0001209191-18-059531.txt : 20181120 0001209191-18-059531.hdr.sgml : 20181120 20181120181159 ACCESSION NUMBER: 0001209191-18-059531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181116 FILED AS OF DATE: 20181120 DATE AS OF CHANGE: 20181120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METCALF JAMES S CENTRAL INDEX KEY: 0001207304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14315 FILM NUMBER: 181196573 MAIL ADDRESS: STREET 1: USG CORP STREET 2: 125 S FRANKLIN STREET DEPT 188 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCI BUILDING SYSTEMS INC CENTRAL INDEX KEY: 0000883902 STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED METAL BUILDINGS & COMPONENTS [3448] IRS NUMBER: 760127701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 2818977788 MAIL ADDRESS: STREET 1: 10943 NORTH SAM HOUSTON PARKWAY WEST CITY: HOUSTON STATE: TX ZIP: 77064 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL COMPONENTS INCORPORATED DATE OF NAME CHANGE: 19600201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-16 0 0000883902 NCI BUILDING SYSTEMS INC NCS 0001207304 METCALF JAMES S 10943 NORTH SAM HOUSTON PARKWAY WEST HOUSTON TX 77064 1 1 0 0 Chairman and CEO Common Stock 2018-11-16 4 A 0 153740 0.00 A 194899 D Options (Right to Buy) 12.16 2018-11-16 4 A 0 307481 0.00 A 2028-11-16 Common Stock 307481 307481 D Each restricted stock unit represents a contingent right to receive one share of NCI Building Systems, Inc. common stock, and is subject to vesting in five equal annual installments on November 16, 2019, November 16, 2020, November 16, 2021, November 16, 2022, and November 16, 2023, unless forfeited prior to such date. Includes restricted stock units. The options are subject to vesting in five equal annual installments on November 16, 2019, November 16, 2020, November 16, 2021, November 16, 2022, and November 16, 2023, unless forfeited prior to such date. /s/ Todd R. Moore (by power of attorney) 2018-11-20