0000883487-18-000002.txt : 20180509
0000883487-18-000002.hdr.sgml : 20180509
20180509132101
ACCESSION NUMBER: 0000883487-18-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180509
DATE AS OF CHANGE: 20180509
EFFECTIVENESS DATE: 20180509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
CENTRAL INDEX KEY: 0000883487
IRS NUMBER: 330087141
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03033
FILM NUMBER: 18817613
BUSINESS ADDRESS:
STREET 1: 530 B ST
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
BUSINESS PHONE: 6192399049
MAIL ADDRESS:
STREET 1: 530 B ST
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
FORMER COMPANY:
FORMER CONFORMED NAME: MERIDIAN CAPITAL MANAGEMENT LTD/CA
DATE OF NAME CHANGE: 19970902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000883487
XXXXXXXX
03-31-2018
03-31-2018
MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
530 B ST
STE 300
SAN DIEGO
CA
92101
13F HOLDINGS REPORT
028-03033
N
ELLIS C. SMITH
PRINCIPAL
619-239-9049
ELLIS C. SMITH
SAN DIEOG
CA
05-09-2018
0
115
60330
false
INFORMATION TABLE
2
edgarfiling033118.xml
3M CO COM
COM
88579Y101
659
3000
SH
DFND
200
2800
0
A T & T INC (NEW)
COM
00206R102
524
14707
SH
DFND
11532
3175
0
ABBOTT LABS
COM
002824100
618
10314
SH
DFND
124
10190
0
ABIOMED INC COM
COM
003654100
1355
4656
SH
DFND
3527
1129
0
ALLEGHANY CORP DEL COM
COM
017175100
430
700
SH
SOLE
700
0
0
ALPHABET CLASS C
COM
02079K107
2
2
SH
SOLE
2
0
0
AMBARELLA INC SHS
COM
G037AX101
1907
38920
SH
DFND
18960
19960
0
AMERICAN NATL INS CO COM
COM
028591105
1607
13743
SH
DFND
9763
3980
0
APPLE INC
COM
037833100
6
38
SH
SOLE
38
0
0
APPLIED MATLS INC COM
COM
038222105
1991
35812
SH
DFND
15601
20211
0
ASTROTECH CORP
COM
046484101
12
4620
SH
SOLE
4620
0
0
ATLAS FINANCIAL HOLDINGS INCSH
COM
G06207115
1086
104870
SH
DFND
49500
55370
0
BLACKSTONE GROUP LP
COM
09253U108
22
682
SH
SOLE
682
0
0
BOEING CO COM
COM
097023105
910
2775
SH
SOLE
2775
0
0
BOOKING HOLDINGS INC
COM
09857L108
4
2
SH
SOLE
2
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
324
5123
SH
SOLE
5123
0
0
BROADCOM INC
COM
Y09827109
15
65
SH
SOLE
65
0
0
BROOKFIELD ASSET MANAGEMENT INC
COM
112585104
12
306
SH
SOLE
306
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS LP
COM
G16252101
16
376
SH
SOLE
376
0
0
BROOKFIELD PROPERTY PARTNERS LP
COM
G16249107
14
733
SH
SOLE
733
0
0
BROOKFIELD RENEWABLE PARTNERS LP
COM
G16258108
21
677
SH
SOLE
677
0
0
BROOKS AUTOMATION INC COM
COM
114340102
1788
66018
SH
DFND
28787
37251
0
CADUS CORP COM
COM
127639102
3
2000
SH
SOLE
2000
0
0
CALIFORNIA RESOURCES CORP
COM
13057Q107
0
2
SH
SOLE
2
0
0
CAMPBELL SOUP CO
COM
134429109
26
600
SH
SOLE
600
0
0
CELGENE CORP COM
COM
151020104
878
9846
SH
DFND
2614
7232
0
CELGENE CORP CONTIN VAL RT
WARRANT AND RIGH
151020112
14
11000
SH
SOLE
11000
0
0
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
6
62
SH
SOLE
62
0
0
CHEVRONTEXACO CORP COM
COM
166764100
913
8002
SH
DFND
3652
4350
0
CISCO SYSTEMS INC
COM
17275R102
11
250
SH
SOLE
250
0
0
COCA COLA CO
COM
191216100
248
5700
SH
DFND
4300
1400
0
COEUR D ALENE MINES CORP IDAHO
COM
192108504
493
61622
SH
DFND
43823
17799
0
COMSTOCK RES INC COM NEW
COM
205768203
0
1
SH
SOLE
1
0
0
COMSTOCK RES INC PIK NT
CONVERTIBLE BOND
205768AM6
472
510363
PRN
DFND
112684
397679
0
CONTANGO OIL & GAS COMPANY COM
COM
21075N204
748
210755
SH
DFND
99432
111323
0
CONTANGO ORE INC
COM
001502377
6
300
SH
SOLE
300
0
0
CORNING INC COM
COM
219350105
251
9000
SH
SOLE
9000
0
0
COSTCO WHOLESALE CORP
COM
22160K105
6
33
SH
SOLE
33
0
0
CREDIT SUISSE NASSAU BRH GOLD
PREFERRED STOCKS
22542D480
135
14830
SH
DFND
4840
9990
0
DEERE & CO COM
COM
244199105
466
3000
SH
DFND
2000
1000
0
DELPHI TECHNOLOGIES PLC SHS
COM
G2709G107
1716
36025
SH
DFND
17101
18924
0
DELTA AIR LINES INC
COM
247361702
3
58
SH
SOLE
58
0
0
DOWDUPONT INC
COM
26078J100
328
5139
SH
SOLE
5139
0
0
ENSCO PLC SHS CLASS A
COM
G3157S106
1084
247026
SH
DFND
164168
82858
0
ERIE INDTY CO CL A
COM
29530P102
1094
9296
SH
DFND
5683
3613
0
EXTENDED STAY AMER INC SHS 1 C
COM
30224P200
1918
96991
SH
DFND
43940
53051
0
EXXON MOBIL CORP COM
COM
30231G102
496
6652
SH
DFND
6252
400
0
FEDEX CORP
COM
31428X106
3
12
SH
SOLE
12
0
0
FIDELITY ADVISOR SER II FL RT
MUTUAL FUNDS
315916783
190
19750
SH
DFND
0
19750
0
FIREEYE INC COM
COM
31816Q101
1610
95085
SH
DFND
43025
52060
0
FIRST US BANCSHARES INC
COM
33744V103
3
90
SH
SOLE
90
0
0
FORD MOTOR CO
COM
345370860
6
568
SH
SOLE
568
0
0
GENERAL ELEC CO
COM
369604103
187
13900
SH
DFND
10900
3000
0
GENERAL MOTORS CO
COM
37045V100
5
151
SH
SOLE
151
0
0
GENTEX CORP COM
COM
371901109
2095
91018
SH
DFND
43278
47740
0
GTT COMMUNICATIONS INC COM
COM
362393100
3899
68775
SH
DFND
34714
34061
0
HERTZ GLOBAL HLDGS INC COM
COM
42806J106
1687
84994
SH
DFND
42320
42674
0
HOME DEPOT INC
COM
437076102
3
15
SH
SOLE
15
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
6
37
SH
SOLE
37
0
0
INTREPID POTASH INC COM
COM
46121Y102
11
3027
SH
SOLE
3027
0
0
ISHARES GOLD TRUST
COM
464285105
8
656
SH
SOLE
656
0
0
ISHARES SHORT TREASURY BOND ETF
COM
464288679
57
512
SH
SOLE
512
0
0
JOHNSON & JOHNSON
COM
478160104
345
2690
SH
SOLE
2690
0
0
KANSAS CITY LIFE
COM
484836200
521
11587
SH
DFND
4820
6767
0
KKR & CO LP
COM
48248M102
15
750
SH
SOLE
750
0
0
KLA TENCOR CORP
COM
482480100
9
86
SH
SOLE
86
0
0
LIQUEFIED NATURAL GAS LTD SHS
COM
Q5570T107
17
50000
SH
DFND
0
50000
0
LOCKHEED MARTIN CORP
COM
539830109
3
9
SH
SOLE
9
0
0
LULULEMON ATHLETICA INC
COM
550021109
11
123
SH
SOLE
123
0
0
LUXOFT HLDG INC ORD SHS CL A
COM
G57279104
1474
35982
SH
DFND
17902
18080
0
MANPOWERGROUP INC
COM
56418H100
3
24
SH
SOLE
24
0
0
MAZOR ROBOTICS LTD SPONSORED A
COM
57886P103
872
14219
SH
DFND
5631
8588
0
MCDERMOTT INTERNATIONAL
COM
580037109
4
650
SH
SOLE
650
0
0
MERCK & CO CORP
COM
58933Y105
6
106
SH
SOLE
106
0
0
MERITOR INC COM
COM
59001K100
1231
59857
SH
DFND
29069
30788
0
MICRON TECHNOLOGY INC COM
COM
595112103
1770
33951
SH
DFND
18352
15599
0
MICROSOFT
COM
594918104
478
5235
SH
DFND
0
5235
0
MILLS MUSIC TRUST
COM
601158108
3
100
SH
SOLE
100
0
0
MITEK SYS INC COM NEW
COM
606710200
129
17475
SH
DFND
0
17475
0
MONSTER BEVERAGE CORP
COM
61174X109
3
47
SH
SOLE
47
0
0
MORGAN STANLEY COM NEW
COM
617446448
211
3910
SH
SOLE
3910
0
0
NET 1 UEPS TECHNOLOGIES INC CO
COM
64107N206
844
89194
SH
DFND
45506
43688
0
NEWMONT MINING CORP
COM
651639106
12
300
SH
SOLE
300
0
0
NORFOLK SOUTHN CORP
COM
655844108
421
3100
SH
SOLE
3100
0
0
NRG YIELD INC CL C
COM
62942X405
1240
72901
SH
DFND
38790
34111
0
NUTANIX INC CL A
COM
67059N108
3583
72975
SH
DFND
35060
37915
0
OLIN CORP COM PAR $1
COM
680665205
1748
57543
SH
DFND
27628
29915
0
ORGANOVO HLDGS INC COM
COM
68620A104
29
27725
SH
DFND
0
27725
0
PAYPAL HOLDINGS INC
COM
70450Y103
6
82
SH
SOLE
82
0
0
PCS EDVENTURES COM INC COM
COM
69325N102
0
17700
SH
DFND
0
17700
0
PFIZER INC
COM
717081103
425
11990
SH
SOLE
11990
0
0
POLARIS INDUSTRIES INC
COM
731068102
6
54
SH
SOLE
54
0
0
PPG INDUSTRIES INC
COM
693506107
3
26
SH
SOLE
26
0
0
QUALCOMM INC COM
COM
747525103
399
7200
SH
DFND
0
7200
0
ROBERT HALF INTERNATIONAL INC
COM
770323103
3
55
SH
SOLE
55
0
0
ROCKWELL AUTOMATION INC
COM
773903109
3
15
SH
SOLE
15
0
0
SENOMYX INC COM
COM
81724Q107
0
188
SH
DFND
188
0
0
SJW CORP COM
COM
784305104
404
7660
SH
SOLE
7660
0
0
SNAP ON INC COM
COM
833034101
217
1470
SH
SOLE
1470
0
0
SUMMIT MATLS INC CL A
COM
86614U100
2101
69383
SH
DFND
32472
36911
0
TEXAS INSTRUMENTS INC
COM
882508104
3
29
SH
SOLE
29
0
0
TRONOX LTD SHS CL A
COM
Q9235V101
1656
89778
SH
DFND
58941
30837
0
TROVAGENE INC COM NEW
COM
897238309
8
22850
SH
DFND
0
22850
0
UMPQUA HOLDINGS CORP
COM
904214103
3
150
SH
SOLE
150
0
0
UNILEVER NV N Y SHS NEW
COM
904784709
316
5600
SH
SOLE
5600
0
0
UNION PAC CORP
COM
907818108
417
3100
SH
SOLE
3100
0
0
UNITI GROUP INC COM
COM
91325V108
608
37436
SH
DFND
18319
19117
0
VANGUARD FIXED INCOME SECS FIN
MUTUAL FUNDS
922031885
117
12340
SH
DFND
0
12340
0
VANGUARD FIXED INCOME SECS FIN
MUTUAL FUNDS
922031810
391
41124
SH
DFND
0
41124
0
VANGUARD FIXED INCOME SECS GNM
MUTUAL FUNDS
922031307
657
63974
SH
DFND
0
63974
0
VEEVA SYS INC CL A COM
COM
922475108
1504
20600
SH
DFND
9135
11465
0
WESTAMERICA BANCORP
COM
957090103
3
52
SH
SOLE
52
0
0
WESTERN DIGITAL CORP COM
COM
958102105
1224
13260
SH
DFND
8171
5089
0
WEYERHAEUSER CO COM
COM
962166104
459
13100
SH
DFND
0
13100
0
WORKDAY INC
COM
98138H101
7
55
SH
SOLE
55
0
0