0001225033-18-000014.txt : 20180103 0001225033-18-000014.hdr.sgml : 20180103 20180103185921 ACCESSION NUMBER: 0001225033-18-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAMBERS NORMAN C CENTRAL INDEX KEY: 0001205070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14315 FILM NUMBER: 18507710 MAIL ADDRESS: STREET 1: 6 MAPLE LOFT PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC CENTRAL INDEX KEY: 0000883902 STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448] IRS NUMBER: 760127701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1102 BUSINESS ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 2818977788 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED DATE OF NAME CHANGE: 19600201 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-31 1 0000883902 NCI BUILDING SYSTEMS INC NCS 0001205070 CHAMBERS NORMAN C 10943 NORTH SAM HOUSTON PARKWAY WEST HOUSTON TX 77064 1 1 0 0 Executive Chairman Common Stock, $0.01 par value 2017-12-31 4 F 0 121020 19.30 D 342333 D Common Stock, $0.01 par value 2018-01-02 4 S 0 52090 19.4544 D 290243 D Common Stock, $0.01 par value 2018-01-03 4 M 0 33334 12.00 A 323577 D Common Stock, $0.01 par value 2018-01-03 4 S 0 33334 19.3452 D 290243 D Common Stock, $0.01 par value 23934 I NCI 401(k) Plan Common Stock, $0.01 par value 12.00 2018-01-03 4 M 0 33334 0 D 2020-12-14 Common Stock, $0.01 par value 33334 0 D Represents the weighted average selling price for 52,090 shares sold within the range of $19.45 and $19.475. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average selling price for 33,334 shares sold within the range of $19.300 and $19.425. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Holdings calculated as of December 29, 2017. Options vest in 25% increments on each of the first four anniversary dates of Dec. 14, 2010. Mark Johnson (by power of attorney) 2018-01-03