The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A T & T INC (NEW) | COM | 00206R102 | 569 | 17,452 | SH | DFND | 11,532 | 5,920 | 0 | ||
ABBOTT LABS | COM | 2824100 | 359 | 8,924 | SH | DFND | 124 | 8,800 | 0 | ||
ABIOMED INC COM | COM | 3654100 | 2,483 | 26,773 | SH | DFND | 15,703 | 11,070 | 0 | ||
ALLEGHANY CORP DEL COM | COM | 17175100 | 328 | 700 | SH | SOLE | 700 | 0 | 0 | ||
AMERICAN NATL INS CO COM | COM | 28591105 | 2,574 | 26,356 | SH | DFND | 18,385 | 7,971 | 0 | ||
ASTROTECH CORP | COM | 46484101 | 30 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
BOEING CO COM | COM | 97023105 | 439 | 3,355 | SH | DFND | 3,290 | 65 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 303 | 5,123 | SH | SOLE | 5,123 | 0 | 0 | ||
CALAVO GROWERS INC COM | COM | 128246105 | 3,498 | 78,360 | SH | DFND | 49,850 | 28,510 | 0 | ||
CALIFORNIA RESOURCES CORP | COM | 13057Q107 | 0 | 24 | SH | SOLE | 24 | 0 | 0 | ||
CALLIDUS SOFTWARE INC COM | COM | 13123E500 | 2,615 | 153,880 | SH | DFND | 84,680 | 69,200 | 0 | ||
CELGENE CORP COM | COM | 151020104 | 5 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
CHEVRONTEXACO CORP COM | COM | 166764100 | 289 | 3,660 | SH | DFND | 3,652 | 8 | 0 | ||
COMSTOCK RES INC COM NEW | COM | 205768203 | 0 | 6 | SH | SOLE | 6 | 0 | 0 | ||
CONTANGO OIL & GAS COMPANY COM | COM | 21075N204 | 461 | 60,642 | SH | DFND | 39,741 | 20,901 | 0 | ||
COUER MINING INC | COM | 192108504 | 14 | 4,825 | SH | SOLE | 4,825 | 0 | 0 | ||
CREDIT SUISSE NASSAU BRH GOLD | PREFERRED STOCKS | 22542D480 | 254 | 23,290 | SH | DFND | 6,840 | 16,450 | 0 | ||
CUBIC CORP COM | COM | 229669106 | 1,289 | 30,724 | SH | DFND | 18,750 | 11,974 | 0 | ||
DEERE & CO COM | COM | 244199105 | 296 | 4,000 | SH | DFND | 2,000 | 2,000 | 0 | ||
DOW CHEMICAL CORP | COM | 260543103 | 290 | 6,864 | SH | SOLE | 6,864 | 0 | 0 | ||
ENSCO PLC SHS CLASS A | COM | G3157S106 | 438 | 31,127 | SH | DFND | 19,637 | 11,490 | 0 | ||
ETFS SILVER TRUST | COM | 26922X107 | 5 | 324 | SH | SOLE | 324 | 0 | 0 | ||
EXCO RESOURCES INC | COM | 269279402 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 502 | 6,747 | SH | DFND | 6,572 | 175 | 0 | ||
FIREEYE INC COM | COM | 31816Q101 | 2,529 | 79,459 | SH | DFND | 46,848 | 32,611 | 0 | ||
FLUOR CORP | COM | 343412102 | 17 | 400 | SH | SOLE | 400 | 0 | 0 | ||
FUEL SYSTEMS SOLUTIONS INC | COM | 35592W103 | 10 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
GENERAL ELEC CO | COM | 369604103 | 293 | 11,600 | SH | SOLE | 11,600 | 0 | 0 | ||
GILEAD SCIENCES INC COM | COM | 375558103 | 409 | 4,170 | SH | DFND | 0 | 4,170 | 0 | ||
HD SUPPLY HLDGS INC COM | COM | 40416M105 | 1,802 | 62,951 | SH | DFND | 39,292 | 23,659 | 0 | ||
ILLUMINA INC COM | COM | 452327109 | 3,027 | 17,211 | SH | DFND | 10,126 | 7,085 | 0 | ||
INTREPID POTASH INC COM | COM | 46121Y102 | 11 | 2,042 | SH | SOLE | 2,042 | 0 | 0 | ||
ISHARES GOLD TRUST | COM | 464285105 | 7 | 656 | SH | SOLE | 656 | 0 | 0 | ||
ISIS PHARMACEUTICALS INC COM | COM | 464330109 | 687 | 17,000 | SH | DFND | 7,650 | 9,350 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,006 | 10,768 | SH | DFND | 5,523 | 5,245 | 0 | ||
KANSAS CITY LIFE INSURANCE CO | COM | 484836101 | 14 | 296 | SH | SOLE | 14 | 0 | 0 | ||
KAYNE ANDERSON MLP INVT CO COM | COM | 486606106 | 424 | 18,285 | SH | DFND | 0 | 18,285 | 0 | ||
KB HOME COM | COM | 48666K109 | 2,232 | 164,759 | SH | DFND | 116,679 | 48,080 | 0 | ||
LSI INDS INC COM | COM | 50216C108 | 110 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
MASTEC INC COM | COM | 576323109 | 1,958 | 123,720 | SH | DFND | 64,599 | 59,121 | 0 | ||
MCDERMOTT INTERNATIONAL | COM | 580037109 | 23 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO COM | COM | 582839106 | 251 | 3,560 | SH | SOLE | 3,560 | 0 | 0 | ||
MILLER ENERGY RESOURCES | PREFERRED STOCKS | 600527105 | 0 | 300 | SH | SOLE | 300 | 0 | 0 | ||
MILLS MUSIC TRUST | COM | 601158108 | 1 | 60 | SH | SOLE | 60 | 0 | 0 | ||
MITEK SYS INC COM NEW | COM | 606710200 | 198 | 62,035 | SH | DFND | 0 | 62,035 | 0 | ||
MTS SYS CORP COM | COM | 553777103 | 1,507 | 25,072 | SH | DFND | 14,483 | 10,589 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 13 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 373 | 4,880 | SH | SOLE | 4,880 | 0 | 0 | ||
ON SEMICONDUCTOR CORP COM | COM | 682189105 | 1,686 | 179,424 | SH | DFND | 94,444 | 84,980 | 0 | ||
ORGANOVO HLDGS INC COM | COM | 68620A104 | 99 | 36,990 | SH | DFND | 0 | 36,990 | 0 | ||
PACIFIC DRILLING SA LUXEMBOURE | COM | L7257P106 | 14 | 11,400 | SH | DFND | 0 | 11,400 | 0 | ||
PCS EDVENTURES COM INC COM | COM | 69325N102 | 3 | 20,700 | SH | DFND | 0 | 20,700 | 0 | ||
PFIZER INC | COM | 717081103 | 371 | 11,820 | SH | SOLE | 11,820 | 0 | 0 | ||
PREMIER EXHIBITIONS INC | COM | 740S1E102 | 1 | 300 | SH | SOLE | 300 | 0 | 0 | ||
PRIVATEBANCORP INC COM | COM | 742962103 | 2,119 | 55,291 | SH | DFND | 40,015 | 15,276 | 0 | ||
PROSPECT CAPITAL CORPORATIONCO | COM | 74348T102 | 2,231 | 382,701 | SH | DFND | 220,031 | 162,370 | 0 | ||
QUALCOMM INC COM | COM | 747525103 | 215 | 4,000 | SH | DFND | 0 | 4,000 | 0 | ||
RAYTHEON CO COM NEW | COM | 755111507 | 372 | 3,405 | SH | DFND | 0 | 3,405 | 0 | ||
ROSS STORES INC COM | COM | 778296103 | 792 | 16,334 | SH | DFND | 7,328 | 9,006 | 0 | ||
SABINE OIL & GAS CORP | COM | 78532P107 | 0 | 25 | SH | SOLE | 25 | 0 | 0 | ||
SANDISK CORP COM | COM | 80004C101 | 1,144 | 21,060 | SH | DFND | 14,000 | 7,060 | 0 | ||
SENOMYX INC COM | COM | 81724Q107 | 1,455 | 326,354 | SH | DFND | 178,406 | 147,948 | 0 | ||
SJW CORP COM | COM | 784305104 | 238 | 7,740 | SH | SOLE | 7,740 | 0 | 0 | ||
SNAP ON INC COM | COM | 833034101 | 222 | 1,470 | SH | SOLE | 1,470 | 0 | 0 | ||
TJX COS INC NEW COM | COM | 872540109 | 249 | 3,491 | SH | DFND | 1,951 | 1,540 | 0 | ||
TRI POINTE HOMES INC COM | COM | 87265H109 | 1,434 | 109,584 | SH | DFND | 53,794 | 55,790 | 0 | ||
TRONOX LTD SHS CL A | COM | Q9235V101 | 11 | 2,484 | SH | SOLE | 2,484 | 0 | 0 | ||
TROVAGENE INC COM NEW | COM | 897238309 | 218 | 38,400 | SH | DFND | 0 | 38,400 | 0 | ||
UNILEVER NV N Y SHS NEW | COM | 904784709 | 225 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 347 | 3,920 | SH | SOLE | 3,920 | 0 | 0 | ||
V F CORP | COM | 918204108 | 721 | 10,570 | SH | DFND | 3,730 | 6,840 | 0 | ||
VANGUARD CALIF TAX FREE FD ST | MUTUAL FUNDS | 922907803 | 202 | 12,755 | SH | DFND | 0 | 12,755 | 0 | ||
VANGUARD FIXED INCOME SECS GNM | COM | 922031307 | 641 | 59,716 | SH | DFND | 0 | 59,716 | 0 | ||
VERIZON COMMUNICATIONS COM | COM | 92343V104 | 554 | 12,740 | SH | DFND | 1,450 | 11,290 | 0 | ||
WABTEC CORP COM | COM | 929740108 | 748 | 8,500 | SH | DFND | 880 | 7,620 | 0 | ||
WELLS FARGO & CO NEW COM | COM | 949746101 | 368 | 7,175 | SH | DFND | 4,405 | 2,770 | 0 | ||
WESTERN DIGITAL CORP COM | COM | 958102105 | 0 | 1 | SH | SOLE | 1 | 0 | 0 |