-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wm+0yW+4xAIRE9APPO8wAR9aqwvHOQ/HaMW1KqlwT2HXQon/GjIt9qdm3nKcmndD VJhnAe7ajuNJoNPaWNY9Jw== 0001140361-08-008643.txt : 20080402 0001140361-08-008643.hdr.sgml : 20080402 20080402160226 ACCESSION NUMBER: 0001140361-08-008643 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080401 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20080402 DATE AS OF CHANGE: 20080402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M WAVE INC CENTRAL INDEX KEY: 0000883842 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 363809819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19944 FILM NUMBER: 08733528 BUSINESS ADDRESS: STREET 1: 216 EVERGREEN ST CITY: BENSENVILLE ILLINOIS STATE: IL ZIP: 60106 BUSINESS PHONE: 6308609542 MAIL ADDRESS: STREET 1: 475 INDUSTRIAL BLVD CITY: W CHICAGO STATE: IL ZIP: 60106 8-K 1 form8k.htm M-WAVE 8-K 4-1-2008 form8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
Form 8-K


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (date of earliest event reported): April 1, 2008


M-WAVE, INC.
(Exact name of registrant as specified in its charter)


Delaware
33-45449
No. 36-3809819
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)

11533 Franklin Avenue, 2nd Floor
Franklin Park, Illinois 60131
 (Address of principal executive offices including Zip Code)

(630) 562-5550
(Registrant’s telephone number, including area code)
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 240.425)

¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)

¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13c-4)
 
 
Item 3.01 - Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
 

On April 1, 2008, the Registrant received a letter indicating that the NASDAQ Listing Qualifications Hearings Panel has determined to delist the Registrant’s common stock from The NASDAQ Stock Market LLC, and will suspend trading in the Registrant’s securities effective with the open of business on Thursday, April 3, 2008.  The NASDAQ Panel’s determination was based upon the Registrant’s non-compliance with the minimum stockholders’ equity requirement for continued listing on The NASDAQ Capital Market, as set forth in Marketplace Rule 4310(c)(3).
 
The Registrant anticipates that its securities will be immediately eligible for quotation in the Pink Sheets, an electronic quotation service for securities traded over-the-counter, effective with the open of business on April 3, 2008.  The Registrant is also working with a market maker and is hopeful that its securities will trade on the Over-the-Counter Bulletin Board (“OTCBB”) in the future.  Trading of the Company’s securities on the OTCBB, which is maintained by the Financial Industry Regulatory Authority (“FINRA”), is subject to a market maker’s filing of the appropriate application with, and the clearance of such application by, FINRA.  The Registrant anticipates disclosing further trading venue information for its common stock once such information becomes available.
 
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SIGNATURES
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
M-WAVE, INC.
   
Date: April 2, 2008
By:
/s/ Jim Mayer
   
Jim Mayer
   
Interim Chief Executive Officer
 
 
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