0000883790-20-000008.txt : 20201015
0000883790-20-000008.hdr.sgml : 20201015
20201015135604
ACCESSION NUMBER: 0000883790-20-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201015
DATE AS OF CHANGE: 20201015
EFFECTIVENESS DATE: 20201015
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 201241232
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000883790
XXXXXXXX
09-30-2020
09-30-2020
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
Anna Formicola
Senior Vice President
415-989-0100
Anna Formicola
San Francisco
CA
10-15-2020
0
155
565107
false
INFORMATION TABLE
2
F13F.xml
13F 09-30-2020
AT&T INC
COM
00206R102
8770
307615
SH
DFND
13772
0
293842
ABBOTT LABORATORIES
COM
002824100
11084
101849
SH
DFND
2150
0
99699
ABBVIE INC
COM
00287Y109
1439
16429
SH
DFND
150
0
16279
ADOBE INC.
COM
00724F101
772
1575
SH
DFND
0
0
1575
AGILENT TECHNOLOGIES INC
COM
00846U101
228
2263
SH
DFND
0
0
2263
AIR PRODUCTS& CHEMICALS INC
COM
009158106
253
850
SH
DFND
0
0
850
ALPHABET CLASS C
COM
02079K107
1417
964
SH
DFND
20
0
944
ALPHABET CLASS A
COM
02079K305
18072
12331
SH
DFND
537
0
11794
AMAZON.COM
COM
023135106
233
74
SH
DFND
0
0
74
AMERICAN EXPRESS CO
COM
025816109
342
3410
SH
DFND
0
0
3410
AMERICAN WATER WORKS CO
COM
030420103
17468
120570
SH
DFND
1650
0
118920
AMGEN INC
COM
031162100
485
1907
SH
DFND
325
0
1582
APPLE INC
COM
037833100
33239
287011
SH
DFND
10480
0
276530
AUTOMATIC DATA PROCESSING INC
COM
053015103
733
5252
SH
DFND
2390
0
2862
BANK OF AMERICA CORP
COM
060505104
433
17981
SH
DFND
1930
0
16051
BARON SMALL CAP FUND
INSTITUTIONAL CLA
068278803
1962
53219
SH
DFND
0
0
53219
BAXTER INTERNATIONAL INC
COM
071813109
223
2775
SH
DFND
0
0
2775
BECTON DICKINSON& CO
COM
075887109
250
1073
SH
DFND
0
0
1073
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
1978
9289
SH
DFND
475
0
8814
BIO RAD LABS INC
COM
090572207
304
590
SH
DFND
0
0
590
BLACKROCK INC
COM
09247X101
213
378
SH
DFND
0
0
378
WILLIAM BLAIR INT'L GROWTH FD
CLASS I #1747
093001774
276
8013
SH
DFND
0
0
8013
BRISTOL-MYERS SQUIBB CO
COM
110122108
257
4265
SH
DFND
200
0
4065
CSX CORPORATION
COM
126408103
2867
36910
SH
DFND
375
0
36535
CVS HEALTH CORPORATION
COM
126650100
4899
83879
SH
DFND
2375
0
81504
CARRIER GLOBAL CORPORATION
COM
14448C104
439
14383
SH
DFND
470
0
13913
CHEVRON CORP
COM
166764100
9621
133631
SH
DFND
5726
0
127905
CISCO SYSTEMS INC
COM
17275R102
588
14918
SH
DFND
0
0
14918
CITIGROUP INC
COM
172967424
3996
92685
SH
DFND
2708
0
89977
COCA-COLA COMPANY
COM
191216100
1417
28704
SH
DFND
350
0
28354
COGNIZANT TECH SOL CL A
COM
192446102
259
3725
SH
DFND
3200
0
525
COLGATE-PALMOLIVE CO.
COM
194162103
594
7699
SH
DFND
3300
0
4399
COMCAST CORP CL A (NEW)
COM
20030N101
780
16859
SH
DFND
0
0
16859
CONOCOPHILLIPS
COM
20825C104
231
7049
SH
DFND
0
0
7049
CONSTELLATION BRANDS INC CL A
COM
21036P108
6603
34842
SH
DFND
1300
0
33542
COSTCO WHSL CORP (NEW)
COM
22160K105
2289
6448
SH
DFND
730
0
5718
CROWN CASTLE INTERNATIONAL
COM
22822V101
15109
90744
SH
DFND
1175
0
89569
DANAHER CORP
COM
235851102
1215
5643
SH
DFND
0
0
5643
DEERE& CO
COM
244199105
910
4105
SH
DFND
0
0
4105
DEVON ENERGY CORP (NEW)
COM
25179M103
183
19389
SH
DFND
100
0
19289
DISNEY CO. (WALT)
COM
254687106
17068
137559
SH
DFND
8240
0
129319
DISCOVER FINL SVCS
COM
254709108
5728
99137
SH
DFND
2260
0
96877
DOW INC
COM
260557103
259
5507
SH
DFND
186
0
5321
DUKE ENERGY CORP
COM
26441C204
779
8793
SH
DFND
1488
0
7305
EOG RESOURCES INC
COM
26875P101
905
25170
SH
DFND
390
0
24780
ETFMG PRIME CYBER SECURITY ETF
COM
26924G201
14111
303208
SH
DFND
13415
0
289793
EATON VANCE DIV BUILDER I
FUND
277905634
1291
84136
SH
DFND
0
0
84136
ECOLAB INC
COM
278865100
1637
8190
SH
DFND
145
0
8045
EMERSON ELECTRIC COMPANY
COM
291011104
862
13145
SH
DFND
0
0
13145
ENTERPRISE PRD PRTNRS LP
COM
293792107
316
20042
SH
DFND
0
0
20042
EVERSOURCE ENERGY
COM
30040W108
1151
13775
SH
DFND
0
0
13775
EXXON MOBIL CORP
COM
30231G102
1806
52601
SH
DFND
7880
0
44721
FORTIVE CORP COMMON SHARE
COM
34959J108
232
3050
SH
DFND
0
0
3050
GENUINE PARTS CO
COM
372460105
340
3570
SH
DFND
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0
1720
GLOBE LIFE INC
COM
37959E102
240
3004
SH
DFND
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0
3004
AMERICAN GROWTH FUND F-3
FUND
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7021
115393
SH
DFND
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0
115393
HEALTHPEAK PPTYS INC.
COM
42250P103
244
8991
SH
DFND
1800
0
7191
HOME DEPOT INC
COM
437076102
5283
19024
SH
DFND
790
0
18234
HONEYWELL INTERNATIONAL INC
COM
438516106
806
4899
SH
DFND
1930
0
2969
INTEL CORPORATION
COM
458140100
1321
25517
SH
DFND
2929
0
22588
INTERNATIONAL BUSINESS MACHINE
COM
459200101
472
3881
SH
DFND
305
0
3576
INVESCO CLEAN ENERGY ETF
COM
46137V134
565
9295
SH
DFND
0
0
9295
INVESCO WATER RESOURCES ETF
COM
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1153
29065
SH
DFND
0
0
29065
INVESCO DYNAMIC PHARMACEUTICAL
COM
46137V662
604
9450
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DFND
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9450
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COM
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817
2431
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DFND
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ISHARES TR MSCI EAFE FUND ETF
COM
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COM
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8536
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5506
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5506
ISHARES RUSSELL MIDCAP INDEX
COM
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16475
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DFND
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NASDAQ BIOTECH IN
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1257
9280
SH
DFND
0
0
9280
ISHARES TR RUSSELL 2000
COM
464287655
494
3300
SH
DFND
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3300
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COM
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1480
45204
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41829
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COM
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11765
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38710
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COM
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3166
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3166
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COM
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2014
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DFND
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0
2014
JPMORGAN CHASE& CO
COM
46625H100
15949
165667
SH
DFND
6445
0
159222
JACOBS ENGINEERING GROUP INC
COM
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103930
SH
DFND
2860
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101070
JOHNSON& JOHNSON
COM
478160104
5522
37090
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DFND
710
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36380
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CLASS I SHARES
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198656
SH
DFND
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198656
KIMBERLY CLARK
COM
494368103
827
5602
SH
DFND
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2857
KINDER MORGAN INC
COM
49456B101
6104
495061
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DFND
10412
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484649
KIRKLAND LAKE GOLD LTD
COM
49741E100
3883
79690
SH
DFND
3335
0
76355
ELI LILLY& COMPANY
COM
532457108
367
2477
SH
DFND
0
0
2477
LOCKHEED MARTIN CORP
COM
539830109
1737
4532
SH
DFND
30
0
4502
LOWES CO INC
COM
548661107
17210
103762
SH
DFND
2834
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100928
MFS VALUE FUND CL I
FUND
552983694
4820
118660
SH
DFND
0
0
118660
MASTERCARD INC
COM
57636Q104
231
683
SH
DFND
0
0
683
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
1798
90986
SH
DFND
0
0
90986
MATTHEWS PACIFIC TIGER FUND
FUND
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333
10721
SH
DFND
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0
10721
MCDONALDS CORP
COM
580135101
1456
6634
SH
DFND
2969
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3665
MERCK& CO. INC.
COM
58933Y105
13539
163215
SH
DFND
4589
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158626
METLIFE INC
COM
59156R108
7163
192714
SH
DFND
6580
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186134
MICROSOFT CORP
COM
594918104
31301
148816
SH
DFND
4426
0
144389
MID AMERICA APARTMENT COM.
COM
59522J103
6746
58179
SH
DFND
3215
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54964
MONDELEZ INTERNATIONAL INC
COM
609207105
2481
43184
SH
DFND
2660
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40524
MOODY'S CORP
COM
615369105
396
1367
SH
DFND
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1367
NESTLE SA SPNSRD ADR REP RG SH
COM
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478
4008
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DFND
2000
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2008
AMERICAN NEW PERSPECTIVE FD F3
FUND
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65722
NEWMONT CORPORATION
COM
651639106
362
5700
SH
DFND
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0
5700
NEXTERA ENERGY INC
COM
65339F101
1653
5954
SH
DFND
550
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5404
NORFOLK SOUTHERN CORP
COM
655844108
308
1437
SH
DFND
0
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1437
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
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7820
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DFND
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COM
68389X105
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DFND
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21050
OTIS WORLDWIDE CORP
COM
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20243
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DFND
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17252
PEPSICO INCORPORATED
COM
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119677
PFIZER INC
COM
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DFND
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FUND
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10414
PRICE T ROWE GROWTH STOCK FD
FUND
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SOLE
4771
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PROCTER AND GAMBLE COMPANY
COM
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101397
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DFND
5835
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PROSHARES ULTRA S&P500
COM
74347R107
481
6550
SH
DFND
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6550
QUALCOMM INC.
COM
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168108
SH
DFND
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RAYTHEON TECHNOLOGIES CORP
COM
75513E101
10470
181955
SH
DFND
9436
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T. ROWE PRICE NEW HORIZONS FD
FUND
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243
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3019
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S&P 500 DEPOSITARY RECEIPTS
COM
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COM
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COM
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DFND
1935
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D - SELECT SHARES
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521
9994
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DFND
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7416
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COM
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213
5887
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DFND
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1339
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FUND
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3646
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2785
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COM
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575
7130
SH
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270
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6860
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COM
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3250
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750
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COM
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632
5987
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COM
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SPDR AMEX TECH SELECT INDEX
COM
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327
2800
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300
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2500
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COM
81369Y886
760
12793
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DFND
4568
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8225
SEMPRA ENERGY
COM
816851109
254
2149
SH
DFND
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0
2149
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COM
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62
11500
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4000
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7500
STARBUCKS CORP
COM
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569
6619
SH
DFND
0
0
6619
STARWOOD PROPERTY TRUST, INC.
COM
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302
20006
SH
DFND
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18896
STRYKER CORP
COM
863667101
477
2290
SH
DFND
1500
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790
TARGET CORP
COM
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224
1426
SH
DFND
276
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1150
THERMO FISHER SCIENTIFIC INC
COM
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46125
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175
0
45950
3M CO
COM
88579Y101
884
5518
SH
DFND
1665
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3853
TRAVELERS COS INC/THE
COM
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1223
11302
SH
DFND
0
0
11302
U.S. BANCORP
COM
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6144
171392
SH
DFND
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0
162504
UNION PACIFIC CORPORATION
COM
907818108
1251
6352
SH
DFND
280
0
6072
UNITED PARCEL SERVICE -CL B
COM
911312106
9130
54795
SH
DFND
1745
0
53050
UNITED HEALTH GROUP INC.
COM
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12276
39376
SH
DFND
1965
0
37411
UNIVERSAL DISPLAY CORP
COM
91347P105
483
2675
SH
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400
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2275
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ETF
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205
1593
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DFND
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0
1593
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FUND
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287
6806
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DFND
4410
0
2396
VANGUARD FTSE ALL WORLD
ex US ETF
922042775
1098
21770
SH
DFND
0
0
21770
VANGUARD INFORMATION TECH ETF
COM
92204A702
3279
10529
SH
DFND
0
0
10529
VANGUARD INDEX FUNDS
500 INDEX ADMI
922908710
796
2564
SH
DFND
1782
0
782
VANGUARD TOTAL STOCK MKT
COM
922908769
797
4679
SH
DFND
0
0
4679
VERIZON COMMUNICATIONS
COM
92343V104
2090
35132
SH
DFND
3017
0
32114
VISA INC-CLASS A SHRS
COM
92826C839
18134
90686
SH
DFND
1950
0
88736
WEC ENERGY GROUP INC
COM
92939U106
280
2892
SH
DFND
2600
0
292
WAL MART INC.
COM
931142103
574
4100
SH
DFND
0
0
4100
WASTE MANAGEMENT INC.
COM
94106L109
1616
14283
SH
DFND
0
0
14283
WELLS FARGO& CO (NEW)
COM
949746101
247
10516
SH
DFND
750
0
9766
WEYERHAEUSER COMPANY
COM
962166104
5319
186513
SH
DFND
6070
0
180443
WHEATON PRECIOUS METALS CORP
COM
962879102
378
7700
SH
DFND
0
0
7700
WISDOMTREE TRUST EUROPE HEDGED
EQUITY FUND
97717X701
3166
51276
SH
DFND
1685
0
49591
PENTAIR PLC
COM
G7S00T104
4410
96359
SH
DFND
4275
0
92084