 9 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- SEGRO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SGRO CINS G80277141 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Ian Coull Mgmt For For For 5 Elect David Sleath Mgmt For For For 6 Elect Thomas Wernink Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authorisation of Political Donations Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Additional Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Additional Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 16 Adoption of New Articles Mgmt For Against Against 17 Scrip Dividend Mgmt For For For
- -------------------------------------------------------------------------------- SEGRO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SGRO CINS G80277117 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Share Consolidation Mgmt For For For 2 Placing and Open Offer Mgmt For For For 3 Approval of the Acquisition Mgmt For For For 4 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 5 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 6 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against (Rights Issue) 7 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against (Rights Issue) 8 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- SEGRO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SGRO CINS G80277158 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Share Consolidation Mgmt For For For 2 Placing and Open Offer Mgmt For For For 3 Approval of the Acquisition Mgmt For For For 4 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 5 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 6 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against (Rights Issue) 7 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against (Rights Issue) 8 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- SEIKO EPSON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6724 CINS J7030F105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Seiji Hanaoka Mgmt For Against Against 4 Elect Yasuo Hattori Mgmt For For For 5 Elect Minoru Usui Mgmt For For For 6 Elect Masayuki Morozumi Mgmt For For For 7 Elect Kenji Kubota Mgmt For For For 8 Elect Torao Yajima Mgmt For For For 9 Elect Seiichi Hirano Mgmt For For For 10 Elect Tadaaki Hagata Mgmt For For For 11 Elect Noriyuki Hama Mgmt For For For 12 Elect Yoneharu Fukushima Mgmt For For For 13 Elect Thoru Oguchi Mgmt For Against Against
- -------------------------------------------------------------------------------- SEKISUI CHEMICAL COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J70703137 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Naotake Ohkubo Mgmt For For For 4 Elect Naofumi Negishi Mgmt For For For 5 Elect Takayoshi Matsunaga Mgmt For For For 6 Elect Yoshiyuki Takitani Mgmt For For For 7 Elect Ken Yoshida Mgmt For For For 8 Elect Teiji Kohge Mgmt For For For 9 Elect Hajime Kubo Mgmt For For For 10 Elect Shigemi Tamura Mgmt For For For 11 Elect Tohru Tsuji Mgmt For For For 12 Elect Tadashi Kunihiro Mgmt For For For 13 Elect Shuhichi Shino Mgmt For Against Against 14 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- SEKISUI HOUSE, LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1928 CINS J70746136 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Reserve Mgmt For For For 3 Elect Isami Wada Mgmt For Against Against 4 Elect Toshinori Abe Mgmt For For For 5 Elect Katsuhiko Machida Mgmt For For For 6 Elect Sumio Wada Mgmt For For For 7 Elect Shiroh Inagaki Mgmt For For For 8 Elect Fumiaki Hirabayashi Mgmt For For For
9 Elect Takashi Uchida Mgmt For For For 10 Elect Junichi Terada Mgmt For For For 11 Elect Tetsuo Iku Mgmt For For For 12 Elect Daiji Kuroki Mgmt For For For 13 Elect Kengo Yoshida Mgmt For For For 14 Elect Yoshiroh Kubota Mgmt For Against Against
- -------------------------------------------------------------------------------- SES SA TICKER SECURITY ID: MEETING DATE MEETING STATUS 28734 CINS L8300G135 04/01/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approve Attendance List, Quorum and Agenda Mgmt For TNA N/A 2 Elect Meeting Secretary and Individuals to Mgmt For TNA N/A Check the Minutes 3 Report of the Chairman of the Board Mgmt For TNA N/A 4 Report of the CEO Mgmt For TNA N/A 5 Report of the CFO Mgmt For TNA N/A 6 Report of the Auditor Mgmt For TNA N/A 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Transfer of Reserves Mgmt For TNA N/A 10 Ratification of Board Acts Mgmt For TNA N/A 11 Ratification of Auditor's Acts Mgmt For TNA N/A 12 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 13 Elect Serge Allegrezza Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A 15 Directors' Fees Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SEVEN & I HOLDINGS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3382 CINS J7165H108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshifumi Suzuki Mgmt For For For 4 Elect Noritoshi Murata Mgmt For For For 5 Elect Tadahiko Ujiie Mgmt For For For 6 Elect Katsuhiro Gotoh Mgmt For For For 7 Elect Tsuyoshi Kobayashi Mgmt For For For 8 Elect Junroh Itoh Mgmt For For For 9 Elect Atsushi Kamei Mgmt For For For 10 Elect Ryuhichi Isaka Mgmt For For For 11 Elect Akihiko Hanawa Mgmt For For For 12 Elect Kunio Yamashita Mgmt For For For 13 Elect Takashi Anzai Mgmt For For For 14 Elect Zenkoh Ohtaka Mgmt For For For 15 Elect Noritaka Shimizu Mgmt For For For 16 Elect Scott Davis Mgmt For For For 17 Elect Ikujiroh Nonaka Mgmt For For For 18 Elect Ikuo Kanda Mgmt For For For 19 Elect Hisashi Seki Mgmt For For For 20 Elect Yohko Suzuki Mgmt For For For 21 Elect Megumi Sudoh Mgmt For For For 22 Elect Tsuguoki Fujinuma Mgmt For For For 23 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- SEVENTY SEVEN BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J71348106 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Kamata Mgmt For Against Against 4 Elect Teruhiko Ujiie Mgmt For For For 5 Elect Yoshiaki Nagayama Mgmt For For For
6 Elect Kimitsugu Nagao Mgmt For For For 7 Elect Masayuki Yamada Mgmt For For For 8 Elect Mitsutaka Kanbe Mgmt For For For 9 Elect Tetsuya Fujishiro Mgmt For For For 10 Elect Isamu Suzuki Mgmt For For For 11 Elect Kenichi Hotta Mgmt For For For 12 Elect Masatake Hase Mgmt For For For 13 Elect Masakuni Kojima Mgmt For For For 14 Elect Hideharu Tamura Mgmt For For For 15 Elect Toshio Ishizaki Mgmt For For For 16 Elect Masaya Tanno Mgmt For For For 17 Elect Shin Igarashi Mgmt For For For 18 Elect Hidefumi Kobayashi Mgmt For For For 19 Elect Toshinori Hayasaka Mgmt For For For
- -------------------------------------------------------------------------------- SEVERN TRENT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SVT CINS G8056D159 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Tony Ballance Mgmt For For For 5 Elect Sir John Egan Mgmt For For For 6 Elect Gordon Fryett Mgmt For For For 7 Elect Tony Wray Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 EU Political Donations Mgmt For For For 10 Authority to Increase Authorized Capital Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 15 Renewal of Sharesave Scheme Mgmt For For For 16 Share Matching Plan Mgmt For For For
- -------------------------------------------------------------------------------- SGS SOCIETE GENERALE DE SURVEILLANCE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SGSN CINS H7484G106 03/22/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Ratification of Board and Management Acts Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect Sergio Marchionne Mgmt For TNA N/A 8 Elect Tiberto Brandolini d'Adda Mgmt For TNA N/A 9 Elect August von Finck Mgmt For TNA N/A 10 Elect August Francois von Finck Mgmt For TNA N/A 11 Elect Peter Kalantzis Mgmt For TNA N/A 12 Elect Thomas Limberger Mgmt For TNA N/A 13 Elect Shelby du Pasquier Mgmt For TNA N/A 14 Elect Carlo Sant'albano Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Transaction of Other Business Mgmt For TNA N/A
- -------------------------------------------------------------------------------- SHARP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6753 CINS J71434112 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For Against Against 4 Elect Katsuhiko Machida Mgmt For Against Against 5 Elect Mikio Katayama Mgmt For For For 6 Elect Masafumi Matsumoto Mgmt For For For 7 Elect Toshio Adachi Mgmt For For For 8 Elect Toshishige Hamano Mgmt For For For 9 Elect Yoshiaki Ibuchi Mgmt For For For 10 Elect Kenji Ohta Mgmt For For For 11 Elect Nobuyuki Taniguchi Mgmt For For For 12 Elect Kunio Itoh Mgmt For For For 13 Elect Katsuaki Nomura Mgmt For For For 14 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- SHIKOKU ELECTRIC POWER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J72079106 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For 3 Elect Shunsuke Asoh Mgmt For Against Against
- -------------------------------------------------------------------------------- SHIMAMURA CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 8227 CINS J72208101 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For
- -------------------------------------------------------------------------------- SHIMANO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 7309 CINS J72262108 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yoshizoh Shimano Mgmt For Against Against 3 Elect Yohzoh Shimano Mgmt For For For 4 Elect Takeshi Oi Mgmt For For For 5 Elect Kohichi Shimazu Mgmt For For For 6 Elect Yoshihiro Hirata Mgmt For For For 7 Elect Etsuyoshi Watarai Mgmt For For For 8 Elect Hideo Katsuoka Mgmt For For For 9 Elect Taizoh Shimano Mgmt For For For 10 Elect Kiyoshi Taruya Mgmt For For For 11 Elect Yoshihiro Tsuzaki Mgmt For For For 12 Elect Takashi Toyoshima Mgmt For For For 13 Elect Yasuhiro Hitomi Mgmt For For For 14 Elect Toshinori Yano Mgmt For For For 15 Elect Gohei Matsumoto Mgmt For For For 16 Retirement Allowances for Directors Mgmt For For For 17 Retirement Allowances for Statutory Auditors Mgmt For Against Against
- -------------------------------------------------------------------------------- SHIMIZU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J72445117 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Election of Kazuo Yoshida Mgmt For Against Against 4 Elect Akira Fujii Mgmt For For For 5 Elect Junichi Takami Mgmt For For For 6 Elect Junichi Oyamada Mgmt For Against Against
- -------------------------------------------------------------------------------- SHIN-ETSU CHEMICAL COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J72810120 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Chihiro Kanagawa Mgmt For Against Against 3 Elect Shunzoh Mori Mgmt For For For 4 Elect Fumio Akiya Mgmt For For For 5 Elect Kiichi Habata Mgmt For For For 6 Elect Masashi Kaneko Mgmt For Against Against 7 Elect Fumio Arai Mgmt For For For 8 Elect Masahiko Todoroki Mgmt For For For 9 Elect Toshiya Akimoto Mgmt For For For 10 Elect Hiroshi Komiyama Mgmt For For For 11 Elect Yoshihito Kosaka Mgmt For For For 12 Stock Option Plan Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- SHIONOGI & CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4507 CINS J74229105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Isao Teshirogi Mgmt For For For 6 Elect Yasuhiro Mino Mgmt For For For 7 Elect Akio Nomura Mgmt For For For 8 Elect Teppei Mogi Mgmt For For For 9 Election of An Alternate Statutory Auditor Mgmt For Against Against 10 Bonus Mgmt For Against Against
- -------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CINS G8124V108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Stout Mgmt For For For 4 Elect William Burns Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 8 Amendments to Portfolio Share Plan Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SHISEIDO CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4911 CINS J74358144 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shinzoh Maeda Mgmt For For For 4 Elect Shohichiroh Iwata Mgmt For For For 5 Elect Carsten Fischer Mgmt For For For 6 Elect Yasuhiko Harada Mgmt For For For 7 Elect Hisayuki Suekawa Mgmt For For For 8 Elect Tatsuomi Takamori Mgmt For For For 9 Elect Shohichiroh Iwata Mgmt For For For 10 Elect Tatsuo Uemura Mgmt For For For 11 Elect Toshio Yoneyama Mgmt For For For 12 Bonus Mgmt For For For 13 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- SHIZUOKA BANK LTD (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8355 CINS J74444100 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tohru Sakurai Mgmt For For For 4 Elect Kazuhiro Satomi Mgmt For For For 5 Elect Katsunori Nakanishi Mgmt For For For 6 Elect Seiya Itoh Mgmt For For For 7 Elect Masahiro Gotoh Mgmt For For For 8 Elect Toshihiko Yamamoto Mgmt For For For 9 Elect Akihiro Nakamura Mgmt For For For 10 Elect Hidehito Iio Mgmt For For For 11 Elect Yasuo Matsuura Mgmt For Against Against 12 Elect Toshiaki Sugiyama Mgmt For For For 13 Election of Alternate Statutory Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SHOWA DENKO KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS 4004 CINS J75046136 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Reserve Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Kyohei Takahashi Mgmt For Against Against 5 Elect Norikuni Imoto Mgmt For For For 6 Elect Ichiroh Nomura Mgmt For For For 7 Elect Shinji Sakai Mgmt For For For 8 Elect Toshio Ohi Mgmt For For For 9 Elect Kenji Tsukamoto Mgmt For For For 10 Elect Hideo Ichikawa Mgmt For For For 11 Elect Tomofumi Akiyama Mgmt For For For 12 Elect Yukio Obara Mgmt For Against Against
- -------------------------------------------------------------------------------- SHOWA SHELL SEKIYU KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS 5002 CINS J75390104 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Midori Miyasaki Mgmt For For For 3 Elect Tadamitsu Fukuchi Mgmt For For For
- -------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CINS D69671218 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Peter Loscher Mgmt For For For 7 Ratify Wolfgang Dehen Mgmt For For For 8 Ratify Heinrich Hiesinger Mgmt For Against Against 9 Ratify Joe Kaeser Mgmt For Against Against 10 Ratify Barbara Kux Mgmt For For For 11 Ratify Jim Reid-Anderson Mgmt For For For 12 Ratify Hermann Requardt Mgmt For Against Against 13 Ratify Siegfried Russwurm Mgmt For For For
14 Ratify Peter Solmssen Mgmt For For For 15 Ratify Gerhard Cromme Mgmt For Against Against 16 Ratify Berthold Huber Mgmt For Against Against 17 Ratify Ralf Heckmann Mgmt For Against Against 18 Ratify Josef Ackermann Mgmt For Against Against 19 Ratify Lothar Adler Mgmt For Against Against 20 Ratify Jean-Louis Beffa Mgmt For For For 21 Ratify Gerd von Brandenstein Mgmt For For For 22 Ratify Michael Diekmann Mgmt For For For 23 Ratify Hans Michael Gaul Mgmt For For For 24 Ratify Peter Gruss Mgmt For For For 25 Ratify Bettina Haller Mgmt For For For 26 Ratify Hans-Jurgen Hartung Mgmt For For For 27 Ratify Heinz Hawreliuk Mgmt For Against Against 28 Ratify Harald Kern Mgmt For For For 29 Ratify Nicola Leibinger-Kammuller Mgmt For For For 30 Ratify Werner Monius Mgmt For For For 31 Ratify Hakan Samuelsson Mgmt For For For 32 Ratify Dieter Scheitor Mgmt For For For 33 Ratify Rainer Sieg Mgmt For For For 34 Ratify Birgit Steinborn Mgmt For Against Against 35 Ratify Iain Vallance of Tummel Mgmt For Against Against 36 Ratify Sibylle Wankel Mgmt For For For 37 Approval of Compensation Policy Mgmt For Against Against 38 Appointment of Auditor Mgmt For For For 39 Authority to Repurchase Shares Mgmt For For For 40 Authority to Repurchase Shares using Equity Mgmt For For For Derivatives 41 Authority to Issue Convertible Bonds Mgmt For For For 42 Amendments to Articles Mgmt For For For 43 Agreement with Karl-Hermann Baumann Mgmt For For For 44 Agreement with Johannes Feldmayer Mgmt For For For 45 Agreement with Klaus Kleinfeld Mgmt For For For 46 Agreement with Edward Krubasik Mgmt For For For 47 Agreement with Rudi Lamprecht Mgmt For For For 48 Agreement with Heinrich von Pierer Mgmt For For For 49 Agreement with Jurgen Radomski Mgmt For For For 50 Agreement with Uriel Sharef Mgmt For For For 51 Agreement with Klaus Wucherer Mgmt For For For 52 Approval of D&O Insurance Settlement Agreement Mgmt For For For 53 Shareholder Proposal Regarding Supervisory ShrHldr Against Against For Board Compensation 54 Shareholder Proposal Regarding Amending the ShrHldr Against Against For Corporate Purpose
- -------------------------------------------------------------------------------- SIMS METAL MANAGEMENT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SGM CINS Q8505L116 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Paul Varello Mgmt For For For 4 Re-elect J. Michael Feeney Mgmt For For For 5 Elect Paul Sukagawa Mgmt For For For 6 Elect Geoffrey Brunsdon Mgmt For For For 7 Elect Jim Thompson Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Increase Non-Executive Directors' Fee Cap Mgmt For For For 11 Equity Grant (Group CEO Daniel Dienst) Mgmt For For For 12 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C6L CINS Y7992P128 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Stephen LEE Ching Yen Mgmt For For For 4 Elect CHEW Choon Seng Mgmt For For For 5 Elect Euleen GOH Yiu Kiang Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 9 Issuance of Shares under ASA Shares Mgmt For For For 10 Authority to Grant Awards and Issue Shares Mgmt For For For under Employee Incentive Plans 11 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS C6L CINS Y7992P128 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Related Party Transactions Mgmt For For For 3 Amendments to the SIA ESOP Mgmt For For For 4 Distribution of Scrip Dividends Mgmt For For For
- -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS S68 CINS Y79946102 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Joseph Yuvaraj Pillay Mgmt For For For 4 Elect Euleen GOH Yiu Kiang Mgmt For For For 5 Elect HO Tian Yee Mgmt For For For 6 Elect LOW Check Kian Mgmt For For For 7 Elect Robert Owen Mgmt For For For 8 Elect LIEW Mun Leong Mgmt For Against Against 9 Directors' Fees for Joseph Yuvaraj Pillay Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority to Set Fees Mgmt For For For 12 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 13 Authority to Issue Shares and Grant Awards Mgmt For For For under Employee Incentive Plans 14 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS S68 CINS Y79946102 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- SINGAPORE PRESS HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS T39 CINS Y7990F106 12/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect CHAM Tao Soon Mgmt For For For 4 Elect NGIAM Tong Dow Mgmt For For For 5 Elect YONG Pung How Mgmt For For For 6 Elect Willie CHENG Jue Hiang Mgmt For For For 7 Elect YEO Ning Hong Mgmt For Against Against 8 Elect Lucien WONG Yuen Kuai Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority to Set Fees Mgmt For Abstain Against 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 13 Authority to Grant Awards and Issue Shares Mgmt For For For under SPH Performance Share Plan 14 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS Z74 CINS Y79985209 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect CHUA Sock Koong Mgmt For For For 4 Elect Kaikhushru Nargolwala Mgmt For For For 5 Elect FANG Ai Lian Mgmt For For For 6 Elect ONG Peng Tsin Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 11 Authority to Issue Shares under Singapore Mgmt For For For Telecom Share Option Scheme 1999 12 Authority to Grant Awards and Issue Shares Mgmt For For For under Performance Share Plan
- -------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS Z74 CINS Y79985209 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Equity Grants to Chua Sock Koong Mgmt For For For
- -------------------------------------------------------------------------------- SINO LAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0083 CINS Y80267126 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Robert NG Chee Siong Mgmt For Against Against 4 Elect Allan Zeman Mgmt For For For 5 Elect YU Wai Wai Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SKANDINAVISKA ENSKILDA BANKEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SEB-A CINS W25381141 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Ratification of Board and Management Acts Mgmt For For For 16 Instructions to Nominating Committee Mgmt For For For 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 2010 Share Savings Plan Mgmt For For For 23 2010 Performance Share Plan Mgmt For Against Against 24 2010 Share Matching Plan Mgmt For For For 25 Authority to Trade in Company Stock Mgmt For For For 26 Authority to Repurchase and Issue Treasury Mgmt For For For Shares Pursuant to LTIP 27 Transfer of Shares Pursuant to LTIP Mgmt For For For 28 Authority to Repurchase and Issue Treasury Mgmt For For For Shares 29 Amendments to Articles Regarding Meeting Notice Mgmt For For For 30 Appointment of Auditor Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SKANSKA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SKA-B CINS W83567110 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Minutes Mgmt For For For 9 Compliance with Rules of Convocation Mgmt For For For 10 Chairman's and CEO's Addresses Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Acts Mgmt For For For 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Compensation Policy Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Long-Term Incentive Plan Mgmt For Against Against
23 Authority to Repurchase and Transfer Shares Mgmt For Against Against Pursuant to the Long-Term Incentive Plan 24 Equity Swap Agreement Pursuant to the Long-Term Mgmt For Against Against Incentive Plan 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SKF AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SKFB CINS W84237143 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Acts Mgmt For For For 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Election of Directors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 Performance Share Program 2010 Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Nomination Committee Mgmt For For For
- -------------------------------------------------------------------------------- SKYCITY ENTERTAINMENT GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SKC CINS Q8513Z115 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual New Zealand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Re-elect Rod McGeoch Mgmt For For For 2 Re-elect Brent Harman Mgmt For For For 3 Re-elect Chris Moller Mgmt For For For 4 Adopt New Constitution Mgmt For Against Against 5 Equity Grant (CEO Nigel Morrison) Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For
- -------------------------------------------------------------------------------- SMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J75734103 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiyuki Takada Mgmt For Against Against 4 Elect Katsunori Maruyama Mgmt For For For 5 Elect Fumitaka Itoh Mgmt For For For 6 Elect Ikuji Usui Mgmt For For For 7 Elect Yoshihiro Fukano Mgmt For For For 8 Elect Yoshiki Takada Mgmt For For For 9 Elect Katsunori Tomita Mgmt For For For 10 Elect Seiji Kosugi Mgmt For For For 11 Elect Bunji Ohshida Mgmt For For For 12 Elect Tamon Kitabatake Mgmt For For For 13 Elect Iwao Mogi Mgmt For For For 14 Elect Eiji Ohashi Mgmt For For For
15 Elect Masahiko Satake Mgmt For For For 16 Elect Kohichi Shikakura Mgmt For For For 17 Elect Osamu Kuwahara Mgmt For For For 18 Elect Peter Driver Mgmt For For For 19 Elect Herman Berakoetxea Mgmt For For For 20 Elect Daniel Langmeier Mgmt For For For 21 Elect Kohji Ogura Mgmt For For For 22 Elect Motoichi Kawada Mgmt For For For 23 Elect Rihyan Chan Mgmt For For For 24 Retirement Allowances for Director Mgmt For For For
- -------------------------------------------------------------------------------- SMITH & NEPHEW PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SN CINS G82343164 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Adrian Hennah Mgmt For For For 5 Elect Ian Barlow Mgmt For For For 6 Elect Genevieve Berger Mgmt For For For 7 Elect Richard De Schutter Mgmt For For For 8 Elect Rolf Stomberg Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Global Share Plan 2010 Mgmt For For For 13 Adoption of New Articles Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- SMITHS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SMIN CINS G82401111 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Kevin Tebbit Mgmt For For For 5 Elect Anne Quinn Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Adoption of New Articles Mgmt For Against Against 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 13 EU Political Donations Mgmt For For For
- -------------------------------------------------------------------------------- SNAM RETE GAS S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRG CINS T8578L107 04/27/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 5 Board Size Mgmt For TNA N/A 6 Board Term Mgmt For TNA N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A
8 List 1 Mgmt For TNA N/A 9 List 2 Mgmt For TNA N/A 10 Election of Chairman of the Board of Directors Mgmt For TNA N/A 11 Directors' Fees Mgmt For TNA N/A 12 Election of Statutory Auditors Mgmt For TNA N/A 13 Election of Chairman of the Board of the Mgmt For TNA N/A Statutory Auditors 14 Statutory Auditors' Fees Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- SOCIETE BIC TICKER SECURITY ID: MEETING DATE MEETING STATUS BB CINS F10080103 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Bruno Bich Mgmt For For For 11 Elect Mario Guevara Mgmt For For For 12 Elect Gilles Pelisson Mgmt For For For 13 Authority to Cancel Shares and Reduce Capital Mgmt For For For 14 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Increase Share Issuance Limit Mgmt For For For 16 Authority to Increase Capital Through Mgmt For For For Capitalizations 17 Authority to Increase Capital Under Employee Mgmt For For For Savings Plan 18 Disapplication of Preemptive Rights Mgmt For For For 19 Authority to Issue Restricted Stock to Mgmt For Against Against Employees and Executives 20 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 21 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- SOCIETE GENERALE TICKER SECURITY ID: MEETING DATE MEETING STATUS GLE CINS F43638141 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Supplementary Retirement Benefits (Daniel Mgmt For For For Bouton, Philippe Citerne, Didier Alix and Severin Cabannes) 10 Supplementary Retirement Benefits Mgmt For For For (Jean-Francois Sammarcelli) 11 Supplementary Retirement Benefits (Bernardo Mgmt For For For Sanchez Incera)
12 Non-Compete Clause (Philippe Citerne) Mgmt For For For 13 Severance Package (Frederic Oudea) Mgmt For For For 14 Non-Compete Clause (Frederic Oudea) Mgmt For For For 15 Elect Robert Castaigne Mgmt For For For 16 Elect Gianemilio Osculati Mgmt For For For 17 Item Removed From Agenda Mgmt Abstain Abstain For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 20 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Increase Shares Issuance Limit Mgmt For For For 22 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 23 Authority to Increase Capital Under Employee Mgmt For Against Against Savings Plan 24 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 25 Authority to Restricted Stock to Employees and Mgmt For Against Against Executives 26 Authority to Cancel Shares and Reduce Capital Mgmt For For For 27 Amendments to Articles Regarding Repurchase and Mgmt For For For Cancellation of Preferred Shares 28 Authority to Carry Out Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SOCIETE GENERALE TICKER SECURITY ID: MEETING DATE MEETING STATUS GLE CINS F43638141 07/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of the Co-option of Frederic Oudea Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Amendment to Rate of Super-Subordinated Notes Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- SODEXO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SW CINS F84941123 01/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Consolidated Accounts and Mgmt For For For Reports; Ratification of Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Cancel Shares and Reduce Capital Mgmt For For For
9 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 10 Authority to Increase Capital through Mgmt For For For Capitalizations 11 Authority to Issue Shares and/or Convertible Mgmt For For For Securities under Employee Savings Plan 12 Authority to Implement a Staggered Board Mgmt For For For 13 Elect Nathalie Szabo Mgmt For Against Against 14 Elect Sophie Clamens Mgmt For For For 15 Elect Pierre Bellon Mgmt For Against Against 16 Elect Francois-Xavier Bellon Mgmt For For For 17 Elect Astrid Bellon Mgmt For For For 18 Elect Alain Marcheteau Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- SOFTBANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9984 CINS J75963108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
- -------------------------------------------------------------------------------- SOJITZ CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 2768 CINS J7608R101 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Akio Dobashi Mgmt For Against Against 4 Elect Masaki Hashikawa Mgmt For For For 5 Elect Yutaka Kase Mgmt For For For 6 Elect Yohji Satoh Mgmt For For For 7 Elect Kazunori Teraoka Mgmt For For For 8 Elect Yoshikazu Sashida Mgmt For For For 9 Elect Tohru Nagashima Mgmt For For For
- -------------------------------------------------------------------------------- SOLARWORLD AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SWV CINS D7045Y103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Remuneration Policy Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Increase in Authorized Capital Mgmt For Against Against 11 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- SOLVAY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SOLB CINS B82095116 05/11/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Presentation on Corporate Governance; Mgmt For TNA N/A Remuneration 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Yves-Thibault de Silguy Mgmt For TNA N/A 10 Ratification of the Independence of Mgmt For TNA N/A Yves-Thibault de Silguy 11 Elect Evelyn du Monceau de Bergendal Mgmt For TNA N/A 12 Elect Denis Solvay Mgmt For TNA N/A 13 Elect Jean-Martin Folz Mgmt For TNA N/A 14 Elect Jean van Zeebroeck Mgmt For TNA N/A 15 Elect Bernhard Scheuble Mgmt For TNA N/A 16 Elect Anton van Rossum Mgmt For TNA N/A 17 Ratification of the Independence of Jean Martin Mgmt For TNA N/A Folz, Jean van Zeebroeck, Bernhard Scheuble and Anton van Rossum) 18 Ratification of the Independence of Jean Martin Mgmt For TNA N/A Folz, Jean van Zeebroeck, Bernhard Scheuble and Anton van Rossum) 19 Ratification of the Independence of Jean Martin Mgmt For TNA N/A Folz, Jean van Zeebroeck, Bernhard Scheuble and Anton van Rossum) 20 Ratification of the Independence of Jean Martin Mgmt For TNA N/A Folz, Jean van Zeebroeck, Bernhard Scheuble and Anton van Rossum) 21 Ratification of the Independence of Charles Mgmt For TNA N/A Casimir-Lambert and Baron Herve Coppens d'Eeckenbrugge 22 Ratification of the Independence of Charles Mgmt For TNA N/A Casimir-Lambert and Baron Herve Coppens d'Eeckenbrugge 23 Appointment of Auditor (Deloitte) Mgmt For TNA N/A 24 Authority to Set Auditor's Fees Mgmt For TNA N/A 25 Appointment of Alternate Auditor (Deloitte) Mgmt For TNA N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SOMPO JAPAN INSURANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8755 CINS J7620T101 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition Mgmt For For For 3 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- SONIC HEALTHCARE, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHL CINS Q8563C107 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Barry Patterson Mgmt For For For 3 Re-elect Colin Jackson Mgmt For For For 4 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- SONY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6758 CINS J76379106 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Howard Stringer Mgmt For For For 3 Elect Ryohji Chubachi Mgmt For For For
4 Elect Yohtaroh Kobayashi Mgmt For For For 5 Elect Yoshiaki Yamauchi Mgmt For Against Against 6 Elect Peter Bonfield Mgmt For For For 7 Elect Fujio Choh Mgmt For For For 8 Elect Ryuhji Yasuda Mgmt For Against Against 9 Elect Yukako Uchinaga Mgmt For For For 10 Elect Mitsuaki Yahagi Mgmt For Against Against 11 Elect Tsun-yan Hsieh Mgmt For For For 12 Elect Roland Hernandez Mgmt For For For 13 Elect Kanemitsu Anraku Mgmt For For For 14 Elect Yorihiko Kojima Mgmt For For For 15 Elect Osamu Nagayama Mgmt For For For 16 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- SONY FINANCIAL HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8729 CINS J76337104 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Teruhisa Tokunaka Mgmt For For For 4 Elect Katsumi Ihara Mgmt For For For 5 Elect Hiromichi Fujikata Mgmt For For For 6 Elect Taroh Okuda Mgmt For For For 7 Elect Shinichi Yamamoto Mgmt For For For 8 Elect Shigeru Ishii Mgmt For For For 9 Elect Masaru Katoh Mgmt For For For 10 Elect Yasushi Ikeda Mgmt For For For 11 Elect Ryuhji Yasuda Mgmt For Against Against
- -------------------------------------------------------------------------------- SSAB SVENSKT ST+L AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SSAB-A CINS W8615U124 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Dividend Record Date Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Election of the Chairman of the Board Mgmt For Against Against 19 Nominating Committee Mgmt For For For 20 Compensation Policy Mgmt For For For 21 Amendments to Articles Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN CINS G84228157 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Jamie Dundas Mgmt For For For 5 Elect Valerie Gooding Mgmt For For For 6 Elect Rudy Markham Mgmt For Against Against 7 Elect John Peace Mgmt For For For
8 Elect Peter Sands Mgmt For For For 9 Elect Paul Skinner Mgmt For For For 10 Elect Oliver Stocken Mgmt For For For 11 Elect Jaspal Bindra Mgmt For For For 12 Elect Richard Delbridge Mgmt For For For 13 Elect HAN Seung-Soo Mgmt For For For 14 Elect Simon Lowth Mgmt For For For 15 Elect Michael Rees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Repurchased Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For Pursuant to Indian Listing 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For Pursuant to Indian Listing 24 Authority to Repurchase Ordinary Shares Mgmt For For For 25 Authority to Repurchase Preference Shares Mgmt For For For 26 Adoption of New Articles Mgmt For For For 27 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 28 Amendments to Restricted Share Scheme Mgmt For For For 29 Waiver From Strict Compliance With Reporting Mgmt For For For and Annual Review Requirements 30 Waiver From Compliance with Written Agreement Mgmt For For For Requirements 31 Waiver From Strict Compliance with Ongoing Mgmt For For For Banking Transactions Requirements
- -------------------------------------------------------------------------------- STANDARD LIFE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SL CINS G84278103 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Kent Atkinson Mgmt For Against Against 7 Elect Baroness McDonagh Mgmt For For For 8 Elect David Nish Mgmt For For For 9 Elect David Grigson Mgmt For For For 10 Elect Sheelagh Whittaker Mgmt For For For 11 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authorisation of Political Donations Mgmt For For For 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 16 Adoption of New Articles Mgmt For For For 17 Standard Life Investments Long-Term Incentive Mgmt For For For Plan
- -------------------------------------------------------------------------------- STANLEY ELECTRIC COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J76637115 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Takanori Kitano Mgmt For Against Against 2 Elect Makio Natsusaka Mgmt For For For 3 Elect Shinichi Katano Mgmt For For For 4 Elect Hidenari Yamazaki Mgmt For For For 5 Elect Katsumi Kondoh Mgmt For For For 6 Elect Shigeki Mutoh Mgmt For For For 7 Elect Yutaka Hiratsuka Mgmt For For For 8 Elect Tohru Furuta Mgmt For For For 9 Elect Tohru Tanabe Mgmt For For For 10 Elect Masakatsu Mori Mgmt For For For 11 Elect Mitsuhiro Amitani Mgmt For For For 12 Stock Option Plan Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CINS R4446E112 05/19/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Agenda Mgmt For TNA N/A 6 Voting List Mgmt For TNA N/A 7 Election of Individuals to Check Minutes Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Elect Olaug Svarva Mgmt For TNA N/A 12 Elect Idar Kreutzer Mgmt For TNA N/A 13 Elect Karin Aslaksen Mgmt For TNA N/A 14 Elect Greger Mannsverk Mgmt For TNA N/A 15 Elect Steinar Olsen Mgmt For TNA N/A 16 Elect Ingvald Strommen Mgmt For TNA N/A 17 Elect Rune Bjerke Mgmt For TNA N/A 18 Elect Tore Ulstein Mgmt For TNA N/A 19 Elect Live Haukvik Mgmt For TNA N/A 20 Elect Siri Kalvig Mgmt For TNA N/A 21 Elect Thor Oscar Bolstad Mgmt For TNA N/A 22 Elect Barbro Hetta-Jacobsen Mgmt For TNA N/A 23 Directors' Fees Mgmt For TNA N/A 24 Elect Olaug Svarva Mgmt For TNA N/A 25 Elect Bjorn Stale Haavik Mgmt For TNA N/A 26 Elect Tom Rathke Mgmt For TNA N/A 27 Elect Live Haukvik Aker Mgmt For TNA N/A 28 Nomination Committee's Fees Mgmt For TNA N/A 29 Authority to Repurchase Shares Pursuant to Mgmt For TNA N/A Share Savings Plan 30 Authority to Repurchase Shares for Cancellation Mgmt For TNA N/A 31 Amendments to Articles Mgmt For TNA N/A 32 Shareholder Proposal Regarding Withdrawal from ShrHldr Against TNA N/A Canadian Oil Sands
- -------------------------------------------------------------------------------- STMICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CINS N83574108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Managing Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Election of Supervisory Board Mgmt For For For
10 Appointment of Auditor Mgmt For For For 11 Stock Grants to CEO Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- STOCKLAND TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CINS Q8773B105 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect Carolyn Hewson Mgmt For For For 5 Re-elect Terry Williamson Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Equity Grant (Performance Rights to MD) Mgmt For For For 9 Ratify Issue of Stapled Securities (Deutsche Mgmt For For For Bank) 10 Ratify Issue of Stapled Securities Mgmt For For For (Professional Investors) 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- STORA ENSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS STERV CINS X21349117 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Nominating Committee Mgmt For For For 17 Amendment Regarding Meeting Notice Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SUEDZUCKER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SZU CINS D82781101 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Elect Georg Koch Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Convertible Bonds Mgmt For For For
- -------------------------------------------------------------------------------- SUEZ ENVIRONNEMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SEV CINS F4984P118 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Ratification of the Co-option of Patrick Ouart Mgmt For Against Against 10 Elect Jerome Tolot Mgmt For Against Against 11 Elect Dirk Beeuwsaert Mgmt For Against Against 12 Elect Alain Chaigneau Mgmt For Against Against 13 Elect Guillaume Pepy Mgmt For For For 14 Elect Gilles Benoist Mgmt For For For 15 Elect Gerald Arbola Mgmt For Against Against 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares and Reduce Capital Mgmt For For For 18 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Issue Shares and/or Convertible Mgmt For For For Securities through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Increase Share Issuance Limit Mgmt For For For 22 Authority to Set Offering Price of Shares Mgmt For For For 23 Authority to Increase Capital in Consideration Mgmt For Against Against for Contributions in Kind; Authority to Issue Debt Instruments 24 Authority to Increase Capital through Mgmt For For For Capitalizations 25 Authority to Increase Capital in Case of Mgmt For For For Exchange Offer; Authority to Issue Debt Instruments 26 Authority to Issue Debt Instruments Mgmt For For For 27 Authority to Issue Shares and/or Convertible Mgmt For Abstain Against Securities Under Employee Savings Plan 28 Authority to Issue Shares and/or Convertible Mgmt For Abstain Against Securities for Overseas Employee Benefit 29 Authority to Issue Restricted Shares to Mgmt For Against Against Employees and Executives 30 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- SUMITOMO CHEMICAL CO LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4005 CINS J77153120 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiromasa Yonekura Mgmt For Against Against 3 Elect Hiroshi Hirose Mgmt For For For 4 Elect Naoya Kanda Mgmt For For For 5 Elect Osamu Ishitobi Mgmt For For For 6 Elect Takatsugu Enami Mgmt For For For 7 Elect Kiyohiko Nakae Mgmt For For For 8 Elect Yoshimasa Takao Mgmt For For For 9 Elect Masakazu Tokura Mgmt For For For 10 Elect Kenjiroh Fukubayashi Mgmt For For For 11 Elect Kenichi Hatano Mgmt For For For 12 Elect Shinichi Yokoyama Mgmt For Against Against
- -------------------------------------------------------------------------------- SUMITOMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motoyuki Oka Mgmt For Against Against 4 Elect Susumu Katoh Mgmt For For For 5 Elect Kazuo Ohmori Mgmt For For For 6 Elect Shunichi Arai Mgmt For For For 7 Elect Nobuo Kitagawa Mgmt For For For 8 Elect Toyosaku Hamada Mgmt For For For 9 Elect Takahiro Moriyama Mgmt For For For 10 Elect Takashi Kanoh Mgmt For For For 11 Elect Kuniharu Nakamura Mgmt For For For 12 Elect Takuroh Kawahara Mgmt For For For 13 Elect Yoshio Ohsawa Mgmt For For For 14 Elect Yasuyuki Abe Mgmt For For For 15 Elect Ichiroh Miura Mgmt For For For 16 Bonus Mgmt For For For 17 Stock Option Plan for Directors Mgmt For For For 18 Stock Option Plan as Retirement Allowance Mgmt For For For
- -------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CINS J77411114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masayoshi Matsumoto Mgmt For Against Against 4 Elect Hiroyuki Takenaka Mgmt For For For 5 Elect Katsuhide Kurasaka Mgmt For For For 6 Elect Mitsuo Nishida Mgmt For For For 7 Elect Shigeru Tanaka Mgmt For For For 8 Elect Akira Nishimura Mgmt For For For 9 Elect Atsushi Yano Mgmt For For For 10 Elect Shigeru Noda Mgmt For For For 11 Elect Hideaki Inayama Mgmt For For For 12 Elect Osamu Inoue Mgmt For For For 13 Elect Kazuo Hiramatsu Mgmt For For For 14 Elect Makoto Nakajima Mgmt For For For 15 Elect Akito Kubo Mgmt For For For 16 Elect Kazuyoshi Hasegawa Mgmt For For For 17 Elect Kan Hayashi Mgmt For Against Against 18 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- SUMITOMO HEAVY INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J77497113 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshio Hinoh Mgmt For Against Against 4 Elect Yoshinobu Nakamura Mgmt For For For 5 Elect Yukio Kinoshita Mgmt For For For 6 Elect Shinji Nishimura Mgmt For For For
7 Elect Yuhji Takaishi Mgmt For For For 8 Elect Shunsuke Betsukawa Mgmt For For For 9 Elect Kensuke Shimizu Mgmt For For For 10 Elect Mikio Ide Mgmt For For For 11 Elect Kohei Takase Mgmt For For For 12 Elect Toshiaki Kakimoto Mgmt For For For 13 Election of Alternate Statutory Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SUMITOMO METAL INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5405 CINS J77669133 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Shimozuma Mgmt For Against Against 3 Elect Hiroshi Tomono Mgmt For For For 4 Elect Fumio Honbe Mgmt For For For 5 Elect Yasuyuki Tozaki Mgmt For For For 6 Elect Yasuo Imai Mgmt For For For 7 Elect Shuichiroh Kozuka Mgmt For For For 8 Elect Mitsunori Okada Mgmt For For For 9 Elect Michiharu Takii Mgmt For For For 10 Elect Shinichi Miki Mgmt For For For 11 Elect Yoshitaka Hotta Mgmt For For For 12 Elect Hirohiko Minato Mgmt For For For 13 Elect Keiichi Murakami Mgmt For For For 14 Elect Hirotake Abe Mgmt For Against Against
- -------------------------------------------------------------------------------- SUMITOMO METAL MINING CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5713 CINS J77712123 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Nobumasa Kemori Mgmt For Against Against 4 Elect Masashi Koike Mgmt For For For 5 Elect Ichiroh Abe Mgmt For For For 6 Elect Kohzoh Baba Mgmt For For For 7 Elect Yoshiaki Nakazato Mgmt For For For 8 Elect Takeshi Kubota Mgmt For For For 9 Elect Takashi Itoh Mgmt For For For 10 Elect Tsutomu Ushijima Mgmt For For For 11 Elect Naoki Tajiri Mgmt For Against Against 12 Election of Alternate Statutory Auditors Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against 14 Bonus for Directors Mgmt For For For
- -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7771X109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For Against Against 4 Elect Teisuke Kitayama Mgmt For For For 5 Elect Wataru Ohara Mgmt For For For 6 Elect Hideo Shimada Mgmt For For For 7 Elect Junsuke Fujii Mgmt For For For 8 Elect Kohichi Miyata Mgmt For For For 9 Elect Yoshinori Yokoyama Mgmt For For For 10 Retirement Allowances for Directors Mgmt For For For 11 Compensation Policy Mgmt For For For
- -------------------------------------------------------------------------------- SUMITOMO REALTY & DEVELOPMENT CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J77841112 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Election of Naoto Enda Mgmt For For For 3 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- SUMITOMO TRUST & BANKING CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J77970101 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Atsushi Takahashi Mgmt For Against Against 4 Elect Hitoshi Tsunekage Mgmt For For For 5 Elect Akio Ohtsuka Mgmt For For For 6 Elect Kiyoshi Mukohhara Mgmt For For For 7 Elect Teruhiko Sugita Mgmt For For For 8 Elect Shuhichi Kusakawa Mgmt For For For 9 Elect Rikiya Hattori Mgmt For For For 10 Elect Sumikazu Tsutsui Mgmt For For For 11 Elect Tetsuo Ohkubo Mgmt For For For 12 Elect Fuminari Suzuki Mgmt For For For 13 Elect Kohichi Hosumi Mgmt For For For 14 Elect Junichi Sayato Mgmt For For For 15 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0016 CINS Y82594121 12/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Patrick CHAN Kwok Wai Mgmt For For For 5 Elect Dicky Peter YIP Mgmt For Against Against 6 Elect Richard WONG Yue Chim Mgmt For Against Against 7 Elect Marvin CHEUNG Kin Tung Mgmt For For For 8 Elect Eric LI Ka Cheung Mgmt For Against Against 9 Elect WOO Po Shing Mgmt For For For 10 Elect William KWAN Cheuk Yin Mgmt For Against Against 11 Elect Clement LO Chiu Chun Mgmt For Against Against 12 Elect Thomas KWOK Ping Kwong Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority to Set Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SUNCORP-METWAY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SUN CINS Q8802S103 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Ian Blackburne Mgmt For For For 4 Re-elect Paula Dwyer Mgmt For For For 5 Re-elect Ewoud Kulk Mgmt For For For 6 Re-elect Geoffrey Ricketts Mgmt For For For 7 Amendments to the Constitution Mgmt For For For
- -------------------------------------------------------------------------------- SURUGA BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8358 CINS J78400108 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Mitsuyoshi Okano Mgmt For For For 3 Elect Kinosuke Okano Mgmt For For For 4 Elect Kihachiroh Nomura Mgmt For For For 5 Elect Toshihiko Shirai Mgmt For For For 6 Elect Yoshiroh Uchiyama Mgmt For For For 7 Elect Takashi Tsuchiya Mgmt For For For 8 Elect Tsuneo Yahagi Mgmt For For For 9 Elect Makoto Naruke Mgmt For For For 10 Elect Tatsuroh Ikeda Mgmt For For For 11 Retirement Allowances for Directors Mgmt For For For 12 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- SUZUKEN CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9987 CINS J78454105 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshiki Bessho Mgmt For Against Against 3 Elect Hiroshi Ohta Mgmt For For For 4 Elect Takahito Itoh Mgmt For For For 5 Elect Nobuo Suzuki Mgmt For For For 6 Elect Hiroshi Ohba Mgmt For For For 7 Elect Harutaka Yamashita Mgmt For For For 8 Elect Masahiro Sawada Mgmt For For For 9 Elect Tatuya Inoue Mgmt For For For
- -------------------------------------------------------------------------------- SUZUKI MOTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J78529138 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Suzuki Mgmt For Against Against 4 Elect Takashi Nakayama Mgmt For For For 5 Elect Takao Hirosawa Mgmt For For For 6 Elect Minoru Tamura Mgmt For For For 7 Elect Shinzoh Nakanishi Mgmt For For For 8 Elect Eiji Mochizuki Mgmt For For For 9 Elect Toshihiro Suzuki Mgmt For For For 10 Elect Toyokazu Sugimoto Mgmt For For For 11 Elect Masanori Atsumi Mgmt For For For 12 Elect Naoki Aizawa Mgmt For For For 13 Elect Osamu Honda Mgmt For For For 14 Elect Yasuhito Harayama Mgmt For For For 15 Bonus Mgmt For Against Against
- -------------------------------------------------------------------------------- SVENSKA CELLULOSA AKTIEBOLAGET SCA TICKER SECURITY ID: MEETING DATE MEETING STATUS SCA.A CINS W90152120 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening of Meeting Mgmt For For For 5 Voting List Mgmt For For For 6 Election of Individuals to Check Minutes Mgmt For For For
7 Compliance with Rules of Convocation Mgmt For For For 8 Agenda Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 President's Address; Report of the Board of Mgmt For For For Directors 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Nomination Committee Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Compensation Guidelines Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SHB-A CINS W90937181 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Trade in Company Stock Mgmt For For For 16 Board Size Mgmt For For For 17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Shareholder Proposal Regarding the Creating of ShrHldr N/A Against N/A a Charitable Fund 23 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SWATCH GROUP LTD. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS UHR CINS H83949141 05/12/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board Acts Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Election of Directors Mgmt For TNA N/A 7 Appointment of Auditor Mgmt For TNA N/A 8 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- SWEDBANK AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SWED CINS W9423X102 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Authority to Repurchase Shares for Securities Mgmt For For For Trading 20 Compensation Guidelines Mgmt For For For 21 Shareholder Proposal Regarding the Removal of a ShrHldr N/A Against N/A Company Signpost 22 Shareholder Proposal Regarding the Creation of ShrHldr N/A Against N/A a Charitable Fund 23 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SWEDBANK AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SWED CINS W9423X102 09/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Share Issuance; Use/Transfer of Reserves Mgmt For For For 12 Reduction in Share Capital; Amendments to Mgmt For For For Articles; Share Issuance; Use/Transfer of Reserves 13 Amendments to Articles; Reduction in Share Mgmt For For For Capital; Amendments to Articles; Share Issuance; Use/Transfer of Reserves 14 Amendments to Articles; Reduction in Share Mgmt For For For Capital; Amendments to Articles; Share Issuance; Use/Transfer of Reserves 15 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SWEDISH MATCH AB TICKER SECURITY ID: MEETING DATE MEETING STATUS SWMA CINS W92277115 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For
11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Acts Mgmt For For For 13 Cancellation of Shares Mgmt For For For 14 Bonus Issue Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Compensation Guidelines Mgmt For For For 17 Stock Option Grant Mgmt For For For 18 Board Size Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Nominating Committee Mgmt For For For 22 Instructions to Nominating Committee Mgmt For For For
- -------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 00019 CINS Y83310105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Peter Johansen Mgmt For Against Against 3 Elect John Slosar Mgmt For For For 4 Appointment of Auditor and Authority to Set Fees Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- SWISS REINSURANCE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RUKN CINS H84046137 04/07/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Compensation Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Increase in Conditional Capital for Equity Mgmt For TNA N/A Compensation Plan 8 Amend Article 6 Mgmt For TNA N/A 9 Amend Article 22a Mgmt For TNA N/A 10 Elect Walter Kielholz Mgmt For TNA N/A 11 Elect Robert Scott Mgmt For TNA N/A 12 Elect Malcolm Knight Mgmt For TNA N/A 13 Elect Carlos Represas Mgmt For TNA N/A 14 Elect Jean-Pierre Roth Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Appointment of Special Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/27/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Acts Mgmt For TNA N/A 7 Amendments to Article 3 Mgmt For TNA N/A 8 Elect Anton Scherrer Mgmt For TNA N/A 9 Elect Hugo Gerber Mgmt For TNA N/A 10 Elect Catherine Muhlemann Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- SYNGENTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNN CINS H84140112 04/20/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Compensation Report Mgmt For TNA N/A 4 Ratification of Board and Management Acts Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Increase in Authorized Capital Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A 8 Amendments to Articles Mgmt For TNA N/A 9 Elect Michael Mack Mgmt For TNA N/A 10 Elect Jacques Vincent Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A
- -------------------------------------------------------------------------------- SYNTHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYST CINS 87162M409 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Charles Hedgepeth Mgmt For For For 6 Elect Amin Khoury Mgmt For For For 7 Elect Jobst Wagner Mgmt For For For 8 Elect Daniel Eicher Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- T&D HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 8795 CINS J86796109 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tamiji Matsumoto Mgmt For For For 4 Elect Sohnosuke Usui Mgmt For Against Against 5 Elect Tsugujiroh Nakatsukasa Mgmt For For For 6 Elect Masaaki Uno Mgmt For For For 7 Election of Alternate Statutory Auditor Mgmt For For For 8 Retirement Allowances for Directors and Mgmt For For For Statutory Auditor
- -------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 10/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Zygmunt Switkowski Mgmt For For For 4 Elect Jane Hemstritch Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (MD/CEO Elmer Funke Kupper) Mgmt For For For
- -------------------------------------------------------------------------------- TAISEI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J79561130 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Yasuhiro Arai Mgmt For Against Against
- -------------------------------------------------------------------------------- TAISHO PHARMACEUTICAL COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J79819108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Akira Uehara Mgmt For Against Against 3 Elect Akira Ohira Mgmt For For For 4 Elect Hisataka Hotta Mgmt For For For 5 Elect Ken Uehara Mgmt For For For 6 Elect Kenichi Fujita Mgmt For For For 7 Elect Akemichi Baba Mgmt For For For 8 Retirement Allowances for Directors Mgmt For For For
- -------------------------------------------------------------------------------- TAKASHIMAYA CO., LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8233 CINS J81195125 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Suzuki Mgmt For For For 4 Elect Toshiaki Seki Mgmt For For For 5 Elect Yasuhiko Matsumoto Mgmt For For For 6 Elect Yutaka Masuyama Mgmt For For For 7 Elect Masao Yamada Mgmt For For For 8 Elect Hirofumi Hisasue Mgmt For For For 9 Elect Yukio Uchino Mgmt For For For 10 Elect Kaoru Nakajima Mgmt For For For 11 Elect Eiko Ohya Mgmt For For For 12 Elect Satoru Miyamura Mgmt For For For 13 Election of Alternate Statutory Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 4502 CINS J8129E108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yasuchika Hasegawa Mgmt For Against Against 4 Elect Makoto Yamaoka Mgmt For For For 5 Elect Toyoji Yoshida Mgmt For For For 6 Elect Yasuhiko Yamanaka Mgmt For For For 7 Elect Shigenori Ohkawa Mgmt For For For 8 Director's Bonus Mgmt For For For
- -------------------------------------------------------------------------------- TDK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J82141136 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Stock Option Plan Mgmt For For For 4 Elect Hajime Sawabe Mgmt For Against Against 5 Elect Takehiro Kamigama Mgmt For For For 6 Elect Yasuhiro Hagihara Mgmt For Against Against 7 Elect Kenichi Mori Mgmt For For For 8 Elect Shinichi Araya Mgmt For For For 9 Elect Yukio Yanase Mgmt For For For 10 Elect Junji Yoneyama Mgmt For For For 11 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- TECHNIP TICKER SECURITY ID: MEETING DATE MEETING STATUS TEC CINS F90676101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor (Ernst & Young et Autres) Mgmt For For For 10 Appointment of Auditor (PricewaterhouseCoopers Mgmt For For For Audit) 11 Appointment of Alternate Auditor (Auditex) Mgmt For For For 12 Appointment of Alternate Auditor (Yves Nicolas) Mgmt For For For 13 Amendment Regarding Company's Registered Office Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares and Reduce Capital Mgmt For For For 16 Authority to Issue Restricted Shares Mgmt For For For (Employees/Executives) 17 Authority to Issue Restricted Shares Mgmt For For For (Chairman/CEO) 18 Authority to Grant Stock Options Mgmt For For For (Employees/Executives) 19 Authority to Grant Stock Options (Chairman/CEO) Mgmt For For For 20 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 21 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- TEIJIN LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 3401 CINS J82270117 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tohru Nagashima Mgmt For For For 3 Elect Shigeo Ohyagi Mgmt For For For 4 Elect Takayuki Katayama Mgmt For For For 5 Elect Junji Morita Mgmt For For For 6 Elect Norio Kamei Mgmt For For For 7 Elect Toshiaki Yatabe Mgmt For For For 8 Elect Yoshio Fukuda Mgmt For For For 9 Elect Katsunari Suzuki Mgmt For For For 10 Elect Kunio Suzuki Mgmt For For For 11 Elect Hajime Sawabe Mgmt For For For 12 Retirement Allowances for Directors Mgmt For For For
- -------------------------------------------------------------------------------- TELE2 AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL2-B CINS W95878117 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Presiding Chairman Mgmt For For For 5 Voting List Mgmt For For For 6 Agenda Mgmt For For For 7 Election of Individuals to Check Minutes Mgmt For For For
8 Compliance with Rules of Convocation Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Acts Mgmt For For For 13 Board Size Mgmt For For For 14 Directors and Auditors' Fees Mgmt For For For 15 Election of Directors Mgmt For For For 16 Nomination Committee Mgmt For For For 17 Compensation Guidelines Mgmt For For For 18 Long-Term Incentive Plan Mgmt For For For 19 Authority to Issue Treasury Shares Pursuant to Mgmt For For For Long-Term Plan 20 Authority to Repurchase and Issue Treasury Mgmt For For For Shares 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TELE2 AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL2-B CINS W95878117 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Reclassification of Class A Shares Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TELECINCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TL5 CINS E56793107 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Salary/Stock Swap Plan Mgmt For For For 7 Stock Option Plan Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For 9 Elect angel Durandez Adeva Mgmt For For For 10 Elect Jose Ramon alvarez-Rendueles Mgmt For Against Against 11 Elect Borja Prado Eulate Mgmt For For For 12 Board Size Mgmt For For For 13 Increase in Capital With or Without Preemptive Mgmt For Abstain Against Rights 14 Increase in Capital With Preemptive Rights Mgmt For Abstain Against 15 Amendments to Articles Mgmt For For For 16 Remuneration Report Mgmt For For For 17 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- TELECOM CORP. OF NEW ZEALAND TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CINS Q89499109 10/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual New Zealand
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Authority to Set Auditor's Fees Mgmt For For For 6 Re-elect Wayne Boyd Mgmt For For For 7 Re-elect Ron Spithill Mgmt For For For 8 Elect Sachio Semmoto Mgmt For For For 9 Elect Tim Rooke Mgmt Against Against For 10 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TELECOM ITALIA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIT CINS T92778108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Elect Mauro Sentinelli Mgmt For Against Against 4 Appointment of Auditor and Authority to Set Fees Mgmt For For For 5 Stock Purchase Plan Mgmt For For For 6 Long Term Incentive Plan Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For
- -------------------------------------------------------------------------------- TELECOM ITALIA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIT CINS T92778124 05/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of Common Representative Mgmt For TNA N/A 3 Election of Common Representative Mgmt For TNA N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TELEFONAKTIEBOLAGET LM ERICSSON TICKER SECURITY ID: MEETING DATE MEETING STATUS ERIC.A CINS W26049119 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Presiding Chairman Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Ratification of Board and Management Acts Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Nominating Committee Mgmt For For For 18 Nominating Committee Fees Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2010 Employee Stock Purchase Plan Mgmt For For For 22 Authority to Issue Treasury Shares Pursuant Mgmt For For For Employee Stock Purchase Plan 2010 23 Equity Swap Agreement Pursuant 2010 Employee Mgmt For For For Stock Purchase Plan 24 2010 Key Contributor Retention Plan Mgmt For For For
25 Authority to Issue Treasury Shares Pursuant Mgmt For For For 2010 Key Contributor Retention Plan 26 Equity Swap Agreement Pursuant 2010 Key Mgmt For For For Contributor Retention Plan 27 2010 Executive Performance Stock Plan Mgmt For For For 28 Authority to Issue Treasury Shares Pursuant Mgmt For For For 2010 Executive Performance Stock Plan 29 Equity Swap Agreement Pursuant 2010 Executive Mgmt For For For Performance Stock Plan 30 Authority to Issue Treasury Shares Mgmt For For For 31 Shareholder Proposal Regarding Abolition of ShrHldr N/A For N/A Dual-Class Stock 32 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TELEFONICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF CINS 879382109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Authority to Repurchase Shares Mgmt For For For 4 Authority to Issue Convertible and Mgmt For For For Non-Convertible Debt Instruments w/ or w/o Preemptive Rights 5 Appointment of Auditor Mgmt For For For 6 Authority to Carry Out Formalities Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TELEKOM AUSTRIA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS A8502A102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Acts Mgmt For For For 6 Supervisory Board Members' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Wolfgang Ruttenstorfer Mgmt For For For 9 Report on the Share Repurchase Program Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CINS R21882106 05/19/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends
7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Compensation Policy Mgmt For TNA N/A 9 Authority to Repurchase Shares For Cancellation Mgmt For TNA N/A or Acquisitions 10 Authority to Repurchase Shares Pursuant to Mgmt For TNA N/A Share Plans 11 Fees to Members of the Corporate Assembly and Mgmt For TNA N/A Nomination Committee
- -------------------------------------------------------------------------------- TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CINS R21882106 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Notice and Agenda Mgmt For For For 4 Election of an Individual to Check Minutes Mgmt For For For 5 Amendments to Articles Regarding General Mgmt For For For Meetings
- -------------------------------------------------------------------------------- TELEVISION FRANCAISE - TF1 TICKER SECURITY ID: MEETING DATE MEETING STATUS TFI CINS F91255103 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification of Board Acts Mgmt For Abstain Against 5 Consolidated Accounts and Reports Mgmt For Abstain Against 6 Related Party Transactions Mgmt For Abstain Against 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of the Co-option of Claude Berda Mgmt For For For 9 Elect Alain Pouyat Mgmt For Against Against 10 Acknowledgment of Election of Employee Mgmt For For For Representatives 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Cancel Shares and Reduce Capital Mgmt For For For 13 Authority to Issue Shares and/or Convertible Mgmt For For For Securities through a Public Offer w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Increase Share Issuance Limit Mgmt For For For 15 Authority to Set Offering Price of Shares Mgmt For For For Issued Through Public Offer or Private Placement w/o Preemptive Rights 16 Authority to Increase Capital in Case of Mgmt For Against Against Exchange Offer 17 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- TELIASONERA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TLSN CINS W95890104 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of the Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Minutes Mgmt For For For 9 Compliance with Rules of Convocation Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For Abstain Against 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For Abstain Against 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of the Chairman of the Board of Mgmt For For For Directors 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For Abstain Against 20 Compensation Guidelines Mgmt For Abstain Against 21 Authority to Repurchase Shares Mgmt For For For 22 Long-term Incentive Plan Mgmt For For For 23 Hedging Arrangement for Long-term Plan Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TELSTRA CORPORATION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TLS CINS Q8975N105 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Re-elect Geoffrey Cousins Mgmt For For For 5 Elect Steve Vamos Mgmt For For For 6 Elect John Stanhope Mgmt For For For 7 Re-elect John Zeglis Mgmt For For For 8 Re-elect John Stocker Mgmt For For For 9 Elect Russell Higgins Mgmt For For For
- -------------------------------------------------------------------------------- TENARIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN CINS L90272102 06/02/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Presentation of Accounts and Reports Mgmt For TNA N/A 2 Consolidated Accounts and Reports Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Election of Directors Mgmt For TNA N/A 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 9 Authority to Repurchase Shares Mgmt For TNA N/A 10 Electronic Communications Mgmt For TNA N/A
- -------------------------------------------------------------------------------- TERNA S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRN CINS T9471R100 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A
- -------------------------------------------------------------------------------- TERUMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J83173104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Takashi Wachi Mgmt For For For 3 Elect Yuhtaroh Shintaku Mgmt For For For 4 Elect Kohji Nakao Mgmt For For For 5 Elect Hiroshi Matsumura Mgmt For For For 6 Elect Takayoshi Mimura Mgmt For For For 7 Elect Akira Oguma Mgmt For For For 8 Elect Shohgo Ninomiya Mgmt For For For 9 Elect Kenji Sekine Mgmt For For For 10 Elect HIdeo Arase Mgmt For For For 11 Elect Kuniko Shohji Mgmt For For For 12 Elect Toshiaki Takagi Mgmt For For For 13 Elect Akira Takahashi Mgmt For For For 14 Elect Takeshi Isayama Mgmt For For For 15 Elect Masaharu Ikuta Mgmt For For For 16 Elect Tadao Kakizoe Mgmt For For For 17 Elect Nobuyuki Takai Mgmt For For For 18 Election of Alternate Statutory Auditor Mgmt For For For 19 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TSCO CINS G87621101 07/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Richard Brasher Mgmt For For For 6 Elect Philip Clarke Mgmt For For For 7 Elect Andrew Higginson Mgmt For For For 8 Elect Charles Allen Mgmt For For For 9 Elect Harald Einsmann Mgmt For For For 10 Elect Jacqueline Tammenoms Bakker Mgmt For For For 11 Elect Patrick Cescau Mgmt For For For 12 Elect Ken Hanna Mgmt For For For 13 Elect Laurie McIlwee Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Increase in Authorised Capital Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Group Bonus Plan 2009 Mgmt For For For 22 Amendment to Discretionary Share Option Plan Mgmt For For For 23 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 24 Shareholder Proposal Regarding Labour Relations ShrHldr Against Against For
- -------------------------------------------------------------------------------- THALES TICKER SECURITY ID: MEETING DATE MEETING STATUS HO CINS F9156M108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Allocation of Losses/Dividends Mgmt For For For
7 Supplementary Retirement Benefits (Denis Ranque) Mgmt For For For 8 Stock Options (Denis Ranque) Mgmt For Against Against 9 Severance Package (Luc Vigneron) Mgmt For Against Against 10 Supplementary Retirement Benefits (Luc Vigneron) Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Ratification of the Co-Option of Yannick Mgmt For For For d'Escatha 13 Ratification of the Co-Option of Steve Gentili Mgmt For For For 14 Ratification of the Co-Option of Pierre Mutz Mgmt For For For 15 Ratification of the Co-Option of Luc Vigneron Mgmt For For For 16 Ratification of the Co-Option of Bruno Parent Mgmt For For For 17 Ratification of the Co-Option of Charles Mgmt For Against Against Edelstenne 18 Ratification of the Co-Option of Amaury de Seze Mgmt For Against Against 19 Ratification of the Co-Option of Eric Trappier Mgmt For Against Against 20 Ratification of the Co-Option of Loik Segalen Mgmt For Against Against 21 Ratification of the Co-Option of Olivier Bourges Mgmt For Against Against 22 Elect Olivier Bourges Mgmt For Against Against 23 Elect Bruno Parent Mgmt For For For 24 Elect Yannick d'Escatha Mgmt For Against Against 25 Elect Steve Gentili Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Grant Stock Options to Employees Mgmt For Against Against and Executives 28 Authority to Grant Restricted Stock to Mgmt For Against Against Employees and Executives 29 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 30 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Limit Mgmt For For For 32 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 33 Global Ceiling on Increases in Capital Mgmt For For For 34 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 35 Authority to Carry Out Formalities Mgmt For For For 36 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- THE BANK OF EAST ASIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0023 CINS Y06942109 12/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Increase in Authorized Share Capital; Issuance Mgmt For For For of Substitute Preference Shares 3 Elect Isidro Faine Casas Mgmt For Against Against
- -------------------------------------------------------------------------------- THE BANK OF EAST ASIA, LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 0023 CINS Y06942109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David LI Kwok Po Mgmt For For For 5 Elect Allan WONG Chi Yun Mgmt For For For 6 Elect Aubrey LI Kwok Sing Mgmt For Against Against 7 Elect Winston LO Yau Lai Mgmt For For For 8 Elect KHOO Kay Peng Mgmt For Against Against 9 Elect Stephen Charles LI Kwok Sze Mgmt For For For 10 Appointment of Auditor and Authority to Set Fees Mgmt For For For 11 Increase in Authorized Capital Mgmt For For For 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- THE LINK REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS 0823 CINS Y5281M111 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect George HONGCHOY Kwok Lung as Director of Mgmt For For For the Link Management Limited, as Manager of the Company 5 Elect Michael Ian Arnold Mgmt For For For 6 Elect Anthony CHOW Wing Kin Mgmt For For For 7 Elect Allan Zeman Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- THE ROYAL BANK OF SCOTLAND GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RBS CINS G76891111 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Off-Market Repurchases of U.S. and Mgmt For For For Non-U.S. Preference Shares Pursuant to Tender Offers 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Regarding 7.387% Mgmt For For For Preference Shares 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Amendments to Articles Regarding 7.0916% Mgmt For For For Preference Shares
- -------------------------------------------------------------------------------- THE ROYAL BANK OF SCOTLAND GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RBS CINS G76891111 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Sir Sandy Crombie Mgmt For For For 4 Elect Bruce Van Saun Mgmt For For For 5 Elect Philip Scott Mgmt For For For 6 Elect Penny Hughes Mgmt For For For 7 Elect Brendan Nelson Mgmt For For For 8 Elect Joseph MacHale Mgmt For For For 9 Elect Sir Philip Hampton Mgmt For For For
10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Share Consolidation and Sub-Division Related to Mgmt For For For Preference Share Conversion 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 16 2010 Long-Term Incentive Plan Mgmt For For For 17 Employee Share Ownership Plan Renewal Mgmt For For For 18 Adoption of New Articles Mgmt For For For 19 Authorisation of Political Donations Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- THE ROYAL BANK OF SCOTLAND GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RBS CINS G76891111 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of the Transaction Mgmt For For For 2 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 3 Capitalisation of Reserves to Issue Shares Mgmt For For For 4 2010 Deferral Plan Mgmt For For For 5 Amendments to Articles Regarding Share Capital Mgmt For For For 6 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For
- -------------------------------------------------------------------------------- THE SAGE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SGE CINS G7771K134 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ruth Markland Mgmt For Against Against 4 Elect Paul Walker Mgmt For For For 5 Elect Paul Harrison Mgmt For For For 6 Elect Paul Stobart Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For Against Against 8 Directors' Remuneration Report Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Adoption of New Articles Mgmt For For For 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- THE WHARF (HOLDINGS) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4 CINS Y8800U127 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Edward CHEN Kwan Yiu. Mgmt For Against Against 6 Elect Raymond CH'IEN Kuo Fung Mgmt For Against Against 7 Elect NG Tze Yuen Mgmt For For For
8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
- -------------------------------------------------------------------------------- THK CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6481 CINS J83345108 06/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akihiro Teramachi Mgmt For Against Against 4 Elect Masamichi Ishii Mgmt For For For 5 Elect Takeki Shirai Mgmt For For For 6 Elect Toshihiro Teramachi Mgmt For For For 7 Elect Jyunichi Kuwabara Mgmt For For For 8 Elect Takashi Ohkubo Mgmt For For For 9 Elect Tetsuya Hayashida Mgmt For For For 10 Elect Hideyuki Kiuchi Mgmt For For For 11 Elect Jyunichi Sakai Mgmt For For For 12 Elect Yuichi Ishikawa Mgmt For For For 13 Elect Hiroshi Imano Mgmt For For For 14 Elect Jyunji Shimomaki Mgmt For For For 15 Elect Takanobu Hoshino Mgmt For For For 16 Elect Kaoru Hoshide Mgmt For For For 17 Elect Nobuyuki Maki Mgmt For For For 18 Elect Akihiko Kohbe Mgmt For For For 19 Elect Kazunori Igarashi Mgmt For For For
- -------------------------------------------------------------------------------- THOMSON REUTERS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRIL CINS G8847Z105 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Unification of Dual Listed Structure Mgmt For Against Against 3 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- THOMSON REUTERS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRIL CINS G8847Z105 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Unification of Dual Listed Structure Mgmt For Against Against 2 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- THYSSENKRUPP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS D8398Q119 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Approval of Compensation Policy Mgmt For For For 8 Elect Hans-Peter Keitel Mgmt For For For 9 Elect Ulrich Lehner Mgmt For Against Against 10 Elect Bernhard Pellens Mgmt For For For 11 Elect Henning Schulte-Noelle Mgmt For Against Against
12 Elect Christian Streiff Mgmt For For For 13 Elect Jurgen Thumann Mgmt For For For 14 Elect Beatrice Weder di Mauro Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Repurchase Shares Using Derivatives Mgmt For For For 18 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- TITAN CEMENT CO. S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TITK CINS X90766126 05/18/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 2 Ratification of Board and Auditor Acts Mgmt For TNA N/A 3 Directors' Fees Mgmt For TNA N/A 4 Election of Directors Mgmt For TNA N/A 5 Election of Audit Committee Members Mgmt For TNA N/A 6 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 7 Authority to Repurchase Shares Mgmt For TNA N/A 8 Board Transactions Mgmt For TNA N/A 9 Stock Option Plan Mgmt For TNA N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TITAN CEMENT CO. S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS TITK CINS X90766126 06/03/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Greece
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Ratification of Board and Auditor Acts Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A 5 Election of Directors Mgmt For TNA N/A 6 Election of Audit Committee Members Mgmt For TNA N/A 7 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 8 Authority to Repurchase Shares Mgmt For TNA N/A 9 Board Transactions Mgmt For TNA N/A 10 Stock Option Plan Mgmt For TNA N/A
- -------------------------------------------------------------------------------- TNT NV TICKER SECURITY ID: MEETING DATE MEETING STATUS TNT CINS N86672107 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Allocation of Profits/Dividend Mgmt For For For 10 Ratification of Management Board Acts Mgmt For For For 11 Ratification of Supervisory Board Acts Mgmt For For For 12 Amendment to the Compensation Policy Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Roger King Mgmt For For For
17 Elect J Wallage Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Structure Regime Mgmt For Against Against 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Reduce Mgmt For For For Authorized Capital 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TOBU RAILWAY COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J84162148 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yoshizumi Nezu Mgmt For Against Against 3 Elect Takao Suzuki Mgmt For For For 4 Elect Naoyuki Hosaka Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Elect Kenzoh Nakajima Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Elect Naotaka Nakajima Mgmt For For For 9 Elect Hideto Suzuki Mgmt For For For 10 Elect Kazuo Chiga Mgmt For For For 11 Elect Hiromichi Furusawa Mgmt For For For 12 Elect Ikuo Nagase Mgmt For For For 13 Elect Kazuhiko Hirata Mgmt For For For 14 Elect Takao Tozawa Mgmt For For For 15 Elect Shigeru Miyake Mgmt For For For 16 Elect Osamu Makino Mgmt For For For 17 Elect Toshiaki Koshimura Mgmt For For For 18 Elect Masanori Ohgaki Mgmt For For For 19 Elect Shinji Inomori Mgmt For For For 20 Elect Akira Takeuchi Mgmt For For For
- -------------------------------------------------------------------------------- TOHO CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9602 CINS J84764117 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Hiroshi Ohkuma Mgmt For For For 4 Elect Yasushi Ishizuka Mgmt For Against Against 5 Elect Nobuyuki Tako Mgmt For Against Against 6 Elect Chikara Murakami Mgmt For Against Against 7 Election of Alternate Statutory Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TOHOKU ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J85108108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Takahashi Mgmt For Against Against 4 Elect Makoto Kaiwa Mgmt For For For 5 Elect Nobuaki Abe Mgmt For For For 6 Elect Takeo Umeda Mgmt For For For 7 Elect Fumio Ube Mgmt For For For 8 Elect Hiroshi Katoh Mgmt For For For 9 Elect Toshiya Kishi Mgmt For For For 10 Elect Eiji Hayasaka Mgmt For For For 11 Elect Kazuo Morishita Mgmt For For For 12 Elect Toshihito Suzuki Mgmt For For For
13 Elect Tsutomu Satake Mgmt For For For 14 Elect Shigeru Inoue Mgmt For For For 15 Elect Masayori Tanaka Mgmt For For For 16 Elect Yasuhiko Ono Mgmt For For For 17 Elect Ryuhichi Ohyama Mgmt For For For 18 Elect Tomonori Inagaki Mgmt For For For 19 Elect Hiroya Harada Mgmt For For For 20 Bonus Mgmt For For For 21 Revision of Directors' Compensation Mgmt For For For 22 Shareholder Proposal Regarding Appointment of ShrHldr Against Against For Directors Specialized on Environmental Issues 23 Shareholder Proposal Regarding Disclosure of ShrHldr Against For Against Directors' Fees 24 Shareholder Proposal Regarding Information ShrHldr Against Against For Disclosure 25 Shareholder Proposal Regarding Limit on Board ShrHldr Against Against For Memberships 26 Shareholder Proposal Regarding Disengaging from ShrHldr Against Against For Fast Breeder Reactor 27 Shareholder Proposal Regarding Freezing Nuclear ShrHldr Against Against For Power Projects
- -------------------------------------------------------------------------------- TOKYO ELECTRIC POWER COMPANY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9501 CINS J86914108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Zengo Aizawa Mgmt For For For 4 Elect Yasushi Aoyama Mgmt For For For 5 Elect Takao Arai Mgmt For For For 6 Elect Tsunehisa Katsumata Mgmt For Against Against 7 Elect Shigeru Kimura Mgmt For For For 8 Elect Akio Komori Mgmt For For For 9 Elect Masataka Shimizu Mgmt For For For 10 Elect Hiroaki Takatsu Mgmt For For For 11 Elect Masaru Takei Mgmt For For For 12 Elect Norio Tsuzumi Mgmt For For For 13 Elect Yoshihiro Naitoh Mgmt For For For 14 Elect Toshio Nishizawa Mgmt For For For 15 Elect Naomi Hirose Mgmt For For For 16 Elect Takashi Fujimoto Mgmt For For For 17 Elect Makio Fujiwara Mgmt For For For 18 Elect Fumiaki Miyamoto Mgmt For For For 19 Elect Sakae Mutoh Mgmt For For For 20 Elect Tomijiroh Morita Mgmt For For For 21 Elect Hiroshi Yamaguchi Mgmt For For For 22 Elect Masao Yamazaki Mgmt For For For 23 Elect Kazuko Ohya Mgmt For For For 24 Elect Takashi Karasaki Mgmt For Against Against 25 Shareholder Proposal Regarding Increase in ShrHldr Against Against For Dividend/Redistribution of Profits 26 Shareholder Proposal Regarding Formation of ShrHldr Against Against For Nuclear Waste Disposal Examination Committee 27 Shareholder Proposal Regarding Disengaging from ShrHldr Against Against For Fast Breeder Reactor 28 Shareholder Proposal Regarding Introducing ShrHldr Against Against For Smart Grid 29 Shareholder Proposal Regarding Disclosure of ShrHldr Against For Against Directors' Fees and Bonuses
- -------------------------------------------------------------------------------- TOKYO ELECTRON LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 8035 CINS J86957115 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tetsuroh Higashi Mgmt For Against Against 3 Elect Tetsuo Tsuneishi Mgmt For For For 4 Elect Kiyoshi Satoh Mgmt For For For 5 Elect Hiroshi Takenaka Mgmt For For For 6 Elect Masao Kubodera Mgmt For For For 7 Elect Haruo Iwatsu Mgmt For For For 8 Elect Hirofumi Kitayama Mgmt For For For 9 Elect Keniji Washino Mgmt For For For 10 Elect Hikaru Itoh Mgmt For For For 11 Elect Takashi Nakamura Mgmt For For For 12 Elect Hiroshi Inoue Mgmt For For For 13 Elect Masahiro Sakane Mgmt For For For 14 Election of Mamoru Hara Mgmt For Against Against
- -------------------------------------------------------------------------------- TOKYO GAS COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J87000105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsunori Torihara Mgmt For For For 4 Elect Tadaaki Maeda Mgmt For For For 5 Elect Tsuyoshi Okamoto Mgmt For For For 6 Elect Shigeru Muraki Mgmt For For For 7 Elect Toshiyuki Kanisawa Mgmt For For For 8 Elect Tsutomuu Ohya Mgmt For For For 9 Elect Michiaki Hirose Mgmt For For For 10 Elect Mikio Itazawa Mgmt For For For 11 Elect Katsuhiko Honda Mgmt For For For 12 Elect Sanae Inada Mgmt For For For 13 Elect Yukio Satoh Mgmt For For For 14 Elect Shohji Mori Mgmt For For For
- -------------------------------------------------------------------------------- TOKYU TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J88720123 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kiyofumi Kamijoh Mgmt For Against Against 4 Elect Toshiaki Koshimura Mgmt For For For 5 Elect Takakuni Happoh Mgmt For For For 6 Elect Katsuhisa Suzuki Mgmt For For For 7 Elect Isao Adachi Mgmt For For For 8 Elect Hirofumi Nomoto Mgmt For For For 9 Elect Yoshiki Sugita Mgmt For For For 10 Elect Tsuneyasu Kuwahara Mgmt For For For 11 Elect Yuji Kinoshita Mgmt For For For 12 Elect Haruka Takahashi Mgmt For For For 13 Elect Toshio Imamura Mgmt For For For 14 Elect Masao Tomoe Mgmt For For For 15 Elect Toshiaki Ohata Mgmt For For For 16 Elect Yasuyuki Izumi Mgmt For For For 17 Elect Yoshizumi Nezu Mgmt For For For 18 Elect Hirokazu Konaga Mgmt For For For 19 Elect Masatake Ueki Mgmt For Against Against 20 Elect Isao Watanabe Mgmt For For For 21 Elect Hiroshi Ohno Mgmt For For For 22 Elect Toshiyuki Hoshino Mgmt For For For
- -------------------------------------------------------------------------------- TOKYU LAND CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8815 CINS J88849120 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masatake Ueki Mgmt For Against Against 4 Elect Kiyoshi Kanazashi Mgmt For For For
5 Elect Yoshihiro Nakajima Mgmt For For For 6 Elect Ushio Okamoto Mgmt For For For 7 Elect Satoshi Ogura Mgmt For For For 8 Elect Eiji Futami Mgmt For For For 9 Elect Osamu Arima Mgmt For For For 10 Elect Iwao Ohtaki Mgmt For For For 11 Elect Toshiaki Koshimura Mgmt For For For 12 Elect Yasuo Sodeyama Mgmt For For For 13 Elect Motonori Nakamura Mgmt For For For
- -------------------------------------------------------------------------------- TOLL HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CINS Q9104H100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For Against Against 4 Re-elect Harry Boon Mgmt For Against Against 5 Renew Proportional Takeover Approval Provisions Mgmt For For For 6 Approve Issue of Securities under the Company's Mgmt For Against Against LTIP 7 Equity Grant (MD Paul Little) Mgmt For Against Against
- -------------------------------------------------------------------------------- TOMKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TOMK CINS G89158136 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Newlands Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 8 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Adoption of New Articles Mgmt For For For 11 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- TONENGENERAL SEKIYU KK TICKER SECURITY ID: MEETING DATE MEETING STATUS 5012 CINS J8657U110 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For Abstain Against 2 Elect Masahiro Iwazaki Mgmt For For For 3 Election of Alternate Statutory Auditor Mgmt For For For 4 Retirement Allowances for Directors and Mgmt For For For Statutory Auditors
- -------------------------------------------------------------------------------- TOPDANMARK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS TOP CINS K96213150 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors Mgmt For For For 4 Presentation of Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Elect Anders Knutsen Mgmt For For For 7 Elect Jens Maaloe Mgmt For For For
8 Elect Michael Pram Rasmussen Mgmt For For For 9 Elect Annette Sadolin Mgmt For For For 10 Elect Soren Thorup Sorensen Mgmt For For For 11 Elect Knud J. Vest Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendment to Incentive Compensation Guidelines Mgmt For Against Against 15 Directors' Fees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TOPPAN PRINTING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS ADPV12715 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Naoki Adachi Mgmt For Against Against 4 Elect Shingo Kaneko Mgmt For For For 5 Elect Jitsumei Takamiyagi Mgmt For For For 6 Elect Kiyoshi Ohtsuka Mgmt For For For 7 Elect Toshiroh Masuda Mgmt For For For 8 Elect Mitsuru Ohminato Mgmt For For For 9 Elect Yoshiyuki Nagayama Mgmt For For For 10 Elect Yoshihiro Furuya Mgmt For For For 11 Elect Shingo Ohkado Mgmt For For For 12 Elect Shinichi Ohkubo Mgmt For For For 13 Elect Yuhichi Kumamoto Mgmt For For For 14 Elect Kenichi Aoki Mgmt For For For 15 Elect Seiji Mitsui Mgmt For For For 16 Elect Kiyoshi Tsuji Mgmt For For For 17 Elect Yukio Maeda Mgmt For For For 18 Elect Yoshiyuki Ishida Mgmt For For For 19 Elect Hiroei Okazaki Mgmt For For For 20 Elect Atsushi Itoh Mgmt For For For 21 Elect Hidetaka Kakiya Mgmt For For For 22 Elect Makoto Arai Mgmt For For For 23 Elect Hideharu Maro Mgmt For For For 24 Elect Kunio Sakuma Mgmt For Against Against 25 Elect Yoshinobu Noma Mgmt For For For 26 Elect Yukio Nemoto Mgmt For For For 27 Elect Naoyuki Matsuda Mgmt For For For 28 Elect Nobuaki Satoh Mgmt For For For 29 Elect Takeshi Soejima Mgmt For For For 30 Elect Nobuaki Morishita Mgmt For For For 31 Elect Shuya Nomura Mgmt For For For 32 Statutory Auditors' Fees Mgmt For For For 33 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- TORAY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3402 CINS J89494116 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sadayuki Sakakibara Mgmt For Against Against 4 Elect Chiaki Tanaka Mgmt For For For 5 Elect Yukihiro Sugimoto Mgmt For For For 6 Elect Akihiro Nikkaku Mgmt For For For 7 Elect Shinichi Koizumi Mgmt For For For 8 Elect Osamu Nakatani Mgmt For For For 9 Elect Junichi Fujikawa Mgmt For For For 10 Elect Norihiko Saitoh Mgmt For For For 11 Elect Kazuhiro Maruyama Mgmt For For For 12 Elect Toshiyuki Asakura Mgmt For For For 13 Elect Kazushi Hashimoto Mgmt For For For 14 Elect Nobuo Suzui Mgmt For For For 15 Elect Kiyoshi Fukuchi Mgmt For For For 16 Elect Akira Uchida Mgmt For For For 17 Elect Kohichi Abe Mgmt For For For 18 Elect Takao Sano Mgmt For For For 19 Elect Moriyuki Ohnishi Mgmt For For For
20 Elect Shinichi Okuda Mgmt For For For 21 Elect Shohgo Masuda Mgmt For For For 22 Elect Ryoh Murayama Mgmt For For For 23 Elect Akira Umeda Mgmt For For For 24 Elect Yasunobu Nishimoto Mgmt For For For 25 Elect Yuhkichi Deguchi Mgmt For For For 26 Elect Kenji Ueno Mgmt For For For 27 Elect Kohjiroh Maeda Mgmt For For For 28 Elect Kazuo Morimoto Mgmt For For For 29 Elect Hisae Sasaki Mgmt For For For 30 Elect Osamu Inoue Mgmt For For For 31 Election of Alternate Statutory Auditor Mgmt For For For 32 Retirement Allowances for Directors Mgmt For For For
- -------------------------------------------------------------------------------- TOSHIBA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6502 CINS J89752117 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Transfer of Reserves Mgmt For For For 3 Elect Atsutoshi Nishida Mgmt For For For 4 Elect Norio Sasaki Mgmt For For For 5 Elect Masashi Muromachi Mgmt For For For 6 Elect Tomio Muraoka Mgmt For For For 7 Elect Masao Namiki Mgmt For For For 8 Elect Ichiroh Tai Mgmt For For For 9 Elect Yoshihiro Maeda Mgmt For For For 10 Elect Kazuo Tanigawa Mgmt For For For 11 Elect Shigeo Koguchi Mgmt For Against Against 12 Elect Hiroshi Horioka Mgmt For For For 13 Elect Kiichiroh Furusawa Mgmt For Against Against 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Takeshi Sasaki Mgmt For For For 16 Elect Takeo Kosugi Mgmt For For For 17 Shareholder Proposal Regarding the Company's ShrHldr Against Against For Response to Shareholders' Questions 18 Shareholder Proposal Regarding Voting Rights ShrHldr Against Against For 19 Shareholder Proposal Regarding Claim for Loss ShrHldr Against Against For Against Directors 20 Shareholder Proposal Regarding Disclosure of ShrHldr Against Against For Corrective Measures 21 Shareholder Proposal Regarding Disclosure on ShrHldr Against Against For Fraud 22 Shareholder Proposal Regarding Compensation ShrHldr Against Against For Disclosure 23 Shareholder Proposal Regarding Consultants and ShrHldr Against Against For Advisors 24 Shareholder Proposal Regarding Disclosure on ShrHldr Against Against For Former Government Officials 25 Shareholder Proposal Regarding Labor Practice ShrHldr Against Against For
- -------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS F92124100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A For N/A N/A 2 Non-Voting Meeting Note N/A For N/A N/A 3 Non-Voting Meeting Note N/A For N/A N/A 4 Non-Voting Meeting Note N/A For N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Retirement Indemnity, Supplementary Pension Mgmt For Against Against Plan and Severance Package for Christophe de Margerie
10 Authority to Repurchase Shares Mgmt For For For 11 Elect Thierry Desmarest Mgmt For Against Against 12 Elect Thierry de Rudder Mgmt For For For 13 Elect Gunnar Brock Mgmt For For For 14 Elect Claude Clement Mgmt For For For 15 Elect Philippe Marchandise Mgmt For Against Against 16 Elect Mohammed Zaki Mgmt For Against Against 17 Appointment of Auditor (Ernst & Young Audit) Mgmt For For For 18 Appointment of Auditor (KPMG Audit) Mgmt For For For 19 Replacement of Alternate Auditor Mgmt For For For 20 Replacement of Alternate Auditor Mgmt For For For 21 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 22 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 23 Authority to Increase Capital in Consideration Mgmt For For For for Contributions in Kind 24 Authority to Issue Shares and/Convertible Mgmt For For For Securities Under Employee Savings Plan 25 Authority to Grant Stock Options Mgmt For For For 26 Shareholder Proposal Regarding Collective ShrHldr For Against Against Investment Funds
- -------------------------------------------------------------------------------- TOYO SEIKAN KAISHA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 5901 CINS J92289107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hirofumi Miki Mgmt For For For 3 Elect Shunji Kaneko Mgmt For For For 4 Elect Haruo Yamamoto Mgmt For For For 5 Elect Ichiroh Nakayama Mgmt For For For 6 Elect Yoshio Kuroda Mgmt For For For 7 Elect Tsuneo Arita Mgmt For For For 8 Elect Atsuo Tanaka Mgmt For For For 9 Elect Eiji Tsutsui Mgmt For For For 10 Elect Yoshitsugu Maruhashi Mgmt For For For 11 Elect Mitsuo Arai Mgmt For For For 12 Elect Takahiko Mio Mgmt For For For 13 Elect Kohichi Kobayashi Mgmt For For For 14 Elect Yasuo Tsujihiro Mgmt For For For 15 Elect Hiroshi Itoh Mgmt For For For
- -------------------------------------------------------------------------------- TOYOTA INDUSTRIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6201 CINS J92628106 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tadashi Ishikawa Mgmt For Against Against 3 Elect Tetsuroh Toyoda Mgmt For For For 4 Elect Akira Imura Mgmt For For For 5 Elect Masafumi Katoh Mgmt For For For 6 Elect Yasuharu Toyoda Mgmt For For For 7 Elect Kazunori Yoshida Mgmt For For For 8 Elect Kohsaku Yamada Mgmt For For For 9 Elect Toshiyuki Sekimori Mgmt For For For 10 Elect Kimpei Mitsuya Mgmt For For For 11 Elect Tatsuroh Toyoda Mgmt For For For 12 Elect Norio Satoh Mgmt For For For 13 Elect Shinya Furukawa Mgmt For For For
14 Elect Akira Ohnishi Mgmt For For For 15 Elect Kazue Sasaki Mgmt For For For 16 Elect Hirotaka Morishita Mgmt For For For 17 Elect Yorihito Ikenaga Mgmt For For For 18 Elect Katsuaki Watanabe Mgmt For Against Against 19 Elect Shigetaka Yoshida Mgmt For For For 20 Elect Toshio Mita Mgmt For Against Against 21 Elect Hans Jurgen Marx Mgmt For For For 22 Stock Option Plan Mgmt For For For 23 Retirement Allowances and Special Allowances Mgmt For Against Against for Statutory Auditors 24 Statutory Auditors' Fees Mgmt For For For 25 Bonus Mgmt For Against Against
- -------------------------------------------------------------------------------- TOYOTA MOTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7203 CINS J92676113 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Fujio Choh Mgmt For Against Against 4 Elect Katsuaki Watanabe Mgmt For For For 5 Elect Kazuo Okamoto Mgmt For For For 6 Elect Akio Toyoda Mgmt For For For 7 Elect Takeshi Uchiyamada Mgmt For For For 8 Elect Yukitoshi Funo Mgmt For For For 9 Elect Atsushi Niimi Mgmt For For For 10 Elect Shinichi Sasaki Mgmt For For For 11 Elect Yoichiroh Ichimaru Mgmt For For For 12 Elect Satoshi Ozawa Mgmt For For For 13 Elect Akira Okabe Mgmt For For For 14 Elect Shinzoh Kobuki Mgmt For For For 15 Elect Akira Sasaki Mgmt For For For 16 Elect Mamoru Furuhashi Mgmt For For For 17 Elect Iwao Nihashi Mgmt For For For 18 Elect Tadashi Yamashina Mgmt For For For 19 Elect Takahiko Ijichi Mgmt For For For 20 Elect Tetsuo Agata Mgmt For For For 21 Elect Masamoto Maekawa Mgmt For For For 22 Elect Yasumori Ihara Mgmt For For For 23 Elect Takahiro Iwase Mgmt For For For 24 Elect Yoshimasa Ishii Mgmt For For For 25 Elect Takeshi Shirane Mgmt For For For 26 Elect Yoshimi Inaba Mgmt For For For 27 Elect Nanpachi Hayashi Mgmt For For For 28 Elect Nobuyori Kodaira Mgmt For For For 29 Elect Mitsuhisa Katoh Mgmt For For For 30 Elect Masaki Nakatsugawa Mgmt For For For 31 Elect Yohichi Morishita Mgmt For For For 32 Elect Akishige Okada Mgmt For For For 33 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- TOYOTA TSUSHO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8015 CINS J92719111 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Mitsuo Kinoshita Mgmt For For For 3 Elect Katsunori Takahashi Mgmt For Against Against 4 Elect Junzoh Shimizu Mgmt For For For 5 Elect Kohji Ohshige Mgmt For For For 6 Elect Kenji Takanashi Mgmt For For For 7 Elect Mikio Asano Mgmt For For For 8 Elect Hisashi Yamamoto Mgmt For For For 9 Elect Yasuhiko Yokoi Mgmt For For For 10 Elect Makoto Hyohdoh Mgmt For For For 11 Elect Minoru Hayata Mgmt For For For 12 Elect Jun Nakayama Mgmt For For For 13 Elect Tamio Shinozaki Mgmt For For For 14 Elect Takumi Shirai Mgmt For For For 15 Elect Mahito Kageyama Mgmt For Against Against 16 Elect Tatsuya Kugoh Mgmt For Against Against 17 Elect Kazunori Tajima Mgmt For For For 18 Bonus Mgmt For Against Against
19 Stock Option Plan Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Retirement Allowances and Special Allowances Mgmt For Against Against for Statutory Auditors 22 Statutory Auditors' Fees Mgmt For For For
- -------------------------------------------------------------------------------- TRANSURBAN GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS TCL CINS Q9194A106 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect Neil Chatfield (THL) Mgmt For For For 5 Elect Rodney Slater (THL) Mgmt For Against Against 6 Elect Robert Edgar (THL) Mgmt For For For 7 Re-elect Jennifer Eve (TIL) Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Remuneration Report (THL) Mgmt For Against Against 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Appoint Auditor and Authorise Directors to Set Mgmt For For For Fees (TIL)
- -------------------------------------------------------------------------------- TREND MICRO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4704 CINS J9298Q104 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motohide Tanikawa Mgmt For For For
- -------------------------------------------------------------------------------- TRYGVESTA A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS TRYG CINS K9640A102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Acts Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 12 Authority to Issue Shares to Employees Mgmt For For For 13 Amendments Regarding Company's Name Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendment Regarding Meeting Notice Mgmt For For For 16 Amendment Regarding Share Registrar Name Mgmt For For For 17 Amendment Regarding Share Registrar Mgmt For For For 18 Elect Bodil Andersen Mgmt For For For 19 Elect Paul Bergquist Mgmt For For For 20 Elect Christian Brinch Mgmt For For For 21 Elect Lene Skole Mgmt For For For 22 Elect Mikael Olufsen Mgmt For For For 23 Elect Jorn Andersen Mgmt For For For 24 Elect John Frederiksen Mgmt For For For 25 Elect Jesper Hjulmand Mgmt For For For 26 Appointment of Auditor Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- TUI AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TUI1 CINS D8484K166 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Klaus Mangold Mgmt For For For 9 Amendment to Supervisory Board Size Mgmt For For For 10 Approval of Compensation Policy Mgmt For For For 11 Shareholder Proposal Regarding Appointment of ShrHldr Against Against For Special Auditor 12 Shareholder Proposal Regarding Appointment of ShrHldr Against Against For Special Auditor 13 Shareholder Proposal Regarding Amendments to ShrHldr Against Against For Authorized Capital 14 Shareholder Proposal Regarding Amendment to ShrHldr Against Against For Authority to Issue Convertible Bonds 15 Shareholder Proposal Regarding Cancellation of ShrHldr Against Against For Authorized Capital 2008
- -------------------------------------------------------------------------------- TULLOW OIL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TLW CINS G91235104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Aidan Heavey Mgmt For For For 5 Elect Angus McCoss Mgmt For For For 6 Elect David Williams Mgmt For For For 7 Elect Patrick Plunkett Mgmt For For For 8 Appointment of Auditor and Authority to Set Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 12 Adoption of New Articles Mgmt For For For 13 Share Option Plan Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UBE INDUSTRIES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J93796100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Tamura Mgmt For Against Against 4 Elect Michio Takeshita Mgmt For For For 5 Elect Kazuhiko Okada Mgmt For For For 6 Elect Akinori Furukawa Mgmt For For For 7 Elect Makoto Umetsu Mgmt For For For 8 Elect Yoshiomi Matsumoto Mgmt For For For 9 Elect Mitsutaka Motoda Mgmt For For For 10 Election of Alternate Statutory Auditors Mgmt For For For 11 Bonus Mgmt For For For
- -------------------------------------------------------------------------------- UBI BANCA - UNIONE DI BANCHE ITALIANE S.C.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UBI CINS T1681V104 04/23/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports: Allocation of Mgmt For TNA N/A Profits/Dividends 3 Authority to Trade in Company Stock Mgmt For TNA N/A 4 Election of Supervisory Board Mgmt For TNA N/A 5 Remuneration Report Mgmt For TNA N/A
- -------------------------------------------------------------------------------- UBS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS UBSN CINS H89231338 04/14/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board and Management Acts (2009) Mgmt For TNA N/A 8 Ratification of Board and Management Acts (2008) Mgmt For TNA N/A 9 Ratification of Board and Management Acts (2007) Mgmt For TNA N/A 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Kaspar Villiger Mgmt For TNA N/A 12 Elect Sally Bott Mgmt For TNA N/A 13 Elect Michel Demare Mgmt For TNA N/A 14 Elect Rainer-Marc Frey Mgmt For TNA N/A 15 Elect Bruno Gehrig Mgmt For TNA N/A 16 Elect Ann Godbehere Mgmt For TNA N/A 17 Elect Axel Lehmann Mgmt For TNA N/A 18 Elect Helmut Panke Mgmt For TNA N/A 19 Elect William Parrett Mgmt For TNA N/A 20 Elect David Sidwell Mgmt For TNA N/A 21 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 22 Appointment of Auditor Mgmt For TNA N/A 23 Increase in Conditional Capital Mgmt For TNA N/A
- -------------------------------------------------------------------------------- UCB TICKER SECURITY ID: MEETING DATE MEETING STATUS UCB CINS B93562120 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Presentation of Board Report Mgmt Abstain TNA N/A 4 Presentation of Auditor Report Mgmt Abstain TNA N/A 5 Presentation of Consolidated Accounts and Mgmt For TNA N/A Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor Acts Mgmt For TNA N/A 8 Elect Roch Doliveux Mgmt For TNA N/A 9 Elect Peter Fellner Mgmt For TNA N/A 10 Ratification of the Independence of Peter Mgmt For TNA N/A Fellner 11 Elect Albrecht de Graeve Mgmt For TNA N/A 12 Ratification of the Independence and Accounting Mgmt For TNA N/A Expertise of Albrecht De Graeve 13 Elect Alexandre Van Damme Mgmt For TNA N/A 14 Authority to Issue Restricted Stock to Senior Mgmt For TNA N/A Executives 15 Change in Control Provision for 2009 Bonds Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UCB S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UCB CINS B93562120 11/06/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Convertibility of Bonds Mgmt For TNA N/A 7 Authority to Increase Authorized Share Capital Mgmt For TNA N/A 8 Authority to Issue Shares Mgmt For TNA N/A 9 Approval of Change in Control Clause Mgmt For TNA N/A 10 Authority to Trade in Company Stock Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Authority to Cancel Shares Mgmt For TNA N/A 13 Elect Tom McKillop Mgmt For TNA N/A 14 Ratify the Independence of Sir Tom McKillop Mgmt For TNA N/A 15 Authority to Carry Out Formalities Mgmt For TNA N/A 16 Authority to Carry Out Formalities Mgmt For TNA N/A 17 Company Registrar Mgmt For TNA N/A
- -------------------------------------------------------------------------------- UMICORE TICKER SECURITY ID: MEETING DATE MEETING STATUS UMI CINS B95505168 04/27/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Isabelle Bouillot Mgmt For TNA N/A 10 Elect Shohei Naito Mgmt For TNA N/A 11 Directors' Fees Mgmt For TNA N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UNI CHARM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8113 CINS J94104114 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Amendments to Articles Mgmt For For For 2 Merger by Absorption Mgmt For For For 3 Elect Keiichiroh Takahara Mgmt For Against Against 4 Elect Takahisa Takahara Mgmt For For For 5 Elect Kennosuke Nakano Mgmt For For For 6 Elect Eiji Ishikawa Mgmt For For For 7 Elect Shinji Mori Mgmt For For For 8 Elect Masakatsu Takai Mgmt For For For 9 Elect Takaaki Okabe Mgmt For For For 10 Elect Gunpei Futagami Mgmt For For For 11 Elect Yoshihiro Andoh Mgmt For For For 12 Elect Kimisuke Fujimoto Mgmt For For For 13 Stock Option Plan Mgmt For For For
- -------------------------------------------------------------------------------- UNIBAIL-RODAMCO TICKER SECURITY ID: MEETING DATE MEETING STATUS UL CINS F95094110 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Distribution of Special Dividend Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Elect Frans Jozef Cremers Mgmt For For For 10 Elect Francois Jaclot Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Cancel Shares and Reduce Capital Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UNICREDIT S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UCG CINS T95132105 04/20/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Board of Statutory Auditors List 1 Mgmt For TNA N/A 6 Board of Statutory Auditors List 2 Mgmt For TNA N/A 7 Statutory Auditors' Fees Mgmt For TNA N/A 8 Supervisory Board Fees Mgmt For TNA N/A 9 Remuneration Policy Mgmt For TNA N/A 10 Employee Stock Purchase Plan Mgmt For TNA N/A 11 Long Term Incentive Plan Mgmt For TNA N/A 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For TNA N/A 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For TNA N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UNICREDIT S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UCG CINS T95132105 11/13/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Shares w/ Preemptive Rights Mgmt For TNA N/A
- -------------------------------------------------------------------------------- UNILEVER N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNA CINS N8981F271 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Executive Directors' Acts Mgmt For For For 4 Ratification of Non-Executive Directors' Acts Mgmt For For For 5 Elect Paul Polman Mgmt For For For 6 Elect Jean-Marc Huet Mgmt For For For 7 Elect Louise Fresco Mgmt For For For 8 Elect Ann Fudge Mgmt For For For 9 Elect Charles Golden Mgmt For For For
10 Elect Byron Grote Mgmt For For For 11 Elect Hixonia Nyasulu Mgmt For For For 12 Elect Kees Storm Mgmt For Against Against 13 Elect Michael Treschow Mgmt For For For 14 Elect Jeroen van der Veer Mgmt For For For 15 Elect Paul Walsh Mgmt For For For 16 Elect Sir Malcolm Rifkind Mgmt For For For 17 Management Co-Investment Plan Mgmt For For For 18 Amendment to the Compensation Policy Regarding Mgmt For For For the Annual Bonus 19 Amendment to the Compensation Policy Regarding Mgmt For For For the Long-Term Incentive Arrangements 20 Authority to Cancel Shares; Amendment to Mgmt For For For Articles 21 Authority to Repurchase Cumulative Preference Mgmt For For For Shares 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Cancel Shares Mgmt For For For 24 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 25 Appointment of Auditor Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ULVR CINS G92087165 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Louise Fresco Mgmt For For For 6 Elect Ann Fudge Mgmt For For For 7 Elect Charles Golden Mgmt For For For 8 Elect Byron Grote Mgmt For For For 9 Elect Hixonia Nyasulu Mgmt For For For 10 Elect K.J. Storm Mgmt For Against Against 11 Elect Michael Treschow Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Paul Walsh Mgmt For For For 14 Elect Sir Malcolm Rifkind Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 22 Management Co-investment Plan Mgmt For For For 23 Adoption of New Articles Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UNIPOL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNI CINS T9647L102 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 3 Election of Directors Mgmt For TNA N/A 4 Election of Statutory Auditors Mgmt For TNA N/A 5 Insurance Policy Mgmt For TNA N/A 6 Authority to Trade in Stock Mgmt For TNA N/A
- -------------------------------------------------------------------------------- UNIPOL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNI CINS T9647L102 04/29/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Shares w/ Preemptive Rights Mgmt For TNA N/A
- -------------------------------------------------------------------------------- UNITED INTERNET AG TICKER SECURITY ID: MEETING DATE MEETING STATUS UTDI CINS D8542B125 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For Against Against 8 Elect Kurt Dobitsch Mgmt For For For 9 Elect Michael Scheeren Mgmt For For For 10 Elect Kai-Uwe Ricke Mgmt For For For 11 Supervisory Board Members' Fees Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Cancellation of Conditional Capital Mgmt For For For 15 Authority to Issue Convertible Bonds; Increase Mgmt For Against Against in Conditional Capital
- -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U11 CINS V96194127 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Special Allowance to WEE Cho Yaw Mgmt For Against Against 5 Appointment of Auditor and Authority to Set Fees Mgmt For For For 6 Elect WONG Meng Meng Mgmt For For For 7 Elect Philip YEO Liat Kok Mgmt For For For 8 Elect WEE Cho Yaw Mgmt For Against Against 9 Elect LIM Pin Mgmt For For For 10 Elect NGIAM Tong Dow Mgmt For For For 11 Elect CHAM Tao Soon Mgmt For For For 12 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Preferred Shares Mgmt For Abstain Against 17 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U11 CINS V96194127 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Authority to Issue Shares under United Overseas Mgmt For For For Bank Limited Scrip Dividend Scheme
- -------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS UU CINS G92755100 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Philip Green Mgmt For For For 5 Elect Paul Heiden Mgmt For Against Against 6 Elect Andrew Pinder Mgmt For For For 7 Appointment of Auditor Mgmt For Against Against 8 Authority to Set Auditor's Fees Mgmt For Against Against 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 13 EU Political Donations Mgmt For For For
- -------------------------------------------------------------------------------- UOL GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS U14 CINS Y9299W103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect WEE Cho Yaw Mgmt For Against Against 5 Elect Alan CHOE Fook Cheong Mgmt For For For 6 Elect LIM Kee Ming Mgmt For For For 7 Elect GWEE Lian Kheng Mgmt For For For 8 Elect LOW Weng Keong Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Grant Awards and Issue Shares Mgmt For For For Under the UOL 2000 Share Option Scheme 11 Authority to Issue Shares w/ or w/o Preemptive Mgmt For For For Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- UOL GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS U14 CINS Y9299W103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- UPM-KYMMENE OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 03/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Amendment Regarding Deputy Chairman Mgmt For For For 17 Amendment Regarding Meeting Notice Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Shares and Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 20 Approval of Charitable Donation Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- USHIO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J94456118 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kenji Hamashima Mgmt For Against Against 4 Elect Keizoh Tokuhiro Mgmt For Against Against 5 Elect Yasusuke Miyazaki Mgmt For Against Against
- -------------------------------------------------------------------------------- VALLOUREC TICKER SECURITY ID: MEETING DATE MEETING STATUS VK CINS F95922104 05/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Elect Michel de Fabiani Mgmt For For For 9 Elect Thierry Marraud Mgmt For For For 10 Elect Jean-Claude Verdiere Mgmt For For For 11 Elect Vivienne Cox Mgmt For For For 12 Elect Alexandra Schaapveld Mgmt For For For 13 Supervisory Board Members' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Stock Split Mgmt For For For 16 Amendments Regarding Electronic Voting Mgmt For For For 17 Authority to Issue Warrants as a Takeover Device Mgmt For Against Against
- -------------------------------------------------------------------------------- VEDANTA RESOURCES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VED CINS G9328D100 07/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Mahendra Mehta Mgmt For For For 5 Elect Anil Agarwal Mgmt For For For 6 Elect Naresh Chandra Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For
10 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 11 Authority to Settle Convertible Bonds with Mgmt For For For Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- VEOLIA ENVIRONNEMENT TICKER SECURITY ID: MEETING DATE MEETING STATUS VIE CINS F9686M107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Approval of Non-Tax-Deductible Expenses Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Form of Dividend Payment Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transaction Regarding Mgmt For Against Against Supplementary Retirement Benefits 12 Related Party Transaction Regarding Severance Mgmt For For For Benefits for Antoine Frerot 13 Elect Daniel Bouton Mgmt For Against Against 14 Elect Jean-Francois Dehecq Mgmt For For For 15 Elect Paul-Louis Girardot Mgmt For For For 16 Ratification of the Co-option of Esther Mgmt For For For Koplowitz; Elect Esther Koplowitz 17 Elect Serge Michel Mgmt For Against Against 18 Elect Georges Ralli Mgmt For For For 19 Elect Olivier Costa de Beauregard Mgmt For For For 20 Elect Antoine Frerot Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 23 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 24 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Through Private Placement; Authority to Issue Debt Instruments 25 Authority to Issue Shares and/or Convertible Mgmt For For For Securities in Consideration for Contributions in Kind 26 Authority to Increase Capital Through Mgmt For For For Capitalizations 27 Authority to Increase Share Issuance Limit Mgmt For For For 28 Authority to Issue Shares and/or Convertible Mgmt For For For Securities Under Employee Savings Plan 29 Authority to Issue Shares and/or Convertible Mgmt For For For Securities for Overseas Employees 30 Authority to Grant Stock Options Mgmt For For For 31 Authority to Cancel Shares and Reduce Capital Mgmt For For For 32 Authority to Issue Warrants as a Takeover Mgmt For Against Against Defense 33 Amendments to Articles Mgmt For For For 34 Authority to Carry Out Formalities Mgmt For For For 35 Elect a Representative of Qatari Diar Mgmt For For For
- -------------------------------------------------------------------------------- VERBUND AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VER CINS A5528H103 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Management and Supervisory Mgmt For For For Board Acts 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- VESTAS WIND SYSTEMS A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS VWS CINS K9773J128 01/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Regarding Shareholder Mgmt For For For Proposals 3 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- VESTAS WIND SYSTEMS A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS VWS CINS K9773J128 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Report of the Board of Directors Mgmt Abstain Abstain For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendment to Articles Mgmt For For For 10 Amendments Regarding Company Names Mgmt For For For 11 Amendment Regarding Company's Address Mgmt For For For 12 Amendment Regarding Register Mgmt For For For 13 Amendment Regarding Cancellation Mgmt For For For 14 Authority to Issue Shares w/ or w/out Mgmt For For For Preemptive Rights 15 Authority to Issue Shares to Employees Mgmt For Against Against 16 Authority to Issue Warrants Mgmt For Against Against 17 Authority to Issue Convertible Bonds Mgmt For For For 18 Amendment Regarding General Meetings Mgmt For For For 19 Amendment Regarding General Meetings Mgmt For For For 20 Amendments Regarding General Meetings Mgmt For For For 21 Amendments Regarding Official Language Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Incentive Compensation Guidelines Mgmt For Against Against 24 Authority to Carry out Formalities Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- VINCI TICKER SECURITY ID: MEETING DATE MEETING STATUS DG CINS F5879X108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Elect Dominique Ferrero Mgmt For Against Against 9 Elect Xavier Huillard Mgmt For For For 10 Elect Henri Saint Olive Mgmt For For For 11 Elect Yves-Thibault de Silguy Mgmt For Against Against 12 Elect Qatari Diar Real Estate Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Related Party Transaction Regarding Aegean Mgmt For For For Motorway SA 16 Related Party Transaction Regarding Olympia Mgmt For For For Odos and Olympia Operation 17 Related Party Transaction Regarding Arcour Mgmt For For For 18 Related Party Transaction Regarding A-Modell A5 Mgmt For For For 19 Related Party Transaction ASF Holdings Mgmt For For For 20 Related Party Transaction Regarding Mgmt For For For Supplementary Retirement Benefits for Xavier Huillard 21 Related Party Transaction Regarding Severance Mgmt For Against Against Benefits for Xavier Huillard 22 Related Party Transaction Regarding Mgmt For Against Against YTSeuropaconsultants 23 Authority to Cancel Shares and Reduce Capital Mgmt For For For 24 Authority to Issue Shares and/or Convertible Mgmt For For For Securities w/o Preemptive Rights 25 Authority to Increase Capital Under Employee Mgmt For Against Against Savings Plan 26 Authority to Increase Capital Under Overseas Mgmt For Against Against Employee Savings Plan 27 Amendments to Articles Mgmt For For For 28 Authority to Carry Out Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- VIVENDI SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Dominique Heriard Dubreuil Mgmt For For For 9 Elect Aliza Jabes Mgmt For For For
10 Elect Jacqueline Tammenoms Bakker Mgmt For For For 11 Elect Daniel Camus Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For
- -------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VOD CINS G93882135 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect John R.H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Elect Vittorio Colao Mgmt For For For 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Anne Lauvergeon Mgmt For Against Against 11 Elect Simon Murray Mgmt For For For 12 Elect Steve Pusey Mgmt For For For 13 Elect Luc Vandevelde Mgmt For For For 14 Elect Anthony Watson Mgmt For For For 15 Elect Philip Yea Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 21 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Amendment to Articles Regarding Dividend Mgmt For For For Payments 24 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 25 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- VOESTALPINE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOE CINS A9101Y103 07/01/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Presentation of Accounts and Reports Mgmt For TNA N/A 2 Allocation of Profits/Dividends Mgmt For TNA N/A 3 Ratification of Management Board Acts Mgmt For TNA N/A 4 Ratification of Supervisory Board Acts Mgmt For TNA N/A 5 Appointment of Auditor Mgmt For TNA N/A 6 Amendment Regarding Supervisory Board Size Mgmt For TNA N/A 7 Election of Supervisory Board Members Mgmt For TNA N/A 8 Cancellation of Authorized Capital Mgmt For TNA N/A 9 Increase in Authorized Capital Mgmt For TNA N/A 10 Amendments to Articles Mgmt For TNA N/A 11 Authority to Issue Convertible Bonds Mgmt For TNA N/A 12 Increase in Conditional Capital Mgmt For TNA N/A 13 Amendment to Articles Mgmt For TNA N/A 14 Amendments to Articles Mgmt For TNA N/A
- -------------------------------------------------------------------------------- VOLKSWAGEN AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOW CINS D94523145 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For Against Against 8 Elect Jorg Bode Mgmt For For For 9 Elect Hussain Ali Al-Abdulla Mgmt For For For 10 Authority to Issue Convertible Debt Instruments Mgmt For For For 11 Compensation Policy Mgmt For Against Against 12 Intra-company Contracts/Control Agreements Mgmt For For For 13 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- VOLKSWAGEN AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOW CINS D94523103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Authority to Issue Convertible Debt Instruments Mgmt For For For
- -------------------------------------------------------------------------------- VOLKSWAGEN AG TICKER SECURITY ID: MEETING DATE MEETING STATUS VOW CINS D94523145 12/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Authority to Issue Preferred Shares Mgmt For Against Against 5 Amendment Regarding Right to Appoint Mgmt For Against Against Supervisory Board Members 6 Amendments to Supermajority Voting Requirement Mgmt For Against Against 7 Elect Hans Michel Piech Mgmt For Against Against 8 Elect Ferdinand Porsche Mgmt For Against Against 9 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLV.A CINS 928856202 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Acts Mgmt For For For 15 Board Size Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Directors' Fees Mgmt For For For
18 Election of Directors Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For
- -------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLV.A CINS 928856301 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Minutes Mgmt For For For 9 Compliance with Rules of Convocation Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Acts Mgmt For For For 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For
- -------------------------------------------------------------------------------- WACKER CHEMIE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS WCH CINS D9540Z106 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For
- -------------------------------------------------------------------------------- WARTSILA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRTBV CINS X98155116 03/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Approval of Charitable Donation Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- WESFARMERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WES CINS Q95870103 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Patricia Cross Mgmt For For For 3 Re-elect Charles Macek Mgmt For For For 4 Elect Terry Bowen Mgmt For For For 5 Elect Diane Smith-Gander Mgmt For For For 6 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- WESFARMERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WES CINS Q95870186 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Patricia Cross Mgmt For For For 3 Re-elect Charles Macek Mgmt For For For 4 Elect Terry Bowen Mgmt For For For 5 Elect Diane Smith-Gander Mgmt For For For 6 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO TICKER SECURITY ID: MEETING DATE MEETING STATUS 9021 CINS J95094108 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Noritaka Kurauchi Mgmt For Against Against 4 Elect Satoru Sone Mgmt For For For 5 Elect Tadashi Ishikawa Mgmt For For For 6 Elect Yumiko Satoh Mgmt For For For 7 Elect Yuhzoh Murayama Mgmt For For For 8 Elect Takayuki Sasaki Mgmt For For For 9 Elect Naoki Nishikawa Mgmt For For For 10 Elect Seiji Manabe Mgmt For For For 11 Elect Takashi Kondoh Mgmt For For For 12 Elect Akiyoshi Yamamoto Mgmt For For For 13 Elect Kenji Nanakawa Mgmt For For For 14 Elect Hitoshi Nakamura Mgmt For For For 15 Elect Tatsuo Kijima Mgmt For For For 16 Elect Makoto Shibata Mgmt For For For 17 Shareholder Proposal Regarding Removal of ShrHldr Against Against For Director
- -------------------------------------------------------------------------------- WESTFIELD GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS WDC CINS Q97062105 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect Frederick Hilmer Mgmt For Against Against 4 Re-elect John McFarlane Mgmt For For For 5 Re-elect Judith Sloan Mgmt For For For 6 Elect Mark Johnson Mgmt For For For 7 Re-elect Frank Lowy Mgmt For For For
- -------------------------------------------------------------------------------- WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CINS Q97417101 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect E. Ted Evans Mgmt For For For 5 Re-elect Gordon Cairns Mgmt For For For 6 Re-elect Peter Wilson Mgmt For For For 7 Equity Grant (MD/CEO Gail Kelly) Mgmt For For For
- -------------------------------------------------------------------------------- WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WTB CINS G9606P197 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Richard Baker Mgmt For For For 5 Elect Anthony Habgood Mgmt For For For 6 Elect Simon Melliss Mgmt For For For 7 Elect Christopher Rogers Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 18 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- WIENER STADTISCHE ALLGEMEINE VERSICHERUNG AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS A9T907104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Presentation of Accounts and Reports Mgmt For For For 2 Ratification of Management and Supervisory Mgmt For For For Board Acts 3 Authorize the Management Board pursuant to Mgmt For Against Against Section 169 of the Austrian Stock Corporation Act [Aktiengesetz], to increase, by 28 JUN 2015 at the latest, the share capital of the Company also in several tranches - by a nominal value of EUR 66,443,734.10 by issuing 64,000,000 no-par value shares in registered or in bearer form against contributions in cash or in kind, this authorization replaces the resolution adopted in the 18th AGM held on 24 APR 2009 as resolution according to agenda item 4, Article 4 (2), first sentence is altered accordingly
4 Authorize the Management Board, pursuant to Mgmt For For For Section 174 (1) of the Austrian Stock Corporation Act [Aktiengesetz], to issue, by 28 JUN 2015 at the latest, with the consent of the Supervisory Board, participating bonds with a total face value of up to EUR 2,000,000,000, also in several tranches, also with exclusion of subscription rights and authorization to specify the terms for the issue of the participating bonds, this authorization replaces the resolution adopted in the 18th AGM held on 24 APR 2009 as resolution according to agenda item 5 5 Authorize the Management Board, pursuant to Mgmt For Against Against Section 174 (2) of the Austrian Stock Corporation Act [Aktiengesetz], to issue, by 28 JUN 2015 at the latest, with the consent of the Supervisory Board, convertible bonds with a total face value of up to EUR 2,000,000,000, also in several tranches, also with exclusion of subscription rights and authorization to specify all other terms, as well as to specify the issue and conversion procedures for the convertible bonds, this authorization replaces the resolution adopted in the 18th AGM held on 24 APR 2009 as Resolution according to agenda item 6 6 Amend Article 4(3), 2nd sentence [conditional Mgmt For Against Against capital] of the Articles of Association, as specified 7 Approve the explanation of the De-Merger and Mgmt For For For Acquisition Agreement dated 10 MAY 2010; adopt a resolution on the proportionate de-merger by acquisition according to Section 1 Paragraph 2 in connection with Section 8, Paragraph 1 of the Austrian De-Merger Act [Spaltungsgesetz] pursuant to the De-Merger and Acquisition Agreement dated 10 MAY 2010 as filed with the Companies Register of the Commercial Court in Vienna, on the basis of the final balance sheet of VIENNA INSURANCE Group Wiener Stadtische Versicherung AG of 31 DEC 2009 it is planned that the de-merger of the operational insurance business with all assets belonging to it, is made from VIENNA INSURANCE GROUP Wiener Stadtische Versicherung AG with its seat in Vienna as transferring Company to VERSA Beteiligungs-AG with its seat in Vienna as acquiring Company by way of universal succession and continuance of the transferring Company without the granting of shares in the acquiring Company, as the transferring Company is the sole shareholder of the acquiring Company; adopt a resolution on the changes in the Articles of Association: a) Change of the Corporate Name of the Company in Article 1 Paragraph 1 to VIENNA INSURANCE GROUP AG Wiener Versicherung Gruppe; b) deletion of Article 2 Paragraph 1 [History]; c) Partial Change of the Purpose and Corporate Objects of the Company in Article 2 [strategic management and administration of central group functions, the casualty insurance business, the property insurance business and the reinsurance business]; d) Adopt the number of the Members of the Management Board [Article 8 Paragraph 2 at least 3, at most 7 persons]
8 Adopt the resolution on further changes of the Mgmt For For For Articles of Association in the in the following Articles: a) Article 2 Paragraph 3, 1st Half-sentence [new Paragraph and amendment according to Article 3 Paragraph 3 Insurance Supersion Act]; b) Article 2 Paragraph 4 [new Paragraph and clarification re-inland]; c) Article 4 Paragraph 3, 3rd sentence [Company in stead of Corporate name]; d) Article 4 Paragraph 5 [no entitlement to issuance of share certificates representing their stakes]; e) Article 4 Paragraph 7 [Deletion of the Amtsblatt zur Wiener Zeitung [official gazette]]; f) Article 4 Paragraph 8 [obsolete thus deletion]; g) Article 10 Paragraph 2 [Limitation on at most 10 elected Members of the Supervisory Board]; h)Article 13 Paragraph 2 [Change in the preconditions of the quorum of the Supervisory Board]; i) Article 15 Paragraph 2 lit, a and lit, i [Adjustment of the citation of the relevant law]; j) Article 15 Paragraph 2 lit, m [Supplement of the deals needing approval according to Section 95 Paragraph 5Z13 Stock Corporation Act]; k) Article 17 and Article 18 [Change of the provisions regarding the convocation of and the right to participate in a general meeting according to the Stock Corporation Changing Act 2009]; l) Article 19 Paragraph 1 [Deletion of the words in proportion]; m) Article 21 Paragraph 1 [Change regarding advisory council] 9 Appointment of Auditor Mgmt For For For 10 Election of Supervisory Board Members Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- WILLIAM DEMANT HOLDINGS A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS WDH CINS K9898W129 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Presentation and Adoption of Accounts and Mgmt For For For Reports 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Lars Norby Johansen Mgmt For For For 7 Elect Peter Foss Mgmt For For For 8 Elect Niels Christiansen Mgmt For For For 9 Elect Thomas Hofman-Bang Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Cancellation of Shares Mgmt For For For 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F34 CINS Y9586L109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect LEONG Horn Kee Mgmt For For For 5 Elect LEE Hock Kuan Mgmt For For For 6 Elect KUOK Khoon Ean Mgmt For Against Against 7 Elect John Rice Mgmt For Against Against 8 Elect KUOK Khoon Chen Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For Abstain Against 10 Related Party Transactions Mgmt For For For 11 Authority to Issue Shares w/ or w/o Preemptive Mgmt For Against Against Rights 12 Authority to Grant Awards and Issue Shares Mgmt For For For under the Wilmar Executives Share Option Scheme 2009 13 Authority to Issue Shares at Discount Mgmt For Against Against
- -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F34 CINS Y9586L109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Authority to Repurchase Shares Mgmt For For For
- -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F34 CINS Y9586L109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Equity Grant to KUOK Khoon Hong Mgmt For For For 2 Equity Grant to Martua Sitorus Mgmt For For For
- -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F34 CINS Y9586L109 10/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Approval of Material Dilution Mgmt For For For 2 Approval of Possible Disposal Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRW CINS G62748119 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Martyn Jones Mgmt For For For 5 Elect Penny Hughes Mgmt For For For 6 Elect Johanna Waterous Mgmt For For For 7 Elect Dalton Philips Mgmt For For For 8 Appointment of Auditor Mgmt For Against Against 9 Authority to Set Auditor's Fees Mgmt For Against Against 10 Authority to Repurchase Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days 16 Adoption of New Articles Mgmt For For For 17 Sharesave Scheme 2010 Mgmt For For For
- -------------------------------------------------------------------------------- WOLSELEY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WOS CINS G97278116 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect John Whybrow Mgmt For For For 4 Elect Gareth Davis Mgmt For For For 5 Elect Frank Roach Mgmt For For For 6 Elect Nigel Stein Mgmt For For For 7 Elect Ian Meakins Mgmt For For For 8 Elect Alain Le Goff Mgmt For For For 9 Elect Michael Wareing Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 EU Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For Against Against 17 Authority to Set General Meeting Notice Period Mgmt For Against Against at 14 Days
- -------------------------------------------------------------------------------- WOLTERS KLUWER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS WKL CINS ADPV09931 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Executive Board Acts Mgmt For For For 9 Ratification of Supervisory Board Acts Mgmt For For For 10 Elect Adri Baan Mgmt For For For 11 Elect Stuart James Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
- -------------------------------------------------------------------------------- WOODSIDE PETROLEUM LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WPL CINS 980228100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Andrew Jamieson Mgmt For For For 3 Remuneration Report Mgmt For For For
- -------------------------------------------------------------------------------- WOOLWORTHS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WOW CINS Q98418108 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect John Astbury Mgmt For For For 4 Re-elect Thomas Pockett Mgmt For For For 5 Re-elect James Strong Mgmt For For For 6 Approve Proportional Takeover Provisions Mgmt For For For
- -------------------------------------------------------------------------------- WORLEYPARSONS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WOR CINS Q9857K102 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect Erich Fraunschiel Mgmt For For For 4 Re-elect William Hall Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (Executive Directors) Mgmt For For For
- -------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9787K108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Advisory Vote on Corporate Responsibility Report Mgmt For For For 4 Elect Paul Richardson Mgmt For For For 5 Elect Philip Lader Mgmt For For For 6 Elect Esther Dyson Mgmt For For For 7 Elect John Quelch Mgmt For For For 8 Elect Stanley Morten Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For
- -------------------------------------------------------------------------------- XSTRATA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS XTA CINS G9826T102 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Mick Davis Mgmt For For For 5 Elect David Rough Mgmt For For For 6 Elect Sir Steve Robson Mgmt For For For 7 Elect Willy Strothotte Mgmt For Against Against 8 Elect Con Fauconnier Mgmt For For For 9 Appointment of Auditor and Authority to Set Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Set General Meeting Notice Period Mgmt For Against Against at 20 Days 13 Adoption of New Articles Mgmt For Against Against
- -------------------------------------------------------------------------------- YAHOO JAPAN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4689 CINS J95402103 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Masahiro Inoue Mgmt For For For 3 Elect Masayoshi Son Mgmt For For For 4 Elect Jerry Yang Mgmt For For For 5 Elect Akira Kajikawa Mgmt For For For 6 Elect Hiroaki Kitano Mgmt For For For
- -------------------------------------------------------------------------------- YAKULT HONSHA CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2267 CINS J95468120 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Sumiya Hori Mgmt For Against Against 2 Elect Yoshihiro Kawabata Mgmt For For For 3 Elect Tsuyoshi Kinugasa Mgmt For For For 4 Elect Chizuka Kai Mgmt For For For 5 Elect Takashige Negishi Mgmt For For For 6 Elect Yasufumi Murata Mgmt For For For 7 Elect Masahiro Negishi Mgmt For For For 8 Elect Shigeyoshi Sakamoto Mgmt For For For 9 Elect Hiroshi Narita Mgmt For For For 10 Elect Haruji Sawada Mgmt For For For 11 Elect Akinori Abe Mgmt For For For 12 Elect Kenichi Shiino Mgmt For For For 13 Elect Yoshiaki Tanaka Mgmt For For For 14 Elect Kiyotaka Kikuchi Mgmt For For For 15 Elect Hiroshi Wakabayashi Mgmt For For For 16 Elect Masaki Tanaka Mgmt For For For 17 Elect Fumiyasu Ishikawa Mgmt For For For 18 Elect Jacques Vincent Mgmt For For For 19 Elect Sven Thormahlen Mgmt For For For 20 Elect Ryuhji Yasuda Mgmt For For For 21 Elect Richard Hall Mgmt For For For 22 Elect Shouji Ikegami Mgmt For For For 23 Elect Masayuki Takemura Mgmt For For For 24 Elect Toshihiro Araki Mgmt For For For 25 Elect Yasuhisa Abe Mgmt For For For 26 Elect Masanori Itoh Mgmt For For For 27 Abolition of Performance Based Compensation Mgmt For Against Against
- -------------------------------------------------------------------------------- YAMADA DENKI COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J95534103 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Noboru Yamada Mgmt For Against Against 5 Elect Tadao Ichimiya Mgmt For For For 6 Elect Hiroyasu Iizuka Mgmt For For For 7 Elect Takao Katoh Mgmt For For For 8 Elect Mamoru Moteki Mgmt For For For 9 Elect Ginji Karasawa Mgmt For For For 10 Elect Makoto Igarashi Mgmt For For For 11 Elect Masaaki Kurihara Mgmt For For For 12 Elect Jun Okamoto Mgmt For For For 13 Elect Haruhiko Itakura Mgmt For For For 14 Elect Mitsumasa Kuwano Mgmt For For For 15 Elect Kazumasa Watanabe Mgmt For For For 16 Elect Haruhiko Higuchi Mgmt For For For 17 Elect Kazuaki Nitoh Mgmt For For For 18 Elect Tatsuo Kobayashi Mgmt For For For 19 Elect Shinichi Samata Mgmt For For For 20 Elect Akira Fukui Mgmt For For For 21 Retirement Allowances for Directors Mgmt For For For
- -------------------------------------------------------------------------------- YAMAGUCHI FINANCIAL GROUP,INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J9579M103 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Elect Koichi Fukuda Mgmt For For For 2 Elect Hiromichi Morimoto Mgmt For Against Against 3 Elect Katsuhiko Nishihara Mgmt For For For 4 Elect Fumio Nosaka Mgmt For For For 5 Elect Hirohide Umemoto Mgmt For For For
6 Elect Takeshi Yoshimura Mgmt For For For 7 Elect Shigeaki Nakahara Mgmt For For For 8 Elect Hiroshi Noma Mgmt For For For 9 Elect Koh Yamashita Mgmt For For For
- -------------------------------------------------------------------------------- YAMAHA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7951 CINS J95732103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsuru Umemura Mgmt For Against Against 4 Elect Hiroh Okabe Mgmt For For For 5 Elect Motoki Takahashi Mgmt For For For 6 Elect Takashi Kajikawa Mgmt For For For 7 Elect Haruo Kitamura Mgmt For For For 8 Elect Yutaka Kume Mgmt For Against Against 9 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- YAMAHA MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7272 CINS J95776126 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Takaaki Kimura Mgmt For For For 3 Elect Toyoh Otsubo Mgmt For For For 4 Elect Masahito Suzuki Mgmt For For For 5 Elect Shuhji Itoh Mgmt For For For 6 Elect Masayoshi Furuhata Mgmt For For For 7 Elect Eizoh Kobayashi Mgmt For For For 8 Elect Yuko Kawamoto Mgmt For For For 9 Elect Hiroyuki Yanagi Mgmt For For For 10 Elect Yoshiteru Takahashi Mgmt For For For 11 Elect Hiroyuki Suzuki Mgmt For For For 12 Elect Kohzoh Shinozaki Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- YAMATO HOLDINGS CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 9064 CINS J96612114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kaoru Seto Mgmt For For For 3 Elect Haruo Kanda Mgmt For For For 4 Elect Keiji Aritomi Mgmt For For For 5 Elect Makoto Kigawa Mgmt For For For 6 Elect Masayoshi Satoh Mgmt For For For 7 Elect Toshitaka Ogihara Mgmt For For For 8 Election of Keiko Kitamura Mgmt For For For
- -------------------------------------------------------------------------------- YARA INTERNATIONAL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS YAR CINS R9900C106 05/11/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Presiding Chairman; Election of Mgmt For TNA N/A Individual to check Minutes 4 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 5 Compensation Policy Mgmt For TNA N/A 6 Authority to Set Auditor's Fees Mgmt For TNA N/A 7 Election of Directors Mgmt For TNA N/A 8 Directors' Fees Mgmt For TNA N/A
9 Nominating Committee Mgmt For TNA N/A 10 Amendment Regarding Meeting Documents Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- YOKOGAWA ELECTRIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6841 CINS J97272124 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Elect Isao Uchida Mgmt For For For 4 Elect Shuhzoh Kaihori Mgmt For For For 5 Elect Kazunori Yagi Mgmt For For For 6 Elect Teruyoshi Minaki Mgmt For For For 7 Elect Junji Yamamoto Mgmt For For For 8 Elect Masahisa Naitoh Mgmt For For For 9 Elect Yasuroh Tanahashi Mgmt For For For 10 Elect Nobuo Katsumata Mgmt For For For
- -------------------------------------------------------------------------------- ZARDOYA OTIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ZOT CINS E9853W160 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Election of Directors Mgmt For Against Against 5 Special Dividend Mgmt For For For 6 Appointment of Auditor Mgmt For Abstain Against 7 Scrip Dividend Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Carry Out Formalities Mgmt For For For 11 Minutes Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
- -------------------------------------------------------------------------------- ZURICH FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS ZURN CINS H9870Y105 03/30/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - --------- ------------------------------------------------ --------- -------- --------- -------------- 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Policy Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Acts Mgmt For TNA N/A 7 Authority to Reduce Share Capital Mgmt For TNA N/A 8 Increase in Authorized Capital Mgmt For TNA N/A 9 Authority to Increase Capital for Equity Mgmt For TNA N/A Incentive Plans 10 Amendments to Articles Mgmt For TNA N/A 11 Elect Josef Ackermann Mgmt For TNA N/A 12 Elect Susan Bies Mgmt For TNA N/A 13 Elect Victor Chu Mgmt For TNA N/A 14 Elect Armin Meyer Mgmt For TNA N/A 15 Elect Rolf Watter Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Transaction of Other Business Mgmt For TNA N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Investment Grade Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Investment Grade Tax-Exempt Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant: RidgeWorth Funds Fund Name: RidgeWorth Large Cap Core Equity Fund - -------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- ACCENTURE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1150G111 08/05/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Reincorporation from Bermuda Mgmt For TNA N/A to Ireland 2 Right to Adjourn Meeting Mgmt For TNA N/A 3 Creation of Distributable Mgmt For TNA N/A Reserves 4 Right to Adjourn Meeting Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect William Kimsey Mgmt For For For 2 Elect Robert Lipp Mgmt For For For 3 Elect Wulf von Schimmelmann Mgmt For For For 4 Appointment of Auditor and Mgmt For For For Authority to Set Fees 5 2010 Share Incentive Plan Mgmt For For For 6 2010 Employee Share Purchase Mgmt For Against Against Plan 7 Authorization to Hold the 2011 Mgmt For For For Annual Meeting Outside of Ireland 8 Authority to Repurchase Shares Mgmt For Against Against 9 Issuance of Treasury Shares Mgmt For Against Against
- -------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 10 Amendment to the 1987 Employee Mgmt For For For Stock Purchase Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For
7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Mgmt For For For Stock Plan 3 Amendment to the 1997 Director Mgmt For For For Stock Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Formation of Sustainability Committee
- -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For Against Against 3 Elect Donald Felsinger Mgmt For For For 4 Elect Victoria Haynes Mgmt For For For 5 Elect Antonio Maciel Neto Mgmt For For For 6 Elect Patrick Moore Mgmt For For For 7 Elect Thomas O'Neill Mgmt For For For 8 Elect Kelvin Westbrook Mgmt For Against Against 9 Elect Patricia Woertz Mgmt For For For 10 2009 Incentive Compensation Mgmt For For For Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Review of Global Human Rights Standards
- -------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- AUTODESK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADSK CUSIP 052769106 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford Beveridge Mgmt For For For 3 Elect J. Hallam Dawson Mgmt For For For 4 Elect Per-Kristian Halvorsen Mgmt For Against Against 5 Elect Sean Maloney Mgmt For Against Against 6 Elect Mary McDowell Mgmt For For For 7 Elect Charles Robel Mgmt For For For 8 Elect Steven West Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Executive Incentive Plan Mgmt For For For 11 Amendments to the 2008 Mgmt For Against Against Employee Stock Plan
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For Against Against 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback)
- -------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For
1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For Withhold Against 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes
- -------------------------------------------------------------------------------- BARRICK GOLD CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABX CUSIP 067901108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For For For 1.5 Elect Marshall Cohen Mgmt For For For 1.6 Elect Peter Crossgrove Mgmt For Withhold Against 1.7 Elect Robert Franklin Mgmt For Withhold Against 1.8 Elect J. Brett Harvey Mgmt For Withhold Against 1.9 Elect Brian Mulroney Mgmt For Withhold Against 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation
- -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRK.A CUSIP 084670108 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Stock Split Mgmt For For For 2 Amendment to Charter Regarding Mgmt For For For Stock Splits 3 Decrease Par Value of Class B Mgmt For For For Common Stock 4 Increase of Authorized Class B Mgmt For For For Common Stock 5 Amendments to Charter Mgmt For For For Regarding Issuance of Stock Certificates
- -------------------------------------------------------------------------------- BLACKROCK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Abdlatif Yousef Al-Hamad Mgmt For For For 1.2 Elect Mathis Cabiallavetta Mgmt For For For 1.3 Elect Dennis Dammerman Mgmt For For For 1.4 Elect Robert Diamond, Jr. Mgmt For For For 1.5 Elect David Komansky Mgmt For For For 1.6 Elect James Rohr Mgmt For Withhold Against 2 Amendment to the 1999 Stock Mgmt For Against Against Award and Incentive Plan 3 Amendment to the 1999 Annual Mgmt For For For Incentive Performance Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BMC SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For For For 1.5 Elect Meldon Gafner Mgmt For For For 1.6 Elect P. Thomas Jenkins Mgmt For For For 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BMY CUSIP 110122108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For Against Against 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare
- -------------------------------------------------------------------------------- BURGER KING HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKC CUSIP 121208201 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Chidsey Mgmt For For For 1.2 Elect Richard Boyce Mgmt For For For 1.3 Elect David Brandon Mgmt For For For 1.4 Elect Ronald Dykes Mgmt For For For 1.5 Elect Peter Formanek Mgmt For For For 1.6 Elect Manuel Garcia Mgmt For For For 1.7 Elect Sanjeev Mehra Mgmt For Withhold Against 1.8 Elect Brian Swette Mgmt For For For 1.9 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Patrick Mgmt For For For 2 Elect Jon Erik Reinhardsen Mgmt For For For 3 Elect Bruce Wilkinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Mgmt For For For Regarding the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Human Rights Committee
- -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For Against Against 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Mgmt For For For Stock Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHldr Against Against For Report on Internet Fragmentation
- -------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Alain Belda Mgmt For Against Against 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For Against Against 5 Elect Andrew Liveris Mgmt For Against Against 6 Elect Michael O'Neill Mgmt For For For 7 Elect Vikram Pandit Mgmt For For For 8 Elect Richard Parsons Mgmt For Against Against 9 Elect Lawrence Ricciardi Mgmt For For For 10 Elect Judith Rodin Mgmt For Against Against 11 Elect Robert Ryan Mgmt For For For 12 Elect Anthony Santomero Mgmt For For For 13 Elect Diana Taylor Mgmt For For For 14 Elect William Thompson Mgmt For For For 15 Elect Ernesto Zedillo Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 18 Approval of the TARP Repayment Mgmt For For For Shares 19 Advisory Vote on Executive Mgmt For Against Against Compensation 20 Ratification of the Tax Mgmt For For For Benefits Preservation Plan 21 Reverse Stock Split Extension Mgmt For For For 22 Shareholder Proposal Regarding ShrHldr Against Against For Affirmation of Political Nonpartisanship 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 24 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 25 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 26 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 27 Shareholder Proposal ShrHldr Against Against For Reimbursement of Solicitation Expenses
- -------------------------------------------------------------------------------- COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For Withhold Against 1.6 Elect Michael Murphy Mgmt For Withhold Against 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Award Plan 3 Shareholder Proposal Regarding ShrHldr Against Against For Cessation of Fur Use in Products
- -------------------------------------------------------------------------------- CVS CAREMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVS CUSIP 126650100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For Against Against 3 Elect David Dorman Mgmt For Against Against 4 Elect Kristen Gibney Williams Mgmt For For For 5 Elect Marian Heard Mgmt For For For 6 Elect William Joyce Mgmt For For For 7 Elect Jean-Pierre Millon Mgmt For Against Against 8 Elect Terrence Murray Mgmt For Against Against 9 Elect C.A. Lance Piccolo Mgmt For Against Against 10 Elect Sheli Rosenberg Mgmt For Against Against 11 Elect Thomas Ryan Mgmt For For For 12 Elect Richard Swift Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Incentive Compensation Mgmt For For For Plan 15 Amendment to the Charter to Mgmt For For For Allow Shareholders to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Principles
- -------------------------------------------------------------------------------- DIRECTV TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25490A101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Neil Austrian Mgmt For For For 1.2 Elect Ralph Boyd, Jr. Mgmt For For For 1.3 Elect Paul Gould Mgmt For For For 1.4 Elect Charles Lee Mgmt For For For 1.5 Elect Peter Lund Mgmt For For For 1.6 Elect Gregory Maffei Mgmt For Withhold Against 1.7 Elect John Malone Mgmt For Withhold Against
1.8 Elect Nancy Newcomb Mgmt For For For 1.9 Elect Haim Saban Mgmt For For For 1.10 Elect Michael White Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Stock Plan Mgmt For For For 4 Executive Officer Cash Bonus Mgmt For For For Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- DIRECTV GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25459L106 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Agreement and Plan of Merger Mgmt For For For 2 Voting and Right of First Mgmt For For For Refusal 3 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For Against Against 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jagjeet Bindra Mgmt For For For 1.2 Elect Vanessa Chang Mgmt For For For 1.3 Elect France Cordova Mgmt For For For 1.4 Elect Theodore Craver, Jr. Mgmt For For For 1.5 Elect Charles Curtis Mgmt For For For 1.6 Elect Bradford Freeman Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Ronald Olson Mgmt For Withhold Against 1.9 Elect James Rosser Mgmt For For For 1.10 Elect Richard Schlosberg, III Mgmt For For For 1.11 Elect Thomas Sutton Mgmt For For For 1.12 Elect Brett White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
- -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For Withhold Against 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Mgmt For For For Measures under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Mgmt For For For Equity Compensation Plan 10 Amendment to the Employee Mgmt For For For Stock Purchase Plan 11 Amendment to the Executive Mgmt For For For Officer Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal ShrHldr Against Against For Regarding Compensation in the Event of a Triggering Event
- -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For Withhold Against 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For Withhold Against 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding ShrHldr Against Against For Human Right to Water 8 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHldr Against Against For an Energy Technology Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Future Energy Trends
- -------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James Hackett Mgmt For For For 2 Elect Kent Kresa Mgmt For Against Against 3 Elect Nader Sultan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- GOODRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GR CUSIP 382388106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Carolyn Corvi Mgmt For For For 1.2 Elect Diane Creel Mgmt For For For 1.3 Elect George Davidson, Jr. Mgmt For For For 1.4 Elect Harris Deloach, Jr. Mgmt For For For 1.5 Elect James Griffith Mgmt For For For 1.6 Elect William Holland Mgmt For For For 1.7 Elect John Jumper Mgmt For For For
1.8 Elect Marshall Larsen Mgmt For For For 1.9 Elect Lloyd Newton Mgmt For For For 1.10 Elect Douglas Olesen Mgmt For For For 1.11 Elect Alfred Rankin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For For For Executive Management Incentive Plan
- -------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For Withhold Against 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding ShrHldr Against Against For Human Rights in China
- -------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Judith Blumenthal Mgmt For For For 1.2 Elect Anthony Chidoni Mgmt For For For 1.3 Elect Maurice Marciano Mgmt For For For 2 Amendment to the Annual Mgmt For For For Incentive Bonus Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For Against Against 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For
6 Elect James Hackett Mgmt For Against Against 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For Against Against 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Review of Human Rights Policies 13 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For Against Against 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Mgmt For For For Executive Compensation
- -------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Alain Belda Mgmt For Against Against 2 Elect Cathleen Black Mgmt For Against Against 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For Against Against 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Bronczek Mgmt For For For 2 Elect Lynn Elsenhans Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect John Townsend, III Mgmt For For For 6 Elect William Walter Mgmt For For For 7 Elect J. Steven Whisler Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the By-Laws Mgmt For For For Regarding the Right to Call a Special Meeting
- -------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For Against Against 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading
17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- KELLOGG COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS K CUSIP 487836108 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect Gordon Gund Mgmt For For For 1.3 Elect Dorothy Johnson Mgmt For For For 1.4 Elect Ann Korologos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- L-3 COMMUNICATIONS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LLL CUSIP 502424104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Claude Canizares Mgmt For For For 1.2 Elect Thomas Corcoran Mgmt For For For 1.3 Elect Lewis Kramer Mgmt For For For 1.4 Elect Alan Washkowitz Mgmt For For For 2 Amendment to the 2008 Long Mgmt For For For Term Performance Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHldr Against Against For Cage-Free Eggs
- -------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting
- -------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHldr Against Against For Charitable Contributions
- -------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For Withhold Against
- -------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For Against Against Incentive Compensation Plan
- -------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/21/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Betsy Atkins Mgmt N/A TNA N/A 1.2 Elect Ralph Faison Mgmt N/A TNA N/A 1.3 Elect Coleman Peterson Mgmt N/A TNA N/A 1.4 Elect Thomas Wajnert Mgmt N/A TNA N/A 2 Change in Board Size Mgmt N/A TNA N/A 3 Elect Donald DeFosset, Jr. Mgmt N/A TNA N/A 4 Elect Richard Koppes Mgmt N/A TNA N/A 5 Elect John Albertine Mgmt N/A TNA N/A 6 Elect Majorie Bowen Mgmt N/A TNA N/A 7 Elect Ralph Wellington Mgmt N/A TNA N/A 8 Amendment to Restore the Bylaws Mgmt N/A TNA N/A 9 Amendment to the Long-Term Mgmt N/A TNA N/A Incentive Plan 10 Amendment to the Annual Mgmt N/A TNA N/A Incentive Plan for Designated Corporate Officers 11 Adoption of Majority Vote for Mgmt N/A TNA N/A Election of Directors 12 Ratification of Auditor Mgmt N/A TNA N/A 13 Shareholder Proposal Regarding ShrHldr N/A TNA N/A Carbon Principles Report
- -------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Chlebowski Mgmt For For For 1.2 Elect Howard Cosgrove Mgmt For For For 1.3 Elect William Hantke Mgmt For For For 1.4 Elect Anne Schaumburg Mgmt For For For 2 Amendment to the Long-Term Mgmt For For For Incentive Plan 3 Amendment to the Annual Mgmt For For For Incentive Plan for Designated Corporate Officers 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Carbon Principles Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Board Size 8 Shareholder Proposal Regarding ShrHldr Against Against For Repeal of Bylaw Amendments
- -------------------------------------------------------------------------------- NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Mgmt For For For Plan 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For Against Against 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Mgmt For For For Goals under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control
- -------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Berg Mgmt For Withhold Against 1.2 Elect H. Raymond Bingham Mgmt For Withhold Against 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For Withhold Against 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2007 Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Public Policy Issues
- -------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CUSIP 71654V101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Election of Directors Mgmt For Abstain Against 2 Election of Supervisory Council Mgmt For Abstain Against
- -------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Stock Option Policy
- -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 13 Shareholder Proposal Regarding ShrHldr Against Against For Human Rights Protocols
- -------------------------------------------------------------------------------- PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Long-Term Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For Against Against 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent
- -------------------------------------------------------------------------------- SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For Against Against 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of Mgmt For For For the Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CUSIP 881624209 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For
- -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For Against Against 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For Against Against 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against Against For Employment Diversity Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation
- -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For Against Against 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For For For 7 Elect Fred Langhammer Mgmt For Against Against 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate Mgmt For For For of Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate Mgmt For For For of Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Ex-Gay Non-Discrimination Policy
- -------------------------------------------------------------------------------- THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMB CUSIP 969457100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Kathleen Cooper Mgmt For For For 2 Elect William Granberry Mgmt For For For 3 Elect William Lowrie Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2007 Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 8 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect William Ballard, Jr. Mgmt For Against Against 2 Elect Richard Burke Mgmt For Against Against 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For Against Against 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For Against Against 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- WAL-MART STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan Mgmt For For For 2000 19 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Priorities Report
- -------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect John Baker II Mgmt For Against Against 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For Against Against 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For Against Against 9 Elect Cynthia Milligan Mgmt For Against Against 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For Against Against Compensation 18 Increase of Authorized Common Mgmt For For For Stock 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Mgmt For For For Annual Incentive Plan
12 Amendment to the 2005 Mgmt For For For Long-Term Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
Registrant: RidgeWorth Funds Fund Name: RidgeWorth Large Cap Growth Stock Fund - -------------------------------------------------------------------------------- ADOBE SYSTEMS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ADBE CUSIP 00724F101 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Edward Barnholt Mgmt For For For 2 Elect Michael Cannon Mgmt For For For 3 Elect James Daley Mgmt For For For 4 Elect Charles Geschke Mgmt For For For 5 Elect Shantanu Narayen Mgmt For For For 6 Amendment of the 2003 Equity Mgmt For For For Incentive Plan 7 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Mgmt For For For Certificate of Incorporation
- -------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For Against Against 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APC CUSIP 032511107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect H. Paulett Eberhart Mgmt For For For 2 Elect Preston Geren III Mgmt For For For 3 Elect James Hackett Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 6 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses
- -------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Option Exchange Program Mgmt For For For
- -------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Mgmt For For For Stock Plan 3 Amendment to the 1997 Director Mgmt For For For Stock Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Formation of Sustainability Committee
- -------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Mgmt For For For Board Acts 3 Ratification of Supervisory Mgmt For Against Against Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendment to Compensation Mgmt For For For Policy
6 Performance Share Grants to Mgmt For For For Management Board (Revised Compensation Policy) 7 Performance Share Grants Mgmt For Abstain Against (Current Compensation Policy) 8 Performance Stock Options Mgmt For Abstain Against (Current Compensation Policy) 9 Stock Option Grants to Mgmt For For For Employees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Mgmt For For For Shares
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For Against Against 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan
18 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback)
- -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BDX CUSIP 075887109 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Henry Becton, Jr. Mgmt For For For 1.2 Elect Edward DeGraan Mgmt For For For 1.3 Elect Claire Fraser-Liggett Mgmt For For For 1.4 Elect Edward Ludwig Mgmt For For For 1.5 Elect Adel Mahmoud Mgmt For For For 1.6 Elect James Orr Mgmt For For For 1.7 Elect Willard Overlock, Jr. Mgmt For For For 1.8 Elect Bertram Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Bylaws Mgmt For For For Regarding the Right to Call a Special Meeting 4 Amendment to the 2004 Employee Mgmt For For For and Director Equity-Based Compensation Plan 5 Approval of Material Terms of Mgmt For For For Performance Goals under the Performance Incentive Plan 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting
- -------------------------------------------------------------------------------- BED BATH & BEYOND INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBBY CUSIP 075896100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Warren Eisenberg Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For Against Against 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jere Drummond Mgmt For For For 1.2 Elect Timothy Manganello Mgmt For For For 1.3 Elect John McKernan, Jr. Mgmt For For For 1.4 Elect Ernest Novak, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Patrick Mgmt For For For 2 Elect Jon Erik Reinhardsen Mgmt For For For 3 Elect Bruce Wilkinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- CERNER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CERN CUSIP 156782104 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gerald Bisbee, Jr. Mgmt For For For 1.2 Elect Linda Dillman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Performance-Based Compensation Plan
- -------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHD CUSIP 171340102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Bradley C. Irwin Mgmt For For For 1.2 Elect Jeffrey A. Levick Mgmt For For For 1.3 Elect Arthur B. Winkleblack Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For Against Against 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Mgmt For For For Stock Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHldr Against Against For Report on Internet Fragmentation
- -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect John Cahill Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Helene Gayle Mgmt For For For 4 Elect Ellen Hancock Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect David Johnson Mgmt For For For 7 Elect Richard Kogan Mgmt For For For 8 Elect Delano Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr For Against Against Reviewing Charitable Spending 14 Shareholder Proposal Regarding ShrHldr For For For Right to Call a Special Meeting
- -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect William Gates Mgmt For For For 1.3 Elect Hamilton James Mgmt For Withhold Against 1.4 Elect Jill Ruckelshaus Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect David Hughes Mgmt For For For 1.5 Elect Charles Ledsinger, Jr. Mgmt For For For 1.6 Elect William Lewis, Jr. Mgmt For For For 1.7 Elect Connie Mack, III Mgmt For For For 1.8 Elect Andrew Madsen Mgmt For For For 1.9 Elect Clarence Otis Jr. Mgmt For For For 1.10 Elect Michael Rose Mgmt For For For 1.11 Elect Maria Sastre Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For Withhold Against 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Mgmt For For For Measures under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EXPRESS SCRIPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Gary Benanav Mgmt For For For 2 Elect Frank Borelli Mgmt For For For 3 Elect Maura Breen Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Samuel Skinner Mgmt For For For 11 Elect Seymour Sternberg Mgmt For For For 12 Elect Barrett Toan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- GAMESTOP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GME CUSIP 36467W109 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect R. Richard Fontaine Mgmt For For For 1.2 Elect Jerome Davis Mgmt For For For 1.3 Elect Steven Koonin Mgmt For For For 1.4 Elect Stephanie Shern Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For Withhold Against 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding ShrHldr Against Against For Human Rights in China
- -------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Judith Blumenthal Mgmt For For For 1.2 Elect Anthony Chidoni Mgmt For For For 1.3 Elect Maurice Marciano Mgmt For For For 2 Amendment to the Annual Mgmt For For For Incentive Bonus Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For Against Against 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect James Hackett Mgmt For Against Against 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For Against Against 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Against For Review of Human Rights Policies 13 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- HANSEN NATURAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HANS CUSIP 411310105 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Rodney Sacks Mgmt For For For 1.2 Elect Hilton Schlosberg Mgmt For Withhold Against 1.3 Elect Norman Epstein Mgmt For For For 1.4 Elect Benjamin Polk Mgmt For Withhold Against 1.5 Elect Sydney Selati Mgmt For For For 1.6 Elect Harold Taber, Jr. Mgmt For Withhold Against 1.7 Elect Mark Vidergauz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHldr Against Against For Human Rights
- -------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Alain Belda Mgmt For Against Against 2 Elect Cathleen Black Mgmt For Against Against 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For Against Against 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISRG CUSIP 46120E602 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Alan Levy Mgmt For Withhold Against 1.2 Elect Eric Halvorson Mgmt For For For 1.3 Elect Amal Johnson Mgmt For For For 2 2010 Incentive Award Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBHT CUSIP 445658107 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Douglas Duncan Mgmt For For For 2 Elect Sharilyn Gasaway Mgmt For For For 3 Elect Coleman Peterson Mgmt For For For 4 Elect James Robo Mgmt For For For 5 Elect Wayne Garrison Mgmt For For For 6 Elect Gary George Mgmt For For For 7 Elect Bryan Hunt Mgmt For For For 8 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For Withhold Against 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For Against Against 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Mgmt For For For Plan 14 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LVS CUSIP 517834107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Sheldon Adelson Mgmt For For For 1.2 Elect Irwin Chafetz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 4 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHldr Against Against For Charitable Contributions
- -------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For Withhold Against 1.5 Elect Douglas Leech Mgmt For Withhold Against 1.6 Elect Joseph Maroon Mgmt For For For 1.7 Elect Mark Parrish Mgmt For For For 1.8 Elect C. B. Todd Mgmt For For For 1.9 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- NETEASE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTES CUSIP 64110W102 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect William Ding Mgmt For For For 2 Elect Alice Cheng Mgmt For For For 3 Elect Denny Lee Mgmt For Against Against 4 Elect Joseph Tong Mgmt For For For 5 Elect Lun Feng Mgmt For For For 6 Elect Michael Leung Mgmt For Against Against 7 Elect Michael Tong Mgmt For For For 8 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For Against Against 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Mgmt For For For Goals under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control
- -------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Berg Mgmt For Withhold Against 1.2 Elect H. Raymond Bingham Mgmt For Withhold Against 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For Withhold Against 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 13 Shareholder Proposal Regarding ShrHldr Against Against For Human Rights Protocols
- -------------------------------------------------------------------------------- PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Long-Term Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHI CUSIP 770323103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Andrew Berwick, Jr. Mgmt For Withhold Against 1.2 Elect Edward Gibbons Mgmt For For For 1.3 Elect Harold Messmer, Jr. Mgmt For For For 1.4 Elect Barbara Novogradac Mgmt For For For 1.5 Elect Robert Pace Mgmt For For For 1.6 Elect Fredrick Richman Mgmt For Withhold Against
1.7 Elect J. Stephen Schaub Mgmt For For For 1.8 Elect M. Keith Waddell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Annual Performance Bonus Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stratton Sclavos Mgmt For For For 1.2 Elect Lawrence Tomlinson Mgmt For For For 1.3 Elect Shirley Young Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNI CUSIP 811065101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Galloway Mgmt For For For 1.2 Elect Dale Pond Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For Withhold Against
- -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For Against Against 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For Against Against 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal ShrHldr Against Against For Reimbursement of Solicitation Expenses
- -------------------------------------------------------------------------------- THE MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For For For 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Mgmt For For For Stock and Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For Against Against 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect F. Duane Ackerman Mgmt For Withhold Against 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against
1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
- -------------------------------------------------------------------------------- URBAN OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS URBN CUSIP 917047102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Scott Belair Mgmt For Withhold Against 1.2 Elect Robert Strouse Mgmt For Withhold Against 2 Executive Incentive Plan Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Workplace Human Rights Report
- -------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WAL-MART STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan
18 ASDA Limited Sharesave Plan Mgmt For For For 2000 19 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Priorities Report
- -------------------------------------------------------------------------------- WELLPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Sheila Burke Mgmt For For For 2 Elect George Schaefer, Jr. Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Conversion to Nonprofit Status 6 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation
- -------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFMI CUSIP 966837106 03/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Elstrott Mgmt For For For 1.2 Elect Gabrielle Greene Mgmt For For For 1.3 Elect Hass Hassan Mgmt For For For 1.4 Elect Stephanie Kugelman Mgmt For Withhold Against 1.5 Elect John Mackey Mgmt For For For 1.6 Elect Jonathan Seiffer Mgmt For Withhold Against 1.7 Elect Morris Siegel Mgmt For For For 1.8 Elect Jonathan Sokoloff Mgmt For For For 1.9 Elect Ralph Sorenson Mgmt For Withhold Against 1.10 Elect William Tindell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 4 Shareholder Proposal Regarding ShrHldr Against For Against Removal of Directors
5 Shareholder Proposal Regarding ShrHldr Against Against For Proponent Engagement Process 6 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning
Registrant: RidgeWorth Funds Fund Name: RidgeWorth Large Cap Quantitative Equity Fund - -------------------------------------------------------------------------------- ACCENTURE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1150G111 08/05/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Reincorporation from Bermuda Mgmt For TNA N/A to Ireland 2 Right to Adjourn Meeting Mgmt For TNA N/A 3 Creation of Distributable Mgmt For TNA N/A Reserves 4 Right to Adjourn Meeting Mgmt For TNA N/A
- -------------------------------------------------------------------------------- ALLIED WORLD ASSURANCE COMPANY HOLDINGS, LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS AWH CUSIP G0219G203 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Patrick de Saint-Aignan Mgmt For For For 1.3 Elect Scott Hunter Mgmt For For For 2 Allied World Assurance Company Mgmt For For For (Europe) Limited 3 Allied World Assurance Company Mgmt For For For (Reinsurance) Limited 4 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMDOCS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS DOX CUSIP G02602103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Adrian Gardner Mgmt For For For 1.3 Elect Charles Foster Mgmt For For For 1.4 Elect James Kahan Mgmt For For For 1.5 Elect Zohar Zisapel Mgmt For For For 1.6 Elect Dov Baharav Mgmt For For For 1.7 Elect Julian Brodsky Mgmt For For For 1.8 Elect Eli Gelman Mgmt For For For 1.9 Elect Nehemia Lemelbaum Mgmt For For For 1.10 Elect John McLennan Mgmt For For For 1.11 Elect Robert Minicucci Mgmt For For For 1.12 Elect Simon Olswang Mgmt For For For 1.13 Elect Giora Yaron Mgmt For For For 2 Approve Consolidated Financial Mgmt For For For Statements 3 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERICAN FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AFG CUSIP 025932104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Evans Mgmt For Withhold Against 1.2 Elect Gregory Joseph Mgmt For For For 1.3 Elect Terry Jacobs Mgmt For For For 1.4 Elect Carl Lindner Mgmt For For For 1.5 Elect Carl Lindner, III Mgmt For For For 1.6 Elect S. Craig Lindner Mgmt For For For 1.7 Elect Kenneth Ambrecht Mgmt For For For 1.8 Elect Theodore Emmerich Mgmt For For For 1.9 Elect William Verity Mgmt For Withhold Against 1.10 Elect John Von Lehman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- ARCH CAPITAL GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACGL CUSIP G0450A105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Wolfe Bragin Mgmt For For For 1.2 Elect John Bunce, Jr. Mgmt For For For 1.3 Elect Sean Carney Mgmt For For For 1.4 Elect William Beveridge Mgmt For For For 1.5 Elect Dennis Brand Mgmt For For For 1.6 Elect Knud Christensen Mgmt For For For
1.7 Elect Graham Collis Mgmt For Withhold Against 1.8 Elect William Cooney Mgmt For For For 1.9 Elect Stephen Fogarty Mgmt For For For 1.10 Elect Elizabeth Fullerton-Rome Mgmt For For For 1.11 Elect Rutger Funnekotter Mgmt For For For 1.12 Elect Marc Grandisson Mgmt For For For 1.13 Elect Michael Greene Mgmt For For For 1.14 Elect John Hele Mgmt For Withhold Against 1.15 Elect David Hipkin Mgmt For For For 1.16 Elect W. Preston Hutchings Mgmt For For For 1.17 Elect Constantine Iordanou Mgmt For For For 1.18 Elect Wolbert Kamphuijs Mgmt For For For 1.19 Elect Michael Kier Mgmt For For For 1.20 Elect Mark Lyons Mgmt For For For 1.21 Elect Adam Matteson Mgmt For For For 1.22 Elect Michael Murphy Mgmt For For For 1.23 Elect Martin Nilsen Mgmt For For For 1.24 Elect Nicholas Papadopoulo Mgmt For For For 1.25 Elect Michael Quinn Mgmt For For For 1.26 Elect Maamoun Rajeh Mgmt For For For 1.27 Elect Paul Robotham Mgmt For Withhold Against 1.28 Elect Soren Scheuer Mgmt For For For 1.29 Elect Budhi Singh Mgmt For For For 1.30 Elect Helmut Sohler Mgmt For For For 1.31 Elect Julian Stroud Mgmt For For For 1.32 Elect Angus Watson Mgmt For For For 1.33 Elect James Weatherstone Mgmt For For For 2 Amendments to Bye-laws Mgmt For For For 3 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For Against Against 3 Elect Donald Felsinger Mgmt For For For 4 Elect Victoria Haynes Mgmt For For For 5 Elect Antonio Maciel Neto Mgmt For For For 6 Elect Patrick Moore Mgmt For For For 7 Elect Thomas O'Neill Mgmt For For For 8 Elect Kelvin Westbrook Mgmt For Against Against 9 Elect Patricia Woertz Mgmt For For For 10 2009 Incentive Compensation Mgmt For For For Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Review of Global Human Rights Standards
- -------------------------------------------------------------------------------- ASSURANT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIZ CUSIP 04621X108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Howard Carver Mgmt For For For 1.2 Elect Juan Cento Mgmt For For For 1.3 Elect Allen Freedman Mgmt For For For 1.4 Elect Elaine Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Long Term Mgmt For Against Against Equity Incentive Plan
- -------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CUSIP 046353108 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For Against Against 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Mgmt For For For Donations 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Mgmt For Against Against Meeting Notice Period at 14 Days 21 Adoption of New Articles Mgmt For Against Against 22 AstraZeneca Investment Plan Mgmt For For For
- -------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For
11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATO CUSIP 049560105 02/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Kim Cocklin Mgmt For For For 1.2 Elect Robert Best Mgmt For For For 1.3 Elect Robert Grable Mgmt For For For 1.4 Elect Philliip Nichol Mgmt For For For 1.5 Elect Charles Vaughan Mgmt For For For 2 Amendment to Declassify the Mgmt For For For Board 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AXS CUSIP G0692U109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Geoffrey Bell Mgmt For For For 1.2 Elect Christopher Greetham Mgmt For For For 1.3 Elect Maurice Keane Mgmt For For For 1.4 Elect Henry Smith Mgmt For For For 2 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For Against Against 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback)
- -------------------------------------------------------------------------------- BIO-RAD LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIO CUSIP 090572207 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Louis Drapeau Mgmt For For For 1.2 Elect Albert Hillman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Mgmt For For For Non-Employee Directors Equity Plan
- -------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CA CUSIP 12673P105 09/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Raymond Bromark Mgmt For Against Against 2 Elect Gary Fernandes Mgmt For For For 3 Elect Kay Koplovitz Mgmt For For For 4 Elect Christopher Lofgren Mgmt For For For 5 Elect William McCracken Mgmt For For For 6 Elect John Swainson Mgmt For For For 7 Elect Laura Unger Mgmt For For For 8 Elect Arthur Weinbach Mgmt For Against Against 9 Elect Ron Zambonini Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation
- -------------------------------------------------------------------------------- COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect S. Decker Anstrom Mgmt For Withhold Against 1.2 Elect Kenneth Bacon Mgmt For Withhold Against 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For Withhold Against 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For Withhold Against 1.13 Elect Michael Sovern Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For Against Against 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COMPUTER SCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSC CUSIP 205363104 08/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Irving Bailey, II Mgmt For For For 1.2 Elect David Barram Mgmt For For For 1.3 Elect Stephen Baum Mgmt For For For 1.4 Elect Rodney Chase Mgmt For Withhold Against 1.5 Elect Judith Haberkorn Mgmt For For For 1.6 Elect Michael Laphen Mgmt For For For 1.7 Elect F. Warren McFarlan Mgmt For For For 1.8 Elect Chong Sup Park Mgmt For For For 1.9 Elect Thomas Patrick Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Dennis Archer Mgmt For Withhold Against 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect W. James Prowse Mgmt For Withhold Against 1.9 Elect G. Scott Romney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Mgmt For Against Against Rights Plan
- -------------------------------------------------------------------------------- DISH NETWORK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DISH CUSIP 25470M109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect James DeFranco Mgmt For For For 1.2 Elect Cantey Ergen Mgmt For For For 1.3 Elect Charles Ergen Mgmt For For For 1.4 Elect Steven Goodbarn Mgmt For For For 1.5 Elect Gary Howard Mgmt For For For 1.6 Elect David Moskowitz Mgmt For For For 1.7 Elect Tom Ortolf Mgmt For For For 1.8 Elect Carl Vogel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DTE ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CUSIP 233331107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Anthony Earley, Jr. Mgmt For For For 1.2 Elect Allan Gilmour Mgmt For For For 1.3 Elect Frank Hennessey Mgmt For For For 1.4 Elect Gail McGovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Mgmt For For For Voting 4 Amendment to the 2006 Mgmt For Against Against Long-Term Incentive Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For Against Against 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jagjeet Bindra Mgmt For For For 1.2 Elect Vanessa Chang Mgmt For For For 1.3 Elect France Cordova Mgmt For For For 1.4 Elect Theodore Craver, Jr. Mgmt For For For 1.5 Elect Charles Curtis Mgmt For For For 1.6 Elect Bradford Freeman Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Ronald Olson Mgmt For Withhold Against 1.9 Elect James Rosser Mgmt For For For 1.10 Elect Richard Schlosberg, III Mgmt For For For 1.11 Elect Thomas Sutton Mgmt For For For 1.12 Elect Brett White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
- -------------------------------------------------------------------------------- ENDO PHARMACEUTICALS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENDP CUSIP 29264F205 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Delucca Mgmt For For For 1.2 Elect David Holveck Mgmt For For For 1.3 Elect Nancy Hutson Mgmt For For For 1.4 Elect Michael Hyatt Mgmt For For For 1.5 Elect Roger Kimmel Mgmt For For For 1.6 Elect William P. Montague Mgmt For For For 1.7 Elect Joseph Scodari Mgmt For Withhold Against 1.8 Elect William Spengler Mgmt For Withhold Against 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ENERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EGN CUSIP 29265N108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Julian Banton Mgmt For For For 1.3 Elect T. Michael Goodrich Mgmt For For For 2 Amendment to the 1992 Mgmt For Against Against Directors Stock Plan 3 Amendment to the Annual Mgmt For For For Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ENSCO INTERNATIONAL INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 26874Q100 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Reorganization from Delaware Mgmt For For For to the United Kingdom 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Thomas Kelly II Mgmt For Against Against 2 Elect Rita Rodriguez Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Appointment of Statutory Mgmt For For For Auditor 5 Amendment to the 2005 Cash Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Kenneth Duffy Mgmt For For For 1.2 Elect Joseph Taranto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- GARMIN LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GRMN CUSIP G37260109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gene Betts Mgmt For For For 1.2 Elect Thomas Poberezny Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Mgmt For For For Stock Purchase Plan 4 Reincorporation from the Mgmt For For For Cayman Islands to Switzerland 5 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding ShrHldr Against Against For Human Rights in China
- -------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Richard Bermingham Mgmt For For For 1.3 Elect Jeffrey Dunn Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HUMANA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUM CUSIP 444859102 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Jones Jr. Mgmt For For For 2 Elect Frank D'Amelio Mgmt For For For 3 Elect W. Roy Dunbar Mgmt For For For 4 Elect Kurt Hilzinger Mgmt For For For 5 Elect Michael McCallister Mgmt For For For 6 Elect William McDonald Mgmt For For For 7 Elect William Mitchell Mgmt For For For
8 Elect David Nash Mgmt For For For 9 Elect James O'Brien Mgmt For For For 10 Elect Marissa Peterson Mgmt For For For 11 Elect W. Ann Reynolds Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Nolan Archibald Mgmt For Withhold Against 1.2 Elect H. William Lichtenberger Mgmt For For For 1.3 Elect M. Anthony Burns Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- IAC/INTERACTIVECORP TICKER SECURITY ID: MEETING DATE MEETING STATUS IACI CUSIP 44919P508 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Edgar Bronfman, Jr. Mgmt For For For 1.2 Elect Barry Diller Mgmt For Withhold Against 1.3 Elect Victor Kaufman Mgmt For For For 1.4 Elect Donald Keough Mgmt For For For 1.5 Elect Bryan Lourd Mgmt For For For 1.6 Elect Arthur Martinez Mgmt For Withhold Against 1.7 Elect David Rosenblatt Mgmt For For For 1.8 Elect Alan Spoon Mgmt For For For 1.9 Elect Alexander von Furstenberg Mgmt For For For 1.10 Elect Richard Zannino Mgmt For For For 1.11 Elect Michael Zeisser Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INTEGRYS ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEG CUSIP 45822P105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Keith Bailey Mgmt For For For 1.2 Elect Pastora Cafferty Mgmt For For For 1.3 Elect Ellen Carnahan Mgmt For For For 1.4 Elect Kathryn Mgmt For For For Hasselblad-Pascale 1.5 Elect John Higgins Mgmt For For For 1.6 Elect James Kemerling Mgmt For For For 1.7 Elect Michael Lavin Mgmt For For For 1.8 Elect William Protz, Jr. Mgmt For For For 1.9 Elect Charles Schrock Mgmt For For For 2 2010 Omnibus Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Alain Belda Mgmt For Against Against 2 Elect Cathleen Black Mgmt For Against Against 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For Against Against 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IFF CUSIP 459506101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Margaret Adame Mgmt For For For 2 Elect Marcello Bottoli Mgmt For Against Against 3 Elect Linda Buck Mgmt For For For 4 Elect J. Michael Cook Mgmt For Against Against 5 Elect Roger Ferguson, Jr. Mgmt For For For 6 Elect Peter Georgescu Mgmt For For For 7 Elect Alexandra Herzan Mgmt For Against Against 8 Elect Henry Howell, Jr. Mgmt For For For 9 Elect Katherine Hudson Mgmt For For For 10 Elect Arthur Martinez Mgmt For For For 11 Elect Douglas Tough Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock Award and Incentive Mgmt For Against Against Plan
- -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Bronczek Mgmt For For For 2 Elect Lynn Elsenhans Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect John Townsend, III Mgmt For For For 6 Elect William Walter Mgmt For For For 7 Elect J. Steven Whisler Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the By-Laws Mgmt For For For Regarding the Right to Call a Special Meeting
- -------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For Against Against 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Affirmation of Political Nonpartisanship
15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LEG CUSIP 524660107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe, III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For Against Against 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Flexible Mgmt For For For Stock Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
- -------------------------------------------------------------------------------- LIBERTY GLOBAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LBTYA CUSIP 530555101 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Miranda Curtis Mgmt For For For 1.2 Elect John Dick Mgmt For For For 1.3 Elect J.C. Sparkman Mgmt For For For 1.4 Elect J. David Wargo Mgmt For For For 2 Amendment to the 2005 Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LCAPA CUSIP 53071M302 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Malone Mgmt For Withhold Against 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect M. Ian Gilchrist Mgmt For For For 1.4 Elect Andrea Wong Mgmt For For For 2 2010 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LIMITED BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTD CUSIP 532716107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Dennis Hersch Mgmt For For For 2 Elect David Kollat Mgmt For For For 3 Elect William Loomis, Jr. Mgmt For For For 4 Elect Leslie Wexner Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LOEWS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS L CUSIP 540424108 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Ann Berman Mgmt For For For 2 Elect Joseph Bower Mgmt For Against Against 3 Elect Charles Diker Mgmt For For For 4 Elect Jacob Frenkel Mgmt For For For 5 Elect Paul Fribourg Mgmt For For For 6 Elect Walter Harris Mgmt For For For 7 Elect Philip Laskawy Mgmt For Against Against 8 Elect Ken Miller Mgmt For For For 9 Elect Gloria Scott Mgmt For For For 10 Elect Andrew Tisch Mgmt For For For 11 Elect James Tisch Mgmt For For For 12 Elect Jonathan Tisch Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting
- -------------------------------------------------------------------------------- LORILLARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LO CUSIP 544147101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Virgis Colbert Mgmt For Withhold Against 1.2 Elect Richard Roedel Mgmt For Withhold Against 1.3 Elect David Taylor Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gina Boswell Mgmt For Withhold Against 1.2 Elect Jack Greenberg Mgmt For For For 1.3 Elect Terry Hueneke Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Articles to Mgmt For For For Provide For Majority Vote For Election of Directors 4 Amendment to Bylaws to Provide Mgmt For For For For Majority Vote For Election of Directors
- -------------------------------------------------------------------------------- MATTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAT CUSIP 577081102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MCKESSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCK CUSIP 58155Q103 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby, III Mgmt For Against Against 5 Elect M. Christine Jacobs Mgmt For Against Against 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For Against Against 8 Elect Edward Mueller Mgmt For For For 9 Elect Jane Shaw Mgmt For For For 10 Amendment to the 2005 Stock Mgmt For Against Against Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 13 Shareholder Proposal Regarding ShrHldr Against Against For Survivor Benefits (Golden Coffins)
- -------------------------------------------------------------------------------- MEADWESTVACO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MWV CUSIP 583334107 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Campbell Mgmt For For For 2 Elect Thomas Cole, Jr. Mgmt For For For 3 Elect James Kaiser Mgmt For For For 4 Elect Richard Kelson Mgmt For For For 5 Elect James Kilts Mgmt For For For 6 Elect Susan Kropf Mgmt For For For 7 Elect Douglas Luke Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Robert McCormack Mgmt For For For 10 Elect Timothy Powers Mgmt For For For 11 Elect Edward Straw Mgmt For For For 12 Elect Jane Warner Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Mgmt For For For Stock Option Plan
- -------------------------------------------------------------------------------- MF GLOBAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MF CUSIP G60642108 08/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Alison Carnwath Mgmt For For For 2 Elect Bernard Dan Mgmt For For For 3 Elect Eileen Fusco Mgmt For For For 4 Elect Martin Glynn Mgmt For For For 5 Elect Edward Goldberg Mgmt For Against Against 6 Elect David Schamis Mgmt For For For 7 Elect Lawrence Schloss Mgmt For For For 8 Elect Robert Sloan Mgmt For Against Against 9 One-Time Employee Share Option Mgmt For Against Against Exchange Program 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For Withhold Against
- -------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For Withhold Against 1.5 Elect Douglas Leech Mgmt For Withhold Against 1.6 Elect Joseph Maroon Mgmt For For For 1.7 Elect Mark Parrish Mgmt For For For 1.8 Elect C. B. Todd Mgmt For For For 1.9 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Lombardi Mgmt For Withhold Against 1.2 Elect James Payne Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Pay for Superior Performance 4 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Ratification of Board and Mgmt For For For Management Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Amendment Regarding Advisory Mgmt For For For Vote on Compensation Policy 6 Elect Marjorie Yang Mgmt For For For 7 Elect Daniel Vasella Mgmt For For For 8 Elect Hans-Jorg Rudloff Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/21/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Betsy Atkins Mgmt N/A TNA N/A 1.2 Elect Ralph Faison Mgmt N/A TNA N/A 1.3 Elect Coleman Peterson Mgmt N/A TNA N/A 1.4 Elect Thomas Wajnert Mgmt N/A TNA N/A 2 Change in Board Size Mgmt N/A TNA N/A 3 Elect Donald DeFosset, Jr. Mgmt N/A TNA N/A 4 Elect Richard Koppes Mgmt N/A TNA N/A 5 Elect John Albertine Mgmt N/A TNA N/A 6 Elect Majorie Bowen Mgmt N/A TNA N/A 7 Elect Ralph Wellington Mgmt N/A TNA N/A 8 Amendment to Restore the Bylaws Mgmt N/A TNA N/A 9 Amendment to the Long-Term Mgmt N/A TNA N/A Incentive Plan 10 Amendment to the Annual Mgmt N/A TNA N/A Incentive Plan for Designated Corporate Officers 11 Adoption of Majority Vote for Mgmt N/A TNA N/A Election of Directors 12 Ratification of Auditor Mgmt N/A TNA N/A 13 Shareholder Proposal Regarding ShrHldr N/A TNA N/A Carbon Principles Report
- -------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Chlebowski Mgmt For For For 1.2 Elect Howard Cosgrove Mgmt For For For 1.3 Elect William Hantke Mgmt For For For 1.4 Elect Anne Schaumburg Mgmt For For For 2 Amendment to the Long-Term Mgmt For For For Incentive Plan 3 Amendment to the Annual Mgmt For For For Incentive Plan for Designated Corporate Officers 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Carbon Principles Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Board Size 8 Shareholder Proposal Regarding ShrHldr Against Against For Repeal of Bylaw Amendments
- -------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Mgmt For For For Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- ONEOK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OKE CUSIP 682680103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect David Kyle Mgmt For For For 6 Elect Bert Mackie Mgmt For For For 7 Elect Jim Mogg Mgmt For For For 8 Elect Jim Mogg Mgmt For For For 9 Elect Gary Parker Mgmt For For For 10 Elect Eduardo Rodriguez Mgmt For For For 11 Elect Gerald Smith Mgmt For For For 12 Elect David Tippeconnic Mgmt For For For 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Approval of the Acquisition Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Amendment to the 2005 Employee Mgmt For Against Against Equity Plan
- -------------------------------------------------------------------------------- PERKINELMER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKI CUSIP 714046109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Friel Mgmt For For For 2 Elect Nicholas Lopardo Mgmt For For For 3 Elect Alexis Michas Mgmt For For For 4 Elect James Mullen Mgmt For For For 5 Elect Vicki Sato Mgmt For For For 6 Elect Gabriel Schmergel Mgmt For Against Against 7 Elect Kenton Sicchitano Mgmt For For For 8 Elect Patrick Sullivan Mgmt For For For 9 Elect G. Robert Tod Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Stock Option Policy
- -------------------------------------------------------------------------------- PITNEY BOWES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBI CUSIP 724479100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Linda Alvarado Mgmt For For For 2 Elect Ernie Green Mgmt For For For 3 Elect John McFarlane Mgmt For For For 4 Elect Eduardo Menasce Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Declassify the Mgmt For For For Board 7 Shareholder Proposal Regarding ShrHldr For For For Simple Majority Vote
- -------------------------------------------------------------------------------- R.R. DONNELLEY & SONS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RRD CUSIP 257867101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Thomas Quinlan, III Mgmt For For For 2 Elect Stephen Wolf Mgmt For For For 3 Elect Lee Chaden Mgmt For For For 4 Elect Judith Hamilton Mgmt For Against Against 5 Elect Susan Ivey Mgmt For For For 6 Elect Thomas Johnson Mgmt For Against Against 7 Elect John Pope Mgmt For For For 8 Elect Michael Riordan Mgmt For Against Against 9 Elect Oliver Sockwell Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For a Sustainable Procurement Policy 12 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control
- -------------------------------------------------------------------------------- RYDER SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Fuente Mgmt For For For 2 Elect Eugene Renna Mgmt For For For 3 Elect Abbie Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Equity Mgmt For For For Compensation 6 Amendment to the Stock Mgmt For For For Purchase Plan for Employees
- -------------------------------------------------------------------------------- SANOFI-AVENTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CUSIP 80105N105 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Mgmt For For For Reports 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Ratification of the Co-option Mgmt For For For of Serge Weinberg 6 Elect Catherine Brechignac Mgmt N/A For N/A 7 Elect Robert Castaigne Mgmt For Against Against 8 Elect Lord Douro Mgmt For For For 9 Elect Christian Mulliez Mgmt For Against Against 10 Elect Christopher Viehbacher Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Carry Out Mgmt For For For Formalities
- -------------------------------------------------------------------------------- SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Brenda Barnes Mgmt For For For 2 Elect Christopher Begley Mgmt For For For 3 Elect Crandall Bowles Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect James Crown Mgmt For For For 6 Elect Laurette Koellner Mgmt For For For 7 Elect Cornelis van Lede Mgmt For For For 8 Elect John McAdam Mgmt For For For 9 Elect Sir Ian Prosser Mgmt For For For 10 Elect Norman Sorensen Mgmt For For For 11 Elect Jeffrey Ubben Mgmt For For For 12 Elect Jonathan Ward Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS STX CUSIP G7945J104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Reincorporation from the Mgmt For For For Cayman Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Authority to Reduce Share Mgmt For For For Capital 4 Creation of Distributable Mgmt For For For Reserves 5 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- SEALED AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SEE CUSIP 81211K100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For Against Against 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect Charles Farrell, Jr. Mgmt For Against Against 7 Elect William Hickey Mgmt For For For 8 Elect Jacqueline Kosecoff Mgmt For For For 9 Elect Kenneth Manning Mgmt For Against Against 10 Elect William Marino Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SEARS HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLD CUSIP 812350106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect W. Bruce Johnson Mgmt For For For 1.2 Elect William Kunkler Mgmt For For For 1.3 Elect Edward Lampert Mgmt For For For 1.4 Elect Steven Mnuchin Mgmt For Withhold Against 1.5 Elect Ann Reese Mgmt For Withhold Against 1.6 Elect Emily Scott Mgmt For For For 1.7 Elect Thomas Tisch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Blanchard Mgmt For For For 2 Elect Terry Burman Mgmt For For For 3 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SLM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLM CUSIP 78442P106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Ann Bates Mgmt For For For 2 Elect William Diefenderfer III Mgmt For For For 3 Elect Diane Gilleland Mgmt For For For 4 Elect Earl Goode Mgmt For For For 5 Elect Ronald Hunt Mgmt For For For 6 Elect Albert Lord Mgmt For For For 7 Elect Michael Martin Mgmt For For For 8 Elect Barry Munitz Mgmt For For For 9 Elect Howard Newman Mgmt For For For 10 Elect A. Alexander Porter, Jr. Mgmt For Against Against
11 Elect Frank Puleo Mgmt For For For 12 Elect Wolfgang Schoellkopf Mgmt For For For 13 Elect Steven Shapiro Mgmt For For For 14 Elect J. Terry Strange Mgmt For For For 15 Elect Anthony Terracciano Mgmt For For For 16 Elect Barry Williams Mgmt For For For 17 Amendment to Equity Mgmt For For For Compensation Plans to Allow a One-Time Stock Option Exchange Program 18 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SOUTHERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SUG CUSIP 844030106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect George Lindemann Mgmt For For For 1.2 Elect Eric Herschmann Mgmt For For For 1.3 Elect Michal Barzuza Mgmt For For For 1.4 Elect David Brodsky Mgmt For For For 1.5 Elect Frank Denius Mgmt For For For 1.6 Elect Kurt Gitter Mgmt For For For 1.7 Elect Herbert Jacobi Mgmt For For For 1.8 Elect Thomas McCarter, III Mgmt For For For 1.9 Elect George Rountree, III Mgmt For Withhold Against 1.10 Elect Alan Scherer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Executive Mgmt For For For Incentive Bonus Plan
- -------------------------------------------------------------------------------- TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For Against Against 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of Mgmt For For For the Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- TECH DATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TECD CUSIP 878237106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Charles Adair Mgmt For For For 2 Elect Maximilian Ardelt Mgmt For For For 3 Elect Harry Harczak, Jr. Mgmt For For For 4 Elect Savio Tung Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal ShrHldr Against Against For Reimbursement of Solicitation Expenses
- -------------------------------------------------------------------------------- THE LUBRIZOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LZ CUSIP 549271104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Edward Campbell Mgmt For For For 1.2 Elect James Hambrick Mgmt For For For 1.3 Elect Gordon Harnett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Robert Clay Mgmt For For For 5 Elect Kay James Mgmt For For For 6 Elect Richard Kelson Mgmt For For For 7 Elect Bruce Lindsay Mgmt For For For
8 Elect Anthony Massaro Mgmt For For For 9 Elect Jane Pepper Mgmt For For For 10 Elect James Rohr Mgmt For Against Against 11 Elect Donald Shepard Mgmt For For For 12 Elect Lorene Steffes Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Stephen Thieke Mgmt For For For 15 Elect Thomas Usher Mgmt For For For 16 Elect George Walls, Jr. Mgmt For For For 17 Elect Helge Wehmeier Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes 21 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation
- -------------------------------------------------------------------------------- TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect J. Wayne Leonard Mgmt For For For 1.5 Elect Jon Madonna Mgmt For For For 1.6 Elect Joseph Netherland Mgmt For For For 1.7 Elect Richard Pattarozzi Mgmt For For For 1.8 Elect Nicholas Sutton Mgmt For For For 1.9 Elect Cindy Taylor Mgmt For For For 1.10 Elect Dean Taylor Mgmt For For For 1.11 Elect Jack Thompson Mgmt For For For 2 2009 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For Against Against 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For Against Against 11 Elect Kenneth Novack Mgmt For Against Against 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For
15 Amendment to the Bylaws Mgmt For For For Regarding the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- TRANSATLANTIC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRH CUSIP 893521104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Stephen Bradley Mgmt For For For 2 Elect Ian Chippendale Mgmt For Against Against 3 Elect John Foos Mgmt For For For 4 Elect Reuben Jeffery III Mgmt For For For 5 Elect John McCarthy Mgmt For For For 6 Elect Robert Orlich Mgmt For For For 7 Elect Richard Press Mgmt For For For 8 Elect Thomas Tizzio Mgmt For For For 9 2010 U.K. Sharesave Plan Mgmt For For For 10 Amendment to the 2007 Mgmt For For For Executive Bonus Plan 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect William Ballard, Jr. Mgmt For Against Against 2 Elect Richard Burke Mgmt For Against Against 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For Against Against 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For Against Against 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS VRX CUSIP 91911X104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Brandon Boze Mgmt For For For 2 Elect J. Michael Pearson Mgmt For For For 3 Elect Norma Provencio Mgmt For For For 4 Elect Stephen Stefano Mgmt For For For 5 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For Against Against 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Stock Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 21 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement
- -------------------------------------------------------------------------------- WARNER CHILCOTT PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WCRX CUSIP G94368100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect John Connaughton Mgmt For For For 2 Elect Stephen Murray Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect John Baker II Mgmt For Against Against 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For Against Against 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For Against Against 9 Elect Cynthia Milligan Mgmt For Against Against 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For Against Against Compensation 18 Increase of Authorized Common Mgmt For For For Stock 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WDC CUSIP 958102105 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Peter Behrendt Mgmt For For For 2 Elect Kathleen Cote Mgmt For For For 3 Elect John Coyne Mgmt For For For 4 Elect Henry DeNero Mgmt For For For 5 Elect William Kimsey Mgmt For For For 6 Elect Michael Lambert Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Thomas Pardun Mgmt For For For 10 Elect Arif Shakeel Mgmt For For For 11 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 12 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect N.J. Nicholas, Jr. Mgmt For Against Against 7 Elect Charles Prince Mgmt For Against Against 8 Elect Ann Reese Mgmt For Against Against 9 Elect Mary Wilderotter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Mgmt For For For Performance Incentive Plan
- -------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Marshall Turner Mgmt For For For 8 Elect Elizabeth Vanderslice Mgmt For For For 9 Amendment to the 1990 Employee Mgmt For For For Qualified Stock Purchase Plan 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- XL CAPITAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Joseph Mauriello Mgmt For Against Against 2 Elect Eugene McQuade Mgmt For Against Against 3 Elect Clayton Rose Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Reincorporation from Cayman Mgmt For For For Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Mgmt For For For Reserves 4 Amendments to Articles - Mgmt For Against Against Director Nomination Procedures 5 Amendments to Articles - Mgmt For For For Change in Company Name 6 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- XTO ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XTO CUSIP 98385X106 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Registrant: RidgeWorth Funds Fund Name: RidgeWorth Large Cap Value Equity Fund - -------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For Against Against 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- ACCENTURE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1150G111 08/05/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Reincorporation from Bermuda to Mgmt For TNA N/A Ireland 2 Right to Adjourn Meeting Mgmt For TNA N/A 3 Creation of Distributable Mgmt For TNA N/A Reserves 4 Right to Adjourn Meeting Mgmt For TNA N/A
- -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AWK CUSIP 030420103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Adik Mgmt For For For 1.2 Elect Donald Correll Mgmt For For For 1.3 Elect Martha Clark Goss Mgmt For For For 1.4 Elect Julie Dobson Mgmt For For For 1.5 Elect Richard Grigg Mgmt For For For 1.6 Elect Julia Johnson Mgmt For For For 1.7 Elect George MacKenzie Mgmt For For For 1.8 Elect William Marrazzo Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Eugene Fiedorek Mgmt For For For 2 Elect Patricia Graham Mgmt For Against Against 3 Elect F. H. Merelli Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director Mgmt For For For & Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For Withhold Against 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For Against Against 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback)
- -------------------------------------------------------------------------------- BB&T CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BBT CUSIP 054937107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For Withhold Against 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect Barry Fitzpatrick Mgmt For For For 1.7 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against 1.8 Elect L. Vincent Hackley Mgmt For For For 1.9 Elect Jane Helm Mgmt For For For 1.10 Elect John Howe, III Mgmt For For For 1.11 Elect Kelly King Mgmt For For For 1.12 Elect James Maynard Mgmt For For For 1.13 Elect Albert McCauley Mgmt For For For 1.14 Elect J. Holmes Morrison Mgmt For For For 1.15 Elect Nido Qubein Mgmt For Withhold Against 1.16 Elect Thomas Skains Mgmt For For For 1.17 Elect Thomas Thompson Mgmt For For For 1.18 Elect Stephen Williams Mgmt For For For 2 Increase Authorized Shares Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against Against For Overdraft Policies
- -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BDX CUSIP 075887109 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Henry Becton, Jr. Mgmt For For For 1.2 Elect Edward DeGraan Mgmt For For For 1.3 Elect Claire Fraser-Liggett Mgmt For For For 1.4 Elect Edward Ludwig Mgmt For For For 1.5 Elect Adel Mahmoud Mgmt For For For 1.6 Elect James Orr Mgmt For For For 1.7 Elect Willard Overlock, Jr. Mgmt For For For 1.8 Elect Bertram Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Bylaws Mgmt For For For Regarding the Right to Call a Special Meeting 4 Amendment to the 2004 Employee Mgmt For For For and Director Equity-Based Compensation Plan 5 Approval of Material Terms of Mgmt For For For Performance Goals under the Performance Incentive Plan 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting
- -------------------------------------------------------------------------------- BEST BUY CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Kathy Higgins Victor Mgmt For For For 1.4 Elect Rogelio Rebolledo Mgmt For For For 1.5 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BMY CUSIP 110122108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For Against Against 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare
- -------------------------------------------------------------------------------- C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
- -------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Mgmt For For For Regarding the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Human Rights Committee
- -------------------------------------------------------------------------------- CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect W.G. Jurgensen Mgmt For For For 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 2009 Stock Plan Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 21 Shareholder Proposal Regarding ShrHldr Against Against For TRI Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- DEERE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Samuel Allen Mgmt For For For 2 Elect Aulana Peters Mgmt For For For 3 Elect David Speer Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the Omnibus Equity Mgmt For For For and Incentive Plan 6 Short-Term Incentive Bonus Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against Against For Internal Executive Compensation Equity 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 10 Shareholder Proposal Regarding ShrHldr Against Against For an Independent Chairman
- -------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights
- -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For Withhold Against 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Mgmt For For For Measures under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ENSCO INTERNATIONAL INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 26874Q100 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Reorganization from Delaware to Mgmt For For For the United Kingdom 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Thomas Kelly II Mgmt For Against Against 2 Elect Rita Rodriguez Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Appointment of Statutory Auditor Mgmt For For For 5 Amendment to the 2005 Cash Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For For For 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Mgmt For For For Annual Incentive Plan
- -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For Withhold Against 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For Withhold Against 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding ShrHldr Against Against For Human Right to Water 8 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHldr Against Against For an Energy Technology Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Future Energy Trends
- -------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For For For 4 Amendment to the Code of Mgmt For Against Against Regulations 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- FLOWSERVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLS CUSIP 34354P105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gayla Delly Mgmt For For For 1.2 Elect Rick Mills Mgmt For For For 1.3 Elect Charles Rampacek Mgmt For For For 1.4 Elect William Rusnack Mgmt For For For 1.5 Elect Mark Blinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect James Hackett Mgmt For For For 2 Elect Kent Kresa Mgmt For Against Against 3 Elect Nader Sultan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- FPL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FPL CUSIP 302571104 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
- -------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Robert Joffe Mgmt For For For 5 Elect Charles Johnson Mgmt For For For 6 Elect Gregory Johnson Mgmt For For For 7 Elect Rupert Johnson, Jr. Mgmt For For For 8 Elect Thomas Kean Mgmt For For For 9 Elect Chutta Ratnathicam Mgmt For For For 10 Elect Peter Sacerdote Mgmt For Against Against 11 Elect Laura Stein Mgmt For For For 12 Elect Anne Tatlock Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Mgmt For For For Stock Incentive Plan
- -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For Against Against 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOG CUSIP 412822108 04/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Richard Beattie Mgmt For For For 1.3 Elect Judson Green Mgmt For For For 1.4 Elect N. Thomas Linebarger Mgmt For Withhold Against 2 Repeal of Classified Board Mgmt For For For 3 Employee Incentive Plan Mgmt For For For 4 Amendment to the Director Stock Mgmt For For For Plan 5 Ratification of Auditor Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Terry Growcock Mgmt For For For 2 Elect Leslie Kenne Mgmt For For For 3 Elect David Rickard Mgmt For For For 4 Elect Gregory Swienton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- HESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HES CUSIP 42809H107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For Withhold Against 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For Against Against 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Ajaypal Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For Against Against 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent
- -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Mgmt For Against Against Award and Incentive Plan
- -------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For
16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Mgmt For For For Stock Option Plan
- -------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 589331107 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Agreement Mgmt For For For
- -------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHldr Against Against For Charitable Contributions
- -------------------------------------------------------------------------------- MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Frank AtLee, III Mgmt For For For 2 Elect David Chicoine Mgmt For For For 3 Elect Arthur Harper Mgmt For For For 4 Elect Gwendolyn King Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Roy Bostock Mgmt For Against Against 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback)
- -------------------------------------------------------------------------------- NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK1V CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Mgmt For For For Management Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights
- -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Linda Bynoe Mgmt For For For 1.2 Elect Nicholas Chabraja Mgmt For For For 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Robert McCormack Mgmt For For For 1.7 Elect Edward Mooney Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect David Smith, Jr. Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 1.12 Elect Charles Tribbett III Mgmt For For For 1.13 Elect Frederick Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For Against Against 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For
6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Mgmt For For For Goals under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control
- -------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal ShrHldr Against Against For Reimbursement of Solicitation Expenses 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Public Policy Issues
- -------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Stock Option Policy
- -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation
- -------------------------------------------------------------------------------- QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Teresa Beck Mgmt For For For 1.2 Elect R. D. Cash Mgmt For For For 1.3 Elect James Harmon Mgmt For For For 1.4 Elect Robert McKee III Mgmt For For For 1.5 Elect Gary Michael Mgmt For For For 1.6 Elect Charles Stanley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Long-Term Mgmt For Against Against Stock Incentive Plan 5 Amendment to the Annual Mgmt For For For Management Incentive Plan II 6 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Brenda Barnes Mgmt For For For 2 Elect Christopher Begley Mgmt For For For 3 Elect Crandall Bowles Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect James Crown Mgmt For For For
6 Elect Laurette Koellner Mgmt For For For 7 Elect Cornelis van Lede Mgmt For For For 8 Elect John McAdam Mgmt For For For 9 Elect Sir Ian Prosser Mgmt For For For 10 Elect Norman Sorensen Mgmt For For For 11 Elect Jeffrey Ubben Mgmt For For For 12 Elect Jonathan Ward Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TALISMAN ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLM CUSIP 87425E103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Christine Bergevin Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect William Dalton Mgmt For For For 1.4 Elect Kevin Dunne Mgmt For For For 1.5 Elect Harold Kvisle Mgmt For Withhold Against 1.6 Elect John Manzoni Mgmt For For For 1.7 Elect Lisa Stewart Mgmt For For For 1.8 Elect Peter Tomsett Mgmt For For For 1.9 Elect John Watson Mgmt For For For 1.10 Elect Charles Williamson Mgmt For For For 1.11 Elect Charles Winograd Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to By-Law No. 1 Mgmt For For For
- -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For Against Against 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EL CUSIP 518439104 11/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Rose Marie Bravo Mgmt For For For 1.2 Elect Paul Fribourg Mgmt For For For 1.3 Elect Mellody Hobson Mgmt For For For 1.4 Elect Irvine Hockaday, Jr. Mgmt For For For 1.5 Elect Barry Sternlicht Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For Against Against 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For Against Against 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For
5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Mgmt For For For Regulations 16 2009 Stock and Incentive Mgmt For For For Compensation Plan 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For Against Against 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For For For 7 Elect Fred Langhammer Mgmt For Against Against 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Ex-Gay Non-Discrimination Policy
- -------------------------------------------------------------------------------- TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect J. Wayne Leonard Mgmt For For For 1.5 Elect Jon Madonna Mgmt For For For 1.6 Elect Joseph Netherland Mgmt For For For 1.7 Elect Richard Pattarozzi Mgmt For For For 1.8 Elect Nicholas Sutton Mgmt For For For 1.9 Elect Cindy Taylor Mgmt For For For 1.10 Elect Dean Taylor Mgmt For For For 1.11 Elect Jack Thompson Mgmt For For For 2 2009 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect William Stavropoulos Mgmt For For For
3.10 Elect Sandra Wijnberg Mgmt For For For 3.11 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Special Dividend/Reduction in Mgmt For For For Par Value 9 Adoption of Plurality Vote in Mgmt For For For Contested Elections 10 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For Against Against 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect F. Duane Ackerman Mgmt For Withhold Against 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
- -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Ruben Escobedo Mgmt For Against Against 2 Elect Bob Marbut Mgmt For Against Against 3 Elect Robert Profusek Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For Against Against 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Stock Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 21 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement
- -------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS VMC CUSIP 929160109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Douglas McGregor Mgmt For For For 1.2 Elect Vincent Trosino Mgmt For For For 1.3 Elect Philip Carroll, Jr. Mgmt For Withhold Against 1.4 Elect James Napier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect John Baker II Mgmt For Against Against 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For Against Against 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For Against Against 9 Elect Cynthia Milligan Mgmt For Against Against 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For Against Against Compensation 18 Increase of Authorized Common Mgmt For For For Stock 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Issuance of Shares Pursuant to Mgmt For For For Merger 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect N.J. Nicholas, Jr. Mgmt For Against Against 7 Elect Charles Prince Mgmt For Against Against 8 Elect Ann Reese Mgmt For Against Against 9 Elect Mary Wilderotter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Mgmt For For For Performance Incentive Plan
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Limited Duration Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Limited-Term Federal Mortgage Securities Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Maryland Municipal Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant: RidgeWorth Funds Fund Name: RidgeWorth Mid-Cap Core Equity Fund - -------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAP CUSIP 00751Y106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For For For 1.4 Elect Frances Frei Mgmt For For For 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For For For 1.9 Elect Carlos Saladrigas Mgmt For For For 1.10 Elect Francesca Spinelli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS A CUSIP 00846U101 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Paul Clark Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Performance-Based Compensation Mgmt For For For Plan for Covered Employees
- -------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Incentive Plan 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For Withhold Against 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 10 Amendment to the 1987 Employee Mgmt For For For Stock Purchase Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- AMDOCS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS DOX CUSIP G02602103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Adrian Gardner Mgmt For For For 1.3 Elect Charles Foster Mgmt For For For 1.4 Elect James Kahan Mgmt For For For 1.5 Elect Zohar Zisapel Mgmt For For For 1.6 Elect Dov Baharav Mgmt For For For 1.7 Elect Julian Brodsky Mgmt For For For 1.8 Elect Eli Gelman Mgmt For For For
1.9 Elect Nehemia Lemelbaum Mgmt For For For 1.10 Elect John McLennan Mgmt For For For 1.11 Elect Robert Minicucci Mgmt For For For 1.12 Elect Simon Olswang Mgmt For For For 1.13 Elect Giora Yaron Mgmt For For For 2 Approve Consolidated Financial Mgmt For For For Statements 3 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Alan Kane Mgmt For Against Against 2 Elect Cary McMillan Mgmt For Against Against 3 Elect James O'Donnell Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Amendment to the 2005 Mgmt For Against Against Incentive Compensation Plan 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Option Exchange Program Mgmt For For For
- -------------------------------------------------------------------------------- ARCH CAPITAL GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACGL CUSIP G0450A105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Wolfe Bragin Mgmt For For For 1.2 Elect John Bunce, Jr. Mgmt For For For 1.3 Elect Sean Carney Mgmt For For For 1.4 Elect William Beveridge Mgmt For For For 1.5 Elect Dennis Brand Mgmt For For For 1.6 Elect Knud Christensen Mgmt For For For 1.7 Elect Graham Collis Mgmt For Withhold Against 1.8 Elect William Cooney Mgmt For For For 1.9 Elect Stephen Fogarty Mgmt For For For 1.10 Elect Elizabeth Fullerton-Rome Mgmt For For For 1.11 Elect Rutger Funnekotter Mgmt For For For 1.12 Elect Marc Grandisson Mgmt For For For 1.13 Elect Michael Greene Mgmt For For For 1.14 Elect John Hele Mgmt For Withhold Against 1.15 Elect David Hipkin Mgmt For For For 1.16 Elect W. Preston Hutchings Mgmt For For For 1.17 Elect Constantine Iordanou Mgmt For For For 1.18 Elect Wolbert Kamphuijs Mgmt For For For 1.19 Elect Michael Kier Mgmt For For For 1.20 Elect Mark Lyons Mgmt For For For 1.21 Elect Adam Matteson Mgmt For For For 1.22 Elect Michael Murphy Mgmt For For For 1.23 Elect Martin Nilsen Mgmt For For For 1.24 Elect Nicholas Papadopoulo Mgmt For For For 1.25 Elect Michael Quinn Mgmt For For For 1.26 Elect Maamoun Rajeh Mgmt For For For 1.27 Elect Paul Robotham Mgmt For Withhold Against 1.28 Elect Soren Scheuer Mgmt For For For 1.29 Elect Budhi Singh Mgmt For For For 1.30 Elect Helmut Sohler Mgmt For For For 1.31 Elect Julian Stroud Mgmt For For For 1.32 Elect Angus Watson Mgmt For For For 1.33 Elect James Weatherstone Mgmt For For For 2 Amendments to Bye-laws Mgmt For For For 3 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AUTODESK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADSK CUSIP 052769106 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford Beveridge Mgmt For For For 3 Elect J. Hallam Dawson Mgmt For For For 4 Elect Per-Kristian Halvorsen Mgmt For Against Against 5 Elect Sean Maloney Mgmt For Against Against 6 Elect Mary McDowell Mgmt For For For 7 Elect Charles Robel Mgmt For For For 8 Elect Steven West Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Executive Incentive Plan Mgmt For For For 11 Amendments to the 2008 Mgmt For Against Against Employee Stock Plan
- -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Leonard Schlesinger Mgmt For For For 2 Elect Thomas Shields Mgmt For For For 3 Elect Herbert Zarkin Mgmt For For For 4 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing
- -------------------------------------------------------------------------------- BLACKROCK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Abdlatif Yousef Al-Hamad Mgmt For For For 1.2 Elect Mathis Cabiallavetta Mgmt For For For 1.3 Elect Dennis Dammerman Mgmt For For For 1.4 Elect Robert Diamond, Jr. Mgmt For For For 1.5 Elect David Komansky Mgmt For For For 1.6 Elect James Rohr Mgmt For Withhold Against 2 Amendment to the 1999 Stock Mgmt For Against Against Award and Incentive Plan 3 Amendment to the 1999 Annual Mgmt For For For Incentive Performance Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BMC SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For For For 1.5 Elect Meldon Gafner Mgmt For For For 1.6 Elect P. Thomas Jenkins Mgmt For For For 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jere Drummond Mgmt For For For 1.2 Elect Timothy Manganello Mgmt For For For 1.3 Elect John McKernan, Jr. Mgmt For For For 1.4 Elect Ernest Novak, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BURGER KING HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKC CUSIP 121208201 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Chidsey Mgmt For For For 1.2 Elect Richard Boyce Mgmt For For For 1.3 Elect David Brandon Mgmt For For For 1.4 Elect Ronald Dykes Mgmt For For For
1.5 Elect Peter Formanek Mgmt For For For 1.6 Elect Manuel Garcia Mgmt For For For 1.7 Elect Sanjeev Mehra Mgmt For Withhold Against 1.8 Elect Brian Swette Mgmt For For For 1.9 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Mgmt For For For Term Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
- -------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Patrick Mgmt For For For 2 Elect Jon Erik Reinhardsen Mgmt For For For 3 Elect Bruce Wilkinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CEPHALON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEPH CUSIP 156708109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Frank Baldino, Jr. Mgmt For Against Against 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHD CUSIP 171340102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Bradley C. Irwin Mgmt For For For 1.2 Elect Jeffrey A. Levick Mgmt For For For 1.3 Elect Arthur B. Winkleblack Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For Withhold Against 1.6 Elect Michael Murphy Mgmt For Withhold Against 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Award Plan 3 Shareholder Proposal Regarding ShrHldr Against Against For Cessation of Fur Use in Products
- -------------------------------------------------------------------------------- COPART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPRT CUSIP 217204106 12/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Willis Johnson Mgmt For For For 1.2 Elect A. Jayson Adair Mgmt For For For 1.3 Elect James Meeks Mgmt For Withhold Against 1.4 Elect Steven Cohan Mgmt For For For 1.5 Elect Daniel Englander Mgmt For Withhold Against 1.6 Elect Matt Blunt Mgmt For For For 1.7 Elect Thomas Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Dale Crandall Mgmt For Against Against 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding ShrHldr Against For Against Using Multiple Metrics For Executive Performance Measures
- -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect David Hughes Mgmt For For For 1.5 Elect Charles Ledsinger, Jr. Mgmt For For For 1.6 Elect William Lewis, Jr. Mgmt For For For 1.7 Elect Connie Mack, III Mgmt For For For 1.8 Elect Andrew Madsen Mgmt For For For 1.9 Elect Clarence Otis Jr. Mgmt For For For 1.10 Elect Michael Rose Mgmt For For For 1.11 Elect Maria Sastre Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DIAMOND OFFSHORE DRILLING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DO CUSIP 25271C102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Tisch Mgmt For For For 1.2 Elect Lawrence Dickerson Mgmt For For For 1.3 Elect John Bolton Mgmt For For For 1.4 Elect Charles Fabrikant Mgmt For For For 1.5 Elect Paul Gaffney II Mgmt For For For 1.6 Elect Edward Grebow Mgmt For For For 1.7 Elect Herbert Hofmann Mgmt For For For 1.8 Elect Arthur Rebell Mgmt For For For 1.9 Elect Raymond Troubh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS DFS CUSIP 254709108 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For
6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DR PEPPER SNAPPLE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPS CUSIP 26138E109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect John Adams Mgmt For For For 2 Elect Terence Martin Mgmt For For For 3 Elect Ronald Rogers Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DREAMWORKS ANIMATION SKG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DWA CUSIP 26153C103 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For Withhold Against 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Employee Stock Purchase Mgmt For For For Plan
- -------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For Against Against 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jagjeet Bindra Mgmt For For For 1.2 Elect Vanessa Chang Mgmt For For For 1.3 Elect France Cordova Mgmt For For For 1.4 Elect Theodore Craver, Jr. Mgmt For For For 1.5 Elect Charles Curtis Mgmt For For For 1.6 Elect Bradford Freeman Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Ronald Olson Mgmt For Withhold Against 1.9 Elect James Rosser Mgmt For For For 1.10 Elect Richard Schlosberg, III Mgmt For For For 1.11 Elect Thomas Sutton Mgmt For For For 1.12 Elect Brett White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay)
- -------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2008 Omnibus Mgmt For For For Equity Compensation Plan 10 Amendment to the Employee Mgmt For For For Stock Purchase Plan 11 Amendment to the Executive Mgmt For For For Officer Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal ShrHldr Against Against For Regarding Compensation in the Event of a Triggering Event
- -------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James Hackett Mgmt For For For 2 Elect Kent Kresa Mgmt For Against Against 3 Elect Nader Sultan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- GEN-PROBE INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GPRO CUSIP 36866T103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Carl Hull Mgmt For For For 2 Elect Armin Kessler Mgmt For For For 3 Elect Lucy Shapiro Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Election of Brian A. McNamee Mgmt For For For to the Company's Board of Directors
- -------------------------------------------------------------------------------- GOODRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GR CUSIP 382388106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Carolyn Corvi Mgmt For For For 1.2 Elect Diane Creel Mgmt For For For 1.3 Elect George Davidson, Jr. Mgmt For For For 1.4 Elect Harris Deloach, Jr. Mgmt For For For 1.5 Elect James Griffith Mgmt For For For 1.6 Elect William Holland Mgmt For For For 1.7 Elect John Jumper Mgmt For For For 1.8 Elect Marshall Larsen Mgmt For For For 1.9 Elect Lloyd Newton Mgmt For For For 1.10 Elect Douglas Olesen Mgmt For For For 1.11 Elect Alfred Rankin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For For For Executive Management Incentive Plan
- -------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Judith Blumenthal Mgmt For For For 1.2 Elect Anthony Chidoni Mgmt For For For 1.3 Elect Maurice Marciano Mgmt For For For 2 Amendment to the Annual Mgmt For For For Incentive Bonus Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Terry Growcock Mgmt For For For 2 Elect Leslie Kenne Mgmt For For For 3 Elect David Rickard Mgmt For For For 4 Elect Gregory Swienton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Connie Curran Mgmt For For For 2 Elect Heino von Prondzynski Mgmt For For For 3 Elect Mark Wheeler Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HUDSON CITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCBK CUSIP 443683107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Donald Quest Mgmt For For For 2 Elect Joseph Sponholz Mgmt For For For 3 Executive Officer Annual Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For Withhold Against 1.4 Elect Ralph Hake Mgmt For Withhold Against 1.5 Elect John Hamre Mgmt For For For
1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For Withhold Against 1.8 Elect Surya Mohapatra Mgmt For Withhold Against 1.9 Elect Linda Sanford Mgmt For Withhold Against 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- L-3 COMMUNICATIONS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LLL CUSIP 502424104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Claude Canizares Mgmt For For For 1.2 Elect Thomas Corcoran Mgmt For For For 1.3 Elect Lewis Kramer Mgmt For For For 1.4 Elect Alan Washkowitz Mgmt For For For 2 Amendment to the 2008 Long Mgmt For For For Term Performance Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS LH CUSIP 50540R409 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David King Mgmt For For For 2 Elect Kerrii Anderson Mgmt For For For 3 Elect Jean-Luc Belingard Mgmt For Against Against 4 Elect Wendy Lane Mgmt For For For 5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Robert Mittelstaedt, Jr. Mgmt For For For 7 Elect Arthur Rubenstein Mgmt For For For 8 Elect M. Keith Weikel Mgmt For For For 9 Elect R. Sanders Williams Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LENNAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEN CUSIP 526057104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Irving Bolotin Mgmt For Withhold Against 1.2 Elect Steven Gerard Mgmt For Withhold Against 1.3 Elect Sherrill Hudson Mgmt For Withhold Against 1.4 Elect R. Kirk Landon Mgmt For Withhold Against 1.5 Elect Sidney Lapidus Mgmt For For For 1.6 Elect Stuart Miller Mgmt For For For 1.7 Elect Donna Shalala Mgmt For For For 1.8 Elect Jeffrey Sonnenfeld Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions
- -------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LIFE CUSIP 53217V109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect George Adam Mgmt For For For 1.2 Elect Raymond Dittamore Mgmt For For For 1.3 Elect Arnold Levine Mgmt For For For 1.4 Elect Bradley Lorimier Mgmt For For For 1.5 Elect David U'Prichard Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the Certificate Mgmt For For For of Incorporation of the Company (Adoption of Majority Vote for Election of Directors) 4 Amendment to the Certificate Mgmt For For For of Incorporation of the Company (Elimination of Supermajority Requirement) 5 Amendment to the Bylaws of the Mgmt For For For Company (Adoption of Majority Vote for Election of Directors) 6 Amendment to the Bylaws of the Mgmt For For For Company (Elimination of Supermajority Provisions) 7 2010 Incentive Compensation Mgmt For For For Plan
- -------------------------------------------------------------------------------- LIMITED BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTD CUSIP 532716107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Dennis Hersch Mgmt For For For 2 Elect David Kollat Mgmt For For For 3 Elect William Loomis, Jr. Mgmt For For For 4 Elect Leslie Wexner Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Avery Mgmt For For For 1.2 Elect William Cunningham Mgmt For Withhold Against 1.3 Elect William Payne Mgmt For For For 1.4 Elect Patrick Pittard Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation
- -------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, Mgmt For For For III 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Colm Doherty Mgmt For For For 1.9 Elect Gary Geisel Mgmt For For For 1.10 Elect Patrick Hodgson Mgmt For For For 1.11 Elect Richard King Mgmt For Withhold Against 1.12 Elect Jorge Pereira Mgmt For For For 1.13 Elect Michael Pinto Mgmt For For For 1.14 Elect Melinda Rich Mgmt For For For 1.15 Elect Robert Sadler, Jr. Mgmt For For For 1.16 Elect Herbert Washington Mgmt For For For 1.17 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- M.D.C. HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDC CUSIP 552676108 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Berman Mgmt For For For 1.2 Elect Herbert Buchwald Mgmt For For For 1.3 Elect Larry Mizel Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDU CUSIP 552690109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Thomas Everist Mgmt For For For 2 Elect Thomas Everist Mgmt For For For 3 Elect Terry Hildestad Mgmt For For For 4 Elect A. Bart Holaday Mgmt For For For 5 Elect Dennis Johnson Mgmt For For For 6 Elect Thomas Knudson Mgmt For For For 7 Elect Richard Lewis Mgmt For For For 8 Elect Patricia Moss Mgmt For For For 9 Elect Harry Pearce Mgmt For For For 10 Elect John Wilson Mgmt For For For 11 Elimination of Supermajority Mgmt For For For Vote Requirement Related to Certain Business Combinations 12 Elimination of Supermajority Mgmt For For For Vote Requirement Related to Charter Amendments 13 Charter Amendment to Conform Mgmt For For For to Delaware General Corporation Law 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Combustion Waste
- -------------------------------------------------------------------------------- MEAD JOHNSON NUTRITION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MJN CUSIP 582839106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Golsby Mgmt For For For 1.2 Elect Steven Altschuler Mgmt For For For 1.3 Elect Howard Bernick Mgmt For For For 1.4 Elect James Cornelius Mgmt For For For 1.5 Elect Peter Ratcliffe Mgmt For For For 1.6 Elect Elliott Sigal Mgmt For For For 1.7 Elect Robert Singer Mgmt For For For 1.8 Elect Kimberly Casiano Mgmt For For For 1.9 Elect Anna Catalano Mgmt For For For 2 Amendment to the 2009 Stock Mgmt For For For Award and Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHK CUSIP 608190104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Phyllis Bonanno Mgmt For For For 1.2 Elect David Kolb Mgmt For Withhold Against 1.3 Elect Joseph Onorato Mgmt For For For 1.4 Elect W. Christopher Wellborn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For Withhold Against
- -------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Wendy Cameron Mgmt For For For 1.4 Elect Neil Dimick Mgmt For Withhold Against 1.5 Elect Douglas Leech Mgmt For Withhold Against 1.6 Elect Joseph Maroon Mgmt For For For 1.7 Elect Mark Parrish Mgmt For For For 1.8 Elect C. B. Todd Mgmt For For For 1.9 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For
1.10 Elect James Taranik Mgmt For Withhold Against 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For Against Against Incentive Compensation Plan
- -------------------------------------------------------------------------------- NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For Against Against 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Mgmt For For For Plan 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- OGE ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OGE CUSIP 670837103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect James H. Brandi Mgmt For For For 1.2 Elect Luke R. Corbett Mgmt For For For 1.3 Elect Peter B. Delaney Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ONEOK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OKE CUSIP 682680103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect David Kyle Mgmt For For For 6 Elect Bert Mackie Mgmt For For For 7 Elect Jim Mogg Mgmt For For For 8 Elect Jim Mogg Mgmt For For For 9 Elect Gary Parker Mgmt For For For 10 Elect Eduardo Rodriguez Mgmt For For For 11 Elect Gerald Smith Mgmt For For For 12 Elect David Tippeconnic Mgmt For For For 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- PLAINS EXPLORATION & PRODUCTION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXP CUSIP 726505100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Flores Mgmt For For For 1.2 Elect Isaac Arnold, Jr. Mgmt For For For 1.3 Elect Alan Buckwalter, III Mgmt For For For 1.4 Elect Jerry Dees Mgmt For Withhold Against 1.5 Elect Tom Delimitros Mgmt For Withhold Against 1.6 Elect Thomas Fry, III Mgmt For For For 1.7 Elect Robert Gerry III Mgmt For For For 1.8 Elect Charles Groat Mgmt For For For 1.9 Elect John Lollar Mgmt For Withhold Against 2 2010 Incentive Award Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Bailey Mgmt For For For 1.2 Elect Richard Belluzzo Mgmt For For For 1.3 Elect James Diller, Sr. Mgmt For For For 1.4 Elect Michael Farese Mgmt For For For 1.5 Elect Jonathan Judge Mgmt For For For 1.6 Elect William Kurtz Mgmt For For For 1.7 Elect Gregory Lang Mgmt For For For 1.8 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Mgmt For For For Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 5 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For Withhold Against 1.3 Elect Betsy Atkins Mgmt For For For 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRSP CUSIP 743606105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Leah Henderson Mgmt For For For 1.2 Elect Ned Holmes Mgmt For For For 1.3 Elect David Zalman Mgmt For For For 1.4 Elect Ervan Zouzalik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- RALCORP HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RAH CUSIP 751028101 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Bill Armstrong Mgmt For For For 1.2 Elect J. Patrick Mulcahy Mgmt For For For 1.3 Elect William Stiritz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CUSIP 7591EP100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Samuel Bartholomew, Jr. Mgmt For Against Against 2 Elect George Bryan Mgmt For For For 3 Elect David Cooper, Sr. Mgmt For Against Against 4 Elect Earnest Deavenport, Jr. Mgmt For Against Against 5 Elect Don DeFosset Mgmt For For For 6 Elect O. B. Grayson Hall, Jr. Mgmt For For For 7 Elect Charles McCrary Mgmt For For For 8 Elect James Malone Mgmt For For For
9 Elect Susan Matlock Mgmt For For For 10 Elect John Maupin, Jr. Mgmt For For For 11 Elect John Roberts Mgmt For For For 12 Elect Lee Styslinger III Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Approval of the 2010 Long Term Mgmt For Against Against Incentive Plan 15 Increase of Authorized Common Mgmt For For For Stock and Approval of Certain Technical Changes to the Certificate of Incorporation Regarding Boad Declassification 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Tax Gross-up Payments 18 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James O'Connor Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect James Crownover Mgmt For For For 4 Elect William Flynn Mgmt For For For 5 Elect David Foley Mgmt For For For 6 Elect Michael Larson Mgmt For For For 7 Elect Nolan Lehmann Mgmt For For For 8 Elect W. Lee Nutter Mgmt For For For 9 Elect Ramon Rodriguez Mgmt For For For 10 Elect Allan Sorensen Mgmt For For For 11 Elect John Trani Mgmt For For For 12 Elect Michael Wickham Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROK CUSIP 773903109 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Barry Johnson Mgmt For For For 1.2 Elect William McCormick, Jr. Mgmt For Withhold Against 1.3 Elect Keith Nosbusch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Long-Term Incentives Plan
- -------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RYDER SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Fuente Mgmt For For For 2 Elect Eugene Renna Mgmt For For For 3 Elect Abbie Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Equity Mgmt For For For Compensation 6 Amendment to the Stock Mgmt For For For Purchase Plan for Employees
- -------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNI CUSIP 811065101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Galloway Mgmt For For For 1.2 Elect Dale Pond Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For Withhold Against
- -------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Adam Aron Mgmt For Withhold Against 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Mgmt For For For Incentive Plan for Certain Executives
- -------------------------------------------------------------------------------- SUPERIOR ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPN CUSIP 868157108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Harold Bouillion Mgmt For For For 1.2 Elect Enoch Dawkins Mgmt For Withhold Against 1.3 Elect James Funk Mgmt For For For 1.4 Elect Terence Hall Mgmt For For For 1.5 Elect Ernest Howard, III Mgmt For Withhold Against 1.6 Elect Justin Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Eric Benhamou Mgmt For For For 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Mgmt For For For Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SYBASE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SY CUSIP 871130100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Chen Mgmt For For For 1.2 Elect Richard Alberding Mgmt For For For 1.3 Elect Cecilia Claudio Mgmt For For For 1.4 Elect Michael Daniels Mgmt For For For 1.5 Elect L. William Krause Mgmt For For For 1.6 Elect Alan Salisbury Mgmt For For For 1.7 Elect Jack Sum Mgmt For For For 1.8 Elect Robert Wayman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Leadership Team Incentive Plan
- -------------------------------------------------------------------------------- SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- TERADATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TDC CUSIP 88076W103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Edward Boykin Mgmt For For For 2 Elect Cary Fu Mgmt For For For 3 Elect Victor Lund Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE CLOROX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CLX CUSIP 189054109 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Gary Michael Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- THE J.M. SMUCKER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Paul Dolan Mgmt For Against Against 2 Elect Nancy Lopez Knight Mgmt For Against Against 3 Elect Gary Oatey Mgmt For Against Against 4 Elect Alex Shumate Mgmt For Against Against 5 Elect Timothy Smucker Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Elimination of Cumulative Mgmt For For For Voting 8 Adoption of Majority Vote for Mgmt For For For Election of Directors 9 Amendment to Allow the Board Mgmt For Against Against to Amend the Regulations
- -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMB CUSIP 969457100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Kathleen Cooper Mgmt For For For 2 Elect William Granberry Mgmt For For For 3 Elect William Lowrie Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2007 Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 8 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Byrnes Mgmt For For For 1.2 Elect John McDaniel Mgmt For For For 1.3 Elect George McKenzie Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS TICKER SECURITY ID: MEETING DATE MEETING STATUS WRI CUSIP 948741103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stanford Alexander Mgmt For For For 1.2 Elect Andrew Alexander Mgmt For For For 1.3 Elect James Crownover Mgmt For For For 1.4 Elect Robert Cruikshank Mgmt For For For 1.5 Elect Melvin Dow Mgmt For Withhold Against 1.6 Elect Stephen Lasher Mgmt For For For 1.7 Elect Douglas Schnitzer Mgmt For For For 1.8 Elect C. Park Shaper Mgmt For For For 1.9 Elect Marc Shapiro Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 2010 Long-term Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WILLIS GROUP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WSH CUSIP G96655108 12/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Reorganization From Bermuda to Mgmt For For For Ireland 2 Creation of Distributable Mgmt For For For Reserves
- -------------------------------------------------------------------------------- WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WSH CUSIP G96666105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect William Bradley Mgmt For For For 2 Elect Joseph Califano, Jr. Mgmt For For For 3 Elect Anna Catalano Mgmt For For For 4 Elect Sir Roy Gardner Mgmt For For For 5 Elect Sir Jeremy Hanley Mgmt For For For 6 Elect Robyn Kravit Mgmt For For For 7 Elect Jeffrey Lane Mgmt For For For 8 Elect Wendy Lane Mgmt For For For 9 Elect James McCann Mgmt For For For 10 Elect Joseph Plumeri Mgmt For For For 11 Elect Douglas Roberts Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 2010 North American Employee Mgmt For For For Stock Purchase Plan
- -------------------------------------------------------------------------------- WILMINGTON TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WL CUSIP 971807102 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect R. Keith Elliott Mgmt For For For 1.2 Elect Gailen Krug Mgmt For For For 1.3 Elect Michele Rollins Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Mgmt For For For Annual Incentive Plan 12 Amendment to the 2005 Mgmt For For For Long-Term Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- XL CAPITAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Joseph Mauriello Mgmt For Against Against 2 Elect Eugene McQuade Mgmt For Against Against 3 Elect Clayton Rose Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Reincorporation from Cayman Mgmt For For For Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Mgmt For For For Reserves 4 Amendments to Articles - Mgmt For Against Against Director Nomination Procedures 5 Amendments to Articles - Mgmt For For For Change in Company Name 6 Right to Adjourn Meeting Mgmt For For For
Registrant: RidgeWorth Funds Fund Name: RidgeWorth Mid-Cap Value Equity Fund - -------------------------------------------------------------------------------- ACE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ACE CUSIP H0023R105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Mgmt For For For Statements 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Mgmt For For For Directors 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor Mgmt For For For (Zurich) 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Mgmt For Against Against Long-Term Incentive Plan 16 Approval of Dividend in the Mgmt For For For Form of a Par Value Reduction
- -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AWK CUSIP 030420103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Adik Mgmt For For For 1.2 Elect Donald Correll Mgmt For For For 1.3 Elect Martha Clark Goss Mgmt For For For 1.4 Elect Julie Dobson Mgmt For For For 1.5 Elect Richard Grigg Mgmt For For For 1.6 Elect Julia Johnson Mgmt For For For 1.7 Elect George MacKenzie Mgmt For For For 1.8 Elect William Marrazzo Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Amendment to the 2005 Mgmt For Against Against Incentive Compensation Plan 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Brian Jennings Mgmt For For For 1.2 Elect Steven Leer Mgmt For For For 1.3 Elect Robert Potter Mgmt For For For 1.4 Elect Theodore Sands Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Stock Mgmt For For For Incentive Plan 4 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Officers
- -------------------------------------------------------------------------------- ASHLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASH CUSIP 044209104 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Mark Rohr Mgmt For For For 2 Elect Theodore Solso Mgmt For For For 3 Elect Michael Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ASTORIA FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AF CUSIP 046265104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Chrin Mgmt For For For 1.2 Elect John Conefry, Jr. Mgmt For For For 1.3 Elect Brian Leeney Mgmt For For For 1.4 Elect Thomas Powderly Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Non-Employee Director Stock Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director Mgmt For For For & Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For Withhold Against 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate Mgmt For For For of Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- BEST BUY CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Kathy Higgins Victor Mgmt For For For 1.4 Elect Rogelio Rebolledo Mgmt For For For 1.5 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Board Size Mgmt For For For 2.1 Elect Gordon Arnell Mgmt For For For 2.2 Elect William Cahill Mgmt For For For 2.3 Elect Richard Clark Mgmt For For For 2.4 Elect Jack Cockwell Mgmt For For For 2.5 Elect Roderick Fraser Mgmt For For For 2.6 Elect Paul McFarlane Mgmt For For For 2.7 Elect Allan Olson Mgmt For For For 2.8 Elect Robert Stelzl Mgmt For For For 2.9 Elect Diana Taylor Mgmt For For For 2.10 Elect John E. Zuccotti Mgmt For For For 3 Appointment of Auditor and Mgmt For For For Authority to Set Fees
- -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ELY CUSIP 131193104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect George Fellows Mgmt For For For 1.2 Elect Samuel Armacost Mgmt For For For 1.3 Elect Ronald Beard Mgmt For For For 1.4 Elect John Cushman, III Mgmt For For For 1.5 Elect Yotaro Kobayashi Mgmt For For For 1.6 Elect John Lundgren Mgmt For For For 1.7 Elect Adebayo Ogunlesi Mgmt For For For 1.8 Elect Richard Rosenfield Mgmt For For For 1.9 Elect Anthony Thornley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane Henney Mgmt For For For 4 Elect Donna Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Long-Term Mgmt For For For Incentive Plan 7 Directors Equity Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- CON-WAY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNW CUSIP 205944101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Anton Mgmt For For For 1.2 Elect William Corbin Mgmt For For For 1.3 Elect Robert Jaunich II Mgmt For For For 1.4 Elect W. Keith Kennedy, Jr. Mgmt For For For 1.5 Elect John Pope Mgmt For For For 1.6 Elect Douglas Stotlar Mgmt For For For 1.7 Elect Peter Stott Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect W.G. Jurgensen Mgmt For For For 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 2009 Stock Plan Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS DFS CUSIP 254709108 04/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ENSCO INTERNATIONAL INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 26874Q100 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Reorganization from Delaware Mgmt For For For to the United Kingdom 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Thomas Kelly II Mgmt For Against Against 2 Elect Rita Rodriguez Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Appointment of Statutory Mgmt For For For Auditor 5 Amendment to the 2005 Cash Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For For For 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For For For 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Mgmt For For For Annual Incentive Plan
- -------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Mgmt For For For Voting 4 Amendment to the Code of Mgmt For Against Against Regulations 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- FLOWSERVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLS CUSIP 34354P105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gayla Delly Mgmt For For For 1.2 Elect Rick Mills Mgmt For For For 1.3 Elect Charles Rampacek Mgmt For For For 1.4 Elect William Rusnack Mgmt For For For 1.5 Elect Mark Blinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James Hackett Mgmt For For For 2 Elect Kent Kresa Mgmt For Against Against 3 Elect Nader Sultan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FPL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FPL CUSIP 302571104 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect J. Brian Ferguson Mgmt For For For 1.6 Elect Lewis Hay III Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Oliver Kingsley, Jr. Mgmt For For For 1.9 Elect Rudy Schupp Mgmt For For For 1.10 Elect William Swanson Mgmt For For For 1.11 Elect Michael Thaman Mgmt For For For 1.12 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For
- -------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOG CUSIP 412822108 04/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect Richard Beattie Mgmt For For For 1.3 Elect Judson Green Mgmt For For For 1.4 Elect N. Thomas Linebarger Mgmt For Withhold Against 2 Repeal of Classified Board Mgmt For For For 3 Employee Incentive Plan Mgmt For For For 4 Amendment to the Director Mgmt For For For Stock Plan 5 Ratification of Auditor Mgmt For Against Against 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Terry Growcock Mgmt For For For 2 Elect Leslie Kenne Mgmt For For For 3 Elect David Rickard Mgmt For For For 4 Elect Gregory Swienton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- HARSCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HSC CUSIP 415864107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect G. D. H. Butler Mgmt For For For 1.2 Elect K. Eddy Mgmt For For For 1.3 Elect S. Fazzolari Mgmt For For For 1.4 Elect Stuart Graham Mgmt For For For 1.5 Elect Terry Growcock Mgmt For For For 1.6 Elect Henry Knueppel Mgmt For For For 1.7 Elect D. Howard Pierce Mgmt For For For 1.8 Elect J. Scheiner Mgmt For For For 1.9 Elect A. Sordoni, III Mgmt For For For 1.10 Elect Robert Wilburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HES CUSIP 42809H107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Long-Term Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- HILLENBRAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HI CUSIP 431571108 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mark DeLuzio Mgmt For For For 1.2 Elect James Henderson Mgmt For For For 1.3 Elect Ray Hillenbrand Mgmt For For For 1.4 Elect F. Joseph Loughrey Mgmt For For For 2 Amendment to the Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- INGERSOLL-RAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For Against Against 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For Withhold Against 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Stock Option Exchange Program Mgmt For For For for Eligible Employees
- -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect David Bronczek Mgmt For For For 2 Elect Lynn Elsenhans Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect John Townsend, III Mgmt For For For 6 Elect William Walter Mgmt For For For 7 Elect J. Steven Whisler Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the By-Laws Mgmt For For For Regarding the Right to Call a Special Meeting
- -------------------------------------------------------------------------------- INTERSIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIL CUSIP 46069S109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Bell Mgmt For For For 1.2 Elect Robert Conn Mgmt For For For 1.3 Elect James Diller Mgmt For For For 1.4 Elect Gary Gist Mgmt For For For 1.5 Elect Mercedes Johnson Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Jan Peeters Mgmt For For For 1.8 Elect Robert Pokelwaldt Mgmt For For For 1.9 Elect James Urry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- INTERSIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIL CUSIP 46069S109 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 2 Employee Stock Option Exchange Mgmt For For For Program
- -------------------------------------------------------------------------------- INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For Withhold Against 1.4 Elect Ralph Hake Mgmt For Withhold Against 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For Withhold Against 1.8 Elect Surya Mohapatra Mgmt For Withhold Against 1.9 Elect Linda Sanford Mgmt For Withhold Against 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Laurent Mignon Mgmt For Withhold Against 1.2 Elect Gary Parr Mgmt For Withhold Against 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Mgmt For For For Bylaws 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MANITOWOC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Virgis Colbert Mgmt For Withhold Against 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Mgmt For For For Awards Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MARSHALL & ILSLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MI CUSIP 571837103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jon Chait Mgmt For For For 1.2 Elect John Daniels, Jr. Mgmt For Withhold Against 1.3 Elect Mark Furlong Mgmt For For For 1.4 Elect Ted Kellner Mgmt For Withhold Against 1.5 Elect Dennis Kuester Mgmt For For For 1.6 Elect David Lubar Mgmt For For For 1.7 Elect Katharine Lyall Mgmt For For For 1.8 Elect John Mellowes Mgmt For For For 1.9 Elect San Orr, Jr. Mgmt For For For 1.10 Elect Robert O'Toole Mgmt For For For 1.11 Elect Peter Platten III Mgmt For For For 1.12 Elect John Shiely Mgmt For For For 1.13 Elect George Wardeberg Mgmt For For For 1.14 Elect James Wigdale Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- MB FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MBFI CUSIP 55264U108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mitchell Feiger Mgmt For For For 1.2 Elect James Hallene Mgmt For For For 1.3 Elect Charles Gries Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHldr Against Against For Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- MUELLER WATER PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWA CUSIP 624758108 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Donald Boyce Mgmt For For For 1.2 Elect Howard Clark, Jr. Mgmt For For For 1.3 Elect Gregory Hyland Mgmt For For For 1.4 Elect Jerry Kolb Mgmt For For For 1.5 Elect Joseph Leonard Mgmt For For For 1.6 Elect Mark O'Brien Mgmt For For For 1.7 Elect Bernard Rethore Mgmt For For For 1.8 Elect Neil Springer Mgmt For For For 1.9 Elect Lydia Thomas Mgmt For For For 1.10 Elect Michael Tokarz Mgmt For Withhold Against 2 2010 Management Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MURPHY OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Frank Blue Mgmt For For For 1.2 Elect Claiborne Deming Mgmt For For For 1.3 Elect Robert Hermes Mgmt For Withhold Against 1.4 Elect James Kelley Mgmt For For For 1.5 Elect R. Madison Murphy Mgmt For For For 1.6 Elect William Nolan, Jr. Mgmt For For For 1.7 Elect Neal Schmale Mgmt For For For 1.8 Elect David Smith Mgmt For For For 1.9 Elect Caroline Theus Mgmt For For For 1.10 Elect David Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NEWMARKET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEU CUSIP 651587107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Phyllis Cothran Mgmt For For For 1.2 Elect Mark Gambill Mgmt For For For 1.3 Elect Bruce Gottwald Mgmt For For For 1.4 Elect Thomas Gottwald Mgmt For For For 1.5 Elect Patrick Hanley Mgmt For Withhold Against 1.6 Elect James Rogers Mgmt For For For 1.7 Elect Charles Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For Against Against 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Linda Bynoe Mgmt For For For 1.2 Elect Nicholas Chabraja Mgmt For For For 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Robert McCormack Mgmt For For For 1.7 Elect Edward Mooney Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect David Smith, Jr. Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 1.12 Elect Charles Tribbett III Mgmt For For For 1.13 Elect Frederick Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For Against Against Incentive Award Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal ShrHldr Against Against For Reimbursement of Solicitation Expenses 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBCT CUSIP 712704105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Dwight Mgmt For For For 1.2 Elect Janet Hansen Mgmt For For For 1.3 Elect Mark Richards Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr N/A For N/A Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report
- -------------------------------------------------------------------------------- PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stuart Graham Mgmt For For For 1.2 Elect Stuart Heydt Mgmt For For For 1.3 Elect Craig Rogerson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PROGRESS ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGN CUSIP 743263105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect John Baker II Mgmt For Against Against 2 Elect James Bostic, Jr. Mgmt For For For 3 Elect Harris DeLoach Mgmt For For For 4 Elect James Hyler, Jr. Mgmt For For For 5 Elect William Johnson Mgmt For For For 6 Elect Robert Jones Mgmt For For For 7 Elect W. Steven Jones Mgmt For For For 8 Elect Melquiades Martinez Mgmt For For For 9 Elect E. Marie McKee Mgmt For For For 10 Elect John Mullin, III Mgmt For For For 11 Elect Charles Pryor, Jr. Mgmt For For For 12 Elect Carlos Saladrigas Mgmt For For For 13 Elect Theresa Stone Mgmt For For For 14 Elect Alfred Tollison, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Teresa Beck Mgmt For For For 1.2 Elect R. D. Cash Mgmt For For For 1.3 Elect James Harmon Mgmt For For For 1.4 Elect Robert McKee III Mgmt For For For 1.5 Elect Gary Michael Mgmt For For For 1.6 Elect Charles Stanley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Long-Term Mgmt For Against Against Stock Incentive Plan 5 Amendment to the Annual Mgmt For For For Management Incentive Plan II 6 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RF CUSIP 7591EP100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Samuel Bartholomew, Jr. Mgmt For Against Against 2 Elect George Bryan Mgmt For For For 3 Elect David Cooper, Sr. Mgmt For Against Against 4 Elect Earnest Deavenport, Jr. Mgmt For Against Against 5 Elect Don DeFosset Mgmt For For For 6 Elect O. B. Grayson Hall, Jr. Mgmt For For For 7 Elect Charles McCrary Mgmt For For For 8 Elect James Malone Mgmt For For For 9 Elect Susan Matlock Mgmt For For For 10 Elect John Maupin, Jr. Mgmt For For For 11 Elect John Roberts Mgmt For For For 12 Elect Lee Styslinger III Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Approval of the 2010 Long Term Mgmt For Against Against Incentive Plan 15 Increase of Authorized Common Mgmt For For For Stock and Approval of Certain Technical Changes to the Certificate of Incorporation Regarding Boad Declassification 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Tax Gross-up Payments 18 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James O'Connor Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect James Crownover Mgmt For For For 4 Elect William Flynn Mgmt For For For 5 Elect David Foley Mgmt For For For 6 Elect Michael Larson Mgmt For For For 7 Elect Nolan Lehmann Mgmt For For For 8 Elect W. Lee Nutter Mgmt For For For 9 Elect Ramon Rodriguez Mgmt For For For 10 Elect Allan Sorensen Mgmt For For For 11 Elect John Trani Mgmt For For For 12 Elect Michael Wickham Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Brenda Barnes Mgmt For For For 2 Elect Christopher Begley Mgmt For For For 3 Elect Crandall Bowles Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect James Crown Mgmt For For For 6 Elect Laurette Koellner Mgmt For For For 7 Elect Cornelis van Lede Mgmt For For For 8 Elect John McAdam Mgmt For For For 9 Elect Sir Ian Prosser Mgmt For For For 10 Elect Norman Sorensen Mgmt For For For 11 Elect Jeffrey Ubben Mgmt For For For 12 Elect Jonathan Ward Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SEMPRA ENERGY TICKER SECURITY ID: MEETING DATE MEETING STATUS SRE CUSIP 816851109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James Brocksmith, Jr. Mgmt For For For 2 Elect Donald Felsinger Mgmt For For For 3 Elect Wilford Godbold, Jr. Mgmt For For For 4 Elect William Jones Mgmt For For For 5 Elect William Ouchi Mgmt For For For 6 Elect Carlos Ruiz Mgmt For For For 7 Elect William Rusnack Mgmt For For For 8 Elect William Rutledge Mgmt For For For 9 Elect Lynn Schenk Mgmt For For For 10 Elect Neal Schmale Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCCO CUSIP 84265V105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect German Larrea Mgmt For For For Mota-Velasco 1.2 Elect Oscar Gonzalez Rocha Mgmt For For For 1.3 Elect Emilio Carrillo Gamboa Mgmt For Withhold Against 1.4 Elect Alfredo Perez Mgmt For For For 1.5 Elect Alberto de la Parra Mgmt For For For Zavala 1.6 Elect Xavier Garcia de Quevedo Mgmt For For For Topete 1.7 Elect Genaro Larrea Mgmt For For For Mota-Velasco 1.8 Elect Daniel Quintanilla Mgmt For For For 1.9 Elect Armando Ortega Gomez Mgmt For For For
1.10 Elect Luis Miguel Palomino Mgmt For For For Bonilla 1.11 Elect Gilberto Cifuentes Mgmt For Withhold Against 1.12 Elect Juan Rebolledo Gout Mgmt For For For 1.13 Elect Carlos Ruiz Sacristan Mgmt For For For 1.14 Elect Luis Tellez Kuenzler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Robert Fields Mgmt For For For 1.4 Elect Jacqueline Kosecoff Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For Withhold Against 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SUPERVALU INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVU CUSIP 868536103 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Donald Chappel Mgmt For For For 2 Elect Irwin Cohen Mgmt For For For 3 Elect Ronald Daly Mgmt For Against Against 4 Elect Susan Engel Mgmt For Against Against 5 Elect Craig Herkert Mgmt For For For 6 Elect Charles Lillis Mgmt For Against Against 7 Elect Steven Rogers Mgmt For For For 8 Elect Matthew Rubel Mgmt For For For 9 Elect Wayne Sales Mgmt For Against Against 10 Elect Kathi Seifert Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Adoption of Triennial Advisory Mgmt For For For Vote on Executive Compensation
- -------------------------------------------------------------------------------- TALISMAN ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLM CUSIP 87425E103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Christine Bergevin Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect William Dalton Mgmt For For For 1.4 Elect Kevin Dunne Mgmt For For For 1.5 Elect Harold Kvisle Mgmt For Withhold Against 1.6 Elect John Manzoni Mgmt For For For 1.7 Elect Lisa Stewart Mgmt For For For 1.8 Elect Peter Tomsett Mgmt For For For 1.9 Elect John Watson Mgmt For For For 1.10 Elect Charles Williamson Mgmt For For For 1.11 Elect Charles Winograd Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to By-Law No. 1 Mgmt For For For
- -------------------------------------------------------------------------------- THE BRINK'S COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BCO CUSIP 109696104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Paul Boynton Mgmt For For For 1.2 Elect Murray Martin Mgmt For For For 1.3 Elect Ronald Turner Mgmt For Withhold Against 2 Amendment to the Key Mgmt For For For Employees' Deferred Compensation Plan 3 Approval of the Material Terms Mgmt For For For of the Performance Goals under the Management Performance Improvement Plan 4 Approval of the Material Terms Mgmt For For For of the Performance Goals under the 2005 Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COO CUSIP 216648402 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect A.Thomas Bender Mgmt For For For 1.2 Elect Michael Kalkstein Mgmt For For For 1.3 Elect Jody Lindell Mgmt For For For 1.4 Elect Donald Press Mgmt For For For 1.5 Elect Steven Rosenberg Mgmt For For For 1.6 Elect Allan Rubenstein Mgmt For Withhold Against 1.7 Elect Robert Weiss Mgmt For For For 1.8 Elect Stanley Zinberg Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EL CUSIP 518439104 11/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Rose Marie Bravo Mgmt For For For 1.2 Elect Paul Fribourg Mgmt For For For 1.3 Elect Mellody Hobson Mgmt For For For 1.4 Elect Irvine Hockaday, Jr. Mgmt For For For 1.5 Elect Barry Sternlicht Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal ShrHldr Against Against For Reimbursement of Solicitation Expenses
- -------------------------------------------------------------------------------- THE HERSHEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HSY CUSIP 427866108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Pamela Arway Mgmt For For For 1.2 Elect Robert Cavanaugh Mgmt For Withhold Against 1.3 Elect Charles Davis Mgmt For For For 1.4 Elect James Nevels Mgmt For Withhold Against 1.5 Elect Thomas Ridge Mgmt For For For 1.6 Elect David Shedlarz Mgmt For For For 1.7 Elect David West Mgmt For For For 1.8 Elect LeRoy Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMB CUSIP 969457100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Kathleen Cooper Mgmt For For For 2 Elect William Granberry Mgmt For For For 3 Elect William Lowrie Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2007 Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 8 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect J. Wayne Leonard Mgmt For For For 1.5 Elect Jon Madonna Mgmt For For For 1.6 Elect Joseph Netherland Mgmt For For For 1.7 Elect Richard Pattarozzi Mgmt For For For 1.8 Elect Nicholas Sutton Mgmt For For For 1.9 Elect Cindy Taylor Mgmt For For For 1.10 Elect Dean Taylor Mgmt For For For 1.11 Elect Jack Thompson Mgmt For For For 2 2009 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Ruben Escobedo Mgmt For Against Against 2 Elect Bob Marbut Mgmt For Against Against 3 Elect Robert Profusek Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Mgmt For For For Omnibus Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS VMC CUSIP 929160109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Douglas McGregor Mgmt For For For 1.2 Elect Vincent Trosino Mgmt For For For 1.3 Elect Philip Carroll, Jr. Mgmt For Withhold Against 1.4 Elect James Napier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- WATSON WYATT WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WW CUSIP 942712100 12/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 2009 Long Term Incentive Plan Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Issuance of Shares Pursuant to Mgmt For For For Merger 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect N.J. Nicholas, Jr. Mgmt For Against Against 7 Elect Charles Prince Mgmt For Against Against 8 Elect Ann Reese Mgmt For Against Against 9 Elect Mary Wilderotter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Mgmt For For For Performance Incentive Plan
- -------------------------------------------------------------------------------- XL CAPITAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Joseph Mauriello Mgmt For Against Against 2 Elect Eugene McQuade Mgmt For Against Against 3 Elect Clayton Rose Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Reincorporation from Cayman Mgmt For For For Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Mgmt For For For Reserves 4 Amendments to Articles - Mgmt For Against Against Director Nomination Procedures 5 Amendments to Articles - Mgmt For For For Change in Company Name 6 Right to Adjourn Meeting Mgmt For For For
Registrant: RidgeWorth Funds Fund Name: RidgeWorth Moderate Allocation Strategy - -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287176 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approve a new investment Mgmt For For For advisory agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287234 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approve a new investment Mgmt For For For advisory agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser]
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287176 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
- -------------------------------------------------------------------------------- ISHARES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287234 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 GEORGE G.C. PARKER Mgmt For For For 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For For For 1.4 CHARLES A. HURTY Mgmt For For For 1.5 JOHN E. KERRIGAN Mgmt For For For 1.6 ROBERT H. SILVER Mgmt For For For 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For For For 1.9 ROBERT S. KAPITO Mgmt For For For
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth North Carolina Tax-Exempt Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Prime Quality Money Market Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant: RidgeWorth Funds Fund Name: RidgeWorth Real Estate 130/30 Fund - -------------------------------------------------------------------------------- ACADIA REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS AKR CUSIP 004239109 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Kenneth Bernstein Mgmt For For For 1.2 Elect Douglas Crocker, II Mgmt For Withhold Against 1.3 Elect Lorrence Kellar Mgmt For Withhold Against 1.4 Elect Wendy Luscombe Mgmt For For For 1.5 Elect William Spitz Mgmt For For For 1.6 Elect Lee Wielansky Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins, III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Amendment to the 1997 Stock Mgmt For Against Against Award and Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For Against Against 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For Against Against 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERICAN CAPITAL AGENCY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGNC CUSIP 02503X105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Morris Davis Mgmt For For For 1.2 Elect Randy Dobbs Mgmt For For For 1.3 Elect Larry Harvey Mgmt For For For 1.4 Elect Alvin Puryear Mgmt For Withhold Against 1.5 Elect Malon Wilkus Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AIV CUSIP 03748R101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For Withhold Against 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board and Mgmt For For For Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS BDN CUSIP 105368203 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Walter D'Alessio Mgmt For For For 1.2 Elect Anthony Nichols, Sr. Mgmt For For For 1.3 Elect Gerard Sweeney Mgmt For For For 1.4 Elect D. Pike Aloian Mgmt For For For 1.5 Elect Wyche Fowler Mgmt For For For 1.6 Elect Michael Joyce Mgmt For For For 1.7 Elect Charles Pizzi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Mgmt For For For Long-Term Incentive Plan
- -------------------------------------------------------------------------------- BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Irving Lyons, III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Edward Lange, Jr. Mgmt For For For 1.4 Elect Christopher McGurk Mgmt For For For 1.5 Elect Matthew Medeiros Mgmt For For For 1.6 Elect Constance Moore Mgmt For For For 1.7 Elect Jeanne Myerson Mgmt For For For 1.8 Elect Jeffrey Pero Mgmt For For For 1.9 Elect Thomas Robinson Mgmt For For For 1.10 Elect Dennis Singleton Mgmt For For For 1.11 Elect Thomas Sullivan Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard J. Campo Mgmt For For For 1.2 Elect William R. Cooper Mgmt For For For 1.3 Elect Scott S. Ingraham Mgmt For For For 1.4 Elect Lewis A. Levey Mgmt For For For 1.5 Elect William B. McGuire, Jr. Mgmt For For For 1.6 Elect William F. Paulsen Mgmt For For For 1.7 Elect D. Keith Oden Mgmt For For For 1.8 Elect F. Gardner Parker Mgmt For For For 1.9 Elect Steven A. Webster Mgmt For For For 1.10 Elect Kelvin R. Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CENTEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTX CUSIP 152312104 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- CHIMERA INVESTMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CIM CUSIP 16934Q109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeremy Diamond Mgmt For For For 1.2 Elect John Reilly Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Douglas Firstenberg Mgmt For For For 1.6 Elect Randall Griffin Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Kenneth Sweet, Jr. Mgmt For For For 1.10 Elect Richard Szafranski Mgmt For For For 1.11 Elect Kenneth Wethe Mgmt For For For 2 Amendment to the 2008 Omnibus Mgmt For Against Against Equity and Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect William McCarten Mgmt For Withhold Against 1.2 Elect Daniel Altobello Mgmt For Withhold Against 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For Withhold Against 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DEI CUSIP 25960P109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Dan Emmett Mgmt For For For 1.2 Elect Jordan Kaplan Mgmt For For For 1.3 Elect Kenneth Panzer Mgmt For Withhold Against 1.4 Elect Leslie Bider Mgmt For Withhold Against 1.5 Elect Ghebre Mehreteab Mgmt For For For 1.6 Elect Thomas O'Hern Mgmt For For For 1.7 Elect Andrea Rich Mgmt For Withhold Against 1.8 Elect William Wilson III Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Mgmt For For For Long-Term Incentive Plan to Permit a Option-for-RSU Exchange Program
- -------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Increase of Authorized Common Mgmt For For For Stock 2 Increase of Authorized Mgmt For Against Against Preferred Stock
- -------------------------------------------------------------------------------- DYCOM INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DY CUSIP 267475101 11/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Coley Mgmt For For For 1.2 Elect Patricia Higgins Mgmt For For For 1.3 Elect Steven Nielsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect D. Pike Aloian Mgmt For Withhold Against 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For Withhold Against 1.7 Elect David Osnos Mgmt For Withhold Against 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Barrett Brady Mgmt For For For 1.2 Elect Peter Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELS CUSIP 29472R108 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Philip Calian Mgmt For For For 1.2 Elect David Contis Mgmt For For For 1.3 Elect Thomas Dobrowski Mgmt For For For 1.4 Elect Thomas Heneghan Mgmt For For For 1.5 Elect Sheli Rosenberg Mgmt For For For 1.6 Elect Howard Walker Mgmt For For For 1.7 Elect Gary Waterman Mgmt For For For 1.8 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For For For 1.6 Elect Chaim Katzman Mgmt For For For 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Alexander Mgmt For Withhold Against 1.2 Elect Charles Atwood Mgmt For Withhold Against 1.3 Elect Linda Bynoe Mgmt For For For 1.4 Elect Boone Knox Mgmt For For For
1.5 Elect John Neal Mgmt For For For 1.6 Elect David Neithercut Mgmt For For For 1.7 Elect Mark Shapiro Mgmt For For For 1.8 Elect Gerald Spector Mgmt For For For 1.9 Elect B. Joseph White Mgmt For Withhold Against 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXR CUSIP 30225T102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Spencer Kirk Mgmt For For For 1.2 Elect Anthony Fanticola Mgmt For For For 1.3 Elect Hugh Horne Mgmt For For For 1.4 Elect Joseph Margolis Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect K. Fred Skousen Mgmt For For For 1.7 Elect Kenneth Woolley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
- -------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSP CUSIP 35471R106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Dennis McGillicuddy Mgmt For For For 1.2 Elect Janet Notopoulos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- GETTY REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTY CUSIP 374297109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Leo Liebowitz Mgmt For For For 1.2 Elect Milton Cooper Mgmt For For For 1.3 Elect Philip Coviello Mgmt For For For 1.4 Elect David Driscoll Mgmt For For For 1.5 Elect Richard Montag Mgmt For For For 1.6 Elect Howard Safenowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HERSHA HOSPITALITY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HT CUSIP 427825104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jay Shah Mgmt For For For 1.2 Elect Thomas Capello Mgmt For For For 1.3 Elect Thomas Hutchison III Mgmt For For For 1.4 Elect Donald Landry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan
- -------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gene Anderson Mgmt For For For 1.2 Elect Edward Fritsch Mgmt For For For 1.3 Elect David Hartzell Mgmt For For For 1.4 Elect Lawrence Kaplan Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Mgmt For For For Stock Purchase Plan
- -------------------------------------------------------------------------------- HOME PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HME CUSIP 437306103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Blank Mgmt For For For 1.2 Elect Josh Fidler Mgmt For For For 1.3 Elect Alan Gosule Mgmt For For For 1.4 Elect Leonard Helbig, III Mgmt For For For 1.5 Elect Charles Koch Mgmt For For For 1.6 Elect Nelson Leenhouts Mgmt For Withhold Against 1.7 Elect Norman Leenhouts Mgmt For Withhold Against 1.8 Elect Edward Pettinella Mgmt For For For 1.9 Elect Paul Smith Mgmt For For For 1.10 Elect Clifford Smith, Jr. Mgmt For For For 1.11 Elect Amy Tait Mgmt For Withhold Against 2 Director Deferred Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration Mgmt For For For of Trust 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For For For 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INLAND REAL ESTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IRC CUSIP 457461200 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Thomas D'Arcy Mgmt For For For 2 Elect Daniel Goodwin Mgmt For For For 3 Elect Joel Herter Mgmt For For For 4 Elect Heidi Lawton Mgmt For For For 5 Elect Thomas McAuley Mgmt For For For 6 Elect Thomas McWilliams Mgmt For For For 7 Elect Joel Simmons Mgmt For For For 8 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS IRET CUSIP 461730103 09/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Patrick Jones Mgmt For For For 1.2 Elect Timothy Mihalick Mgmt For For For 1.3 Elect Jeffrey Miller Mgmt For For For 1.4 Elect C.W. Morgan Mgmt For For For 1.5 Elect John Reed Mgmt For For For 1.6 Elect Edward Schafer Mgmt For For For 1.7 Elect W. David Scott Mgmt For Withhold Against 1.8 Elect Stephen Stenehjem Mgmt For For For 1.9 Elect John Stewart Mgmt For For For 1.10 Elect Thomas Wentz, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ISLE OF CAPRI CASINOS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISLE CUSIP 464592104 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect W. Randolph Baker Mgmt For Withhold Against 1.2 Elect John Brackenbury Mgmt For Withhold Against 1.3 Elect Alan Glazer Mgmt For Withhold Against 1.4 Elect Richard Goldstein Mgmt For For For 1.5 Elect Jeffrey Goldstein Mgmt For For For 1.6 Elect Robert Goldstein Mgmt For For For 1.7 Elect Shaun Hayes Mgmt For Withhold Against 1.8 Elect James Perry Mgmt For For For 1.9 Elect Lee Wielansky Mgmt For Withhold Against 2 2009 Long-Term Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For Withhold Against 1.4 Elect William Dickey Mgmt For Withhold Against 1.5 Elect Scott Ingraham Mgmt For Withhold Against 1.6 Elect Dale Kinsella Mgmt For Withhold Against 2 Amendment to 2005 Incentive Mgmt For Against Against Award Plan
- -------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect Philip Coviello Mgmt For Withhold Against 1.3 Elect Richard Dooley Mgmt For Withhold Against 1.4 Elect Joe Grills Mgmt For Withhold Against 1.5 Elect David Henry Mgmt For For For 1.6 Elect F. Patrick Hughes Mgmt For Withhold Against 1.7 Elect Frank Lourenso Mgmt For Withhold Against 1.8 Elect Richard Saltzman Mgmt For Withhold Against 2 2010 Equity Participation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For Withhold Against 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect J. Anthony Hayden Mgmt For For For 1.2 Elect M. Leanne Lachman Mgmt For For For 1.3 Elect Stephen Steinour Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Arthur Coppola Mgmt For For For 2 Elect Edward Coppola Mgmt For For For 3 Elect James Cownie Mgmt For For For 4 Elect Fred Hubbell Mgmt For For For 5 Elect Mason Ross Mgmt For For For 6 Elect William Sexton Mgmt For For For 7 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Alan Bernikow Mgmt For For For 1.2 Elect Kenneth Duberstein Mgmt For For For 1.3 Elect Vincent Tese Mgmt For Withhold Against 1.4 Elect Roy Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHI CUSIP 63633D104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Ted Welch Mgmt For For For 1.2 Elect J. Justin Hutchens Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NATIONWIDE HEALTH PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHP CUSIP 638620104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Banks Mgmt For For For 1.2 Elect Douglas Pasquale Mgmt For For For 1.3 Elect Robert Paulson Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2005 Mgmt For Against Against Performance Incentive Plan
- -------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Edward Lowenthal Mgmt For For For 1.2 Elect Stephen Plavin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Revision of Provisions Mgmt For For For Regarding REIT Ownership Limits 4 Grant of Authority to Increase Mgmt For Against Against and Decrease the Number of Authorized Shares
- -------------------------------------------------------------------------------- PARKWAY PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKY CUSIP 70159Q104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Charles Cannada Mgmt For For For 1.2 Elect Laurie Dotter Mgmt For For For 1.3 Elect Daniel Friedman Mgmt For For For 1.4 Elect Michael Lipsey Mgmt For For For 1.5 Elect Brenda Mixson Mgmt For Withhold Against 1.6 Elect Steven Rogers Mgmt For For For 1.7 Elect Leland Speed Mgmt For For For 1.8 Elect Troy Stovall Mgmt For Withhold Against 1.9 Elect Lenore Sullivan Mgmt For Withhold Against 2 2010 Omnibus Equity Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- PLUM CREEK TIMBER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCL CUSIP 729251108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For Against Against 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For Against Against 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For Against Against 9 Elect Martin White Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Irving Lyons, III Mgmt For For For 1.7 Elect Walter Rakowich Mgmt For For For 1.8 Elect D. Michael Steuert Mgmt For For For 1.9 Elect J. Andre Teixeira Mgmt For For For 1.10 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the 2006 Mgmt For Against Against Long-Term Incentive Plan 3 Option Exchange Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Harvey Lenkin Mgmt For For For 1.8 Elect Sara Grootwassink Lewis Mgmt For For For 1.9 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- RAIT FINANCIAL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS RAS CUSIP 749227104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Betsy Cohen Mgmt For For For 2 Elect Edward Brown Mgmt For For For 3 Elect Frank Farnesi Mgmt For For For 4 Elect S. Kristin Kim Mgmt For For For 5 Elect Arthur Makadon Mgmt For For For 6 Elect Daniel Promislo Mgmt For For For 7 Elect John Quigley III Mgmt For For For 8 Elect Murray Stempel III Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect C. David Brown, II Mgmt For For For 2 Elect John Bush Mgmt For For For 3 Elect Lee Thomas Mgmt For For For 4 Elect Paul Kirk, Jr. Mgmt For For For 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Incentive Mgmt For For For Stock Plan 7 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- REALTY INCOME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS O CUSIP 756109104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- REDWOOD TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RWT CUSIP 758075402 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Baum Mgmt For For For 1.2 Elect Mariann Byerwalter Mgmt For Withhold Against 1.3 Elect Jeffrey Pero Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For Withhold Against 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RESOURCE CAPITAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSO CUSIP 76120W302 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Walter Beach Mgmt For For For 1.2 Elect Edward Cohen Mgmt For Withhold Against 1.3 Elect Jonathan Cohen Mgmt For Withhold Against 1.4 Elect William Hart Mgmt For For For 1.5 Elect Gary Ickowicz Mgmt For For For 1.6 Elect Steven J. Kessler Mgmt For For For 1.7 Elect Murray Levin Mgmt For Withhold Against 1.8 Elect P. Sherrill Neff Mgmt For Withhold Against 2 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- SAUL CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BFS CUSIP 804395101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Paul Kelley Mgmt For For For 1.2 Elect Charles Longsworth Mgmt For For For 1.3 Elect Patrick Noonan Mgmt For For For 1.4 Elect B. Francis Saul III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect John L. Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For For For 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For Against Against 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Edwin Burton III Mgmt For Withhold Against 2 Amendment to the 2005 Stock Mgmt For Against Against Option and Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STRATEGIC HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEE CUSIP 86272T106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Bowen Mgmt For Withhold Against 1.2 Elect Kenneth Fisher Mgmt For Withhold Against 1.3 Elect Raymond Gellein, Jr. Mgmt For Withhold Against 1.4 Elect Laurence Geller Mgmt For Withhold Against 1.5 Elect James Jeffs Mgmt For Withhold Against 1.6 Elect Richard Kincaid Mgmt For Withhold Against 1.7 Elect David Michels Mgmt For Withhold Against 1.8 Elect Eugene Reilly Mgmt For Withhold Against 1.9 Elect Willam Prezant Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TAUBMAN CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCO CUSIP 876664103 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jerome Chazen Mgmt For For For 1.2 Elect Craig Hatkoff Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For For For Long-Term Incentive Plan
- -------------------------------------------------------------------------------- THE MARCUS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCS CUSIP 566330106 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Marcus Mgmt For For For 1.2 Elect Diane Marcus Gershowitz Mgmt For For For 1.3 Elect Daniel McKeithan, Jr. Mgmt For Withhold Against 1.4 Elect Allan Selig Mgmt For For For 1.5 Elect Timothy Hoeksema Mgmt For For For 1.6 Elect Bruce Olson Mgmt For For For 1.7 Elect Philip Milstein Mgmt For For For 1.8 Elect Bronson Haase Mgmt For Withhold Against 1.9 Elect James Ericson Mgmt For For For 1.10 Elect Gregory Marcus Mgmt For For For
- -------------------------------------------------------------------------------- U-STORE-IT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS YSI CUSIP 91274F104 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Diefenderfer, III Mgmt For For For 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Harold Haller Mgmt For For For 1.4 Elect Daniel Hurwitz Mgmt For For For 1.5 Elect Dean Jernigan Mgmt For For For 1.6 Elect Marianne Keler Mgmt For For For 1.7 Elect David LaRue Mgmt For For For 1.8 Elect John Remondi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan
- -------------------------------------------------------------------------------- UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For Withhold Against 1.4 Elect Jon Grove Mgmt For Withhold Against 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For Withhold Against 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- UNIVERSAL HEALTH REALTY INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS UHT CUSIP 91359E105 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Miles Berger Mgmt For For For 1.2 Elect Elliot Sussman Mgmt For For For
- -------------------------------------------------------------------------------- VAIL RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTN CUSIP 91879Q109 12/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Roland Hernandez Mgmt For For For 1.2 Elect Thomas Hyde Mgmt For For For 1.3 Elect Jeffrey Jones Mgmt For Withhold Against 1.4 Elect Robert Katz Mgmt For For For 1.5 Elect Richard Kincaid Mgmt For For For 1.6 Elect John Redmond Mgmt For For For 1.7 Elect John Sorte Mgmt For For For 2 Amendment to the 2002 Mgmt For Against Against Long-Term Incentive and Share Award Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Candace Beinecke Mgmt For Withhold Against 1.2 Elect Robert Kogod Mgmt For For For 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard West Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Share Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Byrnes Mgmt For For For 1.2 Elect John McDaniel Mgmt For For For 1.3 Elect George McKenzie Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WINTHROP REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FUR CUSIP 976391300 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Ashner Mgmt For For For 1.2 Elect Arthur Blasberg, Jr. Mgmt For For For 1.3 Elect Howard Goldberg Mgmt For For For 1.4 Elect Thomas McWilliams Mgmt For For For 1.5 Elect Lee Seidler Mgmt For For For 1.6 Elect Carolyn Tiffany Mgmt For For For 1.7 Elect Steven Zalkind Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Seix Floating Rate High Income Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Seix Global Strategy Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Seix High Yield Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant: RidgeWorth Funds Fund Name: RidgeWorth Select Large Cap Growth Stock Fund - -------------------------------------------------------------------------------- ADOBE SYSTEMS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ADBE CUSIP 00724F101 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Edward Barnholt Mgmt For For For 2 Elect Michael Cannon Mgmt For For For 3 Elect James Daley Mgmt For For For 4 Elect Charles Geschke Mgmt For For For 5 Elect Shantanu Narayen Mgmt For For For 6 Amendment of the 2003 Equity Mgmt For For For Incentive Plan 7 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AXP CUSIP 025816109 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Daniel Akerson Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For Withhold Against 1.3 Elect Ursula Burns Mgmt For For For 1.4 Elect Kenneth Chenault Mgmt For For For 1.5 Elect Peter Chernin Mgmt For Withhold Against 1.6 Elect Jan Leschly Mgmt For Withhold Against 1.7 Elect Richard Levin Mgmt For For For 1.8 Elect Richard McGinn Mgmt For Withhold Against 1.9 Elect Edward Miller Mgmt For Withhold Against 1.10 Elect Steven Reinemund Mgmt For For For 1.11 Elect Robert Walter Mgmt For Withhold Against 1.12 Elect Ronald Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Option Exchange Program Mgmt For For For
- -------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Mgmt For For For Stock Plan 3 Amendment to the 1997 Director Mgmt For For For Stock Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Formation of Sustainability Committee
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For Against Against
13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback)
- -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- BED BATH & BEYOND INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBBY CUSIP 075896100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Warren Eisenberg Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For Against Against 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Patrick Mgmt For For For 2 Elect Jon Erik Reinhardsen Mgmt For For For 3 Elect Bruce Wilkinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For Against Against 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHldr Against Against For Report on Internet Fragmentation
- -------------------------------------------------------------------------------- COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For Withhold Against 1.6 Elect Michael Murphy Mgmt For Withhold Against 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Award Plan 3 Shareholder Proposal Regarding ShrHldr Against Against For Cessation of Fur Use in Products
- -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect John Cahill Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Helene Gayle Mgmt For For For 4 Elect Ellen Hancock Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect David Johnson Mgmt For For For 7 Elect Richard Kogan Mgmt For For For 8 Elect Delano Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr For Against Against Reviewing Charitable Spending 14 Shareholder Proposal Regarding ShrHldr For For For Right to Call a Special Meeting
- -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect William Gates Mgmt For For For 1.3 Elect Hamilton James Mgmt For Withhold Against 1.4 Elect Jill Ruckelshaus Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect David Hughes Mgmt For For For 1.5 Elect Charles Ledsinger, Jr. Mgmt For For For 1.6 Elect William Lewis, Jr. Mgmt For For For 1.7 Elect Connie Mack, III Mgmt For For For 1.8 Elect Andrew Madsen Mgmt For For For 1.9 Elect Clarence Otis Jr. Mgmt For For For 1.10 Elect Michael Rose Mgmt For For For 1.11 Elect Maria Sastre Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Arthur Higgins Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect C. Scott O'Hara Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2010 Stock Mgmt For For For Incentive Plan 6 Repeal of Classified Board Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Shareholder Proposal Regarding ShrHldr Against Against For Human Right to Water 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- EXPRESS SCRIPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Gary Benanav Mgmt For For For 2 Elect Frank Borelli Mgmt For For For 3 Elect Maura Breen Mgmt For For For 4 Elect Nicholas LaHowchic Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For For For 6 Elect Frank Mergenthaler Mgmt For For For 7 Elect Woodrow Myers, Jr. Mgmt For For For 8 Elect John Parker, Jr. Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Samuel Skinner Mgmt For For For 11 Elect Seymour Sternberg Mgmt For For For 12 Elect Barrett Toan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditures Report 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect James Hackett Mgmt For For For 2 Elect Kent Kresa Mgmt For Against Against 3 Elect Nader Sultan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For Withhold Against 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Behavorial Advertising 6 Shareholder Proposal Regarding ShrHldr Against Against For Human Rights in China
- -------------------------------------------------------------------------------- HALLIBURTON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HAL CUSIP 406216101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For Against Against 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect James Hackett Mgmt For Against Against 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For Against Against 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Review of Human Rights Policies 13 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For Against Against 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Mgmt For For For Executive Compensation
- -------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For
7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For Withhold Against 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For Against Against 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For Against Against 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For
6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Mgmt For For For Goals under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control
- -------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Berg Mgmt For Withhold Against 1.2 Elect H. Raymond Bingham Mgmt For Withhold Against 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For Withhold Against 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Muller Mgmt For For FOR 1.5 Elect Joseph Scaminace Mgmt For Withhold Against 1.6 Elect Wolfgang Schmitt Mgmt For Withhold Against 1.7 Elect Markos Tambakeras Mgmt For Withhold Against 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Mgmt For For For Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For an Independent Board Chairman
- -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 13 Shareholder Proposal Regarding ShrHldr Against Against For Human Rights Protocols
- -------------------------------------------------------------------------------- PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For Against Against 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For Against Against 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- THE MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For For For 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Mgmt For For For Stock and Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect F. Duane Ackerman Mgmt For Withhold Against 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
- -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WELLPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Sheila Burke Mgmt For For For 2 Elect George Schaefer, Jr. Mgmt For For For 3 Elect Jackie Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Conversion to Nonprofit Status 6 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Short-Term Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Short-Term U.S. Treasury Securities Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant: RidgeWorth Funds Fund Name: RidgeWorth Small Cap Growth Stock Fund - -------------------------------------------------------------------------------- ACORDA THERAPEUTICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACOR CUSIP 00484M106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Kelley Mgmt For For For 1.2 Elect Sandra Panem Mgmt For Withhold Against 1.3 Elect Wise Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ACTUANT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATU CUSIP 00508X203 01/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect Gustav Boel Mgmt For For For 1.4 Elect Thomas Fischer Mgmt For Withhold Against 1.5 Elect William Hall Mgmt For For For 1.6 Elect R. Alan Hunter, Jr. Mgmt For For For 1.7 Elect Robert Peterson Mgmt For For For 1.8 Elect Holly Van Deursen Mgmt For For For 1.9 Elect Dennis Williams Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Plan 3 2010 Employee Stock Purchase Mgmt For For For Plan 4 Increase of Authorized Common Mgmt For For For Stock
- -------------------------------------------------------------------------------- ALBANY INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIN CUSIP 012348108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect John Cassidy, Jr. Mgmt For For For 2 Elect Paula Cholmondeley Mgmt For For For 3 Elect Edgar Hotard Mgmt For For For 4 Elect Erland Kailbourne Mgmt For For For 5 Elect Joseph Morone Mgmt For For For 6 Elect Juhani Pakkala Mgmt For For For 7 Elect Christine Standish Mgmt For For For 8 Elect John Standish Mgmt For For For 9 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ALKERMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALKS CUSIP 01642T108 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Anstice Mgmt For For For 1.2 Elect Floyd Bloom Mgmt For For For 1.3 Elect Robert Breyer Mgmt For For For 1.4 Elect David Broecker Mgmt For For For 1.5 Elect Gerri Henwood Mgmt For For For 1.6 Elect Paul Mitchell Mgmt For For For 1.7 Elect Richard Pops Mgmt For For For 1.8 Elect Alexander Rich Mgmt For For For 1.9 Elect Mark Skaletsky Mgmt For For For 1.10 Elect Michael Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ALLOS THERAPEUTICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTH CUSIP 019777101 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Hoffman Mgmt For For For 1.2 Elect Paul Berns Mgmt For For For 1.3 Elect Nishan de Silva Mgmt For For For 1.4 Elect Jeffrey Latts Mgmt For For For 1.5 Elect Jonathan Leff Mgmt For For For 1.6 Elect Timothy Lynch Mgmt For For For 1.7 Elect David Stout Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Increase of Authorized Common Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMMD CUSIP 02744M108 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Albert Graf Mgmt For For For 1.2 Elect Robert McLellan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERICAN SUPERCONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMSC CUSIP 030111108 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gregory J. Yurek Mgmt For For For 1.2 Elect Vikram Budhraja Mgmt For For For 1.3 Elect Peter Crisp Mgmt For For For 1.4 Elect Richard Drouin Mgmt For For For
1.5 Elect David Oliver Mgmt For For For 1.6 Elect John Vander Sande Mgmt For For For 1.7 Elect John Wood, Jr. Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For Against Against Incentive Plan 3 Amendment to the 2000 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ARENA RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARD CUSIP 040049108 12/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lloyd Rochford Mgmt For For For 1.2 Elect Stanley McCabe Mgmt For Withhold Against 1.3 Elect Clayton Woodrum Mgmt For Withhold Against 1.4 Elect Anthony Petrelli Mgmt For For For 1.5 Elect Carl Fiddner Mgmt For For For 2 Restricted Stock Award Plan Mgmt For Against Against 3 Amendment to the Stock Option Mgmt For Against Against Plan
- -------------------------------------------------------------------------------- ARIBA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARBA CUSIP 04033V203 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Thomas Monahan Mgmt For For For 1.2 Elect Karl Newkirk Mgmt For For For 1.3 Elect Richard Wallman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ASBURY AUTOMOTIVE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABG CUSIP 043436104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Thomas DeLoach, Jr. Mgmt For For For 1.2 Elect Philip Maritz Mgmt For For For 1.3 Elect Jeffrey Wooley Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ASIAINFO HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASIA CUSIP 04518A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 Company Name Change Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- ATHENAHEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATHN CUSIP 04685W103 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Kane Mgmt For Withhold Against 1.2 Elect Ruben King-Shaw, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- ATHEROS COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATHR CUSIP 04743P108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Charles Harris Mgmt For For For 1.2 Elect Marshall Mohr Mgmt For For For 1.3 Elect Andrew Rappaport Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ATWOOD OCEANICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATW CUSIP 050095108 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect Robert Burgess Mgmt For For For 1.3 Elect George Dotson Mgmt For For For 1.4 Elect Jack Golden Mgmt For For For 1.5 Elect Hans Helmerich Mgmt For For For 1.6 Elect James Montague Mgmt For For For 1.7 Elect Robert Saltiel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- AUXILIUM PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of Mgmt For For For the 2006 Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BALLY TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BYI CUSIP 05874B107 12/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Robbins Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BARNES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS B CUSIP 067806109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John W. Alden Mgmt For For For 1.2 Elect George T. Carpenter Mgmt For For For 1.3 Elect William J. Morgan Mgmt For For For 1.4 Elect Hassell H McClellan Mgmt For For For 2 Amendment to the Stock and Mgmt For For For Incentive Award Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- BELDEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BDC CUSIP 077454106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Aldrich Mgmt For For For 1.2 Elect Lorne Bain Mgmt For For For 1.3 Elect Lance Balk Mgmt For For For 1.4 Elect Judy Brown Mgmt For For For 1.5 Elect Bryan Cressey Mgmt For For For 1.6 Elect Glenn Kalnasy Mgmt For For For 1.7 Elect Mary McLeod Mgmt For For For 1.8 Elect John Monter Mgmt For For For 1.9 Elect Bernard Rethore Mgmt For Withhold Against 1.10 Elect John Stroup Mgmt For For For
- -------------------------------------------------------------------------------- BERRY PETROLEUM COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BRY CUSIP 085789105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joseph Bryant Mgmt For For For 1.2 Elect Ralph Busch, III Mgmt For For For 1.3 Elect William Bush, Jr. Mgmt For For For 1.4 Elect Stephen Cropper Mgmt For For For 1.5 Elect J. Herbert Gaul, Jr. Mgmt For For For 1.6 Elect Robert Heinemann Mgmt For For For 1.7 Elect Thomas Jamieson Mgmt For For For 1.8 Elect J. Frank Keller Mgmt For For For 1.9 Elect Martin Young, Jr. Mgmt For For For 2 Approval of the 2010 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BIO-REFERENCE LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRLI CUSIP 09057G602 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joseph Benincasa Mgmt For For For 1.2 Elect Gary Lederman Mgmt For Withhold Against 1.3 Elect John Roglieri Mgmt For Withhold Against 2 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- BIOSCRIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIOS CUSIP 09069N108 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Issuance of Shares Pursuant to Mgmt For For For Merger/Acquisition 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BIOSCRIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIOS CUSIP 09069N108 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Charlotte Collins Mgmt For Withhold Against 1.2 Elect Louis DiFazio Mgmt For For For 1.3 Elect Samuel Frieder Mgmt For For For 1.4 Elect Richard Friedman Mgmt For For For 1.5 Elect Myron Holubiak Mgmt For For For 1.6 Elect David Hubers Mgmt For For For 1.7 Elect Richard Robbins Mgmt For For For 1.8 Elect Stuart Samuels Mgmt For For For 1.9 Elect Richard Smith Mgmt For For For 1.10 Elect Gordon Woodward Mgmt For Withhold Against 2 Increase of Authorized Common Mgmt For For For Stock 3 Amendment to the 2008 Equity Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BRIGHAM EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BEXP CUSIP 109178103 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Ben Brigham Mgmt For Withhold Against 1.2 Elect David Brigham Mgmt For Withhold Against 1.3 Elect Harold Carter Mgmt For Withhold Against 1.4 Elect Stephen Hurley Mgmt For For For 1.5 Elect Stephen Reynolds Mgmt For For For 1.6 Elect Hobart Smith Mgmt For Withhold Against 1.7 Elect Scott Tinker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BRUSH ENGINEERED MATERIALS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BW CUSIP 117421107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joseph Keithley Mgmt For For For 1.2 Elect Vinod Khilnani Mgmt For For For 1.3 Elect William Robertson Mgmt For For For 1.4 Elect John Sherwin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BUFFALO WILD WINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing
- -------------------------------------------------------------------------------- CARBO CERAMICS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRR CUSIP 140781105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Sigmund L. Cornelius Mgmt For For For 1.2 Elect James B. Jennings Mgmt For For For 1.3 Elect Gary A. Kolstad Mgmt For For For 1.4 Elect H. E. Lentz, Jr. Mgmt For For For 1.5 Elect Randy L. Limbacher Mgmt For For For 1.6 Elect William C. Morris Mgmt For For For 1.7 Elect Robert S. Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CASH AMERICA INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSH CUSIP 14754D100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Daniel Berce Mgmt For For For 1.2 Elect Jack Daugherty Mgmt For For For 1.3 Elect Daniel Feehan Mgmt For For For 1.4 Elect Albert Goldstein Mgmt For Withhold Against 1.5 Elect James Graves Mgmt For For For 1.6 Elect B.D. Hunter Mgmt For For For 1.7 Elect Timothy McKibben Mgmt For For For 1.8 Elect Alfred Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Anti-Predatory Lending Policies
- -------------------------------------------------------------------------------- CATALYST HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHSI CUSIP 14888B103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Brock Mgmt For For For 1.2 Elect Edward Civera Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Verna Gibson Mgmt For Against Against 2 Elect Betsy Atkins Mgmt For For For 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CIRCOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIR CUSIP 17273K109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jerome Brady Mgmt For Withhold Against 1.2 Elect Peter Wilver Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For For For Option and Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CITI TRENDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTRN CUSIP 17306X102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Brian Carney Mgmt For For For 1.2 Elect John Lupo Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CLEAN ENERGY FUELS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLNE CUSIP 184499101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Andrew Littlefair Mgmt For For For 1.2 Elect Warren Mitchell Mgmt For For For 1.3 Elect John Herrington Mgmt For Withhold Against 1.4 Elect James Miller III Mgmt For For For 1.5 Elect Boone Pickens Mgmt For For For 1.6 Elect Kenneth Socha Mgmt For For For 1.7 Elect Vincent Taormina Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock
- -------------------------------------------------------------------------------- COLLECTIVE BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSS CUSIP 19421W100 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Daniel Boggan, Jr. Mgmt For For For 1.2 Elect Michael Weiss Mgmt For For For 1.3 Elect Robert Wheeler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COMPUTER PROGRAMS AND SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPSI CUSIP 205306103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect J. Boyd Douglas Mgmt For For For 1.2 Elect Charles Huffman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CONCUR TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQR CUSIP 206708109 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Canfield Mgmt For Withhold Against 1.2 Elect Gordon Eubanks Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CONSTANT CONTACT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTCT CUSIP 210313102 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Badavas Mgmt For For For 1.2 Elect Gail Goodman Mgmt For For For 1.3 Elect William Kaiser Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COPART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPRT CUSIP 217204106 12/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Willis Johnson Mgmt For For For 1.2 Elect A. Jayson Adair Mgmt For For For 1.3 Elect James Meeks Mgmt For Withhold Against 1.4 Elect Steven Cohan Mgmt For For For 1.5 Elect Daniel Englander Mgmt For Withhold Against 1.6 Elect Matt Blunt Mgmt For For For 1.7 Elect Thomas Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CUBIST PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBST CUSIP 229678107 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Bonney Mgmt For For For 1.2 Elect Mark Corrigan Mgmt For For For 1.3 Elect Sylvie Gregoire Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Performance-Based Management Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CYMER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYMI CUSIP 232572107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Charles Abbe Mgmt For For For 1.2 Elect Robert Akins Mgmt For For For 1.3 Elect Edward Braun Mgmt For For For 1.4 Elect Michael Gaulke Mgmt For For For 1.5 Elect William Oldham Mgmt For For For 1.6 Elect Eric Ruttenberg Mgmt For For For 1.7 Elect Peter Simone Mgmt For Withhold Against 1.8 Elect Young Sohn Mgmt For For For 1.9 Elect Jon Tompkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CYPRESS BIOSCIENCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYPB CUSIP 232674507 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Hawley Mgmt For Withhold Against 1.2 Elect Tina Nova Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK CUSIP 243537107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Angel Martinez Mgmt For For For 1.2 Elect Rex Licklider Mgmt For For For 1.3 Elect John Gibbons Mgmt For For For 1.4 Elect John Perenchio Mgmt For For For 1.5 Elect Maureen Conners Mgmt For For For 1.6 Elect Tore Steen Mgmt For For For 1.7 Elect Ruth Owades Mgmt For For For 1.8 Elect Karyn Barsa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock
- -------------------------------------------------------------------------------- DENDREON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNDN CUSIP 24823Q107 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gerardo Canet Mgmt For For For 1.2 Elect Bogdan Dziurzynski Mgmt For For For 1.3 Elect Douglas Watson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DIONEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNEX CUSIP 254546104 10/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Anderson Mgmt For For For 1.2 Elect A. Blaine Bowman Mgmt For For For 1.3 Elect Frank Witney Mgmt For For For 1.4 Elect Roderick McGeary Mgmt For Withhold Against 1.5 Elect Riccardo Pigliucci Mgmt For For For 1.6 Elect Michael Pope Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPZ CUSIP 25754A201 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect J. Patrick Doyle Mgmt For For For 1.2 Elect Gregory Trojan Mgmt For For For 1.3 Elect James Goldman Mgmt For For For 2 Senior Executive Annual Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DOUBLE-TAKE SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DBTK CUSIP 258598101 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Dean Goodermote Mgmt For For For 2 Elect Deborah Besemer Mgmt For For For 3 Elect Paul Birch Mgmt For Against Against 4 Elect John Landry Mgmt For For For 5 Elect John Young Mgmt For For For 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DRIL-QUIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRQ CUSIP 262037104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Alexander Shukis Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DSW INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DSW CUSIP 23334L102 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Elaine Eisenman Mgmt For For For 1.2 Elect Joanna Lau Mgmt For For For 1.3 Elect Roger Markfield Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETFC CUSIP 269246104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Ronald Fisher Mgmt For Against Against 2 Elect Stephen Freiberg Mgmt For For For 3 Elect Kenneth Griffin Mgmt For For For 4 Elect Joseph Velli Mgmt For For For 5 Elect Donna Weaver Mgmt For For For 6 Reverse Stock Split Mgmt For For For 7 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EMDEON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EM CUSIP 29084T104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect George Lazenby IV Mgmt For For For 1.2 Elect Tracy Bahl Mgmt For For For 1.3 Elect Dinyar Devitre Mgmt For For For 1.4 Elect Mark Dzialga Mgmt For For For 1.5 Elect Philip U. Hammarskjold Mgmt For For For 1.6 Elect Jim Kever Mgmt For For For 1.7 Elect Jonathan Korngold Mgmt For For For 1.8 Elect Philip M. Pead Mgmt For For For 1.9 Elect Allen Thorpe Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ENERGY CONVERSION DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENER CUSIP 292659109 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joseph Avila Mgmt For Withhold Against 1.2 Elect Alan Barton Mgmt For Withhold Against 1.3 Elect Chris Belden Mgmt For Withhold Against 1.4 Elect Robert Frey Mgmt For Withhold Against 1.5 Elect William Ketelhut Mgmt For Withhold Against 1.6 Elect Mark Morelli Mgmt For Withhold Against 1.7 Elect Stephen Rabinowitz Mgmt For Withhold Against 1.8 Elect George Schreiber, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPO CUSIP 29355X107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Holland Mgmt For For For 1.2 Elect Stephen Macadam Mgmt For For For 1.3 Elect J.P. Bolduc Mgmt For For For 1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Diane Creel Mgmt For For For 1.6 Elect Don DeFosset Mgmt For For For 1.7 Elect Gordon Harnett Mgmt For For For 1.8 Elect David Hauser Mgmt For For For 1.9 Elect Wilbur Prezzano, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- ENZON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENZN CUSIP 293904108 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Sale of Assets Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- F.N.B. CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FNB CUSIP 302520101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Philip Gingerich Mgmt For For For 1.3 Elect Robert Goldstein Mgmt For For For 1.4 Elect Stephen Gurgovits Mgmt For For For 1.5 Elect David Malone Mgmt For For For 1.6 Elect Harry Radcliffe Mgmt For For For 1.7 Elect Arthur Rooney II Mgmt For Withhold Against 1.8 Elect John Rose Mgmt For For For 1.9 Elect Stanton Sheetz Mgmt For Withhold Against 1.10 Elect William Strimbu Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FIRST MIDWEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FMBI CUSIP 320867104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect James Gaffney Mgmt For Against Against 2 Elect Patrick McDonnell Mgmt For For For 3 Elect Michael Scudder Mgmt For For For 4 Elect John Sterling Mgmt For For For 5 Elect J.Stephen Vanderwoude Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Amendments to the Omnibus Stock Mgmt For Against Against and Incentive Plan 8 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- FORWARD AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FWRD CUSIP 349853101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Bruce Campbell Mgmt For For For 1.2 Elect C. Robert Campbell Mgmt For For For 1.3 Elect Richard Hanselman Mgmt For For For 1.4 Elect C. John Langley, Jr. Mgmt For For For 1.5 Elect Tracy Leinbach Mgmt For For For 1.6 Elect G. Michael Lynch Mgmt For For For 1.7 Elect Ray Mundy Mgmt For For For 1.8 Elect Gary Paxton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- FOSSIL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOSL CUSIP 349882100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Repeal of Classified Board Mgmt For For For 2.1 Elect Elaine Agather Mgmt For For For 2.2 Elect Michael Barnes Mgmt For For For 2.3 Elect Jeffrey Boyer Mgmt For For For 2.4 Elect Kosta Kartsotis Mgmt For For For 2.5 Elect Elysia Ragusa Mgmt For For For 2.6 Elect Jal Shroff Mgmt For For For 2.7 Elect James Skinner Mgmt For For For 2.8 Elect Michael Steinberg Mgmt For For For 2.9 Elect Donald Stone Mgmt For For For 2.10 Elect James Zimmerman Mgmt For For For 2.11 Elect Elaine Agather Mgmt For For For 2.12 Elect Jal Shroff Mgmt For For For 2.13 Elect Donald Stone Mgmt For For For 3 2010 Cash Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FUEL SYSTEMS SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSYS CUSIP 35952W103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Marco Di Toro Mgmt For For For 1.2 Elect James Nall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Continuation of the Mgmt For Against Against Stockholders Right Agreement
- -------------------------------------------------------------------------------- FUEL SYSTEMS SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSYS CUSIP 35952W103 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mariano Costamagna Mgmt For Withhold Against 1.2 Elect William Young Mgmt For Withhold Against 1.3 Elect Aldo Zanvercelli Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2009 Restricted Stock Plan Mgmt For For For
- -------------------------------------------------------------------------------- GENOPTIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GXDX CUSIP 37243V100 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Curry Mgmt For For For 1.2 Elect Geoffrey Parker Mgmt For For For 1.3 Elect Andrew Senyei Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- GENTEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GNTX CUSIP 371901109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Mulder Mgmt For For For 1.2 Elect Frederick Sotok Mgmt For For For 1.3 Elect Wallace Tsuha Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- GROUP 1 AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPI CUSIP 398905109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Adams Mgmt For For For 1.2 Elect J. Terry Strange Mgmt For For For 1.3 Elect Max Watson, Jr. Mgmt For For For 2 2007 Long Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HAEMONETICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HAE CUSIP 405024100 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Ronald Gelbman Mgmt For For For 1.2 Elect Brad Nutter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- HEALTHSOUTH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HLS CUSIP 421924309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Edward Blechschmidt Mgmt For For For 1.2 Elect John Chidsey Mgmt For For For 1.3 Elect Donald Correll Mgmt For For For 1.4 Elect Yvonne Curl Mgmt For For For 1.5 Elect Charles Elson Mgmt For For For 1.6 Elect Jay Grinney Mgmt For For For 1.7 Elect Jon Hanson Mgmt For For For 1.8 Elect Leo Higdon, Jr. Mgmt For For For 1.9 Elect John Maupin, Jr. Mgmt For For For 1.10 Elect L. Edward Shaw, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HEXCEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HXL CUSIP 428291108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joel Beckman Mgmt For For For 1.2 Elect David Berges Mgmt For For For 1.3 Elect Lynn Brubaker Mgmt For For For 1.4 Elect Jeffrey Campbell Mgmt For For For 1.5 Elect Sandra Derickson Mgmt For For For 1.6 Elect W. Kim Foster Mgmt For For For 1.7 Elect Jeffrey Graves Mgmt For For For 1.8 Elect David Hill Mgmt For For For 1.9 Elect David Hurley Mgmt For For For 1.10 Elect David Pugh Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HHGREGG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGG CUSIP 42833L108 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lawrence Castellani Mgmt For For For 1.2 Elect Benjamin Geiger Mgmt For For For 1.3 Elect Dennis May Mgmt For For For 1.4 Elect John Roth Mgmt For For For 1.5 Elect Charles Rullman Mgmt For Withhold Against 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Peter Starrett Mgmt For For For 1.8 Elect Jerry Throgmartin Mgmt For For For 1.9 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Yeager Mgmt For For For 1.2 Elect Mark Yeager Mgmt For For For 1.3 Elect Gary Eppen Mgmt For Withhold Against 1.4 Elect Charles Reaves Mgmt For For For 1.5 Elect Martin Slark Mgmt For For For
- -------------------------------------------------------------------------------- HUMAN GENOME SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGSI CUSIP 444903108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Danzig Mgmt For For For 1.2 Elect Jurgen Drews Mgmt For For For 1.3 Elect Maxine Gowen Mgmt For For For 1.4 Elect Tuan Ha-Ngoc Mgmt For For For 1.5 Elect Argeris Karabelas Mgmt For For For 1.6 Elect John LaMattina Mgmt For For For 1.7 Elect Augustine Lawlor Mgmt For For For 1.8 Elect H. Thomas Watkins Mgmt For For For 1.9 Elect Robert Young Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ICU MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICUI CUSIP 44930G107 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect George Lopez Mgmt For For For 1.2 Elect Robert Swinney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Stock Mgmt For For For Option Plan
- -------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mark Garrett Mgmt For For For 1.2 Elect Gerald Held Mgmt For For For 1.3 Elect Charles J. Robel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INNERWORKINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INWK CUSIP 45773Y105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Walter Mgmt For For For 1.2 Elect Eric Belcher Mgmt For For For 1.3 Elect Peter Barris Mgmt For For For 1.4 Elect Sharyar Baradaran Mgmt For For For 1.5 Elect Jack Greenberg Mgmt For For For 1.6 Elect Linda Wolf Mgmt For For For
1.7 Elect Eric Lefkofsky Mgmt For For For 1.8 Elect Charles Bobrinskoy Mgmt For For For 1.9 Elect Adam Gutstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INTERMUNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITMN CUSIP 45884X103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Kabakoff Mgmt For For For 1.2 Elect Daniel Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- J.CREW GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCG CUSIP 46612H402 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Heather Reisman Mgmt For For For 1.2 Elect David House Mgmt For For For 1.3 Elect Stuart Sloan Mgmt For Withhold Against 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Executive Management Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- J2 GLOBAL COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCOM CUSIP 46626E205 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Douglas Bech Mgmt For Withhold Against 1.2 Elect Robert Cresci Mgmt For For For 1.3 Elect W. Brian Kretzmer Mgmt For For For 1.4 Elect Richard Ressler Mgmt For Withhold Against 1.5 Elect John Rieley Mgmt For Withhold Against 1.6 Elect Stephen Ross Mgmt For For For 1.7 Elect Michael Schulhof Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- JDA SOFTWARE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JDAS CUSIP 46612K108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Douglas Marlin Mgmt For Against Against 2 Elect Jock Patton Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- JO-ANN STORES TICKER SECURITY ID: MEETING DATE MEETING STATUS JAS CUSIP 47758P307 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Scott Cowen Mgmt For For For 1.2 Elect Joseph DePinto Mgmt For For For 1.3 Elect Ira Gumberg Mgmt For Withhold Against 1.4 Elect Patricia Morrison Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect David Perdue Mgmt For For For 1.7 Elect Beryl Raff Mgmt For For For 1.8 Elect Alan Rosskamm Mgmt For For For 1.9 Elect Tracey Travis Mgmt For For For 1.10 Elect Darrell Webb Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Incentive Mgmt For Against Against Compensation Plan 4 Amendments to Code of Mgmt For For For Regulations
- -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN TICKER SECURITY ID: MEETING DATE MEETING STATUS KSU CUSIP 485170302 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lu Cordova Mgmt For For For 1.2 Elect Terrence Dunn Mgmt For For For 1.3 Elect Antonio Garza, Jr. Mgmt For For For 1.4 Elect David Starling Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- KELLY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KELYA CUSIP 488152208 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Terence Adderley Mgmt For For For 1.2 Elect Carol Adderley Mgmt For For For 1.3 Elect Carl Camden Mgmt For For For 1.4 Elect Jane Dutton Mgmt For For For 1.5 Elect Maureen Fay Mgmt For For For 1.6 Elect Terrence Larkin Mgmt For For For 1.7 Elect Leslie Murphy Mgmt For For For 1.8 Elect Donald Parfet Mgmt For For For 1.9 Elect B. Joseph White Mgmt For For For 2 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- KIRKLAND'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KIRK CUSIP 497498105 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Ralph Parks Mgmt For For For 1.2 Elect Murray Spain Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LAWSON SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LWSN CUSIP 52078P102 10/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Chang Mgmt For For For 1.2 Elect Harry Debes Mgmt For For For 1.3 Elect Peter Gyenes Mgmt For For For 1.4 Elect David Hubers Mgmt For Withhold Against 1.5 Elect H. Richard Lawson Mgmt For Withhold Against 1.6 Elect Michael Rocca Mgmt For For For 1.7 Elect Robert Schriesheim Mgmt For Withhold Against 1.8 Elect Romesh Wadhwani Mgmt For For For 1.9 Elect Paul Wahl Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LUMBER LIQUIDATORS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LL CUSIP 55003T107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect John Presley Mgmt For For For 1.3 Elect Thomas Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MANT CUSIP 564563104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect George Pedersen Mgmt For For For 1.2 Elect Richard Armitage Mgmt For For For 1.3 Elect Mary Bush Mgmt For For For 1.4 Elect Barry Campbell Mgmt For For For 1.5 Elect Walter Fatzinger, Jr. Mgmt For For For 1.6 Elect David Jeremiah Mgmt For For For 1.7 Elect Richard Kerr Mgmt For For For 1.8 Elect Kenneth Minihan Mgmt For For For 1.9 Elect Stephen Porter Mgmt For For For 1.10 Elect Lawrence Prior III Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MCMORAN EXPLORATION CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMR CUSIP 582411104 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Suzanne Mestayer Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect James Moffett Mgmt For For For 1.5 Elect Gerald Ford Mgmt For Withhold Against 1.6 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.7 Elect H. Devon Graham, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase in Authorized Common Mgmt For Against Against Stock 4 Amendment to the 2008 Stock Mgmt For Against Against Incentive Plan
- -------------------------------------------------------------------------------- MEDICAL ACTION INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDCI CUSIP 58449L100 08/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Henry Berling Mgmt For For For 1.2 Elect Richard Satin Mgmt For For For 2 Amendment to the 1996 Mgmt For For For Non-Employee Directors Stock Option Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MEDNAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MD CUSIP 58502B106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Cesar Alvarez Mgmt For Withhold Against 1.2 Elect Waldemar Carlo Mgmt For For For 1.3 Elect Michael Fernandez Mgmt For For For 1.4 Elect Roger Freeman Mgmt For Withhold Against 1.5 Elect Paul Gabos Mgmt For For For 1.6 Elect Dany Garcia Mgmt For For For 1.7 Elect Pascal Goldschmidt Mgmt For For For 1.8 Elect Manuel Kadre Mgmt For For For 1.9 Elect Roger Medel Mgmt For For For 1.10 Elect Donna Shalala Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MERIT MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMSI CUSIP 589889104 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Rex Bean Mgmt For Withhold Against 1.2 Elect Richard Edelman Mgmt For For For 1.3 Elect Michael Stillabower Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- METALICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MEA CUSIP 591176102 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Carlos Aguero Mgmt For For For 2 Elect Michael Drury Mgmt For For For 3 Elect Bret Maxwell Mgmt For For For 4 Elect Walter Barandiaran Mgmt For Against Against 5 Elect Paul Garrett Mgmt For For For 6 Elect Sean Duffy Mgmt For For For 7 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MF GLOBAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MF CUSIP G60642108 08/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Alison Carnwath Mgmt For For For 2 Elect Bernard Dan Mgmt For For For 3 Elect Eileen Fusco Mgmt For For For 4 Elect Martin Glynn Mgmt For For For 5 Elect Edward Goldberg Mgmt For Against Against 6 Elect David Schamis Mgmt For For For 7 Elect Lawrence Schloss Mgmt For For For 8 Elect Robert Sloan Mgmt For Against Against 9 One-Time Employee Share Option Mgmt For Against Against Exchange Program 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MICROS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MCRS CUSIP 594901100 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Louis Brown, Jr. Mgmt For For For 1.2 Elect B. Gary Dando Mgmt For For For 1.3 Elect A.L. Giannopoulos Mgmt For For For 1.4 Elect F.Suzanne Jenniches Mgmt For For For 1.5 Elect John Puente Mgmt For For For 1.6 Elect Dwight Taylor Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1991 Stock Mgmt For For For Option Plan 4 Amendment to the 1991 Stock Mgmt For For For Option Plan
- -------------------------------------------------------------------------------- MKS INSTRUMENTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MKSI CUSIP 55306N104 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Cristina Amon Mgmt For For For 1.2 Elect Richard Chute Mgmt For For For 1.3 Elect Peter Hanley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MOMENTA PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MNTA CUSIP 60877T100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Ram Sasisekharan Mgmt For Withhold Against 1.2 Elect Bennett Shapiro Mgmt For For For 1.3 Elect Elizabeth Stoner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MUELLER WATER PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWA CUSIP 624758108 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Donald Boyce Mgmt For For For 1.2 Elect Howard Clark, Jr. Mgmt For For For 1.3 Elect Gregory Hyland Mgmt For For For 1.4 Elect Jerry Kolb Mgmt For For For 1.5 Elect Joseph Leonard Mgmt For For For 1.6 Elect Mark O'Brien Mgmt For For For 1.7 Elect Bernard Rethore Mgmt For For For 1.8 Elect Neil Springer Mgmt For For For 1.9 Elect Lydia Thomas Mgmt For For For 1.10 Elect Michael Tokarz Mgmt For Withhold Against 2 2010 Management Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NCI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCIT CUSIP 62886K104 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Charles Narang Mgmt For For For 1.2 Elect Terry Glasgow Mgmt For For For 1.3 Elect James Allen Mgmt For For For 1.4 Elect John Lawler Mgmt For For For 1.5 Elect Paul Lombardi Mgmt For For For 1.6 Elect J. Patrick McMahon Mgmt For For For 1.7 Elect Stephen Waechter Mgmt For For For 1.8 Elect Daniel Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NEOGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEOG CUSIP 640491106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lon Bohannon Mgmt For For For 1.2 Elect A. Charles Fischer Mgmt For For For 1.3 Elect Richard Crowder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Insider Trading
- -------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Leonard Perham Mgmt For For For 1.2 Elect Alan Krock Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NETSUITE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS N CUSIP 64118Q107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Beane III Mgmt For For For 1.2 Elect Deborah Farrington Mgmt For For For 1.3 Elect Edward Zander Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGOV CUSIP 62914B100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Harry Herington Mgmt For For For 1.2 Elect Art Burtscher Mgmt For For For 1.3 Elect Daniel Evans Mgmt For For For 1.4 Elect Ross Hartley Mgmt For For For 1.5 Elect Alexander Kemper Mgmt For For For 1.6 Elect William Lyons Mgmt For For For 1.7 Elect Pete Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For Withhold Against 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For Withhold Against 1.6 Elect Ann Rhoads Mgmt For Withhold Against 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- NU SKIN ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUS CUSIP 67018T105 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Nevin Andersen Mgmt For For For 1.2 Elect Daniel Campbell Mgmt For For For 1.3 Elect E.J. Garn Mgmt For For For 1.4 Elect M. Truman Hunt Mgmt For For For 1.5 Elect Andrew Lipman Mgmt For For For 1.6 Elect Steven Lund Mgmt For Withhold Against 1.7 Elect Patricia Negron Mgmt For For For 1.8 Elect Thomas Pisano Mgmt For For For 1.9 Elect Blake Roney Mgmt For For For 1.10 Elect Sandra Tillotson Mgmt For For For 1.11 Elect David Ussery Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NUTRISYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRI CUSIP 67069D108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Bernstock Mgmt For Withhold Against 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For Withhold Against 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NUVASIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- ONYX PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONXX CUSIP 683399109 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Corinne Nevinny Mgmt For For For 1.2 Elect Thomas Wiggans Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- ORION MARINE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORN CUSIP 68628V308 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Austin Shanfelter Mgmt For For For 2 Elect Gene Stoever Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- OVERSEAS SHIPHOLDING GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OSG CUSIP 690368105 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- P.F. CHANG'S CHINA BISTRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFCB CUSIP 69333Y108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Kerrii Anderson Mgmt For For For 2 Elect Richard Federico Mgmt For For For 3 Elect Lesley Howe Mgmt For For For 4 Elect Dawn Hudson Mgmt For For For 5 Elect Kenneth May Mgmt For For For 6 Elect M. Ann Rhoades Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Robert Vivian Mgmt For For For 9 Elect R. Michael Welborn Mgmt For For For 10 Elect Kenneth Wessels Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- PAREXEL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRXL CUSIP 699462107 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Eduard Holdener Mgmt For For For 1.2 Elect Richard Love Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PERRIGO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGO CUSIP 714290103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gary Cohen Mgmt For For For 1.2 Elect David Gibbons Mgmt For For For 1.3 Elect Ran Gottfried Mgmt For Withhold Against 1.4 Elect Ellen Hoffing Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNFP CUSIP 72346Q104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Sue Atkinson Mgmt For Withhold Against 1.2 Elect Harold Bone Mgmt For For For 1.3 Elect Gregory Burns Mgmt For For For 1.4 Elect Clay Jackson Mgmt For For For 1.5 Elect Gary Scott Mgmt For For For 1.6 Elect Hal Pennington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Bailey Mgmt For For For 1.2 Elect Richard Belluzzo Mgmt For For For 1.3 Elect James Diller, Sr. Mgmt For For For 1.4 Elect Michael Farese Mgmt For For For 1.5 Elect Jonathan Judge Mgmt For For For 1.6 Elect William Kurtz Mgmt For For For 1.7 Elect Gregory Lang Mgmt For For For 1.8 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Mgmt For For For Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 5 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- POLYONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS POL CUSIP 73179P106 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect J. Douglas Campbell Mgmt For For For 1.2 Elect Carol Cartwright Mgmt For For For 1.3 Elect Richard Fearon Mgmt For For For 1.4 Elect Gordon Harnett Mgmt For For For 1.5 Elect Richard Lorraine Mgmt For For For 1.6 Elect Edward Mooney Mgmt For For For 1.7 Elect Stephen Newlin Mgmt For For For 1.8 Elect William Powell Mgmt For For For 1.9 Elect Farah Walters Mgmt For For For 2 2010 Equity and Performance Plan Mgmt For For For 3 Senior Executive Annual Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PORTFOLIO RECOVERY ASSOCIATES TICKER SECURITY ID: MEETING DATE MEETING STATUS PRAA CUSIP 73640Q105 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Roberts Mgmt For For For 1.2 Elect John Fuller Mgmt For For For 1.3 Elect John Fain Mgmt For For For 2 2010 Stock Plan Mgmt For For For 3 Annual Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PSS WORLD MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSSI CUSIP 69366A100 08/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Crowe Mgmt For For For 1.2 Elect Steven Halverson Mgmt For For For 2 Amendment to the 2006 Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- QUANEX BUILDINGS PRODUCTS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NX CUSIP 747619104 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Griffiths Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- QUESTCOR PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOR CUSIP 74835Y101 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Don Bailey Mgmt For For For 1.2 Elect Neal Bradsher Mgmt For For For 1.3 Elect Stephen Farrell Mgmt For For For 1.4 Elect Louis Silverman Mgmt For For For 1.5 Elect Virgil Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RADIAN GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDN CUSIP 750236101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Herbert Wender Mgmt For For For 2 Elect David Carney Mgmt For For For 3 Elect Howard Culang Mgmt For Against Against 4 Elect Stephen Hopkins Mgmt For Against Against 5 Elect Sanford Ibrahim Mgmt For For For 6 Elect James Jennings Mgmt For For For 7 Elect Ronald Moore Mgmt For Against Against 8 Elect Jan Nicholson Mgmt For For For 9 Elect Robert Richards Mgmt For For For
10 Elect Anthony Schweiger Mgmt For Against Against 11 Amendment to the 2008 Equity Mgmt For Against Against Compensation Plan 12 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLs 13 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 14 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RJF CUSIP 754730109 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Shelley Broader Mgmt For For For 1.2 Elect Francis Godbold Mgmt For Withhold Against 1.3 Elect H. William Habermeyer, Jr. Mgmt For For For 1.4 Elect Chet Helck Mgmt For For For 1.5 Elect Thomas James Mgmt For For For 1.6 Elect Paul Reilly Mgmt For For For 1.7 Elect Robert Saltzman Mgmt For For For 1.8 Elect Kenneth Shields Mgmt For Withhold Against 1.9 Elect Hardwick Simmons Mgmt For For For 1.10 Elect Susan Story Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Senior Management Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- RIGHTNOW TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RNOW CUSIP 76657R106 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Greg Gianforte Mgmt For For For 1.2 Elect Gregory Avis Mgmt For Withhold Against 1.3 Elect Thomas Kendra Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD CUSIP 768573107 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mark Floyd Mgmt For For For 1.2 Elect Christopher Schaepe Mgmt For For For 1.3 Elect James Swartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- ROBBINS & MYERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBN CUSIP 770196103 01/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Giromini Mgmt For For For 1.2 Elect Stephen Kirk Mgmt For For For 1.3 Elect Peter Wallace Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Anderson Mgmt For For For 1.2 Elect Robert Currey Mgmt For Withhold Against 1.3 Elect Lawrence Gellerstedt, III Mgmt For For For 1.4 Elect John Spiegel Mgmt For For For 1.5 Elect J. Powell Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RUE21, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RUE CUSIP 781295100 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Fisch Mgmt For For For 1.2 Elect Arnold Barron Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SALIX PHARMACEUTICALS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLXP CUSIP 795435106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SAVIENT PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVNT CUSIP 80517Q100 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Herbert Conrad Mgmt For For For 1.2 Elect Ginger Constantine Mgmt For For For 1.3 Elect Alan Heller Mgmt For For For 1.4 Elect Stephen Jaeger Mgmt For For For 1.5 Elect Joseph Klein III Mgmt For For For 1.6 Elect Lee Simon Mgmt For Withhold Against 1.7 Elect Virgil Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT TICKER SECURITY ID: MEETING DATE MEETING STATUS SWM CUSIP 808541106 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Frederic Villoutreix Mgmt For For For 1.2 Elect Anderson Warlick Mgmt For For For 2 Restricted Stock Plan Mgmt For Against Against
- -------------------------------------------------------------------------------- SIRONA DENTAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SIRO CUSIP 82966C103 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Simone Blank Mgmt For Withhold Against 1.2 Elect Timothy Sheehan Mgmt For For For 1.3 Elect Timothy Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKX CUSIP 830566105 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Greenberg Mgmt For For For 1.2 Elect David Weinberg Mgmt For Withhold Against 1.3 Elect Jeffrey Greenberg Mgmt For For For
- -------------------------------------------------------------------------------- SKILLSOFT PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SKIL CUSIP 830928107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Mgmt For Against Against 2 Approval of the Merger Mgmt For Against Against 3 Approval of Share Cancellation Mgmt For Against Against and Reserve Application 4 Amendment to Articles Mgmt For Against Against 5 Right to Adjourn Meeting Mgmt For Against Against
- -------------------------------------------------------------------------------- SKILLSOFT PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SKIL CUSIP 830928107 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Elect P. Howard Edelstein Mgmt For For For 3 Elect William Boyce Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For Against Against
- -------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWKS CUSIP 83088M102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Kevin Beebe Mgmt For For For 1.2 Elect Timothy Furey Mgmt For For For 1.3 Elect David McLachlan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SONOSITE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SONO CUSIP 83568G104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Kirby Cramer Mgmt For For For 1.2 Elect Carmen Diersen Mgmt For For For 1.3 Elect Steven Goldstein Mgmt For For For 1.4 Elect Kevin Goodwin Mgmt For For For 1.5 Elect Paul Haack Mgmt For For For 1.6 Elect Robert Hauser Mgmt For For For 1.7 Elect Rodney Hochman Mgmt For For For 1.8 Elect Richard Martin Mgmt For For For 1.9 Elect William Parzybok, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Miscellaneous Article Amendments Mgmt For For For
- -------------------------------------------------------------------------------- SPSS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPSS CUSIP 78462K102 10/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- STANLEY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SXE CUSIP 854532108 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Philip Nolan Mgmt For For For 1.2 Elect George Wilson Mgmt For For For 1.3 Elect William Karlson Mgmt For Withhold Against 1.4 Elect James Hughes Mgmt For For For 1.5 Elect Richard Kelly Mgmt For For For 1.6 Elect Charles Ream Mgmt For For For 1.7 Elect John Riceman Mgmt For For For 1.8 Elect Jimmy Ross Mgmt For For For 2 Amendment to the 2006 Omnibus Mgmt For Against Against Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STEVEN MADDEN, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHOO CUSIP 556269108 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Edward Rosenfeld Mgmt For For For 1.2 Elect John Madden Mgmt For Withhold Against 1.3 Elect Peter Migliorini Mgmt For For For 1.4 Elect Richard Randall Mgmt For For For 1.5 Elect Ravi Sachdev Mgmt For For For 1.6 Elect Thomas Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SF CUSIP 860630102 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Dubinsky Mgmt For For For 1.2 Elect Robert Lefton Mgmt For For For 1.3 Elect Scott McCuaig Mgmt For Withhold Against 1.4 Elect James Oates Mgmt For For For 1.5 Elect Ben Plotkin Mgmt For Withhold Against 2 2010 Executive Incentive Mgmt For For For Performance Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SUCCESSFACTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFSF CUSIP 864596101 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Douglas Burgum Mgmt For For For 1.2 Elect Lars Dalgaard Mgmt For For For 1.3 Elect Elizabeth Nelson Mgmt For For For 2 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SWS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWS CUSIP 78503N107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Don Buchholz Mgmt For For For 1.2 Elect Donald Hultgren Mgmt For For For 1.3 Elect Robert Buchholz Mgmt For For For 1.4 Elect Brodie Cobb Mgmt For For For 1.5 Elect I.D. Flores III Mgmt For For For 1.6 Elect Larry Jobe Mgmt For For For 1.7 Elect Frederick Meyer Mgmt For For For 1.8 Elect Mike Moses Mgmt For Withhold Against 1.9 Elect Joel Williams III Mgmt For For For 2 Amendment to the 2005 Deferred Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SYKES ENTERPRISES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYKE CUSIP 871237103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Paul Whiting Mgmt For For For 1.2 Elect Mark Bozek Mgmt For For For 1.3 Elect Iain Macdonald Mgmt For For For 1.4 Elect Michael DeLong Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SYNAPTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNA CUSIP 87157D109 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Buchanan Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect James Whims Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TALEO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TLEO CUSIP 87424N104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Gregoire Mgmt For For For 1.2 Elect Michael Tierney Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TECH DATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TECD CUSIP 878237106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Charles Adair Mgmt For For For 2 Elect Maximilian Ardelt Mgmt For For For 3 Elect Harry Harczak, Jr. Mgmt For For For 4 Elect Savio Tung Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect E. Linn Draper, Jr. Mgmt For For For 2 Elect J. Patrick Maley III Mgmt For For For 3 Elect W. Allen Reed Mgmt For For For 4 2010 Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TEMPUR-PEDIC INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TPX CUSIP 88023U101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Mark Sarvary Mgmt For For For 2 Elect Evelyn Dilsaver Mgmt For For For 3 Elect Francis Doyle Mgmt For For For 4 Elect John Heil Mgmt For For For 5 Elect Peter Hoffman Mgmt For For For 6 Elect Paul Judge Mgmt For For For 7 Elect Nancy Koehn Mgmt For For For 8 Elect Christopher Masto Mgmt For For For 9 Elect P. Andrews McLane Mgmt For For For 10 Elect Robert Trussell, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Annual Incentive Bonus Plan for Mgmt For For For Senior Executives
- -------------------------------------------------------------------------------- TENNECO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN CUSIP 880349105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Charles Cramb Mgmt For For For 2 Elect Dennis Letham Mgmt For For For 3 Elect Frank Macher Mgmt For For For 4 Elect Hari Nair Mgmt For For For 5 Elect Roger Porter Mgmt For For For
6 Elect David Price, Jr. Mgmt For For For 7 Elect Gregg Sherrill Mgmt For For For 8 Elect Paul Stecko Mgmt For For For 9 Elect Mitsunobu Takeuchi Mgmt For For For 10 Elect Jane Warner Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TETRA TECH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTEK CUSIP 88162G103 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Dan Batrack Mgmt For For For 1.2 Elect Hugh Grant Mgmt For For For 1.3 Elect Patrick Haden Mgmt For For For 1.4 Elect J. Christopher Lewis Mgmt For For For 1.5 Elect Albert Smith Mgmt For For For 1.6 Elect J. Kenneth Thompson Mgmt For For For 1.7 Elect Richard Truly Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE DRESS BARN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DBRN CUSIP 261570105 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Usdan Mgmt For For For 1.2 Elect Randy Pearce Mgmt For For For 2 Amendment to the Executive Mgmt For For For 162(m) Bonus Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE TIMKEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TKR CUSIP 887389104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Griffith Mgmt For For For 1.2 Elect John Luke, Jr. Mgmt For Withhold Against 1.3 Elect Frank Sullivan Mgmt For Withhold Against 1.4 Elect Ward Timken Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For For For Executive Management Performance Plan 4 Amendment to Declassify the Mgmt For For For Board 5 Amendments to Allow the Board Mgmt For Against Against to Amend the Company's Regulations
- -------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect David A. Bell Mgmt For For For 2 Elect Robert A. Bowman Mgmt For For For 3 Elect Richard Karl Goeltz Mgmt For Against Against 4 Elect Joseph R. Gromek Mgmt For For For 5 Elect Sheila A. Hopkins Mgmt For For For 6 Elect Charles R. Perrin Mgmt For For For 7 Elect Nancy A. Reardon Mgmt For For For 8 Elect Donald L. Seeley Mgmt For For For 9 Elect Cheryl NIdo Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TITAN MACHINERY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TITN CUSIP 88830R101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Meyer Mgmt For For For 1.2 Elect John Bode Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TNS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TNS CUSIP 872960109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Benton Mgmt For For For 1.2 Elect Henry Graham, Jr. Mgmt For For For 1.3 Elect Stephen Graham Mgmt For For For 1.4 Elect John Sponyoe Mgmt For For For 1.5 Elect Jay Ricks Mgmt For For For 1.6 Elect Thomas Wheeler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TRUE RELIGION APPAREL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRLG CUSIP 89784N104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Lubell Mgmt For For For 1.2 Elect Marcello Bottoli Mgmt For For For 1.3 Elect Joseph Coulombe Mgmt For For For 1.4 Elect G. Louis Graziadio III Mgmt For For For 1.5 Elect Robert Harris II Mgmt For Withhold Against 1.6 Elect Seth Johnson Mgmt For For For 1.7 Elect Mark Maron Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TRUEBLUE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TBI CUSIP 89785X101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Steven Cooper Mgmt For For For 2 Elect Thomas McChesney Mgmt For For For 3 Elect Gates McKibbin Mgmt For For For 4 Elect Joseph Sambataro, Jr. Mgmt For For For 5 Elect Bonnie Soodik Mgmt For For For 6 Elect William Steele Mgmt For For For 7 Elect Robert Sullivan Mgmt For For For 8 Elect Craig Tall Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 2010 Employee Stock Purchase Mgmt For For For Plan 11 Amendment to the 2005 Long-Term Mgmt For Against Against Equity Incentive Plan
- -------------------------------------------------------------------------------- TUPPERWARE BRANDS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TUP CUSIP 899896104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Rita Bornstein Mgmt For For For 2 Elect Kriss Cloninger III Mgmt For For For 3 Elect E. V. Goings Mgmt For For For 4 Elect Joe Lee Mgmt For For For 5 Elect Bob Marbut Mgmt For For For 6 Elect Antonio Monteiro de Castro Mgmt For For For 7 Elect David Parker Mgmt For For For 8 Elect Joyce Roche Mgmt For For For 9 Elect J. Patrick Spainhour Mgmt For For For 10 Elect M. Anne Szostak Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 2010 Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- UAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UAUA CUSIP 902549807 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Mary Bush Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect Jane Garvey Mgmt For For For 1.5 Elect Walter Isaacson Mgmt For For For 1.6 Elect Robert Krebs Mgmt For For For 1.7 Elect Robert Miller Mgmt For For For 1.8 Elect James O'Connor Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect David Vitale Mgmt For For For 1.11 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Extend the 5% Mgmt For For For Ownership Limit
- -------------------------------------------------------------------------------- VISTAPRINT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP G93762204 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Reincorporation from Bermuda to Mgmt For For For the Netherlands
- -------------------------------------------------------------------------------- VISTAPRINT N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP N93540107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect John Gavin, Jr. Mgmt For For For 2 Elect George Overholser Mgmt For For For 3 Elect Mark Thomas Mgmt For For For 4 Performance Incentive Plan for Mgmt For For For Covered Employees 5 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- VOLCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLCM CUSIP 92864N101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Rene Woolcott Mgmt For For For 1.2 Elect Richard Woolcott Mgmt For For For 1.3 Elect Douglas Ingram Mgmt For For For 1.4 Elect Anthony Palma Mgmt For For For 1.5 Elect Joseph Tyson Mgmt For For For 1.6 Elect Carl Womack Mgmt For For For 1.7 Elect Kevin Wulff Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WEBSENSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WBSN CUSIP 947684106 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Carrington Mgmt For For For 1.2 Elect Bruce Coleman Mgmt For For For 1.3 Elect Gene Hodges Mgmt For For For 1.4 Elect John Schaefer Mgmt For Withhold Against 1.5 Elect Gary Sutton Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBS CUSIP 947890109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joel Becker Mgmt For For For 1.2 Elect David Coulter Mgmt For For For 1.3 Elect Charles Shivery Mgmt For For For 1.4 Elect James Smith Mgmt For For For 2 Amendment to the 1992 Stock Mgmt For For For Option Plan 3 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBS CUSIP 947890109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1 Amendment to Certificate of Mgmt For For For Incorporation 2 Issuance of Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WST CUSIP 955306105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Thomas W. Hofmann Mgmt For For For 1.2 Elect L. Robert Johnson Mgmt For For For 1.3 Elect John P. Neafsey Mgmt For For For 1.4 Elect Geoffrey F. Worden Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WOLVERINE WORLD WIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WWW CUSIP 978097103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Boromisa Mgmt For For For 1.2 Elect David Kollat Mgmt For For For 1.3 Elect David Mehney Mgmt For For For 1.4 Elect Timothy O'Donovan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Stock Incentive Plan of 2010 Mgmt For For For
- -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INT CUSIP 981475106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - ------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Paul Stebbins Mgmt For For For 1.2 Elect Michael Kasbar Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Joachim Heel Mgmt For For For 1.5 Elect Richard Kassar Mgmt For Withhold Against 1.6 Elect Myles Klein Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Stephen Roddenberry Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Registrant: RidgeWorth Funds Fund Name: RidgeWorth Small Cap Value Equity Fund - -------------------------------------------------------------------------------- A.O. SMITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AOS CUSIP 831865209 04/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Ronald Brown Mgmt For For For 1.2 Elect William Greubel Mgmt For For For 1.3 Elect Robert O'Toole Mgmt For For For 1.4 Elect Idelle Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ABM INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ABM CUSIP 000957100 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Luke Helms Mgmt For For For 1.2 Elect Henry Kotkins, Jr. Mgmt For For For 1.3 Elect William Steele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Employee Mgmt For For For Stock Purchase Plan
- -------------------------------------------------------------------------------- ACETO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACET CUSIP 004446100 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Vincent Miata Mgmt For For For 1.2 Elect Robert Wiesen Mgmt For Withhold Against 1.3 Elect Stanley Fischer Mgmt For Withhold Against 1.4 Elect Albert Eilender Mgmt For Withhold Against 1.5 Elect Hans Noetzli Mgmt For For For 1.6 Elect William Britton Mgmt For For For 1.7 Elect Richard Randall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AIRGAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARG CUSIP 009363102 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Hovey Mgmt For For For 1.2 Elect Paula Sneed Mgmt For For For 1.3 Elect David Stout Mgmt For For For 1.4 Elect Ellen Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- ALASKA COMMUNICATIONS SYSTEMS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALSK CUSIP 01167P101 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Liane Pelletier Mgmt For For For 1.2 Elect Brian Rogers Mgmt For For For 1.3 Elect John Egan Mgmt For For For 1.4 Elect Gary Donahee Mgmt For For For 1.5 Elect Edward Hayes, Jr. Mgmt For For For 1.6 Elect Annette Jacobs Mgmt For For For 1.7 Elect David Southwell Mgmt For For For 1.8 Elect Peter Ley Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For Against Against Incentive Plan 3 Amendment to the 1999 Employee Mgmt For For For Stock Purchase Plan 4 Amendment to the 1999 Mgmt For For For Non-Employee Director Stock Plan 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AQUA AMERICA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WTR CUSIP 03836W103 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Smoot Mgmt For For For 1.2 Elect William Hankowsky Mgmt For For For 1.3 Elect Andrew Sordoni, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
- -------------------------------------------------------------------------------- ARBITRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARB CUSIP 03875Q108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Shellye Archambeau Mgmt For For For 1.2 Elect David Devonshire Mgmt For For For 1.3 Elect John Dimling Mgmt For For For 1.4 Elect Philip Guarascio Mgmt For For For 1.5 Elect William Kerr Mgmt For For For 1.6 Elect Larry Kittelberger Mgmt For For For 1.7 Elect Luis Nogales Mgmt For For For 1.8 Elect Richard Post Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Compensation Plan 3 Amendment to the Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ARTIO GLOBAL INVESTORS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ART CUSIP 04315B107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Duane Kullberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ASHLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASH CUSIP 044209104 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Mark Rohr Mgmt For For For 2 Elect Theodore Solso Mgmt For For For 3 Elect Michael Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AVISTA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVA CUSIP 05379B107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Erik Anderson Mgmt For For For 2 Elect Kristianne Blake Mgmt For Against Against 3 Elect Michael Noel Mgmt For For For 4 Elect Rebecca Klein Mgmt For For For 5 Elect Marc Racicot Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Amendment to the Long-Term Mgmt For For For Incentive Plan 8 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board
- -------------------------------------------------------------------------------- BADGER METER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMI CUSIP 056525108 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Ronald Dix Mgmt For For For 1.2 Elect Thomas Fischer Mgmt For For For 1.3 Elect Gale Klappa Mgmt For For For 1.4 Elect Richard Meeusen Mgmt For For For 1.5 Elect Andrew Policano Mgmt For For For 1.6 Elect Steven Smith Mgmt For For For 1.7 Elect John Stollenwerk Mgmt For For For 1.8 Elect Todd Teska Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BANCO LATINOAMERICANO DE COMERCIO EXTERIOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS BLX CUSIP P16994132 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3.1 Elect Herminio Blanco Mendoza Mgmt For For For 3.2 Elect William Hayes Mgmt For For For 3.3 Elect Maria da Graca Franca Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF HAWAII CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BOH CUSIP 062540109 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect S. Haunani Apoliona Mgmt For For For 1.2 Elect Mary Bitterman Mgmt For For For 1.3 Elect Mark Burak Mgmt For For For 1.4 Elect Michael Chun Mgmt For For For 1.5 Elect Clinton Churchill Mgmt For For For 1.6 Elect David Heenan Mgmt For For For 1.7 Elect Peter Ho Mgmt For For For 1.8 Elect Robert Huret Mgmt For For For 1.9 Elect Allan Landon Mgmt For For For 1.10 Elect Kent Lucien Mgmt For Withhold Against 1.11 Elect Martin Stein Mgmt For For For 1.12 Elect Donald Takaki Mgmt For For For 1.13 Elect Barbara Tanabe Mgmt For For For 1.14 Elect Robert Wo, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BEBE STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEBE CUSIP 075571109 11/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Manny Mashouf Mgmt For For For 1.2 Elect Barbara Bass Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Corrado Federico Mgmt For For For 1.5 Elect Caden Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BEMIS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMS CUSIP 081437105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Curler Mgmt For For For 1.2 Elect Roger O'Shaughnessy Mgmt For For For 1.3 Elect David Haffner Mgmt For For For 1.4 Elect Holly Van Deursen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between CEO and Employee Pay
- -------------------------------------------------------------------------------- CAE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAE CUSIP 124765108 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lynton Wilson Mgmt For For For 1.2 Elect Robert Brown Mgmt For For For 1.3 Elect Marc Parent Mgmt For For For 1.4 Elect Brian Barents Mgmt For For For 1.5 Elect John Craig Mgmt For For For 1.6 Elect H. Garfield Emerson Mgmt For For For 1.7 Elect Anthony Fell Mgmt For For For 1.8 Elect Paul Gagne Mgmt For Withhold Against 1.9 Elect James Hankinson Mgmt For For For 1.10 Elect E. Randolph Jayne, II Mgmt For For For 1.11 Elect Robert Lacroix Mgmt For For For 1.12 Elect John Manley Mgmt For For For 1.13 Elect Peter Schoomaker Mgmt For For For 1.14 Elect Katharine Stevenson Mgmt For For For 1.15 Elect Lawrence Stevenson Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Amendment to Shareholder Mgmt For For For Protection Rights' Plan 4 Amendment to Articles Mgmt For For For Regarding Director Age Limits
- -------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CWT CUSIP 130788102 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Douglas Brown Mgmt For For For 1.2 Elect Robert Foy Mgmt For For For 1.3 Elect Edwin Guiles Mgmt For For For 1.4 Elect Edward Harris, Jr. Mgmt For For For 1.5 Elect Bonnie Hill Mgmt For For For 1.6 Elect Richard Magnuson Mgmt For For For 1.7 Elect Linda Meier Mgmt For For For 1.8 Elect Peter Nelson Mgmt For For For 1.9 Elect George Vera Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CARBO CERAMICS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRR CUSIP 140781105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Sigmund L. Cornelius Mgmt For For For 1.2 Elect James B. Jennings Mgmt For For For 1.3 Elect Gary A. Kolstad Mgmt For For For 1.4 Elect H. E. Lentz, Jr. Mgmt For For For 1.5 Elect Randy L. Limbacher Mgmt For For For 1.6 Elect William C. Morris Mgmt For For For 1.7 Elect Robert S. Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CASH AMERICA INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSH CUSIP 14754D100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Daniel Berce Mgmt For For For 1.2 Elect Jack Daugherty Mgmt For For For 1.3 Elect Daniel Feehan Mgmt For For For 1.4 Elect Albert Goldstein Mgmt For Withhold Against 1.5 Elect James Graves Mgmt For For For 1.6 Elect B.D. Hunter Mgmt For For For 1.7 Elect Timothy McKibben Mgmt For For For 1.8 Elect Alfred Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Anti-Predatory Lending Policies
- -------------------------------------------------------------------------------- CKE RESTAURANTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CKR CUSIP 12561E105 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Take Private Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- COHU, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COHU CUSIP 192576106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Bilodeau Mgmt For For For 1.2 Elect James Donahue Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COLUMBIA SPORTSWEAR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COLM CUSIP 198516106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gertrude Boyle Mgmt For For For 1.2 Elect Timothy Boyle Mgmt For For For 1.3 Elect Sarah Bany Mgmt For For For 1.4 Elect Murrey Albers Mgmt For For For 1.5 Elect Stephen Babson Mgmt For For For 1.6 Elect Andy Bryant Mgmt For For For 1.7 Elect Edward George Mgmt For For For 1.8 Elect Walter Klenz Mgmt For For For 1.9 Elect John Stanton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIX CUSIP 199908104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Murdy Mgmt For For For 1.2 Elect Darcy Anderson Mgmt For For For 1.3 Elect Herman Bulls Mgmt For For For 1.4 Elect Alfred Giardenelli, Jr. Mgmt For For For 1.5 Elect Alan Krusi Mgmt For For For 1.6 Elect Franklin Myers Mgmt For For For 1.7 Elect James Schultz Mgmt For For For 1.8 Elect Robert Wagner, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COMPUTER PROGRAMS AND SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPSI CUSIP 205306103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect J. Boyd Douglas Mgmt For For For 1.2 Elect Charles Huffman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CORE LABORATORIES N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLB CUSIP N22717107 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect D. John Ogren Mgmt For For For 1.2 Elect Joseph R. Perna Mgmt For For For 1.3 Elect Jacobus Schouten Mgmt For For For 2 Accounts and Reports Mgmt For Abstain Against 3 Authority to Cancel Shares Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For 5 Authority to Issue Common and Mgmt For For For Preference Shares w/ Preemptive Rights 6 Authority to Limit or Mgmt For For For Eliminate Preemptive Rights 7 Amendments to Articles of Mgmt For For For Association - Bundled 8 Stock Split Mgmt For For For 9 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CRACKER BARREL OLD COUNTRY STORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBRL CUSIP 22410J106 12/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Dale Mgmt For For For 1.2 Elect Richard Dobkin Mgmt For For For 1.3 Elect Robert Hilton Mgmt For For For 1.4 Elect Charles Jones, Jr. Mgmt For For For 1.5 Elect B.F. Lowery Mgmt For Withhold Against 1.6 Elect Martha Mitchell Mgmt For For For 1.7 Elect Andrea Weiss Mgmt For For For 1.8 Elect Jimmie White Mgmt For For For 1.9 Elect Michael Woodhouse Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Omnibus Mgmt For For For Incentive Compensation Plan
- -------------------------------------------------------------------------------- CUBIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CUB CUSIP 229669106 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Walter J. Zable Mgmt For For For 1.2 Elect Walter C. Zable Mgmt For For For 1.3 Elect Bruce Blakley Mgmt For For For 1.4 Elect William Boyle Mgmt For Withhold Against 1.5 Elect Raymond deKozan Mgmt For For For 1.6 Elect Edwin Guiles Mgmt For For For 1.7 Elect Raymond Peet Mgmt For For For 1.8 Elect Robert Sullivan Mgmt For For For 1.9 Elect John Warner, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CFR CUSIP 229899109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Crawford Edwards Mgmt For For For 1.2 Elect Ruben Escobedo Mgmt For For For 1.3 Elect Patrick Frost Mgmt For For For 1.4 Elect David Haemisegger Mgmt For For For 1.5 Elect Richard Evans, Jr. Mgmt For For For 1.6 Elect Karen Jennings Mgmt For For For 1.7 Elect Richard Kleberg, III Mgmt For For For 1.8 Elect Horace Wilkins, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CW CUSIP 231561101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Martin Benante Mgmt For For For 1.2 Elect S. Marce Fuller Mgmt For Withhold Against 1.3 Elect Allen Kozinski Mgmt For For For 1.4 Elect Carl Miller Mgmt For For For 1.5 Elect William Mitchell Mgmt For For For 1.6 Elect John Myers Mgmt For Withhold Against 1.7 Elect John Nathman Mgmt For For For 1.8 Elect William Sihler Mgmt For For For 1.9 Elect Albert Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Omnibus Mgmt For For For Long-Term Incentive Plan
- -------------------------------------------------------------------------------- DONALDSON COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCI CUSIP 257651109 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jack Eugster Mgmt For For For 1.2 Elect John Grundhofer Mgmt For For For 1.3 Elect Paul Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EVERCORE PARTNERS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EVR CUSIP 29977A105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Roger Altman Mgmt For For For 1.2 Elect Pedro Aspe Mgmt For Withhold Against 1.3 Elect Richard Beattie Mgmt For For For 1.4 Elect Francois de Saint Phalle Mgmt For For For 1.5 Elect Gail Harris Mgmt For For For 1.6 Elect Curt Hessler Mgmt For For For 1.7 Elect Anthony Pritzker Mgmt For For For 1.8 Elect Ralph Schlosstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- GLACIER BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBCI CUSIP 37637Q105 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Blodnick Mgmt For For For 1.2 Elect James English Mgmt For For For 1.3 Elect Allen Fetscher Mgmt For For For 1.4 Elect Dallas Herron Mgmt For For For 1.5 Elect Jon Hippler Mgmt For For For 1.6 Elect Craig Langel Mgmt For For For
1.7 Elect L. Peter Larson Mgmt For Withhold Against 1.8 Elect Douglas McBride Mgmt For For For 1.9 Elect John Murdoch Mgmt For For For 1.10 Elect Everit Sliter Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS GAP.B CUSIP 400506101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Presentation of Statutory Mgmt For Abstain Against Reports 2 Accounts and Reports Mgmt For Abstain Against 3 Allocation of Profits Mgmt For For For 4 Allocation of Dividends Mgmt For For For 5 Authority to Reduce Share Mgmt For For For Capital 6 Cancellation of Authority to Mgmt For For For Repurchase Shares 7 Election of Directors - Class Mgmt For For For BB 8 Special Dividend Mgmt For For For 9 Amendments to Articles Mgmt For Abstain Against
- -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS GAP.B CUSIP 400506101 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Special Dividend Mgmt For For For
- -------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Judith Blumenthal Mgmt For For For 1.2 Elect Anthony Chidoni Mgmt For For For 1.3 Elect Maurice Marciano Mgmt For For For 2 Amendment to the Annual Mgmt For For For Incentive Bonus Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HARSCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HSC CUSIP 415864107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect G. D. H. Butler Mgmt For For For 1.2 Elect K. Eddy Mgmt For For For 1.3 Elect S. Fazzolari Mgmt For For For 1.4 Elect Stuart Graham Mgmt For For For 1.5 Elect Terry Growcock Mgmt For For For 1.6 Elect Henry Knueppel Mgmt For For For 1.7 Elect D. Howard Pierce Mgmt For For For 1.8 Elect J. Scheiner Mgmt For For For 1.9 Elect A. Sordoni, III Mgmt For For For 1.10 Elect Robert Wilburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HEICO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HEI CUSIP 422806109 03/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Samuel Higginbottom Mgmt For Withhold Against 1.2 Elect Mark Hildebrandt Mgmt For For For 1.3 Elect Wolfgang Mayrhuber Mgmt For Withhold Against 1.4 Elect Eric Mendelson Mgmt For For For 1.5 Elect Laurans Mendelson Mgmt For For For 1.6 Elect Victor Mendelson Mgmt For For For 1.7 Elect Mitchell Quain Mgmt For For For 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank Schwitter Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HERMAN MILLER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLHR CUSIP 600544100 10/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Volkema Mgmt For For For 1.2 Elect Paget Alves Mgmt For For For 1.3 Elect Douglas French Mgmt For For For 1.4 Elect John Hoke III Mgmt For For For 1.5 Elect James Kackley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HILLENBRAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HI CUSIP 431571108 02/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mark DeLuzio Mgmt For For For 1.2 Elect James Henderson Mgmt For For For 1.3 Elect Ray Hillenbrand Mgmt For For For 1.4 Elect F. Joseph Loughrey Mgmt For For For 2 Amendment to the Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- HOLLY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOC CUSIP 435758305 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Buford Berry Mgmt For For For 1.2 Elect Matthew Clifton Mgmt For For For 1.3 Elect Leldon Echols Mgmt For For For 1.4 Elect Robert McKenzie Mgmt For For For 1.5 Elect Jack Reid Mgmt For For For 1.6 Elect Paul Stoffel Mgmt For For For 1.7 Elect Tommy Valenta Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- IESI-BFC LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIN CUSIP 44951D108 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Keith Carrigan Mgmt For For For 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Charles Flood Mgmt For For For 1.4 Elect James Forese Mgmt For For For 1.5 Elect Douglas Knight Mgmt For For For 1.6 Elect Daniel Milliard Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees
- -------------------------------------------------------------------------------- INTERFACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IFSIA CUSIP 458665106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Dianne Dillon-Ridgley Mgmt For For For 1.2 Elect June Henton Mgmt For For For 1.3 Elect Christopher Kennedy Mgmt For For For 1.4 Elect K. David Kohler Mgmt For For For 1.5 Elect Thomas Oliver Mgmt For Withhold Against 2 Amendment to the Omnibus Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INTERSIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIL CUSIP 46069S109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Bell Mgmt For For For 1.2 Elect Robert Conn Mgmt For For For 1.3 Elect James Diller Mgmt For For For 1.4 Elect Gary Gist Mgmt For For For 1.5 Elect Mercedes Johnson Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Jan Peeters Mgmt For For For 1.8 Elect Robert Pokelwaldt Mgmt For For For 1.9 Elect James Urry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- INTERSIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIL CUSIP 46069S109 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 2 Employee Stock Option Exchange Mgmt For For For Program
- -------------------------------------------------------------------------------- IPC HOLDINGS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCR CUSIP G4933P101 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Amendment to Bylaws to Mgmt For For For Eliminate the Supermajority Vote Requirement 2 Approval of the Merger Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- ITC HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITC CUSIP 465685105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Edward Jepsen Mgmt For For For 1.2 Elect Richard McLellan Mgmt For For For 1.3 Elect William Museler Mgmt For For For 1.4 Elect Hazel R. O'Leary Mgmt For For For 1.5 Elect Gordon Bennett Stewart, Mgmt For For For III 1.6 Elect Lee Stewart Mgmt For For For 1.7 Elect Joseph Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- JOHN BEAN TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JBT CUSIP 477839104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Alan Feldman Mgmt For For For 1.2 Elect James Goodwin Mgmt For For For 2 Amendment to the Incentive Mgmt For For For Compensation and Stock Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- JONES APPAREL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNY CUSIP 480074103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Wesley Card Mgmt For For For 2 Elect Sidney Kimmel Mgmt For For For 3 Elect Matthew Kamens Mgmt For Against Against 4 Elect J. Robert Kerrey Mgmt For Against Against 5 Elect Ann Reese Mgmt For Against Against 6 Elect Gerald Crotty Mgmt For Against Against 7 Elect Lowell Robinson Mgmt For Against Against 8 Elect Donna Zarcone Mgmt For Against Against 9 Elect Robert Mettler Mgmt For For For 10 Elect Margaret Georgiadis Mgmt For Against Against 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- KBR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KBR CUSIP 48242W106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Curtiss Mgmt For For For 1.2 Elect William Utt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Review of Global Human Rights Standards 4 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
- -------------------------------------------------------------------------------- KMG CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KMGB CUSIP 482564101 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Hatcher Mgmt For For For 1.2 Elect J. Neal Butler Mgmt For For For 1.3 Elect Gerald Ermentrout Mgmt For For For 1.4 Elect Christopher Fraser Mgmt For For For 1.5 Elect George Gilman Mgmt For For For 1.6 Elect Fred Leonard, III Mgmt For For For 1.7 Elect Charles Mears Mgmt For For For 1.8 Elect Stephen Thorington Mgmt For For For 1.9 Elect Richard Urbanowski Mgmt For For For 2 2009 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- LSI INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LYTS CUSIP 50216C108 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gary Kreider Mgmt For Withhold Against 1.2 Elect Dennis Meyer Mgmt For For For 1.3 Elect Wilfred O'Gara Mgmt For For For 1.4 Elect Robert Ready Mgmt For For For 1.5 Elect Mark Serrianne Mgmt For For For 1.6 Elect James Sferra Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock 4 Amendment to the 2003 Equity Mgmt For For For Compensation Plan
- -------------------------------------------------------------------------------- MARSHALL & ILSLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MI CUSIP 571837103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jon Chait Mgmt For For For 1.2 Elect John Daniels, Jr. Mgmt For Withhold Against 1.3 Elect Mark Furlong Mgmt For For For 1.4 Elect Ted Kellner Mgmt For Withhold Against 1.5 Elect Dennis Kuester Mgmt For For For 1.6 Elect David Lubar Mgmt For For For 1.7 Elect Katharine Lyall Mgmt For For For 1.8 Elect John Mellowes Mgmt For For For 1.9 Elect San Orr, Jr. Mgmt For For For 1.10 Elect Robert O'Toole Mgmt For For For 1.11 Elect Peter Platten III Mgmt For For For 1.12 Elect John Shiely Mgmt For For For 1.13 Elect George Wardeberg Mgmt For For For 1.14 Elect James Wigdale Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- MULTI-COLOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LABL CUSIP 625383104 08/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect Charles Connolly Mgmt For For For 1.3 Elect Francis Gerace Mgmt For For For 1.4 Elect Lorrence Kellar Mgmt For Withhold Against 1.5 Elect Roger Keller Mgmt For For For 1.6 Elect Thomas Mohr Mgmt For For For 1.7 Elect Nigel Vinecombe Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect Dennis Gershenson Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For Withhold Against 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- NEWMARKET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEU CUSIP 651587107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Phyllis Cothran Mgmt For For For 1.2 Elect Mark Gambill Mgmt For For For 1.3 Elect Bruce Gottwald Mgmt For For For 1.4 Elect Thomas Gottwald Mgmt For For For 1.5 Elect Patrick Hanley Mgmt For Withhold Against 1.6 Elect James Rogers Mgmt For For For 1.7 Elect Charles Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NWE CUSIP 668074305 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Adik Mgmt For For For 1.2 Elect Dorothy Bradley Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 1.4 Elect Dana Dykhouse Mgmt For For For 1.5 Elect Julia Johnson Mgmt For For For 1.6 Elect Philip Maslowe Mgmt For For For 1.7 Elect Denton Peoples Mgmt For For For 1.8 Elect Robert Rowe Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NTELOS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTLS CUSIP 67020Q107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Timothy Biltz Mgmt For Withhold Against 1.2 Elect Daniel Fine Mgmt For For For 1.3 Elect Robert Guth Mgmt For Withhold Against 1.4 Elect Daniel Heneghan Mgmt For Withhold Against 1.5 Elect Michael Huber Mgmt For For For 1.6 Elect James Hyde Mgmt For For For 1.7 Elect Julia North Mgmt For Withhold Against 1.8 Elect Jerry Vaughn Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 2010 Equity and Cash Incentive Mgmt For Against Against Plan
- -------------------------------------------------------------------------------- NUTRISYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRI CUSIP 67069D108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Bernstock Mgmt For Withhold Against 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For Withhold Against 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- OLIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OLN CUSIP 680665205 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect C. Robert Bunch Mgmt For For For 1.2 Elect Randall Larrimore Mgmt For For For 1.3 Elect John O'Connor Mgmt For For For 2 Amendment to the 1997 Stock Mgmt For For For Plan for Non-Employee Directors 3 Amendment to the Senior Mgmt For For For Management Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ORMAT TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORA CUSIP 686688102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lucien Bronicki Mgmt For For For 1.2 Elect Dan Falk Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PLL CUSIP 696429307 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Daniel Carroll, Jr. Mgmt For For For 1.2 Elect Robert Coutts Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect Ulrich Haynes, Jr. Mgmt For For For 1.5 Elect Ronald Hoffman Mgmt For For For 1.6 Elect Eric Krasnoff Mgmt For For For 1.7 Elect Dennis Longstreet Mgmt For For For 1.8 Elect Edwin Martin, Jr. Mgmt For For For 1.9 Elect Katharine Plourde Mgmt For For For 1.10 Elect Edward Snyder Mgmt For For For 1.11 Elect Edward Travaglianti Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2004 Executive Incentive Bonus Mgmt For For For Plan 4 Amendment to the Employee Mgmt For For For Stock Purchase Plan 5 Amendment to the Management Mgmt For For For Stock Purchase Plan 6 Amendment to the 2005 Stock Mgmt For Against Against Compensation Plan
- -------------------------------------------------------------------------------- PERRIGO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGO CUSIP 714290103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gary Cohen Mgmt For For For 1.2 Elect David Gibbons Mgmt For For For 1.3 Elect Ran Gottfried Mgmt For Withhold Against 1.4 Elect Ellen Hoffing Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PRICESMART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSMT CUSIP 741511109 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gonzalo Barrutieta Mgmt For For For 1.2 Elect Katherine Hensley Mgmt For For For 1.3 Elect Leon Janks Mgmt For For For 1.4 Elect Lawrence Krause Mgmt For For For 1.5 Elect Jose Luis Laparte Mgmt For For For 1.6 Elect Robert Price Mgmt For Withhold Against 1.7 Elect Keene Wolcott Mgmt For For For 1.8 Elect Edgar Zurcher Mgmt For Withhold Against
- -------------------------------------------------------------------------------- PRIMEDIA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRM CUSIP 74157K846 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Bell Mgmt For For For 1.2 Elect Beverly Chell Mgmt For For For 1.3 Elect Daniel Ciporin Mgmt For For For 1.4 Elect Meyer Feldberg Mgmt For For For 1.5 Elect Perry Golkin Mgmt For For For 1.6 Elect H. John Greeniaus Mgmt For For For 1.7 Elect Dean Nelson Mgmt For For For 1.8 Elect Kevin Smith Mgmt For For For 1.9 Elect Charles Stubbs Mgmt For For For 1.10 Elect Thomas Uger Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RJF CUSIP 754730109 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Shelley Broader Mgmt For For For 1.2 Elect Francis Godbold Mgmt For Withhold Against 1.3 Elect H. William Habermeyer, Mgmt For For For Jr. 1.4 Elect Chet Helck Mgmt For For For 1.5 Elect Thomas James Mgmt For For For 1.6 Elect Paul Reilly Mgmt For For For 1.7 Elect Robert Saltzman Mgmt For For For 1.8 Elect Kenneth Shields Mgmt For Withhold Against 1.9 Elect Hardwick Simmons Mgmt For For For 1.10 Elect Susan Story Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Senior Management Incentive Mgmt For For For Plan
- -------------------------------------------------------------------------------- REALTY INCOME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS O CUSIP 756109104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBA CUSIP 767744105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Murdoch Mgmt For For For 1.2 Elect Peter Blake Mgmt For For For 1.3 Elect Eric Patel Mgmt For For For 1.4 Elect Beverley Briscoe Mgmt For For For 1.5 Elect Edward Pitoniak Mgmt For For For 1.6 Elect Christopher Zimmerman Mgmt For For For 1.7 Elect James Micali Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Shareholder Rights Plan Mgmt For For For
- -------------------------------------------------------------------------------- SCHOLASTIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHL CUSIP 807066105 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Barge Mgmt For For For 1.2 Elect John McDonald Mgmt For For For
- -------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SXT CUSIP 81725T100 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Hank Brown Mgmt For For For 1.2 Elect Fergus Clydesdale Mgmt For For For 1.3 Elect James Croft Mgmt For For For 1.4 Elect William Hickey Mgmt For Withhold Against 1.5 Elect Kenneth Manning Mgmt For For For 1.6 Elect Peter Salmon Mgmt For For For 1.7 Elect Elaine Wedral Mgmt For For For 1.8 Elect Essie Whitelaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SNAP-ON INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SNA CUSIP 833034101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect John Fiedler Mgmt For For For 2 Elect James Holden Mgmt For For For 3 Elect W. Dudley Lehman Mgmt For For For 4 Elect Edward Rensi Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SOUTHERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SUG CUSIP 844030106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect George Lindemann Mgmt For For For 1.2 Elect Eric Herschmann Mgmt For For For 1.3 Elect Michal Barzuza Mgmt For For For 1.4 Elect David Brodsky Mgmt For For For 1.5 Elect Frank Denius Mgmt For For For 1.6 Elect Kurt Gitter Mgmt For For For 1.7 Elect Herbert Jacobi Mgmt For For For 1.8 Elect Thomas McCarter, III Mgmt For For For 1.9 Elect George Rountree, III Mgmt For Withhold Against 1.10 Elect Alan Scherer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Executive Mgmt For For For Incentive Bonus Plan
- -------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ST. MARY LAND & EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SM CUSIP 792228108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Barbara Baumann Mgmt For For For 2 Elect Anthony Best Mgmt For For For 3 Elect Larry Bickle Mgmt For For For 4 Elect William Gardiner Mgmt For For For 5 Elect Julio Quintana Mgmt For For For 6 Elect John Seidl Mgmt For For For 7 Elect William Sullivan Mgmt For For For 8 Amendment to the Equity Mgmt For Against Against Incentive Compensation Plan 9 Company Name Change Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Robert Fields Mgmt For For For 1.4 Elect Jacqueline Kosecoff Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For Withhold Against 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TECHNE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TECH CUSIP 878377100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Thomas Oland Mgmt For For For 1.2 Elect Roger Lucas Mgmt For For For 1.3 Elect Howard O'Connell Mgmt For Withhold Against 1.4 Elect Randolph Steer Mgmt For For For 1.5 Elect Robert Baumgartner Mgmt For For For 1.6 Elect Charles Dinarello Mgmt For For For 1.7 Elect Karen Holbrook Mgmt For For For 1.8 Elect John Higgins Mgmt For For For 2 Authorization of Board to Set Mgmt For For For Board Size
- -------------------------------------------------------------------------------- TELEFLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TFX CUSIP 879369106 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Patricia Barron Mgmt For For For 1.2 Elect Jeffrey Graves Mgmt For For For 1.3 Elect James Zug Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TENNANT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TNC CUSIP 880345103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Austen Mgmt For For For 1.2 Elect James Hale Mgmt For For For 1.3 Elect H. Chris Killingstad Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- THE BRINK'S COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BCO CUSIP 109696104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Paul Boynton Mgmt For For For 1.2 Elect Murray Martin Mgmt For For For 1.3 Elect Ronald Turner Mgmt For Withhold Against 2 Amendment to the Key Mgmt For For For Employees' Deferred Compensation Plan 3 Approval of the Material Terms Mgmt For For For of the Performance Goals under the Management Performance Improvement Plan 4 Approval of the Material Terms Mgmt For For For of the Performance Goals under the 2005 Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE BUCKLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKE CUSIP 118440106 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Daniel Hirschfeld Mgmt For For For 1.2 Elect Dennis Nelson Mgmt For For For 1.3 Elect Karen Rhoads Mgmt For Withhold Against 1.4 Elect James Shada Mgmt For For For 1.5 Elect Robert Campbell Mgmt For For For 1.6 Elect Bill Fairfield Mgmt For For For 1.7 Elect Bruce Hoberman Mgmt For Withhold Against 1.8 Elect John Peetz Mgmt For For For 1.9 Elect Michael Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 [Bonus/162(m) Plan] Mgmt For For For 4 Amendment to the 2005 Mgmt For For For Restricted Stock Plan 5 Approval of Performance-Based Mgmt For For For Awards Granted Under the 2005 Restricted Stock Plan
- -------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COO CUSIP 216648402 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect A.Thomas Bender Mgmt For For For 1.2 Elect Michael Kalkstein Mgmt For For For 1.3 Elect Jody Lindell Mgmt For For For 1.4 Elect Donald Press Mgmt For For For 1.5 Elect Steven Rosenberg Mgmt For For For
1.6 Elect Allan Rubenstein Mgmt For Withhold Against 1.7 Elect Robert Weiss Mgmt For For For 1.8 Elect Stanley Zinberg Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- THE ENSIGN GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENSG CUSIP 29358P101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Antoinette Hubenette Mgmt For For For 1.2 Elect Thomas Maloof Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE WASHINGTON POST COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WPO CUSIP 939640108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lee Bollinger Mgmt For For For 1.2 Elect Christopher Davis Mgmt For For For 1.3 Elect John Dotson, Jr. Mgmt For For For 2 Amendment to the Incentive Mgmt For Against Against Compensation Plan
- -------------------------------------------------------------------------------- TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect J. Wayne Leonard Mgmt For For For 1.5 Elect Jon Madonna Mgmt For For For 1.6 Elect Joseph Netherland Mgmt For For For 1.7 Elect Richard Pattarozzi Mgmt For For For
1.8 Elect Nicholas Sutton Mgmt For For For 1.9 Elect Cindy Taylor Mgmt For For For 1.10 Elect Dean Taylor Mgmt For For For 1.11 Elect Jack Thompson Mgmt For For For 2 2009 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TITAN INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWI CUSIP 88830M102 03/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Increase of Authorized Common Mgmt For For For Stock
- -------------------------------------------------------------------------------- TITAN INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWI CUSIP 88830M102 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect J. Michael Akers Mgmt For For For 1.2 Elect Maurice Taylor, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TOMKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS TOMK CUSIP 890030208 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Newlands Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Adoption of New Articles Mgmt For For For 11 Authority to Set General Mgmt For Against Against Meeting Notice Period at 14 Days
- -------------------------------------------------------------------------------- UMB FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UMBF CUSIP 902788108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Bradley, Jr. Mgmt For For For 1.2 Elect Peter J. deSilva Mgmt For For For 1.3 Elect Terrence P. Dunn Mgmt For For For 1.4 Elect Alexander C. Kemper Mgmt For Withhold Against 1.5 Elect Kris A. Robbins Mgmt For For For 1.6 Elect Nancy K. Buese Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- UNISOURCE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNS CUSIP 909205106 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Paul Bonavia Mgmt For For For 2 Elect Lawrence Aldrich Mgmt For For For 3 Elect Barbara Baumann Mgmt For For For 4 Elect Larry Bickle Mgmt For Against Against 5 Elect Harold Burlingame Mgmt For For For 6 Elect Robert Elliott Mgmt For For For 7 Elect Daniel Fessler Mgmt For For For 8 Elect Louise Francesconi Mgmt For For For 9 Elect Warren Jobe Mgmt For For For 10 Elect Ramiro Peru Mgmt For For For 11 Elect Gregory Pivirotto Mgmt For For For 12 Elect Joaquin Ruiz Mgmt For For For 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- UTI WORLDWIDE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTIW CUSIP G87210103 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect C. John Langley, Jr. Mgmt For Withhold Against 1.2 Elect Allan Rosenzweig Mgmt For For For 1.3 Elect Donald Slager Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- VALMONT INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMI CUSIP 920253101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Lewis, Jr. Mgmt For For For 1.2 Elect Kaj den Daas Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Byrnes Mgmt For For For 1.2 Elect John McDaniel Mgmt For For For 1.3 Elect George McKenzie Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WATSON WYATT WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WW CUSIP 942712100 12/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 2009 Long Term Incentive Plan Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- WD-40 COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WDFC CUSIP 929236107 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Adams, Jr. Mgmt For For For 1.2 Elect Giles Bateman Mgmt For For For 1.3 Elect Peter Bewley Mgmt For For For 1.4 Elect Richard Collato Mgmt For For For 1.5 Elect Mario Crivello Mgmt For For For 1.6 Elect Linda Lang Mgmt For For For 1.7 Elect Garry Ridge Mgmt For For For 1.8 Elect Neal Schmale Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WESCO FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WSC CUSIP 950817106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Charles Munger Mgmt For For For 1.2 Elect Carolyn Carlburg Mgmt For Withhold Against 1.3 Elect Robert Denham Mgmt For For For 1.4 Elect Robert Flaherty Mgmt For For For 1.5 Elect Peter Kaufman Mgmt For For For 1.6 Elect Elizabeth Peters Mgmt For For For
- -------------------------------------------------------------------------------- WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAB CUSIP 929740108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Brooks Mgmt For For For 1.2 Elect William Kassling Mgmt For For For 1.3 Elect Albert Neupaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WOLVERINE WORLD WIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WWW CUSIP 978097103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Boromisa Mgmt For For For 1.2 Elect David Kollat Mgmt For For For 1.3 Elect David Mehney Mgmt For For For 1.4 Elect Timothy O'Donovan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Stock Incentive Plan of 2010 Mgmt For For For
- -------------------------------------------------------------------------------- YOUNG INNOVATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YDNT CUSIP 987520103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1.1 Elect George E. Richmond Mgmt For Withhold Against 1.2 Elect Alfred E. Brennan Mgmt For For For 1.3 Elect Brian E. Bremer Mgmt For Withhold Against 1.4 Elect Patrick J. Ferrillo, Jr. Mgmt For For For 1.5 Elect Richard J. Bliss Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- --------------------------------- ---------- --------- --------- -------------- 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Mgmt For Against Against Stock 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay)
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Tax-Exempt Money Market Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Total Return Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant: RidgeWorth Funds Fund Name: RidgeWorth U.S. Equity 130/30 Fund - -------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For Against Against 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- A.M. CASTLE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAS CUSIP 148411101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Brian P. Anderson Mgmt For For For 1.2 Elect Thomas A. Donahoe Mgmt For For For 1.3 Elect Ann M. Drake Mgmt For For For 1.4 Elect Michael H. Goldberg Mgmt For For For 1.5 Elect William K. Hall Mgmt For For For 1.6 Elect Robert S. Hamada Mgmt For For For 1.7 Elect Patrick J. Herbert, III Mgmt For For For 1.8 Elect Terrence J. Keating Mgmt For For For 1.9 Elect Pamela Forbes Lieberman Mgmt For For For 1.10 Elect John McCartney Mgmt For For For 1.11 Elect Michael Simpson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AAON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAON CUSIP 000360206 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Paul Lackey, Jr. Mgmt For For For 1.2 Elect A. H. McElroy II Mgmt For For For
- -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AEL CUSIP 025676206 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Alexander Clark Mgmt For For For 1.2 Elect Robert Hilton Mgmt For For For 1.3 Elect John Matovina Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMERICAN GREETINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AM CUSIP 026375105 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Scott Cowen Mgmt For Withhold Against 1.2 Elect William MacDonald III Mgmt For Withhold Against 1.3 Elect Zev Weiss Mgmt For For For
- -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIG CUSIP 026874784 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Benmosche Mgmt For For For 2 Elect Harvey Golub Mgmt For For For 3 Elect Laurette Koellner Mgmt For For For 4 Elect Christopher Lynch Mgmt For For For 5 Elect Arthur Martinez Mgmt For For For 6 Elect George Miles, Jr. Mgmt For Against Against 7 Elect Henry Miller Mgmt For For For 8 Elect Robert Miller Mgmt For For For 9 Elect Suzanne Nora Johnson Mgmt For For For 10 Elect Morris Offit Mgmt For Against Against 11 Elect Douglas Steenland Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 2010 Stock Incentive Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Political Contributions
- -------------------------------------------------------------------------------- AMERICAN PHYSICIANS CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACAP CUSIP 028884104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Haynes Mgmt For For For 1.2 Elect Mitchell Rinek Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- AMTRUST FINANCIAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AFSI CUSIP 032359309 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Donald DeCarlo Mgmt For For For 1.2 Elect Susan Fisch Mgmt For For For 1.3 Elect Abraham Gulkowitz Mgmt For For For 1.4 Elect George Karfunkel Mgmt For For For 1.5 Elect Michael Karfunkel Mgmt For For For 1.6 Elect Jay Miller Mgmt For For For 1.7 Elect Barry Zyskind Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Executive Mgmt For For For Performance Plan 4 Approval of the 2010 Omnibus Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APC CUSIP 032511107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect H. Paulett Eberhart Mgmt For For For 2 Elect Preston Geren III Mgmt For For For 3 Elect James Hackett Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 6 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses
- -------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ANCESTRY.COM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACOM CUSIP 032803108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Charles Boesenberg Mgmt For For For 1.2 Elect Benjamin Spero Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For Against Against 3 Elect Donald Felsinger Mgmt For For For 4 Elect Victoria Haynes Mgmt For For For 5 Elect Antonio Maciel Neto Mgmt For For For 6 Elect Patrick Moore Mgmt For For For 7 Elect Thomas O'Neill Mgmt For For For 8 Elect Kelvin Westbrook Mgmt For Against Against 9 Elect Patricia Woertz Mgmt For For For 10 2009 Incentive Compensation Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Review of Global Human Rights Standards
- -------------------------------------------------------------------------------- ASHLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASH CUSIP 044209104 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Mark Rohr Mgmt For For For 2 Elect Theodore Solso Mgmt For For For 3 Elect Michael Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- ATC TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATAC CUSIP 00211W104 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Evans Mgmt For For For 1.2 Elect Curtland Fields Mgmt For For For 1.3 Elect Michael Hartnett Mgmt For For For 1.4 Elect Michael Jordan Mgmt For For For 1.5 Elect Todd Peters Mgmt For For For 1.6 Elect S. Lawrence Prendergast Mgmt For For For 1.7 Elect Edward Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ATLANTIC TELE-NETWORK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATNI CUSIP 049079205 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Martin Budd Mgmt For For For 1.2 Elect Thomas Cunningham Mgmt For For For 1.3 Elect Michael Flynn Mgmt For For For 1.4 Elect Cornelius Prior, Jr. Mgmt For Withhold Against 1.5 Elect Michael Prior Mgmt For For For 1.6 Elect Charles Roesslein Mgmt For For For 1.7 Elect Brian Schuchman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AXS CUSIP G0692U109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Geoffrey Bell Mgmt For For For 1.2 Elect Christopher Greetham Mgmt For For For 1.3 Elect Maurice Keane Mgmt For For For 1.4 Elect Henry Smith Mgmt For For For 2 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BALCHEM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BCPC CUSIP 057665200 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Dino Rossi Mgmt For For For 1.2 Elect Elaine Wedral Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For Against Against 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback)
- -------------------------------------------------------------------------------- BANK OF IRELAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BKIR CUSIP 46267Q103 01/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Authority to Apply for National Mgmt For For For Asset Management Agency 2 Adoption of New Bye-Laws Mgmt For For For Regarding Ordinary and Special Resolutions 3 Amendment to Bye-Laws Regarding Mgmt For Against Against General Meeting Notice Period 4 Authority to Set General Mgmt For Against Against Meeting Notice Period at 14 Days
- -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- BECKMAN COULTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BGC PARTNERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BGCP CUSIP 05541T101 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Howard Lutnick Mgmt For Withhold Against 1.2 Elect John Dalton Mgmt For Withhold Against 1.3 Elect Stephen Curwood Mgmt For For For 1.4 Elect Barry Sloane Mgmt For Withhold Against 1.5 Elect Albert Weis Mgmt For Withhold Against 2 Amendment to the Long Term Mgmt For Against Against Incentive Plan
- -------------------------------------------------------------------------------- BIG LOTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIG CUSIP 089302103 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For Withhold Against 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 3 Amendment to the 2006 Bonus Plan Mgmt For For For 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Adoption of Advance Notice Mgmt For For For Requirement 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BIO-RAD LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIO CUSIP 090572207 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Louis Drapeau Mgmt For For For 1.2 Elect Albert Hillman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Mgmt For For For Non-Employee Directors Equity Plan
- -------------------------------------------------------------------------------- BLACKROCK KELSO CAPITAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKCC CUSIP 092533108 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Authorization to Issue Common Mgmt For Against Against Stock at Below Net Asset Value
- -------------------------------------------------------------------------------- BLACKROCK KELSO CAPITAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKCC CUSIP 092533108 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Maher Mgmt For For For 1.2 Elect Maureen Usifer Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BMY CUSIP 110122108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For Against Against 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare
- -------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BMTC CUSIP 117665109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Francis Leto Mgmt For For For 1.2 Elect Britton Murdoch Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COG CUSIP 127097103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect David M. Carmichael Mgmt For For For 2 Elect Robert L. Keiser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing
- -------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Patrick Mgmt For For For 2 Elect Jon Erik Reinhardsen Mgmt For For For 3 Elect Bruce Wilkinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Review of Human Rights Policies 8 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For
1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CEPHALON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEPH CUSIP 156708109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Frank Baldino, Jr. Mgmt For Against Against 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Edward Schmitt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CHK CUSIP 165167107 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Frank Keating Mgmt For Withhold Against 1.2 Elect Merrill Miller, Jr. Mgmt For For For 1.3 Elect Frederick Whittemore Mgmt For Withhold Against 2 Amendment to the Long Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Responsible Use of Company Stock 6 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 9 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
- -------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For For For 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Mgmt For For For Regarding the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Human Rights Committee
- -------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMG CUSIP 169656105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Albert Baldocchi Mgmt For For For 1.2 Elect Neil Flanzraich Mgmt For For For 1.3 Elect Darlene Friedman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CIRCOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIR CUSIP 17273K109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jerome Brady Mgmt For Withhold Against 1.2 Elect Peter Wilver Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For For For Option and Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For Against Against 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHldr Against Against For Report on Internet Fragmentation
- -------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Alain Belda Mgmt For Against Against 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For Against Against 5 Elect Andrew Liveris Mgmt For Against Against 6 Elect Michael O'Neill Mgmt For For For 7 Elect Vikram Pandit Mgmt For For For 8 Elect Richard Parsons Mgmt For Against Against 9 Elect Lawrence Ricciardi Mgmt For For For 10 Elect Judith Rodin Mgmt For Against Against 11 Elect Robert Ryan Mgmt For For For 12 Elect Anthony Santomero Mgmt For For For 13 Elect Diana Taylor Mgmt For For For 14 Elect William Thompson Mgmt For For For 15 Elect Ernesto Zedillo Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 18 Approval of the TARP Repayment Mgmt For For For Shares 19 Advisory Vote on Executive Mgmt For Against Against Compensation 20 Ratification of the Tax Mgmt For For For Benefits Preservation Plan 21 Reverse Stock Split Extension Mgmt For For For 22 Shareholder Proposal Regarding ShrHldr Against Against For Affirmation of Political Nonpartisanship 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 24 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 25 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 26 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 27 Shareholder Proposal ShrHldr Against Against For Reimbursement of Solicitation Expenses
- -------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 09/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Increase of Authorized Common Mgmt For For For Stock 2 Reverse Stock Split Mgmt For For For 3 Amendment to Authorized Common Mgmt For Against Against Stock - The Preferred Stock Change
- -------------------------------------------------------------------------------- CNA SURETY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SUR CUSIP 12612L108 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Philip Britt Mgmt For For For 1.2 Elect Anthony Cleberg Mgmt For For For 1.3 Elect David Edelson Mgmt For For For 1.4 Elect D. Craig Mense Mgmt For For For 1.5 Elect Robert Tinstman Mgmt For For For 1.6 Elect John Welch Mgmt For For For 1.7 Elect Peter W. Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COACH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CUSIP 189754104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For Withhold Against 1.6 Elect Michael Murphy Mgmt For Withhold Against 1.7 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Award Plan 3 Shareholder Proposal Regarding ShrHldr Against Against For Cessation of Fur Use in Products
- -------------------------------------------------------------------------------- COCA-COLA ENTERPRISES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect L. Phillip Humann Mgmt For For For 1.2 Elect Suzanne Labarge Mgmt For For For 1.3 Elect Veronique Morali Mgmt For For For 1.4 Elect Phoebe Wood Mgmt For For For 2 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements
- -------------------------------------------------------------------------------- COEUR D'ALENE MINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CDE CUSIP 192108504 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect L. Michael Bogert Mgmt For For For 1.2 Elect James Curran Mgmt For For For 1.3 Elect Sebastian Edwards Mgmt For For For 1.4 Elect Andrew Lundquist Mgmt For Withhold Against 1.5 Elect Robert Mellor Mgmt For For For 1.6 Elect John Robinson Mgmt For For For 1.7 Elect J. Kenneth Thompson Mgmt For For For 1.8 Elect Timothy Winterer Mgmt For For For 1.9 Elect Dennis Wheeler Mgmt For For For 2 Amendment to the 2003 Long-Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect John Cahill Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Helene Gayle Mgmt For For For 4 Elect Ellen Hancock Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect David Johnson Mgmt For For For 7 Elect Richard Kogan Mgmt For For For 8 Elect Delano Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr For Against Against Reviewing Charitable Spending 14 Shareholder Proposal Regarding ShrHldr For For For Right to Call a Special Meeting
- -------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Dennis Archer Mgmt For Withhold Against 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect W. James Prowse Mgmt For Withhold Against 1.9 Elect G. Scott Romney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Rights Mgmt For Against Against Plan
- -------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 21 Shareholder Proposal Regarding ShrHldr Against Against For TRI Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For
- -------------------------------------------------------------------------------- CRANE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CR CUSIP 224399105 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Karen Dykstra Mgmt For For For 2 Elect Richard Forte Mgmt For For For 3 Elect James Tullis Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- CUBIST PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBST CUSIP 229678107 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Bonney Mgmt For For For 1.2 Elect Mark Corrigan Mgmt For For For 1.3 Elect Sylvie Gregoire Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Performance-Based Management Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DAKTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DAKT CUSIP 234264109 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Frank Kurtenbach Mgmt For Withhold Against 1.2 Elect James Vellenga Mgmt For Withhold Against 1.3 Elect Byron Anderson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For Withhold Against 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CUSIP 25243Q205 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Laurence Danon Mgmt For For For 5 Elect Clive Hollick Mgmt For For For 6 Elect Paul Walsh Mgmt For For For 7 Elect Peggy Bruzelius Mgmt For Against Against 8 Elect Betsey Holden Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 EU Political Donations Mgmt For For For 15 2009 Discretionary Incentive Mgmt For For For Plan 16 2009 Executive Long-Term Mgmt For For For Incentive Plan 17 2009 International Sharematch Mgmt For For For Plan 18 Authority to Establish Mgmt For For For International Share Plans 19 2009 Irish Sharesave Plan Mgmt For For For 20 Amendment to 2008 Executive Mgmt For For For Share Option Plan 21 Amendment to 2008 Senior Mgmt For For For Executive Share Option Plan 22 Amendment to 1999 Senior Mgmt For For For Executive Share Option Plan 23 Authority to Set General Mgmt For Against Against Meeting Notice Period at 14 Days 24 Adoption of New Articles Mgmt For For For
- -------------------------------------------------------------------------------- DIGI INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DGII CUSIP 253798102 01/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Guy Jackson Mgmt For Withhold Against 1.2 Elect Ahmed Nawaz Mgmt For For For 2 Amendment to the 2000 Omnibus Mgmt For For For Stock Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DIRECTV TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25490A101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Neil Austrian Mgmt For For For 1.2 Elect Ralph Boyd, Jr. Mgmt For For For 1.3 Elect Paul Gould Mgmt For For For 1.4 Elect Charles Lee Mgmt For For For 1.5 Elect Peter Lund Mgmt For For For 1.6 Elect Gregory Maffei Mgmt For Withhold Against 1.7 Elect John Malone Mgmt For Withhold Against
1.8 Elect Nancy Newcomb Mgmt For For For 1.9 Elect Haim Saban Mgmt For For For 1.10 Elect Michael White Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Stock Plan Mgmt For For For 4 Executive Officer Cash Bonus Mgmt For For For Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- DOLLAR THRIFTY AUTOMOTIVE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTG CUSIP 256743105 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Thomas Capo Mgmt For For For 1.2 Elect Maryann Keller Mgmt For For For 1.3 Elect Edward Lumley Mgmt For For For 1.4 Elect Richard Neu Mgmt For For For 1.5 Elect John Pope Mgmt For For For 1.6 Elect Scott Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Management Mgmt For For For Objectives for Performance-Based Awards under the Long-Term Incentive Plan and Director Equity Plan
- -------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DONALDSON COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCI CUSIP 257651109 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jack Eugster Mgmt For For For 1.2 Elect John Grundhofer Mgmt For For For 1.3 Elect Paul Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DST SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DST CUSIP 233326107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect A. Edward Allinson Mgmt For For For 1.2 Elect Michael Fitt Mgmt For For For 1.3 Elect Robert Jackson Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- DTE ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CUSIP 233331107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Anthony Earley, Jr. Mgmt For For For 1.2 Elect Allan Gilmour Mgmt For For For 1.3 Elect Frank Hennessey Mgmt For For For 1.4 Elect Gail McGovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For For For 4 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DUK CUSIP 26441C105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Barnet, III Mgmt For For For 1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For 1.10 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- DYCOM INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DY CUSIP 267475101 11/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Coley Mgmt For For For 1.2 Elect Patricia Higgins Mgmt For For For 1.3 Elect Steven Nielsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights
- -------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EMN CUSIP 277432100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Gary Anderson Mgmt For For For 2 Elect Renee Hornbaker Mgmt For For For 3 Elect Thomas McLain Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
- -------------------------------------------------------------------------------- EL PASO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EP CUSIP 28336L109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Juan Braniff Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Robert Goldman Mgmt For For For 5 Elect Anthony Hall, Jr. Mgmt For For For 6 Elect Thomas Hix Mgmt For For For 7 Elect Ferrell McClean Mgmt For For For 8 Elect Timothy Probert Mgmt For Against Against 9 Elect Steven Shapiro Mgmt For For For 10 Elect J. Michael Talbert Mgmt For For For 11 Elect Robert Vagt Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Amendment to the 2005 Omnibus Mgmt For For For Incentive Compensation Plan 14 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ELECTRO RENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ELRC CUSIP 285218103 10/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gerald Barrone Mgmt For For For 1.2 Elect Nancy Bekavac Mgmt For For For 1.3 Elect Karen Curtin Mgmt For For For 1.4 Elect Suzan DelBene Mgmt For For For 1.5 Elect Daniel Greenberg Mgmt For For For 1.6 Elect Joseph Kearns Mgmt For For For 1.7 Elect James Pignatelli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Ralph Alvarez Mgmt For For For 2 Elect Winfried Bischoff Mgmt For Against Against 3 Elect R. David Hoover Mgmt For Against Against 4 Elect Franklyn Prendergast Mgmt For For For 5 Elect Kathi Seifert Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For
8 Elimination of Supermajority Mgmt For For For Requirement 9 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against For Against Exclusion of CEOs from Compensation Committee 11 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- EMERGENT BIOSOLUTIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CUSIP 29089Q105 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Fuad El-Hibri Mgmt For For For 1.2 Elect Jerome Hauer Mgmt For Withhold Against 1.3 Elect Ronald Richard Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For Withhold Against 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Mgmt For For For Measures under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ENCORE CAPITAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECPG CUSIP 292554102 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect J. Brandon Black Mgmt For For For 1.2 Elect Timothy Hanford Mgmt For For For 1.3 Elect George Lund Mgmt For For For 1.4 Elect Richard Mandell Mgmt For Withhold Against 1.5 Elect Willem Mesdag Mgmt For For For 1.6 Elect John Oros Mgmt For For For 1.7 Elect J. Christopher Teets Mgmt For For For 1.8 Elect H. Ronald Weissman Mgmt For For For 1.9 Elect Warren Wilcox Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPO CUSIP 29355X107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Holland Mgmt For For For 1.2 Elect Stephen Macadam Mgmt For For For 1.3 Elect J.P. Bolduc Mgmt For For For 1.4 Elect Peter Browning Mgmt For Withhold Against 1.5 Elect Diane Creel Mgmt For For For 1.6 Elect Don DeFosset Mgmt For For For 1.7 Elect Gordon Harnett Mgmt For For For 1.8 Elect David Hauser Mgmt For For For 1.9 Elect Wilbur Prezzano, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Thomas Kelly II Mgmt For Against Against 2 Elect Rita Rodriguez Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Appointment of Statutory Auditor Mgmt For For For 5 Amendment to the 2005 Cash Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Mgmt For For For Equity Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Mgmt For For For Officer Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event
- -------------------------------------------------------------------------------- ESSA BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESSA CUSIP 29667D104 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Douglass Mgmt For For For 1.2 Elect Gary Olson Mgmt For For For 1.3 Elect William Viechnicki Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EEFT CUSIP 298736109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect Andrew Schmitt Mgmt For For For 1.3 Elect M. Jeannine Strandjord Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Kenneth Duffy Mgmt For For For 1.2 Elect Joseph Taranto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- EXPEDIA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPE CUSIP 30212P105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect A. George Battle Mgmt For For For 1.2 Elect Barry Diller Mgmt For Withhold Against 1.3 Elect Jonathan Dolgen Mgmt For For For 1.4 Elect William Fitzgerald Mgmt For For For 1.5 Elect Craig Jacobson Mgmt For For For 1.6 Elect Victor Kaufman Mgmt For For For 1.7 Elect Peter Kern Mgmt For For For 1.8 Elect Dara Khosrowshahi Mgmt For For For 1.9 Elect John Malone Mgmt For Withhold Against 1.10 Elect Jose Tazon Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For Withhold Against 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For Withhold Against 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding ShrHldr Against Against For Human Right to Water 8 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHldr Against Against For an Energy Technology Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Future Energy Trends
- -------------------------------------------------------------------------------- FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCS CUSIP 303726103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Charles Carinalli Mgmt For For For 1.2 Elect Randy Carson Mgmt For For For 1.3 Elect Anthony Lear Mgmt For For For 1.4 Elect Thomas Magnanti Mgmt For For For 1.5 Elect Kevin McGarity Mgmt For For For 1.6 Elect Bryan Roub Mgmt For For For 1.7 Elect Ronald Shelly Mgmt For For For 1.8 Elect Mark Thompson Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For For For 3 Amendment to the 2007 Stock Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FIRST FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THFF CUSIP 320218100 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect W. Curtis Brighton Mgmt For Withhold Against 1.2 Elect William Krieble Mgmt For For For 1.3 Elect Ronald Rich Mgmt For For For 1.4 Elect Donald Smith Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For Withhold Against 1.4 Elect Edsel Ford II Mgmt For Withhold Against 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For For For 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For Withhold Against 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Carbon Dioxide Reduction
- -------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Robert Joffe Mgmt For For For 5 Elect Charles Johnson Mgmt For For For 6 Elect Gregory Johnson Mgmt For For For 7 Elect Rupert Johnson, Jr. Mgmt For For For 8 Elect Thomas Kean Mgmt For For For
9 Elect Chutta Ratnathicam Mgmt For For For 10 Elect Peter Sacerdote Mgmt For Against Against 11 Elect Laura Stein Mgmt For For For 12 Elect Anne Tatlock Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Mgmt For For For Stock Incentive Plan
- -------------------------------------------------------------------------------- GANNETT CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GCI CUSIP 364730101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Craig Dubow Mgmt For For For 1.2 Elect Howard Elias Mgmt For For For 1.3 Elect Arthur Harper Mgmt For For For 1.4 Elect John Louis Mgmt For For For 1.5 Elect Marjorie Magner Mgmt For For For 1.6 Elect Scott McCune Mgmt For For For 1.7 Elect Duncan McFarland Mgmt For For For 1.8 Elect Donna Shalala Mgmt For For For 1.9 Elect Neal Shapiro Mgmt For For For 1.10 Elect Karen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2001 Omnibus Mgmt For For For Incentive Compensation Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Tax Gross-up Payments
- -------------------------------------------------------------------------------- GARMIN LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GRMN CUSIP G37260109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gene Betts Mgmt For For For 1.2 Elect Thomas Poberezny Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Reincorporation from the Cayman Mgmt For For For Islands to Switzerland 5 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GD CUSIP 369550108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Nicholas Chabraja Mgmt For For For 2 Elect James Crown Mgmt For Against Against 3 Elect William Fricks Mgmt For For For 4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For 6 Elect Paul Kaminski Mgmt For For For 7 Elect John Keane Mgmt For For For 8 Elect Lester Lyles Mgmt For For For 9 Elect William Osborn Mgmt For For For 10 Elect Robert Walmsley Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Space Weapons
- -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For Against Against 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- GENZYME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GENZ CUSIP 372917104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Douglas Berthiaume Mgmt For For For 1.2 Elect Robert Bertolini Mgmt For For For 1.3 Elect Gail Boudreaux Mgmt For For For 1.4 Elect Robert Carpenter Mgmt For For For 1.5 Elect Charles Cooney Mgmt For For For 1.6 Elect Victor Dzau Mgmt For For For 1.7 Elect Connie Mack III Mgmt For For For 1.8 Elect Richard Syron Mgmt For Withhold Against 1.9 Elect Henri Termeer Mgmt For For For 1.10 Elect Ralph Whitworth Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Amendment to the 2009 Employee Mgmt For For For Stock Purchase Plan 4 Amendment to the 2007 Director Mgmt For For For Equity Plan 5 Amendment to Articles of Mgmt For For For Organization Regarding the Right to Call a Special Meeting 6 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- HANCOCK HOLDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HBHC CUSIP 410120109 03/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Don Descant Mgmt For For For 1.2 Elect James Estabrook, Jr. Mgmt For For For 1.3 Elect Randall Hanna Mgmt For For For 1.4 Elect Robert Roseberry Mgmt For For For 1.5 Elect Anthony Topazi Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HANSEN NATURAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HANS CUSIP 411310105 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Rodney Sacks Mgmt For For For 1.2 Elect Hilton Schlosberg Mgmt For Withhold Against 1.3 Elect Norman Epstein Mgmt For For For 1.4 Elect Benjamin Polk Mgmt For Withhold Against 1.5 Elect Sydney Selati Mgmt For For For 1.6 Elect Harold Taber, Jr. Mgmt For Withhold Against 1.7 Elect Mark Vidergauz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HAWAIIAN HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HA CUSIP 419879101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gregory Anderson Mgmt For For For 1.2 Elect L. Todd Budge Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Mark Dunkerley Mgmt For For For 1.5 Elect Lawrence Hershfield Mgmt For For For 1.6 Elect Randall Jenson Mgmt For For For 1.7 Elect Bert Kobayashi, Jr. Mgmt For Withhold Against 1.8 Elect Crystal Rose Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan
- -------------------------------------------------------------------------------- HEARTLAND FINANCIAL USA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTLF CUSIP 42234Q102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mark Falb Mgmt For For For 1.2 Elect John Schmidt Mgmt For Withhold Against 1.3 Elect James Hill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- HESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HES CUSIP 42809H107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For Against Against 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Mgmt For For For Executive Compensation
- -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHldr Against Against For Human Rights
- -------------------------------------------------------------------------------- HORMEL FOODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRL CUSIP 440452100 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Terrell Crews Mgmt For For For 1.2 Elect Jeffrey Ettinger Mgmt For For For 1.3 Elect Jody Feragen Mgmt For Withhold Against 1.4 Elect Susan Marvin Mgmt For For For 1.5 Elect John Morrison Mgmt For For For 1.6 Elect Elsa Murano Mgmt For For For 1.7 Elect Robert Nakasone Mgmt For For For 1.8 Elect Susan Nestegard Mgmt For For For 1.9 Elect Ronald Pearson Mgmt For For For 1.10 Elect Dakota Pippins Mgmt For For For 1.11 Elect Hugh Smith Mgmt For For For 1.12 Elect John Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare
- -------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Connie Curran Mgmt For For For 2 Elect Heino von Prondzynski Mgmt For For For 3 Elect Mark Wheeler Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- HUMANA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUM CUSIP 444859102 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect David Jones Jr. Mgmt For For For 2 Elect Frank D'Amelio Mgmt For For For 3 Elect W. Roy Dunbar Mgmt For For For 4 Elect Kurt Hilzinger Mgmt For For For 5 Elect Michael McCallister Mgmt For For For 6 Elect William McDonald Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect David Nash Mgmt For For For 9 Elect James O'Brien Mgmt For For For 10 Elect Marissa Peterson Mgmt For For For 11 Elect W. Ann Reynolds Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- IDACORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IDA CUSIP 451107106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Judith Johansen Mgmt For For For 1.2 Elect J. LaMont Keen Mgmt For For For 1.3 Elect Robert Tinstman Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2000 Long-Term Incentive and Compenstion Plan 4 Approve Executive Incentive Mgmt For For For Plan for Section 162(m) Purposes
- -------------------------------------------------------------------------------- IMS HEALTH INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS RX CUSIP 449934108 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- INFOSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INSP CUSIP 45678T300 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Voelker Mgmt For For For 1.2 Elect Richard Hearney Mgmt For Withhold Against 1.3 Elect William Lansing Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Alain Belda Mgmt For Against Against 2 Elect Cathleen Black Mgmt For Against Against 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For Against Against 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For Against Against 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For Withhold Against 1.4 Elect Ralph Hake Mgmt For Withhold Against 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For Withhold Against 1.8 Elect Surya Mohapatra Mgmt For Withhold Against 1.9 Elect Linda Sanford Mgmt For Withhold Against 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- ITT EDUCATIONAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESI CUSIP 45068B109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect John Cozzi Mgmt For For For 2 Elect Kevin Modany Mgmt For For For 3 Elect Lloyd Waterhouse Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- J&J SNACK FOODS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JJSF CUSIP 466032109 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gerald Shreiber Mgmt For For For
- -------------------------------------------------------------------------------- JACOBS ENGINEERING GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JEC CUSIP 469814107 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Davidson, Jr. Mgmt For For For 2 Elect Edward Fritzky Mgmt For For For 3 Elect Benjamin Montoya Mgmt For For For 4 Elect Peter Robertson Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For For For 5 Elect Anne Mulcahy Mgmt For Against Against 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For For For 10 Elect William Weldon Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Abney Mgmt For For For 1.2 Elect Robert Barnett Mgmt For Withhold Against 1.3 Elect Eugenio Clariond Mgmt For For For Reyes-Retana 1.4 Elect Jeffrey Joerres Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Against For Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- KAYDON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KDN CUSIP 486587108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Mark Alexander Mgmt For For For 1.2 Elect David Brandon Mgmt For Withhold Against 1.3 Elect Patrick Coyne Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Timothy O'Donovan Mgmt For For For 1.6 Elect James O'Leary Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- KENSEY NASH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNSY CUSIP 490057106 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joseph Kaufmann Mgmt For Withhold Against 1.2 Elect Walter Maupay, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For Against Against 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- KINDRED HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KND CUSIP 494580103 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Edward Kuntz Mgmt For For For 2 Elect Joel Ackerman Mgmt For For For 3 Elect Ann Berzin Mgmt For For For 4 Elect Jonathan Blum Mgmt For For For 5 Elect Thomas Cooper Mgmt For For For 6 Elect Paul Diaz Mgmt For For For 7 Elect Isaac Kaufman Mgmt For For For 8 Elect Frederick Kleisner Mgmt For For For 9 Elect Eddy Rogers, Jr. Mgmt For For For 10 Elect Phyllis Yale Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For Against Against 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- LACROSSE FOOTWEAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BOOT CUSIP 505688101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joseph Schneider Mgmt For For For 1.2 Elect Charles Smith Mgmt For For For 2 Amendment to the 2001 Mgmt For For For Non-Employee Director Stock Option Plan 3 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LAKELAND FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LKFN CUSIP 511656100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect L. Craig Fulmer Mgmt For For For 1.2 Elect Charles Niemier Mgmt For For For 1.3 Elect Terry Tucker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- LAYNE CHRISTENSEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LAYN CUSIP 521050104 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David A.B. Brown Mgmt For For For 1.2 Elect J. Samuel Butler Mgmt For For For 1.3 Elect Robert R. Gilmore Mgmt For For For 1.4 Elect Anthony B. Helfet Mgmt For For For 1.5 Elect Nelson Obus Mgmt For For For
1.6 Elect Jeffrey J. Reynolds Mgmt For For For 1.7 Elect Rene J. Robichaud Mgmt For For For 1.8 Elect Andrew B. Schmitt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
- -------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LEG CUSIP 524660107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe, III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For Against Against 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Flexible Stock Mgmt For For For Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
- -------------------------------------------------------------------------------- LEXMARK INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXK CUSIP 529771107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Paul Curlander Mgmt For For For 2 Elect Kathi Seifert Mgmt For For For 3 Elect Jean-Paul Montupet Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- LINCOLN ELECTRIC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LECO CUSIP 533900106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stephen Hanks Mgmt For For For 1.2 Elect Kathryn Lincoln Mgmt For For For 1.3 Elect William Macdonald, III Mgmt For For For 1.4 Elect George Walls, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect E. C. Aldridge, Jr. Mgmt For Against Against 2 Elect Nolan Archibald Mgmt For Against Against 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Gwendolyn King Mgmt For For For 6 Elect James Loy Mgmt For Against Against 7 Elect Douglas McCorkindale Mgmt For Against Against 8 Elect Joseph Ralston Mgmt For Against Against 9 Elect James Schneider Mgmt For Against Against 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Space Weapons
- -------------------------------------------------------------------------------- LORILLARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LO CUSIP 544147101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Virgis Colbert Mgmt For Withhold Against 1.2 Elect Richard Roedel Mgmt For Withhold Against 1.3 Elect David Taylor Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- MANHATTAN ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MANH CUSIP 562750109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Huntz, Jr. Mgmt For For For 1.2 Elect Dan Lautenbach Mgmt For For For 1.3 Elect Thomas Noonan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MARATHON OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CUSIP 565849106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Gregory Boyce Mgmt For Against Against 2 Elect Clarence Cazalot, Jr. Mgmt For For For 3 Elect David Daberko Mgmt For Against Against 4 Elect William Davis, III Mgmt For Against Against 5 Elect Shirley Jackson Mgmt For Against Against 6 Elect Philip Lader Mgmt For Against Against 7 Elect Charles Lee Mgmt For Against Against 8 Elect Michael Phelps Mgmt For Against Against 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect Seth Schofield Mgmt For Against Against 11 Elect John Snow Mgmt For Against Against 12 Elect Thomas Usher Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Executive Compensation (Say on Pay)
- -------------------------------------------------------------------------------- MARTEK BIOSCIENCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MATK CUSIP 572901106 03/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Harry D'Andrea Mgmt For For For 2 Elect James Beery Mgmt For For For 3 Elect Michael Devine Mgmt For For For 4 Elect Steve Dubin Mgmt For For For 5 Elect Robert Flanagan Mgmt For For For 6 Elect Polly Kawalek Mgmt For For For 7 Elect Jerome Keller Mgmt For For For 8 Elect Douglas MacMaster, Jr. Mgmt For For For 9 Elect Robert Mayer Mgmt For For For 10 Elect David Pernock Mgmt For For For 11 Elect Eugene Rotberg Mgmt For For For 12 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For Withhold Against 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For Withhold Against 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan 4 Amendment to the 1996 Stock Mgmt For Against Against Incentive Plan 5 Executive Bonus Plan Mgmt For For For
- -------------------------------------------------------------------------------- MAXYGEN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAXY CUSIP 577776107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Louis Lange Mgmt For Withhold Against 1.2 Elect Kenneth Lee, Jr. Mgmt For For For 1.3 Elect Ernest Mario Mgmt For Withhold Against 1.4 Elect Gordon Ringold Mgmt For For For 1.5 Elect Isaac Stein Mgmt For Withhold Against 1.6 Elect James Sulat Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHldr Against Against For Cage-Free Eggs
- -------------------------------------------------------------------------------- MCGRAW-HILL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHP CUSIP 580645109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Pedro Aspe Mgmt For For For 2 Elect Robert McGraw Mgmt For For For 3 Elect Hilda Ochoa-Brillembourg Mgmt For For For 4 Elect Edward Rust, Jr. Mgmt For Against Against 5 Repeal of Classified Board Mgmt For For For
6 Elimination of Supermajority Mgmt For For For Requirement Related to Classified Board 7 Elimination of Supermajority Mgmt For For For Requirement Regarding Mergers or Consolidations 8 Elimination of Supermajority Mgmt For For For Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business 9 Elimination of Supermajority Mgmt For For For Requirement Regarding Plan for the Exchange of Shares 10 Elimination of Supermajority Mgmt For For For Requirement Regarding Authorization of Dissolution 11 Elimination of the "Fair Price" Mgmt For For For Provision 12 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent
- -------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Mgmt For Against Against Award and Incentive Plan
- -------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For
5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Mgmt For For For Stock Option Plan
- -------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 589331107 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Agreement Mgmt For For For
- -------------------------------------------------------------------------------- MESABI TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS MSB CUSIP 590672101 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Berglund Mgmt For For For
- -------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr Against Against For Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHldr Against Against For Charitable Contributions
- -------------------------------------------------------------------------------- MICROSTRATEGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MSTR CUSIP 594972408 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Saylor Mgmt For For For 1.2 Elect Sanju Bansal Mgmt For For For 1.3 Elect Matthew Calkins Mgmt For For For 1.4 Elect Robert Epstein Mgmt For For For 1.5 Elect David LaRue Mgmt For For For 1.6 Elect Jarrod Patten Mgmt For For For 1.7 Elect Carl Rickertsen Mgmt For For For 1.8 Elect Thomas Spahr Mgmt For For For 2 Performance Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MICROTUNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TUNE CUSIP 59514P109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Clardy Mgmt For For For 1.2 Elect Steven Craddock Mgmt For For For 1.3 Elect James Fontaine Mgmt For For For 1.4 Elect Anthony LeVecchio Mgmt For Withhold Against 1.5 Elect Bernard Marren Mgmt For For For 1.6 Elect A. Travis White Mgmt For For For 1.7 Elect Robert Rast Mgmt For For For 1.8 Elect Raghavendra Rau Mgmt For For For 1.9 Elect Drew Peck Mgmt For For For 2 2010 Stock Plan Mgmt For Against Against 3 2010 Director Stock Plan Mgmt For For For 4 2010 Employee Stock Purchase Mgmt For For For plan 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MINE SAFETY APPLIANCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MSA CUSIP 602720104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Bruggeworth Mgmt For For For 1.2 Elect James Cederna Mgmt For For For 1.3 Elect John Unkovic Mgmt For Withhold Against 2 Amendment to CEO Annual Mgmt For For For Incentive Award Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- MONSANTO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MON CUSIP 61166W101 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Frank AtLee, III Mgmt For For For 2 Elect David Chicoine Mgmt For For For 3 Elect Arthur Harper Mgmt For For For 4 Elect Gwendolyn King Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- MOODY'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCO CUSIP 615369105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Basil Anderson Mgmt For For For 2 Elect Darrell Duffie Mgmt For For For 3 Elect Raymond McDaniel, Jr. Mgmt For For For 4 Amendment to the 2001 Key Mgmt For For For Employees' Stock Incentive Plan 5 Amendment to the 2004 Covered Mgmt For For For Employee Cash Incentive Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman
- -------------------------------------------------------------------------------- NATIONAL BANK OF GREECE TICKER SECURITY ID: MEETING DATE MEETING STATUS ETE CINS X56533114 01/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Spin-off Mgmt For Abstain Against 2 Spin-off Mgmt For Abstain Against 3 Authorization of Legal Mgmt For Abstain Against Formalities 4 Ratification of Co-option of Mgmt For For For New Board Members 5 Election of Directors Mgmt For For For 6 Election of Audit Committee Mgmt For For For 7 Board Transactions Mgmt For For For 8 Amendments to Articles Mgmt For Abstain Against 9 Authority to Issue Convertible Mgmt For Abstain Against Bonds
- -------------------------------------------------------------------------------- NATIONAL BANKSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NKSH CUSIP 634865109 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jack Bowling Mgmt For For For 1.2 Elect Jack Lewis Mgmt For For For 1.3 Elect James Rakes Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NATIONAL BEVERAGE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIZZ CUSIP 635017106 10/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joseph Caporella Mgmt For For For 1.2 Elect Samuel Hathorn, Jr. Mgmt For Withhold Against
- -------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFG CUSIP 636180101 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Philip Ackerman Mgmt For For For 1.2 Elect Craig Matthews Mgmt For For For 1.3 Elect Richard Reiten Mgmt For For For 1.4 Elect David Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Compensation Plan Mgmt For For For
- -------------------------------------------------------------------------------- NATIONAL SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NSM CUSIP 637640103 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Brian Halla Mgmt For For For 2 Elect Steven Appleton Mgmt For For For 3 Elect Gary Arnold Mgmt For For For 4 Elect Richard Danzig Mgmt For For For 5 Elect John Dickson Mgmt For For For 6 Elect Robert Frankenberg Mgmt For For For 7 Elect Modesto Maidique Mgmt For For For 8 Elect Edward McCracken Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Executive Officers Incentive Mgmt For For For Plan 12 2009 Incentive Award Plan Mgmt For For For 13 Stock Option Exchange Program Mgmt For For For
- -------------------------------------------------------------------------------- NELNET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNI CUSIP 64031N108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Dunlap Mgmt For For For 2 Elect Stephen Butterfield Mgmt For For For 3 Elect James Abel Mgmt For For For 4 Elect Kathleen Farrell Mgmt For For For
5 Elect Thomas Henning Mgmt For For For 6 Elect Brian O'Connor Mgmt For For For 7 Elect Kimberly Rath Mgmt For For For 8 Elect Michael Reardon Mgmt For For For 9 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Timothy Haley Mgmt For For For 1.2 Elect Gregory Stanger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2002 Employee Mgmt For For For Stock Purchase Plan
- -------------------------------------------------------------------------------- NEUSTAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NSR CUSIP 64126X201 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gareth Chang Mgmt For For For 1.2 Elect Jeffrey Ganek Mgmt For For For 1.3 Elect Hellene Runtagh Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For Withhold Against 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- NOBLE ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBL CUSIP 655044105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For Against Against 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For For For 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NOVELL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVL CUSIP 670006105 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Albert Aiello Mgmt For For For 2 Elect Fred Corrado Mgmt For For For 3 Elect Richard Crandall Mgmt For For For 4 Elect Gary Greenfield Mgmt For For For 5 Elect Judith Hamilton Mgmt For For For 6 Elect Ronald Hovsepian Mgmt For For For 7 Elect Patrick Jones Mgmt For For For 8 Elect Richard Nolan Mgmt For For For 9 Elect John Poduska, Sr. Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NPS PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPSP CUSIP 62936P103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Bonney Mgmt For For For 1.2 Elect Colin Broom Mgmt For For For 1.3 Elect James Groninger Mgmt For For For 1.4 Elect Donald Kuhla Mgmt For For For 1.5 Elect Francois Nader Mgmt For For For 1.6 Elect Rachel Selisker Mgmt For For For 1.7 Elect Peter Tombros Mgmt For For For 2 2010 Employee Stock Purchase Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NSTAR TICKER SECURITY ID: MEETING DATE MEETING STATUS NST CUSIP 67019E107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Gary Countryman Mgmt For For For 2 Elect James DiStasio Mgmt For For For 3 Elect Thomas May Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- NUTRISYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRI CUSIP 67069D108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Bernstock Mgmt For Withhold Against 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For Withhold Against 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For Against Against 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For
15 Re-approval of Performance Mgmt For For For Goals under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Against For Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control
- -------------------------------------------------------------------------------- OPENTV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPTV CUSIP G67543101 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Nigel Bennett Mgmt For For For 1.2 Elect Joseph Deiss Mgmt For For For 1.3 Elect Lucien Gani Mgmt For For For 1.4 Elect Andre Kudelski Mgmt For For For 1.5 Elect Jerry Machovina Mgmt For For For 1.6 Elect Alex Osadzinski Mgmt For For For 1.7 Elect Pierre Roy Mgmt For For For 1.8 Elect Mauro Saladini Mgmt For For For 1.9 Elect Claude Smadja Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Repurchase of Shares
- -------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Berg Mgmt For Withhold Against 1.2 Elect H. Raymond Bingham Mgmt For Withhold Against 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For Withhold Against 1.11 Elect Charles Phillips, Jr. Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- ORIENTAL FINANCIAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OFG CUSIP 68618W100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jose Gil de Lamadrid Mgmt For For For 1.2 Elect Jose Fernandez Mgmt For For For 1.3 Elect Maricarmen Aponte Mgmt For For For 2 Amendment to the Omnibus Mgmt For Against Against Performance Incentive Plan (Increase in Shares) 3 Amendment to the Omnibus Mgmt For Against Against Performance Incentive Plan (Authority to Accelerate Awards) 4 Increase of Authorized Common Mgmt For Against Against and Preferred Stock 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PAPA JOHN'S INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PZZA CUSIP 698813102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Norborne Cole, Jr. Mgmt For For For 2 Elect William Street Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PC CONNECTION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCCC CUSIP 69318J100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Patricia Gallup Mgmt For For For 1.2 Elect David Hall Mgmt For For For 1.3 Elect Joseph Baute Mgmt For For For 1.4 Elect David Beffa-Negrini Mgmt For For For 1.5 Elect Barbara Duckett Mgmt For For For 1.6 Elect Donald Weatherson Mgmt For For For 2 Amendment to 2007 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNNT CUSIP 708062104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Arthur Penn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Issuance of Common Stock at Mgmt For Against Against Below Net Asset Value
- -------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Public Policy Issues
- -------------------------------------------------------------------------------- PERVASIVE SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PVSW CUSIP 715710109 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Boucher Mgmt For For For 1.2 Elect Jeff Hawn Mgmt For For For 1.3 Elect Michael Hoskins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- PETSMART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PETM CUSIP 716768106 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Rakesh Gangwal Mgmt For For For 2 Elect Robert Moran Mgmt For For For 3 Elect Barbara Munder Mgmt For For For 4 Elect Thomas Stemberg Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan
- -------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Stock Option Policy
- -------------------------------------------------------------------------------- PG&E CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCG CUSIP 69331C108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For Against Against 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation
14 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHldr Against Against For Key Committee Membership 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 13 Shareholder Proposal Regarding ShrHldr Against Against For Human Rights Protocols
- -------------------------------------------------------------------------------- POWELL INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POWL CUSIP 739128106 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Joseph Becherer Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Thomas Powell Mgmt For For For
- -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report
- -------------------------------------------------------------------------------- PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Stuart Graham Mgmt For For For 1.2 Elect Stuart Heydt Mgmt For For For 1.3 Elect Craig Rogerson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
- -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PEG CUSIP 744573106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Albert Gamper, Jr. Mgmt For For For 2 Elect Conrad Harper Mgmt For For For 3 Elect William Hickey Mgmt For For For 4 Elect Ralph Izzo Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect David Lilley Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Hak Cheol Shin Mgmt For For For 9 Elect Richard Swift Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- QC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QCCO CUSIP 74729T101 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Don Early Mgmt For Withhold Against 1.2 Elect Mary Lou Early Mgmt For For For 1.3 Elect Richard Chalker Mgmt For For For 1.4 Elect Gerald Lamberti Mgmt For For For 1.5 Elect Francis Lemery Mgmt For Withhold Against 1.6 Elect Mary Powell Mgmt For For For 1.7 Elect Jack Sutherland Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- QLOGIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS QLGC CUSIP 747277101 08/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect H.K. Desai Mgmt For For For 2 Elect Joel Birnbaum Mgmt For For For 3 Elect James Fiebiger Mgmt For For For 4 Elect Balakrishnan Iyer Mgmt For Against Against 5 Elect Kathryn Lewis Mgmt For Against Against 6 Elect George Wells Mgmt For Against Against 7 Amendment to the 2005 Mgmt For Against Against Performance Incentive Plan 8 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Teresa Beck Mgmt For For For 1.2 Elect R. D. Cash Mgmt For For For 1.3 Elect James Harmon Mgmt For For For 1.4 Elect Robert McKee III Mgmt For For For 1.5 Elect Gary Michael Mgmt For For For 1.6 Elect Charles Stanley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Long-Term Mgmt For Against Against Stock Incentive Plan 5 Amendment to the Annual Mgmt For For For Management Incentive Plan II 6 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For Against Against 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For Against Against 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent
- -------------------------------------------------------------------------------- REHABCARE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHB CUSIP 759148109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Colleen Conway-Welch Mgmt For For For 1.2 Elect Christopher Hjelm Mgmt For For For 1.3 Elect Anthony Piszel Mgmt For For For 1.4 Elect Suzan Rayner Mgmt For For For 1.5 Elect Harry Rich Mgmt For For For 1.6 Elect John Short Mgmt For For For 1.7 Elect Larry Warren Mgmt For For For 1.8 Elect Theodore Wight Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amended and Restated 2006 Mgmt For For For Equity Incentive Plan
- -------------------------------------------------------------------------------- REPUBLIC AIRWAYS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RJET CUSIP 760276105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Bryan Bedford Mgmt For For For 1.2 Elect Lawrence Cohen Mgmt For For For 1.3 Elect Douglas Lambert Mgmt For Withhold Against 1.4 Elect Neal Cohen Mgmt For For For 1.5 Elect Mark Plaumann Mgmt For For For 1.6 Elect Richard P. Schifter Mgmt For For For 1.7 Elect David Siegel Mgmt For For For 2 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RUE21, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RUE CUSIP 781295100 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Fisch Mgmt For For For 1.2 Elect Arnold Barron Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- RYDER SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect David Fuente Mgmt For For For 2 Elect Eugene Renna Mgmt For For For 3 Elect Abbie Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Equity Mgmt For For For Compensation 6 Amendment to the Stock Purchase Mgmt For For For Plan for Employees
- -------------------------------------------------------------------------------- SAFEWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWY CUSIP 786514208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Paul Hazen Mgmt For For For 5 Elect Frank Herringer Mgmt For For For 6 Elect Kenneth Oder Mgmt For For For 7 Elect Arun Sarin Mgmt For For For 8 Elect Michael Shannon Mgmt For For For 9 Elect William Tauscher Mgmt For For For 10 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Special Shareholder Meetings 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Principles 14 Shareholder Proposal Regarding ShrHldr Against Against For Death Benefits (Golden Coffins) 15 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing
- -------------------------------------------------------------------------------- SAIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAI CUSIP 78390X101 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect France Cordova Mgmt For For For 1.2 Elect Jere Drummond Mgmt For For For 1.3 Elect Thomas Frist III Mgmt For For For 1.4 Elect John Hamre Mgmt For For For 1.5 Elect Walter Havenstein Mgmt For For For 1.6 Elect Miriam John Mgmt For For For 1.7 Elect Anita Jones Mgmt For For For 1.8 Elect John Jumper Mgmt For For For 1.9 Elect Harry Kraemer, Jr. Mgmt For For For 1.10 Elect Edward Sanderson, Jr. Mgmt For For For 1.11 Elect Louis Simpson Mgmt For For For 1.12 Elect A. Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SANDISK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNDK CUSIP 80004C101 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Eli Harari Mgmt For For For 1.2 Elect Kevin DeNuccio Mgmt For For For 1.3 Elect Irwin Federman Mgmt For For For 1.4 Elect Steve Gomo Mgmt For For For 1.5 Elect Eddy Hartenstein Mgmt For For For
1.6 Elect Chenming Hu Mgmt For For For 1.7 Elect Catherine Lego Mgmt For For For 1.8 Elect Michael Marks Mgmt For For For 1.9 Elect James Meindl Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Brenda Barnes Mgmt For For For 2 Elect Christopher Begley Mgmt For For For 3 Elect Crandall Bowles Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect James Crown Mgmt For For For 6 Elect Laurette Koellner Mgmt For For For 7 Elect Cornelis van Lede Mgmt For For For 8 Elect John McAdam Mgmt For For For 9 Elect Sir Ian Prosser Mgmt For For For 10 Elect Norman Sorensen Mgmt For For For 11 Elect Jeffrey Ubben Mgmt For For For 12 Elect Jonathan Ward Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SCHERING-PLOUGH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CUSIP 806605101 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Mgmt For For For Statements and Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Mgmt For For For Stock Purchase Plan 5 Appointment of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNI CUSIP 811065101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect David Galloway Mgmt For For For 1.2 Elect Dale Pond Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For Withhold Against
- -------------------------------------------------------------------------------- SEMPRA ENERGY TICKER SECURITY ID: MEETING DATE MEETING STATUS SRE CUSIP 816851109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect James Brocksmith, Jr. Mgmt For For For 2 Elect Donald Felsinger Mgmt For For For 3 Elect Wilford Godbold, Jr. Mgmt For For For 4 Elect William Jones Mgmt For For For 5 Elect William Ouchi Mgmt For For For 6 Elect Carlos Ruiz Mgmt For For For 7 Elect William Rusnack Mgmt For For For 8 Elect William Rutledge Mgmt For For For 9 Elect Lynn Schenk Mgmt For For For 10 Elect Neal Schmale Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- SHORE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHBI CUSIP 825107105 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Duncan, Jr. Mgmt For For For 1.2 Elect Christopher Spurry Mgmt For For For 1.3 Elect John Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- SIGMA-ALDRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SIAL CUSIP 826552101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Rebecca Bergman Mgmt For Against Against 2 Elect George Church Mgmt For For For 3 Elect David Harvey Mgmt For For For 4 Elect W. Lee McCollum Mgmt For Against Against 5 Elect Jai Nagarkatti Mgmt For For For 6 Elect Avi Nash Mgmt For Against Against 7 Elect Steven Paul Mgmt For Against Against 8 Elect J. Pedro Reinhard Mgmt For For For 9 Elect D. Dean Spatz Mgmt For For For 10 Elect Barrett Toan Mgmt For Against Against 11 Amendment to the Cash Bonus Plan Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
- -------------------------------------------------------------------------------- SOUTHSIDE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBSI CUSIP 84470P109 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Alton Cade Mgmt For For For 1.2 Elect B. G. Hartley Mgmt For For For 1.3 Elect Paul Powell Mgmt For For For 1.4 Elect Preston Smith Mgmt For For For 1.5 Elect Don Thedford Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SPEEDWAY MOTORSPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRK CUSIP 847788106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect O. Bruton Smith Mgmt For For For 1.2 Elect Robert Rewey Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STAGE STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSI CUSIP 85254C305 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Alan Barocas Mgmt For For For 2 Elect Michael Glazer Mgmt For For For 3 Elect Andrew Hall Mgmt For For For 4 Elect William Montgoris Mgmt For For For 5 Elect David Schwartz Mgmt For For For 6 Elect Cheryl Turpin Mgmt For For For 7 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For Against Against 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay
- -------------------------------------------------------------------------------- STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Howard Cox, Jr. Mgmt For For For 1.2 Elect Srikant Datar Mgmt For For For 1.3 Elect Donald Engelman Mgmt For Withhold Against 1.4 Elect Louis Francesconi Mgmt For Withhold Against 1.5 Elect Howard Lance Mgmt For For For 1.6 Elect Stephen MacMillan Mgmt For For For 1.7 Elect William Parfet Mgmt For Withhold Against 1.8 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- STURM, RUGER & COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RGR CUSIP 864159108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Service Mgmt For For For 1.2 Elect Michael Fifer Mgmt For For For 1.3 Elect John Cosentino, Jr. Mgmt For For For 1.4 Elect C. Michael Jacobi Mgmt For For For 1.5 Elect Amir Rosenthal Mgmt For For For 1.6 Elect Ronald Whitaker Mgmt For For For 1.7 Elect Phillip Widman Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SUN MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAVA CUSIP 866810203 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Scott McNealy Mgmt For For For 2 Elect James Barksdale Mgmt For For For 3 Elect Stephen Bennett Mgmt For Against Against 4 Elect Peter Currie Mgmt For Against Against 5 Elect Robert Finocchio, Jr. Mgmt For Against Against 6 Elect James Greene, Jr. Mgmt For For For 7 Elect Michael Marks Mgmt For Against Against 8 Elect Rahul Merchant Mgmt For For For 9 Elect Patricia Mitchell Mgmt For For For 10 Elect M. Kenneth Oshman Mgmt For Against Against 11 Elect P. Anthony Ridder Mgmt For Against Against 12 Elect Jonathan Schwartz Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- SYMMETRICOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMM CUSIP 871543104 11/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Clarkson Mgmt For For For 1.2 Elect David Cote Mgmt For For For 1.3 Elect Alfred Boschulte Mgmt For For For 1.4 Elect James Chiddix Mgmt For For For 1.5 Elect Elizabeth Fetter Mgmt For For For 1.6 Elect Robert Stanzione Mgmt For For For 1.7 Elect Robert Neumeister, Jr. Mgmt For For For 1.8 Elect Richard Oliver Mgmt For For For 1.9 Elect Richard Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SYNAPTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNA CUSIP 87157D109 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeffrey Buchanan Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect James Whims Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- SYNOVIS LIFE TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNO CUSIP 87162G105 03/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect William Kobi Mgmt For For For 1.2 Elect Richard Kramp Mgmt For For For 1.3 Elect Karen Larson Mgmt For For For 1.4 Elect Mark Palma Mgmt For For For 1.5 Elect Richard Perkins Mgmt For For For 1.6 Elect Timothy Scanlan Mgmt For For For 1.7 Elect John Seaberg Mgmt For For For 1.8 Elect Sven Wehrwein Mgmt For Withhold Against 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For Against Against 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TATA MOTORS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TATEN CUSIP 876568502 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Re-elect Nusli Wadia Mgmt For For For 4 Re-elect S M Palia Mgmt For For For 5 Appointment of Auditor and Mgmt For For For Authority to Set Fees 6 Elect Nasser Munjee Mgmt For Against Against
7 Elect Subodh Bhargava Mgmt For For For 8 Elect Vinesh Jairath Mgmt For For For 9 Elect Ravi Kant Mgmt For For For 10 Appointment of Prakash Telang Mgmt For For For as Managing Director, India Operations; Approval of Compensation 11 Elect R Choudhary Mgmt For Abstain Against
- -------------------------------------------------------------------------------- TECH DATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TECD CUSIP 878237106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Charles Adair Mgmt For For For 2 Elect Maximilian Ardelt Mgmt For For For 3 Elect Harry Harczak, Jr. Mgmt For For For 4 Elect Savio Tung Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation
- -------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- TELETECH HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTEC CUSIP 879939106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Kenneth Tuchman Mgmt For For For 1.2 Elect James Barlett Mgmt For For For 1.3 Elect William Linnenbringer Mgmt For For For 1.4 Elect Ruth Lipper Mgmt For Withhold Against 1.5 Elect Shrikant Mehta Mgmt For For For 1.6 Elect Anjan Mukherjee Mgmt For For For 1.7 Elect Robert Tarola Mgmt For For For 1.8 Elect Shirley Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Incentive Plan Mgmt For For For
- -------------------------------------------------------------------------------- TELLABS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLAB CUSIP 879664100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Birck Mgmt For For For 2 Elect Linda Kahangi Mgmt For For For 3 Elect Robert Pullen Mgmt For For For 4 Elect Vincent Tobkin Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against
- -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For Against Against 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Jane Elfers Mgmt For For For 2 Elect Robert Fisch Mgmt For For For 3 Elect Louis Lipschitz Mgmt For For For 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 07/31/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Raphael Benaroya Mgmt N/A TNA N/A 1.2 Elect Jeremy Fingerman Mgmt N/A TNA N/A 1.3 Elect Ross Glickman Mgmt N/A TNA N/A 2 Ratification of Auditor Mgmt N/A TNA N/A 3 Shareholder Proposal Regarding ShrHldr N/A TNA N/A Repeal of Bylaw Amendments
- -------------------------------------------------------------------------------- THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Malcolm Elvey Mgmt For For For 1.2 Elect Sally Kasaks Mgmt For For For 1.3 Elect Norman Matthews Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Repeal of Bylaw Amendments
- -------------------------------------------------------------------------------- THE CHUBB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CB CUSIP 171232101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE DUN & BRADSTREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNB CUSIP 26483E100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect John Alden Mgmt For For For 2 Elect Christopher Coughlin Mgmt For For For 3 Elect Sara Mathew Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr For For For Simple Majority Vote
- -------------------------------------------------------------------------------- THE FIRST OF LONG ISLAND CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLIC CUSIP 320734106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Allen Busching Mgmt For For For 1.2 Elect Paul Canarick Mgmt For For For 1.3 Elect Alexander Cover Mgmt For For For 1.4 Elect J. Douglas Maxwell, Jr. Mgmt For For For 1.5 Elect Stephen Murphy Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For Against Against 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
- -------------------------------------------------------------------------------- THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against Against For Employment Diversity Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation
- -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For Against Against 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Mgmt For For For Regulations 16 2009 Stock and Incentive Mgmt For For For Compensation Plan 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For Against Against 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For For For 7 Elect Fred Langhammer Mgmt For Against Against 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Ex-Gay Non-Discrimination Policy
- -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMB CUSIP 969457100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Kathleen Cooper Mgmt For For For 2 Elect William Granberry Mgmt For For For 3 Elect William Lowrie Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2007 Incentive Mgmt For For For Plan 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 8 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- THOMAS & BETTS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TNB CUSIP 884315102 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Jeananne Hauswald Mgmt For For For 1.2 Elect Dean Jernigan Mgmt For For For 1.3 Elect Ronald Kalich, Sr. Mgmt For Withhold Against 1.4 Elect Kenneth Masterson Mgmt For For For 1.5 Elect Dominic Pileggi Mgmt For For For 1.6 Elect Jean-Paul Richard Mgmt For For For 1.7 Elect Rufus Rivers Mgmt For For For 1.8 Elect Kevin Roberg Mgmt For For For 1.9 Elect David Stevens Mgmt For For For 1.10 Elect William Waltrip Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect J. Wayne Leonard Mgmt For For For 1.5 Elect Jon Madonna Mgmt For For For 1.6 Elect Joseph Netherland Mgmt For For For 1.7 Elect Richard Pattarozzi Mgmt For For For 1.8 Elect Nicholas Sutton Mgmt For For For 1.9 Elect Cindy Taylor Mgmt For For For 1.10 Elect Dean Taylor Mgmt For For For 1.11 Elect Jack Thompson Mgmt For For For 2 2009 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TIFFANY & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIF CUSIP 886547108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Kowalski Mgmt For For For 2 Elect Rose Marie Bravo Mgmt For Against Against 3 Elect Gary Costley Mgmt For For For 4 Elect Lawrence Fish Mgmt For For For 5 Elect Abby Kohnstamm Mgmt For For For 6 Elect Charles Marquis Mgmt For For For 7 Elect Peter May Mgmt For For For 8 Elect J. Thomas Presby Mgmt For For For 9 Elect William Shutzer Mgmt For For For 10 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For Against Against 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For Against Against 11 Elect Kenneth Novack Mgmt For Against Against 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Mgmt For For For Regarding the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSS CUSIP 891906109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Richard Anthony Mgmt For For For 2 Elect Sidney Harris Mgmt For For For 3 Elect Mason Lampton Mgmt For For For 4 Elect John Turner Mgmt For For For 5 Elect M. Woods Mgmt For For For 6 Elect James Yancey Mgmt For Against Against 7 Elect Rebecca Yarbrough Mgmt For For For 8 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TOWER GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWGP CUSIP 891777104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Charles Bryan Mgmt For For For 1.2 Elect Robert Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- TRANSATLANTIC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRH CUSIP 893521104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Stephen Bradley Mgmt For For For 2 Elect Ian Chippendale Mgmt For Against Against 3 Elect John Foos Mgmt For For For 4 Elect Reuben Jeffery III Mgmt For For For 5 Elect John McCarthy Mgmt For For For 6 Elect Robert Orlich Mgmt For For For 7 Elect Richard Press Mgmt For For For 8 Elect Thomas Tizzio Mgmt For For For 9 2010 U.K. Sharesave Plan Mgmt For For For 10 Amendment to the 2007 Executive Mgmt For For For Bonus Plan 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TRINITY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRN CUSIP 896522109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect John Adams Mgmt For For For 1.2 Elect Rhys Best Mgmt For For For 1.3 Elect David Biegler Mgmt For For For 1.4 Elect Leldon Echols Mgmt For For For 1.5 Elect Ronald Gafford Mgmt For For For 1.6 Elect Ronald Haddock Mgmt For For For 1.7 Elect Jess Hay Mgmt For Withhold Against 1.8 Elect Adrian Lajous Mgmt For For For 1.9 Elect Charles Matthews Mgmt For For For 1.10 Elect Diana Natalicio Mgmt For For For 1.11 Elect Timothy Wallace Mgmt For For For 2 Amendment to 2004 Stock Option Mgmt For For For and Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Mgmt For For For Statements 15 Dividend Payment / Reduction of Mgmt For For For Par Value
16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Mgmt For For For Zurich 21 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect William Stavropoulos Mgmt For For For 3.10 Elect Sandra Wijnberg Mgmt For For For 3.11 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Special Dividend/Reduction in Mgmt For For For Par Value 9 Adoption of Plurality Vote in Mgmt For For For Contested Elections 10 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- UNISOURCE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNS CUSIP 909205106 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Paul Bonavia Mgmt For For For 2 Elect Lawrence Aldrich Mgmt For For For 3 Elect Barbara Baumann Mgmt For For For 4 Elect Larry Bickle Mgmt For Against Against 5 Elect Harold Burlingame Mgmt For For For 6 Elect Robert Elliott Mgmt For For For 7 Elect Daniel Fessler Mgmt For For For 8 Elect Louise Francesconi Mgmt For For For 9 Elect Warren Jobe Mgmt For For For 10 Elect Ramiro Peru Mgmt For For For 11 Elect Gregory Pivirotto Mgmt For For For 12 Elect Joaquin Ruiz Mgmt For For For 13 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect F. Duane Ackerman Mgmt For Withhold Against 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors
- -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect William Ballard, Jr. Mgmt For Against Against 2 Elect Richard Burke Mgmt For Against Against 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For Against Against 5 Elect Michele Hooper Mgmt For For For 6 Elect Douglas Leatherdale Mgmt For Against Against
7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay)
- -------------------------------------------------------------------------------- UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS USAP CUSIP 913837100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Christopher Ayers Mgmt For For For 1.2 Elect Douglass Dunn Mgmt For For For 1.3 Elect M. David Kornblatt Mgmt For Withhold Against 1.4 Elect Dennis Oates Mgmt For For For 1.5 Elect Udi Toledano Mgmt For For For 2 Amendment to the Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- USA TRUCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS USAK CUSIP 902925106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Robert Powell Mgmt For Withhold Against 1.2 Elect James Speed Mgmt For Withhold Against
- -------------------------------------------------------------------------------- VAIL RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTN CUSIP 91879Q109 12/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Roland Hernandez Mgmt For For For 1.2 Elect Thomas Hyde Mgmt For For For 1.3 Elect Jeffrey Jones Mgmt For Withhold Against 1.4 Elect Robert Katz Mgmt For For For 1.5 Elect Richard Kincaid Mgmt For For For 1.6 Elect John Redmond Mgmt For For For 1.7 Elect John Sorte Mgmt For For For 2 Amendment to the 2002 Long-Term Mgmt For Against Against Incentive and Share Award Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against
- -------------------------------------------------------------------------------- VALIDUS HOLDINGS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS VR CUSIP G9319H102 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Edward Noonan Mgmt For For For 1.2 Elect Jeffrey Greenberg Mgmt For Withhold Against 1.3 Elect John Hendrickson Mgmt For For For 1.4 Elect Sumit Rajpal Mgmt For For For 1.5 Elect Edward Noonan Mgmt For For For 1.6 Elect C.N. Rupert Atkin Mgmt For For For 1.7 Elect Patrick Barry Mgmt For For For 1.8 Elect Julian Bosworth Mgmt For For For 1.9 Elect Michael Carpenter Mgmt For For For 1.10 Elect Rodrigo Castro Mgmt For For For 1.11 Elect Jane Clouting Mgmt For For For 1.12 Elect Joseph Consolino Mgmt For For For 1.13 Elect C. Jerome Dill Mgmt For For For 1.14 Elect Andrew Downey Mgmt For For For 1.15 Elect Kerry Emanuel Mgmt For For For 1.16 Elect Jonathan Ewington Mgmt For For For 1.17 Elect Andrew Gibbs Mgmt For For For 1.18 Elect Michael Greene Mgmt For For For 1.19 Elect Nicholas Hales Mgmt For For For 1.20 Elect Mark Johnson Mgmt For For For 1.21 Elect Anthony Keys Mgmt For For For 1.22 Elect Robert Kuzloski Mgmt For For For 1.23 Elect Gillian Langford Mgmt For For For 1.24 Elect Stuart Mercer Mgmt For For For 1.25 Elect Paul Miller Mgmt For For For 1.26 Elect Jean-Marie Nessi Mgmt For For For 1.27 Elect George Reeth Mgmt For For For 1.28 Elect Julian Ross Mgmt For For For 1.29 Elect Rafael Saer Mgmt For For For 1.30 Elect Verner Southey Mgmt For For For 1.31 Elect Giuseppe Venesiani Mgmt For For For 1.32 Elect Nigel Wachman Mgmt For For For 1.33 Elect Conan Ward Mgmt For For For 1.34 Elect Lixin Zeng Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- VALIDUS HOLDINGS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS VR CUSIP G9319H102 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Issuance of Common Stock Mgmt For For For Pursuant to Merger 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Tom Vadnais Mgmt For For For 1.5 Elect Jeffrey Rayport Mgmt For Withhold Against 1.6 Elect James Peters Mgmt For Withhold Against 1.7 Elect James Crouthamel Mgmt For Withhold Against
- -------------------------------------------------------------------------------- VERISIGN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VRSN CUSIP 92343E102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect D. James Bidzos Mgmt For For For 1.2 Elect William Chenevich Mgmt For For For 1.3 Elect Kathleen Cote Mgmt For For For 1.4 Elect Mark McLaughlin Mgmt For For For 1.5 Elect Roger Moore Mgmt For Withhold Against 1.6 Elect John Roach Mgmt For For For 1.7 Elect Louis Simpson Mgmt For For For 1.8 Elect Timothy Tomlinson Mgmt For For For 2 Annual Incentive Compensation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Sale of the Company
- -------------------------------------------------------------------------------- WAL-MART STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For For For 19 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHldr Against For Against Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Priorities Report
- -------------------------------------------------------------------------------- WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For Withhold Against 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Stock Option Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending
- -------------------------------------------------------------------------------- WALTER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For For For 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Joseph Leonard Mgmt For For For 1.5 Elect Bernard Rethore Mgmt For For For 1.6 Elect George Richmond Mgmt For For For 1.7 Elect Michael Tokarz Mgmt For Withhold Against 1.8 Elect A.J. Wagner Mgmt For For For 2 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Paul Bisaro Mgmt For For For 2 Elect Christopher Bodine Mgmt For For For 3 Elect Michel Feldman Mgmt For For For 4 Elect Fred Weiss Mgmt For For For 5 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WATSON WYATT WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WW CUSIP 942712100 12/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 2009 Long Term Incentive Plan Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect John Baker II Mgmt For Against Against 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For Against Against 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For Against Against 9 Elect Cynthia Milligan Mgmt For Against Against 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For Against Against 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For Against Against Compensation 18 Increase of Authorized Common Mgmt For For For Stock 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 22 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
- -------------------------------------------------------------------------------- WHIRLPOOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WHR CUSIP 963320106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Michael Johnston Mgmt For For For 2 Elect William Kerr Mgmt For For For 3 Elect William Perez Mgmt For For For 4 Elect Janice Stoney Mgmt For For For 5 Elect Michael White Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2010 Omnibus Stock and Mgmt For For For Incentive Plan
- -------------------------------------------------------------------------------- WRIGHT MEDICAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMGI CUSIP 98235T107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1.1 Elect Gary Blackford Mgmt For For For 1.2 Elect Carmen Diersen Mgmt For For For 1.3 Elect Martin Emerson Mgmt For For For 1.4 Elect Lawrence Hamilton Mgmt For For For 1.5 Elect Gary Henley Mgmt For For For 1.6 Elect John Miclot Mgmt For For For 1.7 Elect Amy Paul Mgmt For For For 1.8 Elect Robert Quillinan Mgmt For For For 1.9 Elect David Stevens Mgmt For For For 2 Amendment to the 2009 Equity Mgmt For For For Incentive Plan 3 2010 Executive Performance Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For
8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
- -------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Marshall Turner Mgmt For For For 8 Elect Elizabeth Vanderslice Mgmt For For For 9 Amendment to the 1990 Employee Mgmt For For For Qualified Stock Purchase Plan 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Ratification of Auditor Mgmt For For For
- -------------------------------------------------------------------------------- XTO ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XTO CUSIP 98385X106 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
- -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1171 CUSIP 984846105 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Acquisition of Felix Resources Mgmt For For For Limited 2 Provide that Proposals Approved Mgmt For For For at Special Meeting Are Valid for 12 Months 3 Approve Material Asset Mgmt For For For Restructuring Report 4 Approve Financing Arrangement Mgmt For For For 5 Ratification of Board Acts Mgmt For For For
- -------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT - -------------- ---------------------------------- ---------- --------- --------- -------------- 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Ratification of Auditor Mgmt For For For
Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth U.S. Government Securities Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth U.S. Government Securities Money Market Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth U.S. Government Securities Ultra-Short Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth U.S. Treasury Money Market Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Ultra-Short Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Virginia Intermediate Municipal Bond Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. Registrant Name: RidgeWorth Funds Fund Name: RidgeWorth Virginia Tax-Free Money Market Fund THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant RidgeWorth Funds By (Signature and Title) /s/ Julia R. Short ---------------------------------- Julia R. Short, President Date August 18, 2010 -----END PRIVACY-ENHANCED MESSAGE-----