0001209191-18-059533.txt : 20181120 0001209191-18-059533.hdr.sgml : 20181120 20181120181234 ACCESSION NUMBER: 0001209191-18-059533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181116 FILED AS OF DATE: 20181120 DATE AS OF CHANGE: 20181120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE TODD R CENTRAL INDEX KEY: 0001225033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14315 FILM NUMBER: 181196575 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC CENTRAL INDEX KEY: 0000883902 STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448] IRS NUMBER: 760127701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 2818977788 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED DATE OF NAME CHANGE: 19600201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-16 0 0000883902 NCI BUILDING SYSTEMS INC NCS 0001225033 MOORE TODD R 10943 NORTH SAM HOUSTON PARKWAY WEST HOUSTON TX 77064 0 1 0 0 See Remarks Common Stock 2018-11-16 4 A 0 50104 0.00 A 110101 D Common Stock 2018-11-16 4 A 0 36131 0.00 A 146232 D Common Stock 2018-11-16 4 F 0 17577 12.25 D 128655 D Common Stock 2018-11-16 4 A 0 28245 0.00 A 156900 D Common Stock 5503 I NCI 401(k) Plan Options (Right to Buy) 12.16 2018-11-16 4 A 0 100210 0.00 A 2028-11-16 Common Stock 100210 100210 D Each restricted stock unit represents a contingent right to receive one share of NCI Building Systems, Inc. common stock, and is subject to vesting in five equal annual installments on November 16, 2019, November 16, 2020, November 16, 2021, November 16, 2022, and November 16, 2023, unless forfeited prior to such date. Includes restricted stock units. Shares of common stock received as a result of settlement of earned PSUs. Restricted stock units received as a result of conversion of PSUs. Holdings calculated as of November 18, 2018. The options are subject to vesting in five equal annual installments on November 16, 2019, November 16, 2020, November 16, 2021, November 16, 2022, and November 16, 2023, unless forfeited prior to such date. Executive Vice President, Chief Legal, Risk & Compliance Officer and Corporate Secretary /s/ Todd R. Moore 2018-11-20