The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO COM | COM | 88579Y101 | 659 | 3,000 | SH | DFND | 200 | 2,800 | 0 | ||
A T & T INC (NEW) | COM | 00206R102 | 524 | 14,707 | SH | DFND | 11,532 | 3,175 | 0 | ||
ABBOTT LABS | COM | 002824100 | 618 | 10,314 | SH | DFND | 124 | 10,190 | 0 | ||
ABIOMED INC COM | COM | 003654100 | 1,355 | 4,656 | SH | DFND | 3,527 | 1,129 | 0 | ||
ALLEGHANY CORP DEL COM | COM | 017175100 | 430 | 700 | SH | SOLE | 700 | 0 | 0 | ||
ALPHABET CLASS C | COM | 02079K107 | 2 | 2 | SH | SOLE | 2 | 0 | 0 | ||
AMBARELLA INC SHS | COM | G037AX101 | 1,907 | 38,920 | SH | DFND | 18,960 | 19,960 | 0 | ||
AMERICAN NATL INS CO COM | COM | 028591105 | 1,607 | 13,743 | SH | DFND | 9,763 | 3,980 | 0 | ||
APPLE INC | COM | 037833100 | 6 | 38 | SH | SOLE | 38 | 0 | 0 | ||
APPLIED MATLS INC COM | COM | 038222105 | 1,991 | 35,812 | SH | DFND | 15,601 | 20,211 | 0 | ||
ASTROTECH CORP | COM | 046484101 | 12 | 4,620 | SH | SOLE | 4,620 | 0 | 0 | ||
ATLAS FINANCIAL HOLDINGS INCSH | COM | G06207115 | 1,086 | 104,870 | SH | DFND | 49,500 | 55,370 | 0 | ||
BLACKSTONE GROUP LP | COM | 09253U108 | 22 | 682 | SH | SOLE | 682 | 0 | 0 | ||
BOEING CO COM | COM | 097023105 | 910 | 2,775 | SH | SOLE | 2,775 | 0 | 0 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 4 | 2 | SH | SOLE | 2 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 324 | 5,123 | SH | SOLE | 5,123 | 0 | 0 | ||
BROADCOM INC | COM | Y09827109 | 15 | 65 | SH | SOLE | 65 | 0 | 0 | ||
BROOKFIELD ASSET MANAGEMENT INC | COM | 112585104 | 12 | 306 | SH | SOLE | 306 | 0 | 0 | ||
BROOKFIELD INFRASTRUCTURE PARTNERS LP | COM | G16252101 | 16 | 376 | SH | SOLE | 376 | 0 | 0 | ||
BROOKFIELD PROPERTY PARTNERS LP | COM | G16249107 | 14 | 733 | SH | SOLE | 733 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNERS LP | COM | G16258108 | 21 | 677 | SH | SOLE | 677 | 0 | 0 | ||
BROOKS AUTOMATION INC COM | COM | 114340102 | 1,788 | 66,018 | SH | DFND | 28,787 | 37,251 | 0 | ||
CADUS CORP COM | COM | 127639102 | 3 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CALIFORNIA RESOURCES CORP | COM | 13057Q107 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
CAMPBELL SOUP CO | COM | 134429109 | 26 | 600 | SH | SOLE | 600 | 0 | 0 | ||
CELGENE CORP COM | COM | 151020104 | 878 | 9,846 | SH | DFND | 2,614 | 7,232 | 0 | ||
CELGENE CORP CONTIN VAL RT | WARRANT AND RIGH | 151020112 | 14 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
CHECK POINT SOFTWARE TECH LTD | COM | M22465104 | 6 | 62 | SH | SOLE | 62 | 0 | 0 | ||
CHEVRONTEXACO CORP COM | COM | 166764100 | 913 | 8,002 | SH | DFND | 3,652 | 4,350 | 0 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 11 | 250 | SH | SOLE | 250 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 248 | 5,700 | SH | DFND | 4,300 | 1,400 | 0 | ||
COEUR D ALENE MINES CORP IDAHO | COM | 192108504 | 493 | 61,622 | SH | DFND | 43,823 | 17,799 | 0 | ||
COMSTOCK RES INC COM NEW | COM | 205768203 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
COMSTOCK RES INC PIK NT | CONVERTIBLE BOND | 205768AM6 | 472 | 510,363 | PRN | DFND | 112,684 | 397,679 | 0 | ||
CONTANGO OIL & GAS COMPANY COM | COM | 21075N204 | 748 | 210,755 | SH | DFND | 99,432 | 111,323 | 0 | ||
CONTANGO ORE INC | COM | 001502377 | 6 | 300 | SH | SOLE | 300 | 0 | 0 | ||
CORNING INC COM | COM | 219350105 | 251 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
COSTCO WHOLESALE CORP | COM | 22160K105 | 6 | 33 | SH | SOLE | 33 | 0 | 0 | ||
CREDIT SUISSE NASSAU BRH GOLD | PREFERRED STOCKS | 22542D480 | 135 | 14,830 | SH | DFND | 4,840 | 9,990 | 0 | ||
DEERE & CO COM | COM | 244199105 | 466 | 3,000 | SH | DFND | 2,000 | 1,000 | 0 | ||
DELPHI TECHNOLOGIES PLC SHS | COM | G2709G107 | 1,716 | 36,025 | SH | DFND | 17,101 | 18,924 | 0 | ||
DELTA AIR LINES INC | COM | 247361702 | 3 | 58 | SH | SOLE | 58 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 328 | 5,139 | SH | SOLE | 5,139 | 0 | 0 | ||
ENSCO PLC SHS CLASS A | COM | G3157S106 | 1,084 | 247,026 | SH | DFND | 164,168 | 82,858 | 0 | ||
ERIE INDTY CO CL A | COM | 29530P102 | 1,094 | 9,296 | SH | DFND | 5,683 | 3,613 | 0 | ||
EXTENDED STAY AMER INC SHS 1 C | COM | 30224P200 | 1,918 | 96,991 | SH | DFND | 43,940 | 53,051 | 0 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 496 | 6,652 | SH | DFND | 6,252 | 400 | 0 | ||
FEDEX CORP | COM | 31428X106 | 3 | 12 | SH | SOLE | 12 | 0 | 0 | ||
FIDELITY ADVISOR SER II FL RT | MUTUAL FUNDS | 315916783 | 190 | 19,750 | SH | DFND | 0 | 19,750 | 0 | ||
FIREEYE INC COM | COM | 31816Q101 | 1,610 | 95,085 | SH | DFND | 43,025 | 52,060 | 0 | ||
FIRST US BANCSHARES INC | COM | 33744V103 | 3 | 90 | SH | SOLE | 90 | 0 | 0 | ||
FORD MOTOR CO | COM | 345370860 | 6 | 568 | SH | SOLE | 568 | 0 | 0 | ||
GENERAL ELEC CO | COM | 369604103 | 187 | 13,900 | SH | DFND | 10,900 | 3,000 | 0 | ||
GENERAL MOTORS CO | COM | 37045V100 | 5 | 151 | SH | SOLE | 151 | 0 | 0 | ||
GENTEX CORP COM | COM | 371901109 | 2,095 | 91,018 | SH | DFND | 43,278 | 47,740 | 0 | ||
GTT COMMUNICATIONS INC COM | COM | 362393100 | 3,899 | 68,775 | SH | DFND | 34,714 | 34,061 | 0 | ||
HERTZ GLOBAL HLDGS INC COM | COM | 42806J106 | 1,687 | 84,994 | SH | DFND | 42,320 | 42,674 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 3 | 15 | SH | SOLE | 15 | 0 | 0 | ||
ILLINOIS TOOL WORKS INC | COM | 452308109 | 6 | 37 | SH | SOLE | 37 | 0 | 0 | ||
INTREPID POTASH INC COM | COM | 46121Y102 | 11 | 3,027 | SH | SOLE | 3,027 | 0 | 0 | ||
ISHARES GOLD TRUST | COM | 464285105 | 8 | 656 | SH | SOLE | 656 | 0 | 0 | ||
ISHARES SHORT TREASURY BOND ETF | COM | 464288679 | 57 | 512 | SH | SOLE | 512 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 345 | 2,690 | SH | SOLE | 2,690 | 0 | 0 | ||
KANSAS CITY LIFE | COM | 484836200 | 521 | 11,587 | SH | DFND | 4,820 | 6,767 | 0 | ||
KKR & CO LP | COM | 48248M102 | 15 | 750 | SH | SOLE | 750 | 0 | 0 | ||
KLA TENCOR CORP | COM | 482480100 | 9 | 86 | SH | SOLE | 86 | 0 | 0 | ||
LIQUEFIED NATURAL GAS LTD SHS | COM | Q5570T107 | 17 | 50,000 | SH | DFND | 0 | 50,000 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 3 | 9 | SH | SOLE | 9 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 11 | 123 | SH | SOLE | 123 | 0 | 0 | ||
LUXOFT HLDG INC ORD SHS CL A | COM | G57279104 | 1,474 | 35,982 | SH | DFND | 17,902 | 18,080 | 0 | ||
MANPOWERGROUP INC | COM | 56418H100 | 3 | 24 | SH | SOLE | 24 | 0 | 0 | ||
MAZOR ROBOTICS LTD SPONSORED A | COM | 57886P103 | 872 | 14,219 | SH | DFND | 5,631 | 8,588 | 0 | ||
MCDERMOTT INTERNATIONAL | COM | 580037109 | 4 | 650 | SH | SOLE | 650 | 0 | 0 | ||
MERCK & CO CORP | COM | 58933Y105 | 6 | 106 | SH | SOLE | 106 | 0 | 0 | ||
MERITOR INC COM | COM | 59001K100 | 1,231 | 59,857 | SH | DFND | 29,069 | 30,788 | 0 | ||
MICRON TECHNOLOGY INC COM | COM | 595112103 | 1,770 | 33,951 | SH | DFND | 18,352 | 15,599 | 0 | ||
MICROSOFT | COM | 594918104 | 478 | 5,235 | SH | DFND | 0 | 5,235 | 0 | ||
MILLS MUSIC TRUST | COM | 601158108 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
MITEK SYS INC COM NEW | COM | 606710200 | 129 | 17,475 | SH | DFND | 0 | 17,475 | 0 | ||
MONSTER BEVERAGE CORP | COM | 61174X109 | 3 | 47 | SH | SOLE | 47 | 0 | 0 | ||
MORGAN STANLEY COM NEW | COM | 617446448 | 211 | 3,910 | SH | SOLE | 3,910 | 0 | 0 | ||
NET 1 UEPS TECHNOLOGIES INC CO | COM | 64107N206 | 844 | 89,194 | SH | DFND | 45,506 | 43,688 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 12 | 300 | SH | SOLE | 300 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 421 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
NRG YIELD INC CL C | COM | 62942X405 | 1,240 | 72,901 | SH | DFND | 38,790 | 34,111 | 0 | ||
NUTANIX INC CL A | COM | 67059N108 | 3,583 | 72,975 | SH | DFND | 35,060 | 37,915 | 0 | ||
OLIN CORP COM PAR $1 | COM | 680665205 | 1,748 | 57,543 | SH | DFND | 27,628 | 29,915 | 0 | ||
ORGANOVO HLDGS INC COM | COM | 68620A104 | 29 | 27,725 | SH | DFND | 0 | 27,725 | 0 | ||
PAYPAL HOLDINGS INC | COM | 70450Y103 | 6 | 82 | SH | SOLE | 82 | 0 | 0 | ||
PCS EDVENTURES COM INC COM | COM | 69325N102 | 0 | 17,700 | SH | DFND | 0 | 17,700 | 0 | ||
PFIZER INC | COM | 717081103 | 425 | 11,990 | SH | SOLE | 11,990 | 0 | 0 | ||
POLARIS INDUSTRIES INC | COM | 731068102 | 6 | 54 | SH | SOLE | 54 | 0 | 0 | ||
PPG INDUSTRIES INC | COM | 693506107 | 3 | 26 | SH | SOLE | 26 | 0 | 0 | ||
QUALCOMM INC COM | COM | 747525103 | 399 | 7,200 | SH | DFND | 0 | 7,200 | 0 | ||
ROBERT HALF INTERNATIONAL INC | COM | 770323103 | 3 | 55 | SH | SOLE | 55 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 3 | 15 | SH | SOLE | 15 | 0 | 0 | ||
SENOMYX INC COM | COM | 81724Q107 | 0 | 188 | SH | DFND | 188 | 0 | 0 | ||
SJW CORP COM | COM | 784305104 | 404 | 7,660 | SH | SOLE | 7,660 | 0 | 0 | ||
SNAP ON INC COM | COM | 833034101 | 217 | 1,470 | SH | SOLE | 1,470 | 0 | 0 | ||
SUMMIT MATLS INC CL A | COM | 86614U100 | 2,101 | 69,383 | SH | DFND | 32,472 | 36,911 | 0 | ||
TEXAS INSTRUMENTS INC | COM | 882508104 | 3 | 29 | SH | SOLE | 29 | 0 | 0 | ||
TRONOX LTD SHS CL A | COM | Q9235V101 | 1,656 | 89,778 | SH | DFND | 58,941 | 30,837 | 0 | ||
TROVAGENE INC COM NEW | COM | 897238309 | 8 | 22,850 | SH | DFND | 0 | 22,850 | 0 | ||
UMPQUA HOLDINGS CORP | COM | 904214103 | 3 | 150 | SH | SOLE | 150 | 0 | 0 | ||
UNILEVER NV N Y SHS NEW | COM | 904784709 | 316 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 417 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
UNITI GROUP INC COM | COM | 91325V108 | 608 | 37,436 | SH | DFND | 18,319 | 19,117 | 0 | ||
VANGUARD FIXED INCOME SECS FIN | MUTUAL FUNDS | 922031885 | 117 | 12,340 | SH | DFND | 0 | 12,340 | 0 | ||
VANGUARD FIXED INCOME SECS FIN | MUTUAL FUNDS | 922031810 | 391 | 41,124 | SH | DFND | 0 | 41,124 | 0 | ||
VANGUARD FIXED INCOME SECS GNM | MUTUAL FUNDS | 922031307 | 657 | 63,974 | SH | DFND | 0 | 63,974 | 0 | ||
VEEVA SYS INC CL A COM | COM | 922475108 | 1,504 | 20,600 | SH | DFND | 9,135 | 11,465 | 0 | ||
WESTAMERICA BANCORP | COM | 957090103 | 3 | 52 | SH | SOLE | 52 | 0 | 0 | ||
WESTERN DIGITAL CORP COM | COM | 958102105 | 1,224 | 13,260 | SH | DFND | 8,171 | 5,089 | 0 | ||
WEYERHAEUSER CO COM | COM | 962166104 | 459 | 13,100 | SH | DFND | 0 | 13,100 | 0 | ||
WORKDAY INC | COM | 98138H101 | 7 | 55 | SH | SOLE | 55 | 0 | 0 |