0001225033-16-000077.txt : 20160316 0001225033-16-000077.hdr.sgml : 20160316 20160316172253 ACCESSION NUMBER: 0001225033-16-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160314 FILED AS OF DATE: 20160316 DATE AS OF CHANGE: 20160316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC CENTRAL INDEX KEY: 0000883902 STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448] IRS NUMBER: 760127701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1102 BUSINESS ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY W CITY: HOUSTON TEXAS STATE: TX ZIP: 77064 BUSINESS PHONE: 2818977799 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE TODD R CENTRAL INDEX KEY: 0001225033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14315 FILM NUMBER: 161510566 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-14 0000883902 NCI BUILDING SYSTEMS INC NCS 0001225033 MOORE TODD R 10943 NORTH SAM HOUSTON PARKWAY WEST HOUSTON TX 77064 0 1 0 0 EVP, GC & Secretary Common Stock, $0.01 par value 2016-03-14 4 M 0 7800 8.85 A 129669 D Common Stock, $0.01 par value 2016-03-14 4 S 0 7800 12.9222 D 121869 D Common Stock, $0.01 par value 2016-03-14 4 S 0 8783 12.9243 D 113086 D Common Stock, $0.01 par value 2016-03-15 4 M 0 2200 8.85 A 115286 D Common Stock, $0.01 par value 2016-03-15 4 S 0 2200 12.5286 D 113086 D Common Stock, $0.01 par value 2016-03-16 4 S 0 31217 12.572 D 81869 D Common Stock, $0.01 par value 5793 I NCI 401(k) Plan. Option to Purchase Common Stock 8.85 2016-03-14 4 M 0 7800 0 D 2019-12-15 Common Stock, $0.01 par value 7800 78799 D Option to Purchase Common Stock 8.85 2016-03-15 4 M 0 2200 0 D 2019-12-15 Common Stock, $0.01 par value 2200 76599 D Represents the weighted average selling price sold within the range of $12.90 and $12.97. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average selling price sold within the range of $12.90 and $12.97. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average selling price sold within the range of $12.52 and $12.54. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average selling price sold within the range of $12.50 and $12.70. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Holdings calculated as of March 15, 2016. The options vested in four equal installments on Dec. 15, 2010, 2011, 2012, and 2013. Todd R. Moore 2016-03-16