The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 2,255 | 59,776 | SH | DFND | 5,515 | 0 | 54,261 | ||
ABBOTT LABORATORIES | COM | 002824100 | 6,659 | 136,983 | SH | DFND | 4,560 | 0 | 132,423 | ||
ABBVIE INC | COM | 00287Y109 | 1,755 | 24,201 | SH | DFND | 350 | 0 | 23,851 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 256 | 4,318 | SH | DFND | 0 | 0 | 4,318 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 9,380 | 251,082 | SH | DFND | 14,015 | 0 | 237,067 | ||
ALPHABET CLASS C | COM | 02079K107 | 1,039 | 1,143 | SH | DFND | 0 | 0 | 1,143 | ||
ALPHABET CLASS A | COM | 02079K305 | 14,851 | 15,974 | SH | DFND | 837 | 0 | 15,137 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 397 | 4,710 | SH | DFND | 150 | 0 | 4,560 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 12,089 | 155,085 | SH | DFND | 3,925 | 0 | 151,160 | ||
AMGEN INC | COM | 031162100 | 262 | 1,520 | SH | DFND | 425 | 0 | 1,095 | ||
APACHE CORP | COM | 037411105 | 3,130 | 65,305 | SH | DFND | 250 | 0 | 65,055 | ||
APPLE INC | COM | 037833100 | 18,773 | 130,349 | SH | DFND | 4,673 | 0 | 125,676 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 565 | 5,510 | SH | DFND | 3,190 | 0 | 2,320 | ||
BANK OF AMERICA CORP | COM | 060505104 | 659 | 27,148 | SH | DFND | 0 | 0 | 27,148 | ||
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 208 | 4,085 | SH | DFND | 0 | 0 | 4,085 | ||
BECTON DICKINSON& CO | COM | 075887109 | 401 | 2,056 | SH | DFND | 0 | 0 | 2,056 | ||
BERKSHIRE HATHAWAY INC | COM | 084670108 | 255 | 1 | SH | DFND | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 2,049 | 12,099 | SH | DFND | 575 | 0 | 11,524 | ||
BIO RAD LABS INC | COM | 090572207 | 672 | 2,970 | SH | DFND | 0 | 0 | 2,970 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 2,642 | 79,220 | SH | DFND | 4,100 | 0 | 75,120 | ||
BOEING COMPANY | COM | 097023105 | 1,057 | 5,346 | SH | DFND | 0 | 0 | 5,346 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 279 | 5,003 | SH | DFND | 200 | 0 | 4,803 | ||
BUCKEYE PARTNERS L P | UNIT LTD PARTNERS | 118230101 | 352 | 5,500 | SH | DFND | 0 | 0 | 5,500 | ||
CVS HEALTH CORPORATION | COM | 126650100 | 11,713 | 145,580 | SH | DFND | 7,610 | 0 | 137,970 | ||
CALPINE CORP | COM | 131347304 | 3,047 | 225,177 | SH | DFND | 11,800 | 0 | 213,377 | ||
CELGENE CORPORATION | COM | 151020104 | 385 | 2,965 | SH | DFND | 0 | 0 | 2,965 | ||
CHEVRON CORP | COM | 166764100 | 12,321 | 118,096 | SH | DFND | 10,575 | 0 | 107,521 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 8,247 | 212,288 | SH | DFND | 14,720 | 0 | 197,568 | ||
CLOROX COMPANY | COM | 189054109 | 273 | 2,050 | SH | DFND | 100 | 0 | 1,950 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,649 | 36,771 | SH | DFND | 300 | 0 | 36,471 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 276 | 4,150 | SH | DFND | 3,200 | 0 | 950 | ||
COHEN& STEERS QUALITY | INCOME REALTY FUN | 19247L106 | 183 | 14,500 | SH | DFND | 0 | 0 | 14,500 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 472 | 6,366 | SH | DFND | 3,300 | 0 | 3,066 | ||
CONOCOPHILLIPS | COM | 20825C104 | 388 | 8,824 | SH | DFND | 0 | 0 | 8,824 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 1,365 | 8,537 | SH | DFND | 1,010 | 0 | 7,527 | ||
CROWN CASTLE INTERNATIONAL | COM | 22822V101 | 9,302 | 92,850 | SH | DFND | 2,110 | 0 | 90,740 | ||
DNP SELECT INCOME FUND, INC. | COM | 23325P104 | 135 | 12,287 | SH | DFND | 5,000 | 0 | 7,287 | ||
DEERE& CO | COM | 244199105 | 268 | 2,166 | SH | DFND | 0 | 0 | 2,166 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 1,605 | 50,195 | SH | DFND | 800 | 0 | 49,395 | ||
DISNEY CO. (WALT) | COM | 254687106 | 12,063 | 113,535 | SH | DFND | 8,415 | 0 | 105,120 | ||
DISCOVER FINL SVCS | COM | 254709108 | 6,902 | 110,981 | SH | DFND | 950 | 0 | 110,031 | ||
DISH NETWORK CORP | COM | 25470M109 | 565 | 9,000 | SH | DFND | 0 | 0 | 9,000 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 1,020 | 12,642 | SH | DFND | 1,000 | 0 | 11,642 | ||
DUKE ENERGY CORP | COM | 26441C204 | 1,080 | 12,923 | SH | DFND | 4,608 | 0 | 8,315 | ||
EOG RESOURCES INC | COM | 26875P101 | 1,913 | 21,137 | SH | DFND | 2,090 | 0 | 19,047 | ||
MANAGERS TR PF ISE CYBER SEC | COM | 26924G201 | 10,400 | 346,431 | SH | DFND | 20,230 | 0 | 326,201 | ||
ECOLAB INC | COM | 278865100 | 1,637 | 12,331 | SH | DFND | 145 | 0 | 12,186 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 704 | 11,805 | SH | DFND | 0 | 0 | 11,805 | ||
ENBRIDGE INC | COM | 29250N105 | 219 | 5,507 | SH | DFND | 0 | 0 | 5,507 | ||
ESSEX PROPERTIES TRUST | COM | 297178105 | 408 | 1,587 | SH | DFND | 0 | 0 | 1,587 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 901 | 14,847 | SH | DFND | 0 | 0 | 14,847 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,738 | 71,075 | SH | DFND | 7,230 | 0 | 63,845 | ||
FACEBOOK, INC | COM | 30303M102 | 305 | 2,018 | SH | DFND | 0 | 0 | 2,018 | ||
FEDEX CORPORATION | COM | 31428X106 | 2,283 | 10,504 | SH | DFND | 0 | 0 | 10,504 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 7,108 | 263,161 | SH | DFND | 20,080 | 0 | 243,081 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 277 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
GENUINE PARTS CO | COM | 372460105 | 237 | 2,550 | SH | DFND | 2,450 | 0 | 100 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,762 | 53,150 | SH | DFND | 2,450 | 0 | 50,700 | ||
HCP INC | COM | 40414L109 | 390 | 12,200 | SH | DFND | 1,800 | 0 | 10,400 | ||
HOME DEPOT INC | COM | 437076102 | 4,138 | 26,972 | SH | DFND | 200 | 0 | 26,772 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 766 | 5,750 | SH | DFND | 2,030 | 0 | 3,720 | ||
INTEL CORPORATION | COM | 458140100 | 972 | 28,802 | SH | DFND | 2,500 | 0 | 26,302 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 580 | 3,771 | SH | DFND | 305 | 0 | 3,466 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 208 | 2,252 | SH | DFND | 0 | 0 | 2,252 | ||
ISHARES TR S&P 500 INDEX FUND | COM | 464287200 | 571 | 2,347 | SH | DFND | 0 | 0 | 2,347 | ||
ISHARES TR MSCI EAFE FUND ETF | COM | 464287465 | 220 | 3,375 | SH | DFND | 0 | 0 | 3,375 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 1,674 | 5,398 | SH | DFND | 400 | 0 | 4,998 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 7,056 | 154,896 | SH | DFND | 8,645 | 0 | 146,251 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 8,959 | 53,770 | SH | DFND | 1,975 | 0 | 51,795 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 15,954 | 174,553 | SH | DFND | 9,475 | 0 | 165,078 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 2,088 | 38,396 | SH | DFND | 2,200 | 0 | 36,196 | ||
JOHNSON& JOHNSON | COM | 478160104 | 12,700 | 96,002 | SH | DFND | 6,370 | 0 | 89,632 | ||
KIMBERLY CLARK | COM | 494368103 | 877 | 6,795 | SH | DFND | 2,945 | 0 | 3,850 | ||
KINDER MORGAN INC | COM | 49456B101 | 8,243 | 430,222 | SH | DFND | 13,550 | 0 | 416,672 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,739 | 6,264 | SH | DFND | 0 | 0 | 6,264 | ||
LOWES CO INC | COM | 548661107 | 10,304 | 132,906 | SH | DFND | 7,085 | 0 | 125,821 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 1,067 | 58,297 | SH | DFND | 0 | 0 | 58,297 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 378 | 13,715 | SH | DFND | 0 | 0 | 13,715 | ||
MATTHEWS ASIAN GROWTH& | INCOME FUND | 577130206 | 286 | 16,741 | SH | DFND | 2,407 | 0 | 14,333 | ||
MCDONALDS CORP | COM | 580135101 | 690 | 4,506 | SH | DFND | 3,250 | 0 | 1,256 | ||
MCKESSON CORPORATION | COM | 58155Q103 | 318 | 1,930 | SH | DFND | 0 | 0 | 1,930 | ||
MERCK& CO. INC. | COM | 58933Y105 | 6,186 | 96,522 | SH | DFND | 3,410 | 0 | 93,112 | ||
METLIFE INC | COM | 59156R108 | 9,326 | 169,752 | SH | DFND | 8,005 | 0 | 161,747 | ||
MICROSOFT CORP | COM | 594918104 | 16,068 | 233,101 | SH | DFND | 13,580 | 0 | 219,521 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 7,092 | 67,297 | SH | DFND | 5,850 | 0 | 61,447 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 261 | 6,053 | SH | DFND | 750 | 0 | 5,303 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 258 | 6,600 | SH | DFND | 50 | 0 | 6,550 | ||
NEWELL BRANDS INC. | COM | 651229106 | 7,213 | 134,513 | SH | DFND | 5,835 | 0 | 128,678 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 729 | 5,205 | SH | DFND | 1,530 | 0 | 3,675 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 259 | 2,126 | SH | DFND | 0 | 0 | 2,126 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 357 | 8,320 | SH | DFND | 6,500 | 0 | 1,820 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 228 | 3,805 | SH | DFND | 0 | 0 | 3,805 | ||
ORACLE CORP | COM | 68389X105 | 11,079 | 220,960 | SH | DFND | 11,800 | 0 | 209,160 | ||
PPG INDUSTRIES | COM | 693506107 | 242 | 2,200 | SH | DFND | 400 | 0 | 1,800 | ||
PPL CORP | COM | 69351T106 | 616 | 15,925 | SH | DFND | 800 | 0 | 15,125 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 230 | 6,213 | SH | SOLE | 6,213 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 13,422 | 116,214 | SH | DFND | 7,590 | 0 | 108,624 | ||
PFIZER INC | COM | 717081103 | 8,659 | 257,780 | SH | DFND | 17,095 | 0 | 240,685 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 525 | 4,466 | SH | DFND | 0 | 0 | 4,466 | ||
PHILLIPS 66 | COM | 718546104 | 229 | 2,764 | SH | DFND | 0 | 0 | 2,764 | ||
PWRSHRS WILDERHIL CLEAN ENERGY | COM | 73935X500 | 114 | 26,300 | SH | DFND | 0 | 0 | 26,300 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,317 | 48,850 | SH | DFND | 6,800 | 0 | 42,050 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 717 | 11,425 | SH | DFND | 0 | 0 | 11,425 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 304 | 4,771 | SH | SOLE | 4,771 | 0 | 0 | ||
PRICELINE GROUP INC | COM | 741503403 | 346 | 185 | SH | DFND | 0 | 0 | 185 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 7,067 | 81,093 | SH | DFND | 4,000 | 0 | 77,093 | ||
QUALCOMM INC. | COM | 747525103 | 9,357 | 169,441 | SH | DFND | 5,255 | 0 | 164,186 | ||
RAYTHEON CO NEW | COM | 755111507 | 6,195 | 38,366 | SH | DFND | 830 | 0 | 37,536 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 279 | 3,850 | SH | DFND | 0 | 0 | 3,850 | ||
ROYAL DUTCH SHELL PLC CL A ADR | COM | 780259206 | 532 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 605 | 2,504 | SH | DFND | 850 | 0 | 1,654 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 8,138 | 105,448 | SH | DFND | 6,245 | 0 | 99,203 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 7,891 | 119,858 | SH | DFND | 8,535 | 0 | 111,323 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 314 | 7,297 | SH | DFND | 4,548 | 0 | 2,749 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 367 | 6,256 | SH | DFND | 860 | 0 | 5,396 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 732 | 12,667 | SH | DFND | 0 | 0 | 12,667 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 206 | 3,830 | SH | DFND | 3,000 | 0 | 830 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 803 | 15,448 | SH | DFND | 5,148 | 0 | 10,300 | ||
J.M. SMUCKER CO (NEW) | COM | 832696405 | 580 | 4,900 | SH | DFND | 0 | 0 | 4,900 | ||
SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | 412 | 9,600 | SH | DFND | 0 | 0 | 9,600 | ||
STARBUCKS CORP | COM | 855244109 | 1,733 | 29,712 | SH | DFND | 0 | 0 | 29,712 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 7,675 | 342,769 | SH | DFND | 24,510 | 0 | 318,259 | ||
STRYKER CORP | COM | 863667101 | 298 | 2,150 | SH | DFND | 1,500 | 0 | 650 | ||
TJX COMPANIES, INC | COM | 872540109 | 491 | 6,800 | SH | DFND | 0 | 0 | 6,800 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 11,964 | 68,572 | SH | DFND | 1,530 | 0 | 67,042 | ||
3M CO | COM | 88579Y101 | 840 | 4,033 | SH | DFND | 1,875 | 0 | 2,158 | ||
TORCHMARK CORP | COM | 891027104 | 317 | 4,150 | SH | DFND | 0 | 0 | 4,150 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 1,876 | 14,825 | SH | DFND | 0 | 0 | 14,825 | ||
U.S. BANCORP | COM | 902973304 | 577 | 11,106 | SH | DFND | 3,841 | 0 | 7,265 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 1,524 | 13,995 | SH | DFND | 500 | 0 | 13,495 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 1,488 | 13,458 | SH | DFND | 1,900 | 0 | 11,558 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 10,924 | 89,464 | SH | DFND | 7,130 | 0 | 82,334 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 934 | 8,550 | SH | DFND | 0 | 0 | 8,550 | ||
VANGUARD FTSE ALL WORLD | ex US ETF | 922042775 | 1,344 | 26,858 | SH | DFND | 0 | 0 | 26,858 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,533 | 17,982 | SH | DFND | 0 | 0 | 17,982 | ||
VENTAS INC | COM | 92276F100 | 7,255 | 104,417 | SH | DFND | 2,500 | 0 | 101,917 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 583 | 2,605 | SH | DFND | 1,782 | 0 | 823 | ||
VANGUARD REIT ETF | COM | 922908553 | 664 | 7,979 | SH | DFND | 0 | 0 | 7,979 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 1,021 | 8,204 | SH | DFND | 0 | 0 | 8,204 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 1,766 | 39,537 | SH | DFND | 3,245 | 0 | 36,292 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 11,384 | 121,392 | SH | DFND | 3,705 | 0 | 117,687 | ||
WALGREEN BOOTS ALLIANCE INC | COM | 931427108 | 360 | 4,600 | SH | DFND | 0 | 0 | 4,600 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 902 | 12,303 | SH | DFND | 0 | 0 | 12,303 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 1,689 | 30,476 | SH | DFND | 4,472 | 0 | 26,004 | ||
WELLTOWER INC | COM | 95040Q104 | 565 | 7,545 | SH | DFND | 5,020 | 0 | 2,525 | ||
WEYERHAEUSER COMPANY | COM | 962166104 | 8,054 | 240,424 | SH | DFND | 4,200 | 0 | 236,224 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 527 | 26,500 | SH | DFND | 3,100 | 0 | 23,400 | ||
PENTAIR PLC | COM | G7S00T104 | 7,995 | 120,153 | SH | DFND | 7,612 | 0 | 112,541 | ||
UBS GROUP AG | COM | H42097107 | 549 | 32,345 | SH | DFND | 3,000 | 0 | 29,345 | ||
CORE LABORATORIES N.V. | COM | N22717107 | 960 | 9,475 | SH | DFND | 600 | 0 | 8,875 |