0000883790-20-000006.txt : 20200723
0000883790-20-000006.hdr.sgml : 20200723
20200723143851
ACCESSION NUMBER: 0000883790-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200723
DATE AS OF CHANGE: 20200723
EFFECTIVENESS DATE: 20200723
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 201043489
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000883790
XXXXXXXX
06-30-2020
06-30-2020
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
Anna Formicola
Senior Vice President
415-989-0100
Anna Formicola
San Francisco
CA
07-23-2020
0
153
532613
false
INFORMATION TABLE
2
F13F.xml
13F 06-30-2020
AT&T INC
COM
00206R102
8874
293559
SH
DFND
12702
0
280856
ABBOTT LABORATORIES
COM
002824100
9514
104060
SH
DFND
2150
0
101910
ABBVIE INC
COM
00287Y109
1770
18026
SH
DFND
150
0
17876
ADOBE INC.
COM
00724F101
686
1575
SH
DFND
0
0
1575
AGILENT TECHNOLOGIES INC
COM
00846U101
211
2388
SH
DFND
0
0
2388
AIR PRODUCTS& CHEMICALS INC
COM
009158106
205
850
SH
DFND
0
0
850
ALPHABET CLASS C
COM
02079K107
1363
964
SH
DFND
20
0
944
ALPHABET CLASS A
COM
02079K305
17870
12602
SH
DFND
557
0
12045
AMAZON.COM
COM
023135106
259
94
SH
DFND
0
0
94
AMERICAN EXPRESS CO
COM
025816109
325
3410
SH
DFND
0
0
3410
AMERICAN WATER WORKS CO
COM
030420103
15721
122194
SH
DFND
1650
0
120544
AMGEN INC
COM
031162100
450
1907
SH
DFND
325
0
1582
APPLE INC
COM
037833100
28517
78171
SH
DFND
3021
0
75150
AUTOMATIC DATA PROCESSING INC
COM
053015103
782
5252
SH
DFND
2390
0
2862
BANK OF AMERICA CORP
COM
060505104
427
17981
SH
DFND
1930
0
16051
BARON SMALL CAP FUND
INSTITUTIONAL CLA
068278803
1707
53219
SH
DFND
0
0
53219
BAXTER INTERNATIONAL INC
COM
071813109
239
2775
SH
DFND
0
0
2775
BECTON DICKINSON& CO
COM
075887109
260
1087
SH
DFND
0
0
1087
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
1812
10149
SH
DFND
475
0
9674
BIO RAD LABS INC
COM
090572207
266
590
SH
DFND
0
0
590
BLACKROCK INC
COM
09247X101
206
378
SH
DFND
0
0
378
WILLIAM BLAIR INT'L GROWTH FD
CLASS I #1747
093001774
244
8013
SH
DFND
0
0
8013
BRISTOL-MYERS SQUIBB CO
COM
110122108
268
4565
SH
DFND
200
0
4365
CSX CORPORATION
COM
126408103
2646
37935
SH
DFND
375
0
37560
CVS HEALTH CORPORATION
COM
126650100
5513
84857
SH
DFND
2375
0
82482
CALIFORNIA WTR SVC GRP CA
COM
130788102
200
4200
SH
DFND
0
0
4200
CARRIER GLOBAL CORPORATION
COM
14448C104
348
15684
SH
DFND
470
0
15214
CHEVRON CORP
COM
166764100
11881
133155
SH
DFND
5576
0
127579
CISCO SYSTEMS INC
COM
17275R102
547
11718
SH
DFND
0
0
11718
CITIGROUP INC
COM
172967424
6358
124420
SH
DFND
3083
0
121337
COCA-COLA COMPANY
COM
191216100
1286
28774
SH
DFND
350
0
28424
COGNIZANT TECH SOL CL A
COM
192446102
212
3725
SH
DFND
3200
0
525
COLGATE-PALMOLIVE CO.
COM
194162103
571
7799
SH
DFND
3300
0
4499
COMCAST CORP CL A (NEW)
COM
20030N101
657
16859
SH
DFND
0
0
16859
CONOCOPHILLIPS
COM
20825C104
288
6849
SH
DFND
0
0
6849
CONSTELLATION BRANDS INC CL A
COM
21036P108
6140
35095
SH
DFND
1165
0
33930
COSTCO WHSL CORP (NEW)
COM
22160K105
2076
6848
SH
DFND
730
0
6118
CROWN CASTLE INTERNATIONAL
COM
22822V101
15230
91005
SH
DFND
1325
0
89680
DANAHER CORP
COM
235851102
998
5643
SH
DFND
0
0
5643
DEERE& CO
COM
244199105
656
4175
SH
DFND
0
0
4175
DEVON ENERGY CORP (NEW)
COM
25179M103
666
58769
SH
DFND
100
0
58669
DISNEY CO. (WALT)
COM
254687106
15704
140832
SH
DFND
8540
0
132292
DISCOVER FINL SVCS
COM
254709108
5141
102640
SH
DFND
2360
0
100280
DOW INC
COM
260557103
227
5565
SH
DFND
244
0
5321
DUKE ENERGY CORP
COM
26441C204
631
7893
SH
DFND
1488
0
6405
EOG RESOURCES INC
COM
26875P101
775
15295
SH
DFND
390
0
14905
ETFMG PRIME CYBER SECURITY ETF
COM
26924G201
13675
307438
SH
DFND
13415
0
294023
EATON VANCE DIV BUILDER I
FUND
277905634
1212
83155
SH
DFND
0
0
83155
ECOLAB INC
COM
278865100
1639
8240
SH
DFND
145
0
8095
EMERSON ELECTRIC COMPANY
COM
291011104
825
13295
SH
DFND
0
0
13295
ENTERPRISE PRD PRTNRS LP
COM
293792107
364
20042
SH
DFND
0
0
20042
EVERSOURCE ENERGY
COM
30040W108
1153
13843
SH
DFND
0
0
13843
EXXON MOBIL CORP
COM
30231G102
2689
60130
SH
DFND
7880
0
52250
FORTIVE CORP COMMON SHARE
COM
34959J108
206
3050
SH
DFND
0
0
3050
GENUINE PARTS CO
COM
372460105
341
3920
SH
DFND
2200
0
1720
GLOBE LIFE INC
COM
37959E102
223
3004
SH
DFND
0
0
3004
AMERICAN GROWTH FUND F-3
FUND
399874775
6498
118693
SH
DFND
0
0
118693
HEALTHPEAK PPTYS INC.
COM
42250P103
303
10991
SH
DFND
1800
0
9191
HOME DEPOT INC
COM
437076102
4767
19029
SH
DFND
790
0
18239
HONEYWELL INTERNATIONAL INC
COM
438516106
708
4899
SH
DFND
1930
0
2969
INTEL CORPORATION
COM
458140100
1641
27423
SH
DFND
2929
0
24494
INTERNATIONAL BUSINESS MACHINE
COM
459200101
432
3581
SH
DFND
305
0
3276
INVESCO CLEAN ENERGY ETF
COM
46137V134
421
10360
SH
DFND
0
0
10360
INVESCO WATER RESOURCES ETF
COM
46137V142
1058
29115
SH
DFND
0
0
29115
INVESCO DYNAMIC PHARMACEUTICAL
COM
46137V662
612
9450
SH
DFND
0
0
9450
ISHARES TR S&P 500 INDEX FUND
COM
464287200
753
2431
SH
DFND
0
0
2431
ISHARES TR MSCI EAFE FUND ETF
COM
464287465
1398
22970
SH
DFND
0
0
22970
ISHARES RUSELL MIDCAPE VALUE
COM
464287473
653
8536
SH
DFND
0
0
8536
ISHARES RUSSELL MID CAP GROWTH
COM
464287481
871
5506
SH
DFND
0
0
5506
ISHARES RUSSELL MIDCAP INDEX
COM
464287499
885
16515
SH
DFND
0
0
16515
ISHARES TR NASDAQ BIO FD
NASDAQ BIOTECH IN
464287556
1309
9580
SH
DFND
0
0
9580
ISHARES TR RUSSELL 2000
COM
464287655
472
3300
SH
DFND
0
0
3300
ISHARES DJ US REGIONAL BANKS
COM
464288778
1753
51834
SH
DFND
3375
0
48459
ISHARES US MEDICAL DEVICES ETF
COM
464288810
10711
40455
SH
DFND
555
0
39900
JPMORGAN CHASE& CO
COM
46625H100
15342
163105
SH
DFND
6345
0
156760
JACOBS ENGINEERING GROUP INC
COM
469814107
8733
102980
SH
DFND
2740
0
100240
JOHNSON& JOHNSON
COM
478160104
5188
36890
SH
DFND
710
0
36180
JPMORGAN INCOME BUILDER FUND
CLASS I SHARES
4812A3254
1936
193400
SH
DFND
0
0
193400
KIMBERLY CLARK
COM
494368103
799
5652
SH
DFND
2745
0
2907
KINDER MORGAN INC
COM
49456B101
7374
486074
SH
DFND
10412
0
475662
ELI LILLY& COMPANY
COM
532457108
407
2477
SH
DFND
0
0
2477
LOCKHEED MARTIN CORP
COM
539830109
1661
4552
SH
DFND
30
0
4522
LOWES CO INC
COM
548661107
14262
105547
SH
DFND
2834
0
102713
MFS VALUE FUND CL I
FUND
552983694
4033
104677
SH
DFND
0
0
104677
MASTERCARD INC
COM
57636Q104
202
683
SH
DFND
0
0
683
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
1532
90986
SH
DFND
0
0
90986
MATTHEWS PACIFIC TIGER FUND
FUND
577130107
294
10721
SH
DFND
0
0
10721
MCDONALDS CORP
COM
580135101
1095
5934
SH
DFND
2969
0
2965
MERCK& CO. INC.
COM
58933Y105
12805
165590
SH
DFND
4589
0
161001
METLIFE INC
COM
59156R108
6765
185232
SH
DFND
6305
0
178927
MICROSOFT CORP
COM
594918104
32163
158040
SH
DFND
5001
0
153038
MID AMERICA APARTMENT COM.
COM
59522J103
6785
59169
SH
DFND
3215
0
55954
MONDELEZ INTERNATIONAL INC
COM
609207105
2194
42910
SH
DFND
2660
0
40250
MOODY'S CORP
COM
615369105
376
1367
SH
DFND
0
0
1367
NESTLE SA SPNSRD ADR REP RG SH
COM
641069406
443
4008
SH
DFND
2000
0
2008
AMERICAN NEW PERSPECTIVE FD F3
FUND
648018778
3145
65722
SH
DFND
0
0
65722
NEWMONT CORPORATION
COM
651639106
340
5500
SH
DFND
0
0
5500
NEXTERA ENERGY INC
COM
65339F101
1478
6154
SH
DFND
750
0
5404
NORFOLK SOUTHERN CORP
COM
655844108
259
1476
SH
DFND
0
0
1476
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
670100205
545
8320
SH
DFND
6500
0
1820
ORACLE CORP
COM
68389X105
1245
22531
SH
DFND
500
0
22031
OTIS WORLDWIDE CORP
COM
68902V107
1189
20917
SH
DFND
2991
0
17926
PEPSICO INCORPORATED
COM
713448108
16051
121360
SH
DFND
5120
0
116240
PFIZER INC
COM
717081103
8572
262155
SH
DFND
12536
0
249619
PIMCO INCOME FD CL I-2
FUND
72201M719
120
10414
SH
DFND
0
0
10414
PRICE T ROWE GROWTH STOCK FD
FUND
741479109
382
4771
SH
SOLE
4771
0
0
PROCTER AND GAMBLE COMPANY
COM
742718109
12263
102557
SH
DFND
5835
0
96722
PROSHARES ULTRA S&P500
COM
74347R107
410
3275
SH
DFND
0
0
3275
QUALCOMM INC.
COM
747525103
15480
169713
SH
DFND
4360
0
165353
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
11127
180573
SH
DFND
9436
0
171137
T ROWE PRICE EQUITY INCOME FD
FUND
779547108
434
16875
SH
DFND
2453
0
14422
T. ROWE PRICE NEW HORIZONS FD
FUND
779562107
216
3019
SH
SOLE
3019
0
0
S&P 500 DEPOSITARY RECEIPTS
COM
78462F103
1788
5797
SH
DFND
1492
0
4305
SPDR SERIES TRUST S&P BIOTECH
COM
78464A870
10499
93787
SH
DFND
4280
0
89507
SCHLUMBERGER LIMITED
COM
806857108
1066
57982
SH
DFND
1935
0
56047
SCHWAB S&P 500 INDEX FUN
D - SELECT SHARES
808509855
638
13324
SH
DFND
2800
0
10523
SCHWAB 1000 FUND
FUND
808517106
252
3646
SH
DFND
860
0
2785
SCHWAB US LARGE CAP
COM
808524201
528
7130
SH
DFND
270
0
6860
SECT SPDR MATERIALS FUND
COM
81369Y100
690
12250
SH
DFND
3000
0
9250
SECT SPDR HEALTH CARE SELECT
COM
81369Y209
599
5987
SH
DFND
500
0
5487
AMEX FINANCIAL SELECT SPDR
COM
81369Y605
511
22095
SH
DFND
400
0
21695
SPDR AMEX TECH SELECT INDEX
COM
81369Y803
293
2800
SH
DFND
300
0
2500
SECT SPDR THE UTILITES SEL FD
COM
81369Y886
722
12793
SH
DFND
4568
0
8225
SEMPRA ENERGY
COM
816851109
252
2149
SH
DFND
0
0
2149
SIRIUS XM HOLDINGS INC.
COM
82968B103
68
11500
SH
DFND
4000
0
7500
STARBUCKS CORP
COM
855244109
489
6645
SH
DFND
0
0
6645
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
4134
276352
SH
DFND
14810
0
261542
STRYKER CORP
COM
863667101
422
2340
SH
DFND
1500
0
840
THERMO FISHER SCIENTIFIC INC
COM
883556102
17485
48256
SH
DFND
175
0
48081
3M CO
COM
88579Y101
681
4368
SH
DFND
1665
0
2703
TRAVELERS COS INC/THE
COM
89417E109
1300
11402
SH
DFND
0
0
11402
U.S. BANCORP
COM
902973304
5702
154870
SH
DFND
6338
0
148532
UNION PACIFIC CORPORATION
COM
907818108
1074
6352
SH
DFND
280
0
6072
UNITED PARCEL SERVICE -CL B
COM
911312106
6164
55438
SH
DFND
2195
0
53243
UNITED HEALTH GROUP INC.
COM
91324P102
11758
39863
SH
DFND
2090
0
37773
UNIVERSAL DISPLAY CORP
COM
91347P105
400
2675
SH
DFND
400
0
2275
VANGUARD INTERNATIONAL GROWTH
FUND
921910204
247
6806
SH
DFND
4410
0
2396
VANGUARD FTSE ALL WORLD
ex US ETF
922042775
1036
21770
SH
DFND
0
0
21770
VANGUARD INFORMATION TECH ETF
COM
92204A702
3045
10924
SH
DFND
0
0
10924
VANGUARD INDEX FUNDS
500 INDEX ADMI
922908710
749
2618
SH
DFND
1782
0
836
VANGUARD TOTAL STOCK MKT
COM
922908769
739
4721
SH
DFND
0
0
4721
VERIZON COMMUNICATIONS
COM
92343V104
1846
33485
SH
DFND
3017
0
30467
VISA INC-CLASS A SHRS
COM
92826C839
17727
91767
SH
DFND
1950
0
89817
WEC ENERGY GROUP INC
COM
92939U106
253
2892
SH
DFND
2600
0
292
WAL MART INC.
COM
931142103
496
4141
SH
DFND
0
0
4141
WALGREEN BOOTS ALLIANCE INC
COM
931427108
212
5000
SH
DFND
0
0
5000
WASTE MANAGEMENT INC.
COM
94106L109
1513
14283
SH
DFND
0
0
14283
WELLS FARGO& CO (NEW)
COM
949746101
315
12316
SH
DFND
750
0
11566
WEYERHAEUSER COMPANY
COM
962166104
4199
186971
SH
DFND
6070
0
180901
WHEATON PRECIOUS METALS CORP
COM
962879102
339
7700
SH
DFND
0
0
7700
WISDOMTREE TRUST EUROPE HEDGED
EQUITY FUND
97717X701
2512
41379
SH
DFND
1560
0
39819
PENTAIR PLC
COM
G7S00T104
3716
97807
SH
DFND
4625
0
93182
CHUBB LIMITED
COM
H1467J104
210
1656
SH
DFND
0
0
1656