SC 13G 1 0001.txt STATEMENT OF BENEFICIAL OWNERSHIP GLACIER WATER SERVICES INC. Filing Type: SC 13G Description: Statement of Beneficial Ownership Filing Date: February 1, 2001 Period End: N/A Primary Exchange: American Stock Exchange Ticker: HOO ------------------------------------------------------------------ SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 13) * GLACIER WATER SERVICES, INC. ................................................................................ (Name of Issuer) COMMON STOCK , $0.01 par value ................................................................................ (Title of Class of Stecurities) 376395109 .................................................................. (CUSIP Number) November 27, 2000 ................................................................................ (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 ( c ) [ ] Rule 13d-19 (d) Page 1 of 3 pages -------------------------------- CUSIP No. 376395109000 13G -------------------------------- -------------------------------------------------------------------------------- 1. Name of Reporting Person I.R.S. Identification No. of above Person Fred Kayne -------------------------------------------------------------------------------- 2 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a group (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3. SEC Use only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization California -------------------------------------------------------------------------------- Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power 240,000 ----------------------------------------------------------------------- 6. Shared Voting Power 0 ----------------------------------------------------------------------- 7. Sole Dispositive Power 240,000 ----------------------------------------------------------------------- 8. Shared Dispositive Power 0 ----------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 240,000 -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.3% -------------------------------------------------------------------------------- 3 12. Type of Reporting Person IA -------------------------------------------------------------------------------- Item 1 (a). Name of Issuer: Glacier Water Services, Inc. Item 2 (b). Address of Issuer's Principal Executive Offices: 2261 Cosmos Court Carlsbad, CA 92009 Item 2 (a). Name of Person Filing: Fred Kayne Item 2 (b). Address of Principal Business or, if none, Residence: 1800 Ave. of the Stars #310 Los Angeles, CA 90067 Item 2 (c ). Citizenship: California Item 2 (d). Title of Class of Securities: Common Stock, $0.01 par value Item 2 (e). CUSIP No. 376395109000 Item 3. If this statement is filed pursuant to Rules 13d-1-(b) or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C 780). (b) [ ] Bank as defined in Section 3 (a) (6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance Company as defined in Section 3(a) (19) of the Act (15 U.S.C. 78c) (d) [ ] investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [X] An investment adviser in accordance with Rule 13d-19 (b) (1) (ii) (E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1 (b) (1) (ii) (F) ; (g) [ ] A parent holding company or control person in accordance with Rule 13d-a(b) (1) (ii) (F); (h) [ ] A savings association as defined in Section 3 (b) of the Federal Deposit Insurance Act (12 U.S. C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3 (c ) (14) of the Investment Company Act of 1940 (15 U.S.C. 80a - 3); (j) [ ] Group, in accordance with Rule 13d - 1 (b) (1) (ii) (J). Item 4. Ownership. * (a) Amount beneficially owned: See the response (s) to Item 9 on the attached cover page(s). (b) Percent Class See the response (s) to Item 11 on the attached cover page(s). (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: see the Response to Item 5 on the attached cover page(s). (ii) Shared power to vote or to direct the vote: See the response to Item 6 on the attached cover pages (iii) Sole power to dispose or to direct the disposition of: See the responses to Item 8 on the attached cover pages. Item 5. Ownership of Five percent or less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of Members of the Subsidiary Which acquired the security being Reported on by the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and Belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief I certify that the information set forth in this statement is true complete and correct . Date: February 1, 2001 Signature: /s/FRED KAYNE Name/Title: Fred Kayne