0001225033-14-000067.txt : 20141218 0001225033-14-000067.hdr.sgml : 20141218 20141218172332 ACCESSION NUMBER: 0001225033-14-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141218 FILED AS OF DATE: 20141218 DATE AS OF CHANGE: 20141218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC CENTRAL INDEX KEY: 0000883902 STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448] IRS NUMBER: 760127701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1102 BUSINESS ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY W CITY: HOUSTON TEXAS STATE: TX ZIP: 77064 BUSINESS PHONE: 2818977799 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dobbins Mark W CENTRAL INDEX KEY: 0001356191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14315 FILM NUMBER: 141296944 MAIL ADDRESS: STREET 1: 10943 N. SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-12-18 0000883902 NCI BUILDING SYSTEMS INC NCS 0001356191 Dobbins Mark W 10943 NORTH SAM HOUSTON PARKWAY WEST HOUSTON TX 77064 0 1 0 0 Pres. Metal Components Div. Common Stock, $0.01 par value 2014-12-18 4 M 0 5000 8.85 A 132169 D Common Stock, $0.01 par value 2014-12-18 4 S 0 5000 17.8215 D 127169 D Common Stock, $0.01 par value 12619 I NCI 401(k) Plan. Option to Purchase Common Stock 8.85 2014-12-18 4 M 0 5000 0 D 2019-12-15 Common Stock, $0.01 par value 5000 248808 D Represents the weighted average selling price for 5,000 shares sold within the range of $17.63 and $17.98. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Holdings calculated as of December 15, 2014. The options vested in four equal installments on Dec. 15, 2010, 2011, 2012, and 2013. /s/ Todd R. Moore (by power of attorney) 2014-12-18