0001225033-16-000090.txt : 20160627 0001225033-16-000090.hdr.sgml : 20160627 20160627145940 ACCESSION NUMBER: 0001225033-16-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160623 FILED AS OF DATE: 20160627 DATE AS OF CHANGE: 20160627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC CENTRAL INDEX KEY: 0000883902 STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448] IRS NUMBER: 760127701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1102 BUSINESS ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY W CITY: HOUSTON TEXAS STATE: TX ZIP: 77064 BUSINESS PHONE: 2818977799 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE TODD R CENTRAL INDEX KEY: 0001225033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14315 FILM NUMBER: 161733149 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-06-23 0000883902 NCI BUILDING SYSTEMS INC NCS 0001225033 MOORE TODD R 10943 NORTH SAM HOUSTON PARKWAY WEST HOUSTON TX 77064 0 1 0 0 EVP, GC & Secretary Common Stock, $0.01 par value 2016-06-23 4 M 0 43867 8.85 A 125736 D Common Stock, $0.01 par value 2016-06-23 4 S 0 43867 16.1503 D 81869 D Common Stock, $0.01 par value 2016-06-24 4 M 0 22747 8.85 A 104616 D Common Stock, $0.01 par value 2016-06-24 4 S 0 22747 15.5609 D 81869 D Common Stock, $0.01 par value 5793 I NCI 401(k) Plan. Option to Purchase Common Stock 8.85 2016-06-23 4 M 0 43867 0 D 2019-12-15 Common Stock, $0.01 par value 43867 32732 D Option to Purchase Common Stock 8.85 2016-06-24 4 M 0 22747 0 D 2019-12-15 Common Stock, $0.01 par value 22747 9985 D The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2016. Represents the weighted average selling price sold within the range of $15.9800 and $16.2171. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average selling price sold within the range of $15.50 and $15.69. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Holdings calculated as of June 24, 2016. The options vested in four equal installments on Dec. 15, 2010, 2011, 2012, and 2013. Todd R. Moore 2016-06-27