The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 3,842 | 117,664 | SH | DFND | 9,435 | 0 | 108,229 | ||
ABBOTT LABORATORIES | COM | 002824100 | 4,814 | 103,911 | SH | DFND | 5,445 | 0 | 98,466 | ||
ABBVIE INC | COM | 00287Y109 | 5,119 | 87,440 | SH | DFND | 8,040 | 0 | 79,400 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 314 | 7,545 | SH | DFND | 0 | 0 | 7,545 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 8,670 | 229,730 | SH | DFND | 17,925 | 0 | 211,805 | ||
AIR PRODUCTS& CHEMICALS INC | COM | 009158106 | 242 | 1,600 | SH | DFND | 0 | 0 | 1,600 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,622 | 20,764 | SH | DFND | 400 | 0 | 20,364 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 4,006 | 73,895 | SH | DFND | 1,325 | 0 | 72,570 | ||
AMGEN INC | COM | 031162100 | 205 | 1,285 | SH | DFND | 585 | 0 | 700 | ||
APPLE INC | COM | 037833100 | 13,260 | 106,567 | SH | DFND | 3,038 | 0 | 103,529 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 538 | 6,281 | SH | DFND | 4,400 | 0 | 1,881 | ||
BANK OF AMERICA CORP | COM | 060505104 | 505 | 32,798 | SH | DFND | 0 | 0 | 32,798 | ||
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 222 | 5,521 | SH | DFND | 0 | 0 | 5,521 | ||
BECTON DICKINSON& CO | COM | 075887109 | 478 | 3,326 | SH | DFND | 176 | 0 | 3,150 | ||
BERKSHIRE HATHAWAY INC | COM | 084670108 | 218 | 1 | SH | DFND | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 1,626 | 11,266 | SH | DFND | 600 | 0 | 10,666 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 2,375 | 61,070 | SH | DFND | 5,600 | 0 | 55,470 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 558 | 8,648 | SH | DFND | 1,300 | 0 | 7,348 | ||
CBRE GROUP INC | COM | 12504L109 | 299 | 7,725 | SH | DFND | 0 | 0 | 7,725 | ||
CVS HEALTH CORPORATION | COM | 126650100 | 5,138 | 49,778 | SH | DFND | 1,403 | 0 | 48,375 | ||
CHEVRON CORP | COM | 166764100 | 12,501 | 119,083 | SH | DFND | 13,245 | 0 | 105,838 | ||
CHUBB CORP | COM | 171232101 | 345 | 3,416 | SH | DFND | 0 | 0 | 3,416 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 4,788 | 106,244 | SH | DFND | 9,570 | 0 | 96,674 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,226 | 30,246 | SH | DFND | 1,500 | 0 | 28,746 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 2,811 | 45,055 | SH | DFND | 4,250 | 0 | 40,805 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 546 | 7,874 | SH | DFND | 3,950 | 0 | 3,924 | ||
COLUMBIA PPTY TR INC | COM | 198287203 | 5,050 | 186,899 | SH | DFND | 11,775 | 0 | 175,124 | ||
CONOCOPHILLIPS | COM | 20825C104 | 453 | 7,271 | SH | DFND | 0 | 0 | 7,271 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 921 | 6,082 | SH | DFND | 1,590 | 0 | 4,492 | ||
CUMMINS ENGINE INC | COM | 231021106 | 277 | 2,000 | SH | DFND | 0 | 0 | 2,000 | ||
DANAHER CORP | COM | 235851102 | 1,623 | 19,112 | SH | DFND | 0 | 0 | 19,112 | ||
DEERE& CO | COM | 244199105 | 234 | 2,666 | SH | DFND | 0 | 0 | 2,666 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 2,473 | 41,002 | SH | DFND | 1,550 | 0 | 39,452 | ||
DISNEY CO. (WALT) | COM | 254687106 | 6,803 | 64,854 | SH | DFND | 8,515 | 0 | 56,339 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 5,697 | 79,712 | SH | DFND | 4,000 | 0 | 75,712 | ||
DUKE ENERGY CORP | COM | 26441C204 | 3,348 | 43,601 | SH | DFND | 5,468 | 0 | 38,133 | ||
EGSHARES ETF EMERGING MKTS CON | COM | 268461779 | 491 | 18,595 | SH | DFND | 0 | 0 | 18,595 | ||
EMC CORP/MASS | COM | 268648102 | 9,160 | 358,358 | SH | DFND | 18,575 | 0 | 339,783 | ||
EOG RESOURCES INC | COM | 26875P101 | 3,090 | 33,701 | SH | DFND | 960 | 0 | 32,741 | ||
EBAY INC | COM | 278642103 | 926 | 16,050 | SH | DFND | 0 | 0 | 16,050 | ||
ECOLAB INC | COM | 278865100 | 1,799 | 15,726 | SH | DFND | 145 | 0 | 15,581 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 965 | 17,050 | SH | DFND | 0 | 0 | 17,050 | ||
ENLINK MIDSTREAM LLC | COM | 29336T100 | 330 | 10,135 | SH | DFND | 0 | 0 | 10,135 | ||
ENTERPRISE PRD PRTNRS LP | COM | 293792107 | 282 | 8,562 | SH | DFND | 0 | 0 | 8,562 | ||
EQUITY RESIDENTIAL PPTYS TR | COM | 29476L107 | 326 | 4,185 | SH | DFND | 0 | 0 | 4,185 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 923 | 18,275 | SH | DFND | 0 | 0 | 18,275 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,000 | 58,822 | SH | DFND | 8,805 | 0 | 50,017 | ||
PUREFUNDS ISE CYBER SEC ETF | COM | 30304R407 | 7,819 | 279,550 | SH | DFND | 15,825 | 0 | 263,725 | ||
FEDEX CORPORATION | COM | 31428X106 | 1,094 | 6,615 | SH | DFND | 165 | 0 | 6,450 | ||
FIDELITY MAGELLAN FD INC | FUND | 316184100 | 263 | 2,766 | SH | DFND | 0 | 0 | 2,766 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 2,549 | 102,722 | SH | DFND | 17,510 | 0 | 85,212 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 290 | 5,120 | SH | DFND | 0 | 0 | 5,120 | ||
GENUINE PARTS CO | COM | 372460105 | 373 | 4,000 | SH | DFND | 3,800 | 0 | 200 | ||
GILEAD SCIENCES INC | COM | 375558103 | 4,249 | 43,295 | SH | DFND | 3,695 | 0 | 39,600 | ||
GOOGLE INC CLASS A | COM | 38259P508 | 6,423 | 11,579 | SH | DFND | 768 | 0 | 10,811 | ||
GOOGLE INC CL C | COM | 38259P706 | 530 | 967 | SH | DFND | 0 | 0 | 967 | ||
HCP INC | COM | 40414L109 | 770 | 17,825 | SH | DFND | 2,200 | 0 | 15,625 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 1,102 | 14,245 | SH | DFND | 6,845 | 0 | 7,400 | ||
HOME DEPOT INC | COM | 437076102 | 1,204 | 10,600 | SH | DFND | 300 | 0 | 10,300 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 847 | 8,120 | SH | DFND | 2,300 | 0 | 5,820 | ||
INTEL CORPORATION | COM | 458140100 | 875 | 27,973 | SH | DFND | 4,425 | 0 | 23,548 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 2,041 | 12,718 | SH | DFND | 1,250 | 0 | 11,468 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 366 | 4,700 | SH | DFND | 0 | 0 | 4,700 | ||
ISHARES TR MSCI EAFE FUND ETF | COM | 464287465 | 260 | 4,045 | SH | DFND | 0 | 0 | 4,045 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 1,803 | 5,250 | SH | DFND | 400 | 0 | 4,850 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 5,809 | 166,600 | SH | DFND | 11,770 | 0 | 154,830 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 8,177 | 67,979 | SH | DFND | 2,745 | 0 | 65,234 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 12,275 | 202,616 | SH | DFND | 15,525 | 0 | 187,091 | ||
JP MORGAN ALERIAN MLP | COM | 46625H365 | 334 | 7,800 | SH | DFND | 0 | 0 | 7,800 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 4,477 | 99,144 | SH | DFND | 7,740 | 0 | 91,404 | ||
JOHNSON& JOHNSON | COM | 478160104 | 9,352 | 92,964 | SH | DFND | 10,130 | 0 | 82,834 | ||
KAYNE ANDERSON MLP INVESTMENT | COM | 486606106 | 8,505 | 239,581 | SH | DFND | 23,100 | 0 | 216,481 | ||
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 7,512 | 202,194 | SH | DFND | 16,985 | 0 | 185,209 | ||
KIMBERLY CLARK | COM | 494368103 | 489 | 4,570 | SH | DFND | 3,145 | 0 | 1,425 | ||
KINDER MORGAN INC | COM | 49456B101 | 1,576 | 37,475 | SH | DFND | 0 | 0 | 37,475 | ||
LITMAN GREGORY MASTERS INTL FD | INSTITUTIONAL CLA | 53700T207 | 188 | 10,267 | SH | DFND | 9,267 | 0 | 1,000 | ||
LOWES CO INC | COM | 548661107 | 5,010 | 67,346 | SH | DFND | 725 | 0 | 66,621 | ||
MARKET VECTORS ETF TR OIL SVCS | COM | 57060U191 | 730 | 21,650 | SH | DFND | 1,500 | 0 | 20,150 | ||
MARSH& MCLENNAN COS INC | COM | 571748102 | 210 | 3,750 | SH | DFND | 1,200 | 0 | 2,550 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 4,558 | 275,252 | SH | DFND | 6,875 | 0 | 268,376 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 4,912 | 171,920 | SH | DFND | 11,371 | 0 | 160,549 | ||
MATTHEWS ASIAN GROWTH& | INCOME FUND | 577130206 | 256 | 13,936 | SH | DFND | 2,680 | 0 | 11,256 | ||
MCDONALDS CORP | COM | 580135101 | 434 | 4,450 | SH | DFND | 3,350 | 0 | 1,100 | ||
MERCK& CO. INC. | COM | 58933Y105 | 4,863 | 84,601 | SH | DFND | 2,550 | 0 | 82,051 | ||
METLIFE INC | COM | 59156R108 | 7,366 | 145,710 | SH | DFND | 10,230 | 0 | 135,480 | ||
MICROSOFT CORP | COM | 594918104 | 10,675 | 262,587 | SH | DFND | 20,120 | 0 | 242,467 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 1,453 | 18,800 | SH | DFND | 3,085 | 0 | 15,715 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 256 | 7,103 | SH | DFND | 1,200 | 0 | 5,903 | ||
MONSANTO COMPANY | COM | 61166W101 | 440 | 3,906 | SH | DFND | 0 | 0 | 3,906 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 320 | 7,800 | SH | DFND | 50 | 0 | 7,750 | ||
NESTLE SA SPNSRD ADR REP RG SH | COM | 641069406 | 202 | 2,690 | SH | DFND | 2,000 | 0 | 690 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 848 | 8,150 | SH | DFND | 2,450 | 0 | 5,700 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 232 | 2,251 | SH | DFND | 0 | 0 | 2,251 | ||
NOVARTIS A G SPON ADR F | SPONSORED ADR | 66987V109 | 2,206 | 22,370 | SH | DFND | 0 | 0 | 22,370 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 498 | 9,320 | SH | DFND | 7,500 | 0 | 1,820 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 3,431 | 47,004 | SH | DFND | 2,450 | 0 | 44,554 | ||
ORACLE CORP | COM | 68389X105 | 12,655 | 293,286 | SH | DFND | 19,506 | 0 | 273,780 | ||
PPL CORP | COM | 69351T106 | 869 | 25,819 | SH | DFND | 800 | 0 | 25,019 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 252 | 6,375 | SH | SOLE | 6,375 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 7,548 | 78,935 | SH | DFND | 7,375 | 0 | 71,560 | ||
PFIZER INC | COM | 717081103 | 628 | 18,046 | SH | DFND | 2,683 | 0 | 15,363 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 332 | 4,410 | SH | DFND | 0 | 0 | 4,410 | ||
PHILLIPS 66 | COM | 718546104 | 542 | 6,896 | SH | DFND | 0 | 0 | 6,896 | ||
PWRSHRS WILDERHIL CLEAN ENERGY | COM | 73935X500 | 66 | 11,800 | SH | DFND | 0 | 0 | 11,800 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,891 | 75,941 | SH | DFND | 8,400 | 0 | 67,541 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 947 | 12,400 | SH | DFND | 0 | 0 | 12,400 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 281 | 5,099 | SH | DFND | 5,006 | 0 | 93 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 5,025 | 61,326 | SH | DFND | 4,675 | 0 | 56,651 | ||
QUALCOMM INC. | COM | 747525103 | 9,306 | 134,202 | SH | DFND | 4,805 | 0 | 129,397 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 238 | 3,950 | SH | DFND | 0 | 0 | 3,950 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 849 | 4,111 | SH | DFND | 850 | 0 | 3,261 | ||
SPDR GOLD TRUST | COM | 78463V107 | 207 | 1,824 | SH | DFND | 1,400 | 0 | 424 | ||
SPDR S&P CHINA ETF | COM | 78463X400 | 423 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
SPDR INDEX SHS FDS | DJ WILSHIRE INTL | 78463X863 | 473 | 10,913 | SH | DFND | 0 | 0 | 10,913 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 3,626 | 16,080 | SH | DFND | 2,700 | 0 | 13,380 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 9,784 | 117,261 | SH | DFND | 10,420 | 0 | 106,841 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 332 | 10,922 | SH | DFND | 4,548 | 0 | 6,374 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 675 | 12,673 | SH | DFND | 860 | 0 | 11,812 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 904 | 18,245 | SH | DFND | 0 | 0 | 18,245 | ||
SCHWAB U.S. MID-CAP | COM | 808524508 | 203 | 4,700 | SH | DFND | 0 | 0 | 4,700 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 263 | 5,390 | SH | DFND | 3,700 | 0 | 1,690 | ||
SECT SPDR CONS DISCR SELECT | COM | 81369Y407 | 296 | 3,925 | SH | DFND | 0 | 0 | 3,925 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 995 | 22,403 | SH | DFND | 6,323 | 0 | 16,080 | ||
STANLEY BLACK& DECKER INC | COM | 854502101 | 200 | 2,100 | SH | DFND | 0 | 0 | 2,100 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 8,343 | 343,315 | SH | DFND | 30,240 | 0 | 313,075 | ||
STERICYCLE INC | COM | 858912108 | 713 | 5,075 | SH | DFND | 0 | 0 | 5,075 | ||
STRYKER CORP | COM | 863667101 | 212 | 2,300 | SH | DFND | 1,500 | 0 | 800 | ||
TARGET CORP | COM | 87612E106 | 1,194 | 14,550 | SH | DFND | 250 | 0 | 14,300 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 10,050 | 74,813 | SH | DFND | 2,515 | 0 | 72,298 | ||
3M CO | COM | 88579Y101 | 1,004 | 6,089 | SH | DFND | 2,640 | 0 | 3,449 | ||
TORCHMARK CORP | COM | 891027104 | 319 | 5,812 | SH | DFND | 0 | 0 | 5,812 | ||
TORTOISE ENERGY INFRSTRC | COM | 89147L100 | 450 | 10,700 | SH | DFND | 0 | 0 | 10,700 | ||
TORTOISE MLP FUND, INC. | COM | 89148B101 | 3,041 | 126,410 | SH | DFND | 8,615 | 0 | 117,795 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 1,918 | 17,736 | SH | DFND | 0 | 0 | 17,736 | ||
U.S. BANCORP | COM | 902973304 | 230 | 5,264 | SH | DFND | 4,691 | 0 | 573 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 1,630 | 15,052 | SH | DFND | 550 | 0 | 14,502 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 6,748 | 69,611 | SH | DFND | 4,275 | 0 | 65,336 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 11,594 | 98,927 | SH | DFND | 7,480 | 0 | 91,447 | ||
VANGUARD FTSE ALL WORLD | ex US ETF | 922042775 | 1,405 | 28,828 | SH | DFND | 0 | 0 | 28,828 | ||
VANGUARD MSCI EMERGING MARKET | ETF | 922042858 | 1,276 | 31,272 | SH | DFND | 0 | 0 | 31,272 | ||
VANGUARD INTL EQUITY IND | EUROPEAN VIPER | 922042874 | 241 | 4,450 | SH | DFND | 0 | 0 | 4,450 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,584 | 24,255 | SH | DFND | 0 | 0 | 24,255 | ||
VENTAS INC | COM | 92276F100 | 1,401 | 19,193 | SH | DFND | 0 | 0 | 19,193 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 742 | 3,890 | SH | DFND | 1,907 | 0 | 1,983 | ||
VANGUARD REIT ETF | COM | 922908553 | 818 | 9,699 | SH | DFND | 0 | 0 | 9,699 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 705 | 6,575 | SH | DFND | 0 | 0 | 6,575 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 641 | 13,182 | SH | DFND | 5,667 | 0 | 7,515 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 4,147 | 63,396 | SH | DFND | 3,500 | 0 | 59,896 | ||
WALGREEN BOOTS ALLIANCE INC | COM | 931427108 | 381 | 4,500 | SH | DFND | 0 | 0 | 4,500 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 797 | 14,688 | SH | DFND | 0 | 0 | 14,688 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 3,410 | 62,678 | SH | DFND | 7,772 | 0 | 54,906 | ||
ACCENTURE PLC | COM | G1151C101 | 313 | 3,340 | SH | DFND | 0 | 0 | 3,340 | ||
WEATHERFORD INTL PLC | COM | G48833100 | 147 | 11,975 | SH | DFND | 0 | 0 | 11,975 | ||
PENTAIR PLC | COM | G7S00T104 | 7,560 | 120,211 | SH | DFND | 10,719 | 0 | 109,492 | ||
TYCO INTERNATIONAL PLC | COM | G91442106 | 2,958 | 68,689 | SH | DFND | 3,150 | 0 | 65,539 | ||
UBS GROUP AG | COM | H42097107 | 2,208 | 117,645 | SH | DFND | 5,125 | 0 | 112,520 | ||
MYLAN N V | COM | N59465109 | 6,783 | 114,290 | SH | DFND | 6,225 | 0 | 108,065 |