0001209191-18-059533.txt : 20181120
0001209191-18-059533.hdr.sgml : 20181120
20181120181234
ACCESSION NUMBER: 0001209191-18-059533
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181116
FILED AS OF DATE: 20181120
DATE AS OF CHANGE: 20181120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOORE TODD R
CENTRAL INDEX KEY: 0001225033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14315
FILM NUMBER: 181196575
MAIL ADDRESS:
STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST
CITY: HOUSTON
STATE: TX
ZIP: 77064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC
CENTRAL INDEX KEY: 0000883902
STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448]
IRS NUMBER: 760127701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST
CITY: HOUSTON
STATE: TX
ZIP: 77064
BUSINESS PHONE: 2818977788
MAIL ADDRESS:
STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST
CITY: HOUSTON
STATE: TX
ZIP: 77064
FORMER COMPANY:
FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED
DATE OF NAME CHANGE: 19600201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-16
0
0000883902
NCI BUILDING SYSTEMS INC
NCS
0001225033
MOORE TODD R
10943 NORTH SAM HOUSTON PARKWAY WEST
HOUSTON
TX
77064
0
1
0
0
See Remarks
Common Stock
2018-11-16
4
A
0
50104
0.00
A
110101
D
Common Stock
2018-11-16
4
A
0
36131
0.00
A
146232
D
Common Stock
2018-11-16
4
F
0
17577
12.25
D
128655
D
Common Stock
2018-11-16
4
A
0
28245
0.00
A
156900
D
Common Stock
5503
I
NCI 401(k) Plan
Options (Right to Buy)
12.16
2018-11-16
4
A
0
100210
0.00
A
2028-11-16
Common Stock
100210
100210
D
Each restricted stock unit represents a contingent right to receive one share of NCI Building Systems, Inc. common stock, and is subject to vesting in five equal annual installments on November 16, 2019, November 16, 2020, November 16, 2021, November 16, 2022, and November 16, 2023, unless forfeited prior to such date.
Includes restricted stock units.
Shares of common stock received as a result of settlement of earned PSUs.
Restricted stock units received as a result of conversion of PSUs.
Holdings calculated as of November 18, 2018.
The options are subject to vesting in five equal annual installments on November 16, 2019, November 16, 2020, November 16, 2021, November 16, 2022, and November 16, 2023, unless forfeited prior to such date.
Executive Vice President, Chief Legal, Risk & Compliance Officer and Corporate Secretary
/s/ Todd R. Moore
2018-11-20