0000883790-17-000006.txt : 20170714
0000883790-17-000006.hdr.sgml : 20170714
20170713184302
ACCESSION NUMBER: 0000883790-17-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170714
DATE AS OF CHANGE: 20170713
EFFECTIVENESS DATE: 20170714
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 17964283
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000883790
XXXXXXXX
06-30-2017
06-30-2017
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
Anna Formicola
Senior Vice President
415-989-0100
ANNA FORMICOLA
SAN FRANCISCO
CA
07-13-2017
0
150
487361
false
INFORMATION TABLE
2
F13F.xml
13F 6-30-2017
AT&T INC
COM
00206R102
2255
59776
SH
DFND
5515
0
54261
ABBOTT LABORATORIES
COM
002824100
6659
136983
SH
DFND
4560
0
132423
ABBVIE INC
COM
00287Y109
1755
24201
SH
DFND
350
0
23851
AGILENT TECHNOLOGIES INC
COM
00846U101
256
4318
SH
DFND
0
0
4318
AIR LEASE CORP CL A
COM
00912X302
9380
251082
SH
DFND
14015
0
237067
ALPHABET CLASS C
COM
02079K107
1039
1143
SH
DFND
0
0
1143
ALPHABET CLASS A
COM
02079K305
14851
15974
SH
DFND
837
0
15137
AMERICAN EXPRESS CO
COM
025816109
397
4710
SH
DFND
150
0
4560
AMERICAN WATER WORKS CO
COM
030420103
12089
155085
SH
DFND
3925
0
151160
AMGEN INC
COM
031162100
262
1520
SH
DFND
425
0
1095
APACHE CORP
COM
037411105
3130
65305
SH
DFND
250
0
65055
APPLE INC
COM
037833100
18773
130349
SH
DFND
4673
0
125676
AUTOMATIC DATA PROCESSING INC
COM
053015103
565
5510
SH
DFND
3190
0
2320
BANK OF AMERICA CORP
COM
060505104
659
27148
SH
DFND
0
0
27148
BANK OF NEW YORK MELLON CORP
COM
064058100
208
4085
SH
DFND
0
0
4085
BECTON DICKINSON& CO
COM
075887109
401
2056
SH
DFND
0
0
2056
BERKSHIRE HATHAWAY INC
COM
084670108
255
1
SH
DFND
0
0
1
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
2049
12099
SH
DFND
575
0
11524
BIO RAD LABS INC
COM
090572207
672
2970
SH
DFND
0
0
2970
THE BLACKSTONE GROUP LP
COM
09253U108
2642
79220
SH
DFND
4100
0
75120
BOEING COMPANY
COM
097023105
1057
5346
SH
DFND
0
0
5346
BRISTOL-MYERS SQUIBB CO
COM
110122108
279
5003
SH
DFND
200
0
4803
BUCKEYE PARTNERS L P
UNIT LTD PARTNERS
118230101
352
5500
SH
DFND
0
0
5500
CVS HEALTH CORPORATION
COM
126650100
11713
145580
SH
DFND
7610
0
137970
CALPINE CORP
COM
131347304
3047
225177
SH
DFND
11800
0
213377
CELGENE CORPORATION
COM
151020104
385
2965
SH
DFND
0
0
2965
CHEVRON CORP
COM
166764100
12321
118096
SH
DFND
10575
0
107521
CINEMARK HOLDINGS INC
COM
17243V102
8247
212288
SH
DFND
14720
0
197568
CLOROX COMPANY
COM
189054109
273
2050
SH
DFND
100
0
1950
COCA-COLA COMPANY
COM
191216100
1649
36771
SH
DFND
300
0
36471
COGNIZANT TECH SOL CL A
COM
192446102
276
4150
SH
DFND
3200
0
950
COHEN& STEERS QUALITY
INCOME REALTY FUN
19247L106
183
14500
SH
DFND
0
0
14500
COLGATE-PALMOLIVE CO.
COM
194162103
472
6366
SH
DFND
3300
0
3066
CONOCOPHILLIPS
COM
20825C104
388
8824
SH
DFND
0
0
8824
COSTCO WHSL CORP (NEW)
COM
22160K105
1365
8537
SH
DFND
1010
0
7527
CROWN CASTLE INTERNATIONAL
COM
22822V101
9302
92850
SH
DFND
2110
0
90740
DNP SELECT INCOME FUND, INC.
COM
23325P104
135
12287
SH
DFND
5000
0
7287
DEERE& CO
COM
244199105
268
2166
SH
DFND
0
0
2166
DEVON ENERGY CORP (NEW)
COM
25179M103
1605
50195
SH
DFND
800
0
49395
DISNEY CO. (WALT)
COM
254687106
12063
113535
SH
DFND
8415
0
105120
DISCOVER FINL SVCS
COM
254709108
6902
110981
SH
DFND
950
0
110031
DISH NETWORK CORP
COM
25470M109
565
9000
SH
DFND
0
0
9000
DU PONT (E.I.) DE NEMOURS
COM
263534109
1020
12642
SH
DFND
1000
0
11642
DUKE ENERGY CORP
COM
26441C204
1080
12923
SH
DFND
4608
0
8315
EOG RESOURCES INC
COM
26875P101
1913
21137
SH
DFND
2090
0
19047
MANAGERS TR PF ISE CYBER SEC
COM
26924G201
10400
346431
SH
DFND
20230
0
326201
ECOLAB INC
COM
278865100
1637
12331
SH
DFND
145
0
12186
EMERSON ELECTRIC COMPANY
COM
291011104
704
11805
SH
DFND
0
0
11805
ENBRIDGE INC
COM
29250N105
219
5507
SH
DFND
0
0
5507
ESSEX PROPERTIES TRUST
COM
297178105
408
1587
SH
DFND
0
0
1587
EVERSOURCE ENERGY
COM
30040W108
901
14847
SH
DFND
0
0
14847
EXXON MOBIL CORP
COM
30231G102
5738
71075
SH
DFND
7230
0
63845
FACEBOOK, INC
COM
30303M102
305
2018
SH
DFND
0
0
2018
FEDEX CORPORATION
COM
31428X106
2283
10504
SH
DFND
0
0
10504
GENERAL ELECTRIC COMPANY
COM
369604103
7108
263161
SH
DFND
20080
0
243081
GENERAL MILLS INCORPORATED
COM
370334104
277
5000
SH
DFND
0
0
5000
GENUINE PARTS CO
COM
372460105
237
2550
SH
DFND
2450
0
100
GILEAD SCIENCES INC
COM
375558103
3762
53150
SH
DFND
2450
0
50700
HCP INC
COM
40414L109
390
12200
SH
DFND
1800
0
10400
HOME DEPOT INC
COM
437076102
4138
26972
SH
DFND
200
0
26772
HONEYWELL INTERNATIONAL INC
COM
438516106
766
5750
SH
DFND
2030
0
3720
INTEL CORPORATION
COM
458140100
972
28802
SH
DFND
2500
0
26302
INTERNATIONAL BUSINESS MACHINE
COM
459200101
580
3771
SH
DFND
305
0
3466
ISHARES TR DJ SEL DVI INX
COM
464287168
208
2252
SH
DFND
0
0
2252
ISHARES TR S&P 500 INDEX FUND
COM
464287200
571
2347
SH
DFND
0
0
2347
ISHARES TR MSCI EAFE FUND ETF
COM
464287465
220
3375
SH
DFND
0
0
3375
ISHARES TR NASDAQ BIO FD
NASDAQ BIOTECH IN
464287556
1674
5398
SH
DFND
400
0
4998
ISHARES DJ US REGIONAL BANKS
COM
464288778
7056
154896
SH
DFND
8645
0
146251
ISHARES US MEDICAL DEVICES ETF
COM
464288810
8959
53770
SH
DFND
1975
0
51795
JPMORGAN CHASE& CO
COM
46625H100
15954
174553
SH
DFND
9475
0
165078
JACOBS ENGINEERING GROUP INC
COM
469814107
2088
38396
SH
DFND
2200
0
36196
JOHNSON& JOHNSON
COM
478160104
12700
96002
SH
DFND
6370
0
89632
KIMBERLY CLARK
COM
494368103
877
6795
SH
DFND
2945
0
3850
KINDER MORGAN INC
COM
49456B101
8243
430222
SH
DFND
13550
0
416672
LOCKHEED MARTIN CORP
COM
539830109
1739
6264
SH
DFND
0
0
6264
LOWES CO INC
COM
548661107
10304
132906
SH
DFND
7085
0
125821
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
1067
58297
SH
DFND
0
0
58297
MATTHEWS PACIFIC TIGER FUND
FUND
577130107
378
13715
SH
DFND
0
0
13715
MATTHEWS ASIAN GROWTH&
INCOME FUND
577130206
286
16741
SH
DFND
2407
0
14333
MCDONALDS CORP
COM
580135101
690
4506
SH
DFND
3250
0
1256
MCKESSON CORPORATION
COM
58155Q103
318
1930
SH
DFND
0
0
1930
MERCK& CO. INC.
COM
58933Y105
6186
96522
SH
DFND
3410
0
93112
METLIFE INC
COM
59156R108
9326
169752
SH
DFND
8005
0
161747
MICROSOFT CORP
COM
594918104
16068
233101
SH
DFND
13580
0
219521
MID AMERICA APARTMENT COM.
COM
59522J103
7092
67297
SH
DFND
5850
0
61447
MONDELEZ INTERNATIONAL INC
COM
609207105
261
6053
SH
DFND
750
0
5303
NATIONAL RETAIL PROPERTIES INC
COM
637417106
258
6600
SH
DFND
50
0
6550
NEWELL BRANDS INC.
COM
651229106
7213
134513
SH
DFND
5835
0
128678
NEXTERA ENERGY INC
COM
65339F101
729
5205
SH
DFND
1530
0
3675
NORFOLK SOUTHERN CORP
COM
655844108
259
2126
SH
DFND
0
0
2126
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
670100205
357
8320
SH
DFND
6500
0
1820
OCCIDENTAL PETROLEUM
COM
674599105
228
3805
SH
DFND
0
0
3805
ORACLE CORP
COM
68389X105
11079
220960
SH
DFND
11800
0
209160
PPG INDUSTRIES
COM
693506107
242
2200
SH
DFND
400
0
1800
PPL CORP
COM
69351T106
616
15925
SH
DFND
800
0
15125
DREYFUS MID CAP INDEX FUND
FUND
712223106
230
6213
SH
SOLE
6213
0
0
PEPSICO INCORPORATED
COM
713448108
13422
116214
SH
DFND
7590
0
108624
PFIZER INC
COM
717081103
8659
257780
SH
DFND
17095
0
240685
PHILIP MORRIS INTL INC
COM
718172109
525
4466
SH
DFND
0
0
4466
PHILLIPS 66
COM
718546104
229
2764
SH
DFND
0
0
2764
PWRSHRS WILDERHIL CLEAN ENERGY
COM
73935X500
114
26300
SH
DFND
0
0
26300
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
1317
48850
SH
DFND
6800
0
42050
POWERSHARES DYNAMIC
PHARMACEUTICALS
73935X799
717
11425
SH
DFND
0
0
11425
PRICE T ROWE GROWTH STOCK FD
FUND
741479109
304
4771
SH
SOLE
4771
0
0
PRICELINE GROUP INC
COM
741503403
346
185
SH
DFND
0
0
185
PROCTER AND GAMBLE COMPANY
COM
742718109
7067
81093
SH
DFND
4000
0
77093
QUALCOMM INC.
COM
747525103
9357
169441
SH
DFND
5255
0
164186
RAYTHEON CO NEW
COM
755111507
6195
38366
SH
DFND
830
0
37536
ROYAL BANK CANADA MONTREAL QUE
COM
780087102
279
3850
SH
DFND
0
0
3850
ROYAL DUTCH SHELL PLC CL A ADR
COM
780259206
532
10000
SH
DFND
0
0
10000
S&P 500 DEPOSITARY RECEIPTS
COM
78462F103
605
2504
SH
DFND
850
0
1654
SPDR SERIES TRUST S&P BIOTECH
COM
78464A870
8138
105448
SH
DFND
6245
0
99203
SCHLUMBERGER LIMITED
COM
806857108
7891
119858
SH
DFND
8535
0
111323
SCHWAB CHARLES CORP
COM
808513105
314
7297
SH
DFND
4548
0
2749
SCHWAB 1000 FUND
FUND
808517106
367
6256
SH
DFND
860
0
5396
SCHWAB US LARGE CAP
COM
808524201
732
12667
SH
DFND
0
0
12667
SECT SPDR MATERIALS FUND
COM
81369Y100
206
3830
SH
DFND
3000
0
830
SECT SPDR THE UTILITES SEL FD
COM
81369Y886
803
15448
SH
DFND
5148
0
10300
J.M. SMUCKER CO (NEW)
COM
832696405
580
4900
SH
DFND
0
0
4900
SPECTRA ENERGY PARTNERS LP
COM
84756N109
412
9600
SH
DFND
0
0
9600
STARBUCKS CORP
COM
855244109
1733
29712
SH
DFND
0
0
29712
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
7675
342769
SH
DFND
24510
0
318259
STRYKER CORP
COM
863667101
298
2150
SH
DFND
1500
0
650
TJX COMPANIES, INC
COM
872540109
491
6800
SH
DFND
0
0
6800
THERMO FISHER SCIENTIFIC INC
COM
883556102
11964
68572
SH
DFND
1530
0
67042
3M CO
COM
88579Y101
840
4033
SH
DFND
1875
0
2158
TORCHMARK CORP
COM
891027104
317
4150
SH
DFND
0
0
4150
TRAVELERS COS INC/THE
COM
89417E109
1876
14825
SH
DFND
0
0
14825
U.S. BANCORP
COM
902973304
577
11106
SH
DFND
3841
0
7265
UNION PACIFIC CORPORATION
COM
907818108
1524
13995
SH
DFND
500
0
13495
UNITED PARCEL SERVICE -CL B
COM
911312106
1488
13458
SH
DFND
1900
0
11558
UNITED TECHNOLOGIES CORP
COM
913017109
10924
89464
SH
DFND
7130
0
82334
UNIVERSAL DISPLAY CORP
COM
91347P105
934
8550
SH
DFND
0
0
8550
VANGUARD FTSE ALL WORLD
ex US ETF
922042775
1344
26858
SH
DFND
0
0
26858
VANGUARD INFORMATION TECH ETF
COM
92204A702
2533
17982
SH
DFND
0
0
17982
VENTAS INC
COM
92276F100
7255
104417
SH
DFND
2500
0
101917
VANGUARD 500 INDEX FUND
FUND
922908108
583
2605
SH
DFND
1782
0
823
VANGUARD REIT ETF
COM
922908553
664
7979
SH
DFND
0
0
7979
VANGUARD TOTAL STOCK MKT
COM
922908769
1021
8204
SH
DFND
0
0
8204
VERIZON COMMUNICATIONS
COM
92343V104
1766
39537
SH
DFND
3245
0
36292
VISA INC-CLASS A SHRS
COM
92826C839
11384
121392
SH
DFND
3705
0
117687
WALGREEN BOOTS ALLIANCE INC
COM
931427108
360
4600
SH
DFND
0
0
4600
WASTE MANAGEMENT INC.
COM
94106L109
902
12303
SH
DFND
0
0
12303
WELLS FARGO& CO (NEW)
COM
949746101
1689
30476
SH
DFND
4472
0
26004
WELLTOWER INC
COM
95040Q104
565
7545
SH
DFND
5020
0
2525
WEYERHAEUSER COMPANY
COM
962166104
8054
240424
SH
DFND
4200
0
236224
WHEATON PRECIOUS METALS CORP
COM
962879102
527
26500
SH
DFND
3100
0
23400
PENTAIR PLC
COM
G7S00T104
7995
120153
SH
DFND
7612
0
112541
UBS GROUP AG
COM
H42097107
549
32345
SH
DFND
3000
0
29345
CORE LABORATORIES N.V.
COM
N22717107
960
9475
SH
DFND
600
0
8875