0000883790-17-000004.txt : 20170425
0000883790-17-000004.hdr.sgml : 20170425
20170424193125
ACCESSION NUMBER: 0000883790-17-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170425
DATE AS OF CHANGE: 20170424
EFFECTIVENESS DATE: 20170425
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 17779334
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000883790
XXXXXXXX
03-31-2017
03-31-2017
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
ANNA FORMICOLA
SENIOR VICE PRESIDENT
4159890100
ANNA FORMICOLA
SAN FRANCISCO
CA
04-24-2017
0
155
478132
false
INFORMATION TABLE
2
F13F.xml
13F 3-31-17
AT&T INC
COM
00206R102
2674
64366
SH
DFND
5565
0
58801
ABBOTT LABORATORIES
COM
002824100
6103
137418
SH
DFND
4685
0
132733
ABBVIE INC
COM
00287Y109
2011
30866
SH
DFND
1550
0
29316
AGILENT TECHNOLOGIES INC
COM
00846U101
228
4318
SH
DFND
0
0
4318
AIR LEASE CORP CL A
COM
00912X302
9722
250882
SH
DFND
14565
0
236317
AIR PRODUCTS& CHEMICALS INC
COM
009158106
250
1850
SH
DFND
0
0
1850
ALPHABET CLASS C
COM
02079K107
962
1160
SH
DFND
0
0
1160
ALPHABET CLASS A
COM
02079K305
13722
16186
SH
DFND
827
0
15359
AMERICAN ELECT PWR INC
COM
025537101
361
5380
SH
DFND
0
0
5380
AMERICAN EXPRESS CO
COM
025816109
640
8085
SH
DFND
150
0
7935
AMERICAN WATER WORKS CO
COM
030420103
12102
155610
SH
DFND
4100
0
151510
AMGEN INC
COM
031162100
249
1520
SH
DFND
425
0
1095
APACHE CORP
COM
037411105
3267
63580
SH
DFND
250
0
63330
APPLE INC
COM
037833100
20248
140943
SH
DFND
5103
0
135840
AUTOMATIC DATA PROCESSING INC
COM
053015103
600
5860
SH
DFND
3540
0
2320
BANK OF AMERICA CORP
COM
060505104
635
26898
SH
DFND
0
0
26898
BECTON DICKINSON& CO
COM
075887109
405
2206
SH
DFND
0
0
2206
BERKSHIRE HATHAWAY INC
COM
084670108
250
1
SH
DFND
0
0
1
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
1993
11959
SH
DFND
575
0
11384
BIO RAD LABS INC
COM
090572207
636
3190
SH
DFND
0
0
3190
THE BLACKSTONE GROUP LP
COM
09253U108
2468
83095
SH
DFND
4100
0
78995
BOEING COMPANY
COM
097023105
962
5439
SH
DFND
0
0
5439
BRISTOL-MYERS SQUIBB CO
COM
110122108
250
4603
SH
DFND
200
0
4403
BUCKEYE PARTNERS L P
UNIT LTD PARTNERS
118230101
425
6200
SH
DFND
0
0
6200
CVS HEALTH CORPORATION
COM
126650100
11228
143030
SH
DFND
7655
0
135375
CALPINE CORP
COM
131347304
2569
232477
SH
DFND
12200
0
220277
CELGENE CORPORATION
COM
151020104
444
3565
SH
DFND
0
0
3565
CHEVRON CORP
COM
166764100
12792
119143
SH
DFND
10800
0
108343
CINEMARK HOLDINGS INC
COM
17243V102
9526
214843
SH
DFND
15370
0
199473
CLOROX COMPANY
COM
189054109
276
2050
SH
DFND
100
0
1950
COCA-COLA COMPANY
COM
191216100
1584
37321
SH
DFND
300
0
37021
COGNIZANT TECH SOL CL A
COM
192446102
247
4150
SH
DFND
3200
0
950
COHEN& STEERS QUALITY
INCOME REALTY FUN
19247L106
178
14500
SH
DFND
0
0
14500
COLGATE-PALMOLIVE CO.
COM
194162103
466
6366
SH
DFND
3300
0
3066
CONOCOPHILLIPS
COM
20825C104
440
8824
SH
DFND
0
0
8824
COSTCO WHSL CORP (NEW)
COM
22160K105
1467
8747
SH
DFND
1040
0
7707
CROWN CASTLE INTERNATIONAL
COM
22822V101
8788
93045
SH
DFND
2235
0
90810
DNP SELECT INCOME FUND, INC.
COM
23325P104
133
12287
SH
DFND
5000
0
7287
DEERE& CO
COM
244199105
236
2166
SH
DFND
0
0
2166
DEVON ENERGY CORP (NEW)
COM
25179M103
2116
50725
SH
DFND
100
0
50625
DIREXION DAILY S&P 500 BEAR
3X SHARES ETF
25459Y371
201
22170
SH
DFND
0
0
22170
DISNEY CO. (WALT)
COM
254687106
12992
114580
SH
DFND
8655
0
105925
DISH NETWORK CORP
COM
25470M109
571
9000
SH
DFND
0
0
9000
DU PONT (E.I.) DE NEMOURS
COM
263534109
1071
13332
SH
DFND
1000
0
12332
DUKE ENERGY CORP
COM
26441C204
1078
13148
SH
DFND
4608
0
8540
EOG RESOURCES INC
COM
26875P101
2130
21833
SH
DFND
2160
0
19673
MANAGERS TR PF ISE CYBER SEC
COM
26924G201
10306
349106
SH
DFND
20455
0
328651
ECOLAB INC
COM
278865100
1532
12226
SH
DFND
145
0
12081
EMERSON ELECTRIC COMPANY
COM
291011104
719
12005
SH
DFND
0
0
12005
ENBRIDGE INC
COM
29250N105
284
6791
SH
DFND
0
0
6791
ENTERPRISE PRD PRTNRS LP
COM
293792107
222
8036
SH
DFND
0
0
8036
ESSEX PROPERTIES TRUST
COM
297178105
365
1576
SH
DFND
0
0
1576
EVERSOURCE ENERGY
COM
30040W108
912
15512
SH
DFND
0
0
15512
EXXON MOBIL CORP
COM
30231G102
5852
71355
SH
DFND
7230
0
64125
FACEBOOK, INC
COM
30303M102
287
2018
SH
DFND
0
0
2018
FEDEX CORPORATION
COM
31428X106
1662
8517
SH
DFND
45
0
8472
GENERAL ELECTRIC COMPANY
COM
369604103
5917
198551
SH
DFND
15135
0
183416
GENERAL MILLS INCORPORATED
COM
370334104
295
5000
SH
DFND
0
0
5000
GENUINE PARTS CO
COM
372460105
314
3400
SH
DFND
3050
0
350
GILEAD SCIENCES INC
COM
375558103
3997
58850
SH
DFND
2550
0
56300
GREAT PLAINS ENERGY INC
COM
391164100
245
8400
SH
DFND
0
0
8400
HCP INC
COM
40414L109
396
12662
SH
DFND
1800
0
10862
HOME DEPOT INC
COM
437076102
4033
27468
SH
DFND
200
0
27268
HONEYWELL INTERNATIONAL INC
COM
438516106
871
6975
SH
DFND
2030
0
4945
INTEL CORPORATION
COM
458140100
1048
29042
SH
DFND
2700
0
26342
INTERNATIONAL BUSINESS MACHINE
COM
459200101
704
4041
SH
DFND
505
0
3536
ISHARES TR DJ SEL DVI INX
COM
464287168
205
2252
SH
DFND
0
0
2252
ISHARES TR S&P 500 INDEX FUND
COM
464287200
557
2347
SH
DFND
0
0
2347
ISHARES TR MSCI EAFE FUND ETF
COM
464287465
210
3375
SH
DFND
0
0
3375
ISHARES TR NASDAQ BIO FD
NASDAQ BIOTECH IN
464287556
1633
5568
SH
DFND
400
0
5168
ISHARES DJ US REGIONAL BANKS
COM
464288778
6898
153973
SH
DFND
8870
0
145103
ISHARES US MEDICAL DEVICES ETF
COM
464288810
8453
55825
SH
DFND
2025
0
53800
JPMORGAN CHASE& CO
COM
46625H100
15269
173823
SH
DFND
10005
0
163818
JACOBS ENGINEERING GROUP INC
COM
469814107
2111
38196
SH
DFND
2200
0
35996
JOHNSON& JOHNSON
COM
478160104
12333
99020
SH
DFND
6600
0
92420
KIMBERLY CLARK
COM
494368103
931
7071
SH
DFND
2945
0
4126
KINDER MORGAN INC
COM
49456B101
8267
380257
SH
DFND
13900
0
366357
KINDER MORGAN INC MAND CVT PFD
9.75% 10/26/18
49456B200
219
4400
SH
DFND
0
0
4400
LOCKHEED MARTIN CORP
COM
539830109
1703
6364
SH
DFND
0
0
6364
LOWES CO INC
COM
548661107
11008
133896
SH
DFND
7315
0
126581
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
1009
58297
SH
DFND
0
0
58297
MATTHEWS PACIFIC TIGER FUND
FUND
577130107
354
13715
SH
DFND
0
0
13715
MCDONALDS CORP
COM
580135101
587
4531
SH
DFND
3275
0
1256
MCKESSON CORPORATION
COM
58155Q103
274
1850
SH
DFND
0
0
1850
MERCK& CO. INC.
COM
58933Y105
6100
96002
SH
DFND
3530
0
92472
METLIFE INC
COM
59156R108
8794
166484
SH
DFND
8430
0
158054
MICROSOFT CORP
COM
594918104
16615
252281
SH
DFND
14430
0
237851
MID AMERICA APARTMENT COM.
COM
59522J103
6912
67937
SH
DFND
5880
0
62057
MONDELEZ INTERNATIONAL INC
COM
609207105
276
6413
SH
DFND
750
0
5663
NATIONAL RETAIL PROPERTIES INC
COM
637417106
290
6650
SH
DFND
50
0
6600
NEVSUN RESOURCES LTD
COM
64156L101
26
10000
SH
DFND
0
0
10000
NEWELL BRANDS INC.
COM
651229106
6406
135810
SH
DFND
5885
0
129925
NEXTERA ENERGY INC
COM
65339F101
720
5605
SH
DFND
1680
0
3925
NORFOLK SOUTHERN CORP
COM
655844108
238
2126
SH
DFND
0
0
2126
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
670100205
285
8320
SH
DFND
6500
0
1820
OCCIDENTAL PETROLEUM
COM
674599105
247
3905
SH
DFND
0
0
3905
ORACLE CORP
COM
68389X105
10023
224685
SH
DFND
12350
0
212335
PPG INDUSTRIES
COM
693506107
231
2200
SH
DFND
400
0
1800
PPL CORP
COM
69351T106
629
16825
SH
DFND
800
0
16025
DREYFUS MID CAP INDEX FUND
FUND
712223106
226
6213
SH
SOLE
6213
0
0
PEPSICO INCORPORATED
COM
713448108
13266
118599
SH
DFND
7655
0
110944
PFIZER INC
COM
717081103
8434
246537
SH
DFND
16195
0
230342
PHILIP MORRIS INTL INC
COM
718172109
538
4766
SH
DFND
0
0
4766
PHILLIPS 66
COM
718546104
291
3669
SH
DFND
0
0
3669
PWRSHRS WILDERHIL CLEAN ENERGY
COM
73935X500
105
26300
SH
DFND
0
0
26300
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
1308
50265
SH
DFND
6800
0
43465
POWERSHARES DYNAMIC
PHARMACEUTICALS
73935X799
665
11325
SH
DFND
0
0
11325
PRICE T ROWE GROWTH STOCK FD
FUND
741479109
288
4860
SH
SOLE
4860
0
0
PRICELINE GROUP INC
COM
741503403
338
190
SH
DFND
0
0
190
PROCTER AND GAMBLE COMPANY
COM
742718109
7336
81648
SH
DFND
4000
0
77648
QUALCOMM INC.
COM
747525103
9789
170726
SH
DFND
5330
0
165396
RAYTHEON CO NEW
COM
755111507
5909
38746
SH
DFND
870
0
37876
ROYAL BANK CANADA MONTREAL QUE
COM
780087102
281
3850
SH
DFND
0
0
3850
ROYAL DUTCH SHELL PLC CL A ADR
COM
780259206
527
10000
SH
DFND
0
0
10000
S&P 500 DEPOSITARY RECEIPTS
COM
78462F103
604
2564
SH
DFND
850
0
1714
SPDR SERIES TRUST S&P BIOTECH
COM
78464A870
7346
105943
SH
DFND
6345
0
99598
SCHLUMBERGER LIMITED
COM
806857108
9483
121421
SH
DFND
8610
0
112811
SCHWAB CHARLES CORP
COM
808513105
318
7797
SH
DFND
4548
0
3249
SCHWAB 1000 FUND
FUND
808517106
356
6256
SH
DFND
860
0
5396
SCHWAB US LARGE CAP
COM
808524201
707
12567
SH
DFND
0
0
12567
SECT SPDR MATERIALS FUND
COM
81369Y100
211
4030
SH
DFND
3200
0
830
SECT SPDR THE UTILITES SEL FD
COM
81369Y886
816
15898
SH
DFND
5398
0
10500
SILVER WHEATON CORP.
COM
828336107
586
28100
SH
DFND
3100
0
25000
J.M. SMUCKER CO (NEW)
COM
832696405
734
5600
SH
DFND
0
0
5600
SPECTRA ENERGY PARTNERS LP
COM
84756N109
450
10300
SH
DFND
0
0
10300
STARBUCKS CORP
COM
855244109
1764
30212
SH
DFND
0
0
30212
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
7754
343384
SH
DFND
24760
0
318624
STRYKER CORP
COM
863667101
283
2150
SH
DFND
1500
0
650
TJX COMPANIES, INC
COM
872540109
554
7000
SH
DFND
0
0
7000
THERMO FISHER SCIENTIFIC INC
COM
883556102
10698
69651
SH
DFND
1580
0
68071
3M CO
COM
88579Y101
805
4208
SH
DFND
2040
0
2168
TORCHMARK CORP
COM
891027104
331
4300
SH
DFND
0
0
4300
TORTOISE ENERGY INFRSTRC
COM
89147L100
203
5820
SH
DFND
0
0
5820
TRAVELERS COS INC/THE
COM
89417E109
1819
15089
SH
DFND
0
0
15089
U.S. BANCORP
COM
902973304
572
11106
SH
DFND
3841
0
7265
UNION PACIFIC CORPORATION
COM
907818108
1504
14195
SH
DFND
500
0
13695
UNITED PARCEL SERVICE -CL B
COM
911312106
1439
13408
SH
DFND
1900
0
11508
UNITED TECHNOLOGIES CORP
COM
913017109
10175
90679
SH
DFND
7305
0
83374
UNIVERSAL DISPLAY CORP
COM
91347P105
736
8550
SH
DFND
0
0
8550
VANGUARD FTSE ALL WORLD
ex US ETF
922042775
1205
25198
SH
DFND
0
0
25198
VANGUARD INFORMATION TECH ETF
COM
92204A702
2587
19072
SH
DFND
0
0
19072
VENTAS INC
COM
92276F100
6900
106093
SH
DFND
2625
0
103468
VANGUARD 500 INDEX FUND
FUND
922908108
508
2330
SH
DFND
1782
0
548
VANGUARD REIT ETF
COM
922908553
681
8249
SH
DFND
0
0
8249
VANGUARD TOTAL STOCK MKT
COM
922908769
986
8125
SH
DFND
0
0
8125
VERIZON COMMUNICATIONS
COM
92343V104
2065
42354
SH
DFND
3345
0
39009
VISA INC-CLASS A SHRS
COM
92826C839
10976
123502
SH
DFND
3755
0
119747
WALGREEN BOOTS ALLIANCE INC
COM
931427108
382
4600
SH
DFND
0
0
4600
WASTE MANAGEMENT INC.
COM
94106L109
888
12172
SH
DFND
0
0
12172
WELLS FARGO& CO (NEW)
COM
949746101
1749
31431
SH
DFND
4522
0
26909
WELLTOWER INC
COM
95040Q104
546
7705
SH
DFND
5180
0
2525
WEYERHAEUSER COMPANY
COM
962166104
8134
239369
SH
DFND
4450
0
234919
PENTAIR PLC
COM
G7S00T104
7859
125176
SH
DFND
7635
0
117541
UBS GROUP AG
COM
H42097107
529
33145
SH
DFND
3000
0
30145
CORE LABORATORIES N.V.
COM
N22717107
1118
9675
SH
DFND
600
0
9075