0000883790-18-000002.txt : 20180131
0000883790-18-000002.hdr.sgml : 20180131
20180130185622
ACCESSION NUMBER: 0000883790-18-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180131
DATE AS OF CHANGE: 20180130
EFFECTIVENESS DATE: 20180131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 18560513
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
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12-31-2017
12-31-2017
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
ANNA FORMICOLA
SENIOR VICE PRESIDENT
415-989-0100
ANNA FORMICOLA
SAN FRANCISCO
CA
01-30-2018
0
151
510954
false
INFORMATION TABLE
2
F13F.xml
13F 12-31-2017
INVESCO S&P 500 INDEX FD A
FUND
00142J628
201
6947
SH
DFND
0
0
6947
ALPS ALERIAN MLP ETF
COM
00162Q866
350
32450
SH
DFND
0
0
32450
AT&T INC
COM
00206R102
2190
56316
SH
DFND
5515
0
50801
ABBOTT LABORATORIES
COM
002824100
7666
134334
SH
DFND
4210
0
130124
ABBVIE INC
COM
00287Y109
2193
22678
SH
DFND
200
0
22478
AGILENT TECHNOLOGIES INC
COM
00846U101
247
3683
SH
DFND
0
0
3683
AIR LEASE CORP CL A
COM
00912X302
11709
243473
SH
DFND
13525
0
229948
ALPHABET CLASS C
COM
02079K107
1144
1093
SH
DFND
0
0
1093
ALPHABET CLASS A
COM
02079K305
16548
15709
SH
DFND
825
0
14884
AMERICAN EXPRESS CO
COM
025816109
438
4410
SH
DFND
150
0
4260
AMERICAN WATER WORKS CO
COM
030420103
13863
151530
SH
DFND
3100
0
148430
AMGEN INC
COM
031162100
230
1320
SH
DFND
425
0
895
APACHE CORP
COM
037411105
1380
32692
SH
DFND
0
0
32692
APPLE INC
COM
037833100
20786
122828
SH
DFND
4523
0
118305
AUTOMATIC DATA PROCESSING INC
COM
053015103
669
5710
SH
DFND
3190
0
2520
BANK OF AMERICA CORP
COM
060505104
692
23454
SH
DFND
0
0
23454
BANK OF NEW YORK MELLON CORP
COM
064058100
220
4085
SH
DFND
0
0
4085
BECTON DICKINSON& CO
COM
075887109
427
1994
SH
DFND
0
0
1994
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
2631
13272
SH
DFND
575
0
12697
BIO RAD LABS INC
COM
090572207
709
2970
SH
DFND
0
0
2970
THE BLACKSTONE GROUP LP
COM
09253U108
2430
75875
SH
DFND
4100
0
71775
BOEING COMPANY
COM
097023105
1458
4942
SH
DFND
0
0
4942
BRISTOL-MYERS SQUIBB CO
COM
110122108
310
5053
SH
DFND
200
0
4853
BUCKEYE PARTNERS L P
UNIT LTD PARTNERS
118230101
213
4300
SH
DFND
0
0
4300
CVS HEALTH CORPORATION
COM
126650100
9697
133757
SH
DFND
6735
0
127022
CELGENE CORPORATION
COM
151020104
216
2065
SH
DFND
0
0
2065
CHEVRON CORP
COM
166764100
14690
117340
SH
DFND
8625
0
108715
CINEMARK HOLDINGS INC
COM
17243V102
7326
210409
SH
DFND
14220
0
196189
CLOROX COMPANY
COM
189054109
350
2351
SH
DFND
100
0
2251
COCA-COLA COMPANY
COM
191216100
1580
34429
SH
DFND
300
0
34129
COGNIZANT TECH SOL CL A
COM
192446102
273
3850
SH
DFND
3200
0
650
COHEN& STEERS QUALITY
INCOME REALTY FUN
19247L106
145
11500
SH
DFND
0
0
11500
COLGATE-PALMOLIVE CO.
COM
194162103
480
6366
SH
DFND
3300
0
3066
CONOCOPHILLIPS
COM
20825C104
446
8124
SH
DFND
0
0
8124
COSTCO WHSL CORP (NEW)
COM
22160K105
1833
9847
SH
DFND
910
0
8937
CROWN CASTLE INTERNATIONAL
COM
22822V101
10695
96346
SH
DFND
2010
0
94336
DNP SELECT INCOME FUND, INC.
COM
23325P104
133
12287
SH
DFND
5000
0
7287
DEERE& CO
COM
244199105
339
2166
SH
DFND
0
0
2166
DEVON ENERGY CORP (NEW)
COM
25179M103
2279
55055
SH
DFND
800
0
54255
DISNEY CO. (WALT)
COM
254687106
12319
114588
SH
DFND
8215
0
106373
DISCOVER FINL SVCS
COM
254709108
8443
109763
SH
DFND
950
0
108813
DISH NETWORK CORP
COM
25470M109
430
9000
SH
DFND
0
0
9000
DOWDUPONT INC
COM
26078J100
1184
16624
SH
DFND
1880
0
14744
DUKE ENERGY CORP
COM
26441C204
1056
12558
SH
DFND
4528
0
8030
EOG RESOURCES INC
COM
26875P101
2234
20702
SH
DFND
2090
0
18612
ETFMG PRIME CYBER SECURITY ETF
COM
26924G201
10747
339659
SH
DFND
19755
0
319904
ECOLAB INC
COM
278865100
1614
12031
SH
DFND
145
0
11886
EMERSON ELECTRIC COMPANY
COM
291011104
788
11305
SH
DFND
0
0
11305
ENBRIDGE INC
COM
29250N105
215
5507
SH
DFND
0
0
5507
ESSEX PROPERTIES TRUST
COM
297178105
399
1651
SH
DFND
0
0
1651
EVERSOURCE ENERGY
COM
30040W108
935
14800
SH
DFND
0
0
14800
EXXON MOBIL CORP
COM
30231G102
5202
62191
SH
DFND
7230
0
54961
FACEBOOK, INC
COM
30303M102
274
1554
SH
DFND
0
0
1554
FEDEX CORPORATION
COM
31428X106
2578
10331
SH
DFND
0
0
10331
GENERAL ELECTRIC COMPANY
COM
369604103
661
37891
SH
DFND
4310
0
33581
GENERAL MILLS INCORPORATED
COM
370334104
296
5000
SH
DFND
0
0
5000
GENUINE PARTS CO
COM
372460105
228
2400
SH
DFND
2250
0
150
GILEAD SCIENCES INC
COM
375558103
2618
36546
SH
DFND
1900
0
34646
HCP INC
COM
40414L109
326
12500
SH
DFND
1800
0
10700
HOME DEPOT INC
COM
437076102
5052
26658
SH
DFND
200
0
26458
HONEYWELL INTERNATIONAL INC
COM
438516106
813
5300
SH
DFND
2030
0
3270
INTEL CORPORATION
COM
458140100
1126
24402
SH
DFND
2500
0
21902
INTERNATIONAL BUSINESS MACHINE
COM
459200101
552
3601
SH
DFND
305
0
3296
ISHARES TR DJ SEL DVI INX
COM
464287168
213
2160
SH
DFND
0
0
2160
ISHARES TR S&P 500 INDEX FUND
COM
464287200
627
2331
SH
DFND
0
0
2331
ISHARES TR MSCI EAFE FUND ETF
COM
464287465
237
3375
SH
DFND
0
0
3375
ISHARES TR NASDAQ BIO FD
NASDAQ BIOTECH IN
464287556
1757
16454
SH
DFND
1200
0
15254
ISHARES DJ US REGIONAL BANKS
COM
464288778
8891
180373
SH
DFND
8545
0
171828
ISHARES US MEDICAL DEVICES ETF
COM
464288810
8979
51751
SH
DFND
1975
0
49776
JPMORGAN CHASE& CO
COM
46625H100
18108
169331
SH
DFND
9005
0
160326
JACOBS ENGINEERING GROUP INC
COM
469814107
2407
36486
SH
DFND
1800
0
34686
JOHNSON& JOHNSON
COM
478160104
12897
92303
SH
DFND
6170
0
86133
KIMBERLY CLARK
COM
494368103
832
6895
SH
DFND
2945
0
3950
KINDER MORGAN INC
COM
49456B101
7068
391172
SH
DFND
13550
0
377622
LOCKHEED MARTIN CORP
COM
539830109
2043
6364
SH
DFND
0
0
6364
LOWES CO INC
COM
548661107
12155
130781
SH
DFND
7035
0
123746
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
1151
58297
SH
DFND
0
0
58297
MATTHEWS PACIFIC TIGER FUND
FUND
577130107
446
14102
SH
DFND
0
0
14102
MATTHEWS ASIAN GROWTH&
INCOME FUND
577130206
250
14333
SH
DFND
0
0
14333
MCDONALDS CORP
COM
580135101
776
4506
SH
DFND
3150
0
1356
MCKESSON CORPORATION
COM
58155Q103
265
1700
SH
DFND
0
0
1700
MERCK& CO. INC.
COM
58933Y105
8089
143745
SH
DFND
3410
0
140335
METLIFE INC
COM
59156R108
8581
169729
SH
DFND
7605
0
162124
MICROSOFT CORP
COM
594918104
19154
223915
SH
DFND
12680
0
211235
MID AMERICA APARTMENT COM.
COM
59522J103
6862
68238
SH
DFND
5800
0
62438
MONDELEZ INTERNATIONAL INC
COM
609207105
255
5953
SH
DFND
750
0
5203
MOODY'S CORP
COM
615369105
202
1367
SH
DFND
0
0
1367
NATIONAL RETAIL PROPERTIES INC
COM
637417106
285
6600
SH
DFND
50
0
6550
NEXTERA ENERGY INC
COM
65339F101
832
5325
SH
DFND
1530
0
3795
NORFOLK SOUTHERN CORP
COM
655844108
308
2126
SH
DFND
0
0
2126
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
670100205
447
8320
SH
DFND
6500
0
1820
OCCIDENTAL PETROLEUM
COM
674599105
267
3630
SH
DFND
0
0
3630
ORACLE CORP
COM
68389X105
10440
220821
SH
DFND
11600
0
209221
PPG INDUSTRIES
COM
693506107
257
2200
SH
DFND
400
0
1800
PPL CORP
COM
69351T106
408
13175
SH
DFND
0
0
13175
DREYFUS MID CAP INDEX FUND
FUND
712223106
231
6213
SH
SOLE
6213
0
0
PEPSICO INCORPORATED
COM
713448108
15172
126517
SH
DFND
8090
0
118427
PFIZER INC
COM
717081103
9163
252988
SH
DFND
16795
0
236193
PHILIP MORRIS INTL INC
COM
718172109
472
4466
SH
DFND
0
0
4466
PHILLIPS 66
COM
718546104
252
2491
SH
DFND
0
0
2491
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
1318
43550
SH
DFND
2800
0
40750
POWERSHARES DYNAMIC
PHARMACEUTICALS
73935X799
733
11425
SH
DFND
0
0
11425
PRAXAIR INC
COM
74005P104
209
1350
SH
DFND
0
0
1350
PRICE T ROWE GROWTH STOCK FD
FUND
741479109
299
4771
SH
SOLE
4771
0
0
PRICELINE GROUP INC
COM
741503403
6640
3821
SH
DFND
132
0
3689
PROCTER AND GAMBLE COMPANY
COM
742718109
7340
79888
SH
DFND
3700
0
76188
QUALCOMM INC.
COM
747525103
11939
186493
SH
DFND
5585
0
180908
RAYTHEON CO NEW
COM
755111507
7086
37724
SH
DFND
830
0
36894
ROYAL BANK CANADA MONTREAL QUE
COM
780087102
314
3850
SH
DFND
0
0
3850
ROYAL DUTCH SHELL PLC CL A ADR
COM
780259206
667
10000
SH
DFND
0
0
10000
S&P 500 DEPOSITARY RECEIPTS
COM
78462F103
715
2679
SH
DFND
1025
0
1654
SPDR S&P ENERGY E&P
COM
78464A730
1111
29875
SH
DFND
0
0
29875
SPDR SERIES TRUST S&P BIOTECH
COM
78464A870
8924
105148
SH
DFND
6195
0
98953
SCHLUMBERGER LIMITED
COM
806857108
7088
105186
SH
DFND
7585
0
97601
SCHWAB CHARLES CORP
COM
808513105
330
6420
SH
DFND
4548
0
1872
SCHWAB 1000 FUND
FUND
808517106
367
5855
SH
DFND
860
0
4994
SCHWAB US LARGE CAP
COM
808524201
876
13742
SH
DFND
725
0
13017
SECT SPDR MATERIALS FUND
COM
81369Y100
232
3830
SH
DFND
3000
0
830
SECT SPDR THE UTILITES SEL FD
COM
81369Y886
785
14898
SH
DFND
5048
0
9850
SPECTRA ENERGY PARTNERS LP
COM
84756N109
320
8100
SH
DFND
0
0
8100
STARBUCKS CORP
COM
855244109
1835
31945
SH
DFND
0
0
31945
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
7504
351492
SH
DFND
24360
0
327132
STRYKER CORP
COM
863667101
329
2125
SH
DFND
1500
0
625
TJX COMPANIES, INC
COM
872540109
535
7000
SH
DFND
0
0
7000
THERMO FISHER SCIENTIFIC INC
COM
883556102
12737
67081
SH
DFND
1380
0
65701
3M CO
COM
88579Y101
905
3847
SH
DFND
1860
0
1987
TORCHMARK CORP
COM
891027104
365
4019
SH
DFND
0
0
4019
TRAVELERS COS INC/THE
COM
89417E109
1890
13935
SH
DFND
0
0
13935
U.S. BANCORP
COM
902973304
559
10433
SH
DFND
3018
0
7415
UNION PACIFIC CORPORATION
COM
907818108
1885
14055
SH
DFND
480
0
13575
UNITED PARCEL SERVICE -CL B
COM
911312106
1733
14548
SH
DFND
1900
0
12648
UNITED TECHNOLOGIES CORP
COM
913017109
11293
88526
SH
DFND
6930
0
81596
UNIVERSAL DISPLAY CORP
COM
91347P105
1476
8550
SH
DFND
0
0
8550
VANECK VECTORS OIL SERVICES
COM
92189F718
523
20090
SH
DFND
0
0
20090
VANGUARD DIVIDEND APPRECIATION
ETF
921908844
203
1994
SH
DFND
0
0
1994
VANGUARD FTSE ALL WORLD
ex US ETF
922042775
1459
26658
SH
DFND
0
0
26658
VANGUARD INFORMATION TECH ETF
COM
92204A702
2722
16522
SH
DFND
0
0
16522
VENTAS INC
COM
92276F100
5934
98889
SH
DFND
2500
0
96389
VANGUARD 500 INDEX FUND
FUND
922908108
643
2605
SH
DFND
1782
0
823
VANGUARD REIT ETF
COM
922908553
206
2480
SH
DFND
0
0
2480
VANGUARD TOTAL STOCK MKT
COM
922908769
1167
8504
SH
DFND
0
0
8504
VERIZON COMMUNICATIONS
COM
92343V104
1746
32996
SH
DFND
3023
0
29973
VISA INC-CLASS A SHRS
COM
92826C839
13546
118804
SH
DFND
3705
0
115099
WALGREEN BOOTS ALLIANCE INC
COM
931427108
334
4600
SH
DFND
0
0
4600
WASTE MANAGEMENT INC.
COM
94106L109
1066
12353
SH
DFND
0
0
12353
WELLS FARGO& CO (NEW)
COM
949746101
1510
24894
SH
DFND
2927
0
21967
WELLTOWER INC
COM
95040Q104
478
7495
SH
DFND
4920
0
2575
WEYERHAEUSER COMPANY
COM
962166104
9073
257310
SH
DFND
10775
0
246535
WHEATON PRECIOUS METALS CORP
COM
962879102
600
27100
SH
DFND
3100
0
24000
PENTAIR PLC
COM
G7S00T104
8295
117453
SH
DFND
7512
0
109941
CORE LABORATORIES N.V.
COM
N22717107
1055
9630
SH
DFND
600
0
9030