0001225033-16-000095.txt : 20160711 0001225033-16-000095.hdr.sgml : 20160711 20160711174152 ACCESSION NUMBER: 0001225033-16-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160707 FILED AS OF DATE: 20160711 DATE AS OF CHANGE: 20160711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC CENTRAL INDEX KEY: 0000883902 STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448] IRS NUMBER: 760127701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1102 BUSINESS ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY W CITY: HOUSTON TEXAS STATE: TX ZIP: 77064 BUSINESS PHONE: 2818977799 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Mark E CENTRAL INDEX KEY: 0001353208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14315 FILM NUMBER: 161762814 MAIL ADDRESS: STREET 1: 19043 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-07-07 0000883902 NCI BUILDING SYSTEMS INC NCS 0001353208 Johnson Mark E 10943 NORTH SAM HOUSTON PARKWAY WEST HOUSTON TX 77064 0 1 0 0 EVP, CFO & Treasurer Common Stock, $0.01 par value 2016-07-07 4 M 0 18736 8.85 A 237728 D Common Stock, $0.01 par value 2016-07-07 4 S 0 18736 16.1152 D 218992 D Common Stock, $0.01 par value 2016-07-08 4 M 0 93249 8.85 A 312241 D Common Stock, $0.01 par value 2016-07-08 4 S 0 93249 16.4054 D 218992 D Common Stock, $0.01 par value 2016-07-11 4 M 0 21830 8.85 A 240822 D Common Stock, $0.01 par value 2016-07-11 4 S 0 21830 17.00 D 218992 D Options to Purchase Common Stock 8.85 2016-07-07 4 M 0 18736 0 D 2019-12-15 Common Stock, $0.01 par value 18736 131503 D Options to Purchase Common Stock 8.85 2016-07-08 4 M 0 93249 0 D 2019-12-15 Common Stock, $0.01 par value 93249 38254 D Options to Purchase Common Stock 8.85 2016-07-11 4 M 0 21830 0 D 2019-12-15 Common Stock, $0.01 par value 21830 16424 D The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2016. Represents the weighted average selling price sold within the range of $16.04 and $16.19. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average selling price sold within the range of $16.18 and $16.50. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The options vested in four equal installments on Dec. 15, 2010, 2011, 2012 and 2013. /s/ Todd R. Moore (by power of attorney) 2016-07-11