The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 2,986 | 85,140 | SH | DFND | 10,885 | 0 | 74,255 | ||
ABBOTT LABORATORIES | COM | 002824100 | 1,652 | 42,910 | SH | DFND | 4,290 | 0 | 38,620 | ||
ABBVIE INC | COM | 00287Y109 | 3,635 | 70,725 | SH | DFND | 8,150 | 0 | 62,575 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 7,141 | 127,702 | SH | DFND | 4,600 | 0 | 123,102 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 7,910 | 212,117 | SH | DFND | 13,200 | 0 | 198,917 | ||
ALTRIA GROUP INC | COM | 02209S103 | 303 | 8,100 | SH | DFND | 0 | 0 | 8,100 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 275 | 3,055 | SH | DFND | 400 | 0 | 2,655 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 723 | 15,925 | SH | DFND | 0 | 0 | 15,925 | ||
AMGEN INC | COM | 031162100 | 265 | 2,150 | SH | DFND | 1,000 | 0 | 1,150 | ||
APPLE INC | COM | 037833100 | 5,843 | 10,887 | SH | DFND | 370 | 0 | 10,517 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 678 | 8,781 | SH | DFND | 6,350 | 0 | 2,431 | ||
BECTON DICKINSON& CO | COM | 075887109 | 427 | 3,650 | SH | DFND | 150 | 0 | 3,500 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 1,572 | 12,576 | SH | DFND | 800 | 0 | 11,776 | ||
BIOGEN IDEC INC | COM | 09062X103 | 281 | 920 | SH | DFND | 0 | 0 | 920 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 2,331 | 70,105 | SH | DFND | 4,500 | 0 | 65,605 | ||
BOEING COMPANY | COM | 097023105 | 201 | 1,600 | SH | DFND | 0 | 0 | 1,600 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 444 | 8,548 | SH | DFND | 1,600 | 0 | 6,948 | ||
CVS CAREMARK CORP | COM | 126650100 | 3,478 | 46,458 | SH | DFND | 2,050 | 0 | 44,408 | ||
CATERPILLAR INC | COM | 149123101 | 221 | 2,225 | SH | DFND | 0 | 0 | 2,225 | ||
CHEVRON CORP | COM | 166764100 | 9,380 | 78,879 | SH | DFND | 13,390 | 0 | 65,489 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 6,121 | 210,980 | SH | DFND | 16,800 | 0 | 194,180 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 798 | 35,603 | SH | DFND | 7,100 | 0 | 28,503 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,250 | 32,336 | SH | DFND | 1,900 | 0 | 30,436 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 1,958 | 38,694 | SH | DFND | 3,350 | 0 | 35,344 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 572 | 8,824 | SH | DFND | 4,100 | 0 | 4,724 | ||
CONOCOPHILLIPS | COM | 20825C104 | 523 | 7,437 | SH | DFND | 0 | 0 | 7,437 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 869 | 7,777 | SH | DFND | 1,910 | 0 | 5,867 | ||
CUMMINS ENGINE INC | COM | 231021106 | 223 | 1,500 | SH | DFND | 0 | 0 | 1,500 | ||
DEERE& CO | COM | 244199105 | 319 | 3,516 | SH | DFND | 0 | 0 | 3,516 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 2,990 | 44,679 | SH | DFND | 1,900 | 0 | 42,779 | ||
AAM/DFA US HIGH BOOK TO | MARKET PORTFOLIO | 25434D880 | 192 | 10,052 | SH | DFND | 0 | 0 | 10,052 | ||
DISNEY CO. (WALT) | COM | 254687106 | 3,927 | 49,044 | SH | DFND | 9,950 | 0 | 39,094 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 6,913 | 103,027 | SH | DFND | 5,450 | 0 | 97,577 | ||
DUKE ENERGY CORP | COM | 26441C204 | 6,221 | 87,356 | SH | DFND | 10,846 | 0 | 76,510 | ||
EMC CORP/MASS | COM | 268648102 | 8,215 | 299,723 | SH | DFND | 14,950 | 0 | 284,773 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 1,404 | 21,020 | SH | DFND | 0 | 0 | 21,020 | ||
ENTERPRISE PRD PRTNRS LP | COM | 293792107 | 398 | 5,738 | SH | DFND | 0 | 0 | 5,738 | ||
EXPRESS SCRIPTS HOLDING CO | COM | 30219G108 | 7,006 | 93,302 | SH | DFND | 4,025 | 0 | 89,277 | ||
EXXON MOBIL CORP | COM | 30231G102 | 6,060 | 62,035 | SH | DFND | 9,180 | 0 | 52,855 | ||
FEDEX CORPORATION | COM | 31428X106 | 1,161 | 8,760 | SH | DFND | 215 | 0 | 8,545 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 2,075 | 80,150 | SH | DFND | 19,610 | 0 | 60,540 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 265 | 5,120 | SH | DFND | 0 | 0 | 5,120 | ||
GENUINE PARTS CO | COM | 372460105 | 512 | 5,900 | SH | DFND | 5,500 | 0 | 400 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,888 | 26,643 | SH | DFND | 2,380 | 0 | 24,263 | ||
HCP INC | COM | 40414L109 | 1,056 | 27,225 | SH | DFND | 3,025 | 0 | 24,200 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 4,067 | 68,244 | SH | DFND | 8,620 | 0 | 59,624 | ||
HOME DEPOT INC | COM | 437076102 | 904 | 11,425 | SH | DFND | 500 | 0 | 10,925 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 671 | 7,235 | SH | DFND | 2,580 | 0 | 4,655 | ||
INTEL CORPORATION | COM | 458140100 | 860 | 33,317 | SH | DFND | 5,750 | 0 | 27,567 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 3,046 | 15,823 | SH | DFND | 1,990 | 0 | 13,833 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 363 | 4,950 | SH | DFND | 0 | 0 | 4,950 | ||
ISHARES TRUST INDEX FUND | FTSE XINHUA HK CH | 464287184 | 202 | 5,650 | SH | DFND | 0 | 0 | 5,650 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 1,634 | 6,910 | SH | DFND | 500 | 0 | 6,410 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 2,669 | 76,320 | SH | DFND | 4,400 | 0 | 71,920 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 6,979 | 70,635 | SH | DFND | 2,625 | 0 | 68,010 | ||
ISHARES RUSSELL TOP 200 INDEX | COM | 464289446 | 202 | 4,760 | SH | DFND | 0 | 0 | 4,760 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 8,478 | 139,653 | SH | DFND | 16,625 | 0 | 123,028 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 4,164 | 65,569 | SH | DFND | 2,190 | 0 | 63,379 | ||
JOHNSON& JOHNSON | COM | 478160104 | 9,047 | 92,101 | SH | DFND | 11,070 | 0 | 81,031 | ||
KAYNE ANDERSON MLP INVESTMENT | COM | 486606106 | 8,035 | 218,891 | SH | DFND | 21,370 | 0 | 197,521 | ||
KIMBERLY CLARK | COM | 494368103 | 581 | 5,270 | SH | DFND | 4,170 | 0 | 1,100 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 5,422 | 96,640 | SH | DFND | 7,485 | 0 | 89,155 | ||
LITMAN GREGORY MASTERS INTL FD | INSTITUTIONAL CLA | 53700T207 | 188 | 10,455 | SH | SOLE | 10,455 | 0 | 0 | ||
LOWES CO INC | COM | 548661107 | 2,649 | 54,166 | SH | DFND | 675 | 0 | 53,491 | ||
MARKET VECTORS AGRIBUSINESS | ETF | 57060U605 | 204 | 3,758 | SH | DFND | 0 | 0 | 3,758 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 4,163 | 272,773 | SH | DFND | 5,314 | 0 | 267,458 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 4,747 | 185,631 | SH | DFND | 12,898 | 0 | 172,732 | ||
MATTHEWS ASIAN GROWTH& | INCOME FUND | 577130206 | 273 | 14,386 | SH | DFND | 2,680 | 0 | 11,706 | ||
MCDONALDS CORP | COM | 580135101 | 446 | 4,550 | SH | DFND | 3,450 | 0 | 1,100 | ||
MERCK& CO. INC. | COM | 58933Y105 | 4,770 | 84,024 | SH | DFND | 2,160 | 0 | 81,864 | ||
MESABI TRUST CTF BEN INT | ROYALTY TRUST | 590672101 | 208 | 9,900 | SH | DFND | 0 | 0 | 9,900 | ||
METLIFE INC | COM | 59156R108 | 7,499 | 142,027 | SH | DFND | 9,930 | 0 | 132,097 | ||
MICROSOFT CORP | COM | 594918104 | 11,311 | 275,945 | SH | DFND | 21,850 | 0 | 254,095 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 1,922 | 28,150 | SH | DFND | 3,185 | 0 | 24,965 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 280 | 8,103 | SH | DFND | 1,200 | 0 | 6,903 | ||
MONSANTO COMPANY | COM | 61166W101 | 209 | 1,833 | SH | DFND | 0 | 0 | 1,833 | ||
MYLAN INC | COM | 628530107 | 1,611 | 32,990 | SH | DFND | 0 | 0 | 32,990 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 497 | 14,475 | SH | DFND | 900 | 0 | 13,575 | ||
NESTLE SA SPNSRD ADR REP RG SH | COM | 641069406 | 229 | 3,040 | SH | DFND | 2,000 | 0 | 1,040 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 818 | 8,550 | SH | DFND | 3,300 | 0 | 5,250 | ||
NORTHEAST UTILITIES | COM | 664397106 | 1,024 | 22,501 | SH | DFND | 0 | 0 | 22,501 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 511 | 11,195 | SH | DFND | 8,875 | 0 | 2,320 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 7,781 | 81,658 | SH | DFND | 4,865 | 0 | 76,793 | ||
ORACLE CORP | COM | 68389X105 | 11,021 | 269,394 | SH | DFND | 20,225 | 0 | 249,169 | ||
PPG INDUSTRIES | COM | 693506107 | 251 | 1,300 | SH | DFND | 200 | 0 | 1,100 | ||
PPL CORP | COM | 69351T106 | 1,013 | 30,558 | SH | DFND | 800 | 0 | 29,758 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 241 | 6,375 | SH | SOLE | 6,375 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 5,614 | 67,234 | SH | DFND | 7,400 | 0 | 59,834 | ||
PFIZER INC | COM | 717081103 | 438 | 13,632 | SH | DFND | 2,683 | 0 | 10,949 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 334 | 4,081 | SH | DFND | 0 | 0 | 4,081 | ||
PHILLIPS 66 | COM | 718546104 | 275 | 3,574 | SH | DFND | 0 | 0 | 3,574 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,960 | 73,466 | SH | DFND | 8,800 | 0 | 64,666 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 824 | 14,550 | SH | DFND | 0 | 0 | 14,550 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 265 | 5,099 | SH | DFND | 5,006 | 0 | 93 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 3,540 | 43,918 | SH | DFND | 4,750 | 0 | 39,168 | ||
QUALCOMM INC. | COM | 747525103 | 6,900 | 87,501 | SH | DFND | 3,255 | 0 | 84,246 | ||
T ROWE PRICE EQUITY INCOME FD | FUND | 779547108 | 206 | 6,221 | SH | DFND | 4,521 | 0 | 1,700 | ||
T ROWE PRICE INTL STOCK FUND | FUND | 77956H203 | 190 | 11,555 | SH | DFND | 9,119 | 0 | 2,435 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 330 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 877 | 4,687 | SH | DFND | 850 | 0 | 3,837 | ||
SPDR GOLD TRUST | COM | 78463V107 | 276 | 2,235 | SH | DFND | 1,400 | 0 | 835 | ||
SPDR EURO STOXX 50 ETF | COM | 78463X202 | 802 | 18,805 | SH | DFND | 0 | 0 | 18,805 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 3,705 | 26,005 | SH | DFND | 2,915 | 0 | 23,090 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 10,471 | 107,394 | SH | DFND | 9,950 | 0 | 97,444 | ||
SCHWAB INTL INDEX FUND | SELECT SHARES | 808509830 | 209 | 10,461 | SH | DFND | 0 | 0 | 10,461 | ||
SCHWAB S&P 500 INDEX FUN | D - SELECT SHARES | 808509855 | 598 | 20,364 | SH | DFND | 0 | 0 | 20,364 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 786 | 15,847 | SH | DFND | 860 | 0 | 14,986 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 823 | 18,400 | SH | DFND | 800 | 0 | 17,600 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 234 | 4,955 | SH | DFND | 3,800 | 0 | 1,155 | ||
SECT SPDR CONS DISCR SELECT | COM | 81369Y407 | 426 | 6,575 | SH | DFND | 0 | 0 | 6,575 | ||
AMEX FINANCIAL SELECT SPDR | COM | 81369Y605 | 233 | 10,450 | SH | DFND | 400 | 0 | 10,050 | ||
AMEX INDUSTRIAL SELECT SPDR | COM | 81369Y704 | 251 | 4,805 | SH | DFND | 0 | 0 | 4,805 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 1,167 | 28,153 | SH | DFND | 6,623 | 0 | 21,530 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 7,211 | 305,663 | SH | DFND | 26,850 | 0 | 278,813 | ||
SYNGENTA AG SPONSORED ADR'S | COM | 87160A100 | 1,136 | 14,996 | SH | DFND | 1,600 | 0 | 13,396 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 7,833 | 65,148 | SH | DFND | 2,875 | 0 | 62,273 | ||
3M CO | COM | 88579Y101 | 973 | 7,169 | SH | DFND | 4,110 | 0 | 3,059 | ||
TORCHMARK CORP | COM | 891027104 | 317 | 4,025 | SH | DFND | 0 | 0 | 4,025 | ||
TORTOISE ENERGY INFRSTRC | COM | 89147L100 | 490 | 10,700 | SH | DFND | 0 | 0 | 10,700 | ||
TORTOISE MLP FUND, INC. | COM | 89148B101 | 3,511 | 131,435 | SH | DFND | 9,115 | 0 | 122,320 | ||
U.S. BANCORP | COM | 902973304 | 209 | 4,870 | SH | SOLE | 4,870 | 0 | 0 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 371 | 1,976 | SH | DFND | 400 | 0 | 1,576 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 6,631 | 68,091 | SH | DFND | 3,825 | 0 | 64,266 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 6,027 | 51,584 | SH | DFND | 6,785 | 0 | 44,799 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,571 | 28,085 | SH | DFND | 0 | 0 | 28,085 | ||
VENTAS INC | COM | 92276F100 | 1,374 | 22,687 | SH | DFND | 0 | 0 | 22,687 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 927 | 5,370 | SH | DFND | 1,907 | 0 | 3,463 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 390 | 4,000 | SH | DFND | 0 | 0 | 4,000 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 641 | 13,476 | SH | DFND | 6,061 | 0 | 7,415 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 3,650 | 16,908 | SH | DFND | 725 | 0 | 16,183 | ||
WALGREEN CO | COM | 931422109 | 419 | 6,350 | SH | DFND | 0 | 0 | 6,350 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 690 | 16,390 | SH | DFND | 0 | 0 | 16,390 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 1,488 | 29,921 | SH | DFND | 8,276 | 0 | 21,645 | ||
WEATHERFORD INTERNATIONAL LTD | COM | H27013103 | 928 | 53,430 | SH | DFND | 4,000 | 0 | 49,430 | ||
PENTAIR LTD | COM | H6169Q108 | 5,985 | 75,430 | SH | DFND | 4,953 | 0 | 70,477 | ||
TYCO INTERNATIONAL LTD | COM | H89128104 | 5,793 | 136,636 | SH | DFND | 6,850 | 0 | 129,786 | ||
UBS AG-NEW | COM | H89231338 | 7,974 | 384,825 | SH | DFND | 22,325 | 0 | 362,500 |