-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MBiZBGdHxb/ec/Qq3cN2y8iEyEw+6ZxK45Vkl/4bMPblfLV8NilWybCXDHPtreNS o71EUmLX3ZehiL0ju21Wdg== 0000950137-98-000840.txt : 19980304 0000950137-98-000840.hdr.sgml : 19980304 ACCESSION NUMBER: 0000950137-98-000840 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980302 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19980303 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: M WAVE INC CENTRAL INDEX KEY: 0000883842 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 363809819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-19944 FILM NUMBER: 98556427 BUSINESS ADDRESS: STREET 1: 216 EVERGREEN ST CITY: BENSENVILLE ILLINOIS STATE: IL ZIP: 60106 BUSINESS PHONE: 6308609542 MAIL ADDRESS: STREET 1: 216 EVERGREEN STREET CITY: BENSENVILLE STATE: IL ZIP: 60106 8-K 1 CURRENT REPORT 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 2, 1998 -------------------------------------------------------- Date of Report (Date of earliest event reported) M-Wave, Inc. ------------------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 33-45499 36-3809819 - ---------------------------- --------------- ---------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 216 Evergreen Street, Bensenville, Illinois 60106 ------------------------------------------------------- (Address of principal executive offices) (Zip Code) (630) 860-9542 ------------------------------- (Registrant's telephone number) 2 ITEM 5. OTHER EVENTS. On March 2, 1998, M-Wave, Inc. announced that it has been notified by the Nasdaq Stock Market that its common stock is not in compliance with the new public float requirement for continued listing on the NASDAQ National Market. The full text of M-Wave, Inc.'s March 2, 1998 press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (a) Exhibits 99.1 Press Release issued by M-Wave, Inc. dated March 2, 1998. 3 SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: March 2, 1998 M-WAVE, INC. By: /s/ PAUL S. SCHMITT ------------------------------------- Name: Paul S. Schmitt Title: Controller; Chief Accounting Officer 4 EXHIBIT INDEX
Exhibit No. Description ----- --------------------- 99.1 Press Release issued by M-Wave, Inc. dated March 2, 1998
EX-99.1 2 PRESS RELEASE 1 Exhibit 99.1 NEWS | RE: M-WAVE, INC. BULLETIN | | 215 Park Street | Bensenville, IL 6010 FROM: | FRB TRADED: NASDAQ-MWAV - -------------------------------------------------------------------------------- FOR FURTHER INFORMATION: AT THE COMPANY AT FRB CHICAGO: Paul Schmitt Tad Gage George Zagoudis Chief Financial Officer General Info General Info (630)860-3560 (312)640-6745 (312)640-6663 FOR IMMEDIATE RELEASE MARCH 2, 1998 M-WAVE RECEIVES NASDAQ NOTIFICATION REGARDING LISTING OF STOCK BENSENVILLE, IL, MARCH 2, 1998 - M-Wave, Inc. announced today that it has been notified by the Nasdaq Stock Market, Inc., that, based on the trading price of M-Wave's common stock for the previous 30 consecutive trading dates, the common stock is not in compliance with the new public float requirement for continued listing on the NASDAQ National Market. Under this new requirement, the market value of the shares of M-Wave's common stock held by persons other than affiliates of M-Wave would have to be $5 million. Unless M-Wave's common stock trades at a price which causes M-Wave to satisfy the minimum requirement for at least 10-consecutive days on or prior to May 28, 1998, Nasdaq will issue a delisting letter to M-Wave. M-Wave is currently exploring the inclusion of M-Wave's common stock on The Nasdaq Small Cap Market in the event that it is unable to regain compliance with the National Market requirement. -30- -----END PRIVACY-ENHANCED MESSAGE-----