0000883790-15-000003.txt : 20150422
0000883790-15-000003.hdr.sgml : 20150422
20150422150928
ACCESSION NUMBER: 0000883790-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150422
DATE AS OF CHANGE: 20150422
EFFECTIVENESS DATE: 20150422
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 15785473
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000883790
XXXXXXXX
03-31-2015
03-31-2015
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
Anna Formicola
Senior Vice President/Administration
415-989-0100
Anna Formicola
San Francisco
CA
04-22-2015
0
157
412664
false
INFORMATION TABLE
2
F13F.xml
BTR 13F 03-3-15
AT&T INC
COM
00206R102
3842
117664
SH
DFND
9435
0
108229
ABBOTT LABORATORIES
COM
002824100
4814
103911
SH
DFND
5445
0
98466
ABBVIE INC
COM
00287Y109
5119
87440
SH
DFND
8040
0
79400
AGILENT TECHNOLOGIES INC
COM
00846U101
314
7545
SH
DFND
0
0
7545
AIR LEASE CORP CL A
COM
00912X302
8670
229730
SH
DFND
17925
0
211805
AIR PRODUCTS& CHEMICALS INC
COM
009158106
242
1600
SH
DFND
0
0
1600
AMERICAN EXPRESS CO
COM
025816109
1622
20764
SH
DFND
400
0
20364
AMERICAN WATER WORKS CO
COM
030420103
4006
73895
SH
DFND
1325
0
72570
AMGEN INC
COM
031162100
205
1285
SH
DFND
585
0
700
APPLE INC
COM
037833100
13260
106567
SH
DFND
3038
0
103529
AUTOMATIC DATA PROCESSING INC
COM
053015103
538
6281
SH
DFND
4400
0
1881
BANK OF AMERICA CORP
COM
060505104
505
32798
SH
DFND
0
0
32798
BANK OF NEW YORK MELLON CORP
COM
064058100
222
5521
SH
DFND
0
0
5521
BECTON DICKINSON& CO
COM
075887109
478
3326
SH
DFND
176
0
3150
BERKSHIRE HATHAWAY INC
COM
084670108
218
1
SH
DFND
0
0
1
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
1626
11266
SH
DFND
600
0
10666
THE BLACKSTONE GROUP LP
COM
09253U108
2375
61070
SH
DFND
5600
0
55470
BRISTOL-MYERS SQUIBB CO
COM
110122108
558
8648
SH
DFND
1300
0
7348
CBRE GROUP INC
COM
12504L109
299
7725
SH
DFND
0
0
7725
CVS HEALTH CORPORATION
COM
126650100
5138
49778
SH
DFND
1403
0
48375
CHEVRON CORP
COM
166764100
12501
119083
SH
DFND
13245
0
105838
CHUBB CORP
COM
171232101
345
3416
SH
DFND
0
0
3416
CINEMARK HOLDINGS INC
COM
17243V102
4788
106244
SH
DFND
9570
0
96674
COCA-COLA COMPANY
COM
191216100
1226
30246
SH
DFND
1500
0
28746
COGNIZANT TECH SOL CL A
COM
192446102
2811
45055
SH
DFND
4250
0
40805
COLGATE-PALMOLIVE CO.
COM
194162103
546
7874
SH
DFND
3950
0
3924
COLUMBIA PPTY TR INC
COM
198287203
5050
186899
SH
DFND
11775
0
175124
CONOCOPHILLIPS
COM
20825C104
453
7271
SH
DFND
0
0
7271
COSTCO WHSL CORP (NEW)
COM
22160K105
921
6082
SH
DFND
1590
0
4492
CUMMINS ENGINE INC
COM
231021106
277
2000
SH
DFND
0
0
2000
DANAHER CORP
COM
235851102
1623
19112
SH
DFND
0
0
19112
DEERE& CO
COM
244199105
234
2666
SH
DFND
0
0
2666
DEVON ENERGY CORP (NEW)
COM
25179M103
2473
41002
SH
DFND
1550
0
39452
DISNEY CO. (WALT)
COM
254687106
6803
64854
SH
DFND
8515
0
56339
DU PONT (E.I.) DE NEMOURS
COM
263534109
5697
79712
SH
DFND
4000
0
75712
DUKE ENERGY CORP
COM
26441C204
3348
43601
SH
DFND
5468
0
38133
EGSHARES ETF EMERGING MKTS CON
COM
268461779
491
18595
SH
DFND
0
0
18595
EMC CORP/MASS
COM
268648102
9160
358358
SH
DFND
18575
0
339783
EOG RESOURCES INC
COM
26875P101
3090
33701
SH
DFND
960
0
32741
EBAY INC
COM
278642103
926
16050
SH
DFND
0
0
16050
ECOLAB INC
COM
278865100
1799
15726
SH
DFND
145
0
15581
EMERSON ELECTRIC COMPANY
COM
291011104
965
17050
SH
DFND
0
0
17050
ENLINK MIDSTREAM LLC
COM
29336T100
330
10135
SH
DFND
0
0
10135
ENTERPRISE PRD PRTNRS LP
COM
293792107
282
8562
SH
DFND
0
0
8562
EQUITY RESIDENTIAL PPTYS TR
COM
29476L107
326
4185
SH
DFND
0
0
4185
EVERSOURCE ENERGY
COM
30040W108
923
18275
SH
DFND
0
0
18275
EXXON MOBIL CORP
COM
30231G102
5000
58822
SH
DFND
8805
0
50017
PUREFUNDS ISE CYBER SEC ETF
COM
30304R407
7819
279550
SH
DFND
15825
0
263725
FEDEX CORPORATION
COM
31428X106
1094
6615
SH
DFND
165
0
6450
FIDELITY MAGELLAN FD INC
FUND
316184100
263
2766
SH
DFND
0
0
2766
GENERAL ELECTRIC COMPANY
COM
369604103
2549
102722
SH
DFND
17510
0
85212
GENERAL MILLS INCORPORATED
COM
370334104
290
5120
SH
DFND
0
0
5120
GENUINE PARTS CO
COM
372460105
373
4000
SH
DFND
3800
0
200
GILEAD SCIENCES INC
COM
375558103
4249
43295
SH
DFND
3695
0
39600
GOOGLE INC CLASS A
COM
38259P508
6423
11579
SH
DFND
768
0
10811
GOOGLE INC CL C
COM
38259P706
530
967
SH
DFND
0
0
967
HCP INC
COM
40414L109
770
17825
SH
DFND
2200
0
15625
HEALTH CARE REIT INC
COM
42217K106
1102
14245
SH
DFND
6845
0
7400
HOME DEPOT INC
COM
437076102
1204
10600
SH
DFND
300
0
10300
HONEYWELL INTERNATIONAL INC
COM
438516106
847
8120
SH
DFND
2300
0
5820
INTEL CORPORATION
COM
458140100
875
27973
SH
DFND
4425
0
23548
INTERNATIONAL BUSINESS MACHINE
COM
459200101
2041
12718
SH
DFND
1250
0
11468
ISHARES TR DJ SEL DVI INX
COM
464287168
366
4700
SH
DFND
0
0
4700
ISHARES TR MSCI EAFE FUND ETF
COM
464287465
260
4045
SH
DFND
0
0
4045
ISHARES TR NASDAQ BIO FD
NASDAQ BIOTECH IN
464287556
1803
5250
SH
DFND
400
0
4850
ISHARES DJ US REGIONAL BANKS
COM
464288778
5809
166600
SH
DFND
11770
0
154830
ISHARES US MEDICAL DEVICES ETF
COM
464288810
8177
67979
SH
DFND
2745
0
65234
JPMORGAN CHASE& CO
COM
46625H100
12275
202616
SH
DFND
15525
0
187091
JP MORGAN ALERIAN MLP
COM
46625H365
334
7800
SH
DFND
0
0
7800
JACOBS ENGINEERING GROUP INC
COM
469814107
4477
99144
SH
DFND
7740
0
91404
JOHNSON& JOHNSON
COM
478160104
9352
92964
SH
DFND
10130
0
82834
KAYNE ANDERSON MLP INVESTMENT
COM
486606106
8505
239581
SH
DFND
23100
0
216481
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
7512
202194
SH
DFND
16985
0
185209
KIMBERLY CLARK
COM
494368103
489
4570
SH
DFND
3145
0
1425
KINDER MORGAN INC
COM
49456B101
1576
37475
SH
DFND
0
0
37475
LITMAN GREGORY MASTERS INTL FD
INSTITUTIONAL CLA
53700T207
188
10267
SH
DFND
9267
0
1000
LOWES CO INC
COM
548661107
5010
67346
SH
DFND
725
0
66621
MARKET VECTORS ETF TR OIL SVCS
COM
57060U191
730
21650
SH
DFND
1500
0
20150
MARSH& MCLENNAN COS INC
COM
571748102
210
3750
SH
DFND
1200
0
2550
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
4558
275252
SH
DFND
6875
0
268376
MATTHEWS PACIFIC TIGER FUND
FUND
577130107
4912
171920
SH
DFND
11371
0
160549
MATTHEWS ASIAN GROWTH&
INCOME FUND
577130206
256
13936
SH
DFND
2680
0
11256
MCDONALDS CORP
COM
580135101
434
4450
SH
DFND
3350
0
1100
MERCK& CO. INC.
COM
58933Y105
4863
84601
SH
DFND
2550
0
82051
METLIFE INC
COM
59156R108
7366
145710
SH
DFND
10230
0
135480
MICROSOFT CORP
COM
594918104
10675
262587
SH
DFND
20120
0
242467
MID AMERICA APARTMENT COM.
COM
59522J103
1453
18800
SH
DFND
3085
0
15715
MONDELEZ INTERNATIONAL INC
COM
609207105
256
7103
SH
DFND
1200
0
5903
MONSANTO COMPANY
COM
61166W101
440
3906
SH
DFND
0
0
3906
NATIONAL RETAIL PROPERTIES INC
COM
637417106
320
7800
SH
DFND
50
0
7750
NESTLE SA SPNSRD ADR REP RG SH
COM
641069406
202
2690
SH
DFND
2000
0
690
NEXTERA ENERGY INC
COM
65339F101
848
8150
SH
DFND
2450
0
5700
NORFOLK SOUTHERN CORP
COM
655844108
232
2251
SH
DFND
0
0
2251
NOVARTIS A G SPON ADR F
SPONSORED ADR
66987V109
2206
22370
SH
DFND
0
0
22370
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
670100205
498
9320
SH
DFND
7500
0
1820
OCCIDENTAL PETROLEUM
COM
674599105
3431
47004
SH
DFND
2450
0
44554
ORACLE CORP
COM
68389X105
12655
293286
SH
DFND
19506
0
273780
PPL CORP
COM
69351T106
869
25819
SH
DFND
800
0
25019
DREYFUS MID CAP INDEX FUND
FUND
712223106
252
6375
SH
SOLE
6375
0
0
PEPSICO INCORPORATED
COM
713448108
7548
78935
SH
DFND
7375
0
71560
PFIZER INC
COM
717081103
628
18046
SH
DFND
2683
0
15363
PHILIP MORRIS INTL INC
COM
718172109
332
4410
SH
DFND
0
0
4410
PHILLIPS 66
COM
718546104
542
6896
SH
DFND
0
0
6896
PWRSHRS WILDERHIL CLEAN ENERGY
COM
73935X500
66
11800
SH
DFND
0
0
11800
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
1891
75941
SH
DFND
8400
0
67541
POWERSHARES DYNAMIC
PHARMACEUTICALS
73935X799
947
12400
SH
DFND
0
0
12400
PRICE T ROWE GROWTH STOCK FD
FUND
741479109
281
5099
SH
DFND
5006
0
93
PROCTER AND GAMBLE COMPANY
COM
742718109
5025
61326
SH
DFND
4675
0
56651
QUALCOMM INC.
COM
747525103
9306
134202
SH
DFND
4805
0
129397
ROYAL BANK CANADA MONTREAL QUE
COM
780087102
238
3950
SH
DFND
0
0
3950
S&P 500 DEPOSITARY RECEIPTS
COM
78462F103
849
4111
SH
DFND
850
0
3261
SPDR GOLD TRUST
COM
78463V107
207
1824
SH
DFND
1400
0
424
SPDR S&P CHINA ETF
COM
78463X400
423
5000
SH
DFND
0
0
5000
SPDR INDEX SHS FDS
DJ WILSHIRE INTL
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473
10913
SH
DFND
0
0
10913
SPDR SERIES TRUST S&P BIOTECH
COM
78464A870
3626
16080
SH
DFND
2700
0
13380
SCHLUMBERGER LIMITED
COM
806857108
9784
117261
SH
DFND
10420
0
106841
SCHWAB CHARLES CORP
COM
808513105
332
10922
SH
DFND
4548
0
6374
SCHWAB 1000 FUND
FUND
808517106
675
12673
SH
DFND
860
0
11812
SCHWAB US LARGE CAP
COM
808524201
904
18245
SH
DFND
0
0
18245
SCHWAB U.S. MID-CAP
COM
808524508
203
4700
SH
DFND
0
0
4700
SECT SPDR MATERIALS FUND
COM
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263
5390
SH
DFND
3700
0
1690
SECT SPDR CONS DISCR SELECT
COM
81369Y407
296
3925
SH
DFND
0
0
3925
SECT SPDR THE UTILITES SEL FD
COM
81369Y886
995
22403
SH
DFND
6323
0
16080
STANLEY BLACK& DECKER INC
COM
854502101
200
2100
SH
DFND
0
0
2100
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
8343
343315
SH
DFND
30240
0
313075
STERICYCLE INC
COM
858912108
713
5075
SH
DFND
0
0
5075
STRYKER CORP
COM
863667101
212
2300
SH
DFND
1500
0
800
TARGET CORP
COM
87612E106
1194
14550
SH
DFND
250
0
14300
THERMO FISHER SCIENTIFIC INC
COM
883556102
10050
74813
SH
DFND
2515
0
72298
3M CO
COM
88579Y101
1004
6089
SH
DFND
2640
0
3449
TORCHMARK CORP
COM
891027104
319
5812
SH
DFND
0
0
5812
TORTOISE ENERGY INFRSTRC
COM
89147L100
450
10700
SH
DFND
0
0
10700
TORTOISE MLP FUND, INC.
COM
89148B101
3041
126410
SH
DFND
8615
0
117795
TRAVELERS COS INC/THE
COM
89417E109
1918
17736
SH
DFND
0
0
17736
U.S. BANCORP
COM
902973304
230
5264
SH
DFND
4691
0
573
UNION PACIFIC CORPORATION
COM
907818108
1630
15052
SH
DFND
550
0
14502
UNITED PARCEL SERVICE -CL B
COM
911312106
6748
69611
SH
DFND
4275
0
65336
UNITED TECHNOLOGIES CORP
COM
913017109
11594
98927
SH
DFND
7480
0
91447
VANGUARD FTSE ALL WORLD
ex US ETF
922042775
1405
28828
SH
DFND
0
0
28828
VANGUARD MSCI EMERGING MARKET
ETF
922042858
1276
31272
SH
DFND
0
0
31272
VANGUARD INTL EQUITY IND
EUROPEAN VIPER
922042874
241
4450
SH
DFND
0
0
4450
VANGUARD INFORMATION TECH ETF
COM
92204A702
2584
24255
SH
DFND
0
0
24255
VENTAS INC
COM
92276F100
1401
19193
SH
DFND
0
0
19193
VANGUARD 500 INDEX FUND
FUND
922908108
742
3890
SH
DFND
1907
0
1983
VANGUARD REIT ETF
COM
922908553
818
9699
SH
DFND
0
0
9699
VANGUARD TOTAL STOCK MKT
COM
922908769
705
6575
SH
DFND
0
0
6575
VERIZON COMMUNICATIONS
COM
92343V104
641
13182
SH
DFND
5667
0
7515
VISA INC-CLASS A SHRS
COM
92826C839
4147
63396
SH
DFND
3500
0
59896
WALGREEN BOOTS ALLIANCE INC
COM
931427108
381
4500
SH
DFND
0
0
4500
WASTE MANAGEMENT INC.
COM
94106L109
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14688
SH
DFND
0
0
14688
WELLS FARGO& CO (NEW)
COM
949746101
3410
62678
SH
DFND
7772
0
54906
ACCENTURE PLC
COM
G1151C101
313
3340
SH
DFND
0
0
3340
WEATHERFORD INTL PLC
COM
G48833100
147
11975
SH
DFND
0
0
11975
PENTAIR PLC
COM
G7S00T104
7560
120211
SH
DFND
10719
0
109492
TYCO INTERNATIONAL PLC
COM
G91442106
2958
68689
SH
DFND
3150
0
65539
UBS GROUP AG
COM
H42097107
2208
117645
SH
DFND
5125
0
112520
MYLAN N V
COM
N59465109
6783
114290
SH
DFND
6225
0
108065