0001225033-16-000112.txt : 20161121 0001225033-16-000112.hdr.sgml : 20161121 20161121175626 ACCESSION NUMBER: 0001225033-16-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161117 FILED AS OF DATE: 20161121 DATE AS OF CHANGE: 20161121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC CENTRAL INDEX KEY: 0000883902 STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448] IRS NUMBER: 760127701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1102 BUSINESS ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 2818977788 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAMBERS NORMAN C CENTRAL INDEX KEY: 0001205070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14315 FILM NUMBER: 162011301 MAIL ADDRESS: STREET 1: 6 MAPLE LOFT PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-17 0000883902 NCI BUILDING SYSTEMS INC NCS 0001205070 CHAMBERS NORMAN C 10943 NORTH SAM HOUSTON PARKWAY WEST HOUSTON TX 77064 1 1 0 0 Chairman & CEO Common Stock, $0.01 par value 2016-11-17 4 M 0 7420 8.85 A 622812 D Common Stock, $0.01 par value 2016-11-17 4 S 0 7420 17.50 D 615392 D Common Stock, $0.01 par value 2016-11-17 4 S 0 59372 17.082 D 556020 D Common Stock, $0.01 par value 2016-11-17 4 S 0 2938 17.50 D 553082 D Common Stock, $0.01 par value 2016-11-18 4 M 0 29078 8.85 A 582160 D Common Stock, $0.01 par value 2016-11-18 4 S 0 29078 17.50 D 553082 D Common Stock, $0.01 par value 2016-11-18 4 S 0 21148 17.5009 D 531934 D Common Stock, $0.01 par value 23781 I NCI 401(k) Plan Common Stock, $0.01 par value 8.85 2016-11-17 4 M 0 7420 0 D 2019-12-15 Common Stock, $0.01 par value 7420 29078 D Common Stock, $0.01 par value 8.85 2016-11-18 4 M 0 29078 0 D 2019-12-15 Common Stock, $0.01 par value 29078 0 D The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016. Represents the weighted average selling price sold wihtin the range of $17.00 and $17.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average selling price sold within the range of $17.50 and $17.65. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Holdings calculated as of November 18, 2016. The options vested in four equal installments on Dec. 15, 2010, 2011, 2012 and 2013. /s/ Todd R. Moore (by power of attorney) 2016-11-21