0000883487-16-000005.txt : 20160205
0000883487-16-000005.hdr.sgml : 20160205
20160205150220
ACCESSION NUMBER: 0000883487-16-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160205
DATE AS OF CHANGE: 20160205
EFFECTIVENESS DATE: 20160205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
CENTRAL INDEX KEY: 0000883487
IRS NUMBER: 330087141
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03033
FILM NUMBER: 161391853
BUSINESS ADDRESS:
STREET 1: 530 B ST
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
BUSINESS PHONE: 6192399049
MAIL ADDRESS:
STREET 1: 530 B ST
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
FORMER COMPANY:
FORMER CONFORMED NAME: MERIDIAN CAPITAL MANAGEMENT LTD/CA
DATE OF NAME CHANGE: 19970902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000883487
XXXXXXXX
12-31-2015
12-31-2015
MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
530 B ST
STE 300
SAN DIEGO
CA
92101
13F HOLDINGS REPORT
028-03033
N
ELLIS C. SMITH
PRINCIPAL
619-239-9049
ELLIS C. SMITH
SAN DIEGO
CA
02-05-2016
0
81
62468
false
INFORMATION TABLE
2
edgarfiling123115.xml
A T & T INC (NEW)
COM
00206R102
601
17452
SH
DFND
11532
5920
0
ABBOTT LABS
COM
2824100
386
8604
SH
DFND
124
8480
0
ABIOMED INC COM
COM
3654100
2407
26669
SH
DFND
15569
11100
0
ALLEGHANY CORP DEL COM
COM
17175100
335
700
SH
SOLE
700
0
0
AMBARELLA INC SHS
COM
G037AX101
1640
29428
SH
DFND
16038
13390
0
AMERICAN NATL INS CO COM
COM
28591105
2667
26074
SH
DFND
18113
7961
0
ASTROTECH CORP
COM
46484101
22
14500
SH
SOLE
14500
0
0
BOEING CO COM
COM
97023105
471
3260
SH
DFND
3195
65
0
BRISTOL MYERS SQUIBB CO
COM
110122108
352
5123
SH
SOLE
5123
0
0
CALAVO GROWERS INC COM
COM
128246105
3786
77262
SH
DFND
48972
28290
0
CALIFORNIA RESOURCES CORP
COM
13057Q107
0
24
SH
SOLE
24
0
0
CALLIDUS SOFTWARE INC COM
COM
13123E500
2828
152310
SH
DFND
84220
68090
0
CELGENE CORP COM
COM
151020104
529
7585
SH
DFND
5463
2122
0
CHEVRONTEXACO CORP COM
COM
166764100
329
3660
SH
DFND
3652
8
0
COMSTOCK RES INC COM NEW
COM
205768203
0
6
SH
SOLE
6
0
0
CONTANGO OIL & GAS COMPANY COM
COM
21075N204
350
54551
SH
DFND
34585
19966
0
COUER MINING ING
COM
192108504
12
4825
SH
SOLE
4825
0
0
CREDIT SUISSE NASSAU BRH GOLD
PREFERRED STOCKS
22542D480
239
23290
SH
DFND
6840
16450
0
CUBIC CORP COM
COM
229669106
1430
30263
SH
DFND
18289
11974
0
DEERE & CO COM
COM
244199105
305
4000
SH
DFND
2000
2000
0
DOW CHEMICAL CORP
COM
260543103
353
6864
SH
SOLE
6864
0
0
ENSCO PLC SHS CLASS A
COM
G3157S106
381
24737
SH
DFND
19537
5200
0
ERIE INDTY CO CL A
COM
29530P102
440
4600
SH
DFND
2580
2020
0
ETFS SILVER TRUST
COM
26922X107
4
324
SH
SOLE
324
0
0
EXCO RESOURCES INC
COM
269279402
1
1000
SH
SOLE
1000
0
0
EXXON MOBIL CORP COM
COM
30231G102
522
6697
SH
DFND
6522
175
0
FIREEYE INC COM
COM
31816Q101
1457
70244
SH
DFND
40183
30061
0
FLUOR CORP
COM
343412102
19
400
SH
SOLE
400
0
0
GENERAL ELEC CO
COM
369604103
357
11470
SH
SOLE
11470
0
0
GILEAD SCIENCES INC COM
COM
375558103
848
8375
SH
DFND
2505
5870
0
GTT COMMUNICATIONS INC COM
COM
362393100
989
57982
SH
DFND
36472
21510
0
HARMAN INTL INDS INC COM
COM
413086109
1202
12761
SH
DFND
8921
3840
0
HD SUPPLY HLDGS INC COM
COM
40416M105
1871
62324
SH
DFND
38625
23699
0
ILLUMINA INC COM
COM
452327109
3268
17025
SH
DFND
10020
7005
0
INTREPID POTASH INC COM
COM
46121Y102
6
1865
SH
SOLE
1865
0
0
IONIS PHARMACEUTICALS INC COM
COM
462222100
1319
21298
SH
DFND
11788
9510
0
ISHARES GOLD TRUST
COM
464285105
7
656
SH
SOLE
656
0
0
ISHARES TR RUSSELL MCP VL
COM
464287473
1631
23751
SH
DFND
18080
5671
0
JOHNSON & JOHNSON
COM
478160104
1103
10738
SH
DFND
5493
5245
0
KAYNE ANDERSON MLP INVT CO COM
COM
486606106
281
16260
SH
DFND
0
16260
0
KB HOME COM
COM
48666K109
1807
146653
SH
DFND
102173
44390
0
LSI INDS INC COM
COM
50216C108
158
13000
SH
SOLE
13000
0
0
MASTEC INC COM
COM
576323109
2090
120261
SH
DFND
59220
61041
0
MCDERMOTT INTERNATIONAL
COM
580037109
18
5250
SH
SOLE
5250
0
0
MEAD JOHNSON NUTRITION CO COM
COM
582839106
281
3560
SH
SOLE
3560
0
0
MICRON TECHNOLOGY INC COM
COM
595112103
977
59919
SH
DFND
27959
31960
0
MILLS MUSIC TRUST
COM
601158108
1
60
SH
SOLE
60
0
0
MITEK SYS INC COM NEW
COM
606710200
255
62035
SH
DFND
0
62035
0
MTS SYS CORP COM
COM
553777103
1614
25453
SH
DFND
13504
11949
0
NEWMONT MINING CORP
COM
651639106
14
800
SH
SOLE
800
0
0
NORFOLK SOUTHN CORP
COM
655844108
413
4880
SH
SOLE
4880
0
0
ON SEMICONDUCTOR CORP COM
COM
682189105
1735
177086
SH
DFND
93366
83720
0
ORGANOVO HLDGS INC COM
COM
68620A104
89
35590
SH
DFND
0
35590
0
PACIFIC DRILLING SA LUXEMBOURE
COM
L7257P106
8
10000
SH
DFND
0
10000
0
PCS EDVENTURES COM INC COM
COM
69325N102
1
20700
SH
DFND
0
20700
0
PFIZER INC
COM
717081103
382
11820
SH
SOLE
11820
0
0
PHIBRO ANIMAL HEALTH CORP CL A
COM
71742Q106
1199
39786
SH
DFND
27316
12470
0
PREMIER EXHIBITIONS INC
COM
740S1E102
0
300
SH
SOLE
300
0
0
PRICESMART INC COM
COM
741511109
1362
16412
SH
DFND
11302
5110
0
PRIVATEBANCORP INC COM
COM
742962103
2243
54664
SH
DFND
39388
15276
0
PROSPECT CAPITAL CORPORATIONCO
COM
74348T102
2356
337509
SH
DFND
185579
151930
0
QUALCOMM INC COM
COM
747525103
200
4000
SH
DFND
0
4000
0
RAYTHEON CO COM NEW
COM
755111507
408
3280
SH
DFND
0
3280
0
ROSS STORES INC COM
COM
778296103
1091
20274
SH
DFND
11268
9006
0
SANDISK CORP COM
COM
80004C101
1596
21006
SH
DFND
13946
7060
0
SENOMYX INC COM
COM
81724Q107
1103
292468
SH
DFND
155060
137408
0
SJW CORP COM
COM
784305104
229
7740
SH
SOLE
7740
0
0
SKYWORKS SOLUTIONS INC COM
COM
83088M102
247
3213
SH
DFND
1673
1540
0
SNAP ON INC COM
COM
833034101
252
1470
SH
SOLE
1470
0
0
TJX COS INC NEW COM
COM
872540109
826
11647
SH
DFND
4597
7050
0
TRI POINTE HOMES INC COM
COM
87265H109
1189
93818
SH
DFND
46828
46990
0
TRONOX LTD SHS CL A
COM
Q9235V101
10
2484
SH
SOLE
2484
0
0
TROVAGENE INC COM NEW
COM
897238309
197
36450
SH
DFND
0
36450
0
UNILEVER NV N Y SHS NEW
COM
904784709
243
5600
SH
SOLE
5600
0
0
UNION PAC CORP
COM
907818108
307
3920
SH
SOLE
3920
0
0
V F CORP
COM
918204108
846
13585
SH
DFND
3730
9855
0
VANGUARD CALIF TAX FREE FD ST
MUTUAL FUNDS
922907803
162
10255
SH
DFND
0
10255
0
VANGUARD FIXED INCOME SECS GNM
COM
922031307
640
60082
SH
DFND
0
60082
0
VERIZON COMMUNICATIONS COM
COM
92343V104
589
12740
SH
DFND
1450
11290
0
WABTEC CORP COM
COM
929740108
582
8190
SH
DFND
880
7310
0
WESTERN DIGITAL CORP COM
COM
958102105
0
1
SH
SOLE
1
0
0