0001225033-16-000095.txt : 20160711
0001225033-16-000095.hdr.sgml : 20160711
20160711174152
ACCESSION NUMBER: 0001225033-16-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160707
FILED AS OF DATE: 20160711
DATE AS OF CHANGE: 20160711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC
CENTRAL INDEX KEY: 0000883902
STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448]
IRS NUMBER: 760127701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1102
BUSINESS ADDRESS:
STREET 1: 10943 NORTH SAM HOUSTON PARKWAY W
CITY: HOUSTON TEXAS
STATE: TX
ZIP: 77064
BUSINESS PHONE: 2818977799
MAIL ADDRESS:
STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST
CITY: HOUSTON
STATE: TX
ZIP: 77064
FORMER COMPANY:
FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED
DATE OF NAME CHANGE: 19600201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Mark E
CENTRAL INDEX KEY: 0001353208
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14315
FILM NUMBER: 161762814
MAIL ADDRESS:
STREET 1: 19043 NORTH SAM HOUSTON PARKWAY WEST
CITY: HOUSTON
STATE: TX
ZIP: 77064
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-07-07
0000883902
NCI BUILDING SYSTEMS INC
NCS
0001353208
Johnson Mark E
10943 NORTH SAM HOUSTON PARKWAY WEST
HOUSTON
TX
77064
0
1
0
0
EVP, CFO & Treasurer
Common Stock, $0.01 par value
2016-07-07
4
M
0
18736
8.85
A
237728
D
Common Stock, $0.01 par value
2016-07-07
4
S
0
18736
16.1152
D
218992
D
Common Stock, $0.01 par value
2016-07-08
4
M
0
93249
8.85
A
312241
D
Common Stock, $0.01 par value
2016-07-08
4
S
0
93249
16.4054
D
218992
D
Common Stock, $0.01 par value
2016-07-11
4
M
0
21830
8.85
A
240822
D
Common Stock, $0.01 par value
2016-07-11
4
S
0
21830
17.00
D
218992
D
Options to Purchase Common Stock
8.85
2016-07-07
4
M
0
18736
0
D
2019-12-15
Common Stock, $0.01 par value
18736
131503
D
Options to Purchase Common Stock
8.85
2016-07-08
4
M
0
93249
0
D
2019-12-15
Common Stock, $0.01 par value
93249
38254
D
Options to Purchase Common Stock
8.85
2016-07-11
4
M
0
21830
0
D
2019-12-15
Common Stock, $0.01 par value
21830
16424
D
The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2016.
Represents the weighted average selling price sold within the range of $16.04 and $16.19. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average selling price sold within the range of $16.18 and $16.50. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The options vested in four equal installments on Dec. 15, 2010, 2011, 2012 and 2013.
/s/ Todd R. Moore (by power of attorney)
2016-07-11